2015-05-14T13:45:57-05:00 2014-06-30 131639826 EISNERAMPER LLP 101 WEST AVENUE PO BOX 458 JENKINTOWN PA 190460458 990PF 2013-07-01 201991591 THE ETHEL MAE HOCKER FOUNDATION INC C/O RICHARD A HOCKER ETHE 2153021500 3 CRESCENT DRIVE SUITE 400 PHILADELPHIA PA 19112 RICHARD A HOCKER TRUSTEE 2153021500 2015-05-13 1 THOMAS EARLEY P00142993 2158818800 2013 2016-03-07 17:11:31Z X 19218432 X 3001000 432 432 278855 278832 1986724 9565383 1985500 2729 2729 5269740 2267493 0 0 0 9031 0 9031 10834 483 0 859 0 859 187391 187159 30 208115 187642 9920 806109 806109 1014224 187642 816029 4255516 2079851 594186 2254048 2254048 12080781 14676435 16964384 12674967 16930483 19218432 0 0 X 12674967 16930483 12674967 16930483 12674967 16930483 12674967 4255516 0 16930483 0 16930483 ST GAIN/(LOSS) - DIV. MICRO CAP P 365216 365216 LT GAIN/(LOSS) - DIV. MICRO CAP P 55917 55917 ST GAIN/(LOSS) - SMALL CAP P 134220 134220 LT GAIN/(LOSS) - SMALL CAP P 229437 229437 ST GAIN/(LOSS) - SMALL MID CAP P 94730 94730 LT GAIN/(LOSS) - SMALL MID CAP P 202801 202801 ST GAIN/(LOSS) - MID CAP P -41678 -41678 LT GAIN/(LOSS) - MID CAP P 1487 1487 ST GAIN/(LOSS) - FOCUSED MID CAP P 6290 6290 LT GAIN/(LOSS) - FOCUSED MID CAP P 111 111 ST GAIN/(LOSS) - CONVERTIBLE FUND P 44185 44185 LT GAIN/(LOSS) - CONVERTIBLE FUND P 38724 38724 ST GAIN/(LOSS) - SD HIGH YIELD P 8858 8858 LT GAIN/(LOSS) - SD HIGH YIELD P 4595 4595 ST GAIN/(LOSS) - CORE HY BOND P -6523 -6523 LT GAIN/(LOSS) - CORE HY BOND P 18807 18807 ST GAIN/(LOSS) - CORE OPP HY BOND P 428 428 LT GAIN/(LOSS) - CORE OPP HY BOND P 7783 7783 ST GAIN/(LOSS) - BLACKGOLD P 53 53 LT GAIN/(LOSS) - BLACKGOLD P 5614 5614 ST GAIN/(LOSS) - SILVERLEAF EMHF P 1809792 1795764 14028 14028 LT GAIN/(LOSS) - SILVERLEAF EMHF P 1366251 1210329 155922 155922 ST GAIN/(LOSS) - SILVERLEAF EMHFEE P 4894068 4501850 392218 392218 LT GAIN/(LOSS) - SILVERLEAF EMHFEE P 57866 68515 -10649 -10649 ST GAIN/(LOSS) - SILVERLEAF EMHFFS P 802100 664220 137880 137880 LT GAIN/(LOSS) - SILVERLEAF EMHFFS P 239839 174465 65374 65374 ST GAIN/(LOSS) - SILVERLEAF EMHFCE P 394234 334595 59639 59639 LT GAIN/(LOSS) - BLACKSTONE P 33 33 1985500 0 528934 12921766 0.040934 575495 10778132 0.053395 364776 10545196 0.034592 250469 8516737 0.029409 294616 5625902 0.052368 0.210698 0.042140 18184027 766275 20799 787074 816029 X 20799 0 20799 0 20799 10016 35000 45016 24217 24217 0 0 0 0 0 0 0 0 0 1 1 0 1 1 NJ 1 0 0 0 0 1 N/A GERALD MCBRIDE 2153021500 3 CRESCENT DRIVE SUITE 400 PHILADELPHIA PA 19112 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 RICHARD A HOCKER 3 CRESCENT DRIVE SUITE 400 PHILADELPHIA