2016-10-04T13:07:23-05:00 2015-12-31 203450056 BLYTHE WHITE & ASSOCIATES PLLC 2660 WEST PARK DRIVE SUITE 1 PADUCAH KY 42001 990PF 2015-01-01 396786592 RAY & KAY ECKSTEIN CHARITABLE TRUST ECKS 2705348930 4965 VILLAGE SQUARE DRIVE NO A PADUCAH KY 42001 RAY A ECKSTEIN TRUSTEE 2705348930 2016-08-25 1 DANE M BLYTHE CPA P00957999 2704159945 2015 2017-02-10 21:41:12Z X 95309650 X 25000000 2111 2111 2275305 2253504 2003706 44626149 2221139 563 151461 29281685 4628215 0 0 0 234137 117068 117069 28356 14178 14178 12974 0 12974 14187 7094 7093 382303 375454 6849 769 1221 0 112121 47145 0 14845 7423 56105 28052 28053 13785 6892 6893 851 425 426 47918 58871 22600 918351 663823 216135 869065 869065 1787416 663823 1085200 27494269 3964392 26425 31980 31980 866322 2405861 2405861 4734079 1755260 1755260 35814694 49961533 49961533 14974555 19116893 19116893 17564143 21439215 21439215 93937 35029 53171 58908 58908 163930 540000 540000 74197319 95309650 95309650 6638 10430 6638 10430 X 0 0 0 0 74190681 95299220 74190681 95299220 74197319 95309650 74190681 27494269 0 101684950 6385730 95299220 PUBLICLY TRADED SECURITIES 44381017 42405010 1976007 1976007 PARTNERSHIP GAINS/(LOSSES) FROM SCHEDULE K-1'S 217433 217433 217433 CAPITAL GAINS DIVIDENDS P 27699 27699 27699 2221139 0 3365602 73248499 0.045948 2897975 67099592 0.043189 2716634 51134042 0.053128 2502186 51470915 0.048614 2453574 50906817 0.048197 0.239076 0.047815 94043166 4496674 39644 4536318 3638864 79288 0 79288 0 79288 74690 26000 100690 X 63 21339 21339 0 0 0 0 0 0 0 0 0 1 1 0 1 1 WI KY 1 0 0 0 0 1 ECKSTEINCHARITY.ORG LAURIE LATHAM 2705348930 4965 VILLAGE SQUARE DRIVE SUITE A PADUCAH KY 42001 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 RAY A ECKSTEIN P O BOX 7606 PADUCAH KY 420027606 TRUSTEE 10.00 0 0 0 KATHRYN A ECKSTEIN P O BOX 7606 PADUCAH KY 420027606 TRUSTEE 1.00 0 0 0 CYNTHIA L ERICKSON-ZANINOVICH P O BOX 7606 PADUCAH KY 420027606 TRUSTEE 1.00 0 0 0 SUSAN F HOMRA P O BOX 7606 PADUCAH KY 420027606 TRUSTEE 1.00 0 0 0 TERESA R ECKSTEIN P O BOX 7606 PADUCAH KY 420027606 TRUSTEE 10.00 0 0 0 JOHN P ECKSTEIN P O BOX 7606 PADUCAH KY 420027606 TRUSTEE 1.00 0 0 0 RAYMOND A ECKSTEIN JR P O BOX 7606 PADUCAH KY 420027606 TRUSTEE 1.00 0 0 0 DOREEN M HAHN P O BOX 7606 PADUCAH KY 420027606 OPERATIONS MANAGER 30.00 93318 2950 0 HEATHER J BAER P O BOX 7606 PADUCAH KY 420027606 FOUNDATION RELATIONS 40.00 75244 2093 0 LAURIE LATHAM P O BOX 7606 PADUCAH KY 420027606 EXECUTIVE DIRECTOR 40.00 60575 1575 0 