RAY AND KAY ECKSTEIN CHARITABLE TRUST: Form 990PF, tax year 2015
View the entire original 990 at ProPublica ↗
- Organization
- RAY AND KAY ECKSTEIN CHARITABLE TRUST (EIN 39-6786592)
- Tax period
- 2015-01-01 to 2015-12-31
- Filed
- 2016-10-04
- IRS object ID
- 201642789349100404
- Schema version
- 2015v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Land Etc Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2016-10-04T13:07:23-05:00 | ReturnTs |
| Tax Period End | 2015-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 203450056 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BLYTHE WHITE & ASSOCIATES PLLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2660 WEST PARK DRIVE SUITE 1 | AddressLine1Txt |
| City | PADUCAH | CityNm |
| State Abbreviation | KY | StateAbbreviationCd |
| ZIP | 42001 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2015-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 396786592 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RAY & KAY ECKSTEIN CHARITABLE TRUST | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ECKS | BusinessNameControlTxt |
| Phone | 2705348930 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4965 VILLAGE SQUARE DRIVE NO A | AddressLine1Txt |
| City | PADUCAH | CityNm |
| State Abbreviation | KY | StateAbbreviationCd |
| ZIP | 42001 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | RAY A ECKSTEIN | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 2705348930 | PhoneNum |
| Signature | 2016-08-25 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | DANE M BLYTHE CPA | PreparerPersonNm |
| PTIN | P00957999 | PTIN |
| Phone | 2704159945 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2015 | TaxYr |
| Build TS | 2017-02-10 21:41:12Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $95,309,650 | FMVAssetsEOYAmt |
| Method Of Accounting Other | Yes (X) | MethodOfAccountingOtherInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $25,000,000 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $2,111 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $2,111 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $2,275,305 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $2,253,504 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $2,003,706 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $44,626,149 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $2,221,139 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $563 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $151,461 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $29,281,685 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $4,628,215 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $234,137 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $117,068 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $117,069 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $28,356 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $14,178 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $14,178 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $12,974 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $12,974 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $14,187 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $7,094 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $7,093 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $382,303 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $375,454 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $6,849 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $769 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $1,221 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $112,121 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $47,145 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $14,845 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $7,423 | DeprecAndDpltnNetInvstIncmAmt |
| Occupancy Rev And Expnss | $56,105 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $28,052 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $28,053 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $13,785 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $6,892 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $6,893 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $851 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Net Invst Incm | $425 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Dsbrs Chrtbl | $426 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $47,918 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $58,871 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $22,600 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $918,351 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $663,823 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $216,135 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $869,065 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $869,065 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,787,416 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $663,823 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,085,200 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $27,494,269 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $3,964,392 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $26,425 | CashBOYAmt |
| Cash EOY | $31,980 | CashEOYAmt |
| Cash EOYFMV | $31,980 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $866,322 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $2,405,861 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $2,405,861 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $4,734,079 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $1,755,260 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $1,755,260 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $35,814,694 | CorporateStockBOYAmt |
| Corporate Stock EOY | $49,961,533 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $49,961,533 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $14,974,555 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $19,116,893 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $19,116,893 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $17,564,143 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $21,439,215 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $21,439,215 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $93,937 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $35,029 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $53,171 | LandBOYAmt |
| Land EOY | $58,908 | LandEOYAmt |
| Land EOYFMV | $58,908 | LandEOYFMVAmt |
| Other Assets BOY | $163,930 | OtherAssetsBOYAmt |
| Other Assets EOY | $540,000 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $540,000 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $74,197,319 | TotalAssetsBOYAmt |
| Total Assets EOY | $95,309,650 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $95,309,650 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $6,638 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $10,430 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $6,638 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $10,430 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $74,190,681 | RetainedEarningBOYAmt |
| Retained Earning EOY | $95,299,220 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $74,190,681 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $95,299,220 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $74,197,319 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $95,309,650 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $74,190,681 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $27,494,269 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $101,684,950 | SubtotalAmt |
