THE RAINTREE FOUNDATION: Form 990PF, tax year 2014
View the entire original 990 at ProPublica ↗
- Organization
- THE RAINTREE FOUNDATION (EIN 77-0359291)
- Tax period
- 2014-01-01 to 2014-12-31
- Filed
- 2015-11-13
- IRS object ID
- 201513179349102011
- Schema version
- 2014v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-11-13T15:44:39-06:00 | ReturnTs |
| Tax Period End | 2014-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 770076647 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DAMITZ BROOKS NIGHTINGALE | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 200 EAST CARRILLO STREET SUITE 303 | AddressLine1Txt |
| City | SANTA BARBARA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 93101 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2014-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 770359291 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RAINTREE FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | RAIN | BusinessNameControlTxt |
| Phone | 8059677964 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1255 FRANKLIN RANCH ROAD | AddressLine1Txt |
| City | GOLETA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 93117 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ELLICOT MILLION | PersonNm |
| Person Title | PRESIDENT/CFO | PersonTitleTxt |
| Phone | 8059677964 | PhoneNum |
| Signature | 2015-11-11 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | CATHERINE MACAULAY | PreparerPersonNm |
| PTIN | P00178796 | PTIN |
| Phone | 8059631837 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2014 | TaxYr |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $16,373,836 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $95,480 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $347 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $347 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $274,673 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $274,673 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,996,768 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $1,996,768 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,996,768 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $3,821 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $1,020 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $2,371,089 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $2,272,808 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $123 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $13,682 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $6,841 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $6,841 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $129,982 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $129,982 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $38,256 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $3,291 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $120,670 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $120,464 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $206 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $302,713 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $260,578 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $7,047 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,623,487 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,623,487 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,926,200 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $260,578 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,630,534 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $444,889 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $2,012,230 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $392,195 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $206,468 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $206,468 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $9,937,143 | CorporateStockBOYAmt |
| Corporate Stock EOY | $8,761,094 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $11,821,395 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $592,945 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $841,781 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $857,710 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $1,693,954 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $3,156,257 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $3,488,263 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $12,616,237 | TotalAssetsBOYAmt |
| Total Assets EOY | $12,965,600 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $16,373,836 | TotalAssetsEOYFMVAmt |
| Deferred Revenue BOY | $2,566 | DeferredRevenueBOYAmt |
| Total Liabilities BOY | $2,566 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $12,613,671 | CapitalStockBOYAmt |
| Capital Stock EOY | $12,965,600 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $0 | RetainedEarningBOYAmt |
| Retained Earning EOY | $0 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $12,613,671 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $12,965,600 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $12,616,237 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $12,965,600 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $12,613,671 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $444,889 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $13,058,560 | SubtotalAmt |
