ETHEL MAE HOCKER FOUNDATION: Form 990PF, tax year 2014
View the entire original 990 at ProPublica ↗
- Organization
- ETHEL MAE HOCKER FOUNDATION (EIN 20-1991591)
- Tax period
- 2014-07-01 to 2015-06-30
- Filed
- 2016-05-13
- IRS object ID
- 201641349349102134
- Schema version
- 2014v6.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Gain Loss Sale Other Assets Sch
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2016-05-13T13:26:13-05:00 | ReturnTs |
| Tax Period End | 2015-06-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 131639826 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | EISNERAMPER LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 130 NORTH 18TH STREET SUITE 3000 | AddressLine1Txt |
| City | PHILADELPHIA | CityNm |
| State Abbreviation | PA | StateAbbreviationCd |
| ZIP | 191032757 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2014-07-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 201991591 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE ETHEL MAE HOCKER FOUNDATION INC | BusinessNameLine1Txt |
| Business Name Line2 | C/O RICHARD A HOCKER | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ETHE | BusinessNameControlTxt |
| Phone | 2153021500 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3 CRESCENT DRIVE SUITE 400 | AddressLine1Txt |
| City | PHILADELPHIA | CityNm |
| State Abbreviation | PA | StateAbbreviationCd |
| ZIP | 19112 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | RICHARD A HOCKER | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 2153021500 | PhoneNum |
| Signature | 2016-05-06 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | THOMAS EARLEY | PreparerPersonNm |
| PTIN | P00142993 | PTIN |
| Phone | 2158818800 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2014 | TaxYr |
| Build TS | 2016-08-17 19:52:53Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $18,649,372 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $2,285,498 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $163 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $163 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $548,919 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $548,919 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$461,073 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $6,861,034 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | -$17,495 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | -$18,745 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $2,356,012 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $530,337 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Taxes Rev And Expnss | $35,686 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $586 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $9,900 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $9,900 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $271,945 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $271,840 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $105 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $317,531 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $272,426 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $10,005 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $817,645 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $817,645 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,135,176 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $272,426 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $827,650 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $1,220,836 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $257,911 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $2,254,048 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $2,614,875 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $2,614,875 | SavAndTempCashInvstEOYFMVAmt |
| Other Investments BOY | $14,676,435 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $16,051,371 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $16,034,497 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $16,930,483 | TotalAssetsBOYAmt |
