RESEARCH FOUNDATION FOR THE STATE UNIVERSITY OF NEW YORK: Form 990, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- RESEARCH FOUNDATION FOR THE STATE UNIVERSITY OF NEW YORK (EIN 14-1368361)
- Tax period
- 2012-07-01 to 2013-06-30
- Filed
- 2014-02-06
- IRS object ID
- 201400379349301210
- Schema version
- 2012v2.3
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule C
- Schedule D
- Schedule F
- Schedule J
- Schedule L
- Schedule M
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2014-02-06T12:28:28-06:00 | Timestamp |
| Tax Period End Date | 2013-06-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KPMG LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 515 BROADWAY | AddressLine1 |
| City | ALBANY | City |
| State | NY | State |
| ZIP Code | 12207 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2012-07-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 141368361 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE RESEARCH FOUNDATION FOR THE | BusinessNameLine1 |
| Business Name Line2 | STATE UNIVERSITY OF NEW YORK | BusinessNameLine2 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of Name | % PAUL KUTEY | InCareOfName |
| Name Control | RESE | NameControl |
| Phone | 5184347050 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 9 | AddressLine1 |
| Address Line2 | Suite | AddressLine2 |
| City | ALBANY | City |
| State | NY | State |
| ZIP Code | 12201 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | MR PAUL KUTEY | Name |
| Title | CFO | Title |
| Phone | 5184347050 | Phone |
| Date Signed | 2014-02-06 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 5184274600 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2015-11-30 17:44:51Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | DR TIMOTHY KILLEEN | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 9 | AddressLine1 |
| City | ALBANY | City |
| State | NY | State |
| ZIP Code | 12201 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 1664302566 | GrossReceipts |
| Group Return For Affiliates | false | GroupReturnForAffiliates |
| Organization501c3 | X | Organization501c3 |
| Web Site | WWW.RFSUNY.ORG | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1951 | YearFormation |
| State Legal Domicile | NY | StateLegalDomicile |
| Activity Or Mission Description | SEE ATTACHMENT 1 | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 14 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 11 | NbrIndependentVotingMembers |
| Total Nbr Employees | 16330 | TotalNbrEmployees |
| Total Nbr Volunteers | 2964 | TotalNbrVolunteers |
| Total Gross UBI | 0 | TotalGrossUBI |
| Contributions Grants Prior Year | 882051256 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 1015330621 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 170764760 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 202260864 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 16144136 | InvestmentIncomePriorYear |
| Investment Income Current Year | 11956923 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 45699676 | OtherRevenuePriorYear |
| Other Revenue Current Year | 45590220 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 1114659828 | TotalRevenuePriorYear |
| Total Revenue Current Year | 1275138628 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 0 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 0 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 570536841 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 578142937 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 0 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 0 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 0 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 531149556 | OtherExpensePriorYear |
| Other Expenses Current Year | 695348400 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 1101686397 | TotalExpensesPriorYear |
| Total Expenses Current Year | 1273491337 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | 12973431 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | 1647291 | RevenuesLessExpensesCY |
| Total Assets BOY | 576903267 | TotalAssetsBOY |
| Total Assets EOY | 593490327 | TotalAssetsEOY |
| Total Liabilities BOY | 688237009 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 662339880 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | -111333742 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | -68849553 | NetAssetsOrFundBalancesEOY |
| Info In Schedule O Part III | X | InfoInScheduleOPartIII |
| Mission Description | MISSION OF THE RESEARCH FOUNDATION FOR THE STATE UNIVERSITY OF NEW YORK: A. TO ASSIST IN DEVELOPING AND INCREASING THE FACILITIES OF THE STATE UNIVERSITY OF NEW YORK TO PROVIDE MORE EXTENSIVE EDUCATIONAL OPPORTUNITIES FOR AND SERVICE TO ITS STUDENTS, FACULTY, STAFF AND ALUMNI, AND TO THE PEOPLE OF THE STATE OF NEW YORK, BY MAKING AND ENCOURAGING GIFTS, GRANTS, CONTRIBUTIONS AND DONATIONS OF REAL AND PERSONAL PROPERTY TO OR FOR THE BENEFIT OF THE STATE UNIVERSITY OF NEW YORK; B.TO RECEIVE, HOLD AND ADMINISTER GIFTS OR GRANTS, AND TO ACT WITHOUT PROFIT AS TRUSTEE OF EDUCATIONAL OR CHARITABLE TRUSTS, OF BENEFIT TO AND IN KEEPING WITH THE EDUCATIONAL PURPOSES AND OBJECTS OF THE STATE UNIVERSITY OF NEW YORK; AND C. TO FINANCE THE CONDUCT OF STUDIES AND RESEARCH IN ANY AND ALL FIELDS OF THE ARTS AND SCIENCES, OF BENEFIT TO AND IN KEEPING WITH THE EDUCATIONAL PURPOSES AND OBJECTS OF THE STATE UNIVERSITY OF NEW YORK. SIGNIFICANT ACTIVITIES: In addition to the administration of awards and grant | MissionDescription |
| Significant New Program Services | false | SignificantNewProgramServices |
| Significant Change | false | SignificantChange |
| Expense | 606934031 | Expense |
| Revenue | 746490 | Revenue |
| Description | Research See Schedule O | Description |
Activity2 Activity2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 135776977 | Expense |
| Revenue | 3314574 | Revenue |
| Description | Public Service See Schedule O | Description |
Activity3 Activity3
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 63838962 | Expense |
| Revenue | 21579 | Revenue |
| Description | Training and Education See Schedule O | Description |
Activity Other ActivityOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 291940388 | Expense |
| Revenue | 235921304 | Revenue |
| Description | Other Program Services | Description |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Other Program Service Exp | 291940388 | TotalOfOtherProgramServiceExp |
| Total Of Other Program Service Rev | 235921304 | TotalOfOtherProgramServiceRev |
| Total Program Service Expense | 1098490358 | TotalProgramServiceExpense |
| Described In501 C3 | true | DescribedIn501C3 |
| Schedule B Required | true | ScheduleBRequired |
| Political Activities | false | PoliticalActivities |
| Lobbying Activities | true | LobbyingActivities |
| Subject To Proxy Tax | false | SubjectToProxyTax |
| Donor Advised Funds | false | DonorAdvisedFunds |
| Conservation Easements | false | ConservationEasements |
| Collections Of Art | false | CollectionsOfArt |
| Credit Counseling | false | CreditCounseling |
| Term Or Permanent Endowments | false | TermOrPermanentEndowments |
| Report Land Bldg Equip | true | ReportLandBldgEquip |
| Report Invest Oth Securities | true | ReportInvestOthSecurities |
| Report Prog Rel Invest | false | ReportProgRelInvest |
| Report Other Assets | false | ReportOtherAssets |
| Report Other Liabilities | true | ReportOtherLiabilities |
| Report Fin48 Footnote | true | ReportFin48Footnote |
| Independent Audit Financial Stmt | true | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | true | ConsolidatedAuditFinancialStmt |
