2015-02-03T12:21:28-06:00 2014-09-30 131459550 WEISERMAZARS LLP 135 WEST 50TH STREET NEW YORK NY 10020 990PF 2013-10-01 201877079 THE HOWARD AND JENNIFER MICHAELS FAMILY FOUNDATION INC HOWA 2125451000 560 LEXINGTON AVENUE 10TH FLOOR NEW YORK NY 10022 HOWARD L MICHAELS PRESIDENT 2125451000 2015-01-15 1 HOWARD LANDSBERG P00503812 2128127000 2013 2016-04-25 22:37:26Z X 2018716 X X 76710 76710 467 467 467 77177 77177 0 0 0 2509 250 500 381 122 87 2890 372 587 98330 98330 101220 372 98917 -24043 76805 197682 9786 9786 177778 345108 362999 906115 911935 1282781 331026 321729 363150 1612601 1588558 2018716 0 0 X 0 0 0 0 1612601 1588558 1612601 1588558 1612601 1588558 1612601 -24043 0 1588558 0 1588558 ABN AMNO DISTRIBUTION IN EXCESS OF BASIS P 2013-12-31 300 300 300 CASH IN LIEU FRACTIONAL SHARES P 2013-12-31 47 47 47 FROM ALLIANCE BERNSTEIN P 2013-12-31 69 69 69 FROM ALLIANCE BERNSTEIN P 2013-12-31 51 51 51 467 0 63478 1796815 0.035328 105200 1625300 0.064727 14758 1601206 0.009217 9519 1358627 0.007006 36163 1049740 0.034449 0.150727 0.030145 1956277 58972 768 59740 98917 X 768 0 768 0 768 925 925 157 157 0 0 0 0 0 0 0 0 0 0 0 1 1 NY 1 0 0 0 0 1 N/A THE CARLTON GROUP 2125451000 560 LEXINGTON AVENUE 10TH FLOOR NEW YORK NY 10022 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 HOWARD MICHAELS C/O CAS560 LEXINGTON AVE 10TH FLOOR NEW YORK NY 10022 DIRECTOR/PRESIDENT/TREASUR 0.00 0 0 0 JENNIFER MICHAELS C/O CAS560 LEXINGTON AVE 10TH FLOOR NEW YORK NY 10022 DIRECTOR/VICE PRESIDENT 0.00 0 0 0 DAVID KOROSTOFF C/O THE GMS GROUP LLC 111 TOWN SQUARE PLACE SUITE 1234 JERSEY CITY NJ 07310 DIRECTOR/SECRETARY 0.00 0 0 0 NONE 0 NONE 0 0 1906401 79667 0 1986068 0 0 1986068 29791 1956277 97814 97814 768 768 97046 0 97046 0 97046 98917 0 98917 768 98149 97046 0 0 610 610 98917 0 0 0 97046 1871 0 0 2481 0 0 0 0 0 0 0 2481 610 1871 HOWARD MICHAELS X COMMUNITY PARTNERS FOR HEALTHY 1000 N ALAMEDA ST SUITE 240 LOS ANGELES CA 90012 NONE PUBLIC GENERAL CHARITABLE PURPOSE 1500 OLD WESTBURY HEBREW CONGREGATION 21 OLD WESTBURY ROAD OLD WESTBURY NY 11568 NONE PUBLIC GENERAL CHARITABLE PURPOSE 3600 RIVERDALE COUNTRY SCHOOL 2014 ANNUAL FUND 5250 FIELDSTON ROAD BRONX NY 10471 NONE PUBLIC GENERAL CHARITABLE PURPOSE 15000 NATIONAL FOUNDATION FOR FACIAL RECONSTRUCTION 333 EAST 30TH STREET LOBBY UNIT NEW YORK NY 10016 NONE PUBLIC GENERAL CHARITABLE PURPOSE 10000 ELTON JOHN AIDS FOUNDATION 584 BROADWAY SUITE 906 NEW YORK NY 10012 NONE PUBLIC GENERAL CHARITABLE PURPOSE 25000 RENS BASKETBALL GALA 162 WEST 56TH STREET SUITE 405 NEW YORK NY 10019 NONE PUBLIC GENERAL CHARITABLE PURPOSE 500 AMERICAN FRIENDS OF J RABIN MEDICAL CENTER 636 BROADWAY SUITE 218 NEW YORK NY 10012 NONE PUBLIC GENERAL CHARITABLE PURPOSE 4000 92Y NURSING SCHOOL 1395 LEXINGTON AVE NEW YORK NY 10128 NONE PUBLIC GENERAL CHARITABLE PURPOSE 2500 MDS FOUNDATION 4573 SOUTH BROAD ST SUITE 150 YARDVILLE NJ 08620 