2014-11-10T13:59:10-06:00 2013-12-31 562231176 KB Morgan PLLC 405 Battleground Avenue Suite 101 Greensboro NC 27401 990PF 2013-01-01 581413060 EA Morris Charitable Foundation EAMO 9194039498 3802 Swarthmore Road Durham NC 27707 KENNETH B MORGAN VICE PRESIDENT & TREASURER 3362712870 2014-11-10 0 Kenneth B Morgan P00006346 3362712870 X 2013 2015-12-30 17:16:21Z X 12798140 X X 314553 314553 897715 7240197 897715 4179 4179 1216447 1216447 177167 8859 8859 28530 0 0 5125 5116 0 191 0 3240 0 0 644 0 0 99134 96526 0 314031 110501 8859 505000 505000 819031 110501 513859 397416 1105946 19750 70678 70678 628346 1254441 1254441 1432676 1389677 1329586 8755449 8519385 9379993 687728 699201 699942 60752 60752 62928 958 386 763 572 572 11826 0 0 11597290 11994706 12798140 0 0 X 4474067 4474067 0 0 7123223 7520639 11597290 11994706 11597290 11994706 11597290 397416 0 11994706 0 11994706 360.252 SHS PAUIX - PIMCO ALL ASSET/AUTH I 2012-01-27 2013-04-29 4006 3808 198 198 142 SHS SNY - SANOFI ADR 2013-02-11 2013-12-02 7358 6767 591 591 41 SHS SNY - SANOFI ADR 2013-02-15 2013-12-02 2125 1985 140 140 63 SHS SNY - SANOFI ADR 2013-03-12 2013-12-02 3265 3087 178 178 41 SHS SNY - SANOFI ADR 2013-06-12 2013-12-02 2125 2226 -101 -101 21 SHS SNY - SANOFI ADR 2013-10-31 2013-12-02 1088 1124 -36 -36 294 SHS SONVY - SONOVA HOLDING-UNSP ADR 2013-06-18 2013-12-02 8058 6869 1189 1189 123 SHS SQM - SOCIEDAD QUIMICA ADR B 2012-01-31 2013-05-02 5863 7178 -1315 -1315 370 SHS SUBCY - SUBSEA 7 INC 2012-01-31 2013-07-12 6746 7544 -798 -798 271 SHS SVCBY - SVENSKA CELLULOSA AB F 2012-10-15 2013-12-02 8019 4834 3185 3185 1278 SHS TKGBY - TURKIYE GARA BANKASI-ADR 2013-04-12 2013-12-02 4831 6864 -2033 -2033 60 SHS TM - TOYOTA MTR CORP ADR F 2012-02-08 2013-12-02 7490 4862 2628 2628 36 SHS TM - TOYOTA MTR CORP ADR F 2012-02-24 2013-12-02 4494 3045 1449 1449 21 SHS TM - TOYOTA MTR CORP ADR F 2013-04-29 2013-12-02 2621 2453 168 168 25 SHS TM - TOYOTA MTR CORP ADR F 2013-06-17 2013-12-02 3121 3004 117 117 236 SHS TOSYY - TOSHIBA CORP-UNSPON ADR 2013-07-17 2013-12-02 6108 6888 -780 -780 240 SHS TSCDY - TESCO PLC 2012-01-31 2013-03-14 4137 3665 472 472 651 SHS TUWOY - TULLOW OIL PLC ADR 2012-01-31 2013-12-02 4557 7161 -2604 -2604 172 SHS UBS - UBS AG-REG 2013-08-06 2013-12-02 3270 3491 -221 -221 85 SHS UBS - UBS AG-REG 2013-10-22 2013-12-02 1616 1831 -215 -215 523 SHS UNICY - UNICHARM CORP SPONS ADR 2013-04-30 2013-12-02 6658 6767 -109 -109 49 SHS UN - UNILEVER N V F 2011-01-28 2013-12-02 1906 1454 452 452 200 SHS UN - UNILEVER N V F 2011-03-10 2013-12-02 7780 6089 1691 1691 90 SHS UN - UNILEVER N V F 2011-04-28 2013-12-02 3501 2979 522 522 64 SHS UOVEY - UTD OVERSEAS BK SPON ADR 2012-01-31 2013-04-18 2134 1761 373 373 104 SHS UOVEY - UTD OVERSEAS BK SPON ADR 2012-01-31 2013-12-02 3480 2862 618 618 92 SHS UOVEY - UTD OVERSEAS BK SPON ADR 2012-04-18 2013-12-02 3078 2742 336 336 138 SHS VLKPY - VOLKSWAGEN AG-SPONS ADR 2013-01-24 2013-12-02 7350 6739 611 611 97 SHS VLKPY - VOLKSWAGEN AG-SPONS ADR 2013-06-18 2013-12-02 5166 4218 948 948 306 SHS VODAFONE GROUP SPONS ADR 2012-01-31 2013-02-15 7986 8279 -293 -293 152 SHS WSH - WILLIS GROUP HOLDINGS 2012-01-31 2013-06-03 5937 5902 35 35 218 SHS WSH - WILLIS GROUP HOLDINGS 2012-01-31 2013-06-07 8602 8465 137 137 36 SHS ACN - ACCENTURE PLC IRELAND 2012-01-31 2013-06-27 2889 2060 829 829 61 SHS ACN - ACCENTURE PLC IRELAND 2012-01-31 2013-12-02 4684 3490 1194 1194 46 SHS AGU - AGRIUM INC 2012-09-14 2013-12-02 4193 4774 -581 -581 517 SHS AKZOY - AKZO NOBEL N V 2012-01-31 2013-12-02 12976 8985 3991 3991 80 SHS ALV - AUTOLIV INC 2012-07-31 2013-06-24 5761 4555 1206 1206 131 SHS AON - AON PLC 2013-06-11 2013-12-02 10791 8532 2259 2259 53 SHS ARKAY - ARKEMA-SPONSORED ADR 2012-05-03 2013-12-02 6047 4816 1231 1231 34 SHS ARKAY - ARKEMA-SPONSORED ADR 2012-06-18 2013-12-02 3879 2289 1590 1590 22 SHS ARKAY - ARKEMA-SPONSORED ADR 2012-06-22 2013-12-02 2510 1409 1101 1101 48 SHS ASML - ASML HOLDING NV 2013-03-14 2013-12-02 4512 3434 1078 1078 25 SHS ASML - ASML HOLDING NV 2013-03-21 2013-12-02 2350 1741 609 609 28 SHS ASML - ASML HOLDING NV 2013-04-01 2013-12-02 2632 1878 754 754 62 SHS BASFY - BASF SE SPONSORED ADR 2012-01-31 2013-12-02 6630 4798 1832 1832 24 SHS BASFY - BASF SE SPONSORED ADR 2012-03-12 2013-12-02 2567 2053 514 514 3 SHS BAYRY - BAYER AG SPONSORED ADR 2013-06-03 2013-12-02 400 320 80 80 45 SHS BAYRY - BAYER AG SPONSORED ADR 2013-06-04 2013-12-02 6003 4853 1150 1150 13 SHS BAYRY - BAYER AG SPONSORED ADR 2013-06-12 2013-12-02 1734 1434 300 300 111 SHS BBL - BHP BILLITON PLC-ADR 2012-01-31 2013-06-19 6250 7461 -1211 -1211 18 SHS BBL - BHP BILLITON PLC-ADR 2012-07-19 2013-06-19 1013 1037 -24 -24 42 SHS BIDU - BAIDU INC ADR 2012-10-17 2013-12-02 7007 4805 2202 2202 407 SHS BMBLY - BRAMBLES LTD-UNSPON ADR 2012-05-01 2013-12-02 6943 6109 834 834 109 SHS BMBLY - BRAMBLES LTD-UNSPON ADR 2013-06-19 2013-12-02 1860 1865 -5 -5 86 SHS BNS - BANK NOVA SCOTIA HALIFAX 2012-08-01 2013-12-02 5278 4491 787 787 31 SHS BNS - BANK NOVA SCOTIA HALIFAX 2012-10-17 2013-12-02 1902 1716 186 186 365 SHS BRGYY - BG GROUP PLC F 2012-01-31 2013-07-05 6142 8249 -2107 -2107 124 SHS BUD - ANHEUSER BUSCH INBEV ADR 2012-01-31 2013-02-06 10810 7533 3277 3277 720 SHS BZLFY - BUNZL PLC 2012-01-31 2013-12-02 16387 9894 6493 6493 94 SHS CAJ - CANON INC ADR F 2009-04-27 2013-12-02 3102 2813 289 289 80 SHS CAJ - CANON INC ADR F 2009-08-06 2013-12-02 2640 2851 -211 -211 30 SHS CEO - CNOOC LTD-ADR 2012-06-18 2013-12-02 6139 6045 94 94 690 SHS CFRUY - COMPAGNIE FINANCIERE 2013-08-14 2013-12-02 6942 7022 -80 -80 122 SHS CHKP - CHECK POINT SOFTWARE F 2012-08-21 2013-12-02 7568 6143 1425 1425 110 SHS CHKP - CHECK POINT SOFTWARE F 2012-10-17 2013-12-02 6823 4545 2278 2278 32 SHS CHKP - CHECK POINT SOFTWARE F 2013-05-14 2013-12-02 1985 1572 413 413 152 SHS CHL - CHINA MOBILE LTD SPN ADR 2012-01-31 2013-12-02 8178 7734 444 444 111 SHS CHL - CHINA MOBILE LTD SPN ADR 2013-03-19 2013-12-02 5972 5777 195 195 0.2 SHS CIOXY - CIELO SA 2013-05-09 2013-05-09 6 6 6 223 SHS CIOXY - CIELO SA SPONSORED ADR 2012-12-11 2013-12-02 6469 5028 1441 1441 311 SHS CJREF - CORUS ENTMT INC B 2012-01-31 2013-12-02 7144 6478 666 666 142 SHS CMXHY - CSL LTD- UNSPON ADR 2012-01-31 2013-03-15 4522 2349 2173 2173 44 SHS CMXHY - CSL LTD- UNSPON ADR 2012-01-31 2013-05-09 1351 728 623 623 173 SHS CMXHY - CSL LTD- UNSPON ADR 2012-01-31 2013-06-19 4660 2861 1799 1799 517 SHS CRNCY - CAIRN ENRGY PLC UNSP ADR 2012-08-01 2013-03-27 4274 4777 -503 -503 0.902 SHS CS - CREDIT SUISSE GROUP 2013-05-20 2013-05-20 27 27 27 163 SHS CS - CREDIT SUISSE GROUP F 2012-01-31 2013-08-06 4877 4163 714 714 51 SHS CTSH - COGNIZANT TECHNOLOGY 2012-05-07 2013-05-13 3211 2917 294 294 43 SHS CTSH - COGNIZANT TECHNOLOGY 2012-10-18 2013-05-13 2707 2980 -273 -273 180 SHS CVE - CENOVUS ENERGY INC 2012-01-31 2013-12-02 5332 6486 -1154 -1154 936 SHS DBOEY - DEUTSCHE BOERSE AG-UNSPO 2012-02-17 2013-12-02 7142 6317 825 825 288 SHS DBOEY - DEUTSCHE BOERSE AG-UNSPO 2012-04-30 2013-12-02 2198 1824 374 374 172 SHS DHTMY - DAIHATSU MOTOR CO LTD 2013-04-30 2013-12-02 6317 6900 -583 -583 81 SHS DTEGY - DEUTSCHE TELEKOM AG 2005-09-14 2013-02-19 895 1519 -624 -624 280 SHS DTEGY - DEUTSCHE TELEKOM AG 2005-12-21 2013-02-19 3093 4585 -1492 -1492 300 SHS DTEGY - DEUTSCHE TELEKOM AG 2007-03-14 2013-02-19 3313 4884 -1571 -1571 126 SHS EC - ECOPETROL SA-SPON ADR 2012-06-22 2013-03-19 6831 7078 -247 -247 90 SHS ENB - ENBRIDGE INC 2013-03-15 2013-12-02 3679 4120 -441 -441 700 SHS ERIC - ERICSSON (LM) TEL-SP ADR 2008-02-11 2013-12-02 8695 7041 1654 1654 275 SHS ERIC - ERICSSON (LM) TEL-SP ADR 2012-05-03 2013-12-02 3416 2653 763 763 279 SHS EUTLY - EUTELSAT COMMUN UN ADR 2013-08-21 2013-12-02 2006 2083 -77 -77 885 SHS EUTLY - EUTELSAT COMMUN UN ADR 2013-08-22 2013-12-02 6363 6705 -342 -342 65 SHS EXPGY - EXPERIAN PLC 2012-01-31 2013-03-20 1141 881 260 260 107 SHS EXPGY - EXPERIAN PLC 2012-01-31 2013-03-21 1849 1451 398 398 487 SHS EXPGY - EXPERIAN PLC 2012-01-31 2013-12-02 8883 6604 2279 2279 217 SHS FANUY - FANUC CORP UNSPON ADR 2012-02-14 2013-12-02 6052 6212 -160 -160 84 SHS FANUY - FANUC CORP UNSPON ADR 2012-04-30 2013-12-02 2343 2356 -13 -13 81 SHS FANUY - FANUC CORP UNSPON ADR 2013-02-19 2013-12-02 2259 2112 147 147 103 SHS FANUY - FANUC CORP UNSPON ADR 2013-05-02 2013-12-02 2873 2610 263 263 66 SHS FANUY - FANUC CORP UNSPON ADR 2013-05-03 2013-12-02 1841 1694 147 147 94 SHS FMS - ADR FRESENIUS MED CRE AG 2012-01-31 2013-02-07 3277 3360 -83 -83 98 SHS FMS - ADR FRESENIUS MED CRE AG 2012-01-31 2013-06-13 3430 3503 -73 -73 130 SHS GBOOY - GRUPO FIN BANORTE ADR 2013-03-15 2013-12-02 4440 5184 -744 -744 42 SHS GBOOY - GRUPO FIN BANORTE ADR 2013-04-02 2013-12-02 1434 1681 -247 -247 626 SHS GVDNY - GIVAUDAN-UNSPON-ADR 2012-01-31 2013-12-02 17409 11719 5690 5690 72 SHS HENOY - HENKEL AG & CO KGAA 2013-07-16 2013-12-02 8106 6860 1246 1246 70 SHS HENOY - HENKEL AG & CO KGAA 2013-09-19 2013-12-02 7880 7276 604 604 385 SHS IAPLY - ICAP PLC SPONSORED ADR 2012-03-06 2013-06-25 4513 4775 -262 -262 115 SHS IAPLY - ICAP PLC SPONSORED ADR 2012-03-06 2013-12-02 1564 1426 138 138 143 SHS IAPLY - ICAP PLC SPONSORED ADR 2012-04-04 2013-12-02 1945 1773 172 172 104 SHS IAPLY - ICAP PLC SPONSORED ADR 2012-07-17 2013-12-02 1414 1015 399 399 153 SHS IBN - ICICI BANK LTD SPON 2013-03-08 2013-12-02 5528 6860 -1332 -1332 163 SHS IDCBY - IND & COMM BK OF UNS ADR 2012-12-10 2013-10-23 2262 2258 4 4 309 SHS IDCBY - IND & COMM BK OF UNS ADR 2012-12-10 2013-12-02 4425 4281 144 144 220 SHS IDCBY - IND & COMM BK OF UNS ADR 2012-12-20 2013-12-02 3150 3188 -38 -38 58 SHS INFORMA PLC UNSP ADR 2012-01-31 2013-03-20 888 720 168 168 127 SHS INFORMA PLC UNSP ADR 2012-01-31 2013-03-21 1940 1576 364 364 332 SHS INFORMA PLC UNSP ADR 2012-01-31 2013-04-29 4898 4120 778 778 113 SHS INFORMA PLC UNSP ADR 2012-01-31 2013-04-30 1666 1402 264 264 369 SHS JBAXY - JULIUS BAER GRP LTD ADR 2013-08-08 2013-12-02 3413 3449 -36 -36 194 SHS JBAXY - JULIUS BAER GRP LTD ADR 2013-10-29 2013-12-02 1794 1897 -103 -103 105 SHS JMHLY - JARDINE MATHSN HD UNADR 2013-01-25 2013-12-02 