| Total Assets EOY | $18,666,246 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $18,649,372 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $16,930,483 | UnrestrictedBOYAmt |
| Unrestricted EOY | $18,666,246 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $16,930,483 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $18,666,246 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $16,930,483 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $18,666,246 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $16,930,483 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $1,220,836 | ExcessRevenueOverExpensesAmt |
| Other Increases | $514,927 | OtherIncreasesAmt |
| Subtotal | $18,666,246 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $18,666,246 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (31 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt |
|---|---|---|---|---|---|
| ST GAIN/(LOSS) - DIVERSIFIED MICRO | P | $139,557 | $139,557 | ||
| LT GAIN/(LOSS) - DIVERSIFIED MICRO | P | $107,668 | $107,668 | ||
| ST GAIN/(LOSS) - SMALL CAPITALIZATION | P | $7,463 | $7,463 | ||
| LT GAIN/(LOSS) - SMALL CAPITALIZATION | P | $73,357 | $73,357 | ||
| ST GAIN/(LOSS) - SMALL TO MID CAP EQUITY | P | -$27,731 | -$27,731 | ||
| LT GAIN/(LOSS) - SMALL TO MID CAP EQUITY | P | -$10,675 | -$10,675 | ||
| ST GAIN/(LOSS) - MID CAP EQUITY | P | -$9,565 | -$9,565 | ||
| LT GAIN/(LOSS) - MID CAP EQUITY | P | $37,951 | $37,951 | ||
| ST GAIN/(LOSS) - FOCUSED MID CAP | P | -$376,872 | -$376,872 | ||
| ST GAIN/(LOSS) - FOCUSED MID CAP | P | $108,115 | $108,115 | ||
| ST GAIN/(LOSS) - CONVERTIBLE FUND | P | $9,923 | $9,923 | ||
| LT GAIN/(LOSS) - CONVERTIBLE FUND | P | $11,343 | $11,343 | ||
| ST GAIN/(LOSS) - SHORT DURATION HIGH YIELD | P | -$1,414 | -$1,414 | ||
| LT GAIN/(LOSS) - SHORT DURATION HIGH YIELD | P | -$401 | -$401 | ||
| ST GAIN/(LOSS) - CORE HIGH YIELD BOND | P | -$4,039 | -$4,039 | ||
| LT GAIN/(LOSS) - CORE HIGH YIELD BOND | P | -$6,884 | -$6,884 | ||
| ST GAIN/(LOSS) - CORE OPPORTUNISTIC | P | -$68,452 | -$68,452 | ||
| LT GAIN/(LOSS) - CORE OPPORTUNISTIC | P | $2,231 | $2,231 | ||
| ST GAIN/(LOSS) - LIBERTY FUND | P | -$186,321 | -$186,321 | ||
| LT GAIN/(LOSS) - LIBERTY FUND | P | $60,580 | $60,580 | ||
| ST GAIN/(LOSS) - BLACKGOLD | P | -$65,746 | -$65,746 | ||
| LT GAIN/(LOSS) - BLACKGOLD | P | $27,330 | $27,330 | ||
| ST GAIN/(LOSS) - SILVERLEAF EMHFEE | P | -$28,083 | -$28,083 | $470,751 | $498,834 |
| ST GAIN/(LOSS) - SILVERLEAF EMHFCE | P | $18,530 | $18,530 | $731,078 | $712,548 |
| ST GAIN/(LOSS) - SILVERLEAF EMHFFS | P | $77,079 | $77,079 | $1,810,982 | $1,733,903 |
| LT GAIN/(LOSS) - SILVERLEAF EMHFFS | P | $57,425 | $57,425 | $930,952 | $873,527 |
| ST GAIN/(LOSS) - SILVERLEAF EMHF | P | -$452,534 | -$452,534 | $708,888 | $1,161,422 |
| LT GAIN/(LOSS) - SILVERLEAF EMHF | P | $72,351 | $72,351 | $376,163 | $303,812 |
| DISPOSITION OF PARTNERSHIP INTEREST - CAPITAL STRUCTURE OPPORTUNITY OFFSHORE | P | $67,458 | $67,458 | $1,068,456 | $1,000,998 |
| DISPOSITION OF PARTNERSHIP INTEREST - JLP CREDIT OPPORTUNITY CAYMAN | P | $118,894 | $118,894 | $233,417 | $114,523 |
| DISPOSITION OF PARTNERSHIP INTEREST - BLACKGOLD CAPITAL PARTNERS LP | P | -$26,678 | -$26,678 | $511,179 | $537,857 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$268,140 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $795,230 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $18,184,027 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.043732 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $528,934 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $12,921,766 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.040934 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $575,495 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $10,778,132 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.053395 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $364,776 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $10,545,196 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.034592 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $250,469 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $8,516,737 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.029409 | DistributionYr5Rt |
