LIVINGKIND INC: Form 990, tax year 2014
View the entire original 990 at ProPublica ↗
- Organization
- LIVINGKIND INC (EIN 41-2055310)
- Tax period
- 2014-01-01 to 2014-12-31
- Filed
- 2015-04-07
- IRS object ID
- 201500979349300520
- Schema version
- 2014v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-04-07T16:06:50-05:00 | ReturnTs |
| Tax Period End | 2014-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 271728945 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | O'CONNOR DAVIES LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 500 MAMARONECK AVENUE | AddressLine1Txt |
| City | HARRISON | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 105281633 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnTypeCd |
| Tax Period Begin | 2014-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 412055310 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HUMANE EDUCATION ADVOCATES REACHING | BusinessNameLine1Txt |
| Business Name Line2 | TEACHERS (HEART) | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | HUMA | BusinessNameControlTxt |
| Phone | 9143810309 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 738 | AddressLine1Txt |
| City | MAMARONECK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10543 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | BRAD GOLDBERG | PersonNm |
| Person Title | CHAIRMAN/TREASURER | PersonTitleTxt |
| Phone | 9143810309 | PhoneNum |
| Signature | 2015-04-06 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | GARRETT M HIGGINS | PreparerPersonNm |
| PTIN | P00543209 | PTIN |
| Phone | 9143818900 | PhoneNum |
| Preparation | 2015-04-06 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2014 | TaxYr |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Principal Officer | BRAD GOLDBERG | PrincipalOfficerNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 738 | AddressLine1Txt |
| City | MAMARONECK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10543 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | $556,116 | GrossReceiptsAmt |
| Group Return For Affiliates | 0 | GroupReturnForAffiliatesInd |
| Organization501c3 | Yes (X) | Organization501c3Ind |
| Website Address | WWW.TEACHHUMANE.ORG | WebsiteAddressTxt |
| Type Of Organization Corp | Yes (X) | TypeOfOrganizationCorpInd |
| Formation | 2001 | FormationYr |
| Legal Domicile State | NY | LegalDomicileStateCd |
| Activity Or Mission | SEE SCHEDULE O FOR DESCRIPTION OF MOST SIGNIFICANT ACTIVITIES. | ActivityOrMissionDesc |
| Voting Members Governing Body | 5 | VotingMembersGoverningBodyCnt |
| Voting Members Independent | 5 | VotingMembersIndependentCnt |
| Total Employee | 15 | TotalEmployeeCnt |
| Total Volunteers | 25 | TotalVolunteersCnt |
| Total Gross UBI | $0 | TotalGrossUBIAmt |
| Net Unrelated Bus Txbl Incm | $0 | NetUnrelatedBusTxblIncmAmt |
| PY Contributions Grants | $575,044 | PYContributionsGrantsAmt |
| CY Contributions Grants | $556,112 | CYContributionsGrantsAmt |
| PY Program Service Revenue | $66,561 | PYProgramServiceRevenueAmt |
| CY Program Service Revenue | $0 | CYProgramServiceRevenueAmt |
| PY Investment Income | $2 | PYInvestmentIncomeAmt |
| CY Investment Income | $4 | CYInvestmentIncomeAmt |
| PY Other Revenue | $0 | PYOtherRevenueAmt |
| CY Other Revenue | $0 | CYOtherRevenueAmt |
| PY Total Revenue | $641,607 | PYTotalRevenueAmt |
| CY Total Revenue | $556,116 | CYTotalRevenueAmt |
| PY Grants And Similar Paid | $18,553 | PYGrantsAndSimilarPaidAmt |
| CY Grants And Similar Paid | $0 | CYGrantsAndSimilarPaidAmt |
| PY Benefits Paid To Members | $0 | PYBenefitsPaidToMembersAmt |
| CY Benefits Paid To Members | $0 | CYBenefitsPaidToMembersAmt |
| PY Salaries Comp Emp Bnft Paid | $474,361 | PYSalariesCompEmpBnftPaidAmt |
| CY Salaries Comp Emp Bnft Paid | $471,480 | CYSalariesCompEmpBnftPaidAmt |
| PY Total Prof Fndrsng Expns | $0 | PYTotalProfFndrsngExpnsAmt |
| CY Total Prof Fndrsng Expns | $0 | CYTotalProfFndrsngExpnsAmt |
| CY Total Fundraising Expense | $53,629 | CYTotalFundraisingExpenseAmt |
| PY Other Expenses | $125,212 | PYOtherExpensesAmt |
| CY Other Expenses | $73,248 | CYOtherExpensesAmt |
| PY Total Expenses | $618,126 | PYTotalExpensesAmt |
| CY Total Expenses | $544,728 | CYTotalExpensesAmt |
| PY Revenues Less Expenses | $23,481 | PYRevenuesLessExpensesAmt |
| CY Revenues Less Expenses | $11,388 | CYRevenuesLessExpensesAmt |
| Total Assets BOY | $211,711 | TotalAssetsBOYAmt |
