HOWARD AND JENNIFER MICHAELS FAMILY FOUNDATION INC: Form 990PF, tax year 2013

View the entire original 990 at ProPublica ↗

Organization
HOWARD AND JENNIFER MICHAELS FAMILY FOUNDATION INC (EIN 20-1877079)
Tax period
2013-10-01 to 2014-09-30
Filed
2015-02-03
IRS object ID
201540349349100304
Schema version
2013v4.0
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2015-02-03T12:21:28-06:00ReturnTs
Tax Period End2014-09-30TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

FieldValueIRS element (for citing)
Preparer Firm EIN131459550PreparerFirmEIN

Preparer Firm Name PreparerFirmName

FieldValueIRS element (for citing)
Business Name Line1WEISERMAZARS LLPBusinessNameLine1

Preparer US Address PreparerUSAddress

FieldValueIRS element (for citing)
Address Line1135 WEST 50TH STREETAddressLine1
CityNEW YORKCity
StateNYState
ZIP Code10020ZIPCode
FieldValueIRS element (for citing)
Return Type990PFReturnTypeCd
Tax Period Begin2013-10-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN201877079EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1THE HOWARD AND JENNIFER MICHAELSBusinessNameLine1
Business Name Line2FAMILY FOUNDATION INCBusinessNameLine2
FieldValueIRS element (for citing)
Business Name ControlHOWABusinessNameControlTxt
Phone2125451000PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line1560 LEXINGTON AVENUE 10TH FLOORAddressLine1
CityNEW YORKCity
StateNYState
ZIP Code10022ZIPCode

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonHOWARD L MICHAELSPersonNm
Person TitlePRESIDENTPersonTitleTxt
Phone2125451000PhoneNum
Signature2015-01-15SignatureDt
Discuss With Paid PreparerYes (1)DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

FieldValueIRS element (for citing)
Preparer PersonHOWARD LANDSBERGPreparerPersonNm
PTINP00503812PTIN
Phone2128127000PhoneNum
FieldValueIRS element (for citing)
Tax2013TaxYr
Build TS2016-04-25 22:37:26ZBuildTS

Form 990-PF IRS990PF

FieldValueIRS element (for citing)
Organization501c3 Exempt PFYes (X)Organization501c3ExemptPFInd
FMV Assets EOY$2,018,716FMVAssetsEOYAmt
Method Of Accounting CashYes (X)MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

FieldValueIRS element (for citing)
Schedule B Not RequiredYes (X)ScheduleBNotRequiredInd
Dividends Rev And Expnss$76,710DividendsRevAndExpnssAmt
Dividends Net Invst Incm$76,710DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss$467NetGainSaleAstRevAndExpnssAmt
Gross Sales Price$467GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm$467CapGainNetIncmNetInvstIncmAmt
Total Rev And Expnss$77,177TotalRevAndExpnssAmt
Total Net Invst Incm$77,177TotalNetInvstIncmAmt
Comp Ofcr Dir Trst Rev And Expnss$0CompOfcrDirTrstRevAndExpnssAmt
Comp Ofcr Dir Trst Net Invst Incm$0CompOfcrDirTrstNetInvstIncmAmt
Comp Ofcr Dir Trst Dsbrs Chrtbl$0CompOfcrDirTrstDsbrsChrtblAmt
Taxes Rev And Expnss$2,509TaxesRevAndExpnssAmt
Taxes Net Invst Incm$250TaxesNetInvstIncmAmt
Taxes Dsbrs Chrtbl$500TaxesDsbrsChrtblAmt
Other Expenses Rev And Expnss$381OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm$122OtherExpensesNetInvstIncmAmt
Other Expenses Dsbrs Chrtbl$87OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss$2,890TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm$372TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Dsbrs Chrtbl$587TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss$98,330ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl$98,330ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss$101,220TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm$372TotalExpensesNetInvstIncmAmt
Total Expenses Dsbrs Chrtbl$98,917TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses-$24,043ExcessRevenueOverExpensesAmt
Net Investment Income$76,805NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

