ETHEL MAE HOCKER FOUNDATION: Form 990PF, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- ETHEL MAE HOCKER FOUNDATION (EIN 20-1991591)
- Tax period
- 2013-07-01 to 2014-06-30
- Filed
- 2015-05-14
- IRS object ID
- 201521349349102137
- Schema version
- 2013v4.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Gain Loss Sale Other Assets Sch
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-05-14T13:45:57-05:00 | ReturnTs |
| Tax Period End | 2014-06-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 131639826 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | EISNERAMPER LLP | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 101 WEST AVENUE PO BOX 458 | AddressLine1 |
| City | JENKINTOWN | City |
| State | PA | State |
| ZIP Code | 190460458 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2013-07-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 201991591 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE ETHEL MAE HOCKER FOUNDATION INC | BusinessNameLine1 |
| Business Name Line2 | C/O RICHARD A HOCKER | BusinessNameLine2 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ETHE | BusinessNameControlTxt |
| Phone | 2153021500 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3 CRESCENT DRIVE SUITE 400 | AddressLine1 |
| City | PHILADELPHIA | City |
| State | PA | State |
| ZIP Code | 19112 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | RICHARD A HOCKER | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 2153021500 | PhoneNum |
| Signature | 2015-05-13 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | THOMAS EARLEY | PreparerPersonNm |
| PTIN | P00142993 | PTIN |
| Phone | 2158818800 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2016-03-07 17:11:31Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $19,218,432 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $3,001,000 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $432 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $432 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $278,855 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $278,832 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,986,724 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $9,565,383 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,985,500 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $2,729 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $2,729 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $5,269,740 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $2,267,493 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $9,031 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $9,031 | AccountingFeesChrtblPrpsAmt |
| Taxes Rev And Expnss | $10,834 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $483 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $859 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Dsbrs Chrtbl | $859 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $187,391 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $187,159 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $30 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $208,115 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $187,642 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $9,920 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $806,109 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $806,109 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,014,224 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $187,642 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $816,029 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $4,255,516 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $2,079,851 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $594,186 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $2,254,048 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $2,254,048 | SavAndTempCashInvstEOYFMVAmt |