| Total Assets EOY | $223,099 | TotalAssetsEOYAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Net Assets Or Fund Balances BOY | $211,711 | NetAssetsOrFundBalancesBOYAmt |
| Net Assets Or Fund Balances EOY | $223,099 | NetAssetsOrFundBalancesEOYAmt |
| Info In Schedule O Part III | Yes (X) | InfoInScheduleOPartIIIInd |
| Mission | HEART'S MISSION IS TO FOSTER COMPASSION AND RESPECT FOR OTHER HUMAN BEINGS, ANIMALS AND THE ENVIRONMENT BY EDUCATING YOUTH AND TEACHERS IN HUMANE EDUCATION. | MissionDesc |
| Significant New Program Srvc | 0 | SignificantNewProgramSrvcInd |
| Significant Change | 0 | SignificantChangeInd |
| Expense | $283,246 | ExpenseAmt |
| Desc | STUDENT PROGRAMS: HEART'S HUMANE LIVING PROGRAM IS A FLEXIBLE HUMANE EDUCATION CURRICULUM THAT COVERS A WIDE RANGE OF HUMAN RIGHTS, ANIMAL PROTECTION AND ENVIRONMENTAL PRESERVATION ISSUES. WE OFFER THE HUMANE LIVING PROGRAM TO STUDENTS IN K-12 IN FOUR AGE-APPROPRIATE VERSIONS: K-2ND GRADE; 3RD-5TH GRADE; MIDDLE SCHOOL; AND HIGH SCHOOL. HEART'S SPECIALLY TRAINED EDUCATORS TEACH THESE LESSONS IN A FORMAT THAT IS ADAPTED TO MEET THE NEEDS OF THE DIFFERENT SCHOOLS AND STUDENT POPULATIONS. IN 2014, HEART REACHED MORE THAN 6,000 STUDENTS IN THE NEW YORK CITY, CHICAGO, INDIANAPOLIS AND PORTLAND OREGON AREAS. WE OFFERED MULTI-LESSON IN-CLASS PROGRAMS AT OVER 60 PUBLIC SCHOOLS. WE ALSO FACILITATED SEVERAL EXPERIENTIAL LEARNING PROJECTS, WHERE STUDENTS PUT THEIR VALUES INTO ACTION THROUGH OUR SERVICE LEARNING CURRICULUM CONDUCTED IN BOTH SCHOOL-BASED AND AFTER-SCHOOL PROGRAMS IN PARTNERSHIP WITH VARIOUS ORGANIZATIONS. IN ADDITION, WE CONDUCTED OUR OWN CUSTOMIZED SUMMER CAMPS: A 3-WEEK "HAVE A HEART" CAMP, IN PARTNERSHIP WITH THE HUNTS POINT ALLIANCE FOR CHILDREN, IN THE BRONX; A 3-WEEK SUMMER PROGRAM WITH THE ACADEMY FOR GLOBAL CITIZENSHIP IN CHICAGO, AND A 2-WEEK "CLIMATE CHANGE CAMP" IN PARTNERSHIP WITH THE PEACE LEARNING CENTER IN INDIANAPOLIS. | Desc |
Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | $106,797 | ExpenseAmt |
| Desc | TEACHER TRAINING AND PROFESSIONAL DEVELOPMENT:OVER THE PAST YEAR, HEART REACHED COUNTLESS TEACHERS AND FUTURE EDUCATORS THROUGH NUMEROUS WORKSHOPS. ONE OF OUR MAJOR TEACHER TRAINING PROJECTS WAS A CREDIT-BEARING 36-HOUR HUMANE EDUCATION PROFESSIONAL DEVELOPMENT COURSE WE CONDUCTED FOR SCHOOLTEACHERS THROUGH THE NYC DOE THAT QUALIFIED THEM TOWARD A SALARY DIFFERENTIAL. THIS COURSE HAD THE RIGOR OF A GRADUATE LEVEL COURSE AND WAS VERY WELL RECEIVED. ANOTHER MAJOR INITIATIVE WAS A PARTNERSHIP WITH THE NASSAU COUNTY DISTRICT ATTORNEY'S OFFICE WHERE WE TRAINED SENIOR ASSISTANT DISTRICT ATTORNEYS TO OFFER HUMANE EDUCATION ASSEMBLIES AT ELEMENTARY SCHOOLS IN NASSAU COUNTY, MAKING HUMANE EDUCATION ONE OF THEIR NEW COMMUNITY PROGRAMS. WE ALSO TRAINED VOLUNTEER TEACHERS, ATTORNEYS, LAW STUDENTS, ANIMAL ACTIVISTS AND CONCERNED CITIZENS TO CONDUCT HUMANE EDUCATION LESSONS AT SCHOOLS AND IN OUT-OF-SCHOOL VENUES LIKE LIBRARIES AND COMMUNITY CENTERS. | Desc |
Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | $74,160 | ExpenseAmt |
| Desc | RESOURCE AND CURRICULUM DEVELOPMENT:HEART WORKED ON DEVELOPING NUMEROUS RESOURCES IN THE PAST YEAR. WE COMPLETED, PRINTED AND BEGAN DISTRIBUTION OF AN EXTENSIVE 160 PAGE RESOURCE GUIDE OF 40 LESSONS AND ACTIVITIES FOR BOTH SEASONED AND LESS EXPERIENCED EDUCATORS TO IMPLEMENT IN K-12 PROGRAMS IN SCHOOLS AND NON-TRADITIONAL VENUES. WE ALSO PROVIDED SPECIALIZED CURRICULUM DEVELOPMENT FOR SCHOOLS AND NON-PROFIT AGENCIES TO EXPAND THE HUMANE LIVING PROGRAM TO MEET SPECIFIC NEEDS. FOR EXAMPLE, WE WORKED WITJH RESCUE PAW FOUNDATION TO PREPARE A HUMANE EDUCATION CURRICULUM THAT IS BEING OFFERED IN ALABAMA AND WE WORKED WITH ANIMAL HAVEN SHELTER TO EXPAND AN EARLY CHILDHOOD SERVICE-ORIENTED WORKSHOP SERIES. WE ALSO DEVELOPED A SECOND 10-LESSON UPPER ELEMENTARY CURRICULUM, AS WELL AS ASSEMBLY, LIBRARY AND CAMP PROGRAMMING. FINALLY, WE CONTINUED TO EXPAND OUR OWN SERIES OF VIDEOS ON ANIMALS TO COMPLEMENT OUR CLASSROOM LESSONS, AND DEVELOPED ADDITIONAL VIDEO TUTORIALS SHOWING EDUCATORS HOW TO CONDUCT MEANINGFUL PROJECT-BASED HUMANE EDUCATION ACTIVITIES WITH YOUTH. | Desc |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Expenses | $464,203 | TotalProgramServiceExpensesAmt |
| Described In Section501c3 | Yes (1) | DescribedInSection501c3Ind |
| Schedule B Required | Yes (1) | ScheduleBRequiredInd |
| Political Campaign Acty | 0 | PoliticalCampaignActyInd |
| Lobbying Activities | Yes (1) | LobbyingActivitiesInd |