| School | false | School |
| Foreign Office | true | ForeignOffice |
| Foreign Activities | true | ForeignActivities |
| More Than5000 K To Organizations | false | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | false | MoreThan5000KToIndividuals |
| Professional Fundraising | false | ProfessionalFundraising |
| Fundraising Activities | false | FundraisingActivities |
| Gaming | false | Gaming |
| Hospital | false | Hospital |
| Grants To Organizations | false | GrantsToOrganizations |
| Grants To Individuals | false | GrantsToIndividuals |
| Schedule J Required | true | ScheduleJRequired |
| Tax Exempt Bonds | false | TaxExemptBonds |
| Excess Benefit Transaction | false | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | false | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | false | LoanToOfficerOrDQP |
| Grant To Related Person | false | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | false | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | true | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | false | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | true | DeductibleNonCashContributions |
| Deductible Contributions Of Art | false | DeductibleContributionsOfArt |
| Terminated | false | Terminated |
| Partial Liquidation | false | PartialLiquidation |
| Disregarded Entity | false | DisregardedEntity |
| Related Entity | true | RelatedEntity |
| Related Org Controlled Entity | true | RelatedOrgControlledEntity |
| Transaction Related Entity | false | TransactionRelatedEntity |
| Transfers To Exempt Non Chrtbl Org | false | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | false | ActivitiesConductedPartnership |
| Schedule O Required | true | ScheduleORequired |
| Info In Schedule O Part V | X | InfoInScheduleOPartV |
| Number Forms Transmitted With1096 | 3061 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Compliance With Backup Witholding | true | ComplianceWithBackupWitholding |
| Number Of Employees | 16330 | NumberOfEmployees |
| Employment Tax Returns Filed | true | EmploymentTaxReturnsFiled |
| Unrelated Business Income | false | UnrelatedBusinessIncome |
| Foreign Financial Account | true | ForeignFinancialAccount |
| Name Of Foreign Country | AF | NameOfForeignCountry |
| Name Of Foreign Country | BG | NameOfForeignCountry |
| Name Of Foreign Country | BK | NameOfForeignCountry |
| Name Of Foreign Country | CJ | NameOfForeignCountry |
| Name Of Foreign Country | IV | NameOfForeignCountry |
| Name Of Foreign Country | KE | NameOfForeignCountry |
| Name Of Foreign Country | LE | NameOfForeignCountry |
| Name Of Foreign Country | MX | NameOfForeignCountry |
| Name Of Foreign Country | TU | NameOfForeignCountry |
| Name Of Foreign Country | UG | NameOfForeignCountry |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTrans |
| Taxable Party Notification | false | TaxablePartyNotification |
| Non Deductible Contributions | false | NonDeductibleContributions |
| Quid Pro Quo Contributions | false | QuidProQuoContributions |
| Form8282 Property Disposed Of | true | Form8282PropertyDisposedOf |
| Number Of8282 Filed | 2 | NumberOf8282Filed |
| Funds To Pay Premiums | false | FundsToPayPremiums |
| Premiums Paid | false | PremiumsPaid |
| Form1098 C Filed | true | Form1098CFiled |
| Indoor Tanning Services | false | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 14 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 11 | NumberIndependentVotingMembers |
| Family Or Business Relationship | true | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | false | DelegationOfManagementDuties |
| Changes To Organizing Docs | false | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | false | MaterialDiversionOrMisuse |
| Members Or Stockholders | false | MembersOrStockholders |
| Election Of Board Members | false | ElectionOfBoardMembers |
| Decisions Subject To Approval | false | DecisionsSubjectToApproval |
| Minutes Of Governing Body | true | MinutesOfGoverningBody |
| Minutes Of Committees | true | MinutesOfCommittees |
| Officer Mailing Address | false | OfficerMailingAddress |
| Local Chapters | false | LocalChapters |
| Form990 Provided To Governing Body | true | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | true | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | true | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | true | RegularMonitoringEnforcement |
| Whistleblower Policy | true | WhistleblowerPolicy |
| Document Retention Policy | true | DocumentRetentionPolicy |
| Compensation Process CEO | false | CompensationProcessCEO |
| Compensation Process Other | true | CompensationProcessOther |
| Investment In Joint Venture | true | InvestmentInJointVenture |
| Written Policy Or Procedure | true | WrittenPolicyOrProcedure |
| Own Website | X | OwnWebsite |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Person | PAUL KUTEY | NamePerson |
| Telephone Number | 5184347050 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 9 | AddressLine1 |
| City | ALBANY | City |
| State | NY | State |
| ZIP Code | 12201 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part VII | X | InfoInScheduleOPartVII |
Form990 Part VII Section A Form990PartVIISectionA (32 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | OfficerOfficer | Key EmployeeKeyEmployee | Highest Compensated EmployeeHighestCompensatedEmployee |
|---|---|---|---|---|---|---|---|---|
| Dr Nancy L Zimpher | ||||||||
| Chair | 6.0 | X | 0 | 0 | 0 | |||
| Mr Robert L Ecklin | ||||||||
| Director | 2.0 | X | 0 | 0 | 0 | |||
| Mr John Fitzgibbons | ||||||||
| Director, Chairman | 6.0 | X | 0 | 0 | 0 | |||
| Dr Meng-Ling Hsiao | ||||||||
| Director | 4.0 | X | 0 | 0 | 0 | |||
| Dr Myron J Mitchell | ||||||||
| Vice Chair | 8.0 | X | 8876 | 0 | 1065 | |||
| Mr James McNamara Jr | ||||||||
| Director | 2.0 | X | 0 | 0 | 0 | |||
| Mr George M Philip | ||||||||
| Director | 6.0 | X | 0 | 0 | 0 | |||
| Dr Bahgat G Sammakia | ||||||||
| Director | 4.0 | X | 4385 | 0 | 438 | |||
| Dr Steven J Scheinman | ||||||||
| Director | 6.0 | X | 54861 | 5486 | ||||
| Dr Samuel L Stanley Jr | ||||||||
| Director | 6.0 | X | 0 | 0 | 0 | |||
| Mr Oscar K Anderson III | ||||||||
| Director | 2.0 | X | 0 | 0 | 0 | |||
| Mr Steven N Fischer | ||||||||
| Director | 4.0 | X | 0 | 0 | 0 | |||
| Ms Patricia Caldwell | ||||||||
| Director | 4.0 | X | 0 | 0 | 0 | |||
| Dr Anne Kress | ||||||||
| Director | 2.0 | X | 0 | 0 | 0 | |||
| Dr Alan Gintzler | ||||||||
| Director | 2.0 | X | 0 | 0 | 0 | |||
| Dr D Bruce Johnstone | ||||||||
| Director | 2.0 | X | 0 | 0 | 0 | |||
| Dr Donald Siegel | ||||||||
| Director | 2.0 | X | 0 | 0 | 0 | |||
| Dr David Smith | ||||||||
| Director | 6.0 | X | 249323 | 0 | 19946 | |||
| Mr Jeffrey H Black | ||||||||
| Director | 2.0 | X | 0 | 0 | 0 | |||
| Dr Harvey G Stenger Jr | ||||||||
| Director | 6.0 | X | 87500 | 0 | 7000 | |||
| Ms Bonny G Boice | ||||||||
| Exec. VP, Interim President | 37.5 | 305644 | 0 | 50184 | X | |||
| Mr Frank Gabriel | ||||||||
| Interim CFO | 37.5 | 185708 | 0 | 32447 | X | |||
| Mr Joshua Toas | ||||||||
| Assistant Secretary | 37.5 | 162995 | 0 | 25217 | X | |||
| Ms Kim Rosenfield | ||||||||
| General Counsel & Secretary | 37.5 | 235636 | 0 | 17121 | X | |||
| Dr Timothy Killeen | ||||||||
| President | 37.5 | 118537 | 0 | 0 | X | |||
| Dr Alain E Kaloyeros | ||||||||
| Principal Investigator | 37.5 | 534080 | 0 | 30000 | X | |||
| Mr Garrett Sanders | ||||||||
| Exec Vice President | 37.5 | 178014 | 0 | 22677 | X | |||
| Ms Brenda Lubrano-Birken | ||||||||
| Vice President | 37.5 | 331243 | 0 | 42817 | X | |||