| Other Decreases | $92,960 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $12,965,600 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (8 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|
| TCW #6415 | P | 2013-01-01 | 2014-12-31 | $615,257 | $615,257 | $615,257 |
| TCW #6416 | P | 2013-01-01 | 2014-12-31 | $731,106 | $731,106 | $731,106 |
| TCW #I004 | P | 2013-01-01 | 2014-12-31 | $7,483 | $7,483 | $7,483 |
| GOLDMAN SACHS #0948 | P | 2013-01-01 | 2014-12-31 | $227,761 | $227,761 | $227,761 |
| GOLDMAN SACHS #0948 | P | 2013-01-01 | 2014-12-31 | $274,321 | $274,321 | $274,321 |
| GOLDMAN SACHS #0948 | P | 2013-01-01 | 2014-12-31 | $127,673 | $127,673 | $127,673 |
| CYPRESS PARTNERS | P | 2013-01-01 | 2014-12-31 | $12,199 | $12,199 | $12,199 |
| CAPITAL GAINS DIVIDENDS | P | $968 | $968 | $968 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,996,768 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,344,584 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $15,884,052 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.084650 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,175,508 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $13,253,481 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.088694 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $965,777 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $13,994,495 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.069011 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,036,750 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $13,938,877 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.074378 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $1,433,846 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $22,895,148 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.062627 | DistributionYr5Rt |
| Total Distribution | 0.379360 | TotalDistributionRt |
| Average Distribution | 0.075872 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $16,641,727 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,262,641 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $20,122 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,282,763 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,630,534 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $20,122 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $20,122 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $20,122 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $27,500 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $27,500 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $7,378 | OverpaymentAmt |
| Applied To ES Tax | $0 | AppliedToESTaxAmt |
| Refund | $7,378 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | ELLICOTT MILLION | IndividualWithBooksNm |
| Phone | 8059677964 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1255 FRANKLIN RANCH ROAD | AddressLine1Txt |
| City | GOLETA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 93117 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| JAMES A FRANK | ||||||||
| 1255 FRANKLIN RANCH ROAD | GOLETA | CA | 93117 | PRESIDENT/CFO | 5.00 | $0 | $0 | $0 |
| JESSICA FRANK | ||||||||
| 1255 FRANKLIN RANCH ROAD | GOLETA | CA | 93117 | VICE PRESIDENT | 2.00 | $0 | $0 | $0 |
| ELLICOTT MILLION | ||||||||
| 1255 FRANKLIN RANCH ROAD | GOLETA | CA | 93117 | SECRETARY | 10.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $14,360,412 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $648,410 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $1,886,332 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $16,895,154 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $16,895,154 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $253,427 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $16,641,727 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $832,086 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $832,086 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $20,122 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $270 | IncomeTaxAmt |
| Total Tax | $20,392 | TotalTaxAmt |
| Distributable Before Adj | $811,694 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $811,694 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $811,694 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,630,534 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,630,534 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $20,122 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,610,412 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $811,694 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $299,478 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $345,323 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $281,095 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $531,808 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $576,317 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $2,034,021 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,630,534 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $811,694 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $818,840 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $2,852,861 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $299,478 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $2,553,383 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $345,323 | ExcessFromYear4Amt |