FieldValueIRS element (for citing)
Cash BOY$197,682CashBOYAmt
Cash EOY$9,786CashEOYAmt
Cash EOYFMV$9,786CashEOYFMVAmt
US Government Obligations BOY$177,778USGovernmentObligationsBOYAmt
US Government Obligations EOY$345,108USGovernmentObligationsEOYAmt
US Govt Obligations EOYFMV$362,999USGovtObligationsEOYFMVAmt
Corporate Stock BOY$906,115CorporateStockBOYAmt
Corporate Stock EOY$911,935CorporateStockEOYAmt
Corporate Stock EOYFMV$1,282,781CorporateStockEOYFMVAmt
Corporate Bonds BOY$331,026CorporateBondsBOYAmt
Corporate Bonds EOY$321,729CorporateBondsEOYAmt
Corporate Bonds EOYFMV$363,150CorporateBondsEOYFMVAmt
Total Assets BOY$1,612,601TotalAssetsBOYAmt
Total Assets EOY$1,588,558TotalAssetsEOYAmt
Total Assets EOYFMV$2,018,716TotalAssetsEOYFMVAmt
Total Liabilities BOY$0TotalLiabilitiesBOYAmt
Total Liabilities EOY$0TotalLiabilitiesEOYAmt
Org Does Not Follow SFAS117Yes (X)OrgDoesNotFollowSFAS117Ind
Capital Stock BOY$0CapitalStockBOYAmt
Capital Stock EOY$0CapitalStockEOYAmt
Additional Paid In Capital BOY$0AdditionalPaidInCapitalBOYAmt
Additional Paid In Capital EOY$0AdditionalPaidInCapitalEOYAmt
Retained Earning BOY$1,612,601RetainedEarningBOYAmt
Retained Earning EOY$1,588,558RetainedEarningEOYAmt
Tot Net Ast Or Fund Balances BOY$1,612,601TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY$1,588,558TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY$1,612,601TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY$1,588,558TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

FieldValueIRS element (for citing)
Tot Net Ast Or Fund Balances BOY$1,612,601TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses-$24,043ExcessRevenueOverExpensesAmt
Other Increases$0OtherIncreasesAmt
Subtotal$1,588,558SubtotalAmt
Other Decreases$0OtherDecreasesAmt
Tot Net Ast Or Fund Balances EOY$1,588,558TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (4 entries)

PropertyPropertyDescHow AcquiredHowAcquiredCdSoldSoldDtGross Sales PriceGrossSalesPriceAmtGain Or LossGainOrLossAmtGains Minus Excess Or LossesGainsMinusExcessOrLossesAmt
ABN AMNO DISTRIBUTION IN EXCESS OF BASISP2013-12-31$300$300$300
CASH IN LIEU FRACTIONAL SHARESP2013-12-31$47$47$47
FROM ALLIANCE BERNSTEINP2013-12-31$69$69$69
FROM ALLIANCE BERNSTEINP2013-12-31$51$51$51
FieldValueIRS element (for citing)
Capital Gain Net Income$467CapitalGainNetIncomeAmt

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

FieldValueIRS element (for citing)
Liable Section4942 Tax0LiableSection4942TaxInd
Adjusted Qlfy Distri Yr1$63,478AdjustedQlfyDistriYr1Amt
Net Vl Noncharitable Assets Yr1$1,796,815NetVlNoncharitableAssetsYr1Amt
Distribution Yr10.035328DistributionYr1Rt
Adjusted Qlfy Distri Yr2$105,200AdjustedQlfyDistriYr2Amt
Net Vl Noncharitable Assets Yr2$1,625,300NetVlNoncharitableAssetsYr2Amt
Distribution Yr20.064727DistributionYr2Rt
Adjusted Qlfy Distri Yr3$14,758AdjustedQlfyDistriYr3Amt
Net Vl Noncharitable Assets Yr3$1,601,206NetVlNoncharitableAssetsYr3Amt
Distribution Yr30.009217DistributionYr3Rt
Adjusted Qlfy Distri Yr4$9,519AdjustedQlfyDistriYr4Amt
Net Vl Noncharitable Assets Yr4$1,358,627NetVlNoncharitableAssetsYr4Amt
Distribution Yr40.007006DistributionYr4Rt
Adjusted Qlfy Distri Yr5$36,163AdjustedQlfyDistriYr5Amt
Net Vl Noncharitable Assets Yr5$1,049,740NetVlNoncharitableAssetsYr5Amt
Distribution Yr50.034449DistributionYr5Rt
Total Distribution0.150727TotalDistributionRt
Average Distribution0.030145AverageDistributionRt
Net Vl Noncharitable Assets$1,956,277NetVlNoncharitableAssetsAmt
Adj Net Vl Noncharitable Assets$58,972AdjNetVlNoncharitableAssetsAmt
Net Investment Income Pct$768NetInvestmentIncomePctAmt
Adj Nonchrtbl Net Invst Incm Pct$59,740AdjNonchrtblNetInvstIncmPctAmt
Qualifying Distributions$98,917QualifyingDistributionsAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