| Ms Ellen Cohen | ||||||||
| CEO, Clinical Pract. Mgmt Plan | 37.5 | 411395 | 0 | 49442 | X | |||
| Mr Andrew Toga | ||||||||
| Chief Practice Officer, CPMP | 37.5 | 223535 | 0 | 48482 | X | |||
| Mr Michael Sinno | ||||||||
| CIO, Clinical Practice Mgmt | 37.5 | 255275 | 0 | 26081 | X | |||
| Ms Laurie Norwick | ||||||||
| CFO, Clinical Practice Mgmt | 37.5 | 240785 | 0 | 47647 | X | |||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 3587792 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 0 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 426050 | TotalOtherCompensation |
| Number Individuals GT100 K | 282 | NumberIndividualsGT100K |
| Formers Listed | false | FormersListed |
| Total Comp GT150 K | true | TotalCompGT150K |
| Compensation From Other Sources | true | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (5 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation |
|---|---|---|---|---|---|
| Air Liquide Electronics US LP | |||||
| 768 Purchase Brook Road | SOUTHBURY | CT | 06488 | Gas & Chemical Mgmt. | 1890911 |
| MW US Incorporated | |||||
| PO Box 910744 | DALLAS | TX | 753910744 | Contractor- install | 1550274 |
| Hunter Roberts Construction Group | |||||
| 2 World Financial Center 6th fl | NEW YORK | NY | 10281 | Construction | 18060567 |
| nfrastructure | |||||
| 6 Enterprise Avenue | CLIFTON PARK | NY | 12065 | Info. Tech. Support | 7490923 |
| ADC Construction Management Inc | |||||
| 998 Park Avenue | SAN JOSE | CA | 95126 | Construction | 993343 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 85 | NumberOfContractorsGT100K |
| Info In Schedule O Part VIII | X | InfoInScheduleOPartVIII |
| Government Grants | 711978937 | GovernmentGrants |
| All Other Contributions | 303351684 | AllOtherContributions |
| Noncash Contributions | 24216900 | NoncashContributions |
| Total Contributions | 1015330621 | TotalContributions |
Program Service Revenue ProgramServiceRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | AGENCY ACTIVITY | Description |
| Business Code | 561000 | BusinessCode |
| Total Revenue Column | 202260864 | TotalRevenueColumn |
| Related Or Exempt Function Income | 202260864 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 202260864 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 3749154 | TotalRevenueColumn |
| Exclusion | $3,749,154 | ExclusionAmount |
Income From Invest Bond Proceeds IncomeFromInvestBondProceeds
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Royalties Revenue RoyaltiesRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 7847137 | TotalRevenueColumn |
| Exclusion | $7,847,137 | ExclusionAmount |
Rental Income Or Loss RentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 0 | Real |
| Personal | 0 | Personal |
Net Rental Income Or Loss NetRentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 381410321 | Securities |
| Other | 15961386 | Other |
Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 380347026 | Securities |
| Other | 8816912 | Other |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 1063295 | Securities |
| Other | 7144474 | Other |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 8207769 | TotalRevenueColumn |
| Exclusion | $8,207,769 | ExclusionAmount |
Net Income From Fundraising Events NetIncomeFromFundraisingEvents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Net Income From Gaming NetIncomeFromGaming
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Net Income Or Loss NetIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Other Revenue Misc OtherRevenueMisc (3 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome |
|---|---|---|---|
| AGENCY FEES | 561000 | 6924187 | 6924187 |
| SERVICE CENTER REVENUE | 541380 | 13413733 | 13413733 |
| OTHER EDUC. SUPPORT SERVICES | 611710 | 17405163 | 17405163 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Revenue | 37743083 | TotalOtherRevenue |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 1275138628 | TotalRevenueColumn |
| Related Or Exempt Function Income | 240003947 | RelatedOrExemptFunctionIncome |
| Exclusion | $19,804,060 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part IX | X | InfoInScheduleOPartIX |
Grants To Domestic Orgs GrantsToDomesticOrgs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Grants To Domestic Individuals GrantsToDomesticIndividuals
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Foreign Grants ForeignGrants
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Benefits To Members BenefitsToMembers
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2521066 | Total |
| Program Services | 26070 | ProgramServices |
| Management And General | 2494996 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
Comp Disqual Persons CompDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 128836 | Total |
| Management And General | 128836 | ManagementAndGeneral |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 407235942 | Total |
| Program Services | 347384315 | ProgramServices |
| Management And General | 59851627 | ManagementAndGeneral |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 30125000 | Total |
| Program Services | 23652037 | ProgramServices |
| Management And General | 6472963 | ManagementAndGeneral |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 107240238 | Total |
| Program Services | 82268360 | ProgramServices |
| Management And General | 24971878 | ManagementAndGeneral |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 30891855 | Total |
| Program Services | 26183269 | ProgramServices |
| Management And General | 4708586 | ManagementAndGeneral |
Fees For Services Management FeesForServicesManagement
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2171578 | Total |
| Program Services | 303575 | ProgramServices |
| Management And General | 1868003 | ManagementAndGeneral |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 419800 | Total |
| Program Services | 190 | ProgramServices |
| Management And General | 419610 | ManagementAndGeneral |
Fees For Services Lobbying FeesForServicesLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 341717 | Total |
| Management And General | 341717 | ManagementAndGeneral |
Fees For Services Prof Fundraising FeesForServicesProfFundraising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 882600 | Total |
| Management And General | 882600 | ManagementAndGeneral |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 159522876 | Total |
| Program Services | 144893371 | ProgramServices |
| Management And General | 14629505 | ManagementAndGeneral |
Advertising Advertising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 535637 | Total |
| Program Services | 420291 | ProgramServices |
| Management And General | 115346 | ManagementAndGeneral |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 53420713 | Total |
| Program Services | 46990595 | ProgramServices |
| Management And General | 6430118 | ManagementAndGeneral |
Information Technology InformationTechnology
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 14135639 | Total |
| Program Services | 10498367 | ProgramServices |
| Management And General | 3637272 | ManagementAndGeneral |
Royalties Royalties
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 5323054 | Total |
| Program Services | 5323054 | ProgramServices |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 10988503 | Total |
| Program Services | 4435404 | ProgramServices |
| Management And General | 6553099 | ManagementAndGeneral |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 19896569 | Total |
| Program Services | 15822880 | ProgramServices |