| Excess From Year3 | $281,095 | ExcessFromYear3Amt |
| Excess From Year2 | $531,808 | ExcessFromYear2Amt |
| Excess From Year1 | $576,317 | ExcessFromYear1Amt |
| Excess From Current Year | $818,840 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | JAMES A FRANK | ContributingManagerNm |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | JAMES A FRANK PRESIDENTCFO | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1255 FRANK RANCH ROAD | AddressLine1Txt |
| City | GOLETA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 93117 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 8059677964 | RecipientPhoneNum |
| Form And Info And Materials | LETTER FORM, INCLUDING EXEMPT STATUS AND SOCIAL VALUE OF PROGRAM FOR WHICH THE GRANT IS BEING REQUESTED. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | PREFER TO GRANT PROPOSALS WITHIN SANTA BARBARA COUNTY, FOR PROGRAMS RELATED TO EDUCATION, HEALTH CARE AND YOUTH ACTIVITIES. OTHER PROPOSALS ARE CONSIDERED ON MERIT. | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (36 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| ANIMAL RESCUE TEAM | ||||||||
| 875 CARRIAGE DRIVE | SOLVANG | CA | 93463 | NONE | PC | ANIMAL PROTECTION AND WELFARE | $25,000 | |
| BUILDING FOR A BETTER TOMORROW INC | ||||||||
| 140 S LAKE AVENUE ROOM 300 | PASADENA | CA | 91101 | NONE | PC | HOUSING, SHELTER | $5,000 | |
| CALIFORNIA POLYTECHNIC STATE UNIVERSITY FOUNDATION | ||||||||
| ONE GRAND AVENUE HERON HALL ROOM | SAN LUIS OBISPO | CA | 934070443 | NONE | PC | EDUCATION | $100,000 | 103 |
| CALIFORNIA NARCOTICS OFFICERS ASSOCIATION | ||||||||
| 28245 AVENUE CROCKER SUITE 230 | SANTA CLARITA | CA | 91355 | NONE | PC | POLICE TRAINING | $5,000 | |
| CASA | ||||||||
| 118 E FIGUEROA STREET | SANTA BARBARA | CA | 93101 | NONE | PC | CHILD PROTECTION AND WELFARE | $5,000 | |
| GOLETA VALLEY COTTAGE HOSPITAL FOUNDATION | ||||||||
| 351 S PATTERSON AVENUE | SANTA BARBARA | CA | 931112403 | NONE | PC | HUMAN HEALTH SERVICES | $50,000 | |
| DOS PUEBLOS HIGH SCHOOL | ||||||||
| 7266 ALAMEDA AVENUE | GOLETA | CA | 93117 | NONE | PC | EDUCATION | $6,000 | |
| GRAND CANYON ASSOCIATION | ||||||||
| PO BOX 399 | GRAND CANYON | AZ | 86023 | NONE | PC | ENVIRONMENTAL QUALITY, PROTECTION AND BEAUTIFICATION | $5,000 | |
| UCSB SEDGWICK RESERVE | ||||||||
| 3566 BRINKERHOFF ROAD | SANTA YNEZ | CA | 93460 | NONE | PC | EDUCATION | $4,032 | |
| HEIFER PROJECT INTERNATIONAL | ||||||||
| 1 WORLD AVENUE | LITTLE ROCK | AR | 722022863 | NONE | PC | INTERNATIONAL | $5,000 | |
| HOSPICE OF SANTA BARBARA INC | ||||||||
| 2050 ALAMEDA PADRE SERRA | SANTA BARBARA | CA | 93103 | NONE | PC | HUMAN HEALTH SERVICES | $5,000 | |
| INLAND EMPIRE SEARCH AND RESCUE COUNCIL | ||||||||
| 13255 FIRST AVENUE | VICTORVILLE | CA | 92935 | NONE | PC | DISASTER AID | $20,000 | |
| SANTA BARBARA HUMANE SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS | ||||||||
| 5399 OVERPASS ROAD | SANTA BARBARA | CA | 931112082 | NONE | PC | ANIMAL PROTECTION AND WELFARE | $1,455 | |
| LOS PADRES FOREST ASSOCIATION | ||||||||
| 6755 HOLLISTER AVENUE 150 | GOLETA | CA | 93117 | NONE | PC | ENVIRONMENTAL QUALITY, PROTECTION AND BEAUTIFICATION | $1,000 | |
| MENTAL HEALTH ASSOCIATION IN SANTA BARBARA COUNTY | ||||||||
| 617 GARDEN STREET | SANTA BARBARA | CA | 93101 | NONE | PC | HUMAN HEALTH SERVICES | $3,000 | |
| SANTA BARBARA CHANNELKEEPER INC | ||||||||
| 714 BOND AVENUE | SANTA BARBARA | CA | 93103 | NONE | PC | ENVIRONMENTAL QUALITY, PROTECTION AND BEAUTIFICATION | $5,000 | |
| SANTA BARBARA MUSEUM OF NATURAL HISTORY | ||||||||
| 2559 PUESTA DEL SOL | SANTA BARBARA | CA | 931052936 | NONE | PC | EDUCATION | $5,000 | |
| DOCTORS WITHOUT WALLS - SANTA BARBARA STREET MEDICINE | ||||||||
| 19 EAST MICHELTORENA STREET | SANTA BARBARA | CA | 93101 | NONE | PC | HUMAN HEALTH SERVICES | $10,000 | |
| SANTA BARBARA COUNTY TRAILS COUNCIL | ||||||||
| PO BOX 22352 | SANTA BARBARA | CA | 93121 | NONE | PC | ENVIRONMENTAL QUALITY, PROTECTION AND BEAUTIFICATION | $5,000 | |
| SANTA BARBARA BOTANIC GARDEN | ||||||||
| 1212 MISSION CANYON | SANTA BARBARA | CA | 93105 | NONE | PC | ENVIRONMENTAL QUALITY, PROTECTION AND BEAUTIFICATION | $5,000 | |
| THE FOUNDATION FOR SANTA BARBARA CITY COLLEGE | ||||||||
| 721 CLIFF DRIVE | SANTA BARBARA | CA | 93109 | NONE | PC | EDUCATION | $10,000 | |
| SANTA BARBARA HILLEL | ||||||||
| 781 EMBARCADERO DEL MAR | ISLA VISTA | CA | 93117 | NONE | PC | RELIGIOUS | $1,000 | |
| SANTA BARBARA SCHOOL OF SQUASH | ||||||||
| 1530 CHAPALA STREET SUITE B | SANTA BARBARA | CA | 93101 | NONE | PC | RECREATION AND SPORTS | $5,000 | |
| SANTA BARBARA COUNTY SEARCH AND RESCUE INC | ||||||||
| PO BOX 6602 | SANTA BARBARA | CA | 931606602 | NONE | PC | DISASTER AID | $1,000 | |
| SCHOLARSHIP FOUNDATION OF SANTA BARBARA | ||||||||
| PO BOX 3620 | SANTA BARBARA | CA | 93130 | NONE | PC | EDUCATION | $200,000 | |