0 GOLDMAN SACHS ASSET MANAGEMENT 71 S WACKER DR CHICAGO IL 60606 INVESTMENT MANAGEMENT 368605 0 THE RAY & KAY ECKSTEIN CHARITABLE TRUST HAS AGREED TO LOAN UP TO $3,000,000 TO THE RAY A. AND KATHRYN A. ECKSTEIN VILLAGE OF CASSVILLE CHARITABLE SUPPORT TRUST. THE PURPOSE OF THE LOAN IS TO DISTRIBUTE FUNDS TO THE VILLAGE OF CASSVILLE, WISCONSIN FOR THE CONSTRUCTION OF A NEW MUNICIPAL SWIMMING POOL FACILITY. DURING 2015, $2,553,664 WAS DISTRIBUTED TO THE SUPPORT TRUST. 2553664 2553664 90300150 5145691 29454 95475295 0 0 95475295 1432129 94043166 4702158 4702158 79288 79288 4622870 0 4622870 0 4622870 1085200 2553664 3638864 0 3638864 4622870 2848271 0 0 3638864 2848271 0 0 790593 0 0 0 0 0 0 0 0 3832277 0 0 0 RAY A ECKSTEIN KATHRYN A ECKSTEIN APPLICATIONS MUST BE SUBMITTED ONLI WWWECKSTEINCHARITYORG PADUCAH KY 42001 2705348930 INFO@ECKSTEINCHARITY.ORG FOR 2016 THE FOUNDATION HAS ENTERED INTO COMMITMENTS THAT HAVE CAUSED ALL OF ITS AVAILABLE GRANT FUNDS TO BE FULLY UTILIZED. SUBMIT REQUESTS FOR 2017 FUNDING ONLINE & INCLUDE IRS DETERMINATION LETTER. THE REQUIRED GRANT APPLICATION AND RELATED MATERIALS IS LISTED ON THE WEBSITE: WWW.ECKSTEINCHARITY.ORG APPLICATION DEADLINES AND OTHER RELATED TIMELINES ARE POSTED ON THE WEBSITE: WWW.ECKSTEINCHARITY.ORG GRANT REQUESTS SHOULD SUPPORT AT LEAST ONE OF THE FOLLOWING CORE VALUES: CATHOLIC/FAITH BASED, HUMAN NEEDS, EDUCATION, FAMILIES, AND VIBRANT COMMUNITIES. CLARKE UNIVERSITY 1550 CLARKE DRIVE DUBUQUE IA 52001 NONE PC TO ENHANCE EDUCATION 2500 COMMUNITY MINISTRIES INC 1200 JEFFERSON STREET PADUCAH KY 42001 NONE PC INDIGENT CARE 280000 GRANT COUNTY FAIR ASSOCIATION 12722 COUNTY ROAD V GLEN HAVEN WI 53810 NONE PC TO ENHANCE EDUCATION 30000 KNIGHTS OF COLUMBUS 723 E 5TH AVENUE CALVERT CITY KY 42029 NONE PC TO ENHANCE EDUCATION 2000 LOURDES FOUNDATION INC 1530 LONE OAK ROAD PADUCAH KY 42001 NONE PC TO IMPROVE HEALTH CARE 300565 MILWAUKEE CATHOLIC HOMES INC 2462 N PROSPECT AVE MILWAUKEE WI 53211 NONE PC RELIGIOUS MISSION WORK 15000 OSCAR CROSS BOYS & GIRLS CLUB INC PO BOX 203 PADUCAH KY 420020203 NONE PC INDIGENT CARE 25000 PADUCAH LIFELINE MINISTRIES INC PO BOX 7652 PADUCAH KY 420027652 NONE PC RELIGIOUS MISSION WORK 25000 SALVATION ARMY OF PADUCAH 2990 TRIMBLE STREET PADUCAH KY 42001 NONE PC INDIGENT CARE 20000 SCHOOLS FOR HAITI INC 301 WIOTA STREET CASSVILLE WI 53806 NONE PC RELIGIOUS MISSION WORK 50000 SEAMEN'S CHURCH INSTITUTE PO BOX 3434 NEW YORK NY 100083434 NONE PC RELIGIOUS PURPOSE 50000 ST CATHERINE