| Management And General | 4073689 | ManagementAndGeneral |
Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 5950016 | Total |
| Program Services | 3915961 | ProgramServices |
| Management And General | 2034055 | ManagementAndGeneral |
Interest Interest
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1247991 | Total |
| Management And General | 1247991 | ManagementAndGeneral |
Payments To Affiliates PaymentsToAffiliates
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 80010539 | Total |
| Program Services | 75507707 | ProgramServices |
| Management And General | 4502832 | ManagementAndGeneral |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 27740620 | Total |
| Program Services | 14918741 | ProgramServices |
| Management And General | 12821879 | ManagementAndGeneral |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2009867 | Total |
| Program Services | 696931 | ProgramServices |
| Management And General | 1312936 | ManagementAndGeneral |
Other Expenses OtherExpenses (4 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices | Management And GeneralManagementAndGeneral |
|---|---|---|---|
| SUBCONTRACTS | 62620285 | 62611924 | 8361 |
| CAMPUS SERVICES | 108002568 | 106955234 | 1047334 |
| EQUIPMENT | 71470486 | 67238189 | 4232297 |
| FELLOWSHIP STIPENDS | 19791292 | 18736292 | 1055000 |
All Other Expenses AllOtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 48866050 | Total |
| Program Services | 39707601 | ProgramServices |
| Management And General | 9158449 | ManagementAndGeneral |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1273491337 | Total |
| Program Services | 1098490358 | ProgramServices |
| Management And General | 175000979 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part X | X | InfoInScheduleOPartX |
Cash Non Interest Bearing CashNonInterestBearing
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 82842948 | BOY |
| EOY | 25581182 | EOY |
Pledges And Grants Receivable PledgesAndGrantsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 192359995 | BOY |
| EOY | 199864143 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 39390090 | BOY |
| EOY | 30942334 | EOY |
Receivables From Officers Etc ReceivablesFromOfficersEtc
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Receivables From Disqual Persons ReceivablesFromDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Other Notes Loans Receivable Net OtherNotesLoansReceivableNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 16298184 | BOY |
| EOY | 12694979 | EOY |
Inventories For Sale Or Use InventoriesForSaleOrUse
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 8428346 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 150525144 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 78642852 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 29377905 | BOY |
| EOY | 71882292 | EOY |
Investments Pub Traded Securities InvestmentsPubTradedSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 68650981 | BOY |
| EOY | 77554396 | EOY |
Investments Other Securities InvestmentsOtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 69134211 | BOY |
| EOY | 82770770 | EOY |
Investments Program Related InvestmentsProgramRelated
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Intangible Assets IntangibleAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 46849500 | BOY |
| EOY | 75639031 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 31999453 | BOY |
| EOY | 8132854 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 576903267 | BOY |
| EOY | 593490327 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 128255556 | BOY |
| EOY | 126973170 | EOY |
Grants Payable GrantsPayable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Deferred Revenue DeferredRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 188559129 | BOY |
| EOY | 195102875 | EOY |
Tax Exempt Bond Liabilities TaxExemptBondLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 5205000 | BOY |
| EOY | 5030000 | EOY |
Escrow Account Liability EscrowAccountLiability
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Loans From Officers Directors LoansFromOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 23861206 | BOY |
| EOY | 17408526 | EOY |
Unsecured Notes Loans Payable UnsecuredNotesLoansPayable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 33240545 | BOY |
| EOY | 29760528 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 309115573 | BOY |
| EOY | 288064781 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 688237009 | BOY |
| EOY | 662339880 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | -111333742 | BOY |
| EOY | -68849553 | EOY |
Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Permanently Restricted Net Assets PermanentlyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | -111333742 | BOY |
| EOY | -68849553 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 576903267 | BOY |
| EOY | 593490327 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | X | InfoInScheduleOPartXI |
| Reconcilation Revenue Expenses | 1647291 | ReconcilationRevenueExpenses |
| Reconciliation Unrealized Invest | 6092882 | ReconciliationUnrealizedInvest |
| Reconcilation Other Changes | 34744016 | ReconcilationOtherChanges |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | false | AccountantCompileOrReview |
| FS Audited | true | FSAudited |
FS Audited Basis FSAuditedBasis
| Field | Value | IRS element (for citing) |
|---|---|---|
| Financial Statement Both | X | FinancialStatementBoth |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Audit Committee | true | AuditCommittee |
| Federal Grant Audit Required | true | FederalGrantAuditRequired |
| Federal Grant Audit Performed | true | FederalGrantAuditPerformed |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Publicly Supported Org170b1 Avi | X | PubliclySupportedOrg170b1Avi |
Gifts Grants Contrib Received170 GiftsGrantsContribReceived170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 846285731 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 893712558 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 946482384 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 882051256 | CurrentTaxYearMinus1Year |
| Current Tax Year | 1015330621 | CurrentTaxYear |
| Total | 4583862550 | Total |
Tax Rev Levied For Org Benefit170 TaxRevLeviedForOrgBenefit170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Value Srvc Fclts Furnished By Govt ValueSrvcFcltsFurnishedByGovt
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Total170 Total170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 846285731 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 893712558 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 946482384 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 882051256 | CurrentTaxYearMinus1Year |
| Current Tax Year | 1015330621 | CurrentTaxYear |
| Total | 4583862550 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Amounts Subst Contributors Total | 102701785 | AmountsSubstContributorsTotal |
| Public Support Total170 | 4481160765 | PublicSupportTotal170 |
Gross Investment Income170 GrossInvestmentIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 21293593 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 13878019 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 14801670 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 13802825 | CurrentTaxYearMinus1Year |
| Current Tax Year | 10101545 | CurrentTaxYear |
| Total | 73877652 | Total |