| Total Distribution | 0.202062 | TotalDistributionRt |
| Average Distribution | 0.040412 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $18,550,736 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $749,672 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $2,579 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $752,251 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $827,650 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $2,579 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $2,579 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $2,579 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $24,036 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $24,036 | TotalPaymentsAndCreditsAmt |
| Overpayment | $21,457 | OverpaymentAmt |
| Applied To ES Tax | $21,457 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NJ | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | GERALD MCBRIDE | IndividualWithBooksNm |
| Phone | 2153021500 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3 CRESCENT DRIVE SUITE 400 | AddressLine1Txt |
| City | PHILADELPHIA | CityNm |
| State Abbreviation | PA | StateAbbreviationCd |
| ZIP | 19112 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| RICHARD A HOCKER | ||||||||
| 3 CRESCENT DRIVE SUITE 400 | PHILADELPHIA | PA | 19112 | TRUSTEE | 4.00 | $0 | $0 | $0 |
| MARCIA A HOCKER | ||||||||
| 3 CRESCENT DRIVE SUITE 400 | PHILADELPHIA | PA | 19112 | TRUSTEE | 4.00 | $0 | $0 | $0 |
| KIMBERLY A HOCKER | ||||||||
| 3 CRESCENT DRIVE SUITE 400 | PHILADELPHIA | PA | 19112 | TRUSTEE | 4.00 | $0 | $0 | $0 |
| KIRSTEN HOCKER | ||||||||
| 3 CRESCENT DRIVE SUITE 400 | PHILADELPHIA | PA | 19112 | TRUSTEE | 4.00 | $0 | $0 | $0 |
| JOHN J GALLAGHER JR | ||||||||
| 3 CRESCENT DRIVE SUITE 400 | PHILADELPHIA | PA | 19112 | TRUSTEE | 4.00 | $0 | $0 | $0 |
| GERALD MCBRIDE | ||||||||
| 3 CRESCENT DRIVE SUITE 400 | PHILADELPHIA | PA | 19112 | EXECUTIVE DIRECTOR | 4.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1Txt |
| Expenses1 | $0 | Expenses1Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
| Expenses1 | $0 | Expenses1Amt |
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $16,315,542 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $2,517,693 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $18,833,235 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $18,833,235 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $282,499 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $18,550,736 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $927,537 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $927,537 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $2,579 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $2,579 | TotalTaxAmt |
| Distributable Before Adj | $924,958 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $924,958 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $924,958 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $827,650 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $827,650 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $2,579 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $825,071 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $924,958 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $625,909 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $827,650 | QualifyingDistributionsAmt |
| Applied To Year1 | $625,909 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $201,741 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $723,217 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | RICHARD A HOCKER | ContributingManagerNm |