SCHOOL 5101 W CENTER ST MILWAUKEE WI 53210 NONE PC RELIGIOUS MISSION WORK 1500 STONEHILL FRANCISCAN SERVICES 3485 WINDSOR AVENUE DUBUQUE IA 52001 NONE PC TO IMPROVE HEALTH CARE 10000 THE PIARIST FATHERS- US & PUERTO RICO PO BOX 11822 FORT LAUDERDALE FL 33339 NONE PC RELIGIOUS MISSION WORK 15000 UNIVERSITY OF WI-PLATTEVILLE ONE UNIVERSITY PLAZA PLATTEVILLE WI 53818 NONE PC TO ENHANCE EDUCATION 2500 VILLAGE OF CASSVILLE 100 W AMELIA STREET CASSVILLE WI 53806 NONE PC PUBLIC HEALTH AND SAFETY 40000 869065 CATHOLIC BISHOPS OF NORTHERN ALASKA 1316 PEGER ROAD FAIRBANKS AK 99709 NONE PC RELIGIOUS MISSION WORK 25000 CENTER FOR THE DEAF & HARD OF HEARING 10243 WEST NATIONAL AVE WEST ALLIS WI 53227 NONE PC TO IMPROVE HEALTH CARE 25000 CLARETIAN MISSIONARIES 205 WEST MONROE STREET CHICAGO IL 60606 NONE PC RELIGIOUS MISSION WORK 25000 DIVINE WORD MISSIONARIES 1835 WAUKEGAN ROAD TECHNY IL 60082 NONE PC RELIGIOUS MISSION WORK 25000 GIDEON PRODUCTIONS 515 E 22ND ST OWENSBORO KY 42303 NONE PC RELIGIOUS PURPOSES 4000 LOURDES FOUNDATION INC 1530 LONE OAK ROAD PADUCAH KY 42001 NONE PC TO IMPROVE HEALTH CARE 599235 MINISTRY OF THE GOOD SHEPHERD 398 NW 35TH PLACE BOCA RATON FL 33431 NONE PC RELIGIOUS MISSION WORK 25000 MISSIONARY SOCIETY OF ST COLUMBAN 1902 CALHOUN STREET BELLEVUE NE 68005 NONE PC RELIGIOUS MISSION WORK 25000 ROADS TO LIFE TANZANIA 3035 OSMUNDSEN ROAD FITCHBURG WI 53711 NONE PC RELIGIOUS MISSION WORK 40000 SALVATION ARMY OF PADUCAH 2990 TRIMBLE STREET PADUCAH KY 42001 NONE PC INDIGENT CARE 40000 SCHOOLS FOR HAITI INC 301 WIOTA STREET CASSVILLE WI 53806 NONE PC RELIGIOUS MISSION WORK 25000 SEAMEN'S CHURCH INSTITUTE PO BOX 3434 NEW YORK NY 100083434 NONE PC RELIGIOUS PURPOSE 100000 ST CHARLES BORROMEO CATHOLIC CHURCH 605 DEWEY ST CASSVILLE WI 53806 NONE PC RELIGIOUS MISSION WORK 20000 ST FRANCIS MISSION 350 S OAK STREET ST FRANCIS SD 575720449 NONE PC RELIGIOUS MISSION WORK 25000 ST JOSEPH'S INDIAN SCHOOL 1301 N MAIN STREET CHAMBERLAIN SD 57325 NONE PC RELIGIOUS MISSION WORK 25000 ST PATRICK'S MISSIONARY SOCIETY 8422 W WINDSOR CHICAGO IL 60656 NONE PC RELIGIOUS MISSION WORK 25000 STONEHILL FRANCISCAN SERVICES 3485 WINDSOR AVENUE DUBUQUE IA 52001 NONE PC TO IMPROVE HEALTH CARE 50000 THE PIARIST SCHOOL RTE 80 P O BOX 870 MARTIN KY 41649 NONE PC RELIGIOUS MISSION WORK 25000 VILLAGE OF CASSVILLE 100 W AMELIA STREET CASSVILLE WI 53806 NONE PC PUBLIC HEALTH AND SAFETY 740000 WIS PROVINCE OF THE SOCIETY OF JESUS 3400 WEST WISCONSIN AVENUE MILWAUKEE