5428 6882 -1454 -1454 25 SHS JMHLY - JARDINE MATHSN HD UNADR 2013-03-08 2013-12-02 1292 1689 -397 -397 24 SHS JMHLY - JARDINE MATHSN HD UNADR 2013-03-11 2013-12-02 1241 1606 -365 -365 20 SHS JMHLY - JARDINE MATHSN HD UNADR 2013-04-08 2013-12-02 1034 1339 -305 -305 28 SHS JMHLY - JARDINE MATHSN HD UNADR 2013-04-09 2013-12-02 1448 1867 -419 -419 1466.667 SHS JUPITER TELECOM-UNSP ADR 2012-01-31 2013-04-03 19144 14670 4474 4474 193.333 SHS JUPITER TELECOM-UNSP ADR 2012-08-20 2013-04-03 2523 1913 610 610 570 SHS KONINKLIJKE AHOLD ADR 2009-12-01 2013-12-02 10283 7866 2417 2417 323 SHS KONINKLIJKE AHOLD ADR 2012-01-31 2013-12-02 5827 4277 1550 1550 1906 SHS LFUGY - LI & FUNG LTD-UNSPON ADR 2012-12-14 2013-02-06 4992 6533 -1541 -1541 749 SHS LNEGY - LINDE AG SPON ADR LVL 1 2012-01-31 2013-12-02 15174 11947 3227 3227 154 SHS LNEGY - LINDE AG SPON ADR LVL 1 2013-04-05 2013-12-02 3120 2892 228 228 111 SHS LRLCY - L OREAL CO ADR 2012-01-31 2013-10-11 3765 2375 1390 1390 182 SHS LRLCY - L OREAL CO ADR 2012-01-31 2013-12-02 6168 3895 2273 2273 80 SHS LRLCY - L OREAL CO ADR 2012-11-12 2013-12-02 2711 2019 692 692 176 SHS MR - MINDRAY MEDICAL INTL LTD 2013-03-19 2013-11-20 6952 6831 121 121 900 SHS NGD - NEW GOLD INC 2012-01-31 2013-12-02 4495 10616 -6121 -6121 124 SHS NGD - NEW GOLD INC 2012-09-21 2013-12-02 619 1573 -954 -954 51 SHS NKRKY - NOKIAN TYRES OYJ UN ADR 2013-04-04 2013-12-02 1242 1165 77 77 246 SHS NKRKY - NOKIAN TYRES OYJ UN ADR 2013-04-05 2013-12-02 5990 5626 364 364 147 SHS NLSN - NIELSEN HOLDINGS N.V. 2013-09-17 2013-12-02 6332 5351 981 981 35 SHS NLSN - NIELSEN HOLDINGS N.V. 2013-11-14 2013-12-02 1508 1399 109 109 24 SHS NLSN - NIELSEN HOLDINGS N.V. 2013-11-22 2013-12-02 1034 976 58 58 1005 SHS NRBAY - NORDEA BANK AB SPON ADR 2012-01-31 2013-12-02 12824 8492 4332 4332 122 SHS NRBAY - NORDEA BANK AB SPON ADR 2013-06-21 2013-12-02 1557 1398 159 159 157 SHS NSRGY - NESTLE S A REG ADR 2012-01-31 2013-09-19 10965 9040 1925 1925 49 SHS NVO - NOVO NORDISK A S ADR 2012-01-31 2013-03-21 7905 5862 2043 2043 161 SHS NVS - NOVARTIS AG 2012-01-31 2013-12-02 12769 8739 4030 4030 26 SHS NVS - NOVARTIS AG 2013-06-17 2013-12-02 2062 1905 157 157 404 SHS PDRDY - PERNOD-RICARD SA-UNSPON 2012-06-19 2013-12-02 9029 8102 927 927 16 SHS POFCY - PETROFAC LTD UNSP ADR 2012-01-31 2013-07-12 155 184 -29 -29 500 SHS POFCY - PETROFAC LTD UNSP ADR 2012-01-31 2013-07-15 4779 5762 -983 -983 213 SHS POFCY - PETROFAC LTD UNSP ADR 2012-09-24 2013-07-15 2036 2790 -754 -754 327 SHS POFCY - PETROFAC LTD UNSP ADR 2013-03-15 2013-07-15 3126 3786 -660 -660 1209 SHS PTNR - PARTNER COMMUNICATIONS 2012-08-21 2013-12-02 11743 4815 6928 6928 126 SHS PUBGY - PUBLICIS GROUP - S A F 2013-04-05 2013-07-30 2405 2240 165 165 256 SHS PUBGY - PUBLICIS GROUP - S A F 2013-04-05 2013-12-02 5642 4551 1091 1091 20 SHS PUBGY - PUBLICIS GROUP - S A F 2013-05-30 2013-12-02 441 372 69 69 161 SHS PUBGY - PUBLICIS GROUP - S A F 2013-05-31 2013-12-02 3548 2963 585 585 379 SHS RHHBY - ROCHE HOLDINGS LTD ADR 2012-01-31 2013-12-02 26548 16233 10315 10315 114 SHS RIO - RIO TINTO PLC 2012-12-18 2013-06-04 5048 6638 -1590 -1590 166 SHS RUK - REED ELSEVIER PLC-SPOS 2012-01-31 2013-12-02 9642 5512 4130 4130 119 SHS RUK - REED ELSEVIER PLC-SPOS 2013-04-02 2013-12-02 6912 5739 1173 1173 496 SHS SAFRY - SAFRAN SA-UNSPON ADR 2012-10-15 2013-12-02 8189 4765 3424 3424 123 SHS SAP - SAP AG SPONSORED ADR 2012-01-31 2013-12-02 10081 7443 2638 2638 842 SHS SBGSY - SCHNEIDER ELECTRIC SA- 2012-01-31 2013-12-02 14095 10517 3578 3578 301 SHS SBGSY - SCHNEIDER ELECTRIC SA- 2013-04-05 2013-12-02 5039 4436 603 603 208 SHS SBMRY - SABMILLER PLC ADR 2013-02-06 2013-12-02 10610 10399 211 211 393 SHS SBRCY - SBERBANK RUSSIA SPON ADR 2012-07-27 2013-12-02 4822 4384 438 438 397 SHS SBRCY - SBERBANK RUSSIA SPON ADR 2012-09-19 2013-12-02 4871 4809 62 62 142 SHS SDXAY - SODEXHO SPON ADR 2012-01-31 2013-12-02 14093 10389 3704 3704 14 SHS SDXAY - SODEXHO SPON ADR 2012-12-14 2013-12-02 1389 1187 202 202 123 SHS SFTBY - SOFTBANK CORP ADR 2012-04-04 2013-03-11 2408 1761 647 647 167 SHS SFTBY - SOFTBANK CORP ADR 2012-04-04 2013-12-02 6805 2391 4414 4414 181 SHS SFTBY - SOFTBANK CORP ADR 2012-05-09 2013-12-02 7376 2751 4625 4625 688 SHS SGSOY - SGS SOC GEN SURVEILL ADR 2012-01-31 2013-12-02 15342 12384 2958 2958 32 SHS SHG - SHINHAN FINL GRP ADR 2012-01-31 2013-04-29 1096 1268 -172 -172 156 SHS SHG - SHINHAN FINL GRP ADR 2012-01-31 2013-04-30 5324 6182 -858 -858 249 SHS SLW - SILVER WHEATON CORP 2012-01-31 2013-12-02 4968 8877 -3909 -3909 72 SHS SLW - SILVER WHEATON CORP 2012-12-18 2013-12-02 1437 2580 -1143 -1143 25 SHS STI - SUNTRUST BANKS INC 2013-01-02 2013-04-29 736 725 11 11 296 SHS STI - SUNTRUST BANKS INC 2013-01-02 2013-10-10 9725 8583 1142 1142 144 SHS STI - SUNTRUST BANKS INC 2013-01-02 2013-12-17 5063 4175 888 888 417 SHS STI - SUNTRUST BANKS INC 2013-02-04 2013-12-17 14662 11984 2678 2678 3 SHS STT - STATE STR CORP 2013-01-02 2013-04-29 175 144 31 31 300 SHS STT - STATE STR CORP 2013-01-02 2013-12-17 20883 14438 6445 6445 17 SHS SU - SUNCOR ENERGY INC NEW 2012-11-13 2013-04-29 498 560 -62 -62 484 SHS SU - SUNCOR ENERGY INC NEW 2012-11-13 2013-12-17 16279 15939 340 340 138 SHS SU - SUNCOR ENERGY INC NEW 2012-12-03 2013-12-17 4641 4498 143 143 588 SHS SYMC - SYMANTEC CORP 2013-06-19 2013-12-17 13318 13434 -116 -116 7 SHS T - AT & T INC 2012-01-03 2013-04-29 261 213 48 48 449 SHS T - AT & T INC 2012-01-03 2013-12-17 15203 13677 1526 1526 135 SHS TEL - TE CONNECTIVITY LTD 2013-05-23 2013-12-17 7035 6177 858 858 130 SHS TEL - TE CONNECTIVITY LTD 2013-06-21 2013-12-17 6775 5839 936 936 64 SHS TEL - TE CONNECTIVITY LTD 2013-08-08 2013-12-17 3335 3260 75 75 5 SHS TRV - TRAVELERS COS INC/ THE 2012-05-14 2013-04-29 427 323 104 104 273 SHS TRV - TRAVELERS COS INC/ THE 2012-05-14 2013-12-17 23631 17650 5981 5981 202 SHS TSO - TESORO CORPORATION 2013-03-01 2013-12-17 11593 11464 129 129 55 SHS TWC - TIME WARNER CABLE 2011-09-06 2013-03-01 4821 3425 1396 1396 68 SHS TWC - TIME WARNER CABLE 2011-09-06 2013-06-03 6446 4235 2211 2211 29 SHS TWC - TIME WARNER CABLE 2011-09-06 2013-08-05 3383 1806 1577 1577 100 SHS TWC - TIME WARNER CABLE 2011-09-12 2013-08-05 11665 6048 5617 5617 21 SHS TYC - TYCO INTERNATIONAL LTD 2011-09-12 2013-04-29 678 414 264 264 160 SHS TYC - TYCO INTERNATIONAL LTD 2011-09-12 2013-12-17 6075 3151 2924 2924 180 SHS TYC - TYCO INTERNATIONAL LTD 2011-11-07 2013-12-17 6835 4093 2742 2742 110 SHS TYC - TYCO INTERNATIONAL LTD 2012-01-03 2013-12-17 4177 2622 1555 1555 4 SHS UAL - UNITED CONTL HLDGS INC 2013-03-01 2013-04-29 128 111 17 17 412 SHS UAL - UNITED CONTL HLDGS INC 2013-03-01 2013-12-17 15404 11390 4014 4014 266 SHS UNH - UNITEDHEALTH GROUP 2010-12-16 2013-02-20 14790 9508 5282 5282 60 SHS UNH - UNITEDHEALTH GROUP 2011-03-02 2013-02-20 3336 2578 758 758 155 SHS USB - US BANCORP NEW 2012-07-23 2013-01-02 5060 5143 -83 -83 12 SHS USB - US BANCORP NEW 2012-07-23 2013-04-29 400 398 2 2 168 SHS USB - US BANCORP NEW 2012-07-23 2013-07-08 6208 5575 633 633 277 SHS USB - US BANCORP NEW 2012-07-23 2013-12-17 10840 9192 1648 1648 161 SHS USB - US BANCORP NEW 2012-09-10 2013-12-17 6300 5476 824 824 212 SHS USB - US BANCORP NEW 2012-10-31 2013-12-17 8296 7050 1246 1246 7 SHS VLO - VALERO ENERGY CORP NEW 2011-03-14 2013-04-29 289 200 89 89 250 SHS VLO - VALERO ENERGY CORP NEW 2011-03-14 2013-12-17 11745 6564 5181 5181 180 SHS VLO - VALERO ENERGY CORP NEW 2011-05-09 2013-12-17 8456 4535 3921 3921 165 SHS VZ - VERIZON COMMUNICATIONS 2012-02-06 2013-03-18 7974 6267 1707 1707 96 SHS VZ - VERIZON COMMUNICATIONS 2012-02-06 2013-05-01 5119 3646 1473 1473 210 SHS VZ - VERIZON COMMUNICATIONS 2012-02-13 2013-05-01 11199 8016 3183 3183 201 SHS VZ - VERIZON COMMUNICATIONS 2012-05-07 2013-05-01 10719 8127 2592 2592 7 SHS WAG - WALGREEN COMPANY 2011-09-06 2013-04-29 346 243 103 103 228 SHS WAG - WALGREEN COMPANY 2011-09-06 2013-10-10 12678 7917 4761 4761 140 SHS WAG - WALGREEN COMPANY 2011-09-19 2013-10-10 7785 5153 2632 2632 185 SHS WDC - WESTERN DIGITAL CORP 2013-08-13 2013-12-17 15560 12626 2934 2934 6 SHS WFC - WELLS FARGO COMPANY 2012-10-02 2013-04-29 228 208 20 20 333 SHS WFC - WELLS FARGO COMPANY 2012-10-02 2013-12-17 14512 11546 2966 2966 6 SHS WMT - WAL-MART STORES INC 2012-07-09 2013-04-29 471 429 42 42 244 SHS WMT - WAL-MART STORES INC 2012-07-09 2013-12-17 18874 17442 1432 1432 199 SHS WMT - WAL-MART STORES INC 2013-01-02 2013-12-17 15393 13716 1677 1677 13 SHS XOM - EXXON MOBIL CORP 2009-12-15 2013-04-29 1153 906 247 247 14 SHS XOM - EXXON MOBIL CORP 2010-03-16 2013-08-08 1284 928 356 356 25 SHS XOM - EXXON MOBIL CORP 2010-04-27 2013-08-08 2292 1749 543 543 31 SHS XOM - EXXON MOBIL CORP 2010-04-29 2013-08-08 2842 2128 714 714 204 SHS XOM - EXXON MOBIL CORP 2011-03-02 2013-08-08 18703 17121 1582 1582 153 SHS XOM - EXXON MOBIL CORP 2011-03-02 2013-12-17 14705 12841 1864 1864 90 SHS XOM - EXXON MOBIL CORP 2012-07-16 2013-12-17 8650 7655 995 995 290 SHS A - AGILENT TECH INC 2012-10-08 2013-12-17 16366 11259 5107 5107 320 SHS ABC - AMERISOURCEBERGEN CORP 2011-03-02 2013-03-19 16649 11994 4655 4655 5 SHS ADT - ADT CORP/THE 2011-09-12 2013-04-29 221 127 94 94 85 SHS ADT - ADT CORP/THE 2011-09-12 2013-12-17 3393 2147 1246 1246 90 SHS ADT - ADT CORP/THE 2011-11-07 2013-12-17 3593 2632 961 961 55 SHS ADT - ADT CORP/THE 2012-01-03 2013-12-17 2196 1687 509 509 257 SHS AET - AETNA INC 2013-09-18 2013-12-17 16857 17198 -341 -341 19 SHS AIG - AMERICAN INTL GROUP INC 2012-09-17 2013-04-29 785 662 123 123 407 SHS AIG - AMERICAN INTL GROUP INC 2012-09-17 2013-12-17 20147 14175 5972 5972 332 SHS AIG - AMERICAN INTL GROUP INC 2012-10-08 2013-12-17 16435 11804 4631 4631 123 SHS ALLE - ALLEGION PLC 2012-12-03 2013-12-10 5166 3677 1489 1489 4 SHS BMY - BRISTOL MYERS SQUIBB 2011-03-02 2013-04-29 160 102 58 58 393 SHS BMY - BRISTOL MYERS SQUIBB 2011-03-02 2013-12-17 19848 10063 9785 9785 116 SHS BRK'B - BERKSHIRE HATHAWAY INC B 2011-03-02 2013-12-17 13190 9937 3253 3253 6 SHS CB - CHUBB CORP 2011-08-01 2013-04-29 529 372 157 157 25 SHS CB - CHUBB CORP 2011-08-01 2013-12-17 2313 1550 763 763 