| Other Investments BOY | $12,080,781 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $14,676,435 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $16,964,384 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $12,674,967 | TotalAssetsBOYAmt |
| Total Assets EOY | $16,930,483 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $19,218,432 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $12,674,967 | UnrestrictedBOYAmt |
| Unrestricted EOY | $16,930,483 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $12,674,967 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $16,930,483 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $12,674,967 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $16,930,483 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $12,674,967 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $4,255,516 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $16,930,483 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $16,930,483 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (28 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt |
|---|---|---|---|---|---|
| ST GAIN/(LOSS) - DIV. MICRO CAP | P | $365,216 | $365,216 | ||
| LT GAIN/(LOSS) - DIV. MICRO CAP | P | $55,917 | $55,917 | ||
| ST GAIN/(LOSS) - SMALL CAP | P | $134,220 | $134,220 | ||
| LT GAIN/(LOSS) - SMALL CAP | P | $229,437 | $229,437 | ||
| ST GAIN/(LOSS) - SMALL MID CAP | P | $94,730 | $94,730 | ||
| LT GAIN/(LOSS) - SMALL MID CAP | P | $202,801 | $202,801 | ||
| ST GAIN/(LOSS) - MID CAP | P | -$41,678 | -$41,678 | ||
| LT GAIN/(LOSS) - MID CAP | P | $1,487 | $1,487 | ||
| ST GAIN/(LOSS) - FOCUSED MID CAP | P | $6,290 | $6,290 | ||
| LT GAIN/(LOSS) - FOCUSED MID CAP | P | $111 | $111 | ||
| ST GAIN/(LOSS) - CONVERTIBLE FUND | P | $44,185 | $44,185 | ||
| LT GAIN/(LOSS) - CONVERTIBLE FUND | P | $38,724 | $38,724 | ||
| ST GAIN/(LOSS) - SD HIGH YIELD | P | $8,858 | $8,858 | ||
| LT GAIN/(LOSS) - SD HIGH YIELD | P | $4,595 | $4,595 | ||
| ST GAIN/(LOSS) - CORE HY BOND | P | -$6,523 | -$6,523 | ||
| LT GAIN/(LOSS) - CORE HY BOND | P | $18,807 | $18,807 | ||
| ST GAIN/(LOSS) - CORE OPP HY BOND | P | $428 | $428 | ||
| LT GAIN/(LOSS) - CORE OPP HY BOND | P | $7,783 | $7,783 | ||
| ST GAIN/(LOSS) - BLACKGOLD | P | $53 | $53 | ||
| LT GAIN/(LOSS) - BLACKGOLD | P | $5,614 | $5,614 | ||
| ST GAIN/(LOSS) - SILVERLEAF EMHF | P | $14,028 | $14,028 | $1,809,792 | $1,795,764 |
| LT GAIN/(LOSS) - SILVERLEAF EMHF | P | $155,922 | $155,922 | $1,366,251 | $1,210,329 |
| ST GAIN/(LOSS) - SILVERLEAF EMHFEE | P | $392,218 | $392,218 | $4,894,068 | $4,501,850 |
| LT GAIN/(LOSS) - SILVERLEAF EMHFEE | P | -$10,649 | -$10,649 | $57,866 | $68,515 |
| ST GAIN/(LOSS) - SILVERLEAF EMHFFS | P | $137,880 | $137,880 | $802,100 | $664,220 |
| LT GAIN/(LOSS) - SILVERLEAF EMHFFS | P | $65,374 | $65,374 | $239,839 | $174,465 |
| ST GAIN/(LOSS) - SILVERLEAF EMHFCE | P | $59,639 | $59,639 | $394,234 | $334,595 |
| LT GAIN/(LOSS) - BLACKSTONE | P | $33 | $33 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,985,500 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $528,934 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $12,921,766 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.040934 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $575,495 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $10,778,132 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.053395 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $364,776 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $10,545,196 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.034592 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $250,469 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $8,516,737 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.029409 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $294,616 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $5,625,902 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.052368 | DistributionYr5Rt |