| Other Decreases | $6,385,730 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $95,299,220 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (3 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | $44,381,017 | $42,405,010 | $1,976,007 | $1,976,007 | |
| PARTNERSHIP GAINS/(LOSSES) FROM SCHEDULE K-1'S | $217,433 | $217,433 | $217,433 | ||
| CAPITAL GAINS DIVIDENDS | $27,699 | $27,699 | $27,699 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $2,221,139 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $3,365,602 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $73,248,499 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.045948 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $2,897,975 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $67,099,592 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.043189 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $2,716,634 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $51,134,042 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.053128 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $2,502,186 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $51,470,915 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.048614 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $2,453,574 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $50,906,817 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.048197 | DistributionYr5Rt |
| Total Distribution | 0.239076 | TotalDistributionRt |
| Average Distribution | 0.047815 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $94,043,166 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $4,496,674 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $39,644 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $4,536,318 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $3,638,864 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $79,288 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $79,288 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $79,288 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $74,690 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $26,000 | AppliedToEsTaxAmt |
| Total Payments And Credits | $100,690 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $63 | EsPenaltyAmt |
| Overpayment | $21,339 | OverpaymentAmt |
| Applied To ES Tax | $21,339 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | WI | OrgReportOrRegisterStateCd |
| Org Report Or Register State | KY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | ECKSTEINCHARITY.ORG | WebsiteAddressTxt |
| Individual With Books | LAURIE LATHAM | IndividualWithBooksNm |
| Phone | 2705348930 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4965 VILLAGE SQUARE DRIVE SUITE A | AddressLine1Txt |
| City | PADUCAH | CityNm |
| State Abbreviation | KY | StateAbbreviationCd |
| ZIP | 42001 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (7 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| RAY A ECKSTEIN | ||||||||
| P O BOX 7606 | PADUCAH | KY | 420027606 | TRUSTEE | 10.00 | $0 | $0 | $0 |
| KATHRYN A ECKSTEIN | ||||||||
| P O BOX 7606 | PADUCAH | KY | 420027606 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| CYNTHIA L ERICKSON-ZANINOVICH | ||||||||
| P O BOX 7606 | PADUCAH | KY | 420027606 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| SUSAN F HOMRA | ||||||||
| P O BOX 7606 | PADUCAH | KY | 420027606 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| TERESA R ECKSTEIN | ||||||||
| P O BOX 7606 | PADUCAH | KY | 420027606 | TRUSTEE | 10.00 | $0 | $0 | $0 |
| JOHN P ECKSTEIN | ||||||||
| P O BOX 7606 | PADUCAH | KY | 420027606 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| RAYMOND A ECKSTEIN JR | ||||||||
| P O BOX 7606 | PADUCAH | KY | 420027606 | TRUSTEE | 1.00 | $0 | $0 | $0 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee BenefitsEmployeeBenefitsAmt | Expense AccountExpenseAccountAmt |
|---|---|---|---|---|---|---|---|---|
| DOREEN M HAHN | ||||||||
| P O BOX 7606 | PADUCAH | KY | 420027606 | OPERATIONS MANAGER | 30.00 | $93,318 | $2,950 | $0 |
| HEATHER J BAER | ||||||||
| P O BOX 7606 | PADUCAH | KY | 420027606 | FOUNDATION RELATIONS | 40.00 | $75,244 | $2,093 | $0 |
| LAURIE LATHAM | ||||||||
| P O BOX 7606 | PADUCAH | KY | 420027606 | EXECUTIVE DIRECTOR | 40.00 | $60,575 | $1,575 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GOLDMAN SACHS ASSET MANAGEMENT | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 71 S WACKER DR | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60606 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT MANAGEMENT | ServiceTypeTxt |
| Compensation | $368,605 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | THE RAY & KAY ECKSTEIN CHARITABLE TRUST HAS AGREED TO LOAN UP TO $3,000,000 TO THE RAY A. AND KATHRYN A. ECKSTEIN VILLAGE OF CASSVILLE CHARITABLE SUPPORT TRUST. THE PURPOSE OF THE LOAN IS TO DISTRIBUTE FUNDS TO THE VILLAGE OF CASSVILLE, WISCONSIN FOR THE CONSTRUCTION OF A NEW MUNICIPAL SWIMMING POOL FACILITY. DURING 2015, $2,553,664 WAS DISTRIBUTED TO THE SUPPORT TRUST. | Description1Txt |
| Expenses1 | $2,553,664 | Expenses1Amt |
| Total | $2,553,664 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $90,300,150 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $5,145,691 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $29,454 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $95,475,295 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $95,475,295 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,432,129 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $94,043,166 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $4,702,158 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $4,702,158 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $79,288 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $79,288 | TotalTaxAmt |
| Distributable Before Adj | $4,622,870 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $4,622,870 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $4,622,870 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,085,200 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $2,553,664 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $3,638,864 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $3,638,864 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $4,622,870 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $2,848,271 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $3,638,864 | QualifyingDistributionsAmt |
| Applied To Year1 | $2,848,271 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $790,593 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $3,832,277 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | RAY A ECKSTEIN | ContributingManagerNm |
| Contributing Manager | KATHRYN A ECKSTEIN | ContributingManagerNm |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | APPLICATIONS MUST BE SUBMITTED ONLI | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | WWWECKSTEINCHARITYORG | AddressLine1Txt |
| City | PADUCAH | CityNm |
| State Abbreviation | KY | StateAbbreviationCd |
| ZIP | 42001 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 2705348930 | RecipientPhoneNum |
| Recipient Email Address | INFO@ECKSTEINCHARITY.ORG | RecipientEmailAddressTxt |
| Form And Info And Materials | FOR 2016 THE FOUNDATION HAS ENTERED INTO COMMITMENTS THAT HAVE CAUSED ALL OF ITS AVAILABLE GRANT FUNDS TO BE FULLY UTILIZED. SUBMIT REQUESTS FOR 2017 FUNDING ONLINE & INCLUDE IRS DETERMINATION LETTER. THE REQUIRED GRANT APPLICATION AND RELATED MATERIALS IS LISTED ON THE WEBSITE: WWW.ECKSTEINCHARITY.ORG | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | APPLICATION DEADLINES AND OTHER RELATED TIMELINES ARE POSTED ON THE WEBSITE: WWW.ECKSTEINCHARITY.ORG | SubmissionDeadlinesTxt |
