2016-05-13T13:26:13-05:00 2015-06-30 131639826 EISNERAMPER LLP 130 NORTH 18TH STREET SUITE 3000 PHILADELPHIA PA 191032757 990PF 2014-07-01 201991591 THE ETHEL MAE HOCKER FOUNDATION INC C/O RICHARD A HOCKER ETHE 2153021500 3 CRESCENT DRIVE SUITE 400 PHILADELPHIA PA 19112 RICHARD A HOCKER TRUSTEE 2153021500 2016-05-06 1 THOMAS EARLEY P00142993 2158818800 2014 2016-08-17 19:52:53Z X 18649372 X 2285498 163 163 548919 548919 -461073 6861034 0 -17495 -18745 2356012 530337 0 0 0 35686 586 0 9900 0 9900 271945 271840 105 317531 272426 10005 817645 817645 1135176 272426 827650 1220836 257911 2254048 2614875 2614875 14676435 16051371 16034497 16930483 18666246 18649372 0 0 X 16930483 18666246 16930483 18666246 16930483 18666246 16930483 1220836 514927 18666246 0 18666246 ST GAIN/(LOSS) - DIVERSIFIED MICRO P 139557 139557 LT GAIN/(LOSS) - DIVERSIFIED MICRO P 107668 107668 ST GAIN/(LOSS) - SMALL CAPITALIZATION P 7463 7463 LT GAIN/(LOSS) - SMALL CAPITALIZATION P 73357 73357 ST GAIN/(LOSS) - SMALL TO MID CAP EQUITY P -27731 -27731 LT GAIN/(LOSS) - SMALL TO MID CAP EQUITY P -10675 -10675 ST GAIN/(LOSS) - MID CAP EQUITY P -9565 -9565 LT GAIN/(LOSS) - MID CAP EQUITY P 37951 37951 ST GAIN/(LOSS) - FOCUSED MID CAP P -376872 -376872 ST GAIN/(LOSS) - FOCUSED MID CAP P 108115 108115 ST GAIN/(LOSS) - CONVERTIBLE FUND P 9923 9923 LT GAIN/(LOSS) - CONVERTIBLE FUND P 11343 11343 ST GAIN/(LOSS) - SHORT DURATION HIGH YIELD P -1414 -1414 LT GAIN/(LOSS) - SHORT DURATION HIGH YIELD P -401 -401 ST GAIN/(LOSS) - CORE HIGH YIELD BOND P -4039 -4039 LT GAIN/(LOSS) - CORE HIGH YIELD BOND P -6884 -6884 ST GAIN/(LOSS) - CORE OPPORTUNISTIC P -68452 -68452 LT GAIN/(LOSS) - CORE OPPORTUNISTIC P 2231 2231 ST GAIN/(LOSS) - LIBERTY FUND P -186321 -186321 LT GAIN/(LOSS) - LIBERTY FUND P 60580 60580 ST GAIN/(LOSS) - BLACKGOLD P -65746 -65746 LT GAIN/(LOSS) - BLACKGOLD P 27330 27330 ST GAIN/(LOSS) - SILVERLEAF EMHFEE P 470751 498834 -28083 -28083 ST GAIN/(LOSS) - SILVERLEAF EMHFCE P 731078 712548 18530 18530 ST GAIN/(LOSS) - SILVERLEAF EMHFFS P 1810982 1733903 77079 77079 LT GAIN/(LOSS) - SILVERLEAF EMHFFS P 930952 873527 57425 57425 ST GAIN/(LOSS) - SILVERLEAF EMHF P 708888 1161422 -452534 -452534 LT GAIN/(LOSS) - SILVERLEAF EMHF P 376163 303812 72351 72351 DISPOSITION OF PARTNERSHIP INTEREST - CAPITAL STRUCTURE OPPORTUNITY OFFSHORE P 1068456 1000998 67458 67458 DISPOSITION OF PARTNERSHIP INTEREST - JLP CREDIT OPPORTUNITY CAYMAN P 233417 114523 118894 118894 DISPOSITION OF PARTNERSHIP INTEREST - BLACKGOLD CAPITAL PARTNERS LP P 511179 537857 -26678 -26678 -268140 0 795230 18184027 0.043732 528934 12921766 0.040934 575495 10778132 0.053395 364776 10545196 0.034592 250469 8516737 0.029409 0.202062 0.040412 18550736 749672 2579 752251 827650 X 2579 0 2579 0 2579 24036 24036 21457 21457 0 0 0 0 0 0 0 