Net UBI NetUBI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Other Income170 OtherIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 188812069 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 201364254 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 191435157 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 207570692 | CurrentTaxYearMinus1Year |
| Current Tax Year | 241498693 | CurrentTaxYear |
| Total | 1030680865 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Support | 5688421067 | TotalSupport |
| Public Support Pertcentage170 | 0.78777 | PublicSupportPertcentage170 |
| Public Support Pertcent Prior Year | 0.80066 | PublicSupportPertcentPriorYear |
| Thirty Three Percnt Tests CY170 | X | ThirtyThreePercntTestsCY170 |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule C IRS990ScheduleC
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grassroots Lobbying | TotalGrassrootsLobbying | |
| Total Direct Lobbying | TotalDirectLobbying | |
| Total Lobbying Expenditures | TotalLobbyingExpenditures | |
| Other Exempt Purpose Expenditures | OtherExemptPurposeExpenditures | |
| Total Exempt Purpose Expenditures | TotalExemptPurposeExpenditures | |
| Lobbying Nontaxable | LobbyingNontaxableAmount | |
| Grassroots Nontaxable | GrassrootsNontaxableAmount | |
| Tot Lobbying Grassroot Minus Non Tx | TotLobbyingGrassrootMinusNonTx | |
| Tot Lobby Expend Mns Lobbying Nontx | TotLobbyExpendMnsLobbyingNontx | |
| Volunteers | false | Volunteers |
| Paid Staff Or Management | true | PaidStaffOrManagement |
| Media Advertisements | false | MediaAdvertisements |
| Mailings Members | false | MailingsMembers |
| Publications Or Broadcast | false | PublicationsOrBroadcast |
| Grants Other Organizations | false | GrantsOtherOrganizations |
| Direct Contact Legislators | true | DirectContactLegislators |
| Direct Contact Legislators | $479,286 | DirectContactLegislatorsAmount |
| Rallies Demonstrations | false | RalliesDemonstrations |
| Other Activities | false | OtherActivities |
| Total Lobbying Expenditures IIB | 479286 | TotalLobbyingExpendituresIIB |
| Not Described In501c3 | false | NotDescribedIn501c3 |
Form990 Schedule C Part IV Form990ScheduleCPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | Description of lobbying activities | Identifier |
| Return Reference | Schedule C, Part II-B | ReturnReference |
| Explanation | The reported expenditures are incurred by the RF as fiscal agent for the State University of New York (SUNY) System Administration and many of SUNY's 64 member institutions with regard to federal, state, and local legislation and direct funding support for various projects to be sponsored by or administered by numerous SUNY campuses. Because the RF acts as fiscal agent for SUNY and its member institutions, expenditures incurred by SUNY and the RF regarding federal legislation and funding are reported on the appropriate federal Lobby Disclosure Act (LDA) Form LD-2. Expenditures for state and local legislation and appropriations are reported by SUNY consistent with applicable New York State and New York City law and regulations. | Explanation |
Schedule D IRS990ScheduleD
| Field | Value | IRS element (for citing) |
|---|---|---|
| Art Public Exhibition Amts | ArtPublicExhibitionAmts | |
| Held Works Of Art Amts | HeldWorksOfArtAmts | |
| Current Year Minus3 Years | CurrentYearMinus3Years | |
| Current Year Minus4 Years | CurrentYearMinus4Years | |
| Land | Land |
Buildings Buildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 6500000 | OtherCostOrOtherBasis |
| Depreciation | 1430000 | Depreciation |
| Book Value | 5070000 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Leasehold Improvements | LeaseholdImprovements |
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 110797379 | OtherCostOrOtherBasis |
| Depreciation | 44284175 | Depreciation |
| Book Value | 66513204 | BookValue |
Other Land Buildings OtherLandBuildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 33227765 | OtherCostOrOtherBasis |
| Depreciation | 32928677 | Depreciation |
| Book Value | 299088 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 71882292 | TotalOfBookValueLandBuildings |
| Financial Derivatives | FinancialDerivatives | |
| Closely Held Equity Interests | CloselyHeldEquityInterests |
Other Securities OtherSecurities (2 entries)
| DescriptionDescription | Book ValueBookValue | Method Of ValuationMethodOfValuation |
|---|---|---|
| ALTERNATIVE INVESTMENTS | 79433427 | F |
| INVEST IN EQUITY PARTNERSHIP | 3337343 | F |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Securities | 82770770 | TotalOfBookValueSecurities |
| Federal Income Tax Liability | 0 | FederalIncomeTaxLiability |
Other Liabilities OtherLiabilities (4 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| POST RETIREMENT BENEFIT LIABIL | $280,604,038 |
| 457B PLAN LIABILITY | $4,484,246 |
| INTEREST RATE SWAP | $776,497 |
| ACCRUED SICK LEAVE | $2,200,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 288064781 | TotalOfAmounts |
| Footnote In Part XIII | X | FootnoteInPartXIII |
| Tot Revenue Etc Audited Fincl Stmt | 1079503394 | TotRevenueEtcAuditedFinclStmt |
| Net Unrealized Gains Investments | 6092882 | NetUnrealizedGainsInvestments |
| Other Revenues | 403997 | OtherRevenues |
| Revenue Not Rptd F990 | 6496879 | RevenueNotRptdF990 |
| Revenue Subtotal | 1073006515 | RevenueSubtotal |
| Other Revenues Not Included | 202132113 | OtherRevenuesNotIncluded |
| Revenue Not Rptd On Fin Stmt | 202132113 | RevenueNotRptdOnFinStmt |
| Total Revenue Per Form990 | 1275138628 | TotalRevenuePerForm990 |
| Tot Expenses Etc Audited Fincl Stmt | 1037019205 | TotExpensesEtcAuditedFinclStmt |
| Other Expenses Included | -34211268 | OtherExpensesIncluded |
| Expenses Not Rptd F990 | -34211268 | ExpensesNotRptdF990 |
| Expenses Subtotal | 1071230473 | ExpensesSubtotal |
| Other Expenses Not Included | 202260864 | OtherExpensesNotIncluded |
| Expenses Not Rptd On Fin Stmt | 202260864 | ExpensesNotRptdOnFinStmt |
| Total Expenses Per Form990 | 1273491337 | TotalExpensesPerForm990 |
Form990 Schedule D Part XIII Form990ScheduleDPartXIII (5 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| Schedule D, Part XI, Line 4b | Other Revenue Included on form 990 but not included in F/S | Agency Program Service Revenue: $202,260,864 Loss on Fixed Assets Disp: -$128,751 Total rev. included in 990, not in Fin Stmts: $202,132,113 |
| Schedule D, Part XII, Line 4b | Other Expense Included on form 990 but not included in F/S | Agency Program Service Expense: $202,260,864 |
| Schedule D, Part XII, Line 2d | Change in net assets other than net periodic benefit costs, other changes | Post-Retirement change in net assets: $34,340,019 Loss on Fixed Assets Disp: -$128,751 Total other change in Net Assets: $34,211,268 |
| Schedule D, Part X, Line 2 | FIN 48 (ASC 740) | Footnote 2(n) of the June 30, 2013 audited financial statements contains the following language regarding FIN 48 (ASC 740): "The RF follows the provisions of ASC 740-10, Accounting for Uncertainty in Income Taxes. Management has evaluated ASC 740-10 and has determined there are no unlikely tax positions to be recorded in the financial statements as of June 30, 2013 and 2012." |
| Schedule D, Part XI, Line 2d | Other Revenue Included in F/S BUT NOT INCLUDED IN FORM 990 | CHANGE IN VALUATION OF INTEREST RATE SWAP: $403,997 |
Schedule F IRS990ScheduleF
Accts Actvs Out US Table AcctsActvsOutUSTable (25 entries)
| RegionRegion | Number Of EmployeesNumberOfEmployees | Type Of Activities ConductedTypeOfActivitiesConducted | Specific Services ProvidedSpecificServicesProvided | Total ExpendituresTotalExpenditures | Number Of OfficesNumberOfOffices |
|---|---|---|---|---|---|
| Central America and the Caribbean | 4 | Program Services | Organized Research | 410232 | |