130 SHS CB - CHUBB CORP 2012-01-30 2013-12-17 12026 8699 3327 3327 90 SHS CB - CHUBB CORP 2012-03-19 2013-12-17 8326 6210 2116 2116 129 SHS C - CITIGROUP INC NEW 2012-06-12 2013-07-08 6361 3525 2836 2836 55 SHS C - CITIGROUP INC NEW 2012-06-12 2013-12-17 2796 1503 1293 1293 576 SHS C - CITIGROUP INC NEW 2012-06-13 2013-12-17 29278 15999 13279 13279 442 SHS C - CITIGROUP INC NEW 2012-06-25 2013-12-17 22467 11795 10672 10672 348 SHS CMCSA - COMCAST CORP NEW CL A 2012-08-27 2013-01-02 13279 11844 1435 1435 133 SHS CMCSA - COMCAST CORP NEW CL A 2012-08-27 2013-03-01 5323 4526 797 797 7 SHS CMCSA - COMCAST CORP NEW CL A 2012-08-27 2013-04-29 291 238 53 53 69 SHS CMCSA - COMCAST CORP NEW CL A 2012-08-27 2013-12-17 3375 2348 1027 1027 376 SHS CMCSA - COMCAST CORP NEW CL A 2012-10-08 2013-12-17 18391 13619 4772 4772 122 SHS CMCSA - COMCAST CORP NEW CL A 2012-10-31 2013-12-17 5967 4596 1371 1371 419 SHS CSCO - CISCO SYS INC 2012-02-21 2013-01-02 8416 8535 -119 -119 5 SHS CSCO - CISCO SYS INC 2012-02-21 2013-04-29 105 102 3 3 210 SHS CSCO - CISCO SYS INC 2012-02-21 2013-12-17 4402 4278 124 124 522 SHS CSCO - CISCO SYS INC 2013-06-21 2013-12-17 10943 12671 -1728 -1728 337 SHS CSCO - CISCO SYS INC 2013-08-05 2013-12-17 7065 8901 -1836 -1836 368 SHS CSCO - CISCO SYS INC 2013-08-08 2013-12-17 7715 9660 -1945 -1945 0.452 SHS CST - CST BRANDS INC 2011-03-14 2013-05-01 14 10 4 4 0.326 SHS CST - CST BRANDS INC 2011-05-09 2013-05-01 10 7 3 3 27.326 SHS CST - CST BRANDS INC 2011-03-14 2013-05-15 875 581 294 294 19.674 SHS CST - CST BRANDS INC 2011-05-09 2013-05-15 630 401 229 229 10 SHS CVS - CVS CAREMARK CORP 2012-07-09 2013-04-29 574 472 102 102 527 SHS CVS - CVS CAREMARK CORP 2012-07-09 2013-12-17 35351 24870 10481 10481 122 SHS CVS - CVS CAREMARK CORP 2012-10-08 2013-12-17 8184 5950 2234 2234 8 SHS CVX - CHEVRON CORPORATION 2010-12-16 2013-04-29 972 713 259 259 117 SHS CVX - CHEVRON CORPORATION 2010-12-16 2013-12-17 13937 10435 3502 3502 210 SHS CVX - CHEVRON CORPORATION 2012-01-03 2013-12-17 25016 23108 1908 1908 483 SHS DFS - DISCOVER FINANCIAL 2011-03-02 2013-12-17 25724 10243 15481 15481 9 SHS DIS - DISNEY WALT COMPANY 2012-11-13 2013-04-29 567 431 136 136 207 SHS DIS - DISNEY WALT COMPANY 2012-11-13 2013-12-17 14515 9912 4603 4603 89 SHS DIS - DISNEY WALT COMPANY 2013-01-02 2013-12-17 6241 4516 1725 1725 396 SHS DOW - DOW CHEMICAL COMPANY 2013-10-21 2013-12-17 16632 16362 270 270 16 SHS EMC - EMC CORP 2012-10-08 2013-04-29 361 437 -76 -76 571 SHS EMC - EMC CORP 2012-10-08 2013-12-17 13475 15589 -2114 -2114 216 SHS EMC - EMC CORP 2012-12-03 2013-12-17 5098 5361 -263 -263 804 SHS FOXA - TWENTY-FIRST CENTY A 2012-08-06 2013-12-17 26226 16755 9471 9471 21 SHS GE - GENERAL ELECTRIC COMPANY 2011-03-02 2013-04-29 468 428 40 40 421 SHS GE - GENERAL ELECTRIC COMPANY 2011-03-02 2013-12-17 11375 8580 2795 2795 290 SHS GE - GENERAL ELECTRIC COMPANY 2011-04-04 2013-12-17 7836 5964 1872 1872 574 SHS GE - GENERAL ELECTRIC COMPANY 2013-02-04 2013-12-17 15509 12891 2618 2618 18 SHS GS - GOLDMAN SACHS GROUP INC 2012-04-30 2013-03-18 2733 2067 666 666 8 SHS GS - GOLDMAN SACHS GROUP INC 2012-04-30 2013-04-29 1164 919 245 245 31 SHS GS - GOLDMAN SACHS GROUP INC 2012-04-30 2013-10-10 4863 3560 1303 1303 156 SHS GS - GOLDMAN SACHS GROUP INC 2012-04-30 2013-12-17 26563 17915 8648 8648 53 SHS GS - GOLDMAN SACHS GROUP INC 2012-09-10 2013-12-17 9025 6145 2880 2880 365 SHS HAL - HALLIBURTON COMPANY 2013-08-08 2013-12-17 18164 16854 1310 1310 4 SHS IBM - INTL BUSINESS MACH CORP 2013-03-01 2013-04-29 798 808 -10 -10 43 SHS IBM - INTL BUSINESS MACH CORP 2013-03-01 2013-08-05 8383 8690 -307 -307 13 SHS IBM - INTL BUSINESS MACH CORP 2013-03-01 2013-08-08 2440 2627 -187 -187 55 SHS IBM - INTL BUSINESS MACH CORP 2013-03-18 2013-08-08 10323 11766 -1443 -1443 17 SHS IP - INTL PAPER CO 2010-11-10 2013-04-29 803 439 364 364 86 SHS IP - INTL PAPER CO 2010-11-10 2013-12-17 4149 2218 1931 1931 2 SHS IP - INTL PAPER CO 2011-03-02 2013-12-17 96 54 42 42 240 SHS IP - INTL PAPER CO 2011-06-06 2013-12-17 11578 7144 4434 4434 171 SHS IP - INTL PAPER CO 2012-11-13 2013-12-17 8250 5829 2421 2421 121 SHS IP - INTL PAPER CO 2012-12-03 2013-12-17 5837 4513 1324 1324 3 SHS IR - INGERSOLL-RAND PLC 2012-12-03 2013-04-29 163 146 17 17 369 SHS IR - INGERSOLL-RAND PLC 2012-12-03 2013-12-17 21233 14305 6928 6928 3 SHS JPM - JPMORGAN CHASE & CO 2011-04-25 2013-04-29 147 135 12 12 51 SHS JPM - JPMORGAN CHASE & CO 2011-04-25 2013-08-08 2800 2287 513 513 55 SHS JPM - JPMORGAN CHASE & CO 2011-04-25 2013-12-17 3071 2466 605 605 470 SHS JPM - JPMORGAN CHASE & CO 2012-02-13 2013-12-17 26246 17940 8306 8306 290 SHS JPM - JPMORGAN CHASE & CO 2012-04-02 2013-12-17 16194 13363 2831 2831 327 SHS JPM - JPMORGAN CHASE & CO 2012-06-25 2013-12-17 18261 11496 6765 6765 252 SHS LIMITED BRANDS INC 2011-03-02 2013-02-01 12086 7977 4109 4109 144 SHS LLY - ELI LILLY & CO 2011-03-02 2013-01-02 7182 4918 2264 2264 64 SHS LLY - ELI LILLY & CO 2011-03-02 2013-03-01 3501 2186 1315 1315 314 SHS LLY - ELI LILLY & CO 2011-03-02 2013-12-17 15371 10725 4646 4646 269 SHS MDT - MEDTRONIC INC 2013-08-05 2013-12-17 15153 14877 276 276 114 SHS MDT - MEDTRONIC INC 2013-08-08 2013-12-17 6422 6330 92 92 16 SHS MET - METLIFE INC 2012-05-14 2013-04-29 625 548 77 77 241 SHS MET - METLIFE INC 2012-05-14 2013-12-17 12215 8258 3957 3957 238 SHS MET - METLIFE INC 2012-05-21 2013-12-17 12063 7294 4769 4769 248 SHS M - MACY'S INC 2013-07-08 2013-12-17 12832 12408 424 424 142 SHS MMM - 3M CO 2012-06-25 2013-12-17 18532 12181 6351 6351 114 SHS MMM - 3M CO 2012-12-03 2013-12-17 14878 10357 4521 4521 115 SHS MPC - MARATHON PETROLEUM CORP 2012-03-26 2013-01-02 7228 5163 2065 2065 108 SHS MPC - MARATHON PETROLEUM CORP 2012-03-26 2013-03-18 9494 4849 4645 4645 4 SHS MPC - MARATHON PETROLEUM CORP 2012-03-26 2013-04-29 331 180 151 151 39 SHS MPC - MARATHON PETROLEUM CORP 2012-03-26 2013-12-17 3350 1751 1599 1599 222 SHS MPC - MARATHON PETROLEUM CORP 2012-04-09 2013-12-17 19068 9415 9653 9653 144 SHS MRK - MERCK & CO INC NEW 2012-06-25 2013-01-02 5927 5731 196 196 12 SHS MRK - MERCK & CO INC NEW 2012-06-25 2013-04-29 576 478 98 98 258 SHS MRK - MERCK & CO INC NEW 2012-06-25 2013-12-17 12367 10268 2099 2099 254 SHS MRK - MERCK & CO INC NEW 2012-10-08 2013-12-17 12175 11713 462 462 20 SHS MRO - MARATHON OIL CORP 2011-03-02 2013-04-29 651 600 51 51 255 SHS MRO - MARATHON OIL CORP 2011-03-02 2013-12-17 8940 7644 1296 1296 220 SHS MRO - MARATHON OIL CORP 2011-07-11 2013-12-17 7713 7035 678 678 56 SHS MSFT - MICROSOFT CORP 2012-07-02 2013-04-29 1828 1704 124 124 893 SHS MSFT - MICROSOFT CORP 2012-07-02 2013-12-17 32740 27174 5566 5566 300 SHS MSFT - MICROSOFT CORP 2012-07-16 2013-12-17 10999 8818 2181 2181 364 SHS NEWS CORP INC-CL A 2012-08-06 2013-02-01 10314 8566 1748 1748 14 SHS NKE - NIKE INC CLASS B 2013-01-02 2013-04-29 877 726 151 151 353 SHS NKE - NIKE INC CLASS B 2013-01-02 2013-09-18 24043 18293 5750 5750 309 SHS NTAP - NETAPP INC 2013-08-05 2013-12-17 12364 12818 -454 -454 220 SHS NTAP - NETAPP INC 2013-08-08 2013-12-17 8803 9317 -514 -514 201 SHS NWSA - NEWS CORP NEW CL A 2012-08-06 2013-07-18 3129 2166 963 963 227 SHS PFE - PFIZER INCORPORATED 2011-01-05 2013-01-02 5802 4127 1675 1675 38 SHS PFE - PFIZER INCORPORATED 2011-01-05 2013-04-29 1160 691 469 469 86 SHS PFE - PFIZER INCORPORATED 2011-01-05 2013-08-08 2497 1563 934 934 90 SHS PFE - PFIZER INCORPORATED 2011-01-05 2013-12-17 2707 1636 1071 1071 1362 SHS PFE - PFIZER INCORPORATED 2012-10-08 2013-12-17 40960 34537 6423 6423 5 SHS PH - PARKER HANNIFIN CORP 2012-01-03 2013-04-29 445 395 50 50 110 SHS PH - PARKER HANNIFIN CORP 2012-01-03 2013-12-17 13206 8693 4513 4513 140 SHS PH - PARKER HANNIFIN CORP 2012-01-23 2013-12-17 16808 11375 5433 5433 1749 SHS RF - REGIONS FINANCIAL CORP 2013-10-10 2013-12-17 16635 16592 43 43 5 SHS RTN - RAYTHEON COMPANY 2011-03-02 2013-04-29 304 254 50 50 76 SHS RTN - RAYTHEON COMPANY 2011-03-02 2013-10-21 5730 3855 1875 1875 140 SHS RTN - RAYTHEON COMPANY 2011-11-14 2013-10-21 10555 6335 4220 4220 1400 SHS SDY - SPDR S&P DIVIDEND ETF 2013-12-30 2013-12-31 101632 101516 116 116 242 SHS SLB - SCHLUMBERGER LTD 2013-11-29 2013-12-17 20824 21473 -649 -649 296 SHS SWI - SOLARWINDS INC 2013-04-23 2013-07-29 10641 14460 -3819 -3819 552 SHS SWN - SOWSTN ENERGY CO 2009-11-25 2013-08-07 20746 24850 -4104 -4104 5 SHS SWN - SOWSTN ENERGY CO 2013-01-31 2013-08-07 188 172 16 16 33 SHS A - AGILENT TECH INC 2011-12-28 2013-08-02 15131 13362 1769 1769 759 SHS AKRX - AKORN INC 2012-07-11 2013-06-14 10255 12264 -2009 -2009 167 SHS AKRX - AKORN INC 2012-09-11 2013-06-14 2256 2425 -169 -169 531 SHS ALTR - ALTERA CORPORATION 2010-12-08 2013-11-21 16760 20011 -3251 -3251 4 SHS ALTR - ALTERA CORPORATION 2013-01-31 2013-11-21 126 134 -8 -8 823 SHS ARIA - ARIAD PHARMACEUTICLS INC 2013-04-26 2013-10-09 4138 14723 -10585 -10585 473 SHS ARIA - ARIAD PHARMACEUTICLS INC 2013-05-14 2013-10-09 2378 8261 -5883 -5883 255 SHS BAX - BAXTER INTERNATIONAL INC 2009-12-23 2013-04-30 17822 14974 2848 2848 44 SHS BAX - BAXTER INTERNATIONAL INC 2009-12-23 2013-11-01 2903 2584 319 319 217 SHS BAX - BAXTER INTERNATIONAL INC 2012-03-28 2013-11-01 14315 12906 1409 1409 5 SHS BAX - BAXTER INTERNATIONAL INC 2013-01-31 2013-11-01 330 340 -10 -10 160 SHS COH - COACH INC 2011-03-16 2013-02-26 7397 8072 -675 -675 303 SHS COH - COACH INC 2011-08-24 2013-02-26 14009 15457 -1448 -1448 5 SHS COH - COACH INC 2012-04-12 2013-02-26 231 373 -142 -142 3 SHS COH - COACH INC 2013-01-31 2013-02-26 139 153 -14 -14 277 SHS CTRX - CATAMARAN CORP 2010-12-08 2013-05-02 14440 9812 4628 4628 210 SHS CTXS - CITRIX SYSTEMS INC 2010-12-08 2013-10-08 14734 14707 27 27 2 SHS CTXS - CITRIX SYSTEMS INC 2013-01-31 2013-10-08 140 147 -7 -7 155 SHS IBM - INTL BUSINESS MACH CORP 2011-12-28 2013-06-28 29711 28662 1049 1049 219 SHS KRFT - KRAFT FOODS GRP INC 2012-09-04 2013-08-23 11636 9567 2069 2069 1 SHS KRFT - KRAFT FOODS GRP INC 2013-01-31 2013-08-23 53 46 7 7 418 SHS PAY - VERIFONE SYSTEMS INC 2011-05-04 2013-02-21 8253 20489 -12236 -12236 3 SHS PAY - VERIFONE SYSTEMS INC 2013-01-31 2013-02-21 