| Subject To Proxy Tax | 0 | SubjectToProxyTaxInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Conservation Easements | 0 | ConservationEasementsInd |
| Collections Of Art | 0 | CollectionsOfArtInd |
| Credit Counseling | 0 | CreditCounselingInd |
| Temp Or Permanent Endowments | 0 | TempOrPermanentEndowmentsInd |
| Report Land Building Equipment | 0 | ReportLandBuildingEquipmentInd |
| Report Investments Other Sec | 0 | ReportInvestmentsOtherSecInd |
| Report Program Related Invst | 0 | ReportProgramRelatedInvstInd |
| Report Other Assets | 0 | ReportOtherAssetsInd |
| Report Other Liabilities | 0 | ReportOtherLiabilitiesInd |
| Include FIN48 Footnote | Yes (1) | IncludeFIN48FootnoteInd |
| Independent Audit Fincl Stmt | Yes (1) | IndependentAuditFinclStmtInd |
| Consolidated Audit Fincl Stmt | 0 | ConsolidatedAuditFinclStmtInd |
| School Operating | 0 | SchoolOperatingInd |
| Foreign Office | 0 | ForeignOfficeInd |
| Foreign Activities | 0 | ForeignActivitiesInd |
| More Than5000 K To Org | 0 | MoreThan5000KToOrgInd |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividualsInd |
| Professional Fundraising | 0 | ProfessionalFundraisingInd |
| Fundraising Activities | 0 | FundraisingActivitiesInd |
| Gaming Activities | 0 | GamingActivitiesInd |
| Operate Hospital | 0 | OperateHospitalInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Schedule J Required | 0 | ScheduleJRequiredInd |
| Tax Exempt Bonds | 0 | TaxExemptBondsInd |
| Engaged In Excess Benefit Trans | 0 | EngagedInExcessBenefitTransInd |
| PY Excess Benefit Trans | 0 | PYExcessBenefitTransInd |
| Loan Outstanding | 0 | LoanOutstandingInd |
| Grant To Related Person | 0 | GrantToRelatedPersonInd |
| Business Rln With Org Mem | 0 | BusinessRlnWithOrgMemInd |
| Business Rln With Fam Mem | 0 | BusinessRlnWithFamMemInd |
| Business Rln With Officer Ent | 0 | BusinessRlnWithOfficerEntInd |
| Deductible Non Cash Contri | 0 | DeductibleNonCashContriInd |
| Deductible Art Contribution | 0 | DeductibleArtContributionInd |
| Terminate Operations | 0 | TerminateOperationsInd |
| Partial Liquidation | 0 | PartialLiquidationInd |
| Disregarded Entity | 0 | DisregardedEntityInd |
| Related Entity | 0 | RelatedEntityInd |
| Related Organization Ctrl Ent | 0 | RelatedOrganizationCtrlEntInd |
| Trnsfr Exmpt Non Chrtbl Rltd Org | 0 | TrnsfrExmptNonChrtblRltdOrgInd |
| Activities Conducted Prtshp | 0 | ActivitiesConductedPrtshpInd |
| Schedule O Required | Yes (1) | ScheduleORequiredInd |
| IRP Document | 2 | IRPDocumentCnt |
| IRP Document W2 G | 0 | IRPDocumentW2GCnt |
| Employee | 15 | EmployeeCnt |
| Employment Tax Returns Filed | Yes (1) | EmploymentTaxReturnsFiledInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Foreign Financial Account | 0 | ForeignFinancialAccountInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Taxable Party Notification | 0 | TaxablePartyNotificationInd |
| Nondeductible Contributions | 0 | NondeductibleContributionsInd |
| Quid Pro Quo Contributions | 0 | QuidProQuoContributionsInd |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOfInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Indoor Tanning Services | 0 | IndoorTanningServicesInd |
| Info In Schedule O Part VI | Yes (X) | InfoInScheduleOPartVIInd |
| Governing Body Voting Members | 5 | GoverningBodyVotingMembersCnt |
| Independent Voting Member | 5 | IndependentVotingMemberCnt |
| Family Or Business Rln | 0 | FamilyOrBusinessRlnInd |
| Delegation Of Mgmt Duties | 0 | DelegationOfMgmtDutiesInd |
| Change To Org Documents | 0 | ChangeToOrgDocumentsInd |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuseInd |
| Members Or Stockholders | 0 | MembersOrStockholdersInd |
| Election Of Board Members | 0 | ElectionOfBoardMembersInd |
| Decisions Subject To Approva | 0 | DecisionsSubjectToApprovaInd |
| Minutes Of Governing Body | Yes (1) | MinutesOfGoverningBodyInd |
| Minutes Of Committees | Yes (1) | MinutesOfCommitteesInd |
| Officer Mailing Address | 0 | OfficerMailingAddressInd |
| Local Chapters | Yes (1) | LocalChaptersInd |
| Policies Reference Chapters | Yes (1) | PoliciesReferenceChaptersInd |
| Form990 Provided To Gvrn Body | Yes (1) | Form990ProvidedToGvrnBodyInd |
| Conflict Of Interest Policy | Yes (1) | ConflictOfInterestPolicyInd |
| Annual Disclosure Covered Prsn | Yes (1) | AnnualDisclosureCoveredPrsnInd |
| Regular Monitoring Enfrc | Yes (1) | RegularMonitoringEnfrcInd |
| Whistleblower Policy | Yes (1) | WhistleblowerPolicyInd |