| Middle East and North Africa | 5 | Program Services | Organized Research | 189705 | |
| East Asia and the Pacific | 2 | Program Services | Public Services | 155845 | |
| Europe (Including Iceland and Greenland) | Program Services | Training | 319233 | ||
| North America | 3 | Program Services | Public Services | 416710 | |
| South Asia | 1 | Program Services | Organized Research | 10778 | |
| Sub-Saharan Africa | 7 | Program Services | Public Services | 87401 | 6 |
| East Asia and the Pacific | 20 | Program Services | Organized Research | 1273108 | |
| East Asia and the Pacific | 6 | Program Services | Training | 818214 | |
| East Asia and the Pacific | Program Services | Educational Support | 3444950 | ||
| Europe (Including Iceland and Greenland) | 3 | Program Services | Educational Support | 85067 | |
| Europe (Including Iceland and Greenland) | 31 | Program Services | Organized Research | 1875152 | |
| Europe (Including Iceland and Greenland) | 3 | Program Services | Public Services | 697984 | 1 |
| Middle East and North Africa | Program Services | Public Services | 8786 | ||
| North America | 14 | Program Services | Organized Research | 763172 | |
| North America | Program Services | Educational Support | 182025 | ||
| Russia and the Newly Independent States | 2 | Program Services | Organized Research | 29089 | |
| Russia and the Newly Independent States | 1 | Program Services | Educational Support | 48797 | |
| South America | 23 | Program Services | Organized Research | 303359 | |
| South America | Program Services | Training | 590 | ||
| South Asia | 10 | Program Services | Public Services | 2100528 | 2 |
| Sub-Saharan Africa | Program Services | Training | 10972 | ||
| Sub-Saharan Africa | 7 | Program Services | Organized Research | 1130129 | 1 |
| Sub-Saharan Africa | Program Services | Educational Support | 1086644 | ||
| Central America and the Caribbean | Investments | Investments | 79433427 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Number Of Offices | 7 | SubtotalNumberOfOffices |
| Subtotal Number Of Employees | 101 | SubtotalNumberOfEmployees |
| Cont Number Of Offices | 3 | ContNumberOfOffices |
| Cont Number Of Employees | 41 | ContNumberOfEmployees |
| Total Number Of Offices | 10 | TotalNumberOfOffices |
| Total Number Of Employees | 142 | TotalNumberOfEmployees |
| Subtotal Amount Spent | 10767451 | SubtotalAmountSpent |
| Cont Amount Spent | 84114446 | ContAmountSpent |
| Total Amount Spent | 94909547 | TotalAmountSpent |
| Transfer To Foreign Corp | true | TransferToForeignCorp |
| Interest In Foreign Trust | false | InterestInForeignTrust |
| Own Foreign Corp | true | OwnForeignCorp |
| Passive Foreign Invest Co | true | PassiveForeignInvestCo |
| Foreign Partnership | true | ForeignPartnership |
| Boycott Countries | true | BoycottCountries |
Form990 Schedule F Part V Form990ScheduleFPartV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | Expenditure records and reporting | Identifier |
| Return Reference | Schedule F, Part I, Line 2 | ReturnReference |
| Explanation | The RF is not a grantmaker, and while it does not make grants to foreign organizations or to foreign individuals, it does administer grants, contracts and other sponsored programs funded by others, including grants with activity in foreign countries. The RF complies with sponsor requirements as well as OMB Circulars A-21, A-110 and A-133 in its costing, administration, and record-keeping practices including records of all disbursements and reports on the usage of the sponsors' funds. | Explanation |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Club Dues Or Fees | X | ClubDuesOrFees |
| Written Policy Re T And E Expenses | true | WrittenPolicyReTAndEExpenses |
| Substantiation Required | true | SubstantiationRequired |
| Compensation Committee | X | CompensationCommittee |
| Independent Consultant | X | IndependentConsultant |
| Compensation Survey | X | CompensationSurvey |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | true | SeverancePayment |
| Supplemental Nonqual Retire Plan | false | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | false | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | false | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | false | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | false | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | false | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | true | AnyNonFixedPayments |
| Initial Contract Exception | false | InitialContractException |
Form990 Schedule J Part II Form990ScheduleJPartII (13 entries)
| TitleTitle | Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Ms Bonny G Boice | ||||||||||||||
| Exec. VP, Interim President | 280644 | 0 | 25000 | 0 | 0 | 0 | 30000 | 0 | 20184 | 0 | 355828 | 0 | 0 | 0 |
| Dr Alain E Kaloyeros | ||||||||||||||
| Principal Investigator | 534080 | 0 | 0 | 0 | 0 | 0 | 30000 | 0 | 0 | 0 | 564080 | 0 | 0 | 0 |
| Ms Brenda Lubrano-Birken | ||||||||||||||
| Vice President | 331243 | 0 | 0 | 0 | 0 | 0 | 20000 | 0 | 22817 | 0 | 374060 | 0 | 0 | 0 |
| Mr Frank Gabriel | ||||||||||||||
| Interim CFO | 178708 | 0 | 0 | 7000 | 0 | 18900 | 0 | 13547 | 0 | 218155 | 0 | 0 | 0 | |
| Mr Joshua Toas | ||||||||||||||
| Assistant Secretary | 159995 | 0 | 3000 | 0 | 0 | 0 | 13227 | 0 | 11990 | 0 | 188212 | 0 | 0 | 0 |
| Ms Ellen Cohen | ||||||||||||||
| CEO, Clinical Pract. Mgmt Plan | 154269 | 0 | 0 | 0 | 257126 | 0 | 37005 | 0 | 12437 | 0 | 460837 | 0 | 0 | 0 |
| Ms Kim Rosenfield | ||||||||||||||
| General Counsel & Secretary | 217174 | 0 | 0 | 0 | 18462 | 0 | 2843 | 0 | 14278 | 0 | 252757 | 0 | 0 | 0 |
| Dr David Smith | ||||||||||||||
| Director | 249323 | 0 | 0 | 0 | 0 | 0 | 19946 | 0 | 0 | 0 | 269269 | 0 | 0 | 0 |
| Mr Andrew Toga | ||||||||||||||
| Chief Practice Officer, CPMP | 218535 | 0 | 5000 | 0 | 0 | 0 | 23065 | 0 | 25417 | 0 | 272017 | 0 | 0 | 0 |
| Mr Garrett Sanders | ||||||||||||||
| Exec Vice President | 178014 | 0 | 0 | 0 | 0 | 0 | 14356 | 0 | 8321 | 0 | 200691 | 0 | 0 | 0 |
| Dr Timothy Killeen | ||||||||||||||
| President | 118537 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 118537 | 0 | 0 | 0 |
| Mr Michael Sinno | ||||||||||||||
| CIO, Clinical Practice Mgmt | 245275 | 0 | 10000 | 0 | 0 | 0 | 3549 | 0 | 22532 | 0 | 281356 | 0 | 0 | 0 |
| Ms Laurie Norwick | ||||||||||||||
| CFO, Clinical Practice Mgmt | 232785 | 0 | 8000 | 0 | 0 | 0 | 24558 | 0 | 23089 | 0 | 288432 | 0 | 0 | 0 |
Form990 Schedule J Part III Form990ScheduleJPartIII (4 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| Compensation Information | Schedule J, Part I, Line 3 | Salary of President-The salary of the RF President Dr. Timothy Killeen, paid by the State University of New York with reimbursement provided by the RF, was included in executive compensation benchmarking and governing body review described further in Schedule O. |
| Club Dues | Schedule J, Part I, line 1a | Club Dues- Dr. Nancy Zimpher, Chair of the RF Board for a portion of the tax year, was provided a membership in the University Club that was used only for business purposes. |
| Non-fixed payments | Schedule J, Part I, Line 7 | Ms. Norwick, Mr. Toga and Mr. Sinno were paid non-fixed discretionary awards based on performance. Ms. Boice and Mr. Toas were paid discretionary awards as compensation for acting in the interim president and general counsel roles, respectively. These payments are included on Schedule J, Part II, column(B)(ii). |
| Severance | Schedule J, Part I, Line 4a | A lump sum severance payment of $257,126 representing one year's salary was made to Ms. Ellen Cohen under an agreement negotiated with SUNY Counsel. |