| Restrictions On Awards | GRANT REQUESTS SHOULD SUPPORT AT LEAST ONE OF THE FOLLOWING CORE VALUES: CATHOLIC/FAITH BASED, HUMAN NEEDS, EDUCATION, FAMILIES, AND VIBRANT COMMUNITIES. | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (16 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| CLARKE UNIVERSITY | |||||||
| 1550 CLARKE DRIVE | DUBUQUE | IA | 52001 | NONE | PC | TO ENHANCE EDUCATION | $2,500 |
| COMMUNITY MINISTRIES INC | |||||||
| 1200 JEFFERSON STREET | PADUCAH | KY | 42001 | NONE | PC | INDIGENT CARE | $280,000 |
| GRANT COUNTY FAIR ASSOCIATION | |||||||
| 12722 COUNTY ROAD V | GLEN HAVEN | WI | 53810 | NONE | PC | TO ENHANCE EDUCATION | $30,000 |
| KNIGHTS OF COLUMBUS | |||||||
| 723 E 5TH AVENUE | CALVERT CITY | KY | 42029 | NONE | PC | TO ENHANCE EDUCATION | $2,000 |
| LOURDES FOUNDATION INC | |||||||
| 1530 LONE OAK ROAD | PADUCAH | KY | 42001 | NONE | PC | TO IMPROVE HEALTH CARE | $300,565 |
| MILWAUKEE CATHOLIC HOMES INC | |||||||
| 2462 N PROSPECT AVE | MILWAUKEE | WI | 53211 | NONE | PC | RELIGIOUS MISSION WORK | $15,000 |
| OSCAR CROSS BOYS & GIRLS CLUB INC | |||||||
| PO BOX 203 | PADUCAH | KY | 420020203 | NONE | PC | INDIGENT CARE | $25,000 |
| PADUCAH LIFELINE MINISTRIES INC | |||||||
| PO BOX 7652 | PADUCAH | KY | 420027652 | NONE | PC | RELIGIOUS MISSION WORK | $25,000 |
| SALVATION ARMY OF PADUCAH | |||||||
| 2990 TRIMBLE STREET | PADUCAH | KY | 42001 | NONE | PC | INDIGENT CARE | $20,000 |
| SCHOOLS FOR HAITI INC | |||||||
| 301 WIOTA STREET | CASSVILLE | WI | 53806 | NONE | PC | RELIGIOUS MISSION WORK | $50,000 |
| SEAMEN'S CHURCH INSTITUTE | |||||||
| PO BOX 3434 | NEW YORK | NY | 100083434 | NONE | PC | RELIGIOUS PURPOSE | $50,000 |
| ST CATHERINE SCHOOL | |||||||
| 5101 W CENTER ST | MILWAUKEE | WI | 53210 | NONE | PC | RELIGIOUS MISSION WORK | $1,500 |
| STONEHILL FRANCISCAN SERVICES | |||||||
| 3485 WINDSOR AVENUE | DUBUQUE | IA | 52001 | NONE | PC | TO IMPROVE HEALTH CARE | $10,000 |
| THE PIARIST FATHERS- US & PUERTO RICO | |||||||
| PO BOX 11822 | FORT LAUDERDALE | FL | 33339 | NONE | PC | RELIGIOUS MISSION WORK | $15,000 |
| UNIVERSITY OF WI-PLATTEVILLE | |||||||
| ONE UNIVERSITY PLAZA | PLATTEVILLE | WI | 53818 | NONE | PC | TO ENHANCE EDUCATION | $2,500 |
| VILLAGE OF CASSVILLE | |||||||
| 100 W AMELIA STREET | CASSVILLE | WI | 53806 | NONE | PC | PUBLIC HEALTH AND SAFETY | $40,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $869,065 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (22 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| CATHOLIC BISHOPS OF NORTHERN ALASKA | |||||||
| 1316 PEGER ROAD | FAIRBANKS | AK | 99709 | NONE | PC | RELIGIOUS MISSION WORK | $25,000 |
| CENTER FOR THE DEAF & HARD OF HEARING | |||||||
| 10243 WEST NATIONAL AVE | WEST ALLIS | WI | 53227 | NONE | PC | TO IMPROVE HEALTH CARE | $25,000 |
| CLARETIAN MISSIONARIES | |||||||
| 205 WEST MONROE STREET | CHICAGO | IL | 60606 | NONE | PC | RELIGIOUS MISSION WORK | $25,000 |
| DIVINE WORD MISSIONARIES | |||||||
| 1835 WAUKEGAN ROAD | TECHNY | IL | 60082 | NONE | PC | RELIGIOUS MISSION WORK | $25,000 |
| GIDEON PRODUCTIONS | |||||||
| 515 E 22ND ST | OWENSBORO | KY | 42303 | NONE | PC | RELIGIOUS PURPOSES | $4,000 |
| LOURDES FOUNDATION INC | |||||||
| 1530 LONE OAK ROAD | PADUCAH | KY | 42001 | NONE | PC | TO IMPROVE HEALTH CARE | $599,235 |
| MINISTRY OF THE GOOD SHEPHERD | |||||||
| 398 NW 35TH PLACE | BOCA RATON | FL | 33431 | NONE | PC | RELIGIOUS MISSION WORK | $25,000 |
| MISSIONARY SOCIETY OF ST COLUMBAN | |||||||
| 1902 CALHOUN STREET | BELLEVUE | NE | 68005 | NONE | PC | RELIGIOUS MISSION WORK | $25,000 |
| ROADS TO LIFE TANZANIA | |||||||
| 3035 OSMUNDSEN ROAD | FITCHBURG | WI | 53711 | NONE | PC | RELIGIOUS MISSION WORK | $40,000 |
| SALVATION ARMY OF PADUCAH | |||||||
| 2990 TRIMBLE STREET | PADUCAH | KY | 42001 | NONE | PC | INDIGENT CARE | $40,000 |
| SCHOOLS FOR HAITI INC | |||||||
| 301 WIOTA STREET | CASSVILLE | WI | 53806 | NONE | PC | RELIGIOUS MISSION WORK | $25,000 |
| SEAMEN'S CHURCH INSTITUTE | |||||||
| PO BOX 3434 | NEW YORK | NY | 100083434 | NONE | PC | RELIGIOUS PURPOSE | $100,000 |
| ST CHARLES BORROMEO CATHOLIC CHURCH | |||||||
| 605 DEWEY ST | CASSVILLE | WI | 53806 | NONE | PC | RELIGIOUS MISSION WORK | $20,000 |
| ST FRANCIS MISSION | |||||||
| 350 S OAK STREET | ST FRANCIS | SD | 575720449 | NONE | PC | RELIGIOUS MISSION WORK | $25,000 |
| ST JOSEPH'S INDIAN SCHOOL | |||||||
| 1301 N MAIN STREET | CHAMBERLAIN | SD | 57325 | NONE | PC | RELIGIOUS MISSION WORK | $25,000 |
| ST PATRICK'S MISSIONARY SOCIETY | |||||||
| 8422 W WINDSOR | CHICAGO | IL | 60656 | NONE | PC | RELIGIOUS MISSION WORK | $25,000 |
| STONEHILL FRANCISCAN SERVICES | |||||||
| 3485 WINDSOR AVENUE | DUBUQUE | IA | 52001 | NONE | PC | TO IMPROVE HEALTH CARE | $50,000 |
| THE PIARIST SCHOOL | |||||||
| RTE 80 P O BOX 870 | MARTIN | KY | 41649 | NONE | PC | RELIGIOUS MISSION WORK | $25,000 |
| VILLAGE OF CASSVILLE | |||||||
| 100 W AMELIA STREET | CASSVILLE | WI | 53806 | NONE | PC | PUBLIC HEALTH AND SAFETY | $740,000 |
| WIS PROVINCE OF THE SOCIETY OF JESUS | |||||||
| 3400 WEST WISCONSIN AVENUE | MILWAUKEE | WI | 53208 | NONE | PC | RELIGIOUS MISSION WORK | $25,000 |
| WISCONSIN HISTORICAL FOUNDATION INC | |||||||
| 816 STATE ST | MADISON | WI | 537061417 | NONE | PC | EDUCATIONAL PURPOSES | $25,000 |
| XAVERIAN MISSIONARY FATHERS | |||||||
| 4500 XAVIER DRIVE | FRANKLIN | WI | 53132 | NONE | PC | RELIGIOUS MISSION WORK | $25,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $1,943,235 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $2,111 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $2,275,305 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $563 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $2,003,706 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $4,281,685 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $4,281,685 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | RAY A KATHRYN A ECKSTEIN | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 7526 | AddressLine1Txt |
| City | PADUCAH | CityNm |
| State Abbreviation | KY | StateAbbreviationCd |
| ZIP | 420027526 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $25,000,000 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $14,187 | Amt |
| Net Investment Income | $7,094 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $7,093 | DisbursementsCharitablePrpsAmt |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp (4 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | Cost Or Other BasisCostOrOtherBasisAmt | Prior Year DepreciationPriorYearDepreciationAmt | Computation MethodComputationMethodTxt | LifeLifeRt | Current Year ExpenseCurrentYearExpenseAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|---|---|---|---|
| FURNITURE & EQUIPMENT (2013) | 2013-12-31 | $48,398 | $12,788 | SL | 7.000000000000 | $7,611 | $0 |
| LEASEHOLD IMPROVEMENTS (2013) | 2013-06-24 | $23,157 | $7,160 | SL | 5.000000000000 | $4,631 | $0 |
| FURNITURE & EQUIPMENT (2014) | 2014-01-29 | $1,800 | $236 | SL | 7.000000000000 | $257 | $0 |
| FURNITURE & EQUIPMENT (2015) | 2015-04-30 | $20,582 | SL | 7.000000000000 | $2,346 | $0 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (139 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABBVIE INC. 1.75% 11/06/2017 USD SER B SR LIEN | $75,055 | $75,055 |
| ACCESS MIDSTREAM PARTNERS LP 4.875% 05/15/2023 USD SR LIEN | $36,760 | $36,760 |
| AIR CANADA 2013-1 CLASS B PASS 5.375% 05/15/2021 USD PVT REGS SR LIEN | $38,627 | $38,627 |
| AIR CANADA 8.75% 04/01/2020 USD PVT REGS SR LIEN | $86,931 | $86,931 |
| ALLY FINANCIAL INC 4.125% 03/30/2020 USD SR LIEN | $95,505 | $95,505 |
| AMAZON.COM INC 2.6% 12/05/2019 USD SR LIEN | $407,023 | $407,023 |
| AMERISOURCEBERGEN CORP 3.5% 11/15/2021 USD SR LIEN | $486,895 | $486,895 |