FieldValueIRS element (for citing)
Domestic Org Meeting Sect4940eYes (X)DomesticOrgMeetingSect4940eInd
Investment Income Excise Tax$768InvestmentIncomeExciseTaxAmt
Tax Under Section511$0TaxUnderSection511Amt
Subtotal$768SubtotalAmt
Subtitle A Tax$0SubtitleATaxAmt
Tax Based On Investment Income$768TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx$925EstimatedPlusOvpmtIncmTxAmt
Total Payments And Credits$925TotalPaymentsAndCreditsAmt
Overpayment$157OverpaymentAmt
Applied To ES Tax$157AppliedToESTaxAmt
Refund$0RefundAmt

Statements Regarding Acty StatementsRegardingActyGrp

FieldValueIRS element (for citing)
Legislative Political Acty0LegislativePoliticalActyInd
More Than100 Spent0MoreThan100SpentInd
Form1120 POL Filed0Form1120POLFiledInd
Section4955 Organization Tax$0Section4955OrganizationTaxAmt
Section4955 Managers Tax$0Section4955ManagersTaxAmt
Tax Reimbursed$0TaxReimbursedAmt
Activities Not Previously Rpt0ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws0ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over Limit0UnrelatedBusIncmOverLimitInd
Organization Dissolved Etc0OrganizationDissolvedEtcInd
Section508e Rqr SatisfiedYes (1)Section508eRqrSatisfiedInd
At Least5000 In AssetsYes (1)AtLeast5000InAssetsInd
Org Report Or Register StateNYOrgReportOrRegisterStateCd
Form990 PF Filed With Atty GenYes (1)Form990PFFiledWithAttyGenInd
Private Operating Foundation0PrivateOperatingFoundationInd
New Substantial Contributors0NewSubstantialContributorsInd
Own Controlled Entity0OwnControlledEntityInd
Donor Advised Fund0DonorAdvisedFundInd
Comply With Public Insp RqrYes (1)ComplyWithPublicInspRqrInd
Website AddressN/AWebsiteAddressTxt
Individual With BooksTHE CARLTON GROUPIndividualWithBooksNm
Phone2125451000PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

FieldValueIRS element (for citing)
Address Line1560 LEXINGTON AVENUE 10TH FLOORAddressLine1
CityNEW YORKCity
StateNYState
ZIP Code10022ZIPCode
FieldValueIRS element (for citing)
Foreign Accounts Question0ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

FieldValueIRS element (for citing)
Sale Or Exch Disqualified Prsn0SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn0BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn0FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified Prsn0PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn0TransferAstDisqualifiedPrsnInd
Payment To Government Official0PaymentToGovernmentOfficialInd
Uncorrected Prior Acts0UncorrectedPriorActsInd
Undistributed Income PY0UndistributedIncomePYInd
Business Holdings0BusinessHoldingsInd
Jeopardy Investments0JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst0UncorrectedPYJeopardyInvstInd
Influence Legislation0InfluenceLegislationInd
Influence Election0InfluenceElectionInd
Grants To Individuals0GrantsToIndividualsInd
Grants To Organizations0GrantsToOrganizationsInd
Noncharitable Purpose0NoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft Cntrct0RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct0PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans0ProhibitedTaxShelterTransInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)

Address Line1USAddress/AddressLine1CityUSAddress/CityStateUSAddress/StateZIP CodeUSAddress/ZIPCodeTitleTitleTxtAverage Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRtCompensationCompensationAmtEmployee Benefit ProgramEmployeeBenefitProgramAmtExpense Account Other AllwncExpenseAccountOtherAllwncAmtAddress Line2USAddress/AddressLine2
HOWARD MICHAELS
C/O CAS560 LEXINGTON AVE 10TH FLOORNEW YORKNY10022DIRECTOR/PRESIDENT/TREASUR0.00$0$0$0
JENNIFER MICHAELS
C/O CAS560 LEXINGTON AVE 10TH FLOORNEW YORKNY10022DIRECTOR/VICE PRESIDENT0.00$0$0$0
DAVID KOROSTOFF
C/O THE GMS GROUP LLC 111 TOWNJERSEY CITYNJ07310DIRECTOR/SECRETARY0.00$0$0$0SQUARE PLACE SUITE 1234
FieldValueIRS element (for citing)
Comp Of Hghst Pd Empl Or NONENONECompOfHghstPdEmplOrNONETxt
Other Employee Paid Over50k0OtherEmployeePaidOver50kCnt
Comp Of Hghst Pd Cntrct Or NONENONECompOfHghstPdCntrctOrNONETxt
Contractor Paid Over50k0ContractorPaidOver50kCnt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Minimum Investment Return MinimumInvestmentReturnGrp