59 104 -45 -45 199 SHS SLXP - SALIX PHARMACEUTICALS 2012-06-25 2013-11-14 17083 10277 6806 6806 45 SHS SLXP - SALIX PHARMACEUTICALS 2012-06-25 2013-12-09 3893 2324 1569 1569 161 SHS SLXP - SALIX PHARMACEUTICALS 2012-06-27 2013-12-09 13927 8354 5573 5573 2 SHS SLXP - SALIX PHARMACEUTICALS 2013-01-31 2013-12-09 173 96 77 77 282 SHS TKC - TURKCELL ILETISIM 2010-12-17 2013-04-30 4295 4660 -365 -365 96 SHS TLK - PERUSAHAAN PERSEROAN 2010-12-17 2013-05-07 4589 3347 1242 1242 172 SHS TSM - TAIWAN SEMICONDUCTOR MFG 2010-12-17 2013-01-03 3108 2175 933 933 125 SHS TV - GRUPO TV SA DE CV GLOBAL 2010-12-17 2013-02-25 3312 3148 164 164 91 SHS VALE'P - VALE SA RPSTG PFD SP ADR 2010-05-06 2013-08-19 1232 2187 -955 -955 88 SHS VALE'P - VALE SA RPSTG PFD SP ADR 2010-07-28 2013-08-19 1191 2116 -925 -925 223 SHS AMX - AMERICA MOVIL SERIES L 2010-12-17 2013-04-17 4493 6308 -1815 -1815 282 SHS AMX - AMERICA MOVIL SERIES L 2010-12-17 2013-07-22 5945 7977 -2032 -2032 10 SHS AMX - AMERICA MOVIL SERIES L 2011-03-03 2013-07-22 211 284 -73 -73 59 SHS BIDU - BAIDU INC ADR 2012-10-23 2013-09-13 8440 6752 1688 1688 0.5 SHS CIBEY - COMMERCIAL INTERNATIONAL 2013-12-10 2013-12-10 2 2 2 155 SHS CIOXY - CIELO SA SPONSORED ADR 2010-12-17 2013-01-08 4466 2625 1841 1841 108 SHS CIOXY - CIELO SA SPONSORED ADR 2010-12-17 2013-12-19 3035 1524 1511 1511 40 SHS LUKOY - LUKOIL OIL CO 2011-08-12 2013-01-04 2672 2222 450 450 57 SHS PHI - PHILIPPINE LONG DIST TEL 2010-12-17 2013-05-15 4448 3205 1243 1243 34 SHS PSGTY - PT SEMEN INDONESIA ADR 2010-12-17 2013-02-01 1109 709 400 400 698 SHS VNQ - VANGUARD REIT ETF 2012-04-02 2013-12-06 46014 43696 2318 2318 299 SHS VNQ - VANGUARD REIT ETF 2012-07-02 2013-12-06 19711 19336 375 375 260 SHS VNQ - VANGUARD REIT ETF 2012-10-01 2013-12-06 17140 16720 420 420 126 SHS VNQ - VANGUARD REIT ETF 2013-01-02 2013-12-06 8306 8342 -36 -36 114 SHS VNQ - VANGUARD REIT ETF 2013-10-01 2013-12-06 7515 7594 -79 -79 409 SHS VWO - VANGUARD MSCI EMRG ETF 2012-04-02 2013-07-01 15971 17738 -1767 -1767 587 SHS VWO - VANGUARD MSCI EMRG ETF 2013-04-01 2013-07-01 22922 25149 -2227 -2227 116 SHS XLB - MATERIALS SECTOR SP ETF 2011-04-01 2013-12-06 5132 4675 457 457 56 SHS XLB - MATERIALS SECTOR SP ETF 2012-07-02 2013-12-06 2477 1956 521 521 21 SHS XLE - ENERGY SECTOR SPDR ETF 2010-12-03 2013-01-02 1520 1375 145 145 227 SHS XLE - ENERGY SECTOR SPDR ETF 2010-12-03 2013-12-06 19593 14868 4725 4725 44 SHS XLE - ENERGY SECTOR SPDR ETF 2011-01-03 2013-12-06 3798 3034 764 764 19 SHS XLE - ENERGY SECTOR SPDR ETF 2011-08-11 2013-12-06 1640 1252 388 388 30 SHS XLE - ENERGY SECTOR SPDR ETF 2012-01-03 2013-12-06 2589 2135 454 454 24 SHS XLE - ENERGY SECTOR SPDR ETF 2012-10-01 2013-12-06 2072 1776 296 296 32 SHS XLE - ENERGY SECTOR SPDR ETF 2013-10-01 2013-12-06 2762 2662 100 100 53 SHS XLI - INDUSTRIAL SECTOR SP ETF 2010-12-03 2013-04-01 2201 1795 406 406 24 SHS XLI - INDUSTRIAL SECTOR SP ETF 2010-12-03 2013-07-01 1034 813 221 221 66 SHS XLI - INDUSTRIAL SECTOR SP ETF 2011-01-03 2013-07-01 2844 2325 519 519 116 SHS XLI - INDUSTRIAL SECTOR SP ETF 2011-01-03 2013-12-06 5834 4087 1747 1747 89 SHS XLI - INDUSTRIAL SECTOR SP ETF 2011-08-11 2013-12-06 4476 2710 1766 1766 39 SHS XLI - INDUSTRIAL SECTOR SP ETF 2012-01-03 2013-12-06 1961 1351 610 610 123 SHS XLI - INDUSTRIAL SECTOR SP ETF 2012-04-02 2013-12-06 6186 4585 1601 1601 136 SHS XLI - INDUSTRIAL SECTOR SP ETF 2012-07-02 2013-12-06 6840 4811 2029 2029 158 SHS XLI - INDUSTRIAL SECTOR SP ETF 2013-10-01 2013-12-06 7946 7360 586 586 430 SHS XLP - CONSUMR STPLE SCTOR ETF 2013-01-02 2013-12-06 18517 15273 3244 3244 80 SHS XLP - CONSUMR STPLE SCTOR ETF 2013-10-01 2013-12-06 3445 3190 255 255 42 SHS XLV - HEALTH CARE SECTOR ETF 2013-01-02 2013-04-01 1931 1703 228 228 72 SHS XLV - HEALTH CARE SECTOR ETF 2013-01-02 2013-10-01 3659 2919 740 740 445 SHS XLV - HEALTH CARE SECTOR ETF 2013-01-02 2013-12-06 24547 18039 6508 6508 44 SHS XLV - HEALTH CARE SECTOR ETF 2013-07-01 2013-12-06 2427 2118 309 309 345 SHS XLY - CONSUMR DISC SECTOR ETF 2013-01-02 2013-12-06 22460 16677 5783 5783 226 SHS XLY - CONSUMR DISC SECTOR ETF 2013-10-01 2013-12-06 14713 13748 965 965 51 SHS DJP - BARCLAYS IPATH CMMD ETN 2011-01-03 2013-07-01 1878 2508 -630 -630 147 SHS DJP - BARCLAYS IPATH CMMD ETN 2011-01-03 2013-10-01 5438 7229 -1791 -1791 147 SHS DJP - BARCLAYS IPATH CMMD ETN 2011-04-01 2013-10-01 5438 7564 -2126 -2126 138 SHS DJP - BARCLAYS IPATH CMMD ETN 2011-07-01 2013-10-01 5105 6521 -1416 -1416 36 SHS DJP - BARCLAYS IPATH CMMD ETN 2012-07-02 2013-10-01 1332 1447 -115 -115 55 SHS DJP - BARCLAYS IPATH CMMD ETN 2013-04-01 2013-10-01 2035 2218 -183 -183 69 SHS EWZ - ISHARES MSCI BRAZIL ETF 2012-04-02 2013-07-01 3008 4385 -1377 -1377 127 SHS EWZ - ISHARES MSCI BRAZIL ETF 2013-04-01 2013-07-01 5536 6897 -1361 -1361 268 SHS HYG - ISHARES IBOXX $ YLD ETF 2013-01-02 2013-04-01 25149 25199 -50 -50 418 SHS IAU - ISHARES GOLD TRUST ETF 2011-10-03 2013-07-01 5033 6734 -1701 -1701 455 SHS IAU - ISHARES GOLD TRUST ETF 2012-04-02 2013-07-01 5479 7371 -1892 -1892 128 SHS IAU - ISHARES GOLD TRUST ETF 2013-04-01 2013-07-01 1541 1990 -449 -449 72 SHS IDU - ISHARES U.S. UTIL ETF 2011-10-03 2013-12-06 6928 5788 1140 1140 90 SHS IEF - ISHRS 7-10-YR TREAS ETF 2013-04-01 2013-07-01 9201 9662 -461 -461 78 SHS IEI - ISHS 3-7YR TREAS BD ETF 2013-04-01 2013-12-06 9438 9634 -196 -196 53 SHS IEI - ISHS 3-7YR TREAS BD ETF 2013-10-01 2013-12-06 6413 6421 -8 -8 198 SHS IJJ - ISHARES S&P M/C 400 ETF 2013-07-01 2013-10-01 21591 20319 1272 1272 367 SHS IJJ - ISHARES S&P M/C 400 ETF 2013-07-01 2013-12-06 41896 37662 4234 4234 296 SHS IJK - ISHARES S&P M/C 400 ETF 2013-07-01 2013-12-06 43316 38739 4577 4577 131 SHS IJK - ISHARES S&P M/C 400 ETF 2013-10-01 2013-12-06 19170 18435 735 735 320 SHS IWN - ISHS RUSSL 2000 VAL ETF 2013-01-02 2013-07-01 27790 24769 3021 3021 102 SHS IWN - ISHS RUSSL 2000 VAL ETF 2013-01-02 2013-10-01 9379 7895 1484 1484 65 SHS IWN - ISHS RUSSL 2000 VAL ETF 2013-04-01 2013-10-01 5977 5439 538 538 81 SHS IWO - ISHARES RUSSELL 2000 ETF 2011-07-01 2013-04-01 8687 7790 897 897 11 SHS IWO - ISHS RUSSL 2000GRWTH ETF 2011-07-01 2013-07-01 1247 1058 189 189 77 SHS IWO - ISHS RUSSL 2000GRWTH ETF 2011-08-11 2013-07-01 8731 6016 2715 2715 7 SHS IWO - ISHS RUSSL 2000GRWTH ETF 2011-10-03 2013-07-01 794 497 297 297 61 SHS IWO - ISHS RUSSL 2000GRWTH ETF 2012-07-02 2013-07-01 6917 5579 1338 1338 11 SHS IWO - ISHS RUSSL 2000GRWTH ETF 2013-01-02 2013-07-01 1247 1075 172 172 86 SHS IWO - ISHS RUSSL 2000GRWTH ETF 2013-01-02 2013-10-01 10857 8406 2451 2451 26 SHS IYF - ISHARES U.S. FINLS ETF 2013-01-02 2013-10-01 1912 1620 292 292 521 SHS IYF - ISHARES U.S. FINLS ETF 2013-01-02 2013-12-06 40804 32458 8346 8346 33 SHS IYF - ISHARES U.S. FINLS ETF 2013-07-01 2013-12-06 2585 2389 196 196 336 SHS IYW - ISHARES U.S. TECH ETF 2012-01-03 2013-12-06 28857 21870 6987 6987 71 SHS IYW - ISHARES U.S. TECH ETF 2012-07-02 2013-12-06 6098 5067 1031 1031 82 SHS IYW - ISHARES U.S. TECH ETF 2013-01-02 2013-12-06 7042 5965 1077 1077 88 SHS IYW - ISHARES U.S. TECH ETF 2013-07-01 2013-12-06 7558 6565 993 993 45 SHS IYW - ISHARES U.S. TECH ETF 2013-10-01 2013-12-06 3865 3562 303 303 615 SHS JNK - SPDR BRCLY H/Y BOND ETF 2013-01-02 2013-04-01 25146 25211 -65 -65 40 SHS LQD - ISHARES IBOXX&INVT ETF 2013-04-01 2013-12-06 4540 4785 -245 -245 86 SHS LQD - ISHARES IBOXX&INVT ETF 2013-07-01 2013-12-06 9761 9756 5 5 83 SHS LQD - ISHARES IBOXX&INVT ETF 2013-10-01 2013-12-06 9420 9389 31 31 167 SHS PSCE - POWERSHARES S&P ENRG ETF 2012-04-02 2013-01-02 5700 6231 -531 -531 97 SHS PSCE - POWERSHARES S&P ENRG ETF 2012-10-01 2013-01-02 3311 3364 -53 -53 240 SHS PSCH - POWERSHARES S&P HLTH ETF 2012-04-02 2013-01-02 8654 8426 228 228 85 SHS TAP - MOLSON COORS BREWING-B 2012-01-26 2013-01-18 3791 3685 106 106 90 SHS TMK - TORCHMARK CORP 2012-01-26 2013-01-18 4836 4065 771 771 45 SHS UN - UNILEVER N V F 2012-01-26 2013-01-18 1741 1509 232 232 880 SHS UN - UNILEVER N V F 2012-01-26 2013-01-24 34990 29503 5487 5487 40 SHS BCR - BARD C R INC 2012-01-26 2013-01-18 4059 3757 302 302 81 SHS BCR - BARD C R INC 2012-01-26 2013-09-13 9592 7608 1984 1984 74 SHS BCR - BARD C R INC 2012-01-26 2013-09-16 8837 6950 1887 1887 210 SHS BCR - BARD C R INC 2012-01-26 2013-09-20 24942 19724 5218 5218 50 SHS BDX - BECTON DICKINSON & CO 2012-05-29 2013-01-18 4188 3704 484 484 95 SHS COP - CONOCOPHILLIPS 2012-01-26 2013-01-18 5634 5093 541 541 565 SHS CSCO - CISCO SYS INC 2011-10-03 2013-06-20 13853 8635 5218 5218 70 SHS CVS - CVS CAREMARK CORP 2012-01-26 2013-01-18 3640 2971 669 669 15 SHS CVX - CHEVRON CORPORATION 2011-09-28 2013-01-18 1721 1388 333 333 2250 SHS DELL INC 2012-01-26 2013-04-23 29744 37769 -8025 -8025 455 SHS EBAY - EBAY INC 2012-01-26 2013-01-14 24168 14638 9530 9530 130 SHS EXC - EXELON CORPORATION 2012-05-09 2013-01-18 3936 5010 -1074 -1074 54 SHS GOOGL - GOOGLE INC CL A 2012-01-26 2013-10-18 53976 30996 22980 22980 160 SHS JNJ - JOHNSON & JOHNSON 2012-01-26 2013-09-12 14317 10499 3818 3818 90 SHS MDT - MEDTRONIC INC 2012-01-26 2013-01-18 4087 3603 484 484 69 SHS MSFT - MICROSOFT CORP 2011-02-18 2013-07-30 2198 1865 333 333 371 SHS MSFT - MICROSOFT CORP 2011-04-27 2013-07-30 11818 9749 2069 2069 245 SHS NEM - NEWMONT MINING CORP NEW 2012-01-26 2013-11-08 6628 14931 -8303 -8303 135 SHS NOC - NORTHROP GRUMMAN CORP 2012-01-26 2013-08-14 12839 8001 4838 4838 505 SHS SCHW - SCHWAB CHARLES CORP NEW 2012-01-26 2013-01-18 7774 5986 1788 1788 559 SHS SCHW - SCHWAB CHARLES CORP NEW 2012-01-26 2013-03-18 9925 6626 3299 3299 142 SHS SCHW - SCHWAB CHARLES CORP NEW 2012-01-26 2013-03-20 2521 1683 838 838 660 SHS SCHW - SCHWAB CHARLES CORP NEW 2012-01-26 2013-07-30 14638 7823 6815 6815 7000 SHS FN 255813 5% 08/01/35 2013-03-26 2013-08-20 1055 1092 -37 -37 29000 SHS FN 735402 5% 040135 2013-07-17 2013-08-20 4677 4716 -39 -39 69000 SHS FN 735893 5% 100135 2012-07-10 2013-08-23 11573 12651 -1078 -1078 14000 SHS FN 745275 5% 02/01/36 2013-02-20 2013-08-20 2290 2370 -80 -80 2000 SHS FN 835158 5% 080135 2013-01-09 2013-08-20 375 393 -18 -18 34000 SHS FN AB4297 3.5% 010142 2012-01-10 2013-01-09 29250 