| Total Distribution | 0.210698 | TotalDistributionRt |
| Average Distribution | 0.042140 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $18,184,027 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $766,275 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $20,799 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $787,074 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $816,029 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $20,799 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $20,799 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $20,799 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $10,016 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $35,000 | AppliedToEsTaxAmt |
| Total Payments And Credits | $45,016 | TotalPaymentsAndCreditsAmt |
| Overpayment | $24,217 | OverpaymentAmt |
| Applied To ES Tax | $24,217 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NJ | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | GERALD MCBRIDE | IndividualWithBooksNm |
| Phone | 2153021500 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3 CRESCENT DRIVE SUITE 400 | AddressLine1 |
| City | PHILADELPHIA | City |
| State | PA | State |
| ZIP Code | 19112 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| RICHARD A HOCKER | ||||||||
| 3 CRESCENT DRIVE SUITE 400 | PHILADELPHIA | PA | 19112 | TRUSTEE | 4.00 | $0 | $0 | $0 |
| MARCIA A HOCKER | ||||||||
| 3 CRESCENT DRIVE SUITE 400 | PHILADELPHIA | PA | 19112 | TRUSTEE | 4.00 | $0 | $0 | $0 |
| KIMBERLY A HOCKER | ||||||||
| 3 CRESCENT DRIVE SUITE 400 | PHILADELPHIA | PA | 19112 | TRUSTEE | 4.00 | $0 | $0 | $0 |
| KIRSTEN HOCKER | ||||||||
| 3 CRESCENT DRIVE SUITE 400 | PHILADELPHIA | PA | 19112 | TRUSTEE | 4.00 | $0 | $0 | $0 |
| JOHN J GALLAGHER JR | ||||||||
| 3 CRESCENT DRIVE SUITE 400 | PHILADELPHIA | PA | 19112 | TRUSTEE | 4.00 | $0 | $0 | $0 |
| GERALD MCBRIDE | ||||||||
| 3 CRESCENT DRIVE SUITE 400 | PHILADELPHIA | PA | 19112 | EXECUTIVE DIRECTOR | 4.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1Txt |
| Expenses1 | $0 | Expenses1Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
| Expenses1 | $0 | Expenses1Amt |
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $16,615,800 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,845,141 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $18,460,941 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $18,460,941 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $276,914 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $18,184,027 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $909,201 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $909,201 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $20,799 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $6 | IncomeTaxAmt |
| Total Tax | $20,805 | TotalTaxAmt |
| Distributable Before Adj | $888,396 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $888,396 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $888,396 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $816,029 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $816,029 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $20,799 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $795,230 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $888,396 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $553,542 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $816,029 | QualifyingDistributionsAmt |
| Applied To Year1 | $553,542 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $262,487 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $625,909 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | RICHARD A HOCKER | ContributingManagerNm |