FieldValueIRS element (for citing)
Average Monthly FMV Of Sec$1,906,401AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances$79,667AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast$0FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets$1,986,068TotalFMVOfUnusedAssetsAmt
Reduction Claimed$0ReductionClaimedAmt
Acquisition Indebtedness$0AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast$1,986,068AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable$29,791CashDeemedCharitableAmt
Net Vl Noncharitable Assets$1,956,277NetVlNoncharitableAssetsAmt
Minimum Investment Return$97,814MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

FieldValueIRS element (for citing)
Minimum Investment Return$97,814MinimumInvestmentReturnAmt
Tax Based On Investment Income$768TaxBasedOnInvestmentIncomeAmt
Total Tax$768TotalTaxAmt
Distributable Before Adj$97,046DistributableBeforeAdjAmt
Recoveries Qualfied Distri$0RecoveriesQualfiedDistriAmt
Distributable Before Ded$97,046DistributableBeforeDedAmt
Deduction From Distributable$0DeductionFromDistributableAmt
Distributable As Adjusted$97,046DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

FieldValueIRS element (for citing)
Expenses And Contributions$98,917ExpensesAndContributionsAmt
Program Related Invst Total$0ProgramRelatedInvstTotalAmt
Qualifying Distributions$98,917QualifyingDistributionsAmt
Pct Sect4940e Org Net Invst Incm$768PctSect4940eOrgNetInvstIncmAmt
Adjusted Qualifying Distri$98,149AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

FieldValueIRS element (for citing)
Distributable As Adjusted$97,046DistributableAsAdjustedAmt
Undistributed Income PY$0UndistributedIncomePYAmt
Total For Prior Years$0TotalForPriorYearsAmt
Excess Distribution Cyov Yr2$610ExcessDistributionCyovYr2Amt
Total Excess Distribution Cyov$610TotalExcessDistributionCyovAmt
Qualifying Distributions$98,917QualifyingDistributionsAmt
Applied To Year1$0AppliedToYear1Amt
Applied To Prior Years$0AppliedToPriorYearsAmt
Treated As Distri From Corpus$0TreatedAsDistriFromCorpusAmt
Applied To Current Year$97,046AppliedToCurrentYearAmt
Remaining Distri From Corpus$1,871RemainingDistriFromCorpusAmt
Excess Distri Cyov App CY Corpus$0ExcessDistriCyovAppCYCorpusAmt
Excess Distribution Cyov App CY$0ExcessDistributionCyovAppCYAmt
Total Corpus$2,481TotalCorpusAmt
Prior Year Undistributed Incm$0PriorYearUndistributedIncmAmt
Prior Year Deficiency Or Tax$0PriorYearDeficiencyOrTaxAmt
Taxable1$0Taxable1Amt
Taxable2$0Taxable2Amt
Undistributed Income CY$0UndistributedIncomeCYAmt
Corpus Distri170b1 E Or4942g3$0CorpusDistri170b1EOr4942g3Amt
Excess Distri Cyov From Yr5$0ExcessDistriCyovFromYr5Amt
Excess Distri Cyov To Next Yr$2,481ExcessDistriCyovToNextYrAmt
Excess From Year2$610ExcessFromYear2Amt
Excess From Current Year$1,871ExcessFromCurrentYearAmt

Supplementary Information SupplementaryInformationGrp

FieldValueIRS element (for citing)
Contributing ManagerHOWARD MICHAELSContributingManagerNm
Only Contri To PreselectedYes (X)OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (14 entries)