28593 657 657 58000 SHS FN AB5468 3.5% 060142 2012-06-07 2013-01-09 54132 53836 296 296 1000 SHS FN AB5670 3.5% 070142 2012-10-05 2013-01-09 1006 1017 -11 -11 29000 SHS FN AL0069 5% 110140 2013-04-12 2013-08-20 10195 10493 -298 -298 11000 SHS FN AL2629 5% 060139 2013-03-18 2013-08-23 7319 7577 -258 -258 4000 SHS FN AL3006 5% 070137 2013-03-26 2013-08-20 2897 2981 -84 -84 11000 SHS FN AL3006 5% 070137 2013-03-26 2013-08-23 7970 8198 -228 -228 3000 SHS FN AL3423 5% 050140 2013-06-14 2013-08-20 2539 2575 -36 -36 21000 SHS UST BD INX 3.875%4/15/29 2013-01-22 2013-05-02 48971 48924 47 47 45000 SHS UST NTS 0.75% 103117 2012-11-21 2013-03-01 45141 45149 -8 -8 48000 SHS UST NTS 0.75% 103117 2012-11-21 2013-03-04 48139 48159 -20 -20 37000 SHS UST NTS 1.375% 022819 2012-03-01 2013-08-09 36639 36827 -188 -188 10000 SHS UST NTS 1.375% 022819 2012-05-30 2013-08-09 9902 10248 -346 -346 25000 SHS UST NTS 2% 021523 2013-03-01 2013-08-26 23383 25324 -1941 -1941 11000 SHS UST NTS 2% 021523 2013-03-04 2013-08-26 10288 11129 -841 -841 2000 SHS UST NTS 2% 021523 2013-03-05 2013-08-26 1871 2019 -148 -148 1610 SHS FXICX - ALLIANZ GLBL FIXED INC 2010-01-21 2013-06-13 21172 20350 822 822 4910 SHS FXIMX - ALLIANZ GLBL FIXED INC M 2010-01-21 2013-06-13 53912 48462 5450 5450 5000 SHS FHLMC GLD 312MJLD0 5% 020139 2013-09-30 17 17 0 0 5000 SHS FHLMC GLD 312MJLD0 5% 020139 2013-10-31 21 21 0 0 5000 SHS FHLMC GLD 312MJLD0 5% 020139 2013-11-30 24 24 0 0 5000 SHS FHLMC GLD 312MJLD0 5% 020139 2013-12-31 23 23 0 0 7000 SHS FHLMC GLD 312945ZL5 4.5% 020141 2013-01-31 124 124 0 0 7000 SHS FHLMC GLD 312945ZL5 4.5% 020141 2013-02-28 149 149 0 0 7000 SHS FHLMC GLD 312945ZL5 4.5% 020141 2013-03-31 153 153 0 0 7000 SHS FHLMC GLD 312945ZL5 4.5% 020141 2013-04-30 130 130 0 0 7000 SHS FHLMC GLD 312945ZL5 4.5% 020141 2013-05-31 143 143 0 0 7000 SHS FHLMC GLD 312945ZL5 4.5% 020141 2013-06-30 130 130 0 0 7000 SHS FHLMC GLD 312945ZL5 4.5% 020141 2013-07-31 122 122 0 0 7000 SHS FHLMC GLD 312945ZL5 4.5% 020141 2013-08-31 67 67 0 0 7000 SHS FHLMC GLD 312945ZL5 4.5% 020141 2013-09-30 53 53 0 0 7000 SHS FHLMC GLD 312945ZL5 4.5% 020141 2013-10-31 34 34 0 0 7000 SHS FHLMC GLD 312945ZL5 4.5% 020141 2013-11-30 35 35 0 0 7000 SHS FHLMC GLD 312945ZL5 4.5% 020141 2013-12-31 54 54 0 0 1000 SHS FHLMC GLD 3132J7ZJ4 3.5% 030143 2013-09-30 14 14 0 0 1000 SHS FHLMC GLD 3132J7ZJ4 3.5% 030143 2013-10-31 12 12 0 0 1000 SHS FHLMC GLD 3132J7ZJ4 3.5% 030143 2013-11-30 2 2 0 0 1000 SHS FHLMC GLD 3132J7ZJ4 3.5% 030143 2013-12-31 2 2 0 0 3000 SHS FHLMC GLD 3132J84Z0 3% 040143 2013-09-30 12 12 0 0 3000 SHS FHLMC GLD 3132J84Z0 3% 040143 2013-10-31 16 16 0 0 3000 SHS FHLMC GLD 3132J84Z0 3% 040143 2013-11-30 12 12 0 0 3000 SHS FHLMC GLD 3132J84Z0 3% 040143 2013-12-31 10 10 0 0 7000 SHS FNMA 31371MDS3 5% 080135 2013-04-30 58 58 0 0 7000 SHS FNMA 31371MDS3 5% 080135 2013-05-31 83 83 0 0 7000 SHS FNMA 31371MDS3 5% 080135 2013-06-30 75 75 0 0 7000 SHS FNMA 31371MDS3 5% 080135 2013-07-31 61 61 0 0 55000 SHS FNMA 3138AVQE8 4% 100141 2013-01-31 1839 1839 0 0 55000 SHS FNMA 3138AVQE8 4% 100141 2013-02-28 1643 1643 0 0 55000 SHS FNMA 3138AVQE8 4% 100141 2013-03-31 1446 1446 0 0 55000 SHS FNMA 3138AVQE8 4% 100141 2013-04-30 1038 1038 0 0 55000 SHS FNMA 3138AVQE8 4% 100141 2013-05-31 916 916 0 0 55000 SHS FNMA 3138AVQE8 4% 100141 2013-06-30 919 919 0 0 55000 SHS FNMA 3138AVQE8 4% 100141 2013-07-31 903 903 0 0 55000 SHS FNMA 3138AVQE8 4% 100141 2013-08-31 494 494 0 0 55000 SHS FNMA 3138AVQE8 4% 100141 2013-09-30 266 266 0 0 55000 SHS FNMA 3138AVQE8 4% 100141 2013-10-31 172 172 0 0 55000 SHS FNMA 3138AVQE8 4% 100141 2013-11-30 218 218 0 0 55000 SHS FNMA 3138AVQE8 4% 100141 2013-12-31 442 442 0 0 38000 SHS FNMA 3138A7FZ6 4.5% 020141 2013-01-31 989 989 0 0 38000 SHS FNMA 3138A7FZ6 4.5% 020141 2013-02-28 782 782 0 0 38000 SHS FNMA 3138A7FZ6 4.5% 020141 2013-03-31 779 779 0 0 38000 SHS FNMA 3138A7FZ6 4.5% 020141 2013-04-30 771 771 0 0 38000 SHS FNMA 3138A7FZ6 4.5% 020141 2013-05-31 644 644 0 0 38000 SHS FNMA 3138A7FZ6 4.5% 020141 2013-06-30 535 535 0 0 38000 SHS FNMA 3138A7FZ6 4.5% 020141 2013-07-31 704 704 0 0 38000 SHS FNMA 3138A7FZ6 4.5% 020141 2013-08-31 451 451 0 0 38000 SHS FNMA 3138A7FZ6 4.5% 020141 2013-09-30 255 255 0 0 38000 SHS FNMA 3138A7FZ6 4.5% 020141 2013-10-31 172 172 0 0 38000 SHS FNMA 3138A7FZ6 4.5% 020141 2013-11-30 171 171 0 0 38000 SHS FNMA 3138A7FZ6 4.5% 020141 2013-12-31 188 188 0 0 29000 SHS FNMA 3138EGCF9 5% 110140 2013-04-30 663 663 0 0 29000 SHS FNMA 3138EGCF9 5% 110140 2013-05-31 487 487 0 0 29000 SHS FNMA 3138EGCF9 5% 110140 2013-06-30 434 434 0 0 29000 SHS FNMA 3138EGCF9 5% 110140 2013-07-31 553 553 0 0 3000 SHS FNMA 3138EH3J9 4% 090141 2013-04-30 56 56 0 0 3000 SHS FNMA 3138EH3J9 4% 090141 2013-05-31 68 68 0 0 3000 SHS FNMA 3138EH3J9 4% 090141 2013-06-30 84 84 0 0 3000 SHS FNMA 3138EH3J9 4% 090141 2013-07-31 42 42 0 0 3000 SHS FNMA 3138EH3J9 4% 090141 2013-08-31 42 42 0 0 3000 SHS FNMA 3138EH3J9 4% 090141 2013-09-30 23 23 0 0 3000 SHS FNMA 3138EH3J9 4% 090141 2013-10-31 20 20 0 0 3000 SHS FNMA 3138EH3J9 4% 090141 2013-11-30 14 14 0 0 3000 SHS FNMA 3138EH3J9 4% 090141 2013-12-31 31 31 0 0 54000 SHS FNMA 3138EJEW4 4% 010142 2013-01-31 659 659 0 0 54000 SHS FNMA 3138EJEW4 4% 010142 2013-02-28 855 855 0 0 54000 SHS FNMA 3138EJEW4 4% 010142 2013-03-31 571 571 0 0 54000 SHS FNMA 3138EJEW4 4% 010142 2013-04-30 379 379 0 0 54000 SHS FNMA 3138EJEW4 4% 010142 2013-05-31 577 577 0 0 54000 SHS FNMA 3138EJEW4 4% 010142 2013-06-30 623 623 0 0 54000 SHS FNMA 3138EJEW4 4% 010142 2013-07-31 679 679 0 0 54000 SHS FNMA 3138EJEW4 4% 010142 2013-08-31 700 700 0 0 54000 SHS FNMA 3138EJEW4 4% 010142 2013-09-30 316 316 0 0 54000 SHS FNMA 3138EJEW4 4% 010142 2013-10-31 314 314 0 0 54000 SHS FNMA 3138EJEW4 4% 010142 2013-11-30 374 374 0 0 54000 SHS FNMA 3138EJEW4 4% 010142 2013-12-31 438 438 0 0 32000 SHS FNMA 3138E14P0 5% 060139 2013-03-31 1484 1484 0 0 32000 SHS FNMA 3138E14P0 5% 060139 2013-04-30 1286 1286 0 0 32000 SHS FNMA 3138E14P0 5% 060139 2013-05-31 1382 1382 0 0 32000 SHS FNMA 3138E14P0 5% 060139 2013-06-30 1149 1149 0 0 32000 SHS FNMA 3138E14P0 5% 060139 2013-07-31 1075 1075 0 0 21000 SHS FNMA 3138E14P0 5% 060139 2013-08-31 630 630 0 0 21000 SHS FNMA 3138E14P0 5% 060139 2013-09-30 381 381 0 0 21000 SHS FNMA 3138E14P0 5% 060139 2013-10-31 332 332 0 0 21000 SHS FNMA 3138E14P0 5% 060139 2013-11-30 390 390 0 0 21000 SHS FNMA 3138E14P0 5% 060139 2013-12-31 296 296 0 0 15000 SHS FNMA 3138EKKU8 5% 070137 2013-04-30 591 591 0 0 15000 SHS FNMA 3138EKKU8 5% 070137 2013-05-31 579 579 0 0 15000 SHS FNMA 3138EKKU8 5% 070137 2013-06-30 550 550 0 0 15000 SHS FNMA 3138EKKU8 5% 070137 2013-07-31 471 471 0 0 3000 SHS FNMA 3138EKYV1 5% 050140 2013-06-30 85 85 0 0 3000 SHS FNMA 3138EKYV1 5% 050140 2013-07-31 104 104 0 0 3000 SHS FNMA 3138MRLL3 3.5% 010143 2013-03-31 21 21 0 0 3000 SHS FNMA 3138MRLL3 3.5% 010143 2013-04-30 22 22 0 0 3000 SHS FNMA 3138MRLL3 3.5% 010143 2013-05-31 38 38 0 0 3000 SHS FNMA 3138MRLL3 3.5% 010143 2013-06-30 56 56 0 0 3000 SHS FNMA 3138MRLL3 3.5% 010143 2013-07-31 40 40 0 0 3000 SHS FNMA 3138MRLL3 3.5% 010143 2013-08-31 20 20 0 0 3000 SHS FNMA 3138MRLL3 3.5% 010143 2013-09-30 24 24 0 0 3000 SHS FNMA 3138MRLL3 3.5% 010143 2013-10-31 20 20 0 0 3000 SHS FNMA 3138MRLL3 3.5% 010143 2013-11-30 24 24 0 0 3000 SHS FNMA 3138MRLL3 3.5% 010143 2013-12-31 14 14 0 0 1000 SHS FNMA 3138MTG76 4% 010143 2013-12-31 1 1 0 0 2000 SHS FNMA 3138M7HR9 3.5% 090142 2013-07-31 3 3 0 0 2000 SHS FNMA 3138M7HR9 3.5% 090142 2013-08-31 3 3 0 0 2000 SHS FNMA 3138M7HR9 3.5% 090142 2013-09-30 31 31 0 0 2000 SHS FNMA 3138M7HR9 3.5% 090142 2013-10-31 3 3 0 0 2000 SHS FNMA 3138M7HR9 3.5% 090142 2013-11-30 28 28 0 0 2000 SHS FNMA 3138M7HR9 3.5% 090142 2013-12-31 3 3 0 0 2000 SHS FNMA 3138NY2R5 3.5 020143 2013-02-28 3 3 0 0 2000 SHS FNMA 3138NY2R5 3.5 020143 2013-03-31 10 10 0 0 2000 SHS FNMA 3138NY2R5 3.5 020143 2013-04-30 7 7 0 0 2000 SHS FNMA 3138NY2R5 3.5 020143 2013-05-31 6 6 0 0 2000 SHS FNMA 3138NY2R5 3.5 020143 2013-06-30 21 21 0 0 2000 SHS FNMA 3138NY2R5 3.5 020143 2013-07-31 20 20 0 0 2000 SHS FNMA 3138NY2R5 3.5 020143 2013-08-31 13 13 0 0 2000 SHS FNMA 3138NY2R5 3.5 020143 2013-09-30 14 14 0 0 2000 SHS FNMA 3138NY2R5 3.5 020143 2013-10-31 13 13 0 0 2000 SHS FNMA 3138NY2R5 3.5 020143 2013-11-30 3 3 0 0 2000 SHS FNMA 3138NY2R5 3.5 020143 2013-12-31 3 3 0 0 2000 SHS FNMA 3138WMFX4 3% 030143 2013-12-31 28 28 0 0 5000 SHS FNMA 3138WUAG8 4% 060143 2013-12-31 8 8 0 0 5000 SHS FNMA 3138W0VH9 3.5% 020143 2013-11-30 10 10 0 0 5000 SHS FNMA 3138W0VH9 3.5% 020143 2013-12-31 11 11 0 0 3000 SHS FNMA 3138W8AC6 3.5% 040143 2013-08-31 5 5 0 0 3000 SHS FNMA 3138W8AC6 3.5% 040143 2013-09-30 6 6 0 0 3000 SHS FNMA 3138W8AC6 3.5% 040143 2013-10-31 5 5 0 0 3000 SHS FNMA 3138W8AC6 3.5% 040143 2013-11-30 31 31 0 0 3000 SHS FNMA 3138W8AC6 3.5% 040143 2013-12-31 29 29 0 0 2000 SHS FNMA 3138W9GM6 3% 080143 2013-12-31 6 6 0 0 3000 SHS FNMA 3138W9N97 4% 090143 2013-09-30 31 31 0 0 3000 SHS FNMA 3138W9N97 4% 090143 2013-10-31 22 22 0 0 3000 SHS FNMA 3138W9N97 4% 090143 2013-11-30 4 4 0 0 3000 SHS FNMA 3138W9N97 4% 090143 2013-12-31 17 17 0 0 2000 SHS FNMA 3138X2HK3 3.5% 090143 2013-09-30 5 5 0 0 2000 SHS FNMA 3138X2HK3 3.5% 090144 2013-10-31 4 4 0 0 2000 SHS FNMA 3138X2HK3 3.5% 090145 2013-11-30 4 4 0 0 2000 SHS FNMA 3138X2HK3 3.5% 090146 2013-12-31 4 4 0 0 4000 SHS FNMA 3138X3EZ1 4% 080143 2013-10-30 25 25 0 0 4000 SHS FNMA 3138X3EZ1 4% 080143 2013-11-30 16 16 0 0 4000 SHS FNMA 3138X3EZ1 4% 080143 2013-12-31 15 15 0 0 2000 SHS FNMA 3138X7DK6 4% 080143 2013-08-31 4 4 0 0 2000 SHS FNMA 3138X7DK6 4% 080143 2013-09-30 3 3 0 0 2000 SHS FNMA 3138X7DK6 4% 080143 2013-10-31 3 3 0 0 2000 SHS FNMA 3138X7DK6 4% 080143 2013-11-30 3 3 0 0 2000 SHS FNMA 3138X7DK6 4% 080143 2013-12-31 3 3 0 0 29000 SHS FNMA 31402RAB5 5% 040135 2013-07-31 203 203 0 0 69000 SHS FNMA 31402RRN1 5% 100135 2013-01-31 845 845 0 0 69000 SHS FNMA 31402RRN1 5% 100135 2013-02-28 682 682 0 0 69000 SHS FNMA 31402RRN1 5% 100135 2013-03-31 644 644 0 0 69000 SHS FNMA 31402RRN1 5% 100135 2013-04-30 696 696 0 0 69000 SHS FNMA 31402RRN1 5% 100135 2013-05-31 