| AMGEN INC. 2.5% 11/15/2016 USD SR LIEN | $405,426 | $405,426 |
| AMSURG CORP. 5.625% 07/15/2022 USD SER B SR LIEN | $66,036 | $66,036 |
| ANIXTER INC. 5.625% 05/01/2019 USD SR LIEN | $62,963 | $62,963 |
| APPLE INC. 0.9% 05/12/2017 USD SR LIEN | $249,528 | $249,528 |
| ASHLAND INC. STEP 08/15/2022 USD SER B SR LIEN M-W+50.00BP 4.75% 09/09/13-0 | $94,092 | $94,092 |
| AUTONATION, INC. 5.5% 02/01/2020 USD SR LIEN | $16,587 | $16,587 |
| AUTONATION, INC. 6.75% 04/15/2018 USD SR LIEN | $27,565 | $27,565 |
| BALL CORPORATION 5.0% 03/15/2022 USD SR LIEN | $93,125 | $93,125 |
| BANK OF AMERICA CORPORATION MTN 2.65% 04/01/2019 USD SER L SR LIEN | $529,759 | $529,759 |
| BERKSHIRE HATHAWAY INC. 3.75% 08/15/2021 USD SR LIEN | $432,235 | $432,235 |
| BLACKROCK, INC. 3.375% 06/01/2022 USD SR LIEN | $440,858 | $440,858 |
| CALPINE CORPORATION 6.0% 01/15/2022 USD PVT REGS SR LIEN | $121,864 | $121,864 |
| CALPINE CORPORATION 7.875% 01/15/2023 USD PVT REGS SR LIEN | $31,932 | $31,932 |
| CASE NEW HOLLAND INC 7.875% 12/01/2017 USD SER B SR LIEN | $21,281 | $21,281 |
| CBRE SERVICES INC 5.25% 03/15/2025 USD SR LIEN | $10,284 | $10,284 |
| CBS CORPORATION 5.75% 04/15/2020 USD SR LIEN | $448,840 | $448,840 |
| CCO HLGS LLC/CCO HLGS CAP CORP 7.375% 06/01/2020 SR LIEN | $70,176 | $70,176 |
| CCO HOLDINGS, LLC/CAP CORP 6.625% 01/31/2022 USD SR LIEN | $5,407 | $5,407 |
| CDW LLC / CDW FINANCE CORP 5.0% 09/01/2023 USD SR LIEN | $10,317 | $10,317 |
| CDW LLC / CDW FINANCE CORP 6.0% 08/15/2022 USD SR LIEN | $86,213 | $86,213 |
| CELANESE US HOLDINGS LLC 5.875% 06/15/2021 USD SR LIEN | $42,304 | $42,304 |
| CEQUEL COMMN ESCROW I, LLC 6.375% 09/15/2020 USD PVT REGS SR LIEN | $29,883 | $29,883 |
| CHS/COMMUNITY HLTH SYS, INC. 5.125% 08/15/2018 USD SR LIEN | $61,462 | $61,462 |
| CINEMARK USA, INC. 5.125% 12/15/2022 USD SER B SR LIEN | $109,426 | $109,426 |
| CLEAN HARBORS, INC. 5.25% 08/01/2020 PVT SR LIEN M-W+50.00BP | $26,047 | $26,047 |
| CLEARWATER PAPER CORPORATION 4.5% 02/01/2023 USD SER B SR LIEN | $110,256 | $110,256 |
| CMS ENERGY CORPORATION 6.25% 02/01/2020 USD SR LIEN | $29,007 | $29,007 |
| CNA FINANCIAL CORPORATION 6.5% 08/15/2016 SR LIEN | $52,711 | $52,711 |
| CNH INDUSTRIAL CAPITAL L 3.375% 07/15/2019 USD SER B SR LIEN | $9,581 | $9,581 |
| COMMUNITY HEALTH SYSTEMS, INC. 5.125% 08/01/2021 USD SER B SR LIEN | $66,063 | $66,063 |
| CONCHO RESOURCES INC. 5.5% 04/01/2023 USD SR LIEN | $28,163 | $28,163 |
| CONCHO RESOURCES INC. 5.5% 10/01/2022 USD SR LIEN | $32,331 | $32,331 |
| CONSTELLATION BRANDS, INC. 3.75% 05/01/2021 USD SR LIEN | $10,088 | $10,088 |
| CONSTELLATION BRANDS, INC. 4.25% 05/01/2023 USD SR LIEN | $10,071 | $10,071 |
| CONTINENTAL RESOURCES, INC. 5.0% 09/15/2022 USD SER B SR LIEN | $37,611 | $37,611 |
| CROWN AMERICAS LLC 6.25% 02/01/2021 SER B SR LIEN | $47,634 | $47,634 |
| CROWN CASTLE INTERNATIONAL COR 5.25% 01/15/2023 USD SER B SR LIEN | $177,451 | $177,451 |
| CSC HOLDINGS, LLC 5.25% 06/01/2024 USD SER B SR LIEN | $13,228 | $13,228 |
| CSC HOLDINGS, LLC 8.625% 02/15/2019 USD SER B SR LIEN | $49,391 | $49,391 |
| CVS CAREMARK CORPORATION 6.6% 03/15/2019 USD SR LIEN | $258,812 | $258,812 |
| D.R. HORTON, INC. 4.375% 09/15/2022 USD SR LIEN | $45,298 | $45,298 |
| DAVITA HEALTHCARE PARTNERS INC 5.75% 08/15/2022 USD SR LIEN | $63,103 | $63,103 |
| DDR CORP. 4.625% 07/15/2022 USD SR LIEN | $47,450 | $47,450 |
| DISCOVER BANK 3.1% 06/04/2020 USD SER BKNT SR LIEN | $251,149 | $251,149 |
| DISH DBS CORPORATION 7.125% 02/01/2016 SR LIEN | $25,820 | $25,820 |
| DISH DBS CORPORATION 7.875% 09/01/2019 USD SER B SR LIEN | $83,531 | $83,531 |
| EDWARDS LIFESCIENCES CORP 2.875% 10/15/2018 USD SR LIEN | $508,835 | $508,835 |
| ENTERPRISE PRODUCTS OPER 1.65% 05/07/2018 USD SR LIEN | $268,957 | $268,957 |
| EP ENERGY LLC 9.375% 05/01/2020 USD EP FINANCE INC | $9,797 | $9,797 |
| EQUINIX, INC. 5.375% 04/01/2023 USD SR LIEN | $98,177 | $98,177 |
| FHLB 4.125% 03/13/2020 SER JT-2020 SR LIEN | $415,581 | $415,581 |
| FHLB 4.75% 12/16/2016 SER 775 SR LIEN | $311,700 | $311,700 |
| FHLB 5.0% 11/17/2017 SER 1069 SR LIEN | $431,260 | $431,260 |
| FIRST DATA CORPORATION 6.75% 11/01/2020 USD PVT REGS SR LIEN | $111,280 | $111,280 |
| FORD MOTOR CREDIT COMPANY LLC 5.0% 05/15/2018 USD SR LIEN | $528,394 | $528,394 |
| FRESENIUS MEDICAL CARE US FINA 5.75% 02/15/2021 USD PVT REGS SR LIEN | $125,530 | $125,530 |
| FRESENIUS US FINANCE II, INC. 4.25% 02/01/2021 USD PVT REGS SR LIEN | $97,621 | $97,621 |
| FRONTIER COMMUNICATIONS CORP 8.125% 10/01/2018 USD SR LIEN | $57,905 | $57,905 |
| FRONTIER COMMUNICATIONS CORPOR 8.5% 04/15/2020 USD SER B SR LIEN | $15,307 | $15,307 |
| GLP CAPITAL, L.P. 4.875% 11/01/2020 USD SER B SR LIEN | $123,516 | $123,516 |
| GRAPHIC PACKAGING INTL 4.875% 11/15/2022 USD SR LIEN | $5,094 | $5,094 |
| GRAPHIC PACKAGING INTL INC 4.75% 04/15/2021 USD SR LIEN | $46,351 | $46,351 |
| HCA INC. 6.5% 02/15/2020 USD SR LIEN | $172,679 | $172,679 |
| HCP, INC. 5.375% 02/01/2021 USD SR LIEN | $50,011 | $50,011 |
| HD SUPPLY INC 5.25% 12/15/2021 USD PVT REGS SR LIEN | $127,773 | $127,773 |
| HOST HOTELS & RESORTS, L.P. 4.75% 03/01/2023 USD SER C SR LIEN | $73,456 | $73,456 |
| HOST HOTELS & RESORTS, L.P. 6.0% 10/01/2021 USD SER Z SR LIEN | $729,086 | $729,086 |
| HUNTINGTON NATIONAL BANK (THE) 1.7% 02/26/2018 USD SR LIEN | $746,080 | $746,080 |
| HUNTSMAN INTERNATIONAL LLC 4.875% 11/15/2020 USD SER B SR LIEN | $73,498 | $73,498 |
| IHS INC. 5.0% 11/01/2022 USD SER WI SR LIEN | $112,292 | $112,292 |
| INTELSAT JACKSON HOLDINGS S.A. 7.5% 04/01/2021 USD SER B SR LIEN | $57,769 | $57,769 |
| JABIL CIRCUIT, INC. 4.7% 09/15/2022 USD SR LIEN | $29,515 | $29,515 |
| JARDEN CORPORATION 6.125% 11/15/2022 SR LIEN | $31,210 | $31,210 |
| KFW 5.125% 03/14/2016 SR LIEN | $358,282 | $358,282 |
| L BRANDS, INC. 6.625% 04/01/2021 USD SR LIEN | $50,583 | $50,583 |
| LAMAR MEDIA CORP. 5.375% 01/15/2024 USD SER B SR LIEN | $121,300 | $121,300 |
| LAMAR MEDIA CORP. 5.875% 02/01/2022 USD SER B SUB LIEN | $42,979 | $42,979 |
| LENNAR CORPORATION 6.95% 06/01/2018 USD MW CALL+ 50BPS | $32,424 | $32,424 |
| LIFEPOINT HOSPITALS, INC. 5.5% 12/01/2021 USD SER B SR LIEN | $91,988 | $91,988 |
| LIMITED BRANDS, INC. 5.625% 02/15/2022 USD SR LIEN | $75,863 | $75,863 |
| MARKWEST ENERGY PARTNERS, L.P. 5.5% 02/15/2023 USD SR LIEN | $40,310 | $40,310 |
| MERCK SHARP & DOHME CORP. 5.0% 06/30/2019 USD SR LIEN | $551,630 | $551,630 |
| MGM MIRAGE 7.5% 06/01/2016 SR LIEN | $81,975 | $81,975 |
| MGM RESORTS INTERNATIONAL 6.75% 10/01/2020 USD SER B SR LIEN | $26,109 | $26,109 |
| MICHAELS STORES, INC. 5.875% 12/15/2020 USD PVT REGS SUB LIEN | $77,715 | $77,715 |
| MPT OPERATING PARTNERSHIP 5.5% 05/01/2024 USD SR LIEN | $5,021 | $5,021 |
| MPT OPERATING PARTNERSHIP 6.375% 02/15/2022 USD SR LIEN | $114,849 | $114,849 |
| MPT OPERATING PARTNERSHIP 6.875% 05/01/2021 USD SER B SR LIEN | $5,245 | $5,245 |
| NCR CORPORATION 5.0% 07/15/2022 USD SER B SR LIEN | $14,896 | $14,896 |
| NCR CORPORATION 5.875% 12/15/2021 USD SER B SR LIEN | $93,823 | $93,823 |
| NEWFIELD EXPLORATION COMPANY 5.75% 01/30/2022 USD SR LIEN | $49,993 | $49,993 |
| NRG ENERGY, INC. 7.625% 01/15/2018 USD SER B SR LIEN | $59,271 | $59,271 |
| NV ENERGY, INC. 6.25% 11/15/2020 USD SR LIEN | $57,198 | $57,198 |
| OASIS PETROLEUM INC. 7.25% 02/01/2019 USD SER B SR LIEN | $48,601 | $48,601 |
| OMNICOM GROUP INC. 6.25% 07/15/2019 USD SR LIEN | $516,240 | $516,240 |
| ORACLE CORPORATION 2.5% 05/15/2022 USD SR LIEN | $369,264 | $369,264 |
| OUTFRONT MEDIA CAPITAL LLC/ CO 5.25% 02/15/2022 USD SER B SR LIEN | $128,651 | $128,651 |
| PIONEER NATURAL RESOURCES 7.5% 01/15/2020 USD SR LIEN | $38,384 | $38,384 |
| POST HOLDINGS, INC. 7.375% 02/15/2022 USD SER B SR LIEN | $32,111 | $32,111 |
| PROGRESS ENERGY, INC. 3.15% 04/01/2022 USD SR LIEN | $395,718 | $395,718 |
| PUGET ENERGY, INC. 6.0% 09/01/2021 USD SER B SR LIEN | $68,795 | $68,795 |