Schedule L IRS990ScheduleL
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Balance Due | 0 | TotalBalanceDue |
Form990 Schedule L Part IV Form990ScheduleLPartIV
Name Of Interested Person NameOfInterestedPerson
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Person | Paula Kaloyeros | NamePerson |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Relationship | Family member - Key Empl | Relationship |
| Amount Of Transaction | 114015 | AmountOfTransaction |
| Description Of Transaction | Employee compensation | DescriptionOfTransaction |
| Sharing Of Revenues | false | SharingOfRevenues |
Schedule M IRS990ScheduleM
| Field | Value | IRS element (for citing) |
|---|---|---|
| Works Of Art | WorksOfArt | |
| Art Historical Treasures | ArtHistoricalTreasures | |
| Art Fractional Interest | ArtFractionalInterest | |
| Books And Publications | BooksAndPublications | |
| Clothing And Household Goods | ClothingAndHouseholdGoods | |
| Cars And Other Vehicles | CarsAndOtherVehicles |
Boats And Planes BoatsAndPlanes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Number Of Contributions | 3 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 98900 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | Appraisals | MethodOfDeterminingRevenues |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Intellectual Property | IntellectualProperty | |
| Securities Publicly Traded | SecuritiesPubliclyTraded | |
| Securities Closely Held Stock | SecuritiesCloselyHeldStock | |
| Securities Prtnrshp Trust Intrsts | SecuritiesPrtnrshpTrustIntrsts | |
| Securities Miscellaneous | SecuritiesMiscellaneous | |
| Qualified Contrib Hist Struct | QualifiedContribHistStruct | |
| Qualified Contrib Other | QualifiedContribOther | |
| Real Estate Residential | RealEstateResidential | |
| Real Estate Commercial | RealEstateCommercial | |
| Real Estate Other | RealEstateOther | |
| Collectibles | Collectibles | |
| Food Inventory | FoodInventory | |
| Drugs And Medical Supplies | DrugsAndMedicalSupplies | |
| Taxidermy | Taxidermy | |
| Historical Artifacts | HistoricalArtifacts | |
| Scientific Specimens | ScientificSpecimens | |
| Archaeological Artifacts | ArchaeologicalArtifacts |
Other Non Cash Contributions Table OtherNonCashContributionsTable (2 entries)
| Non Cash CheckboxNonCashCheckbox | DescriptionDescription | Number Of ContributionsNumberOfContributions | Noncash Contribs Rptd F990NoncashContribsRptdF990 | Method Of Determining RevenuesMethodOfDeterminingRevenues |
|---|---|---|---|---|
| X | Nanotechnology Equipment | 12 | 10918000 | Donation Agreements |
| X | Microlectronics Research Equipment | 3 | 13200000 | Appraisal |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of8283 Received | 3 | NumberOf8283Received |
| Any Property That Must Be Held | false | AnyPropertyThatMustBeHeld |
| Review Process Unusual NC Gifts | true | ReviewProcessUnusualNCGifts |
| Third Parties Used | true | ThirdPartiesUsed |
Form990 Schedule M Part II Form990ScheduleMPartII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | Use of Third Parties | Identifier |
| Return Reference | Schedule M, Part I, Line 32a | ReturnReference |
| Explanation | In some cases, the RF will list for sale, boats donated to but no longer needed by the SUNY Maritime College program using a broker to enable the sale to occur in a timely fashion at a reasonable market price. | Explanation |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (8 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| Statements of Program Services Accomplishments | Part III, lines 4a through 4d | Part III, Line 4a - Program Service Accomplishments Research - The RF provides SUNY faculty and staff with administrative support for Research grants and awards that are funded by sponsors (federal and state governments, private sector companies and nonprofit foundations). The administrative support includes services such as hiring personnel necessary to conduct the research, purchasing equipment and supplies, prefunding expenses prior to sponsor reimbursement and providing financial reports to the sponsors. These research grants and awards encompass a wide range of disciplines including in life sciences and medicine; engineering and nanotechnology; physical sciences and energy; social sciences, and computer and information sciences. The RF supported 4,678 research grants and awards that were conducted by 1,907 faculty members (principal investigators). This year, research at SUNY led to 64 patents, 60 licensing and option agreements, 254 invention disclosures, and 237 patent applications filed. Part III, Line 4b - Program Service Accomplishments Public Service - SUNY faculty and staff conduct various programs that benefit local communities and beyond such as providing workforce development services, educational and therapeutic services to children through early intervention programs and coordinating small business development center activities. Funding for these grants and programs is provided by sponsors to the RF on behalf of SUNY. The RF supports the faculty and staff by performing the following administrative tasks: hiring personnel the faculty need to help conduct the program, purchasing necessary equipment and supplies and reimbursing travel costs that are provided for by the grant, submitting financial reports required by the sponsors, and ensuring compliance with federal and state regulations and the sponsor's terms and conditions. The RF supported 348 SUNY faculty and staff by administering 1,092 grants and programs from July 1, 2012 to June 30, 2013. Part III, Line 4c - Program Service Accomplishments Training and Education - SUNY faculty and staff and awarded grants and contracts for training and education programs that help build skills and disseminate SUNY expertise. The programs are designed to help people of all ages in New York State and around the world, such as teachers and health care workers. The RF provides administrative services that allow SUNY faculty and staff to focus on these programs. These administrative services include: hiring personnel to help conduct programs, purchasing necessary equipment and supplies and reimbursing travel costs that are provided for by grant, submitting financial reports required by the sponsor, and ensuring compliance with federal and state regulations and the sponsor's terms and conditions. During the 2012 tax year, the RF administered 679 grants and contracts for training and educational programs on behalf of 376 SUNY faculty and staff. Under the program services included on lines 4A through 4C, the RF employed approximately 12,000 individuals. Part III, Line 4d - Other Program Services Description Other program services - The RF administers grants and contracts such as scholarships and fellowships for SUNY students that are funded by external sponsors. During the 2012 tax year, the RF administered 1906 fellowships for SUNY students. Also included in other program services are services the RF provides to campus-related organizations across 30 SUNY locations and to RF affiliates - separate, private corporations that support campus goals to conduct collaborative research projects, empower small business incubation, and manage and develop real estate. The RF offers human resources/payroll and purchasing/payables administrative services to these organizations. Campus-related organizations are created to support SUNY's mission; examples of such organizations are campus foundations and clinical practice plans at the SUNY medical institutions. Approximately 2,700 individuals were employed by the RF for these program services. The remaining 1,600 individuals employed by the RF were mainly corporate staff supporting the programs described in lines 4A through 4D. |