655 655 0 0 69000 SHS FNMA 31402RRN1 5% 100135 2013-06-30 549 549 0 0 69000 SHS FNMA 31402RRN1 5% 100135 2013-07-31 558 558 0 0 14000 SHS FNMA 31403C6L0 5% 020136 2013-02-28 128 128 0 0 14000 SHS FNMA 31403C6L0 5% 020136 2013-03-31 137 137 0 0 14000 SHS FNMA 31403C6L0 5% 020136 2013-04-30 132 132 0 0 14000 SHS FNMA 31403C6L0 5% 020136 2013-05-31 129 129 0 0 14000 SHS FNMA 31403C6L0 5% 020136 2013-06-30 116 116 0 0 14000 SHS FNMA 31403C6L0 5% 020136 2013-07-31 107 107 0 0 10000 SHS FNMA 31403DJZ3 5% 060136 2013-09-30 48 48 0 0 10000 SHS FNMA 31403DJZ3 5% 060137 2013-10-31 38 38 0 0 10000 SHS FNMA 31403DJZ3 5% 060138 2013-11-30 33 33 0 0 10000 SHS FNMA 31403DJZ3 5% 060139 2013-12-31 31 31 0 0 2000 SHS FNMA 31407MZX6 5% 080135 2013-01-31 27 27 0 0 2000 SHS FNMA 31407MZX6 5% 080135 2013-02-28 18 18 0 0 2000 SHS FNMA 31407MZX6 5% 080135 2013-03-31 27 27 0 0 2000 SHS FNMA 31407MZX6 5% 080135 2013-04-30 27 27 0 0 2000 SHS FNMA 31407MZX6 5% 080135 2013-05-31 22 22 0 0 2000 SHS FNMA 31407MZX6 5% 080135 2013-06-30 24 24 0 0 2000 SHS FNMA 31407MZX6 5% 080135 2013-07-31 21 21 0 0 55000 SHS FNMA 31416WRK0 4.5% 080140 2013-01-31 1159 1159 0 0 55000 SHS FNMA 31416WRK0 4.5% 080140 2013-02-28 1031 1031 0 0 55000 SHS FNMA 31416WRK0 4.5% 080140 2013-03-31 1015 1015 0 0 55000 SHS FNMA 31416WRK0 4.5% 080140 2013-04-30 725 725 0 0 55000 SHS FNMA 31416WRK0 4.5% 080140 2013-05-31 790 790 0 0 55000 SHS FNMA 31416WRK0 4.5% 080140 2013-06-30 778 778 0 0 55000 SHS FNMA 31416WRK0 4.5% 080140 2013-07-31 531 531 0 0 55000 SHS FNMA 31416WRK0 4.5% 080140 2013-08-31 413 413 0 0 55000 SHS FNMA 31416WRK0 4.5% 080140 2013-09-30 111 111 0 0 55000 SHS FNMA 31416WRK0 4.5% 080140 2013-10-31 136 136 0 0 55000 SHS FNMA 31416WRK0 4.5% 080140 2013-11-30 161 161 0 0 55000 SHS FNMA 31416WRK0 4.5% 080140 2013-12-31 158 158 0 0 29000 SHS FNMA 31416YVG0 4.5% 070141 2013-01-31 596 596 0 0 29000 SHS FNMA 31416YVG0 4.5% 070141 2013-02-28 428 428 0 0 29000 SHS FNMA 31416YVG0 4.5% 070141 2013-03-31 597 597 0 0 29000 SHS FNMA 31416YVG0 4.5% 070141 2013-04-30 852 852 0 0 29000 SHS FNMA 31416YVG0 4.5% 070141 2013-05-31 679 679 0 0 29000 SHS FNMA 31416YVG0 4.5% 070141 2013-06-30 508 508 0 0 29000 SHS FNMA 31416YVG0 4.5% 070141 2013-07-31 367 367 0 0 29000 SHS FNMA 31416YVG0 4.5% 070141 2013-08-31 151 151 0 0 29000 SHS FNMA 31416YVG0 4.5% 070141 2013-09-30 229 229 0 0 29000 SHS FNMA 31416YVG0 4.5% 070141 2013-10-31 165 165 0 0 29000 SHS FNMA 31416YVG0 4.5% 070141 2013-11-30 135 135 0 0 29000 SHS FNMA 31416YVG0 4.5% 070141 2013-12-31 188 188 0 0 20000 SHS FNMA 31417BA64 4% 020142 2013-01-31 257 257 0 0 20000 SHS FNMA 31417BA64 4% 020142 2013-02-28 753 753 0 0 20000 SHS FNMA 31417BA64 4% 020142 2013-03-31 782 782 0 0 20000 SHS FNMA 31417BA64 4% 020142 2013-04-30 205 205 0 0 20000 SHS FNMA 31417BA64 4% 020142 2013-05-31 345 345 0 0 20000 SHS FNMA 31417BA64 4% 020142 2013-06-30 20 20 0 0 20000 SHS FNMA 31417BA64 4% 020142 2013-07-31 20 20 0 0 20000 SHS FNMA 31417BA64 4% 020142 2013-08-31 20 20 0 0 20000 SHS FNMA 31417BA64 4% 020142 2013-09-30 23 23 0 0 20000 SHS FNMA 31417BA64 4% 020142 2013-10-31 21 21 0 0 20000 SHS FNMA 31417BA64 4% 020142 2013-11-30 254 254 0 0 20000 SHS FNMA 31417BA64 4% 020142 2013-12-31 138 138 0 0 74000 SHS FNMA 31417CJQ9 3.5% 070142 2013-01-31 2492 2492 0 0 74000 SHS FNMA 31417CJQ9 3.5% 070142 2013-02-28 1309 1309 0 0 74000 SHS FNMA 31417CJQ9 3.5% 070142 2013-03-31 1089 1089 0 0 74000 SHS FNMA 31417CJQ9 3.5% 070142 2013-04-30 1128 1128 0 0 74000 SHS FNMA 31417CJQ9 3.5% 070142 2013-05-31 2159 2159 0 0 74000 SHS FNMA 31417CJQ9 3.5% 070142 2013-06-30 895 895 0 0 74000 SHS FNMA 31417CJQ9 3.5% 070142 2013-07-31 1101 1101 0 0 74000 SHS FNMA 31417CJQ9 3.5% 070142 2013-08-31 338 338 0 0 74000 SHS FNMA 31417CJQ9 3.5% 070142 2013-09-30 197 197 0 0 74000 SHS FNMA 31417CJQ9 3.5% 070142 2013-10-31 462 462 0 0 74000 SHS FNMA 31417CJQ9 3.5% 070142 2013-11-30 598 598 0 0 74000 SHS FNMA 31417D2M4 3% 110142 2013-12-31 412 412 0 0 49000 SHS FNMA 31417D2M4 3% 110142 2013-01-31 87 87 0 0 49000 SHS FNMA 31417D2M4 3% 110142 2013-02-28 130 130 0 0 49000 SHS FNMA 31417D2M4 3% 110142 2013-03-31 113 113 0 0 49000 SHS FNMA 31417D2M4 3% 110142 2013-04-30 84 84 0 0 49000 SHS FNMA 31417D2M4 3% 110142 2013-05-31 323 323 0 0 49000 SHS FNMA 31417D2M4 3% 110142 2013-06-30 280 280 0 0 49000 SHS FNMA 31417D2M4 3% 110142 2013-07-31 389 389 0 0 49000 SHS FNMA 31417D2M4 3% 110142 2013-08-31 230 230 0 0 49000 SHS FNMA 31417D2M4 3% 110142 2013-09-30 122 122 0 0 49000 SHS FNMA 31417D2M4 3% 110142 2013-10-31 306 306 0 0 49000 SHS FNMA 31417D2M4 3% 110142 2013-11-30 237 237 0 0 49000 SHS FNMA 31417D2M4 3% 110142 2013-12-31 113 113 0 0 209 SHS AGG - ISHARES CORE TOT US ETF 2012-01-31 2013-01-08 23146 23173 -27 -27 212 SHS AGG - ISHARES CORE TOT US ETF 2012-01-31 2013-09-11 22365 23505 -1140 -1140 2 SHS AGG - ISHARES CORE TOT US ETF 2012-02-02 2013-09-11 211 221 -10 -10 1 SHS AGG - ISHARES CORE TOT US ETF 2012-03-09 2013-09-11 105 110 -5 -5 4 SHS AGG - ISHARES CORE TOT US ETF 2012-03-15 2013-09-11 422 437 -15 -15 2 SHS AGG - ISHARES CORE TOT US ETF 2012-04-04 2013-09-11 211 219 -8 -8 1 SHS AGG - ISHARES CORE TOT US ETF 2012-04-12 2013-09-11 105 110 -5 -5 3 SHS AGG - ISHARES CORE TOT US ETF 2012-04-27 2013-09-11 316 332 -16 -16 1 SHS AGG - ISHARES CORE TOT US ETF 2012-04-30 2013-09-11 106 111 -5 -5 320 SHS BCM - IPATH PURE BETA BRD ETN 2012-09-24 2013-02-06 14457 14726 -269 -269 184 SHS BLNG - IPATH PURE BETA PREC ETN 2012-09-24 2013-01-08 9072 9809 -737 -737 591 SHS CEW - WISDOMTREE EMERGING ETF 2013-01-08 2013-06-13 12052 12507 -455 -455 224 SHS EEM - ISHARES TR MSCI EMG ETF 2013-01-08 2013-06-13 8836 9908 -1072 -1072 298 SHS EEM - ISHARES TR MSCI EMG ETF 2013-02-06 2013-06-13 11755 13060 -1305 -1305 88 SHS FXL - FIRST TRUST TECHNLGY ETF 2012-04-20 2013-09-11 2388 2019 369 369 29 SHS FXL - FIRST TRUST TECHNLGY ETF 2012-04-25 2013-09-11 787 662 125 125 28 SHS FXL - FIRST TRUST TECHNLGY ETF 2012-04-30 2013-09-11 760 645 115 115 243 SHS GSY - GUGGENHEIM ENH SHORT ETF 2012-02-09 2013-02-06 12172 12114 58 58 1 SHS GSY - GUGGENHEIM ENH SHORT ETF 2012-04-30 2013-02-06 50 50 0 0 132 SHS HYG - ISHARES IBOXX $ YLD ETF 2012-01-31 2013-06-13 12182 11976 206 206 44 SHS IGOV - ISHARES S&P/CITIGRP ETF 2013-01-08 2013-02-06 4485 4492 -7 -7 47 SHS IGOV - ISHARES S&P/CITIGRP ETF 2013-01-08 2013-05-07 4748 4798 -50 -50 102 SHS IGOV - ISHS INTL TREAS BD ETF 2013-01-08 2013-07-10 9782 10412 -630 -630 101 SHS IGOV - ISHS INTL TREAS BD ETF 2013-06-13 2013-07-10 9686 10185 -499 -499 78 SHS ITOT - ISHARES CORE S&P TOT ETF 2012-11-08 2013-11-26 6459 4929 1530 1530 80 SHS IVV - ISHARES CORE S&P 500 ETF 2012-10-09 2013-01-08 11691 11609 82 82 74 SHS IVV - ISHARES CORE S&P 500 ETF 2012-10-18 2013-01-08 10814 10869 -55 -55 83 SHS IYF - ISHARES DOW JNS US FINCL 2012-10-09 2013-04-10 5709 4947 762 762 81 SHS IYF - ISHARES DOW JNS US FINCL 2012-10-18 2013-04-10 5572 4920 652 652 62 SHS IYF - ISHARES DOW JNS US FINCL 2012-10-31 2013-04-10 4265 3649 616 616 23 SHS IYF - ISHARES DOW JNS US FINCL 2012-10-31 2013-05-07 1632 1354 278 278 168 SHS IYF - ISHARES DOW JNS US FINCL 2012-11-08 2013-05-07 11921 9773 2148 2148 155 SHS IYR - ISHARES DW JNS US RL ETF 2012-04-20 2013-06-13 10397 9713 684 684 63 SHS IYR - ISHARES DW JNS US RL ETF 2012-04-30 2013-06-13 4226 4013 213 213 86 SHS IYR - ISHS U.S.REAL ESTATE ETF 2012-04-30 2013-07-10 5749 5479 270 270 8 SHS IYR - ISHS U.S.REAL ESTATE ETF 2012-05-18 2013-07-10 535 480 55 55 137 SHS IYR - ISHS U.S.REAL ESTATE ETF 2013-03-13 2013-07-10 9158 9446 -288 -288 856 SHS JJE - IPATH DJ UBS ENR T/R ETN 2013-02-06 2013-05-07 15108 15416 -308 -308 288 SHS JJM - IPATH DJ UBS IND T/R ETN 2013-01-08 2013-03-13 9510 10009 -499 -499 136 SHS JJM - IPATH DJ UBS IND T/R ETN 2013-02-06 2013-03-13 4491 4868 -377 -377 106 SHS LQD - ISHARES IBOXX&INVT ETF 2012-01-31 2013-07-10 11988 12324 -336 -336 1 SHS LQD - ISHARES IBOXX&INVT ETF 2012-03-15 2013-07-10 113 114 -1 -1 1 SHS LQD - ISHARES IBOXX&INVT ETF 2012-04-04 2013-07-10 113 115 -2 -2 106 SHS LQD - ISHARES IBOXX&INVT ETF 2013-05-07 2013-07-10 11988 12833 -845 -845 108 SHS LQD - ISHARES INV GR BOND ETF 2012-01-31 2013-01-08 13048 12556 492 492 100 SHS LQD - ISHARES INV GR BOND ETF 2012-01-31 2013-03-13 11897 11626 271 271 133 SHS PCY - PWRSHS EM MAR SOV DE ETF 2013-01-08 2013-02-06 4043 4167 -124 -124 505 SHS PCY - PWRSHS EM MAR SOV DE ETF 2013-01-08 2013-05-07 15640 15823 -183 -183 249 SHS QQQ - POWERSHARES QQQ SER1 ETF 2013-06-13 2013-11-13 20608 17961 2647 2647 81 SHS SHY - ISHRS 1-3YR TREAS BD ETF 2012-01-31 2013-11-26 6847 6850 -3 -3 80 SHS VAW - VANGUARD MATERIALS ETF 2012-10-09 2013-04-10 7021 6648 373 373 40 SHS VAW - VANGUARD MATERIALS ETF 2012-10-18 2013-04-10 3511 3409 102 102 38 SHS VAW - VANGUARD MATERIALS ETF 2012-10-18 2013-05-07 3417 3239 178 178 81 SHS VAW - VANGUARD MATERIALS ETF 2012-10-31 2013-05-07 7284 6604 680 680 138 SHS XLE - ENERGY SECTOR SPDR ETF 2012-04-20 2013-04-10 10923 9545 1378 1378 1 SHS XLE - ENERGY SECTOR SPDR ETF 2012-04-25 2013-04-10 79 70 9 9 22 SHS XLE - ENERGY SECTOR SPDR ETF 2012-04-30 2013-04-10 1741 1561 180 180 114 SHS XLE - ENERGY SECTOR SPDR ETF 2012-04-30 2013-05-07 9169 8091 1078 1078 1 SHS XLE - ENERGY SECTOR SPDR ETF 2012-05-03 2013-05-07 80 70 10 10 7 SHS XLE - ENERGY SECTOR SPDR ETF 2012-05-08 2013-05-07 563 472 91 91 10 SHS XLE - ENERGY SECTOR SPDR ETF 2012-05-18 2013-05-07 804 642 162 162 178 SHS XLI - INDUSTRIAL SECTOR SP ETF 2012-10-09 2013-04-10 7443 6533 910 910 108 SHS XLI - INDUSTRIAL SECTOR SP ETF 2012-10-18 2013-04-10 4516 4045 471 471 73 SHS XLI - INDUSTRIAL SECTOR SP ETF 2012-10-18 2013-05-07 3115 2734 381 381 178 SHS XLI - INDUSTRIAL SECTOR SP ETF 2012-10-31 2013-05-07 7596 6488 1108 1108 293 SHS XLY - CONSUMR DISC SECTOR ETF 2012-01-31 2013-01-08 14178 12106 2072 2072 724 SHS SSRI - SILVER STANDARD RES INC 2011-06-13 2013-05-20 5008 18133 -13125 -13125 417 SHS SSRI - SILVER STANDARD RES INC 2011-11-16 2013-05-20 2884 6234 -3350 -3350 81 SHS STO - STATOIL ASA 2013-07-09 2013-12-27 1942 1685 257 257 131 SHS SWN - SOWSTN ENERGY CO 2012-07-13 2013-05-21 