| RANGE RESOURCES CORP 5.0% 08/15/2022 USD SRSUB LIEN | $45,983 | $45,983 |
| REGENCY ENERGY PARTNERS LP 5.875% 03/01/2022 USD SR LIEN ESTABLISH DATE 1887 | $9,621 | $9,621 |
| REGENCY ENERGY PARTNERS LP 6.5% 07/15/2021 USD SR LIEN | $107,637 | $107,637 |
| ROYAL CARIBBEAN CRUISES LTD. 5.25% 11/15/2022 USD SR LIEN | $46,427 | $46,427 |
| SALLY HOLDINGS LLC 5.75% 06/01/2022 USD SR LIEN | $41,592 | $41,592 |
| SHELL INTERNATIONAL FINANCE B. 2.25% 11/10/2020 SR LIEN | $197,696 | $197,696 |
| SILGAN HOLDINGS INC. 5.0% 04/01/2020 USD SER B SR LIEN | $61,800 | $61,800 |
| SPRINT NEXTEL CORPORATION 6.0% 12/01/2016 SR LIEN | $25,078 | $25,078 |
| SPRINT NEXTEL CORPORATION 7.0% 08/15/2020 USD SR LIEN | $23,968 | $23,968 |
| SPX CORPORATION 6.875% 09/01/2017 USD SR LIEN | $27,135 | $27,135 |
| SUBSID OF: CABLEVISION SYS CRP CVC 7.625 07/15/2018 SR LIEN | $43,506 | $43,506 |
| SUNTRUST BANK 2.75% 05/01/2023 USD SER BKNT SR LIEN | $312,264 | $312,264 |
| TARGA RESOURCES PARTNERS LP 6.625% 10/01/2020 USD PVT REGS SR LIEN TARGA RES | $59,727 | $59,727 |
| TENET HEALTHCARE CORP FRN 06/15/2020 USD PVT REGS USLIB 3MO +350.00BP SR LIE | $83,027 | $83,027 |
| TENET HEALTHCARE CORPORATION 6.25% 11/01/2018 USD SER B SR LIEN | $42,517 | $42,517 |
| THE GAP, INC. 5.95% 04/12/2021 USD SR LIEN | $240,963 | $240,963 |
| THE KROGER CO. 6.4% 08/15/2017 SR LIEN | $329,399 | $329,399 |
| THE PNC FINANCIAL SERVICES GRO MTN 2.6% 07/21/2020 USD SR LIEN | $278,112 | $278,112 |
| TIME INC 5.75% 04/15/2022 USD PVT REGS SR LIEN | $60,254 | $60,254 |
| UNITED AIRLINES, INC. 6.25% 10/11/2021 USD SER B SR LIEN M-W+50.00BP | $91,347 | $91,347 |
| VERIZON COMMUNICATIONS INC. 4.5% 09/15/2020 USD SR LIEN | $163,149 | $163,149 |
| VIDEOTRON LTEE 5.0% 07/15/2022 USD SER B SR LIEN | $51,153 | $51,153 |
| VOYA FLOATING RATE FUND CLASS I | $1,042,646 | $1,042,646 |
| VPII ESCROW CORP. 7.5% 07/15/2021 USD PVT REGS SR LIEN | $103,188 | $103,188 |
| W.R. GRACE & CO-CONN. 5.125% 10/01/2021 USD PVT REGS SR LIEN | $46,020 | $46,020 |
| WAL-MART STORES, INC. 5.8% 02/15/2018 USD SR LIEN | $222,912 | $222,912 |
| WEATHERFORD INTERNATIONAL LTD 5.125% 09/15/2020 USD SR LIEN | $41,247 | $41,247 |
| WHITEWAVE FOODS COMPANY 5.375% 10/01/2022 USD SR LIEN | $64,256 | $64,256 |
| WHITING PETROLEUM CORPORATION 5.0% 03/15/2019 USD SR LIEN | $23,092 | $23,092 |
| WHITING PETROLEUM CORPORATION 6.5% 10/01/2018 USD SUB LIEN | $23,213 | $23,213 |
| WILLIAM CARTER COMPANY (THE) 5.25% 08/15/2021 USD SER B SR LIEN | $130,917 | $130,917 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (463 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 3M COMPANY CMN | $103,942 | $103,942 |
| ABB LTD SPONSORED ADR CMN | $128,347 | $128,347 |
| ABBOTT LABORATORIES CMN | $181,886 | $181,886 |
| ABBVIE INC. CMN | $241,285 | $241,285 |
| ACCENTURE PLC CMN | $35,530 | $35,530 |
| ADOBE SYSTEMS INC CMN | $1,879 | $1,879 |
| AES CORP. CMN | $16,556 | $16,556 |
| AETNA INC CMN | $69,197 | $69,197 |
| AFLAC INCORPORATED CMN | $12,579 | $12,579 |
| AIR PRODUCTS & CHEMICALS INC CMN | $26,022 | $26,022 |
| AIRCASTLE LIMITED CMN | $68,519 | $68,519 |
| ALEXION PHARMACEUTICALS INC CMN | $15,260 | $15,260 |
| ALLERGAN PLC CMN | $109,375 | $109,375 |
| ALLIANZ SE ADR CMN | $64,171 | $64,171 |
| ALNYLAM PHARMACEUTICALS, INC. CMN | $5,648 | $5,648 |
| ALPHABET INC. CMN CLASS A | $248,963 | $248,963 |
| ALPHABET INC. CMN CLASS C | $250,430 | $250,430 |
| ALTRIA GROUP, INC. CMN | $136,037 | $136,037 |
| ALTRIA GROUP, INC. CMN | $404,327 | $404,327 |
| AMAZON.COM INC CMN | $289,281 | $289,281 |
| AMERICAN AIRLINES GROUP INC CMN | $9,741 | $9,741 |
| AMERICAN EXPRESS CO. CMN | $6,260 | $6,260 |
| AMERICAN INTL GROUP, INC. CMN | $41,520 | $41,520 |
| AMERICAN TOWER CORPORATION CMN | $84,347 | $84,347 |
| AMERIPRISE FINANCIAL, INC. CMN | $47,889 | $47,889 |
| AMGEN INC. CMN | $214,276 | $214,276 |
| ANADARKO PETROLEUM CORP CMN | $37,407 | $37,407 |
| ANTHEM, INC. CMN | $40,438 | $40,438 |
| APACHE CORP. CMN | $8,405 | $8,405 |
| APPLE, INC. CMN | $686,611 | $686,611 |
| APPLIED MATERIALS INC CMN | $6,348 | $6,348 |
| ARCHER DANIELS MIDLAND CO CMN | $23,475 | $23,475 |
| ARM HOLDINGS PLC SPON ADR SPONSORED ADR CMN | $97,492 | $97,492 |
| ARTISAN PARTNERS ASSET MGMT IN CMN | $88,708 | $88,708 |
| ASSURANT, INC. CMN | $2,416 | $2,416 |
| AT&T INC CMN | $442,169 | $442,169 |
| ATLAS AIR WORLDWIDE HOLDINGS CMN | $47,128 | $47,128 |
| AUTOMATIC DATA PROCESSING INC CMN | $30,499 | $30,499 |
| AVAGO TECHNOLOGIES LTD CMN | $23,224 | $23,224 |
| AVG TECHNOLOGIES N.V. CMN | $66,726 | $66,726 |
| BAKER HUGHES INC CMN | $22,152 | $22,152 |
| BANCO SANTANDER, S.A. SPON ADR | $56,171 | $56,171 |
| BANK OF AMERICA CORP CMN | $68,835 | $68,835 |
| BARCLAYS BANK PLC LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA STRUCTURED NO | $239,616 | $239,616 |
| BAXALTA INCORPORATED CMN | $15,222 | $15,222 |
| BB&T CORPORATION CMN | $26,089 | $26,089 |
| BBCN BANCORP INC CMN | $48,319 | $48,319 |
| BEACON ROOFING SUPPLY, INC. CMN | $73,424 | $73,424 |
| BEST BUY CO INC CMN SERIES | $14,921 | $14,921 |
| BG GROUP PLC SPON ADR ADR CMN | $45,848 | $45,848 |
| BIOGEN INC. CMN | $38,906 | $38,906 |
| BLACKROCK, INC. CMN | $34,052 | $34,052 |
| BLACKROCK, INC. CMN | $195,458 | $195,458 |
| BNP PARIBAS LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA; 2,003.37 STRUCTURE | $238,165 | $238,165 |
| BOEING COMPANY CMN | $190,859 | $190,859 |
| BP P.L.C. SPONSORED ADR CMN | $108,503 | $108,503 |
| BRINK'S COMPANY (THE) CMN | $50,563 | $50,563 |
| BRISTOL-MYERS SQUIBB COMPANY CMN | $218,752 | $218,752 |
| BRISTOL-MYERS SQUIBB COMPANY CMN | $163,239 | $163,239 |
| BROADCOM CORP CL-A CMN CLASS A | $2,313 | $2,313 |
| CA, INC. CMN | $83,681 | $83,681 |
| CA, INC. CMN | $168,618 | $168,618 |
| CABLE ONE INC. CMN | $68,518 | $68,518 |
| CABOT CORP. CMN | $69,455 | $69,455 |
| CABOT OIL & GAS CORPORATION CMN | $12,312 | $12,312 |
| CAMERON INTERNATIONAL CORP CMN | $8,848 | $8,848 |
| CANADIAN PACIFIC RAILWAY LTD CMN | $82,430 | $82,430 |
| CANON INC ADR SPONSORED ADR CMN | $88,763 | $88,763 |
| CAPITAL ONE FINANCIAL CORP CMN | $41,143 | $41,143 |
| CARDINAL HEALTH INC CMN | $83,021 | $83,021 |
| CARDTRONICS, INC CMN | $73,021 | $73,021 |
| CARNIVAL CORPORATION CMN | $56,659 | $56,659 |
| CARNIVAL CORPORATION CMN | $185,069 | $185,069 |
| CATERPILLAR INC (DELAWARE) CMN | $147,813 | $147,813 |
| CELGENE CORPORATION CMN | $72,814 | $72,814 |
| CENTERPOINT ENERGY, INC. CMN | $82,987 | $82,987 |
| CENTURYLINK INC CMN | $105,672 | $105,672 |
| CF INDUSTRIES HOLDINGS, INC. CMN | $10,611 | $10,611 |
| CHENIERE ENERGY INC CMN | $1,863 | $1,863 |
| CHEVRON CORPORATION CMN | $193,414 | $193,414 |
| CHEVRON CORPORATION CMN | $90,860 | $90,860 |
| CHINA MOBILE LIMITED SPONSORED ADR CMN | $60,555 | $60,555 |
| CHR. HANSEN HOLDING A/S SPONSORED ADR CMN | $107,394 | $107,394 |
| CHUBB LIMITED CMN | $130,054 | $130,054 |
| CIMAREX ENERGY CO. CMN | $16,982 | $16,982 |
| CINCINNATI FINANCIAL CRP CMN | $0 | $0 |
| CINCINNATI FINANCIAL CRP CMN | $205,852 | $205,852 |
| CISCO SYSTEMS, INC. CMN | $224,572 | $224,572 |
| CISCO SYSTEMS, INC. CMN | $125,320 | $125,320 |
| CME GROUP INC. CMN CLASS A | $73,386 | $73,386 |
| COACH INC CMN | $31,421 | $31,421 |
| COCA-COLA COMPANY (THE) CMN | $140,050 | $140,050 |
| COCA-COLA COMPANY (THE) CMN | $82,440 | $82,440 |
| COGENT COMMUNICATIONS HLDGS CMN | $38,506 | $38,506 |
| COLGATE-PALMOLIVE CO CMN | $7,328 | $7,328 |
| COLONY STARWOOD HOMES CMN | $62,237 | $62,237 |
| COLOPLAST A/S ADR CMN | $100,645 | $100,645 |
| COMCAST CORPORATION CMN CLASS A VOTING | $183,962 | $183,962 |
| COMMUNICATIONS SALES & LEASING INC CMN | $102,515 | $102,515 |
| COMPASS GROUP PLC SPONSORED ADR CMN | $90,487 | $90,487 |
| CONAGRA INC CMN | $45,111 | $45,111 |
| CONCHO RESOURCES INC. CMN | $20,429 | $20,429 |
