2015-11-13T15:44:39-06:00 2014-12-31 770076647 DAMITZ BROOKS NIGHTINGALE 200 EAST CARRILLO STREET SUITE 303 SANTA BARBARA CA 93101 990PF 2014-01-01 770359291 RAINTREE FOUNDATION RAIN 8059677964 1255 FRANKLIN RANCH ROAD GOLETA CA 93117 ELLICOT MILLION PRESIDENT/CFO 8059677964 2015-11-11 1 CATHERINE MACAULAY P00178796 8059631837 2014 2016-02-25 16:41:14Z X 16373836 X 95480 347 347 274673 274673 1996768 1996768 1996768 3821 1020 2371089 2272808 0 0 0 123 0 0 13682 6841 6841 129982 129982 0 38256 3291 0 120670 120464 206 302713 260578 7047 1623487 1623487 1926200 260578 1630534 444889 2012230 392195 206468 206468 9937143 8761094 11821395 592945 841781 857710 1693954 3156257 3488263 12616237 12965600 16373836 2566 2566 0 X 12613671 12965600 0 0 0 0 12613671 12965600 12616237 12965600 12613671 444889 0 13058560 92960 12965600 TCW #6415 P 2013-01-01 2014-12-31 615257 615257 615257 TCW #6416 P 2013-01-01 2014-12-31 731106 731106 731106 TCW #I004 P 2013-01-01 2014-12-31 7483 7483 7483 GOLDMAN SACHS #0948 P 2013-01-01 2014-12-31 227761 227761 227761 GOLDMAN SACHS #0948 P 2013-01-01 2014-12-31 274321 274321 274321 GOLDMAN SACHS #0948 P 2013-01-01 2014-12-31 127673 127673 127673 CYPRESS PARTNERS P 2013-01-01 2014-12-31 12199 12199 12199 CAPITAL GAINS DIVIDENDS P 968 968 968 1996768 0 1344584 15884052 0.084650 1175508 13253481 0.088694 965777 13994495 0.069011 1036750 13938877 0.074378 1433846 22895148 0.062627 0.379360 0.075872 16641727 1262641 20122 1282763 1630534 X 20122 0 20122 0 20122 27500 27500 X 7378 0 7378 0 0 0 0 0 0 0 0 1 1 0 1 1 CA 1 0 0 0 0 1 N/A ELLICOTT MILLION 8059677964 1255 FRANKLIN RANCH ROAD GOLETA CA 93117 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JAMES A FRANK 1255 FRANKLIN RANCH ROAD GOLETA CA 93117 PRESIDENT/CFO 5.00 0 0 0 JESSICA FRANK 1255 FRANKLIN RANCH ROAD GOLETA CA 93117 VICE PRESIDENT 2.00 0 0 0 ELLICOTT MILLION 1255 FRANKLIN RANCH ROAD GOLETA CA 93117 SECRETARY 10.00 0 0 0 NONE 0 NONE 0 0 14360412 648410 1886332 16895154 0 0 16895154 253427 16641727 832086 832086 20122 270 20392 811694 0 811694 0 811694 1630534 0 1630534 20122 1610412 811694 0 0 299478 345323 281095 531808 576317 2034021 1630534 0 0 0 811694 818840 0 0 2852861 0 0 0 0 0 0 299478 2553383 345323 281095 531808 576317 818840 JAMES A FRANK JAMES A FRANK PRESIDENTCFO 1255 FRANK RANCH ROAD GOLETA CA 93117 8059677964 LETTER FORM, INCLUDING EXEMPT STATUS AND SOCIAL VALUE OF PROGRAM FOR WHICH THE GRANT IS BEING REQUESTED. NONE PREFER TO GRANT PROPOSALS WITHIN SANTA BARBARA COUNTY, FOR PROGRAMS RELATED TO EDUCATION, HEALTH CARE AND YOUTH ACTIVITIES. OTHER PROPOSALS ARE CONSIDERED ON MERIT. ANIMAL RESCUE TEAM 875 CARRIAGE