5197 4147 1050 1050 50 SHS SWN - SOWSTN ENERGY CO 2012-07-13 2013-06-24 1778 1583 195 195 52 SHS SWN - SOWSTN ENERGY CO 2012-07-13 2013-12-27 2061 1646 415 415 332 SHS TCK - TECK RESOURCES LTD CL B 2012-12-13 2013-05-24 9049 11750 -2701 -2701 29 SHS TOT - TOTAL S.A. SPONS ADR 2013-05-29 2013-06-24 1366 1488 -122 -122 46 SHS TOT - TOTAL S.A. SPONS ADR 2013-05-29 2013-12-27 2817 2360 457 457 2628 SHS UEC - URANIUM ENERGY CORP 2012-07-13 2013-07-15 5692 5353 339 339 614 SHS VALE - VALE S A ADR 2012-12-13 2013-05-24 9511 11672 -2161 -2161 17 SHS WLL - WHITING PETRO CORP 2013-11-06 2013-12-27 1049 1102 -53 -53 318 SHS WLT - WALTER ENERGY INC 2012-12-13 2013-08-21 3857 11637 -7780 -7780 161 SHS WY - WEYERHAEUSER CO 2012-12-28 2013-05-21 5247 4475 772 772 111 SHS WY - WEYERHAEUSER CO 2012-12-28 2013-12-27 3468 3085 383 383 99 SHS XEC - CIMAREX ENERGY CO 2012-07-13 2013-05-21 7014 5193 1821 1821 29 SHS XEC - CIMAREX ENERGY CO 2012-07-13 2013-06-24 1856 1521 335 335 97 SHS XEC - CIMAREX ENERGY CO 2012-07-13 2013-11-06 9904 5088 4816 4816 15 SHS XEC - CIMAREX ENERGY CO 2012-07-13 2013-12-27 1560 787 773 773 38 SHS XOM - EXXON MOBIL CORP 2011-10-05 2013-06-24 3383 2801 582 582 87 SHS XOM - EXXON MOBIL CORP 2011-10-05 2013-11-06 8098 6412 1686 1686 643 SHS AAUKY - ANGLO AMERICAN PLC ADR 2011-11-17 2013-07-15 6522 12127 -5605 -5605 171 SHS AAUKY - ANGLO AMERICAN PLC ADR 2013-05-21 2013-07-15 1735 2100 -365 -365 73 SHS ABX - BARRICK GOLD CORP 2013-06-14 2013-12-27 1271 1426 -155 -155 584 SHS AG - FIRST MAJESTIC SILVER 2012-12-28 2013-05-20 6213 11504 -5291 -5291 17 SHS AGU - AGRIUM INC 2013-05-20 2013-06-24 1434 1554 -120 -120 13 SHS AGU - AGRIUM INC 2013-05-20 2013-12-27 1186 1188 -2 -2 412 SHS ANV - ALLIED NEVADA GOLD CORP 2012-04-05 2013-05-20 3190 12523 -9333 -9333 34 SHS BHP - BHP BILLITON LTD 2010-01-22 2013-06-24 1953 2539 -586 -586 4 SHS BHP - BHP BILLITON LTD 2010-01-22 2013-12-27 269 299 -30 -30 23 SHS BHP - BHP BILLITON LTD 2011-08-12 2013-12-27 1548 1856 -308 -308 86 SHS BP - BP PLC SPONS ADR 2011-12-29 2013-06-24 3579 3659 -80 -80 186 SHS BP - BP PLC SPONS ADR 2011-12-29 2013-11-06 8709 7914 795 795 300 SHS BTU - PEABODY ENERGY CORP 2010-12-09 2013-11-06 6048 18513 -12465 -12465 192 SHS BTU - PEABODY ENERGY CORP 2012-07-16 2013-11-06 3871 4204 -333 -333 154 SHS CCJ - CAMECO CORP 2012-04-05 2013-05-21 3435 3149 286 286 66 SHS CCJ - CAMECO CORP 2012-04-05 2013-06-24 1336 1350 -14 -14 382 SHS CCJ - CAMECO CORP 2012-04-05 2013-08-21 7409 7812 -403 -403 11 SHS CLR - CONTINENTAL RESOURCES IN 2013-11-06 2013-12-27 1248 1280 -32 -32 43 SHS COP - CONOCOPHILLIPS 2011-08-12 2013-06-24 2555 2175 380 380 40 SHS COP - CONOCOPHILLIPS 2011-08-12 2013-12-27 2815 2024 791 791 20 SHS CVX - CHEVRON CORPORATION 2013-05-24 2013-06-24 2341 2509 -168 -168 27 SHS CVX - CHEVRON CORPORATION 2013-05-24 2013-11-06 3267 3387 -120 -120 14 SHS CVX - CHEVRON CORPORATION 2013-05-24 2013-12-27 1755 1756 -1 -1 14 SHS CXO - CONCHO RESOURCES INC 2013-11-06 2013-12-27 1514 1502 12 12 26 SHS DEL - DELTIC TIMBER CORP 2012-04-05 2013-06-24 1643 1581 62 62 63 SHS DEL - DELTIC TIMBER CORP 2012-04-05 2013-11-06 3858 3830 28 28 58 SHS DEL - DELTIC TIMBER CORP 2013-05-24 2013-11-06 3552 3870 -318 -318 64 SHS E - ENI S P A 2013-05-31 2013-12-27 3088 2947 141 141 7 SHS EOG - EOG RESOURCES INC 2013-11-26 2013-12-27 1182 1190 -8 -8 64 SHS EXXI - ENERGY XXI BERMUDA LTD 2013-05-24 2013-06-24 1544 1638 -94 -94 57 SHS EXXI - ENERGY XXI BERMUDA LTD 2013-05-24 2013-12-27 1556 1459 97 97 112 SHS FCX - FREEPORT-MCMORAN COPPER 2013-05-20 2013-12-27 4201 3659 542 542 26 SHS FNV - FRANCO-NEVADA CORP 2012-12-28 2013-12-27 1066 1472 -406 -406 0.1 SHS FQVLF - FIRST QUANTUM MINERALS F 2010-12-09 2013-05-09 2 2 0 0 411 SHS FQVLF - FIRST QUANTUM MINERALS F 2010-12-09 2013-05-24 7461 9578 -2117 -2117 558 SHS FQVLF - FIRST QUANTUM MINERALS F 2012-12-13 2013-05-24 10129 11796 -1667 -1667 1 SHS FQVLF - FIRST QUANTUM MINERALS F 2010-12-09 2013-06-24 14 23 -9 -9 66 SHS GLD - SPDR GOLD TRUST ETF 2010-12-09 2013-05-24 8853 8858 -5 -5 0.35 SHS GULTU - GULF COAST ULTRA DEEP 2013-06-04 2013-06-04 1 1 0 0 1328 SHS GULTU - GULF COAST ULTRA DEEP 2013-06-04 2013-06-24 2678 2719 -41 -41 21 SHS HES - HESS CORPORATION 2013-11-06 2013-12-27 1741 1698 43 43 421 SHS IAU - ISHARES GOLD TRUST ETF 2011-06-14 2013-05-24 5663 6203 -540 -540 3523 SHS IAU - ISHARES GOLD TRUST ETF 2011-10-04 2013-05-24 47385 55253 -7868 -7868 48 SHS IMO - IMPERIAL OIL LTD NEW 2013-05-24 2013-06-24 1802 1862 -60 -60 206 SHS IMO - IMPERIAL OIL LTD NEW 2013-05-24 2013-11-26 8821 7990 831 831 250 SHS INMET MINING CORP 2010-12-09 2013-05-09 8970 8970 0 0 9 SHS MCF - CONTANGO OIL & GAS 2010-06-15 2013-06-24 310 415 -105 -105 50 SHS MCF - CONTANGO OIL & GAS 2011-03-18 2013-06-24 1721 2930 -1209 -1209 70 SHS MCF - CONTANGO OIL & GAS 2011-03-18 2013-12-27 3301 4102 -801 -801 1469 SHS MCMORAN EXPL CO 2013-05-29 2013-06-04 25127 24679 448 448 22 SHS MOS - MOSAIC COMPANY 2013-05-20 2013-06-24 1211 1346 -135 -135 53 SHS MOS - MOSAIC COMPANY 2013-05-20 2013-12-27 2491 3242 -751 -751 483 SHS MSB - MESABI TRUST CBI 2012-12-13 2013-05-17 9907 11695 -1788 -1788 65 SHS MUR - MURPHY OIL CORP 2010-12-09 2013-05-21 4206 4553 -347 -347 26 SHS MUR - MURPHY OIL CORP 2010-12-09 2013-06-24 1563 1821 -258 -258 16 SHS MUR - MURPHY OIL CORP 2010-12-09 2013-12-27 1031 965 66 66 32 SHS MUSA - MURPHY USA INC 2010-12-09 2013-11-06 1335 1245 90 90 289 SHS NEM - NEWMONT MINING CORP NEW 2013-06-14 2013-11-06 8058 9562 -1504 -1504 198 SHS NGD - NEW GOLD INC 2012-05-22 2013-06-24 1163 1661 -498 -498 22 SHS OXY - OCCIDENTAL PETE CORP 2013-05-24 2013-06-24 1944 2001 -57 -57 11 SHS OXY - OCCIDENTAL PETE CORP 2013-05-24 2013-12-27 1044 1001 43 43 37 SHS PALL - ETFS PALLADIUM TRUST ETF 2012-12-13 2013-05-21 2705 2513 192 192 17 SHS PALL - ETFS PALLADIUM TRUST ETF 2012-12-13 2013-06-24 1102 1154 -52 -52 16 SHS PALL - ETFS PALLADIUM TRUST ETF 2012-12-13 2013-12-27 1111 1083 28 28 101 SHS PCH - POTLATCH HLDGS INC 2012-12-28 2013-05-21 5150 3903 1247 1247 42 SHS PCL - PLUM CRK TMBR CO 2012-04-05 2013-12-27 1941 1736 205 205 38 SHS POT - POTASH CORP OF SASK INC 2013-05-24 2013-06-24 1452 1561 -109 -109 75 SHS POT - POTASH CORP OF SASK INC 2013-05-24 2013-12-27 2475 3080 -605 -605 15 SHS PPLT - ETFS PLATINUM TRUST ETF 2013-05-24 2013-06-24 1959 2138 -179 -179 43 SHS PXD - PIONEER NAT RES CO 2012-05-30 2013-05-21 6008 4226 1782 1782 17 SHS PXD - PIONEER NAT RES CO 2012-05-30 2013-06-24 2427 1671 756 756 15 SHS PXD - PIONEER NAT RES CO 2012-05-30 2013-12-27 2808 1474 1334 1334 3996 SHS RBY - RUBICON MINERALS CORP 2012-05-22 2013-05-20 6442 11389 -4947 -4947 24 SHS RDS'A - ROYAL DUTCH SHL ADR CL A 2013-05-24 2013-06-24 1524 1616 -92 -92 20 SHS RDS'A - ROYAL DUTCH SHL ADR CL A 2013-05-24 2013-12-27 1422 1347 75 75 131 SHS REPYY - REPSOL YPF S.A. 2013-05-30 2013-12-27 3318 3084 234 234 30 SHS RRC - RANGE RESOURCES CORP 2013-11-06 2013-12-27 2508 2225 283 283 73 SHS RYN - RAYONIER INC 2011-12-30 2013-05-21 4371 3289 1082 1082 26 SHS RYN - RAYONIER INC 2011-12-30 2013-12-27 1109 1171 -62 -62 306 SHS SCCO - SOUTHERN COPPER CORP 2012-12-13 2013-05-24 9565 11679 -2114 -2114 115 SHS SLV - I SHARES SILVER TR ETF 2011-06-16 2013-05-24 2495 3945 -1450 -1450 168 SHS SLV - I SHARES SILVER TR ETF 2011-08-12 2013-05-24 3644 6347 -2703 -2703 450 SHS SLV - I SHARES SILVER TR ETF 2011-10-05 2013-05-24 9761 13164 -3403 -3403 57 SHS SLW - SILVER WHEATON CORP 2010-12-09 2013-12-27 1166 2193 -1027 -1027 30 SHS SM - SM ENERGY CO COM 2013-05-24 2013-06-24 1786 1853 -67 -67 32 SHS SM - SM ENERGY CO COM 2013-05-24 2013-11-06 2847 1977 870 870 50000 SHS ALCOA INC 5.4% 041521 2012-06-28 2013-06-17 50750 50326 424 424 10000 SHS ALCOA INC 5.4% 041521 2012-12-26 2013-06-17 10150 10325 -175 -175 50000 SHS FHLMC 4.5% 1/15/14 2009-03-05 2013-12-31 50080 54510 -4430 -4430 50000 SHS REYNOLDS 3.25% 110122 2012-11-07 2013-07-10 46447 50605 -4158 -4158 25000 SHS TIME WARNER 5% 02/01/20 2011-06-22 2013-07-08 24782 26306 -1524 -1524 20000 SHS TIME WARNER 5% 02/01/20 2012-12-26 2013-07-08 19825 23461 -3636 -3636 43000 SHS UNITED TECHS 3.1% 060122 2012-06-20 2013-10-24 42701 44958 -2257 -2257 50000 SHS WALGREEN 5.25% 01/15/19 2010-01-21 2013-03-18 58308 54367 3941 3941 78 SHS A - AGILENT TECH INC 2010-12-09 2013-12-16 43491 25092 18399 18399 26 SHS A - AGILENT TECH INC 2013-04-19 2013-12-16 14497 10242 4255 4255 443 SHS ABBV - ABBVIE INC 2011-10-26 2013-12-16 23571 12341 11230 11230 23 SHS ABBV - ABBVIE INC 2012-07-31 2013-12-16 1224 800 424 424 443 SHS ABT - ABBOTT LABORATORIES 2011-10-26 2013-12-16 16202 11381 4821 4821 23 SHS ABT - ABBOTT LABORATORIES 2012-07-31 2013-12-16 841 738 103 103 462 SHS AFL - AFLAC INC 2013-05-03 2013-12-16 30692 25742 4950 4950 300 SHS AGN - ALLERGAN INC 2009-12-31 2013-12-16 30080 19042 11038 11038 374 SHS AMGN - AMGEN INC 2011-11-22 2013-12-16 42055 20731 21324 21324 237 SHS APC - ANADARKO PETROLEUM CORP 2013-03-25 2013-12-16 18749 20719 -1970 -1970 277 SHS BBBY - BED BATH & BEYOND INC 2013-07-11 2013-12-16 21310 21220 90 90 222 SHS CAT - CATERPILLAR INC 2013-05-09 2013-11-18 18674 20089 -1415 -1415 105 SHS CELG - CELGENE CORP 2009-09-24 2013-12-16 17200 5634 11566 11566 23 SHS CELG - CELGENE CORP 2009-12-31 2013-12-16 3768 1286 2482 2482 139 SHS CELG - CELGENE CORP 2010-07-21 2013-12-16 22770 7217 15553 15553 9 SHS CELG - CELGENE CORP 2010-08-13 2013-12-16 1474 504 970 970 227 SHS CERN - CERNER CORP 2013-08-08 2013-12-16 12293 11019 1274 1274 145 SHS CLR - CONTINENTAL RESOURCES IN 2010-12-17 2013-12-16 15311 8318 6993 6993 1 SHS CLR - CONTINENTAL RESOURCES IN 2012-07-31 2013-12-16 106 66 40 40 701 SHS CSCO - CISCO SYS INC 2011-09-19 2013-11-25 15003 11461 3542 3542 661 SHS CSCO - CISCO SYS INC 2011-09-19 2013-12-16 13692 10807 2885 2885 122 SHS CSCO - CISCO SYS INC 2012-07-31 2013-12-16 2527 1955 572 572 347 SHS CVS - CVS CAREMARK CORP 2013-11-25 2013-12-16 23535 23213 322 322 474 SHS DIS - DISNEY WALT COMPANY 2012-06-13 2013-12-16 33442 22039 11403 11403 16 SHS DIS - DISNEY WALT COMPANY 2012-07-31 2013-12-16 1129 792 337 337 340 SHS DOV - DOVER CORP