PA 19112 TRUSTEE 4.00 0 0 0 MARCIA A HOCKER 3 CRESCENT DRIVE SUITE 400 PHILADELPHIA PA 19112 TRUSTEE 4.00 0 0 0 KIMBERLY A HOCKER 3 CRESCENT DRIVE SUITE 400 PHILADELPHIA PA 19112 TRUSTEE 4.00 0 0 0 KIRSTEN HOCKER 3 CRESCENT DRIVE SUITE 400 PHILADELPHIA PA 19112 TRUSTEE 4.00 0 0 0 JOHN J GALLAGHER JR 3 CRESCENT DRIVE SUITE 400 PHILADELPHIA PA 19112 TRUSTEE 4.00 0 0 0 GERALD MCBRIDE 3 CRESCENT DRIVE SUITE 400 PHILADELPHIA PA 19112 EXECUTIVE DIRECTOR 4.00 0 0 0 NONE 0 NONE 0 NONE 0 N/A 0 0 16615800 1845141 0 18460941 0 0 18460941 276914 18184027 909201 909201 20799 6 20805 888396 0 888396 0 888396 816029 0 816029 20799 795230 888396 553542 0 0 816029 553542 0 0 262487 0 0 0 0 0 0 0 0 625909 0 0 0 RICHARD A HOCKER MARCIA A HOCKER RICHARD A HOCKER X BISHOP EUSTACE PREPARATORY SCHOOL 5552 ROUTE 70 PENNSUAKEN NJ 08109 N/A 501(C)3 SCHOLARSHIPS 14000 CATHOLIC PARTNERSHIP SCHOOLS 808 MARKET ST CAMDEN NJ 08102 N/A 501(C)3 SCHOLARSHIPS 31500 GESU SCHOOL 1700 WEST THOMPSON ST PHILADELPHIA PA 19121 N/A 501(C)3 SCHOLARSHIPS 66524 CHRIST THE KING FOUNDATION 800 N KINGS HIGHWAY SUITE 300 CHERRY HILL NJ 08034 N/A 501(C)3 SCHOLARSHIPS 49350 ST HELENA MONTESSORI SCHOOL 1343 SPRING STREET SAINT HELENA CA 94574 N/A 501(C)3 SCHOLARSHIPS 42750 WILDWOOD CATHOLIC HIGH SCHOOL 1500 CENTRAL AVE NORTH WILDWOOD NJ 08260 N/A 501(C)3 SCHOLARSHIPS 20985 VALLEY FORGE MILITARY ACADEMY FOUNDATION 1001 EAGLE ROAD WAYNE PA 19087 N/A 501(C)3 SCHOLARSHIPS 350000 URBAN PROMISE MINISTRIES 27 N 36TH STREET CAMDEN NJ 08105 N/A 501(C)3 SCHOLARSHIPS 8750 INDEPENDENCE MISSION SCHOOLS 724 W LANCASTER AVE WAYNE PA 19087 N/A 501(C)3 SCHOLARSHIPS 33000 MEET THE NEEDS CHARLESTON 275 BEECH HILL MT PLEASANT SC 29464 N/A 501(C)3 SCHOLARSHIPS 1000 ROMAN CATHOLIC HIGH SCHOOL 301 N BROAD ST PHILADELPHIA PA 19107 N/A 501(C)3 SCHOLARSHIPS 72000 CAMDEN CATHOLIC HIGH SCHOOL RT 38 AND CUTHBERT RD CHERRY HILL NJ 08002 N/A 501(C)3 SCHOLARSHIPS 116250 806109 0 14 432 523000 23 14 278832 01 2729 523000 1224 18 1985500 1247 2267493 0 2268740 0 0 0 0 0 0 0 0 0 0 X X 1 RICHARD AND MARCIA HOCKER 3 CRESCENT DRIVE SUITE 400 PHILADELPHIA PA 19112 3001000 X TAX RETURN PREPARATION 9031 0 9031 ST GAIN/(LOSS) UBTI - SILVERLEAF EMHFEE PURCHASED 314 0 314 ST GAIN/(LOSS) UBTI - BLACKGOLD PURCHASED 136 0 136 LT GAIN/(LOSS) UBTI - BLACKGOLD PURCHASED 185 0 185 ST GAIN/(LOSS) UBTI - SILVERLEAF EMHFCE PURCHASED 591 0 591 LT GAIN/(LOSS) UBTI - SILVERLEAF EMHFEE PURCHASED 9 0 -9 LT GAIN/(LOSS) UBTI - BLACKGOLD PURCHASED 7 0 7 PENN MID CAP FUND AT COST 388036 609004 PENN SMALL MID CAP FUND AT COST 1340026 1556365 PENN CORE HIGH YIELD BOND