| Document Retention Policy | Yes (1) | DocumentRetentionPolicyInd |
| Compensation Process CEO | Yes (1) | CompensationProcessCEOInd |
| Compensation Process Other | 0 | CompensationProcessOtherInd |
| Investment In Joint Venture | 0 | InvestmentInJointVentureInd |
| States Where Copy Of Return Is Fld | CT | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | IL | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | NY | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | OR | StatesWhereCopyOfReturnIsFldCd |
| Other Website | Yes (X) | OtherWebsiteInd |
| Upon Request | Yes (X) | UponRequestInd |
Books In Care Of Detail BooksInCareOfDetail
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MR BRADLEY GOLDBERG | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 9143810309 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 141 HALSTEAD AVENUE SUITE 301 | AddressLine1Txt |
| City | MAMARONECK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10543 | ZIPCd |
Form990 Part VII Section A Form990PartVIISectionAGrp (10 entries)
| TitleTitleTxt | Average Hours Per WeekAverageHoursPerWeekRt | Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd | OfficerOfficerInd | Reportable Comp From OrgReportableCompFromOrgAmt | Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt | Other CompensationOtherCompensationAmt |
|---|---|---|---|---|---|---|
| BRAD GOLDBERG | ||||||
| CHAIRMAN/TREASURER | 25.00 | Yes (X) | Yes (X) | $0 | $0 | $0 |
| ASHLEY CRAIG | ||||||
| DIRECTOR - THRU DEC. 2014 | 3.00 | Yes (X) | $0 | $0 | $0 | |
| ROSEMARY LEE | ||||||
| DIRECTOR - THRU DEC. 2014 | 1.00 | Yes (X) | $0 | $0 | $0 | |
| SHERYL PIPE | ||||||
| SECRETARY - THRU DEC. 2014 | 1.00 | Yes (X) | Yes (X) | $0 | $0 | $0 |
| LENA TOWNSEND | ||||||
| DIRECTOR | 1.00 | Yes (X) | $0 | $0 | $0 | |
| ZOE WEIL | ||||||
| DIRECTOR - THRU DEC. 2014 | 1.00 | Yes (X) | $0 | $0 | $0 | |
| STEVE WHITMAN | ||||||
| SECRETARY | 1.00 | Yes (X) | Yes (X) | $0 | $0 | $0 |
| RICHARD GOLD | ||||||
| DIRECTOR | 1.00 | Yes (X) | $0 | $0 | $0 | |
| CANDY UDELL | ||||||
| DIRECTOR | 1.00 | Yes (X) | $0 | $0 | $0 | |
| MEENA ALAGAPPAN ESQ | ||||||
| EXECUTIVE DIRECTOR | 40.00 | Yes (X) | $92,143 | $0 | $6,418 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | $92,143 | TotalReportableCompFromOrgAmt |
| Tot Reportable Comp Rltd Org | $0 | TotReportableCompRltdOrgAmt |
| Total Other Compensation | $6,418 | TotalOtherCompensationAmt |
| Indiv Rcvd Greater Than100 K | 0 | IndivRcvdGreaterThan100KCnt |
| Former Ofcr Employees Listed | 0 | FormerOfcrEmployeesListedInd |
| Total Comp Greater Than150 K | 0 | TotalCompGreaterThan150KInd |
| Compensation From Other Srcs | 0 | CompensationFromOtherSrcsInd |
| Cntrct Rcvd Greater Than100 K | 0 | CntrctRcvdGreaterThan100KCnt |
| Government Grants | $32,000 | GovernmentGrantsAmt |
| All Other Contributions | $524,112 | AllOtherContributionsAmt |
| Total Contributions | $556,112 | TotalContributionsAmt |
Investment Income InvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $4 | TotalRevenueColumnAmt |
| Exclusion | $4 | ExclusionAmt |
Total Revenue TotalRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $556,116 | TotalRevenueColumnAmt |
| Related Or Exempt Func Income | $0 | RelatedOrExemptFuncIncomeAmt |
| Unrelated Business Revenue | $0 | UnrelatedBusinessRevenueAmt |
| Exclusion | $4 | ExclusionAmt |
Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $99,258 | TotalAmt |
| Program Services | $77,421 | ProgramServicesAmt |
| Management And General | $13,896 | ManagementAndGeneralAmt |
| Fundraising | $7,941 | FundraisingAmt |
Other Salaries And Wages OtherSalariesAndWagesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $315,737 | TotalAmt |
| Program Services | $281,630 | ProgramServicesAmt |
| Management And General | $198 | ManagementAndGeneralAmt |
| Fundraising | $33,909 | FundraisingAmt |
Pension Plan Contributions PensionPlanContributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $3,352 | TotalAmt |
| Program Services | $3,188 | ProgramServicesAmt |
| Fundraising | $164 | FundraisingAmt |
Other Employee Benefits OtherEmployeeBenefitsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $15,230 | TotalAmt |
| Program Services | $14,288 | ProgramServicesAmt |
| Management And General | $82 | ManagementAndGeneralAmt |
| Fundraising | $860 | FundraisingAmt |
Payroll Taxes PayrollTaxesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $37,903 | TotalAmt |
| Program Services | $34,404 | ProgramServicesAmt |