0 0 0 0 1 1 NJ 1 0 0 0 0 1 N/A GERALD MCBRIDE 2153021500 3 CRESCENT DRIVE SUITE 400 PHILADELPHIA PA 19112 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 RICHARD A HOCKER 3 CRESCENT DRIVE SUITE 400 PHILADELPHIA PA 19112 TRUSTEE 4.00 0 0 0 MARCIA A HOCKER 3 CRESCENT DRIVE SUITE 400 PHILADELPHIA PA 19112 TRUSTEE 4.00 0 0 0 KIMBERLY A HOCKER 3 CRESCENT DRIVE SUITE 400 PHILADELPHIA PA 19112 TRUSTEE 4.00 0 0 0 KIRSTEN HOCKER 3 CRESCENT DRIVE SUITE 400 PHILADELPHIA PA 19112 TRUSTEE 4.00 0 0 0 JOHN J GALLAGHER JR 3 CRESCENT DRIVE SUITE 400 PHILADELPHIA PA 19112 TRUSTEE 4.00 0 0 0 GERALD MCBRIDE 3 CRESCENT DRIVE SUITE 400 PHILADELPHIA PA 19112 EXECUTIVE DIRECTOR 4.00 0 0 0 NONE 0 NONE 0 NONE 0 N/A 0 0 16315542 2517693 0 18833235 0 0 18833235 282499 18550736 927537 927537 2579 2579 924958 0 924958 0 924958 827650 0 827650 2579 825071 924958 625909 0 0 827650 625909 0 0 201741 0 0 0 0 0 0 0 0 723217 0 0 0 RICHARD A HOCKER MARCIA A HOCKER RICHARD A HOCKER X CAMDEN CATHOLIC HIGH SCHOOL RT 38 AND CUTHBERT RD CHERRY HILL NJ 08002 N/A 501(C)3 SCHOLARSHIPS 178250 CATHOLIC PARTNERSHIP SCHOOLS 808 MARKET ST CAMDEN NJ 08102 N/A 501(C)3 SCHOLARSHIPS 63500 CHRIST THE KING REGIONAL SCHOOL 164 HOPKINS AVENUE HADDONFIELD NJ 08033 N/A 501(C)3 SCHOLARSHIPS 16450 GESU SCHOOL 1700 WEST THOMPSON ST PHILADELPHIA PA 19121 N/A 501(C)3 SCHOLARSHIPS 67050 INDEPENDENCE MISSION SCHOOLS 724 W LANCASTER AVE WAYNE PA 19087 N/A 501(C)3 SCHOLARSHIPS 126000 ROMAN CATHOLIC HIGH SCHOOL 301 N BROAD ST PHILADELPHIA PA 19107 N/A 501(C)3 SCHOLARSHIPS 74000 ST HELENA MONTESSORI SCHOOL 1343 SPRING STREET SAINT HELENA CA 94574 N/A 501(C)3 SCHOLARSHIPS 16150 URBAN PROMISE MINISTRIES 27 N 36TH STREET CAMDEN NJ 08105 N/A 501(C)3 SCHOLARSHIPS 3750 VALLEY FORGE MILITARY ACADEMY FOUNDATION 1001 EAGLE ROAD WAYNE PA 19087 N/A 501(C)3 SCHOLARSHIPS 212500 WILDWOOD CATHOLIC HIGH SCHOOL 1500 CENTRAL AVE NORTH WILDWOOD NJ 08260 N/A 501(C)3 SCHOLARSHIPS 59995 817645 0 14 163 523000 4799 14 544120 01 523000 -96308 18 -364765 -91509 179518 0 88009 0 0 0 0 0 0 0 0 0 0 X X 1 RICHARD AND MARCIA HOCKER 3 CRESCENT DRIVE SUITE 400 PHILADELPHIA PA 19112 2000000 X 2 RICHARD AND MARCIA HOCKER 3 CRESCENT DRIVE SUITE 400 PHILADELPHIA PA 19112 125100 X 3 RICHARD AND MARCIA HOCKER 3 CRESCENT DRIVE SUITE 400 PHILADELPHIA PA 19112 160398 X 2 30,000 SHS - MAGNUM HUNTER RESOURCES INC. 125100 2014-12-04 3 3,325 SHS - AMERICAN AIRLINES GROUP INC. 160398 2014-12-04 ST GAIN/(LOSS) UBTI - SILVERLEAF EMHFCE PURCHASED 706 0 706 ST GAIN/(LOSS) UBTI - SILVERLEAF EMHF PURCHASED 115476 0 -115476 LT GAIN/(LOSS) UBTI - SILVERLEAF EMHF PURCHASED 18462 0 18462 PENN MID CAP FUND AT COST 243143 423785 PENN SMALL MID CAP FUND AT COST 845402 1163478 PENN CORE HIGH YIELD BOND FUND AT COST 437942 456678 PENN CORE OPPORTUNISTIC HY BD AT COST 1997211 