FUND AT COST 473081 513712 PENN CORE OPPORTUNISTIC HY BD AT COST 202959 259269 PENN DIVER. MICRO CAP EQU FUND AT COST 2169686 2392651 CAPITAL STRUCTURE OPP OFFSHORE AT COST 1000998 1108023 PENN CONV. FUND, LP AT COST 476944 550609 BLACKGOLD CAPITAL PARTNERS LP AT COST 306479 410674 JLP CREDIT OPPORTUNITY CAYMAN AT COST 114523 288783 PENN FOCUSED MIDCAP LP AT COST 202666 274244 PENN SHORT DURATION AT COST 562001 569527 PENN SMALL CAP FUND, LP AT COST 1775773 2134670 SILVERLEAF EMHFEE AT COST 1232004 1230360 SILVERLEAF EMHFFS AT COST 1533044 1710641 SILVERLEAF EMHFCE AT COST 1561905 1715513 SILVERLEAF EMHF AT COST 1336310 1640339 FILING FEES 30 0 30 INTEREST EXPENSE - CONVERTIBLE FUND 29755 29755 0 INTEREST EXPENSE - SD HIGH YIELD 3558 3558 0 INTEREST EXPENSE - CORE HY BOND 3502 3502 0 INTEREST EXPENSE - CORE OPP HY BOND 1854 1854 0 ORDINARY BUSINESS LOSS - BLACKGOLD (UBIT) 202 0 0 PORTFOLIO DEDUCTIONS - DIV. MICRO CAP 9801 9801 0 PORTFOLIO DEDUCTIONS - SMALL CAP 3497 3497 0 PORTFOLIO DEDUCTIONS - SMALL MID CAP 2686 2686 0 PORTFOLIO DEDUCTIONS - MID CAP 3956 3956 0 PORTFOLIO DEDUCTIONS - FOCUSED MID CAP 3856 3856 0 PORTFOLIO DEDUCTIONS - CONVERTIBLE FUND 19025 19025 0 PORTFOLIO DEDUCTIONS - SD HIGH YIELD 936 936 0 PORTFOLIO DEDUCTIONS - CORE HY BOND 589 589 0 PORTFOLIO DEDUCTIONS - CORE OPP HY BOND 304 304 0 PORTFOLIO DEDUCTIONS - BLACKGOLD 9732 9732 0 MANAGEMENT FEES - DIV. MICRO CAP 11615 11615 0 MANAGEMENT FEES - SMALL CAP 17155 17155 0 MANAGEMENT FEES - SMALL MID CAP 13906 13906 0 MANAGEMENT FEES - MID CAP 5043 5043 0 MANAGEMENT FEES - FOCUSED MID CAP 1250 1250 0 MANAGEMENT FEES - CONVERTIBLE FUND 2336 2336 0 MANAGEMENT FEES - SD HIGH YIELD 2215 2215 0 MANAGEMENT FEES - CORE HY BOND 2268 2268 0 MANAGEMENT FEES - CORE OPP HY BOND 1362 1362 0 MARGIN EXPENSE - BLACKGOLD 1935 1935 0 MARGIN & SHORT SELLING EXPENSE - SILVERLEAF EMHF 19819 19819 0 MARGIN EXPENSE - SILVERLEAF EMHFEE 10 10 0 INTEREST EXPENSE - SILVERLEAF EMHFEE 6 6 0 MANAGEMENT FEES 15188 15188 0 ORDINARY BUSINESS INCOME - BLACKGOLD 1236 1236 1236 OTHER INCOME - DIV. MICRO CAP 458 458 458 OTHER INCOME - SMALL CAP 953 953 953 OTHER INCOME - SD HIGH YIELD 10 10 10 OTHER INCOME - CORE HY BOND 21 21 21 OTHER INCOME - CORE OPP HY BOND 51 51 51 FOREIGN TAX WITHHELD - DIV. MICRO CAP 92 92 0 FOREIGN TAX WITHHELD - MID CAP 46 46 0 FOREIGN TAX WITHHELD - FOCUSED MID CAP 73 73 0 EXCISE TAX ESTIMATES PAID IN 2013 10351 0 0 FOREIGN TAX WITHHELD - SILVERLEAF EMHF 114 114 0 FOREIGN TAX WITHHELD - SILVERLEAF EMHFFS 115 115 0 FOREIGN TAX WITHHELD - SMALL CAP 8 8 0 FOREIGN TAX WITHHELD - SMALL MID CAP 35 35 0