DRIVE SOLVANG CA 93463 NONE PC ANIMAL PROTECTION AND WELFARE 25000 BUILDING FOR A BETTER TOMORROW INC 140 S LAKE AVENUE ROOM 300 PASADENA CA 91101 NONE PC HOUSING, SHELTER 5000 CALIFORNIA POLYTECHNIC STATE UNIVERSITY FOUNDATION ONE GRAND AVENUE HERON HALL ROOM 103 SAN LUIS OBISPO CA 934070443 NONE PC EDUCATION 100000 CALIFORNIA NARCOTICS OFFICERS ASSOCIATION 28245 AVENUE CROCKER SUITE 230 SANTA CLARITA CA 91355 NONE PC POLICE TRAINING 5000 CASA 118 E FIGUEROA STREET SANTA BARBARA CA 93101 NONE PC CHILD PROTECTION AND WELFARE 5000 GOLETA VALLEY COTTAGE HOSPITAL FOUNDATION 351 S PATTERSON AVENUE SANTA BARBARA CA 931112403 NONE PC HUMAN HEALTH SERVICES 50000 DOS PUEBLOS HIGH SCHOOL 7266 ALAMEDA AVENUE GOLETA CA 93117 NONE PC EDUCATION 6000 GRAND CANYON ASSOCIATION PO BOX 399 GRAND CANYON AZ 86023 NONE PC ENVIRONMENTAL QUALITY, PROTECTION AND BEAUTIFICATION 5000 UCSB SEDGWICK RESERVE 3566 BRINKERHOFF ROAD SANTA YNEZ CA 93460 NONE PC EDUCATION 4032 HEIFER PROJECT INTERNATIONAL 1 WORLD AVENUE LITTLE ROCK AR 722022863 NONE PC INTERNATIONAL 5000 HOSPICE OF SANTA BARBARA INC 2050 ALAMEDA PADRE SERRA SANTA BARBARA CA 93103 NONE PC HUMAN HEALTH SERVICES 5000 INLAND EMPIRE SEARCH AND RESCUE COUNCIL 13255 FIRST AVENUE VICTORVILLE CA 92935 NONE PC DISASTER AID 20000 SANTA BARBARA HUMANE SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS 5399 OVERPASS ROAD SANTA BARBARA CA 931112082 NONE PC ANIMAL PROTECTION AND WELFARE 1455 LOS PADRES FOREST ASSOCIATION 6755 HOLLISTER AVENUE 150 GOLETA CA 93117 NONE PC ENVIRONMENTAL QUALITY, PROTECTION AND BEAUTIFICATION 1000 MENTAL HEALTH ASSOCIATION IN SANTA BARBARA COUNTY 617 GARDEN STREET SANTA BARBARA CA 93101 NONE PC HUMAN HEALTH SERVICES 3000 SANTA BARBARA CHANNELKEEPER INC 714 BOND AVENUE SANTA BARBARA CA 93103 NONE PC ENVIRONMENTAL QUALITY, PROTECTION AND BEAUTIFICATION 5000 SANTA BARBARA MUSEUM OF NATURAL HISTORY 2559 PUESTA DEL SOL SANTA BARBARA CA 931052936 NONE PC EDUCATION 5000 DOCTORS WITHOUT WALLS - SANTA BARBARA STREET MEDICINE 19 EAST MICHELTORENA STREET SANTA BARBARA CA 93101 NONE PC HUMAN HEALTH SERVICES 10000 SANTA BARBARA COUNTY TRAILS COUNCIL PO BOX 22352 SANTA BARBARA CA 93121 NONE PC ENVIRONMENTAL QUALITY, PROTECTION AND BEAUTIFICATION 5000 SANTA BARBARA BOTANIC GARDEN 1212 MISSION CANYON SANTA BARBARA CA 93105 NONE PC ENVIRONMENTAL QUALITY, PROTECTION AND BEAUTIFICATION 5000 THE FOUNDATION FOR SANTA BARBARA CITY COLLEGE 721 CLIFF DRIVE SANTA BARBARA CA 93109 NONE PC EDUCATION 10000 SANTA BARBARA HILLEL 781 EMBARCADERO DEL MAR ISLA VISTA CA 93117 NONE PC RELIGIOUS 1000 SANTA BARBARA SCHOOL OF SQUASH 1530 CHAPALA STREET SUITE B SANTA BARBARA CA 93101 NONE PC