Address Line1RecipientUSAddress/AddressLine1CityRecipientUSAddress/CityStateRecipientUSAddress/StateZIP CodeRecipientUSAddress/ZIPCodeRecipient RelationshipRecipientRelationshipTxtRecipient Foundation StatusRecipientFoundationStatusTxtGrant Or Contribution PurposeGrantOrContributionPurposeTxtAmtAmt
COMMUNITY PARTNERS FOR HEALTHY
1000 N ALAMEDA ST SUITE 240LOS ANGELESCA90012NONEPUBLICGENERAL CHARITABLE PURPOSE$1,500
OLD WESTBURY HEBREW CONGREGATION
21 OLD WESTBURY ROADOLD WESTBURYNY11568NONEPUBLICGENERAL CHARITABLE PURPOSE$3,600
RIVERDALE COUNTRY SCHOOL 2014 ANNUAL FUND
5250 FIELDSTON ROADBRONXNY10471NONEPUBLICGENERAL CHARITABLE PURPOSE$15,000
NATIONAL FOUNDATION FOR FACIAL RECONSTRUCTION
333 EAST 30TH STREET LOBBY UNITNEW YORKNY10016NONEPUBLICGENERAL CHARITABLE PURPOSE$10,000
ELTON JOHN AIDS FOUNDATION
584 BROADWAY SUITE 906NEW YORKNY10012NONEPUBLICGENERAL CHARITABLE PURPOSE$25,000
RENS BASKETBALL GALA
162 WEST 56TH STREET SUITE 405NEW YORKNY10019NONEPUBLICGENERAL CHARITABLE PURPOSE$500
AMERICAN FRIENDS OF J RABIN MEDICAL CENTER
636 BROADWAY SUITE 218NEW YORKNY10012NONEPUBLICGENERAL CHARITABLE PURPOSE$4,000
92Y NURSING SCHOOL
1395 LEXINGTON AVENEW YORKNY10128NONEPUBLICGENERAL CHARITABLE PURPOSE$2,500
MDS FOUNDATION
4573 SOUTH BROAD ST SUITE 150YARDVILLENJ08620NONEPUBLICGENERAL CHARITABLE PURPOSE$200
AMERICAN JEWISH CONGRESS
115 EAST 57TH STREET 11NEW YORKNY10022NONEPUBLICGENERAL CHARITABLE PURPOSE$1,000
GIRLS LEADERSHIP INSTITUTE
155 FILBERT ST SUITE 245OAKLANDCA94608NONEPUBLICGENERAL CHARITABLE PURPOSE$1,500
CENTRAL SYNAGOGUE
652 LEXINGTON AVENUENEW YORKNY10022NONEPUBLICGENERAL CHARITABLE PURPOSE$3,530
THE GREEK ORTHODOX CHURCH OF THE HAMPTONS
111 SAINT ANDREWS ROADSOUTHAMPTONNY11968NONEPUBLICGENERAL CHARITABLE PURPOSE$5,000
JEWISH NATIONAL FUND
42 EAST 69TH STREETNEW YORKNY10021NONEPUBLICGENERAL CHARITABLE PURPOSE$25,000
FieldValueIRS element (for citing)
Total Grant Or Contri Pd Dur Yr$98,330TotalGrantOrContriPdDurYrAmt
Total Grant Or Contri Apprv Fut$0TotalGrantOrContriApprvFutAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$76,710ExclusionAmt

Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

FieldValueIRS element (for citing)
Exclusion18ExclusionCd
Exclusion$467ExclusionAmt

Other Revenue Described OtherRevenueDescribedGrp (2 entries)

DescDescBusinessBusinessCdExclusionExclusionCd
PASS THRU FROM ALLIANCEBERNSTEIN K-1 - UBTI523000
PASS THRU FROM ALLIANCEBERNSTEIN K-114

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

FieldValueIRS element (for citing)
Unrelated Business Taxbl Incm$0UnrelatedBusinessTaxblIncmAmt
Exclusion$77,177ExclusionAmt
Related Or Exempt Function Incm$0RelatedOrExemptFunctionIncmAmt
FieldValueIRS element (for citing)
Total Income Producing Acty$77,177TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

FieldValueIRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO0TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO0TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets0SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO0PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets0RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements0ReimbursementArrangementsInd
Loans Or Loan Guarantees0LoansOrLoanGuaranteesInd
Performance Of Services Etc0PerformanceOfServicesEtcInd
Sharing Of Facilities Etc0SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO0RelationshipsNonchrtblEOInd

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corporate Bonds InvestmentsCorporateBondsGrp (9 entries)