| Business Relationships and Transactions with Directors, Officers, etc. | Part VI, line 2 | Dr. Zimpher was Chair of the Board of Directors for a portion of tax year 2012 and serves as the Chancellor, and is therefore an officer, of the State University of New York (SUNY). Dr. Zimpher maintains business relationships among the following other individuals who are or were members of the RF Board during the tax year and who are also employed by SUNY: Vice Chair Mitchell, Director Gintzler, Director Johnstone, Director Kress, Director Philip, Director Sammakia, Director Scheinman, Director Siegel, Director Smith, Director Stenger and Director Stanley. Dr. Zimpher also maintains a business relationship with Dr. Kaloyeros, who is a key employee of the RF and is an employee of SUNY as well. These business relationships are not reportable on Schedule L nor did they give rise to transactions reportable on Schedule L. |
| Review of Form 990 by Governing Body | Part VI, line 11 | The Audit Committee of the Board of Directors reviews the Form 990 prior to submission according to the Audit Committee charter. The RF provided a complete copy of the final Form 990 (including all required schedules), as ultimately filed with the IRS, to each person who was a voting member of the governing body at the time the Form 990 was filed with the IRS. |
| Conflict of Interest Monitoring | Part VI, line 12c | The RF monitors conflicts of interest for directors, officers and key employees by doing an annual certification of business and family relationships. Any director with a relationship that may be perceived as constituting a conflict of interest will recuse him/herself from the vote on that issue. Under the RF's Conflict of Interest Policy and Management of Conflicts of Interest Procedure, if a potential conflict is identified, it is reviewed by an impartial individual or group with consultation as needed with the Chief Compliance Officer. If a conflict is determined to exist, a management plan is put in place to mitigate the conflict. |
| Compensation of Officers and Key Employees | Part VI, line 15 | The process for determining the compensation of the organization's top management official, officers, and employees meets the requirements of the rebuttable presumption provision under Treas. Reg. 53.4958-6. The RF Board has designated the Executive Committee to act as the Compensation Committee for the RF according to the Executive Committee Charter. If the President was an RF employee, then under the RF's Executive Compensation Policy "Compensation for the RF President will be set by the RF Board of Directors." Since the current president is not an RF employee but is employed by SUNY his salary is determined by the SUNY Chancellor consistent with relevant New York law and SUNY regulations and policy set by the SUNY Board of Trustees. Other RF officers listed in Part VII are in fact RF employees and therefore subject to the RF's Executive Compensation Policy. That Policy additionally states, "Compensation of other RF Officers will be set by the RF President and will be reviewed for reasonableness by the RF Board of Directors in accordance with the Procedure for Reviewing Executive Compensation. The RF Board of Directors will review the reasonableness of Compensation of Key Employees, Top Five Highly Compensated Employees and Compensated Directors." This review of reasonableness is based upon appropriate benchmarking data provided by an independent compensation consultant. That consultant was retained by the Executive Committee during the tax year to gather comparable local market and national data to create benchmarks for all officer positions and the RF retains contemporaneous documentation of the compensation review and approval process in order to conform with the Treasury Department's rebuttable presumption rules under Treas. Reg. 53.4958-6. The RF President does not receive salary from the RF; his salary was paid by The State University of New York and was reimbursed by the RF. |
| Availability of Documents to Public | Part VI, line 19 | The Research Foundation Charter, the 1977 Agreement with the State University of New York, the conflict of interest policy and the financial statements are all available on the RF's public Web site at www.rfsuny.org. |
| Compensation for Directors | Part VII, Section A | Compensation for directors who are also faculty members is unrelated to their activities as members of the board of directors. Such compensation is related to their role as principal investigators or research scientists, or as campus administrators. The RF paid direct compensation to Dr. Myron Mitchell and Dr. Bahgat Sammakia as principal investigators, and to Dr. Steven Scheinman, Dr. David Smith and Dr. Harvey Stenger as campus administrators. |
| Other Changes to Net Assets | Part XI, Line 9 | Other changes to net assets consist of a gain on an interest rate swap $0.4 million and a post-retirement benefit related change to net assets of $34.3 million. |
Schedule R IRS990ScheduleR
Form990 Schedule R Part IV Form990ScheduleRPartIV
Name Of Related Org NameOfRelatedOrg
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | New York Maritime College Sailing Fdn | BusinessNameLine1 |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 6 Pennyfield Avenue | AddressLine1 |
| City | Throggs Neck | City |
| State | NY | State |
| ZIP Code | 10465 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 470901548 | EIN |
| Primary Activity | Inactive | PrimaryActivity |
| Legal Domicile State | NY | LegalDomicileState |
Direct Controlling Entity Name DirectControllingEntityName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Research Fdn | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Type Of Entity | C Corp | TypeOfEntity |
| Share Of Total Income | 0 | ShareOfTotalIncome |
| Share Of EOY Assets | 0 | ShareOfEOYAssets |
| Percentage Ownership | 1.00000 | PercentageOwnership |
| Controlled Org | true | ControlledOrg |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Ann Rents Royalties | false | ReceiptOfIntAnnRentsRoyalties |
| Gift Grant Or Cap Contr To Other Org | false | GiftGrantOrCapContrToOtherOrg |
| Gift Grant Or Cap Contr Fr Other Org | false | GiftGrantOrCapContrFrOtherOrg |
| Loans Or Guarantees To Other Org | false | LoansOrGuaranteesToOtherOrg |
| Loans Or Guarantees From Other Org | false | LoansOrGuaranteesFromOtherOrg |
| Dividends Related Organization | false | DividendsRelatedOrganization |
| Sale Of Assets To Other Org | false | SaleOfAssetsToOtherOrg |
| Purchase Of Assets From Other Org | false | PurchaseOfAssetsFromOtherOrg |
| Exchange Of Assets | false | ExchangeOfAssets |
| Rental Of Facilities To Other Orgs | false | RentalOfFacilitiesToOtherOrgs |
| Rental Of Facilities Fr Other Orgs | false | RentalOfFacilitiesFrOtherOrgs |
| Perform Of Services For Other Orgs | false | PerformOfServicesForOtherOrgs |
| Perform Of Services By Other Orgs | false | PerformOfServicesByOtherOrgs |
| Sharing Of Facilities | false | SharingOfFacilities |
| Sharing Of Paid Employees | false | SharingOfPaidEmployees |
| Reimbursement Paid To Other Org | false | ReimbursementPaidToOtherOrg |
| Reimbursement Paid By Other Org | false | ReimbursementPaidByOtherOrg |
| Other Transfer To Other Org | false | OtherTransferToOtherOrg |
| Other Transfer From Other Org | false | OtherTransferFromOtherOrg |
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