RECREATION AND SPORTS 5000 SANTA BARBARA COUNTY SEARCH AND RESCUE INC PO BOX 6602 SANTA BARBARA CA 931606602 NONE PC DISASTER AID 1000 SCHOLARSHIP FOUNDATION OF SANTA BARBARA PO BOX 3620 SANTA BARBARA CA 93130 NONE PC EDUCATION 200000 SEMPERVIRENS FUND 419 SOUTH SAN ANTONIO ROAD NO 211 LOS ALTOS CA 940223640 NONE PC ENVIRONMENTAL QUALITY, PROTECTION AND BEAUTIFICATION 20000 SAINT JOHN'S HOSPITAL HEALTH CENTER FOUNDATION 2121 SANTA MONICA BOULEVARD SANTA MONICA CA 904042091 NONE PC HUMAN HEALTH SERVICES 100000 TETON COUNTY SEARCH & RESCUE FOUNDATION PO BOX 1063 JACKSON WY 83001 NONE PC DISASTER AID 5000 TETON SCIENCE SCHOOLS INC 700 COYOTE CANYON ROAD JACKSON WY 83001 NONE PC EDUCATION 10000 THE LAND TRUST OF SANTA BARBARA PO BOX 91830 SANTA BARBARA CA 931901830 NONE PC ENVIRONMENTAL QUALITY, PROTECTION AND BEAUTIFICATION 10000 TRANSITIONS MENTAL HEALTH ASSOCIATION PO BOX 15408 SAN LUIS OBISPO CA 93406 NONE PC HUMAN HEALTH SERVICES 5000 THE REGENTS OF THE UNIVERSITY OF CALIFORNIA UC SANTA BARBARA SANTA BARBARA CA 93106 NONE PC EDUCATION 600000 WILDERNESS YOUTH PROJECT INC 5386 HOLLISTER AVENUE SANTA BARBARA CA 93111 NONE PC RECREATION AND SPORTS 10000 WILLBRIDGE OF SANTA BARBARA INC 2904 STATE STREET SANTA BARBARA CA 93105 NONE PC HOUSING, SHELTER 1000 WSU FOUNDATION PO BOX 641925 PULLMAN WA 99164 NONE PC EDUCATION 300000 YOSEMITE CONSERVANCY 101 MONTGOMERY STREET NO 1700 SAN FRANCISCO CA 94104 NONE PC ENVIRONMENTAL QUALITY, PROTECTION AND BEAUTIFICATION 75000 1623487 0 14 347 14 274673 523000 2801 18 1996768 LITIGATION SETTLEMENT 14 1020 2801 2272808 0 2275609 0 0 0 0 0 0 0 0 0 0 X X 1 JAMES FRANK 1255 FRANKLIN RANCH ROAD GOLETA CA 93117 95480 X 1 7,000 SHARES OF KEY TECHNOLOGY STOCK 95480 2014-11-07 WALPOLE & CO 13682 6841 6841 TCW #7333 - CORPORATE BONDS 302264 345488 TCW #7333 - CORPORATE BONDS 539517 512222 GOLDMAN SACHS #4315 - US EQUITIES 1222682 1534938 GOLDMAN SACHS #4307 - US EQUITIES 1330650 1538908 TCW #6415 - US EQUITIES 2550841 3687337 TCW #6416 - US EQUITIES 2829748 4161397 GOLDMAN SACHS #3229 - NON-US EQUITIES 827173 898815 TCW SECURITIZED OPPORTUNITIES, LP AT COST 1151823 1601931 THE CYPRESS PARTNERS LP AT COST 1015840 1048494 GROW SMALL CAP EQUITY LONG/SHORT LP AT COST 988594 837838 SEED MACKALL 123 0 0 ADJUST CONTRIBUTIONS TO COST BASIS 92960 BANK FEES 225 225 0 INVESTMENT FEES 1666 1666 0 CALIFORNIA FILING FEES 10 0 10 ANNUAL LICENSE FEE 150 0 150 OTHER INVESTMENT FEES 118573 118573 0 OFFICE EXPENSE 46 0 46 CYPRESS PARTNERS 2801 0 2801 LITIGATION SETTLEMENT 1020 1020 1020 MANAGEMENT FEES 129982 129982 0 FEDERAL TAX PAYMENTS 34587 0 0 FOREIGN TAXES 3291 3291 0 PENALTIES AND INTEREST 378 0 0