| Contributing Manager | MARCIA A HOCKER | ContributingManagerNm |
| Shareholder Manager | RICHARD A HOCKER | ShareholderManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (12 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| BISHOP EUSTACE PREPARATORY SCHOOL | |||||||
| 5552 ROUTE 70 | PENNSUAKEN | NJ | 08109 | N/A | 501(C)3 | SCHOLARSHIPS | $14,000 |
| CATHOLIC PARTNERSHIP SCHOOLS | |||||||
| 808 MARKET ST | CAMDEN | NJ | 08102 | N/A | 501(C)3 | SCHOLARSHIPS | $31,500 |
| GESU SCHOOL | |||||||
| 1700 WEST THOMPSON ST | PHILADELPHIA | PA | 19121 | N/A | 501(C)3 | SCHOLARSHIPS | $66,524 |
| CHRIST THE KING FOUNDATION | |||||||
| 800 N KINGS HIGHWAY SUITE 300 | CHERRY HILL | NJ | 08034 | N/A | 501(C)3 | SCHOLARSHIPS | $49,350 |
| ST HELENA MONTESSORI SCHOOL | |||||||
| 1343 SPRING STREET | SAINT HELENA | CA | 94574 | N/A | 501(C)3 | SCHOLARSHIPS | $42,750 |
| WILDWOOD CATHOLIC HIGH SCHOOL | |||||||
| 1500 CENTRAL AVE | NORTH WILDWOOD | NJ | 08260 | N/A | 501(C)3 | SCHOLARSHIPS | $20,985 |
| VALLEY FORGE MILITARY ACADEMY FOUNDATION | |||||||
| 1001 EAGLE ROAD | WAYNE | PA | 19087 | N/A | 501(C)3 | SCHOLARSHIPS | $350,000 |
| URBAN PROMISE MINISTRIES | |||||||
| 27 N 36TH STREET | CAMDEN | NJ | 08105 | N/A | 501(C)3 | SCHOLARSHIPS | $8,750 |
| INDEPENDENCE MISSION SCHOOLS | |||||||
| 724 W LANCASTER AVE | WAYNE | PA | 19087 | N/A | 501(C)3 | SCHOLARSHIPS | $33,000 |
| MEET THE NEEDS CHARLESTON | |||||||
| 275 BEECH HILL | MT PLEASANT | SC | 29464 | N/A | 501(C)3 | SCHOLARSHIPS | $1,000 |
| ROMAN CATHOLIC HIGH SCHOOL | |||||||
| 301 N BROAD ST | PHILADELPHIA | PA | 19107 | N/A | 501(C)3 | SCHOLARSHIPS | $72,000 |
| CAMDEN CATHOLIC HIGH SCHOOL | |||||||
| RT 38 AND CUTHBERT RD | CHERRY HILL | NJ | 08002 | N/A | 501(C)3 | SCHOLARSHIPS | $116,250 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $806,109 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $432 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 523000 | BusinessCd |
| Unrelated Business Taxbl Incm | $23 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $278,832 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 01 | ExclusionCd |
| Exclusion | $2,729 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 523000 | BusinessCd |
| Unrelated Business Taxbl Incm | $1,224 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,985,500 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $1,247 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $2,267,493 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $2,268,740 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | RICHARD AND MARCIA HOCKER | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3 CRESCENT DRIVE SUITE 400 | AddressLine1 |
| City | PHILADELPHIA | City |
| State | PA | State |
| ZIP Code | 19112 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $3,001,000 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX RETURN PREPARATION | CategoryTxt |
| Amt | $9,031 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $9,031 | DisbursementsCharitablePrpsAmt |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAssetGrp (6 entries)
| AssetAssetDesc | How AcquiredHowAcquiredTxt | Gross Sales PriceGrossSalesPriceAmt | Sales ExpenseSalesExpenseAmt | Total NetTotalNetAmt | BasisBasisAmt |
|---|---|---|---|---|---|
| ST GAIN/(LOSS) UBTI - SILVERLEAF EMHFEE | PURCHASED | $314 | $0 | $314 | |
| ST GAIN/(LOSS) UBTI - BLACKGOLD | PURCHASED | $136 | $0 | $136 | |
| LT GAIN/(LOSS) UBTI - BLACKGOLD | PURCHASED | $185 | $0 | $185 | |
| ST GAIN/(LOSS) UBTI - SILVERLEAF EMHFCE | PURCHASED | $591 | $0 | $591 | |
| LT GAIN/(LOSS) UBTI - SILVERLEAF EMHFEE | PURCHASED | $0 | -$9 | $9 | |
| LT GAIN/(LOSS) UBTI - BLACKGOLD | PURCHASED | $7 | $0 | $7 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (16 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| PENN MID CAP FUND | AT COST | $388,036 | $609,004 |