COMMON 2010-12-09 2013-12-16 31234 19894 11340 11340 246 SHS DPS - DR PEPPER SNAPPLE GROUP 2010-06-24 2013-10-21 11034 9218 1816 1816 22 SHS DPS - DR PEPPER SNAPPLE GROUP 2010-08-13 2013-10-21 987 812 175 175 119 SHS ECL - ECOLAB INC 2013-05-03 2013-12-16 12172 10122 2050 2050 58 SHS ECL - ECOLAB INC 2013-05-09 2013-12-16 5933 5033 900 900 1054 SHS EMC - EMC CORP 2010-07-22 2013-05-08 24600 20824 3776 3776 14 SHS EMC - EMC CORP 2010-08-13 2013-05-08 327 264 63 63 141 SHS FCX - FREEPORT-MCMORAN COPPER 2010-12-09 2013-12-16 4876 7844 -2968 -2968 367 SHS FCX - FRPRT-MCMRN CPPR & GLD B 2010-12-09 2013-04-19 10232 20417 -10185 -10185 329 SHS FDO - FAMILY DOLLAR STORES INC 2013-02-01 2013-12-16 20987 18656 2331 2331 430 SHS FISV - FISERV INC 2007-03-27 2013-01-15 34849 23113 11736 11736 538 SHS FOXA - TWENTY-FIRST CENTY A 2013-07-26 2013-12-16 17665 16310 1355 1355 652 SHS GE - GENERAL ELECTRIC COMPANY 2013-10-25 2013-12-16 17600 16834 766 766 339 SHS GNC - GNC HOLDINGS INC 2012-09-06 2013-12-16 19763 13558 6205 6205 293 SHS HD - HOME DEPOT INC 2010-04-01 2013-12-16 23214 9525 13689 13689 1 SHS HD - HOME DEPOT INC 2010-04-12 2013-12-16 79 34 45 45 528 SHS HEINZ H J CO COMMON 2012-04-24 2013-05-08 38228 27607 10621 10621 18 SHS HEINZ H J CO COMMON 2012-07-31 2013-05-08 1303 995 308 308 282 SHS HON - HONEYWELL INTERNATIONAL 2010-12-09 2013-12-16 24684 14572 10112 10112 166 SHS IBM - INTL BUSINESS MACH CORP 2010-12-09 2013-12-16 29574 24102 5472 5472 842 SHS INTC - INTEL CORP 2009-12-31 2013-12-16 20597 17359 3238 3238 762 SHS KO - COCA COLA COMPANY 2011-08-25 2013-12-16 29973 26025 3948 3948 58 SHS KO - COCA COLA COMPANY 2012-07-31 2013-12-16 2281 2357 -76 -76 1447 SHS MAS - MASCO CORP 2012-09-21 2013-12-16 31026 23514 7512 7512 182 SHS MMM - 3M CO 2010-04-01 2013-12-16 23242 15282 7960 7960 677 SHS MRK - MERCK & CO INC NEW 2013-02-25 2013-12-16 32577 28993 3584 3584 730 SHS MSFT - MICROSOFT CORP 2012-02-13 2013-12-16 26926 22323 4603 4603 26 SHS MSFT - MICROSOFT CORP 2012-07-31 2013-12-16 959 771 188 188 377 SHS MSFT - MICROSOFT CORP 2013-11-08 2013-12-16 13905 14162 -257 -257 350 SHS NVDA - NVIDIA CORP 2011-06-27 2013-11-08 5342 5403 -61 -61 422 SHS NVDA - NVIDIA CORP 2011-06-27 2013-12-16 6362 6509 -147 -147 228 SHS OII - OCEANEERING INTL INC 2010-12-17 2013-12-16 18136 8487 9649 9649 92 SHS OXY - OCCIDENTAL PETE CORP 2009-12-31 2013-03-25 7178 7554 -376 -376 1144 SHS PFE - PFIZER INCORPORATED 2012-09-21 2013-12-16 34691 28141 6550 6550 260 SHS PG - PROCTER & GAMBLE CO 2008-11-05 2013-12-16 21281 17134 4147 4147 178 SHS PII - POLARIS INDS INC 2012-07-17 2013-12-16 24167 13316 10851 10851 8 SHS PII - POLARIS INDS INC 2012-07-31 2013-12-16 1086 603 483 483 402 SHS PM - PHILIP MORRIS INTL INC 2010-12-09 2013-12-16 34083 23958 10125 10125 55 SHS PNRA - PANERA BREAD COMPANY 2013-05-09 2013-08-02 9340 10004 -664 -664 361 SHS QCOM - QUALCOMM INC 2012-11-21 2013-12-16 26289 22482 3807 3807 494 SHS SBH - SALLY BEAUTY CO INC 2012-08-28 2013-08-14 13621 13879 -258 -258 216 SHS SLB - SCHLUMBERGER LTD 2010-11-04 2013-12-16 18787 16126 2661 2661 183 SHS TEVA - TEVA PHARMACEUTICAL ADR 2010-06-24 2013-02-25 6934 9561 -2627 -2627 67 SHS TEVA - TEVA PHARMACEUTICAL ADR 2010-07-21 2013-02-25 2539 3620 -1081 -1081 34 SHS TEVA - TEVA PHARMACEUTICAL ADR 2010-08-13 2013-02-25 1288 1700 -412 -412 340 SHS TGT - TARGET CORP 2007-03-27 2013-09-04 21655 20512 1143 1143 226 SHS TSCO - TRACTOR SUPPLY COMPANY 2012-07-20 2013-12-16 16624 8873 7751 7751 14 SHS TSCO - TRACTOR SUPPLY COMPANY 2012-07-31 2013-12-16 1030 642 388 388 272 SHS UTX - UNITED TECHNOLOGIES CORP 2009-12-31 2013-12-16 29600 19183 10417 10417 110 SHS VFC - VF CORPORATION 2013-09-05 2013-12-16 25856 21271 4585 4585 614 SHS VZ - VERIZON COMMUNICATIONS 2010-12-09 2013-12-16 29651 20333 9318 9318 869 SHS WFC - WELLS FARGO COMPANY 2012-03-02 2013-12-16 38287 27234 11053 11053 37 SHS WFC - WELLS FARGO COMPANY 2012-07-31 2013-12-16 1630 1256 374 374 223 SHS XOM - EXXON MOBIL CORP 2010-07-26 2013-12-16 21729 13451 8278 8278 14 SHS XOM - EXXON MOBIL CORP 2010-08-13 2013-12-16 1364 843 521 521 233 SHS XOM - EXXON MOBIL CORP 2010-12-17 2013-12-16 22703 16769 5934 5934 580 SHS YUM - YUM BRANDS INC 2010-12-09 2013-05-01 39196 29314 9882 9882 Capital Gains Dividends P 21898 21898 21898 897715 0 338326 12013769 0.028162 746917 12438687 0.060048 728091 11958059 0.060887 776334 10779943 0.072017 756000 15639203 0.048340 0.269454 0.053891 12420068 669330 11059 680389 513859 22119 0 22119 0 22119 17160 5266 22426 307 195 0 0 0 0 0 0 0 0 0 0 0 0 1 NC 1 0 0 0 0 1 N/A K B MORGAN 3362712870 405 BATTLEGROUND AVE SUITE 101 GREENSBORO NC 27401 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 KATHARINE THOMAS 3802 SWARTHMORE RD DURHAM NC 27707 DIRECTOR 0.10 0 0 0 E JACK WALKER 3802 SWARTHMORE RD DURHAM NC 27707 DIRECTOR,SECRETARY 0.15 0 0 0 KENNETH B MORGAN MORGAN 405 BATTLEGROUND AVE SUITE 101 GREENSBORO NC 27401 DIRECTOR,VICE PRES,TREAS 10.00 43813 4070 0 JOHN S THOMAS 3802 SWARTHMORE RD DURHAM NC 27707 PRESIDENT 35.00 133354 24460 0 EDWIN THOMAS 3802 SWARTHMORE RD DURHAM NC 27707 DIRECTOR 0.00 0 0 0 CHARLES FULLER 3802 SWARTHMORE RD DURHAM NC 27707 DIRECTOR 0.00 0 0 0 NONE 0 NONE 0 0 12000705 608501 0 12609206 0 0 12609206 189138 12420068 621003 621003 22119 22119 598884 0 598884 0 598884 513859 0 513859 0 513859 598884 0 0 15010 145620 128789 289419 513859 0 0 0 513859 0 85025 85025 204394 0 0 0 0 0 0 0 204394 75605 128789 X MR JOHN S THOMAS 3802 SWARTHMORE ROAD DURHAM NC 27707 9194039498 APPLICATIONS SHOULD BE SUBMITTED IN LETTER FORM. NONE NONE AMERICANS FOR PROSPERITY FOUNDATION 1726 M STREET 10TH FL WASHINGTON DC 20036 NONE PUBLIC CHARITY GENERAL SUPPORT 5000 AMISTAD MISSION 55 SCOTT ST BUFORD GA 30158 NONE PUBLIC CHARITY GENERAL SUPPORT 10000 ASIAN ACCESS LIFE MINISTRIES PO BOX 200 SAN DIMAS CA 91773 NONE PUBLIC CHARITY GENERAL SUPPORT 10000 ASSOCIATION OF SMALL FOUNDATIONS 4905 DEL RAY AVE BETHESDA MD 20814 NONE PUBLIC CHARITY GENERAL SUPPORT 1000 BOY SCOUTS OF AMERICA OLD NORTH STATE COUNCIL PO BOX 29048 GREENSBORO NC 27403 NONE PUBLIC CHARITY GENERAL SUPPORT 500 CHILD EVANGELISM FELLOWSHIP PO BOX 348 WARRENTON MO 63383 NONE PUBLIC CHARITY SUPPORT FOR MISSIONARIES 5000 DUKE UNIVERSITY BOX 90482 DURHAM NC 27708 NONE PUBLIC CHARITY COMPREHENSIVE CANCER CENTER 20000 DURHAM COMMUNITY CONCERT BAND PO BOX 52133 DURHAM NC 27717 NONE PUBLIC CHARITY GENERAL SUPPORT 1000 EPISCOPAL CHURCH OF THE HOLY COMFORTER 2701 PARK ROAD CHARLOTTE NC 28209 NONE PUBLIC CHARITY GENERAL SUPPORT 5000 FAITH IN ACTION 705 GREENE ST GREENSBORO NC 27401 NONE PUBLIC CHARITY GENERAL SUPPORT 5000 FOCUS ON THE FAMILY 8605 EXPLORER DR COLORADO SPRINGS CO 80920 NONE PUBLIC CHARITY GENERAL SUPPORT 5000 HINSHAW MEMORIAL UNITED METHODIST CHURCH 4501 HIGH POINT RD GREENSBORO NC 27407 NONE CHURCH APPALACHIAN SERVICE PROJECT 5000 JAZZ FOUNDATION OF NORTH CAROLINA INC PO BOX 51523 DURHAM NC 27717 NONE PUBLIC CHARITY GENERAL SUPPORT 1000 JUNIOR ACHIEVEMENT OF CENTRAL INC INC 3220 NORTHLINE AVE GREENSBORO NC 27408 NONE PUBLIC CHARITY GENERAL SUPPORT 5000 LEADERSHIP EDGE PO BOX 51657 DURHAM NC 27717 NONE PUBLIC CHARITY GENERAL SUPPORT 35000 MISSION TRAINING INTERNATIONAL PO BOX 1220 PALMER LAKE CO 80133 NONE PUBLIC CHARITY MISSIONARY STAFF SUPPORT 2500 MOSES CONE HEALTH SYSTEM 1200 NORTH ELM ST GREENSBORO NC 27401 NONE PUBLIC CHARITY GENERAL SUPPORT 50000 NATIONAL RIGHT TO WORK LEGAL DEFENSE FOUNDATION 8001 BRADDOCK RD SPRINGFIELD VA 22160 NONE PUBLIC CHARITY GENERAL SUPPORT 20000 NATIONAL TAXPAYERS UNION FOUNDATION 108 NORTH ALFRED ST ALEXANDRIA VA 22314 NONE PUBLIC CHARITY GENERAL SUPPORT 20000 NORTH CAROLINA MUSEUM OF LIFE AND SCIENCE 433 W MURRAY STREET DURHAM NC 27704 NONE PUBLIC CHARITY GENERAL SUPPORT 2500 OMICRON DELTA KAPPA FOUNDATION 224 MCLAUGHLIN STREET LEXINGTON VA 244502002 NONE PUBLIC CHARITY GENERAL SUPPORT 10000 PARENTS FOR EDUCATIONAL FREEDOM 434 FAYETTEVILLE ST RALEIGH NC 27601 NONE PUBLIC CHARITY GENERAL SUPPORT 2500 SCHOOLHOUSE OF WONDER 5101-B N ROXBORO ST DURHAM NC 27704 NONE PUBLIC CHARITY GENERAL SUPPORT 2500 SERVE NOW PO BOX 50890 COLORADO SPRINGS CO 80949 NONE PUBLIC CHARITY GENERAL SUPPORT 25000 ST STEPHENS EPISCOPAL CHURCH 82 KIMBERLY DR DURHAM NC 27707 NONE PUBLIC CHARITY GENERAL SUPPORT 2500 THALES ACADEMY 4161 PARAGON PARK RALEIGH NC 276163174 NONE PUBLIC CHARITY GENERAL SUPPORT 5000 THE EMILY KRYZEWSKI FAMILY LIFE CENTER 904 WEST CHAPEL HILL STREET DURHAM NC 27701 NONE PUBLIC CHARITY GENERAL SUPPORT 1500 THE GATHERING 601 SHELBY DR STE 201 TYLER TX 75701 NONE PUBLIC CHARITY GENERAL SUPPORT 1000 THE JESSE HELMS CENTER FOUNDATION PO BOX 247 WINGATE NC 28270 NONE PUBLIC CHARITY GENERAL SUPPORT 25000 THE JOHN LOCK FOUNDATION 200 WEST MORGAN ST SUITE 200 RALEIGH NC 27601 NONE PUBLIC CHARITY EA MORRIS FELLOWSHIP PROGRAM 115000 TRIAD LOCAL FIRST 405 BATTLEGROUND AVENUE SUITE 100 GREENSBORO NC 27401 NONE PUBLIC CHARITY GENERAL SUPPORT 2500 UNC LAW FOUNDATION VAN HECKE WETACCH HALL 160 RIDGE RD CHAPEL HILL NC 27599 NONE PUBLIC CHARITY GENERAL SUPPORT 1500 UNC-CHARLOTTE FOUNDATION 9201 UNIVERSITY CITY BLVD CHARLOTTE NC 28223 NONE PUBLIC CHARITY GENERAL SUPPORT 2500 WASHINGTON & LEE UNIVERSITY UNIVERSITY PLACE LEXINGTON VA 24450 NONE PUBLIC CHARITY GENERAL SUPPORT 100000 505000 0 14 314553 14 4179 18 897715 0 1216447 0 1216447 0 0 0 0 0 0 0 0 0 0 COMPUTER 2011-11-30 896 194 SL 5.000000000000 179 0 TELEPHONE 2012-12-13 62 1 SL 5.000000000000 12 0 Corporate bonds at Wells Fargo Advisors 699201 699942 Corporate stocks at Wells Fargo Advisors 5865976 6803589 Mutual funds at Wells Fargo Advisors 2653409 2576404 1389677 1329586 0 0 Foreign bonds at Wells Fargo Advisors AT COST 60752 62928 COMPUTER 896 373 523 TELEPHONE 62 13 49 INTEREST INCOME REPORTED IN 2012 AND RECVD IN 2013 11826 0 0 DUES 725 0 0 TELEPHONE & INTERNET 635 0 0 OFFICE SUPPLIES 139 0 0 PAYROLL PROCESSING 1109 0 0 OTHER INVESTMENT EXPENSES 1735 1735 0 INVESTMENT MANAGEMENT FEES 94791 94791 0 MESABI TRUST 290 290 290 Chase Morgan-Litigation settlement 3889 3889 3889 FOREIGN TAX W/H 5116 5116 0 PERSONAL PROPERTY TAX 9 0 0