| CONOCOPHILLIPS CMN | $44,962 | $44,962 |
| CONOCOPHILLIPS CMN | $124,802 | $124,802 |
| CONSOLIDATED EDISON INC CMN | $11,569 | $11,569 |
| CONSTELLATION BRANDS INC CMN CLASS A | $12,820 | $12,820 |
| CONTINENTAL RESOURCES, INC CMN | $4,527 | $4,527 |
| CORE LABORATORIES N.V. CMN | $99,062 | $99,062 |
| CORNING INCORPORATED CMN | $19,925 | $19,925 |
| CORRECTIONS CORP OF AMERICA CMN | $99,788 | $99,788 |
| COVANTA HOLDING CORP CMN | $164,349 | $164,349 |
| CREDIT SUISSE AG LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA STRUCTURED NOT | $234,975 | $234,975 |
| CROWN CASTLE INTL CORP CMN | $41,496 | $41,496 |
| CSL LIMITED SPONSORED ADR CMN | $127,454 | $127,454 |
| CST BRANDS, INC. CMN | $74,131 | $74,131 |
| CSX CORPORATION CMN | $39,704 | $39,704 |
| CTRIP.COM INTERNATIONAL, LTD. ADR CMN | $93,865 | $93,865 |
| CULLEN FROST BANKERS INC CMN | $3,600 | $3,600 |
| CUMMINS INC COMMON STOCK | $79,209 | $79,209 |
| CVS HEALTH CORP CMN | $132,967 | $132,967 |
| CYPRESS SEMICONDUCTOR CORPORAT CMN | $12,263 | $12,263 |
| DAIMLER AG SPONSORED ADR CMN | $62,026 | $62,026 |
| DARDEN RESTAURANTS INC CMN | $41,366 | $41,366 |
| DEERE & COMPANY CMN | $12,203 | $12,203 |
| DELTA AIR LINES, INC. CMN | $29,907 | $29,907 |
| DEUTSCHE BANK AG-LONDON BRANCH LNKD TO MSCI EMERGING MKT BUFFERED CAPPED BET | $45,170 | $45,170 |
| DEUTSCHE BANK AG-LONDON BRANCH LNKD TO MSCI EMERGING MKT BUFFERED CAPPED BET | $22,626 | $22,626 |
| DEUTSCHE TELEKOM AG SPONSORED ADR CMN | $113,856 | $113,856 |
| DEVON ENERGY CORPORATION (NEW) CMN | $9,920 | $9,920 |
| DIAMONDBACK ENERGY INC CMN | $11,373 | $11,373 |
| DIAMONDROCK HOSPITALITY CO CMN | $59,087 | $59,087 |
| DIEBOLD INCORPORATED CMN | $64,393 | $64,393 |
| DISCOVER FINANCIAL SERVICES CMN | $13,941 | $13,941 |
| DIVIDENDS EARNED BUT NOT YET PAID | $78,346 | $78,346 |
| DJ WILSHIRE REIT ETF CMN ETF | $3,031,120 | $3,031,120 |
| DOMINION RESOURCES, INC. CMN | $73,051 | $73,051 |
| DOMINION RESOURCES, INC. CMN | $77,448 | $77,448 |
| DOMTAR CORPORATION CMN CLASS | $29,191 | $29,191 |
| DOW CHEMICAL CO CMN | $203,964 | $203,964 |
| DSW INC. CMN CLASS A | $67,691 | $67,691 |
| DUKE ENERGY CORPORATION CMN | $167,767 | $167,767 |
| DUKE ENERGY CORPORATION CMN | $80,956 | $80,956 |
| E.I. DU PONT DE NEMOURS AND CO CMN | $45,288 | $45,288 |
| EATON CORP PLC CMN | $108,243 | $108,243 |
| EATON VANCE CORP (NON-VTG) CMN | $9,729 | $9,729 |
| ELECTRONIC ARTS CMN | $4,123 | $4,123 |
| ELI LILLY & CO CMN | $143,242 | $143,242 |
| ELI LILLY & CO CMN | $245,871 | $245,871 |
| EMC CORPORATION MASS CMN | $18,490 | $18,490 |
| EMERSON ELECTRIC CO. CMN | $80,833 | $80,833 |
| ENDO INTERNATIONAL PLC CMN | $4,898 | $4,898 |
| ENERGIZER HOLDINGS, INC. CMN | $60,218 | $60,218 |
| ENERSYS CMN | $65,326 | $65,326 |
| ENI S.P.A SPON ADR SPONSORED ADR CMN | $90,413 | $90,413 |
| ENTERGY CORPORATION CMN | $30,762 | $30,762 |
| EOG RESOURCES INC CMN | $75,745 | $75,745 |
| EQUINIX, INC. REIT | $24,192 | $24,192 |
| EQUITY RESIDENTIAL CMN | $86,485 | $86,485 |
| ERIE INDEMNITY COMPANY CL-A CMN CLASS A | $3,826 | $3,826 |
| ESSEX PROPERTY TRUST INC CMN | $43,094 | $43,094 |
| EVERTEC INC CMN | $57,201 | $57,201 |
| EXELON CORPORATION CMN | $15,551 | $15,551 |
| EXPEDIA, INC. CMN | $27,346 | $27,346 |
| EXPERIAN PLC SPONSORED ADR CMN | $112,355 | $112,355 |
| EXTRA SPACE STORAGE INC. CMN | $20,288 | $20,288 |
| EXXON MOBIL CORPORATION CMN | $346,955 | $346,955 |
| FACEBOOK, INC. CMN CLASS A | $284,885 | $284,885 |
| FANUC CORP UNSPONSORED ADR CMN | $86,537 | $86,537 |
| FASTENAL CO CMN | $21,635 | $21,635 |
| FEDERATED INVESTORS, INC. CMN CLASS B | $18,050 | $18,050 |
| FIFTH THIRD BANCORP CMN | $27,939 | $27,939 |
| FIRST NIAGARA FINANCIAL GROUP, CMN | $35,046 | $35,046 |
| FIRSTMERIT CORP CMN | $70,814 | $70,814 |
| FORD MOTOR COMPANY CMN | $180,211 | $180,211 |
| GAMESTOP CORP CMN CLASS A | $7,010 | $7,010 |
| GAP INC CMN | $31,616 | $31,616 |
| GARMIN LTD. CMN | $37,170 | $37,170 |
| GENERAC HOLDINGS INC. CMN | $54,152 | $54,152 |
| GENERAL DYNAMICS CORP. CMN | $39,834 | $39,834 |
| GENERAL DYNAMICS CORP. CMN | $246,699 | $246,699 |
| GENERAL ELECTRIC CO CMN | $300,629 | $300,629 |
| GENERAL ELECTRIC CO CMN | $277,578 | $277,578 |
| GENERAL GROWTH PROPERTIES INC CMN | $59,046 | $59,046 |
| GENERAL MILLS INC CMN | $196,621 | $196,621 |
| GENERAL MOTORS COMPANY CMN | $70,741 | $70,741 |
| GENESCO INC. CMN | $63,024 | $63,024 |
| GILEAD SCIENCES CMN | $173,237 | $173,237 |
| GLAXOSMITHKLINE PLC SPONSORED ADR CMN | $130,452 | $130,452 |
| GOLAR LNG LIMITED CMN | $316 | $316 |
| GOLDMAN SACHS BANK DEPOSIT (BDA) | $69,849 | $69,849 |
| GOLDMAN SACHS BANK DEPOSIT (BDA) | $139,876 | $139,876 |
| GOLDMAN SACHS BANK DEPOSIT (BDA) | $75,696 | $75,696 |
| GOLDMAN SACHS BANK DEPOSIT (BDA) | $99,151 | $99,151 |
| GOLDMAN SACHS BANK DEPOSIT (BDA) | $378,900 | $378,900 |
| GROUP 1 AUTOMOTIVE, INC. CMN | $44,512 | $44,512 |
| GULFPORT ENERGY CORP (NEW) CMN | $8,354 | $8,354 |
| H & R BLOCK INC. CMN | $178,109 | $178,109 |
| HAEMONETICS CORP CMN | $68,155 | $68,155 |
| HALLIBURTON COMPANY CMN | $50,379 | $50,379 |
| HALYARD HEALTH, INC. CMN | $64,515 | $64,515 |
| HANESBRANDS INC. CMN | $19,424 | $19,424 |
| HARMAN INTL INDS INC (NEW) CMN | $1,884 | $1,884 |
| HASBRO, INC. CMN | $51,867 | $51,867 |
| HASBRO, INC. CMN | $201,608 | $201,608 |
| HCA HOLDINGS, INC. CMN | $2,029 | $2,029 |
| HDFC BANK LIMITED ADR CMN | $58,766 | $58,766 |
| HESS CORPORATION CMN | $970 | $970 |
| HEWLETT PACKARD ENTERPRISE CO CMN | $17,328 | $17,328 |
| HONDA MTR LTD (AMER SHS) ADR CMN | $136,118 | $136,118 |
| HONEYWELL INTL INC CMN | $73,535 | $73,535 |
| HP INC. CMN | $37,296 | $37,296 |
| HUMANA INC. CMN | $32,132 | $32,132 |
| IBERDROLA, SOCIEDAD ANONIMA SPONSORED ADR CMN | $163,537 | $163,537 |
| ICON PUBLIC LIMITED COMPANY CMN | $99,845 | $99,845 |
| ILLINOIS TOOL WORKS CMN | $16,682 | $16,682 |
| ILLUMINA, INC. CMN | $32,631 | $32,631 |
| INCYTE CORPORATION CMN | $6,507 | $6,507 |
| INDUSTRIA DE DISENO TEXTIL IND ADR CMN | $48,452 | $48,452 |
| INTEL CORPORATION CMN | $200,499 | $200,499 |
| INTEL CORPORATION CMN | $164,292 | $164,292 |
| INTERCONTINENTAL EXCHANGE INC CMN | $30,751 | $30,751 |
| INTERNATIONAL GAME TECHNOLOGY PLC CMN | $28,639 | $28,639 |
| INTERNATIONAL PAPER CO. CMN | $137,982 | $137,982 |
| INTL BUSINESS MACHINES CORP CMN | $251,845 | $251,845 |
| INTUIT INC CMN | $28,950 | $28,950 |
| INVESCO LTD. CMN | $88,722 | $88,722 |
| IONIS PHARMACEUTICALS, INC. CMN | $1,239 | $1,239 |
| J.M. SMUCKER CO. CMN | $1,233 | $1,233 |
| JOHNSON & JOHNSON CMN | $358,493 | $358,493 |
| JPMORGAN CHASE & CO CMN | $342,035 | $342,035 |
| JPMORGAN CHASE & CO. LINKED TO MSCI EAFE BUFFERED CAPPED BETA STRUCTURED NOT | $106,183 | $106,183 |
| JPMORGAN CHASE & CO. LINKED TO MSCI EAFE BUFFERED CAPPED BETA; 1851.35 STRUC | $70,176 | $70,176 |
| JPMORGAN CHASE & CO. LNKD TO MSCI EMERGING MKT BUFFERED CAPPED BETA STRUCTUR | $68,585 | $68,585 |
| KAO CORP SPONSORED ADR CMN | $82,467 | $82,467 |
| KAPSTONE PAPER AND PACKAGING CORPORATION CMN | $62,461 | $62,461 |
| KAR AUCTION SERVICES, INC. CMN | $0 | $0 |
| KEURIG GREEN MOUNTAIN, INC. CMN | $8,998 | $8,998 |
| KINDER MORGAN INC CMN CLASS P | $27,154 | $27,154 |
| KINDER MORGAN INC CMN CLASS P | $116,003 | $116,003 |
| KLA-TENCOR CORPORATION CMN | $37,449 | $37,449 |
| KOHL'S CORP (WISCONSIN) CMN | $5,239 | $5,239 |
| KONINKLIJKE AHOLD N.V. SPONSORED ADR CMN | $134,531 | $134,531 |
| KOSMOS ENERGY LTD. CMN | $1,872 | $1,872 |
| KROGER COMPANY CMN | $32,209 | $32,209 |
| L BRANDS, INC. CMN | $45,035 | $45,035 |
| LA QUINTA HOLDINGS INC. CMN | $62,987 | $62,987 |
| LANNETT COMPANY, INC. CMN | $63,470 | $63,470 |
| LAS VEGAS SANDS CORP. CMN | $55,677 | $55,677 |
| LATTICE SEMICONDUCTOR CORP CMN | $57,447 | $57,447 |
| LEXMARK INTERNATIONAL INC. CMN CLASS A | $23,364 | $23,364 |