| PENN SMALL MID CAP FUND | AT COST | $1,340,026 | $1,556,365 |
| PENN CORE HIGH YIELD BOND FUND | AT COST | $473,081 | $513,712 |
| PENN CORE OPPORTUNISTIC HY BD | AT COST | $202,959 | $259,269 |
| PENN DIVER. MICRO CAP EQU FUND | AT COST | $2,169,686 | $2,392,651 |
| CAPITAL STRUCTURE OPP OFFSHORE | AT COST | $1,000,998 | $1,108,023 |
| PENN CONV. FUND, LP | AT COST | $476,944 | $550,609 |
| BLACKGOLD CAPITAL PARTNERS LP | AT COST | $306,479 | $410,674 |
| JLP CREDIT OPPORTUNITY CAYMAN | AT COST | $114,523 | $288,783 |
| PENN FOCUSED MIDCAP LP | AT COST | $202,666 | $274,244 |
| PENN SHORT DURATION | AT COST | $562,001 | $569,527 |
| PENN SMALL CAP FUND, LP | AT COST | $1,775,773 | $2,134,670 |
| SILVERLEAF EMHFEE | AT COST | $1,232,004 | $1,230,360 |
| SILVERLEAF EMHFFS | AT COST | $1,533,044 | $1,710,641 |
| SILVERLEAF EMHFCE | AT COST | $1,561,905 | $1,715,513 |
| SILVERLEAF EMHF | AT COST | $1,336,310 | $1,640,339 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (30 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FILING FEES | $30 | $0 | $30 |
| INTEREST EXPENSE - CONVERTIBLE FUND | $29,755 | $29,755 | $0 |
| INTEREST EXPENSE - SD HIGH YIELD | $3,558 | $3,558 | $0 |
| INTEREST EXPENSE - CORE HY BOND | $3,502 | $3,502 | $0 |
| INTEREST EXPENSE - CORE OPP HY BOND | $1,854 | $1,854 | $0 |
| ORDINARY BUSINESS LOSS - BLACKGOLD (UBIT) | $202 | $0 | $0 |
| PORTFOLIO DEDUCTIONS - DIV. MICRO CAP | $9,801 | $9,801 | $0 |
| PORTFOLIO DEDUCTIONS - SMALL CAP | $3,497 | $3,497 | $0 |
| PORTFOLIO DEDUCTIONS - SMALL MID CAP | $2,686 | $2,686 | $0 |
| PORTFOLIO DEDUCTIONS - MID CAP | $3,956 | $3,956 | $0 |
| PORTFOLIO DEDUCTIONS - FOCUSED MID CAP | $3,856 | $3,856 | $0 |
| PORTFOLIO DEDUCTIONS - CONVERTIBLE FUND | $19,025 | $19,025 | $0 |
| PORTFOLIO DEDUCTIONS - SD HIGH YIELD | $936 | $936 | $0 |
| PORTFOLIO DEDUCTIONS - CORE HY BOND | $589 | $589 | $0 |
| PORTFOLIO DEDUCTIONS - CORE OPP HY BOND | $304 | $304 | $0 |
| PORTFOLIO DEDUCTIONS - BLACKGOLD | $9,732 | $9,732 | $0 |
| MANAGEMENT FEES - DIV. MICRO CAP | $11,615 | $11,615 | $0 |
| MANAGEMENT FEES - SMALL CAP | $17,155 | $17,155 | $0 |
| MANAGEMENT FEES - SMALL MID CAP | $13,906 | $13,906 | $0 |
| MANAGEMENT FEES - MID CAP | $5,043 | $5,043 | $0 |
| MANAGEMENT FEES - FOCUSED MID CAP | $1,250 | $1,250 | $0 |
| MANAGEMENT FEES - CONVERTIBLE FUND | $2,336 | $2,336 | $0 |
| MANAGEMENT FEES - SD HIGH YIELD | $2,215 | $2,215 | $0 |
| MANAGEMENT FEES - CORE HY BOND | $2,268 | $2,268 | $0 |
| MANAGEMENT FEES - CORE OPP HY BOND | $1,362 | $1,362 | $0 |
| MARGIN EXPENSE - BLACKGOLD | $1,935 | $1,935 | $0 |
| MARGIN & SHORT SELLING EXPENSE - SILVERLEAF EMHF | $19,819 | $19,819 | $0 |
| MARGIN EXPENSE - SILVERLEAF EMHFEE | $10 | $10 | $0 |
| INTEREST EXPENSE - SILVERLEAF EMHFEE | $6 | $6 | $0 |
| MANAGEMENT FEES | $15,188 | $15,188 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (6 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| ORDINARY BUSINESS INCOME - BLACKGOLD | $1,236 | $1,236 | $1,236 |
| OTHER INCOME - DIV. MICRO CAP | $458 | $458 | $458 |
| OTHER INCOME - SMALL CAP | $953 | $953 | $953 |
| OTHER INCOME - SD HIGH YIELD | $10 | $10 | $10 |
| OTHER INCOME - CORE HY BOND | $21 | $21 | $21 |
| OTHER INCOME - CORE OPP HY BOND | $51 | $51 | $51 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (8 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAX WITHHELD - DIV. MICRO CAP | $92 | $92 | $0 |
| FOREIGN TAX WITHHELD - MID CAP | $46 | $46 | $0 |
| FOREIGN TAX WITHHELD - FOCUSED MID CAP | $73 | $73 | $0 |
| EXCISE TAX ESTIMATES PAID IN 2013 | $10,351 | $0 | $0 |
| FOREIGN TAX WITHHELD - SILVERLEAF EMHF | $114 | $114 | $0 |
| FOREIGN TAX WITHHELD - SILVERLEAF EMHFFS | $115 | $115 | $0 |
| FOREIGN TAX WITHHELD - SMALL CAP | $8 | $8 | $0 |
| FOREIGN TAX WITHHELD - SMALL MID CAP | $35 | $35 | $0 |