WI 53208 NONE PC RELIGIOUS MISSION WORK 25000 WISCONSIN HISTORICAL FOUNDATION INC 816 STATE ST MADISON WI 537061417 NONE PC EDUCATIONAL PURPOSES 25000 XAVERIAN MISSIONARY FATHERS 4500 XAVIER DRIVE FRANKLIN WI 53132 NONE PC RELIGIOUS MISSION WORK 25000 1943235 14 2111 14 2275305 14 563 18 2003706 0 4281685 0 4281685 0 0 0 0 0 0 0 0 0 0 X X 1 RAY A KATHRYN A ECKSTEIN PO BOX 7526 PADUCAH KY 420027526 25000000 X ACCOUNTING FEES 14187 7094 7093 FURNITURE & EQUIPMENT (2013) 2013-12-31 48398 12788 SL 7.000000000000 7611 0 LEASEHOLD IMPROVEMENTS (2013) 2013-06-24 23157 7160 SL 5.000000000000 4631 0 FURNITURE & EQUIPMENT (2014) 2014-01-29 1800 236 SL 7.000000000000 257 0 FURNITURE & EQUIPMENT (2015) 2015-04-30 20582 SL 7.000000000000 2346 0 ABBVIE INC. 1.75% 11/06/2017 USD SER B SR LIEN 75055 75055 ACCESS MIDSTREAM PARTNERS LP 4.875% 05/15/2023 USD SR LIEN 36760 36760 AIR CANADA 2013-1 CLASS B PASS 5.375% 05/15/2021 USD PVT REGS SR LIEN 38627 38627 AIR CANADA 8.75% 04/01/2020 USD PVT REGS SR LIEN 86931 86931 ALLY FINANCIAL INC 4.125% 03/30/2020 USD SR LIEN 95505 95505 AMAZON.COM INC 2.6% 12/05/2019 USD SR LIEN 407023 407023 AMERISOURCEBERGEN CORP 3.5% 11/15/2021 USD SR LIEN 486895 486895 AMGEN INC. 2.5% 11/15/2016 USD SR LIEN 405426 405426 AMSURG CORP. 5.625% 07/15/2022 USD SER B SR LIEN 66036 66036 ANIXTER INC. 5.625% 05/01/2019 USD SR LIEN 62963 62963 APPLE INC. 0.9% 05/12/2017 USD SR LIEN 249528 249528 ASHLAND INC. STEP 08/15/2022 USD SER B SR LIEN M-W+50.00BP 4.75% 09/09/13-0 94092 94092 AUTONATION, INC. 5.5% 02/01/2020 USD SR LIEN 16587 16587 AUTONATION, INC. 6.75% 04/15/2018 USD SR LIEN 27565 27565 BALL CORPORATION 5.0% 03/15/2022 USD SR LIEN 93125 93125 BANK OF AMERICA CORPORATION MTN 2.65% 04/01/2019 USD SER L SR LIEN 529759 529759 BERKSHIRE HATHAWAY INC. 3.75% 08/15/2021 USD SR LIEN 432235 432235 BLACKROCK, INC. 3.375% 06/01/2022 USD SR LIEN 440858 440858 CALPINE CORPORATION 6.0% 01/15/2022 USD PVT REGS SR LIEN 121864 121864 CALPINE CORPORATION 7.875% 01/15/2023 USD PVT REGS SR LIEN 31932 31932 CASE NEW HOLLAND INC 7.875% 12/01/2017 USD SER B SR LIEN 21281 21281 CBRE SERVICES INC 5.25% 03/15/2025 USD SR LIEN 10284 10284 CBS CORPORATION 5.75% 04/15/2020 USD SR LIEN 448840 448840 CCO HLGS LLC/CCO HLGS CAP CORP 7.375% 06/01/2020 SR LIEN 70176 70176 CCO HOLDINGS, LLC/CAP CORP 6.625% 01/31/2022 USD SR LIEN 5407 5407 CDW LLC / CDW FINANCE CORP 5.0% 09/01/2023 USD SR LIEN 10317 10317 CDW LLC / CDW FINANCE CORP 6.0% 08/15/2022 USD SR LIEN 86213 