| LINEAR TECHNOLOGY CORP CMN | $2,124 | $2,124 |
| LLOYDS BANKING GROUP PLC SPONSORED ADR CMN | $37,487 | $37,487 |
| LOCKHEED MARTIN CORPORATION CMN | $20,195 | $20,195 |
| LOWES COMPANIES INC CMN | $80,602 | $80,602 |
| LOWES COMPANIES INC CMN | $219,756 | $219,756 |
| LVMH MOET HENNESSY LOUIS VUITTON S.A. ADR CMN | $73,697 | $73,697 |
| LYONDELLBASELL INDUSTRIES N.V. CMN CLASS A | $79,600 | $79,600 |
| MACERICH COMPANY CMN | $0 | $0 |
| MACQUARIE INFRASTRUCTURE CORP CMN | $155,364 | $155,364 |
| MACY'S INC. CMN | $35,680 | $35,680 |
| MAGELLAN HEALTH , INC. CMN | $70,477 | $70,477 |
| MARATHON PETROLEUM CORPORATION CMN | $38,776 | $38,776 |
| MASTERCARD INCORPORATED CMN CLASS A | $82,756 | $82,756 |
| MAXIM INTEGRATED PRODUCTS INC CMN | $31,160 | $31,160 |
| MC DONALDS CORP CMN | $108,689 | $108,689 |
| MCGRAW-HILL COMPANIES INC CMN | $43,375 | $43,375 |
| MEDTRONIC PUBLIC LIMITED COMPA CMN | $139,225 | $139,225 |
| MENTOR GRAPHICS CORP CMN | $52,147 | $52,147 |
| MERCK & CO., INC. CMN | $155,819 | $155,819 |
| MERCURY GENERAL CORPORATION CMN | $117,822 | $117,822 |
| METLIFE, INC. CMN | $134,988 | $134,988 |
| MICROCHIP TECHNOLOGY INCORPORA CMN | $41,421 | $41,421 |
| MICROSEMI CORP CL A CMN | $64,039 | $64,039 |
| MICROSOFT CORPORATION CMN | $594,912 | $594,912 |
| MICROSOFT CORPORATION CMN | $146,134 | $146,134 |
| MOLSON COORS BREWING CO CMN CLASS B | $2,818 | $2,818 |
| MONDELEZ INTERNATIONAL, INC. CMN | $29,146 | $29,146 |
| MONSANTO COMPANY CMN | $24,630 | $24,630 |
| MOODYS CORP CMN | $23,078 | $23,078 |
| MORGAN STANLEY CMN | $61,393 | $61,393 |
| NATIONAL GRID PLC SPONSORED ADR CMN | $146,799 | $146,799 |
| NAVIENT CORPORATION CMN | $21,412 | $21,412 |
| NESTLE SA SPONSORED ADR (REP 1/20 CHF 10 REGD SHS) | $135,770 | $135,770 |
| NESTLE SA SPONSORED ADR (REP 1/20 CHF 10 REGD SHS) | $118,789 | $118,789 |
| NETAPP, INC. CMN | $2,122 | $2,122 |
| NETFLIX COM INC CMN | $64,053 | $64,053 |
| NEW YORK COMMUNITY BANCORP, IN CMN | $186,864 | $186,864 |
| NEWELL BRANDS INC CMN | $3,526 | $3,526 |
| NEWFIELD EXPLORATION CO. CMN | $10,745 | $10,745 |
| NEWMARKET CORP CMN | $104,320 | $104,320 |
| NEWMONT MINING CORPORATION CMN | $10,974 | $10,974 |
| NIELSEN HLDGS PLC CMN | $10,252 | $10,252 |
| NIKE CLASS-B CMN CLASS B | $68,750 | $68,750 |
| NOBLE ENERGY INC CMN | $2,305 | $2,305 |
| NORDSTROM INC CMN | $5,977 | $5,977 |
| NORFOLK SOUTHERN CORPORATION CMN | $38,066 | $38,066 |
| NORFOLK SOUTHERN CORPORATION CMN | $202,339 | $202,339 |
| NOVARTIS AG-ADR SPONSORED ADR CMN | $106,948 | $106,948 |
| NOVO-NORDISK A/S ADR ADR CMN | $136,023 | $136,023 |
| NOVOZYMES AS UNSPONSORED ADR CMN | $106,547 | $106,547 |
| NRG ENERGY, INC. CMN | $18,950 | $18,950 |
| NTT DOCOMO, INC. SPONSORED ADR CMN | $52,050 | $52,050 |
| NUCOR CORPORATION CMN | $14,911 | $14,911 |
| OCCIDENTAL PETROLEUM CORP CMN | $71,667 | $71,667 |
| ORACLE CORPORATION CMN | $123,106 | $123,106 |
| P G & E CORPORATION CMN | $8,510 | $8,510 |
| PACWEST BANCORP CMN | $44,824 | $44,824 |
| PAYCHEX, INC. CMN | $214,205 | $214,205 |
| PAYCHEX, INC. CMN | $199,290 | $199,290 |
| PAYPAL HOLDINGS INC CMN | $4,344 | $4,344 |
| PENSKE AUTOMOTIVE GROUP, INC. CMN | $12,279 | $12,279 |
| PEOPLES UNITED FINANCIAL INC CMN | $224,647 | $224,647 |
| PEPSICO INC CMN | $70,943 | $70,943 |
| PERRIGO CO PLC CMN | $79,874 | $79,874 |
| PFIZER INC. CMN | $407,051 | $407,051 |
| PFIZER INC. CMN | $180,574 | $180,574 |
| PHILIP MORRIS INTL INC CMN | $186,281 | $186,281 |
| PHILLIPS 66 CMN | $51,534 | $51,534 |
| PINNACLE WEST CAPITAL CORP CMN | $14,186 | $14,186 |
| PIONEER NATURAL RESOURCES CO CMN | $31,345 | $31,345 |
| PITNEY-BOWES INC CMN | $16,314 | $16,314 |
| PNC FINANCIAL SERVICES GROUP CMN | $25,734 | $25,734 |
| PORTLAND GENERAL ELECTRIC CO CMN | $74,559 | $74,559 |
| PRICELINE GROUP INC/THE CMN | $63,748 | $63,748 |
| PRINCIPAL FINANCIAL GROUP, INC CMN | $1,349 | $1,349 |
| PROASSURANCE CORP CMN | $74,057 | $74,057 |
| PROCTER & GAMBLE COMPANY (THE) CMN | $460,578 | $460,578 |
| PROGRESSIVE CORPORATION (THE) CMN | $240,090 | $240,090 |
| PROLOGIS INC CMN | $3,434 | $3,434 |
| PRUDENTIAL FINANCIAL INC CMN | $134,327 | $134,327 |
| PUBLIC STORAGE CMN | $74,310 | $74,310 |
| QBE INSURANCE GROUP LIMITED SPONSORED ADR CMN | $20,509 | $20,509 |
| QUALCOMM INC CMN | $103,969 | $103,969 |
| QUALITY SYSTEMS INC CMN | $49,682 | $49,682 |
| QUEST DIAGNOSTICS INCORPORATED CMN | $42,684 | $42,684 |
| RAMBUS INC CMN | $59,213 | $59,213 |
| RAYTHEON CO CMN | $72,227 | $72,227 |
| RECKITT BENCKISER GROUP PLC SPONSORED ADR CMN | $121,699 | $121,699 |
| REGAL BELOIT CORP CMN | $57,876 | $57,876 |
| REGAL ENTERTAINMENT GROUP CMN CLASS A | $5,284 | $5,284 |
| REGENERON PHARMACEUTICAL INC CMN | $43,430 | $43,430 |
| REPUBLIC SERVICES INC CMN | $20,675 | $20,675 |
| REYNOLDS AMERICAN INC. CMN | $33,690 | $33,690 |
| REYNOLDS AMERICAN INC. CMN | $284,561 | $284,561 |
| RICE ENERGY INC CMN | $3,161 | $3,161 |
| ROYAL CARIBBEAN CRUISES LTD ISIN: LR0008862868 | $8,097 | $8,097 |
| ROYAL DUTCH SHELL PLC SPONSORED ADR CMN SERIES A | $58,657 | $58,657 |
| RSP PERMIAN INC CMN | $61,682 | $61,682 |
| RWE AG AKTIENGESELLSCHAFT SPON ADR | $56,456 | $56,456 |
| RYDER SYSTEM INC CMN | $4,546 | $4,546 |
| SALESFORCE.COM, INC CMN | $28,694 | $28,694 |
| SANOFI SPONSORED ADR CMN | $121,297 | $121,297 |
| SAP SE (SPON ADR) | $142,301 | $142,301 |
| SCHLUMBERGER LTD CMN | $115,785 | $115,785 |
| SENSATA TECHNOLOGIES HLDG N .V CMN | $96,496 | $96,496 |
| SEVEN & I HOLDINGS CO., LTD. UNSPONSORED ADR CMN | $10,611 | $10,611 |
| SGS S.A. ADR CMN | $85,165 | $85,165 |
| SHOPRITE HOLDINGS LTD SPONSORED ADR CMN ADR RATIO UNKNOWN | $33,328 | $33,328 |
| SIMON PROPERTY GROUP INC CMN | $104,998 | $104,998 |
| SINCLAIR BROADCAST GROUP INC CMN CLASS A | $67,065 | $67,065 |
| SINGAPORE TELECOMMUNICATIONS L SPONSORED ADR CMN | $80,559 | $80,559 |
| SIX FLAGS ENTERTAINMENT CORPOR CMN | $13,735 | $13,735 |
| SKYWORKS SOLUTIONS INC CMN | $6,146 | $6,146 |
| SL GREEN REALTY CORP CMN | $2,260 | $2,260 |
| SM ENERGY COMPANY CMN | $1,317 | $1,317 |
| SM ENERGY COMPANY CMN | $40,618 | $40,618 |
| SOCIETE GENERALE LINKED TO MSCI EAFE BUFFERED CAPPED BETA STRUCTURED NOTE DU | $105,406 | $105,406 |
| SOCIETE GENERALE LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA, 2030.89 STRUC | $291,669 | $291,669 |
| SONIC AUTOMOTIVE INC CLASS A CMN CLASS A | $55,648 | $55,648 |
| SOTHEBY'S CMN CLASS A | $56,904 | $56,904 |
| SPDR DJ WILSHIRE INTERNATIONAL REAL ESTATE ETF | $1,196,094 | $1,196,094 |
| ST JUDE MEDICAL INC CMN | $27,797 | $27,797 |
| STAPLES, INC. CMN | $21,592 | $21,592 |
| STARBUCKS CORP. CMN | $97,249 | $97,249 |
| STATE STREET CORPORATION (NEW) CMN | $21,235 | $21,235 |
| STATE STREET HEDGED INTERNATIONAL DEVELOPED EQUITY INDEX FUND K CLASS | $4,676,576 | $4,676,576 |
| STRYKER CORP CMN | $6,506 | $6,506 |
| SWATCH GROUP SA (THE) ADR CMN | $38,782 | $38,782 |
| SYMANTEC CORP CMN | $28,350 | $28,350 |
| SYNAPTICS, INC. CMN | $64,995 | $64,995 |
| SYNGENTA AG SPONSORED ADR CMN | $92,350 | $92,350 |
| SYSCO CORPORATION CMN | $139,400 | $139,400 |
| SYSMEX CORPORATION ADR CMN | $85,561 | $85,561 |
| TAIWAN SEMICONDUCTOR MFG ADS LTD ADS 1ADS EQUALS 5ORDS | $163,595 | $163,595 |
| TAIWAN SEMICONDUCTOR MFG ADS LTD ADS 1ADS EQUALS 5ORDS | $103,035 | $103,035 |
| TAKEDA PHARMACEUTICAL COMPANY SPONSORED ADR CMN | $134,011 | $134,011 |
| TARGET CORPORATION CMN | $120,533 | $120,533 |
| TCF FINANCIAL CORP MINN | $65,856 | $65,856 |
| TD AMERITRADE HOLDING CORP CMN | $2,777 | $2,777 |
| TE CONNECTIVITY LTD CMN | $14,214 | $14,214 |
| TELEFONICA S.A. ADR SPONSORED ADR CMN | $88,049 | $88,049 |
| TELEPHONE AND DATA SYS INC CMN | $66,537 | $66,537 |
| TELIA CO AB UNSPONSORED ADR CMN | $100,791 | $100,791 |
| TENCENT HOLDINGS LIMITED UNSPONSORED ADR CMN ADD ADR REL 19358779 | $108,637 | $108,637 |