BondBondNmEOY Book ValueEOYBookValueAmtEOYFMVEOYFMVAmt
120K BANC OF AMER ALT LN TR SER 2006 5 CL CB5$60,374$62,201
47K SHS CWMBS INC MTG PASS THRU$1,818$5,480
50M SHS FORD MTR CO DEL BD 6.375% 02/01/29$41,449$59,539
75K INDYMAC MBS INC SER 2005-A15 MTG$45,995$36,719
30K WASHINGTON MUT MTG SECS CORP$24,042$14,606
50M MARSH & MCLENNAN COS INC SR NT$49,198$58,776
66K SHS CWALT INC 2005-73CB MTG 6.25% 12/25/35$33,841$55,152
30K MORGAN STANLEY EX SER$30,006$32,630
35K MORGAN STANLEY S P 500$35,006$38,047

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (32 entries)

StockStockNmEOY Book ValueEOYBookValueAmtEOYFMVEOYFMVAmt
750 SHS 3M CO COM$51,139$106,260
500 SHS ACE LTD ORD$21,165$52,435
800 SHS INGERSOLL RAND CO LTD CL A COM$30,292$45,088
800 SHS AGILENT TECHNOLOGIES INC COM$26,654$45,584
500 SHS ALLIANCEBERNSTEIN HLDGS L P UNIT LTD$11,493$13,004
800 SHS AMERICA MOVIL SAB DE C V SPONSORED ADR$26,105$40,320
2,500 SHS ALPINE GLOBAL PREMIER PPTYS FD$25,920$14,132
650 SHS DOW CHEM CO$31,584$34,086
500 SHS EXXON MOBIL CORP COM$28,120$47,025
800 SHS GENERAL ELECTRIC CO COM$28,152$20,496
800 SHS HONEYWELL INTL INC COM$30,072$74,496
500 SHS INTERNATIONAL BUSINESS MACHINES CORP$48,550$94,915
500 SHS INTERNATIONAL PAPER CO$20,135$23,870
1,000 SHS JP MORGAN CHASE & CO COM$37,550$60,240
500 SHS KELLOGG CO$21,700$30,800
500 SHS LINCOLN NATL CORP IND$23,150$26,790
500 SHS MCDONALDS CORP$15,750$47,405
800 SHS PG & E CORP$25,400$36,032
1,000 SHS TEXAS INSTRUMENTS INC$32,410$47,690
1,000 SHS XEROX CORPORATION$17,010$13,230
1,000 SHS SL GREEN REALTY CORP COM$58,400$101,320
50 SHS ZIMMER HLDGS INC COM$3,400$5,028
1,000 SHS FEDERAL NATL MTG 8.25% SER S PFD SHS 12/31/10$24,306$9,200
2,000 SHS M&T CAP TR IV 8.5% GTD ENHANCED TR PFD$2,306$0
1,440 SHS FIRST EAGLE GLOBAL FUND CLASS A$58,775$90,230
500 SHS FIRST TR STRATEGIC HIGH INCOME FD II$29,506$7,695
3482 SHS TEMPLETON GLOBAL BOND FUND CLASS$54,313$55,079
FLAHERTY & CRUMRINE DYNAMIC$25,006$22,590
GUGGENHEIM MID CAP$50,016$51,529
KAYNE ANDERSON MLP INVT CO$53,556$53,088
ALLEGION PUB$0$12,672
VIRITIV CORP$0$452

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

FieldValueIRS element (for citing)
US Govt Obligations Book Vl EOY$0USGovtObligationsBookVlEOYAmt
US Govt Obligations EOYFMV$0USGovtObligationsEOYFMVAmt
State Local Sec Book Vl EOY$345,108StateLocalSecBookVlEOYAmt
State Local Sec EOYFMV$362,999StateLocalSecEOYFMVAmt

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)

DescDescRevenue And Expenses Per BooksRevenueAndExpensesPerBooksAmtNet Investment IncomeNetInvestmentIncomeAmtDisbursements Charitable PrpsDisbursementsCharitablePrpsAmt
NON DEDUCTIBLE EXPENSES ALLIANCEBERNSTEIN PASSTHRU$162$0$0
DEDUCTIONS FROM ALLIANCEBERNSTEIN HOLDING LP$5$5$0
PROFESSIONAL FEES$175$88$87
NON DEDUCTIBLE PENALTIES$10$0$0
OTHER INCOME FROM ALLIANCEBERNSTEIN$29$29$0

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (3 entries)

CategoryCategoryTxtAmtAmtNet Investment IncomeNetInvestmentIncomeAmtDisbursements Charitable PrpsDisbursementsCharitablePrpsAmt
NYS CORP TAX$250$250$0
FEDERAL EXCISE TAX$1,759$0$0
NYS FILING FEES$500$0$500

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