86213 CELANESE US HOLDINGS LLC 5.875% 06/15/2021 USD SR LIEN 42304 42304 CEQUEL COMMN ESCROW I, LLC 6.375% 09/15/2020 USD PVT REGS SR LIEN 29883 29883 CHS/COMMUNITY HLTH SYS, INC. 5.125% 08/15/2018 USD SR LIEN 61462 61462 CINEMARK USA, INC. 5.125% 12/15/2022 USD SER B SR LIEN 109426 109426 CLEAN HARBORS, INC. 5.25% 08/01/2020 PVT SR LIEN M-W+50.00BP 26047 26047 CLEARWATER PAPER CORPORATION 4.5% 02/01/2023 USD SER B SR LIEN 110256 110256 CMS ENERGY CORPORATION 6.25% 02/01/2020 USD SR LIEN 29007 29007 CNA FINANCIAL CORPORATION 6.5% 08/15/2016 SR LIEN 52711 52711 CNH INDUSTRIAL CAPITAL L 3.375% 07/15/2019 USD SER B SR LIEN 9581 9581 COMMUNITY HEALTH SYSTEMS, INC. 5.125% 08/01/2021 USD SER B SR LIEN 66063 66063 CONCHO RESOURCES INC. 5.5% 04/01/2023 USD SR LIEN 28163 28163 CONCHO RESOURCES INC. 5.5% 10/01/2022 USD SR LIEN 32331 32331 CONSTELLATION BRANDS, INC. 3.75% 05/01/2021 USD SR LIEN 10088 10088 CONSTELLATION BRANDS, INC. 4.25% 05/01/2023 USD SR LIEN 10071 10071 CONTINENTAL RESOURCES, INC. 5.0% 09/15/2022 USD SER B SR LIEN 37611 37611 CROWN AMERICAS LLC 6.25% 02/01/2021 SER B SR LIEN 47634 47634 CROWN CASTLE INTERNATIONAL COR 5.25% 01/15/2023 USD SER B SR LIEN 177451 177451 CSC HOLDINGS, LLC 5.25% 06/01/2024 USD SER B SR LIEN 13228 13228 CSC HOLDINGS, LLC 8.625% 02/15/2019 USD SER B SR LIEN 49391 49391 CVS CAREMARK CORPORATION 6.6% 03/15/2019 USD SR LIEN 258812 258812 D.R. HORTON, INC. 4.375% 09/15/2022 USD SR LIEN 45298 45298 DAVITA HEALTHCARE PARTNERS INC 5.75% 08/15/2022 USD SR LIEN 63103 63103 DDR CORP. 4.625% 07/15/2022 USD SR LIEN 47450 47450 DISCOVER BANK 3.1% 06/04/2020 USD SER BKNT SR LIEN 251149 251149 DISH DBS CORPORATION 7.125% 02/01/2016 SR LIEN 25820 25820 DISH DBS CORPORATION 7.875% 09/01/2019 USD SER B SR LIEN 83531 83531 EDWARDS LIFESCIENCES CORP 2.875% 10/15/2018 USD SR LIEN 508835 508835 ENTERPRISE PRODUCTS OPER 1.65% 05/07/2018 USD SR LIEN 268957 268957 EP ENERGY LLC 9.375% 05/01/2020 USD EP FINANCE INC 9797 9797 EQUINIX, INC. 5.375% 04/01/2023 USD SR LIEN 98177 98177 FHLB 4.125% 03/13/2020 SER JT-2020 SR LIEN 415581 415581 FHLB 4.75% 12/16/2016 SER 775 SR LIEN 311700 311700 FHLB 5.0% 11/17/2017 SER 1069 SR LIEN 431260 431260 FIRST DATA CORPORATION 6.75% 11/01/2020 USD PVT REGS SR LIEN 111280 111280 FORD MOTOR CREDIT COMPANY LLC 5.0% 05/15/2018 USD SR LIEN 528394 528394 FRESENIUS MEDICAL CARE US FINA 5.75% 02/15/2021 USD PVT REGS SR LIEN 125530 125530 FRESENIUS US FINANCE II, INC. 4.25% 02/01/2021 USD PVT REGS SR LIEN 97621 