| Management And General | $1,187 | ManagementAndGeneralAmt |
| Fundraising | $2,312 | FundraisingAmt |
Fees For Services Accounting FeesForServicesAccountingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $4,585 | TotalAmt |
| Management And General | $4,585 | ManagementAndGeneralAmt |
Fees For Services Other FeesForServicesOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $7,530 | TotalAmt |
| Program Services | $5,330 | ProgramServicesAmt |
| Management And General | $1,100 | ManagementAndGeneralAmt |
| Fundraising | $1,100 | FundraisingAmt |
Advertising AdvertisingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $834 | TotalAmt |
| Management And General | $417 | ManagementAndGeneralAmt |
| Fundraising | $417 | FundraisingAmt |
Office Expenses OfficeExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $25,406 | TotalAmt |
| Program Services | $21,761 | ProgramServicesAmt |
| Management And General | $1,263 | ManagementAndGeneralAmt |
| Fundraising | $2,382 | FundraisingAmt |
Information Technology InformationTechnologyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $5,908 | TotalAmt |
| Program Services | $4,607 | ProgramServicesAmt |
| Management And General | $591 | ManagementAndGeneralAmt |
| Fundraising | $710 | FundraisingAmt |
Occupancy OccupancyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $9,716 | TotalAmt |
| Program Services | $6,801 | ProgramServicesAmt |
| Management And General | $972 | ManagementAndGeneralAmt |
| Fundraising | $1,943 | FundraisingAmt |
Travel TravelGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $10,650 | TotalAmt |
| Program Services | $10,650 | ProgramServicesAmt |
Conferences Meetings ConferencesMeetingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $46 | TotalAmt |
| Program Services | $32 | ProgramServicesAmt |
| Management And General | $5 | ManagementAndGeneralAmt |
| Fundraising | $9 | FundraisingAmt |
Insurance InsuranceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $6,982 | TotalAmt |
| Program Services | $3,491 | ProgramServicesAmt |
| Management And General | $2,514 | ManagementAndGeneralAmt |
| Fundraising | $977 | FundraisingAmt |
Other Expenses OtherExpensesGrp (3 entries)
| DescDesc | TotalTotalAmt | FundraisingFundraisingAmt | Program ServicesProgramServicesAmt | Management And GeneralManagementAndGeneralAmt |
|---|---|---|---|---|
| FUNDRAISING | $734 | $734 | ||
| MISCELLANEOUS | $626 | $125 | $438 | $63 |
| MEALS | $231 | $46 | $162 | $23 |
Total Functional Expenses TotalFunctionalExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $544,728 | TotalAmt |
| Program Services | $464,203 | ProgramServicesAmt |
| Management And General | $26,896 | ManagementAndGeneralAmt |
| Fundraising | $53,629 | FundraisingAmt |
Cash Non Interest Bearing CashNonInterestBearingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $199,537 | BOYAmt |
| EOY | $207,147 | EOYAmt |
Savings And Temp Cash Invst SavingsAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $6,879 | BOYAmt |
| EOY | $7,280 | EOYAmt |
Pledges And Grants Receivable PledgesAndGrantsReceivableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $5,295 | BOYAmt |
| EOY | $8,672 | EOYAmt |
Total Assets TotalAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $211,711 | BOYAmt |
| EOY | $223,099 | EOYAmt |
Total Liabilities TotalLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
Unrestricted Net Assets UnrestrictedNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $170,711 | BOYAmt |
| EOY | $173,099 | EOYAmt |
Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $41,000 | BOYAmt |
| EOY | $50,000 | EOYAmt |
Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $211,711 | BOYAmt |
| EOY | $223,099 | EOYAmt |
Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $211,711 | BOYAmt |
| EOY | $223,099 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Reconcilation Revenue Expnss | $11,388 | ReconcilationRevenueExpnssAmt |
| Other Changes In Net Assets | $0 | OtherChangesInNetAssetsAmt |
| Info In Schedule O Part XII | Yes (X) | InfoInScheduleOPartXIIInd |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
| Accountant Compile Or Review | 0 | AccountantCompileOrReviewInd |
| FS Audited | Yes (1) | FSAuditedInd |
FS Audited Basis FSAuditedBasisGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Separate Basis Fincl Stmt | Yes (X) | SeparateBasisFinclStmtInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Audit Committee | 0 | AuditCommitteeInd |