NONE PUBLIC GENERAL CHARITABLE PURPOSE 200 AMERICAN JEWISH CONGRESS 115 EAST 57TH STREET 11 NEW YORK NY 10022 NONE PUBLIC GENERAL CHARITABLE PURPOSE 1000 GIRLS LEADERSHIP INSTITUTE 155 FILBERT ST SUITE 245 OAKLAND CA 94608 NONE PUBLIC GENERAL CHARITABLE PURPOSE 1500 CENTRAL SYNAGOGUE 652 LEXINGTON AVENUE NEW YORK NY 10022 NONE PUBLIC GENERAL CHARITABLE PURPOSE 3530 THE GREEK ORTHODOX CHURCH OF THE HAMPTONS 111 SAINT ANDREWS ROAD SOUTHAMPTON NY 11968 NONE PUBLIC GENERAL CHARITABLE PURPOSE 5000 JEWISH NATIONAL FUND 42 EAST 69TH STREET NEW YORK NY 10021 NONE PUBLIC GENERAL CHARITABLE PURPOSE 25000 98330 0 14 76710 14 18 467 PASS THRU FROM ALLIANCEBERNSTEIN K-1 - UBTI 523000 PASS THRU FROM ALLIANCEBERNSTEIN K-1 14 0 77177 0 77177 0 0 0 0 0 0 0 0 0 0 120K BANC OF AMER ALT LN TR SER 2006 5 CL CB5 60374 62201 47K SHS CWMBS INC MTG PASS THRU 1818 5480 50M SHS FORD MTR CO DEL BD 6.375% 02/01/29 41449 59539 75K INDYMAC MBS INC SER 2005-A15 MTG 45995 36719 30K WASHINGTON MUT MTG SECS CORP 24042 14606 50M MARSH & MCLENNAN COS INC SR NT 49198 58776 66K SHS CWALT INC 2005-73CB MTG 6.25% 12/25/35 33841 55152 30K MORGAN STANLEY EX SER 30006 32630 35K MORGAN STANLEY S P 500 35006 38047 750 SHS 3M CO COM 51139 106260 500 SHS ACE LTD ORD 21165 52435 800 SHS INGERSOLL RAND CO LTD CL A COM 30292 45088 800 SHS AGILENT TECHNOLOGIES INC COM 26654 45584 500 SHS ALLIANCEBERNSTEIN HLDGS L P UNIT LTD 11493 13004 800 SHS AMERICA MOVIL SAB DE C V SPONSORED ADR 26105 40320 2,500 SHS ALPINE GLOBAL PREMIER PPTYS FD 25920 14132 650 SHS DOW CHEM CO 31584 34086 500 SHS EXXON MOBIL CORP COM 28120 47025 800 SHS GENERAL ELECTRIC CO COM 28152 20496 800 SHS HONEYWELL INTL INC COM 30072 74496 500 SHS INTERNATIONAL BUSINESS MACHINES CORP 48550 94915 500 SHS INTERNATIONAL PAPER CO 20135 23870 1,000 SHS JP MORGAN CHASE & CO COM 37550 60240 500 SHS KELLOGG CO 21700 30800 500 SHS LINCOLN NATL CORP IND 23150 26790 500 SHS MCDONALDS CORP 15750 47405 800 SHS PG & E CORP 25400 36032 1,000 SHS TEXAS INSTRUMENTS INC 32410 47690 1,000 SHS XEROX CORPORATION 17010 13230 1,000 SHS SL GREEN REALTY CORP COM 58400 101320 50 SHS ZIMMER HLDGS INC COM 3400 5028 1,000 SHS FEDERAL NATL MTG 8.25% SER S PFD SHS 12/31/10 24306 9200 2,000 SHS M&T CAP TR IV 8.5% GTD ENHANCED TR PFD 2306 0 1,440 SHS FIRST EAGLE GLOBAL FUND CLASS A 58775 90230 500 SHS FIRST TR STRATEGIC HIGH INCOME FD II 29506 7695 3482 SHS TEMPLETON GLOBAL BOND FUND CLASS 54313 55079 FLAHERTY & CRUMRINE DYNAMIC 25006 22590 GUGGENHEIM MID CAP 50016 51529 KAYNE ANDERSON MLP INVT CO 53556 53088 ALLEGION PUB 0 12672 VIRITIV CORP 0 452 0 0 345108 362999 NON DEDUCTIBLE EXPENSES ALLIANCEBERNSTEIN PASSTHRU 162 0 0 DEDUCTIONS FROM ALLIANCEBERNSTEIN HOLDING LP 5 5 0 PROFESSIONAL FEES 175 88 87 NON DEDUCTIBLE PENALTIES 10 0 0 OTHER INCOME FROM ALLIANCEBERNSTEIN 29 29 0 NYS CORP TAX 250 250 0 FEDERAL EXCISE TAX 1759 0 0 NYS FILING FEES 500 0 500