| TESCO PLC (SPONSORED) ADR SPONSORED ADR CMN | $87,635 | $87,635 |
| TESORO CORPORATION CMN | $16,859 | $16,859 |
| TEVA PHARMACEUTICAL IND LTD ADS | $39,975 | $39,975 |
| TEXAS INSTRUMENTS INC. CMN | $156,209 | $156,209 |
| THE BANK OF NY MELLON CORP CMN | $13,603 | $13,603 |
| THE HOME DEPOT, INC. CMN | $186,473 | $186,473 |
| THE KRAFT HEINZ CO CMN | $58,208 | $58,208 |
| THE MOSAIC COMPANY CMN | $119,051 | $119,051 |
| THE SOUTHERN CO. CMN | $217,106 | $217,106 |
| THE WILLIAMS COMPANIES, INC. CMN | $36,237 | $36,237 |
| THIRD POINT REINSURANCE LTD CMN | $64,180 | $64,180 |
| THOMSON REUTERS CORPORATION CMN | $71,537 | $71,537 |
| TIME WARNER CABLE INC. CMN | $59,389 | $59,389 |
| TIME WARNER INC. CMN | $76,311 | $76,311 |
| TIVO INC CMN | $55,500 | $55,500 |
| TJX COMPANIES INC (NEW) CMN | $17,018 | $17,018 |
| TOKIO MARINE HOLDINGS, INC. ADR CMN | $121,505 | $121,505 |
| TOKYO ELECTRON LIMITED UNSPONSORED ADR CMN | $57,429 | $57,429 |
| TOTAL SA SPONSORED ADR CMN | $42,073 | $42,073 |
| TRIUMPH GROUP INC CMN | $61,295 | $61,295 |
| TUPPERWARE BRANDS CORPORATION CMN | $15,582 | $15,582 |
| U S DOLLAR | $8,072 | $8,072 |
| U S DOLLAR | $567 | $567 |
| U.S. BANCORP CMN | $110,089 | $110,089 |
| UBS AG LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA STRUCTURED NOTE DUE 05/2 | $239,544 | $239,544 |
| UBS AG LNKD TO MSCI EMERGING MKT BUFFERED CAPPED BETA STRUCTURED NOTE DUE 01 | $31,730 | $31,730 |
| UBS AG LNKD TO MSCI EMERGING MKT BUFFERED CAPPED BETA; 42.92 STRUCTURED NOTE | $42,245 | $42,245 |
| UMPQUA HLDGS CORP CMN | $68,402 | $68,402 |
| UNDER ARMOUR, INC. CMN CLASS A | $8,867 | $8,867 |
| UNICHARM CORP. SPONSORED ADR CMN | $56,940 | $56,940 |
| UNILEVER PLC (NEW) SPONSORED ADR CMN | $129,964 | $129,964 |
| UNION PACIFIC CORP. CMN | $117,300 | $117,300 |
| UNITED OVERSEAS BK LTD SPONSORED ADR CMN | $98,420 | $98,420 |
| UNITED PARCEL SERVICE, INC. CLASS B COMMON STOCK | $161,666 | $161,666 |
| UNITED TECHNOLOGIES CORP CMN | $100,874 | $100,874 |
| UNITEDHEALTH GROUP INCORPORATE CMN | $184,695 | $184,695 |
| VALERO ENERGY CORPORATION CMN | $43,982 | $43,982 |
| VANGUARD FTSE EMERGING MKTS ETF | $2,569,207 | $2,569,207 |
| VERIZON COMMUNICATIONS INC. CMN | $162,325 | $162,325 |
| VERIZON COMMUNICATIONS INC. CMN | $119,479 | $119,479 |
| VERTEX PHARMACEUTICALS INC CMN | $29,948 | $29,948 |
| VF CORP CMN | $49,178 | $49,178 |
| VIACOM INC CMN CLASS A | $1,320 | $1,320 |
| VIACOM INC CMN CLASS B | $27,989 | $27,989 |
| VISA INC. CMN CLASS A | $117,101 | $117,101 |
| VODAFONE GROUP PLC ADR CMN | $50,810 | $50,810 |
| WADDELL & REED FIN., INC. CLASS A COMMON | $165,512 | $165,512 |
| WAL MART STORES INC CMN | $30,037 | $30,037 |
| WAL-MART DE MEXICO SAB DE CV SPONSORED ADR REPSTG SER V SHS | $53,069 | $53,069 |
| WALGREENS BOOTS ALLIANCE, INC. CMN | $117,514 | $117,514 |
| WALT DISNEY COMPANY (THE) CMN | $120,842 | $120,842 |
| WEC ENERGY GROUP, INC. CMN | $41,561 | $41,561 |
| WELLS FARGO & CO (NEW) CMN | $345,730 | $345,730 |
| WELLS FARGO & CO (NEW) CMN | $234,074 | $234,074 |
| WELLS FARGO & COMPANY LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA, 1925.15 | $243,244 | $243,244 |
| WELLS FARGO & COMPANY LNKD TO MSCI EMERGING MKT BUFFERED CAPPED BETA; 45.06 | $70,294 | $70,294 |
| WELLTOWER, INC. CMN | $163,952 | $163,952 |
| WESTERN DIGITAL CORPORATION CMN | $44,257 | $44,257 |
| WESTERN UNION COMPANY (THE) CMN | $2,382 | $2,382 |
| WESTROCK COMPANY CMN | $11,405 | $11,405 |
| WHIRLPOOL CORP. CMN | $16,156 | $16,156 |
| WHITING PETROLEUM CORPORATION CMN | $378 | $378 |
| WYNN RESORTS, LIMITED CMN | $17,989 | $17,989 |
| XEROX CORPORATION CMN | $8,823 | $8,823 |
| XILINX INCORPORATED CMN | $27,712 | $27,712 |
| YAHOO INC CMN | $18,293 | $18,293 |
| YANDEX N.V. CMN | $53,731 | $53,731 |
| YUM BRANDS, INC. CMN | $52,596 | $52,596 |
| ZURICH INS GROUP LTD SPONSORED ADR CMN | $89,291 | $89,291 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $1,341,584 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $1,341,584 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $413,676 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $413,676 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (17 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| BROAD STREET REAL ESTATE CREDIT PARTNERS II OFFSHORE FEEDER FUND, L.P. | FMV | $1,106,344 | $1,106,344 |
| DRT INVESTORS OFFSHORE, LP (C) | FMV | $1,017,773 | $1,017,773 |
| FREEPORT SBIC GP, LLC | FMV | $1,601,300 | $1,601,300 |
| GLOBAL ATLANTIC (C) | FMV | $3,036,000 | $3,036,000 |
| GLOBAL PRIVATE OPPORTUNITIES PARTNERS OFFSHORE HOLDINGS LP (C) | FMV | $656,050 | $656,050 |
| GS TACTICAL TILT IMPLEMENTATION FUND INST | FMV | $4,587,047 | $4,587,047 |
| HEDGE FUND OPPORTUNITIES LTD CLASS A SERIES 1 | FMV | $2,760,142 | $2,760,142 |
| HEDGE FUND SELECT: HALCYON PARTNERS OFFSHORE LTD | FMV | $446,548 | $446,548 |
| HEDGE FUND SELECT: JANA OFFSHORE PARTNERS LTD | FMV | $829,158 | $829,158 |
| HEDGE FUND SELECT: THE ADELPHI EUROPE FUND LTD | FMV | $1,037,529 | $1,037,529 |
| MOUNT KELLETT CAPITAL PARTNERS (CAYMAN) CORPORATE ACCESS LP (C) | FMV | $324,000 | $324,000 |
| PRINCETON FUND LTD CLASS A SERIES 1 | FMV | $1,182,261 | $1,182,261 |
| PRIVATE EQUITY MANAGERS (2014) OFFSHORE LP (C) | FMV | $357,524 | $357,524 |
| PRIVATE EQUITY MANAGERS (2015) OFFSHORE S.C.SP (C) | FMV | $150,880 | $150,880 |
| TINICUM TAX EXEMPT L.P | FMV | $697,003 | $697,003 |
| VINTAGE VI OFFSHORE HOLDINGS LP (C) | FMV | $1,135,869 | $1,135,869 |
| WEST STREET ENERGY PARTNERS, L.P. (C) | FMV | $513,787 | $513,787 |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp (4 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt |
|---|---|---|---|
| FURNITURE & EQUIPMENT (2013) | $48,398 | $20,399 | $27,999 |
| LEASEHOLD IMPROVEMENTS (2013) | $23,157 | $11,791 | $11,366 |
| FURNITURE & EQUIPMENT (2014) | $1,800 | $493 | $1,307 |
| FURNITURE & EQUIPMENT (2015) | $20,582 | $2,346 | $18,236 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $12,974 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $12,974 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| PROGRAM-RELATED INVESTMENT | $163,930 | $2,717,594 | $2,717,594 |
| RESERVE FOR UNCOLLECTIBLE PROGRAM-RELATED INVESTMENT | $0 | -$2,177,594 | -$2,177,594 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | CHANGE IN UNREALIZED GAIN/(LOSS) ON INVESTMENTS | Desc |
| Amt | $6,385,730 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (12 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INSURANCE | $4,508 | $2,254 | $2,254 |
| SUPPLIES | $10,190 | $5,095 | $5,095 |
| POSTAGE & MAILING | $1,014 | $507 | $507 |
| DUES & SUBSCRIPTIONS | $6,271 | $1,211 | $5,061 |
| STAFF DEVELOPMENT | $486 | $243 | $243 |
| ADR FEES | $6,034 | $6,034 | $0 |
| EQUIPMENT RENTAL & MAINTENANCE | $662 | $331 | $331 |
| PARTNERSHIP EXPENSES FROM SCHEDULE K-1'S | $0 | $33,552 | $0 |
| OTHER INVESTMENT EXPENSE | $769 | $769 | $0 |
| TRUSTEE RELATIONS | $180 | $0 | $180 |
| GRANTEE RELATIONS | $55 | $0 | $55 |
| CONTRACT LABOR | $17,749 | $8,875 | $8,874 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| OTHER INVESTMENT INCOME | $563 | $563 | $563 |
| PARTNERSHIP INCOME FROM SCHEDULE K-1'S | $0 | $196,001 | $0 |
| LESS: PARTNERSHIP INCOME FROM SCHEDULE K-1'S SUBJECT TO UBIT | $0 | -$45,103 | $0 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| CREDIT CARD PAYABLE | $1,000 | $2,317 |
| PAYROLL WITHHOLDINGS | $5,638 | $8,113 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT ADVISORY | $368,605 | $368,605 | $0 |
| IT CONSULTING | $13,698 | $6,849 | $6,849 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAX | $47,121 | $47,121 | $0 |
| EXCISE TAX | $65,000 | $0 | $0 |
| PARTNERSHIP FOREIGN TAX FROM SCHEDULE K-1'S | $0 | $24 | $0 |
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