| Federal Grant Audit Required | 0 | FederalGrantAuditRequiredInd |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Public Organization170 | Yes (X) | PublicOrganization170Ind |
Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $424,085 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $506,213 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $562,711 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $575,044 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $556,112 | CurrentTaxYearAmt |
| Total | $2,624,165 | TotalAmt |
Total Calendar Year170 TotalCalendarYear170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $424,085 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $506,213 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $562,711 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $575,044 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $556,112 | CurrentTaxYearAmt |
| Total | $2,624,165 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Substantial Contributors Tot | $878,612 | SubstantialContributorsTotAmt |
| Public Support Total170 | $1,745,553 | PublicSupportTotal170Amt |
Gross Investment Income170 GrossInvestmentIncome170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus3 Years | $25 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $1 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $2 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $4 | CurrentTaxYearAmt |
| Total | $32 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Support | $2,624,197 | TotalSupportAmt |
| Gross Receipts Rltd Activities | $66,561 | GrossReceiptsRltdActivitiesAmt |
| Public Support CY170 | 0.66520 | PublicSupportCY170Pct |
| Public Support PY170 | 0.65450 | PublicSupportPY170Pct |
| Thirty Thr Pct Suprt Tests CY170 | Yes (X) | ThirtyThrPctSuprtTestsCY170Ind |
Schedule B IRS990ScheduleB
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | RESTRICTED | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | RESTRICTED | TotalContributionsAmt |
Schedule C IRS990ScheduleC
Other Exempt Purpose Expend OtherExemptPurposeExpendGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $544,728 | FilingOrganizationsTotalAmt |
Total Exempt Purpose Expend TotalExemptPurposeExpendGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $544,728 | FilingOrganizationsTotalAmt |
Lobbying Nontaxable Amount LobbyingNontaxableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $106,709 | FilingOrganizationsTotalAmt |
Grassroots Nontaxable GrassrootsNontaxableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $26,677 | FilingOrganizationsTotalAmt |
Tot Lbbyng Grassroot Mns Non Tx TotLbbyngGrassrootMnsNonTxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $0 | FilingOrganizationsTotalAmt |
Tot Lbby Expend Mns Lbbyng Non Tx TotLbbyExpendMnsLbbyngNonTxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $0 | FilingOrganizationsTotalAmt |
Avg Lobbying Nontaxable Amount AvgLobbyingNontaxableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | $91,651 | CurrentYearMinus3Amt |
| Current Year Minus2 | $108,202 | CurrentYearMinus2Amt |
| Current Year Minus1 | $117,719 | CurrentYearMinus1Amt |
| Current Year | $106,709 | CurrentYearAmt |
| Total | $424,281 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Lobbying Ceiling | $636,422 | LobbyingCeilingAmt |
Avg Total Lobbying Expend AvgTotalLobbyingExpendGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | $1,200 | CurrentYearMinus3Amt |
| Total | $1,200 | TotalAmt |
Avg Grassroots Nontaxable AvgGrassrootsNontaxableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | $22,913 | CurrentYearMinus3Amt |
| Current Year Minus2 | $27,051 | CurrentYearMinus2Amt |
| Current Year Minus1 | $29,430 | CurrentYearMinus1Amt |
| Current Year | $26,677 | CurrentYearAmt |
| Total | $106,071 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grassroots Ceiling | $159,107 | GrassrootsCeilingAmt |
Schedule D IRS990ScheduleD
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Land Buildings | $0 | TotalBookValueLandBuildingsAmt |
| Footnote Text | Yes (X) | FootnoteTextInd |
| Total Rev Etc Audited Fincl Stmt | $556,116 | TotalRevEtcAuditedFinclStmtAmt |
| Revenue Not Reported | $0 | RevenueNotReportedAmt |
| Revenue Subtotal | $556,116 | RevenueSubtotalAmt |
| Revenue Not Reported Fincl Stmt | $0 | RevenueNotReportedFinclStmtAmt |
| Total Revenue Per Form990 | $556,116 | TotalRevenuePerForm990Amt |