| Contributing Manager | MARCIA A HOCKER | ContributingManagerNm |
| Shareholder Manager | RICHARD A HOCKER | ShareholderManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (10 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| CAMDEN CATHOLIC HIGH SCHOOL | |||||||
| RT 38 AND CUTHBERT RD | CHERRY HILL | NJ | 08002 | N/A | 501(C)3 | SCHOLARSHIPS | $178,250 |
| CATHOLIC PARTNERSHIP SCHOOLS | |||||||
| 808 MARKET ST | CAMDEN | NJ | 08102 | N/A | 501(C)3 | SCHOLARSHIPS | $63,500 |
| CHRIST THE KING REGIONAL SCHOOL | |||||||
| 164 HOPKINS AVENUE | HADDONFIELD | NJ | 08033 | N/A | 501(C)3 | SCHOLARSHIPS | $16,450 |
| GESU SCHOOL | |||||||
| 1700 WEST THOMPSON ST | PHILADELPHIA | PA | 19121 | N/A | 501(C)3 | SCHOLARSHIPS | $67,050 |
| INDEPENDENCE MISSION SCHOOLS | |||||||
| 724 W LANCASTER AVE | WAYNE | PA | 19087 | N/A | 501(C)3 | SCHOLARSHIPS | $126,000 |
| ROMAN CATHOLIC HIGH SCHOOL | |||||||
| 301 N BROAD ST | PHILADELPHIA | PA | 19107 | N/A | 501(C)3 | SCHOLARSHIPS | $74,000 |
| ST HELENA MONTESSORI SCHOOL | |||||||
| 1343 SPRING STREET | SAINT HELENA | CA | 94574 | N/A | 501(C)3 | SCHOLARSHIPS | $16,150 |
| URBAN PROMISE MINISTRIES | |||||||
| 27 N 36TH STREET | CAMDEN | NJ | 08105 | N/A | 501(C)3 | SCHOLARSHIPS | $3,750 |
| VALLEY FORGE MILITARY ACADEMY FOUNDATION | |||||||
| 1001 EAGLE ROAD | WAYNE | PA | 19087 | N/A | 501(C)3 | SCHOLARSHIPS | $212,500 |
| WILDWOOD CATHOLIC HIGH SCHOOL | |||||||
| 1500 CENTRAL AVE | NORTH WILDWOOD | NJ | 08260 | N/A | 501(C)3 | SCHOLARSHIPS | $59,995 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $817,645 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $163 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 523000 | BusinessCd |
| Unrelated Business Taxbl Incm | $4,799 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $544,120 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 01 | ExclusionCd |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 523000 | BusinessCd |
| Unrelated Business Taxbl Incm | -$96,308 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$364,765 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | -$91,509 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $179,518 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $88,009 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (3 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd | Noncash ContributionNoncashContributionInd |
|---|---|---|---|---|---|---|---|
| RICHARD AND MARCIA HOCKER | |||||||
| 1 | 3 CRESCENT DRIVE SUITE 400 | PHILADELPHIA | PA | 19112 | $2,000,000 | Yes (X) | |
| RICHARD AND MARCIA HOCKER | |||||||
| 2 | 3 CRESCENT DRIVE SUITE 400 | PHILADELPHIA | PA | 19112 | $125,100 | Yes (X) | |
| RICHARD AND MARCIA HOCKER | |||||||
| 3 | 3 CRESCENT DRIVE SUITE 400 | PHILADELPHIA | PA | 19112 | $160,398 | Yes (X) | |
Non Cash Property Contribution NonCashPropertyContributionGrp (2 entries)
| ContributorContributorNum | Noncash PropertyNoncashPropertyDesc | Fair Market ValueFairMarketValueAmt | ReceivedReceivedDt |
|---|---|---|---|
| 2 | 30,000 SHS - MAGNUM HUNTER RESOURCES INC. | $125,100 | 2014-12-04 |
| 3 | 3,325 SHS - AMERICAN AIRLINES GROUP INC. | $160,398 | 2014-12-04 |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAssetGrp (3 entries)
| AssetAssetDesc | How AcquiredHowAcquiredTxt | Gross Sales PriceGrossSalesPriceAmt | Sales ExpenseSalesExpenseAmt | Total NetTotalNetAmt | BasisBasisAmt |
|---|---|---|---|---|---|
| ST GAIN/(LOSS) UBTI - SILVERLEAF EMHFCE | PURCHASED | $706 | $0 | $706 | |
| ST GAIN/(LOSS) UBTI - SILVERLEAF EMHF | PURCHASED | $0 | -$115,476 | $115,476 | |
| LT GAIN/(LOSS) UBTI - SILVERLEAF EMHF | PURCHASED | $18,462 | $0 | $18,462 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (20 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| PENN MID CAP FUND | AT COST | $243,143 | $423,785 |
| PENN SMALL MID CAP FUND | AT COST | $845,402 | $1,163,478 |
| PENN CORE HIGH YIELD BOND FUND | AT COST | $437,942 | $456,678 |
| PENN CORE OPPORTUNISTIC HY BD | AT COST | $1,997,211 | $1,717,215 |