1717215 PENN DIVER. MICRO CAP EQU FUND AT COST 1898290 2064810 CAPITAL STRUCTURE OPP OFFSHORE AT COST 0 0 PENN CONV. FUND, LP AT COST 434258 490805 BLACKGOLD CAPITAL PARTNERS LP AT COST 0 0 JLP CREDIT OPPORTUNITY CAYMAN AT COST 0 0 PENN FOCUSED MIDCAP LP AT COST 3797467 3138000 PENN SHORT DURATION AT COST 521255 523359 PENN SMALL CAP FUND, LP AT COST 1427777 1757476 SILVERLEAF EMHFEE AT COST 0 0 SILVERLEAF EMHFFS AT COST 1937863 2001373 SILVERLEAF EMHFCE AT COST 0 0 SILVERLEAF EMHF AT COST 1250489 1160634 SWITCHBOARD LP AT COST 250000 250000 PENN CAPITAL LIBERTY FUND AT COST 949915 826525 DUE FROM BLACKSTONE CAPITAL PARTNERS AT COST 25559 25559 BOOK TAX DIFF- CONTRIBUTED - 30,000 SHS - MAGNUM HUNDER AT COST 34800 34800 BANK CHARGES & FILING FEES 105 0 105 PORTFOLIO DEDUCTIONS - DIV. MICRO CAP 7762 7762 0 PORTFOLIO DEDUCTIONS - SMALL CAP 3656 3656 0 PORTFOLIO DEDUCTIONS - SMALL MID CAP 2719 2719 0 PORTFOLIO DEDUCTIONS - MID CAP 2674 2674 0 PORTFOLIO DEDUCTIONS - FOCUSED MID CAP 3321 3321 0 PORTFOLIO DEDUCTIONS - CONVERTIBLE FUND 31181 31181 0 PORTFOLIO DEDUCTIONS - SD HIGH YIELD 793 793 0 PORTFOLIO DEDUCTIONS - CORE HY BOND 605 605 0 PORTFOLIO DEDUCTIONS - CORE OPPORTUNISTIC 2113 2113 0 PORTFOLIO DEDUCTIONS - LIBERTY FUND 1197 1197 0 MANAGEMENT FEES - DIV. MICRO CAP 11230 11230 0 MANAGEMENT FEES - SMALL CAP 16701 16701 0 MANAGEMENT FEES - SMALL MID CAP 13168 13168 0 MANAGEMENT FEES - MID CAP 4704 4704 0 MANAGEMENT FEES - FOCUSED MID CAP 6915 6915 0 MANAGEMENT FEES - CONVERTIBLE FUND 2323 2323 0 MANAGEMENT FEES - SD HIGH YIELD 2043 2043 0 MANAGEMENT FEES - CORE HY BOND 1687 1687 0 MANAGEMENT FEES - CORE OPP HY BOND 9535 9535 0 MANAGEMENT FEES 15734 15734 0 MANAGEMENT FEES - LIBERTY FUND 7499 7499 0 INTEREST EXPENSE - SILVERLEAF 1527 1527 0 INTEREST EXPENSE - SILVERLEAF - UBIT 221 221 0 INTEREST EXPENSE - FOCUSED MIDCAP 51072 51072 0 INTEREST EXPENSE - CONVERTIBLE FUND 7119 7119 0 INTEREST EXPENSE - SHORT DURATION 22106 22106 0 INTEREST EXPENSE - CORE HIGH YIELD 18509 18509 0 INTEREST EXPENSE - CORE OPPORTUNISTIC 16330 16330 0 INTEREST EXPENSE - PENN CAPITAL LIBERTY FUND 7231 7231 0 INTEREST EXPENSE - BLACKGOLD 165 165 0 ORDINARY BUSINESS INCOME - BLACKGOLD -14728 -14728 -14728 OTHER INCOME - DIV. MICRO CAP 92 92 92 ACCOUNTING FEES 1250 0 1250 OTHER INCOME - SD HIGH YIELD 259 259 259 OTHER INCOME - CORE SMALL CAPITALIZATION -929 -929 -929 OTHER INCOME - CORE OPP HY BOND 779 779 779 OTHER INCOME - CONVERTIBLE FUND 9 9 9 OTHER INCOME - LIBERTY FUND -4227 -4227 -4227 UNREALIZED GAIN LOSS 514927 FOREIGN TAX WITHHELD - SMALL CAP 43 43 0 FOREIGN TAX WITHHELD - MID CAP 24 24 0 FOREIGN TAX WITHHELD - SMALL TO MID CAP 98 98 0 EXCISE TAX ESTIMATES PAID IN 2014 35100 0 0 FOREIGN TAX WITHHELD - SILVERLEAF EMHFFS 402 402 0 FOREIGN TAX WITHHELD - LIBERTY FUND 19 19 0