| Tot Expns Etc Audited Fincl Stmt | $544,728 | TotExpnsEtcAuditedFinclStmtAmt |
| Expenses Not Reported | $0 | ExpensesNotReportedAmt |
| Expenses Subtotal | $544,728 | ExpensesSubtotalAmt |
| Expenses Not Rpt Fincl Stmt | $0 | ExpensesNotRptFinclStmtAmt |
| Total Expenses Per Form990 | $544,728 | TotalExpensesPerForm990Amt |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | PART X, LINE 2: | FormAndLineReferenceDesc |
| Explanation | HEART IS RECOGNIZED AS TAX EXEMPT PURSUANT TO SECTION 501(C) (3) OF THE INTERNAL REVENUE CODE. HEART RECOGNIZES THE EFFECT OF TAX POSITIONS ONLY WHEN THEY ARE MORE LIKELY THAN NOT TO BE SUSTAINED. MANAGEMENT HAS DETERMINED THAT HEART HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION OR DISCLOSURE. HEART IS NO LONGER SUBJECT TO EXAMINATIONS BY THE APPLICABLE TAXING JURISDICTIONS FOR PERIODS PRIOR TO DECEMBER 31, 2011. | ExplanationTxt |
Schedule O IRS990ScheduleO
Supplemental Information Detail SupplementalInformationDetail (6 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| FORM 990, PART I, LINE 1 | HEART'S HUMANE EDUCATION PROGRAMS SEEK TO INSTILL COMPASSION AND RESPECT FOR OTHER PEOPLE, ANIMALS AND THE ENVIRONMENT AND PROVIDE STUDENTS THE TOOLS TO MAKE POSITIVE CHANGES. HEART HAS SPECIALLY DESIGNED AGE-APPROPRIATE INSTRUCTIONAL PROGRAMS TAUGHT BY THEIR OWN STAFF OF HUMANE EDUCATION INSTRUCTORS. HUMANE EDUCATION IS REQUIRED BY STATE MANDATE TO BE TAUGHT IN ALL PUBLIC ELEMENTARY SCHOOLS IN NEW YORK WITH A LOSS OF PUBLIC FUNDING IF THE LAW IS NOT ADHERED TO. IN REALITY, FEW TEACHERS OR ADMINISTRATORS ARE EVEN AWARE OF THE LAW AND HEART IS ONE OF THE FEW ORGANIZATIONS PROVIDING CRITICAL HUMANE EDUCATION SERVICES. IN 2014 THERE WAS A CONTINUED FOCUS ON INCORPORATING SERVICE LEARNING INTO ALL ASPECTS OF THE ORGANIZATION'S PROGRAMMING, INCLUDING BOTH THE IN-CLASS PROGRAM AND THE AFTER-SCHOOL AND OUT OF SCHOOL PROGRAMS. IN ADDITION, HEART CONTINUED TO EXPAND AND BROADEN THE PROGRAM TO TRAIN TEACHERS AND OTHER PROFESSIONALS TO TEACH HEART LESSONS IN THEIR OWN SCHOOLS AND OTHER VENUES. HEART ALSO RAN THE HAVE A HEART SUMMER CAMP FOR THE FOURTH YEAR IN PARTNERSHIP WITH THE HUNTS POINT ALLIANCE FOR CHILDREN IN THE SOUTH BRONX AS WELL AS IN CHICAGO, INDIANAPOLIS, AND PORTLAND OREGON. WE ALSO CONTINUED OUR ONGOING PARTNERSHIP WITH ANIMAL HAVEN WITH THE LAUNCH OF THE CARING KIDS ANIMAL AMBASSADORS AFTER-SCHOOL PROGRAM. IN 2014 WE CONTINUED TO EXPAND OUR TEACHER TRAINING EFFORTS. WE AGAIN CO-SPONSORED A 36 HOUR CREDIT-BEARING HUMANE EDUCATION PROFESSIONAL DEVELOPMENT COURSE FOR SCHOOLTEACHERS THROUGH THE NYC DEPARTMENT OF EDUCATION AS WELL AS CONTINUED OUR PUBLIC SERVICE PROJECT WITH THE AMERICAN BAR ASSOCIATION BY TRAINING VOLUNTEER ATTORNEYS AND LAW SCHOOL STUDENTS TO TEACH OUR LESSONS IN LOCAL ELEMENTARY SCHOOLS. WE TEAMED UP WITH THE RESCUE PAWS FOUNDATION TO CREATE A CUSTOMIZED CURRICULUM FOR ELEMENTARY SCHOOL TEACHERS IN LAWRENCE COUNTY, ALABAMA - ONE OF THE POOREST COUNTIES IN THE STATE. WE ALSO CONDUCTED A PROFESSIONAL DEVELOPMENT WORKSHOP FOR NYC TEACHERS AT THE CHANCELLOR'S DAY CONFERENCE DEMONSTRATING HOW HUMANE EDUCATION CAN BE INCORPORATED INTO THEIR CURRICULUM. HEART CONTINUED TO EXPAND ITS NATIONAL REACH NOT ONLY THROUGH OUR OFFICES IN CHICAGO, INDIANAPOLIS AND PORTLAND OREGON BUT THROUGH OUR NATIONAL TEACHER TRAINING PROGRAM AS WELL AS THE DISTRIBUTION OF OUR RESOURCE MATERIALS INCLUDING THE RECENTLY PUBLISHED HUMANE EDUCATION RESOURCE GUIDE PUBLISHED IN PARTNERSHIP WITH THE ASPCA AND THE INTERNATIONAL FUND FOR ANIMAL WELFARE. THIS GUIDE IS NOW AVAILABLE ON OUR WEB SITE AS A FREE DOWNLOAD. HEART'S IS WORKING TO FORM A NATIONAL DISTRIBUTION NETWORK THAT CAN LEVERAGE OUR EXTENSIVE CURRICULUM THAT NOW INCLUDES OVER 160 LESSONS AS WELL AS THE EXPERTISE OF OUR STAFF THAT NOW INCLUDES FOUR CITY OFFICES. |
| FORM 990, PART VI, SECTION B, LINE 11 | HUMANE EDUCATION ADVOCATES REACHING TEACHERS HAS ITS FORM 990 PREPARED BY AN OUTSIDE ACCOUNTING FIRM AND HAS ESTABLISHED THE FOLLOWING REVIEW PROCESS TO ENSURE THAT THE INFORMATION REPORTED IS COMPLETE AND ACCURATE. WHEN THE FORM 990 HAS BEEN PREPARED, REVIEWED BY MANAGEMENT AND IS READY TO BE FILED WITH THE INTERNAL REVENUE SERVICE, IT IS ELECTRONICALLY SENT TO THE BOARD MEMBERS OF THE ORGANIZATION FOR ANY COMMENTS. ANY COMMENTS ARE THEN GROUPED, SUMMARIZED AND PROVIDED TO THE OUTSIDE ACCOUNTANTS. EACH ISSUE IS DOCUMENTED AND ADDRESSED UNTIL THE RETURN IS FINALIZED AND APPROVED FOR FILING. |