| SEMPERVIRENS FUND | ||||||||
| 419 SOUTH SAN ANTONIO ROAD NO 211 | LOS ALTOS | CA | 940223640 | NONE | PC | ENVIRONMENTAL QUALITY, PROTECTION AND BEAUTIFICATION | $20,000 | |
| SAINT JOHN'S HOSPITAL HEALTH CENTER FOUNDATION | ||||||||
| 2121 SANTA MONICA BOULEVARD | SANTA MONICA | CA | 904042091 | NONE | PC | HUMAN HEALTH SERVICES | $100,000 | |
| TETON COUNTY SEARCH & RESCUE FOUNDATION | ||||||||
| PO BOX 1063 | JACKSON | WY | 83001 | NONE | PC | DISASTER AID | $5,000 | |
| TETON SCIENCE SCHOOLS INC | ||||||||
| 700 COYOTE CANYON ROAD | JACKSON | WY | 83001 | NONE | PC | EDUCATION | $10,000 | |
| THE LAND TRUST OF SANTA BARBARA | ||||||||
| PO BOX 91830 | SANTA BARBARA | CA | 931901830 | NONE | PC | ENVIRONMENTAL QUALITY, PROTECTION AND BEAUTIFICATION | $10,000 | |
| TRANSITIONS MENTAL HEALTH ASSOCIATION | ||||||||
| PO BOX 15408 | SAN LUIS OBISPO | CA | 93406 | NONE | PC | HUMAN HEALTH SERVICES | $5,000 | |
| THE REGENTS OF THE UNIVERSITY OF CALIFORNIA | ||||||||
| UC SANTA BARBARA | SANTA BARBARA | CA | 93106 | NONE | PC | EDUCATION | $600,000 | |
| WILDERNESS YOUTH PROJECT INC | ||||||||
| 5386 HOLLISTER AVENUE | SANTA BARBARA | CA | 93111 | NONE | PC | RECREATION AND SPORTS | $10,000 | |
| WILLBRIDGE OF SANTA BARBARA INC | ||||||||
| 2904 STATE STREET | SANTA BARBARA | CA | 93105 | NONE | PC | HOUSING, SHELTER | $1,000 | |
| WSU FOUNDATION | ||||||||
| PO BOX 641925 | PULLMAN | WA | 99164 | NONE | PC | EDUCATION | $300,000 | |
| YOSEMITE CONSERVANCY | ||||||||
| 101 MONTGOMERY STREET NO 1700 | SAN FRANCISCO | CA | 94104 | NONE | PC | ENVIRONMENTAL QUALITY, PROTECTION AND BEAUTIFICATION | $75,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,623,487 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $347 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $274,673 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 523000 | BusinessCd |
| Unrelated Business Taxbl Incm | $2,801 | UnrelatedBusinessTaxblIncmAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,996,768 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | LITIGATION SETTLEMENT | Desc |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,020 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $2,801 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $2,272,808 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $2,275,609 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | JAMES FRANK | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1255 FRANKLIN RANCH ROAD | AddressLine1Txt |
| City | GOLETA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 93117 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $95,480 | TotalContributionsAmt |
| Noncash Contribution | Yes (X) | NoncashContributionInd |
Non Cash Property Contribution NonCashPropertyContributionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Noncash Property | 7,000 SHARES OF KEY TECHNOLOGY STOCK | NoncashPropertyDesc |
| Fair Market Value | $95,480 | FairMarketValueAmt |
| Received | 2014-11-07 | ReceivedDt |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | WALPOLE & CO | CategoryTxt |
| Amt | $13,682 | Amt |
| Net Investment Income | $6,841 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $6,841 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (2 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| TCW #7333 - CORPORATE BONDS | $302,264 | $345,488 |
| TCW #7333 - CORPORATE BONDS | $539,517 | $512,222 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (5 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| GOLDMAN SACHS #4315 - US EQUITIES | $1,222,682 | $1,534,938 |
| GOLDMAN SACHS #4307 - US EQUITIES | $1,330,650 | $1,538,908 |
| TCW #6415 - US EQUITIES | $2,550,841 | $3,687,337 |
| TCW #6416 - US EQUITIES | $2,829,748 | $4,161,397 |
| GOLDMAN SACHS #3229 - NON-US EQUITIES | $827,173 | $898,815 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (3 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| TCW SECURITIZED OPPORTUNITIES, LP | AT COST | $1,151,823 | $1,601,931 |
| THE CYPRESS PARTNERS LP | AT COST | $1,015,840 | $1,048,494 |
| GROW SMALL CAP EQUITY LONG/SHORT LP | AT COST | $988,594 | $837,838 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | SEED MACKALL | CategoryTxt |
| Legal Fees | $123 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ADJUST CONTRIBUTIONS TO COST BASIS | Desc |
| Amt | $92,960 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (6 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BANK FEES | $225 | $225 | $0 |
| INVESTMENT FEES | $1,666 | $1,666 | $0 |
| CALIFORNIA FILING FEES | $10 | $0 | $10 |
| ANNUAL LICENSE FEE | $150 | $0 | $150 |
| OTHER INVESTMENT FEES | $118,573 | $118,573 | $0 |
| OFFICE EXPENSE | $46 | $0 | $46 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| CYPRESS PARTNERS | $2,801 | $0 | $2,801 |
| LITIGATION SETTLEMENT | $1,020 | $1,020 | $1,020 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | MANAGEMENT FEES | CategoryTxt |
| Amt | $129,982 | Amt |
| Net Investment Income | $129,982 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FEDERAL TAX PAYMENTS | $34,587 | $0 | $0 |
| FOREIGN TAXES | $3,291 | $3,291 | $0 |
| PENALTIES AND INTEREST | $378 | $0 | $0 |
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