| PENN DIVER. MICRO CAP EQU FUND | AT COST | $1,898,290 | $2,064,810 |
| CAPITAL STRUCTURE OPP OFFSHORE | AT COST | $0 | $0 |
| PENN CONV. FUND, LP | AT COST | $434,258 | $490,805 |
| BLACKGOLD CAPITAL PARTNERS LP | AT COST | $0 | $0 |
| JLP CREDIT OPPORTUNITY CAYMAN | AT COST | $0 | $0 |
| PENN FOCUSED MIDCAP LP | AT COST | $3,797,467 | $3,138,000 |
| PENN SHORT DURATION | AT COST | $521,255 | $523,359 |
| PENN SMALL CAP FUND, LP | AT COST | $1,427,777 | $1,757,476 |
| SILVERLEAF EMHFEE | AT COST | $0 | $0 |
| SILVERLEAF EMHFFS | AT COST | $1,937,863 | $2,001,373 |
| SILVERLEAF EMHFCE | AT COST | $0 | $0 |
| SILVERLEAF EMHF | AT COST | $1,250,489 | $1,160,634 |
| SWITCHBOARD LP | AT COST | $250,000 | $250,000 |
| PENN CAPITAL LIBERTY FUND | AT COST | $949,915 | $826,525 |
| DUE FROM BLACKSTONE CAPITAL PARTNERS | AT COST | $25,559 | $25,559 |
| BOOK TAX DIFF- CONTRIBUTED - 30,000 SHS - MAGNUM HUNDER | AT COST | $34,800 | $34,800 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (31 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BANK CHARGES & FILING FEES | $105 | $0 | $105 |
| PORTFOLIO DEDUCTIONS - DIV. MICRO CAP | $7,762 | $7,762 | $0 |
| PORTFOLIO DEDUCTIONS - SMALL CAP | $3,656 | $3,656 | $0 |
| PORTFOLIO DEDUCTIONS - SMALL MID CAP | $2,719 | $2,719 | $0 |
| PORTFOLIO DEDUCTIONS - MID CAP | $2,674 | $2,674 | $0 |
| PORTFOLIO DEDUCTIONS - FOCUSED MID CAP | $3,321 | $3,321 | $0 |
| PORTFOLIO DEDUCTIONS - CONVERTIBLE FUND | $31,181 | $31,181 | $0 |
| PORTFOLIO DEDUCTIONS - SD HIGH YIELD | $793 | $793 | $0 |
| PORTFOLIO DEDUCTIONS - CORE HY BOND | $605 | $605 | $0 |
| PORTFOLIO DEDUCTIONS - CORE OPPORTUNISTIC | $2,113 | $2,113 | $0 |
| PORTFOLIO DEDUCTIONS - LIBERTY FUND | $1,197 | $1,197 | $0 |
| MANAGEMENT FEES - DIV. MICRO CAP | $11,230 | $11,230 | $0 |
| MANAGEMENT FEES - SMALL CAP | $16,701 | $16,701 | $0 |
| MANAGEMENT FEES - SMALL MID CAP | $13,168 | $13,168 | $0 |
| MANAGEMENT FEES - MID CAP | $4,704 | $4,704 | $0 |
| MANAGEMENT FEES - FOCUSED MID CAP | $6,915 | $6,915 | $0 |
| MANAGEMENT FEES - CONVERTIBLE FUND | $2,323 | $2,323 | $0 |
| MANAGEMENT FEES - SD HIGH YIELD | $2,043 | $2,043 | $0 |
| MANAGEMENT FEES - CORE HY BOND | $1,687 | $1,687 | $0 |
| MANAGEMENT FEES - CORE OPP HY BOND | $9,535 | $9,535 | $0 |
| MANAGEMENT FEES | $15,734 | $15,734 | $0 |
| MANAGEMENT FEES - LIBERTY FUND | $7,499 | $7,499 | $0 |
| INTEREST EXPENSE - SILVERLEAF | $1,527 | $1,527 | $0 |
| INTEREST EXPENSE - SILVERLEAF - UBIT | $221 | $221 | $0 |
| INTEREST EXPENSE - FOCUSED MIDCAP | $51,072 | $51,072 | $0 |
| INTEREST EXPENSE - CONVERTIBLE FUND | $7,119 | $7,119 | $0 |
| INTEREST EXPENSE - SHORT DURATION | $22,106 | $22,106 | $0 |
| INTEREST EXPENSE - CORE HIGH YIELD | $18,509 | $18,509 | $0 |
| INTEREST EXPENSE - CORE OPPORTUNISTIC | $16,330 | $16,330 | $0 |
| INTEREST EXPENSE - PENN CAPITAL LIBERTY FUND | $7,231 | $7,231 | $0 |
| INTEREST EXPENSE - BLACKGOLD | $165 | $165 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (8 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| ORDINARY BUSINESS INCOME - BLACKGOLD | -$14,728 | -$14,728 | -$14,728 |
| OTHER INCOME - DIV. MICRO CAP | $92 | $92 | $92 |
| ACCOUNTING FEES | $1,250 | $0 | $1,250 |
| OTHER INCOME - SD HIGH YIELD | $259 | $259 | $259 |
| OTHER INCOME - CORE SMALL CAPITALIZATION | -$929 | -$929 | -$929 |
| OTHER INCOME - CORE OPP HY BOND | $779 | $779 | $779 |
| OTHER INCOME - CONVERTIBLE FUND | $9 | $9 | $9 |
| OTHER INCOME - LIBERTY FUND | -$4,227 | -$4,227 | -$4,227 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAIN LOSS | Desc |
| Amt | $514,927 | Amt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (6 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAX WITHHELD - SMALL CAP | $43 | $43 | $0 |
| FOREIGN TAX WITHHELD - MID CAP | $24 | $24 | $0 |
| FOREIGN TAX WITHHELD - SMALL TO MID CAP | $98 | $98 | $0 |
| EXCISE TAX ESTIMATES PAID IN 2014 | $35,100 | $0 | $0 |
| FOREIGN TAX WITHHELD - SILVERLEAF EMHFFS | $402 | $402 | $0 |
| FOREIGN TAX WITHHELD - LIBERTY FUND | $19 | $19 | $0 |