| FORM 990, PART VI, SECTION B, LINE 12C | EACH BOARD MEMBER AND OFFICER OF HEART, IS REQUIRED TO CONDUCT ALL THE AFFAIRS OF HEART IN THE BEST INTERESTS OF HEART, TO AVOID THE APPEARANCE OF A CONFLICT BETWEEN HIS OR HER PERSONAL INTERESTS AND THE INTERESTS OF HEART AND TO ENSURE THAT HE OR SHE DOES NOT BENEFIT PERSONALLY FROM HIS OR HER POSITION AS A TRUSTEE OR OFFICER. THIS OBLIGATION ALSO REQUIRES THAT THE BOARD OF DIRECTORS BE FULLY INFORMED REGARDING TRANSACTIONS AND ARRANGEMENTS INTO WHICH HEART ENTERS AND WITH RESPECT TO WHICH OFFICERS MAY HAVE AN INTEREST. TO ENSURE FAIRNESS IN THE BOARD'S DECISION-MAKING PROCESSES AND TO PROTECT HEART'S INTERESTS WHEN IT IS CONTEMPLATING ENTERING INTO A TRANSACTION OR ARRANGEMENT THAT MIGHT BENEFIT THE PRIVATE INTEREST OF ANY OF ITS TRUSTEES OF OFFICERS THE BOARD OF DIRECTORS HAS ADOPTED A CONFLICTS OF INTEREST POLICY. EACH DIRECTOR AND OFFICER SHALL ANNUALLY SIGN A STATEMENT WHICH AFFIRMS THAT SUCH PERSON: (A) HAS RECEIVED A COPY OF THE CONFLICTS OF INTEREST POLICY, (B) HAS READ AND UNDERSTOOD THIS POLICY, AND (C) HAS AGREED TO COMPLY WITH THIS POLICY. UPON THE FIRST KNOWLEDGE BY AN INTERESTED PERSON THAT THE BOARD OR A COMMITTEE THEREOF IS CONSIDERING A TRANSACTION OR ARRANGEMENT WITH AN ENTITY OR INDIVIDUAL WITH WHICH THE INTERESTED PERSON HAS AN INTEREST, THE INTERESTED PERSON MUST DISCLOSE THE EXISTENCE AND NATURE OF HIS OR HER INTEREST TO THE BOARD OR THE COMMITTEE OF THE BOARD CONSIDERING THE PROPOSED TRANSACTION OR ARRANGEMENT. AFTER DISCLOSURE OF THE INTEREST, THE INTERESTED PERSON MAY NOT PARTICIPATE IN CONSIDERATION OF THE PROPOSED TRANSACTION OR ARRANGEMENT, SHALL NOT VOTE ON SUCH TRANSACTION OR ARRANGEMENT, AND SHALL NOT BE PRESENT FOR THE CONSIDERATION OF OR VOTE ON SUCH TRANSACTION UNLESS THE BOARD OR COMMITTEE REQUESTS INFORMATION OR INTERPRETATION FROM THE INTERESTED PERSON. THE BOARD OR COMMITTEE SHALL THEN DETERMINE, BY A VOTE SUFFICIENT FOR SUCH PURPOSE WITHOUT COUNTING THE VOTE OF ANY INTERESTED PERSON, WHETHER THE TRANSACTION OR ARRANGEMENT IS IN HEART'S BEST INTERESTS AND IS FAIR AND REASONABLE TO HEART AND SHALL MAKE A DECISION WHETHER TO ENTER INTO THE TRANSACTION OR ARRANGEMENT IN ACCORDANCE WITH SUCH DETERMINATION. IN DETERMINING WHETHER THE TRANSACTION OR ARRANGEMENT IS IN HEART'S BEST INTEREST, HEART SHALL REVIEW AVAILABLE INFORMATION REGARDING THE COST OR BENEFIT OF COMPARABLE TRANSACTIONS OR ARRANGEMENTS, IF ANY. INTERESTED DIRECTORS MAY BE COUNTED IN DETERMINING THE PRESENCE OF A QUORUM AT A MEETING WHICH AUTHORIZES SUCH A TRANSACTION OR ARRANGEMENT. THE MINUTES OF THE BOARD OR THE COMMITTEE CONSIDERING THE INTEREST OF AN INTERESTED PERSON SHALL CONTAIN: - THE NAMES OF THE INTEREST PERSON(S) WHO DISCLOSED OR OTHERWISE WERE FOUND TO HAVE AN INTEREST, - THE NATURE OF THE INTEREST, - A RECORD OF ANY DETERMINATION AS TO WHETHER A TRANSACTION OR ARRANGEMENT WAS IN THE BEST INTERESTS OF AND FAIR AND REASONABLE TO HEART, NOTWITHSTANDING THE INTEREST, AND THE SPECIFIC REASONS SUPPORTING SUCH DETERMINATION, AND - THE NAMES OF THE PERSONS WHO WERE PRESENT FOR THE DISCUSSIONS ON THE TRANSACTION OR ARRANGEMENT AND A RECORD OF ANY VOTES TAKEN IN CONNECTION THEREWITH. |
| FORM 990, PART VI, SECTION B, LINE 15A | THE CHAIR OF HEART MAKES RECOMMENDATIONS ON THE EXECUTIVE DIRECTOR'S COMPENSATION. A CONFIDENTIAL MEMO IS PROVIDED TO THE BOARD IN ADVANCE OF THE FOURTH QUARTER BOARD MEETING WITH THESE RECOMMENDATIONS. THE RECOMMENDATIONS INCLUDE BOTH SALARY CHANGES AND BONUS AWARDS. THE RECOMMENDATIONS ARE BASED ON REPORTS ON COMPARABLE COMPENSATION FROM A GUIDESTAR COMPENSATION STUDY. AN EXECUTIVE SESSION AT THE FOURTH QUARTER BOARD MEETING IS HELD TO DISCUSS THESE COMPENSATION CHANGES. THE BOARD APPROVAL OF THE SALARY AND BONUS AWARDS IS DOCUMENTED IN THE MINUTES TO THE EXECUTIVE SESSION. |
| FORM 990, PART VI, SECTION C, LINE 19 | THE ORGANIZATION MAKES ITS FORM 990 AVAILABLE FOR PUBLIC INSPECTION AS REQUIRED UNDER SECTION 6104 OF THE INTERNAL REVENUE CODE BY POSTING IT ON GUIDESTAR.ORG AND OTHER SIMILAR TYPES OF WEBSITES. IN ADDITION, THE FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY, ARTICLES OF INCORPORATION AND BY-LAWS ARE ALSO AVAILABLE UPON WRITTEN REQUEST AT P.O. BOX 738, MAMARONECK, NY 10543 OR BY CALLING THE ORGANIZATION DIRECTLY AT (914)-381-0309. |
| FORM 990, PART XII, LINE 2C: | THE BOARD CHAIR/TREASURER ASSUME RESPONSIBILITY FOR THE SELECTION OF INDEPENDENT ACCOUNTANT AND OVERSIGHT OF THE AUDIT. |
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