97621 FRONTIER COMMUNICATIONS CORP 8.125% 10/01/2018 USD SR LIEN 57905 57905 FRONTIER COMMUNICATIONS CORPOR 8.5% 04/15/2020 USD SER B SR LIEN 15307 15307 GLP CAPITAL, L.P. 4.875% 11/01/2020 USD SER B SR LIEN 123516 123516 GRAPHIC PACKAGING INTL 4.875% 11/15/2022 USD SR LIEN 5094 5094 GRAPHIC PACKAGING INTL INC 4.75% 04/15/2021 USD SR LIEN 46351 46351 HCA INC. 6.5% 02/15/2020 USD SR LIEN 172679 172679 HCP, INC. 5.375% 02/01/2021 USD SR LIEN 50011 50011 HD SUPPLY INC 5.25% 12/15/2021 USD PVT REGS SR LIEN 127773 127773 HOST HOTELS & RESORTS, L.P. 4.75% 03/01/2023 USD SER C SR LIEN 73456 73456 HOST HOTELS & RESORTS, L.P. 6.0% 10/01/2021 USD SER Z SR LIEN 729086 729086 HUNTINGTON NATIONAL BANK (THE) 1.7% 02/26/2018 USD SR LIEN 746080 746080 HUNTSMAN INTERNATIONAL LLC 4.875% 11/15/2020 USD SER B SR LIEN 73498 73498 IHS INC. 5.0% 11/01/2022 USD SER WI SR LIEN 112292 112292 INTELSAT JACKSON HOLDINGS S.A. 7.5% 04/01/2021 USD SER B SR LIEN 57769 57769 JABIL CIRCUIT, INC. 4.7% 09/15/2022 USD SR LIEN 29515 29515 JARDEN CORPORATION 6.125% 11/15/2022 SR LIEN 31210 31210 KFW 5.125% 03/14/2016 SR LIEN 358282 358282 L BRANDS, INC. 6.625% 04/01/2021 USD SR LIEN 50583 50583 LAMAR MEDIA CORP. 5.375% 01/15/2024 USD SER B SR LIEN 121300 121300 LAMAR MEDIA CORP. 5.875% 02/01/2022 USD SER B SUB LIEN 42979 42979 LENNAR CORPORATION 6.95% 06/01/2018 USD MW CALL+ 50BPS 32424 32424 LIFEPOINT HOSPITALS, INC. 5.5% 12/01/2021 USD SER B SR LIEN 91988 91988 LIMITED BRANDS, INC. 5.625% 02/15/2022 USD SR LIEN 75863 75863 MARKWEST ENERGY PARTNERS, L.P. 5.5% 02/15/2023 USD SR LIEN 40310 40310 MERCK SHARP & DOHME CORP. 5.0% 06/30/2019 USD SR LIEN 551630 551630 MGM MIRAGE 7.5% 06/01/2016 SR LIEN 81975 81975 MGM RESORTS INTERNATIONAL 6.75% 10/01/2020 USD SER B SR LIEN 26109 26109 MICHAELS STORES, INC. 5.875% 12/15/2020 USD PVT REGS SUB LIEN 77715 77715 MPT OPERATING PARTNERSHIP 5.5% 05/01/2024 USD SR LIEN 5021 5021 MPT OPERATING PARTNERSHIP 6.375% 02/15/2022 USD SR LIEN 114849 114849 MPT OPERATING PARTNERSHIP 6.875% 05/01/2021 USD SER B SR LIEN 5245 5245 NCR CORPORATION 5.0% 07/15/2022 USD SER B SR LIEN 14896 14896 NCR CORPORATION 5.875% 12/15/2021 USD SER B SR LIEN 93823 93823 NEWFIELD EXPLORATION COMPANY 5.75% 01/30/2022 USD SR LIEN 49993 49993 NRG ENERGY, INC. 7.625% 01/15/2018 USD SER B SR LIEN 59271 59271 NV ENERGY, INC. 6.25% 11/15/2020 USD SR LIEN 57198 57198 OASIS PETROLEUM INC. 7.25% 02/01/2019 USD SER B SR LIEN 48601 48601 OMNICOM GROUP INC. 6.25% 07/15/2019 USD SR LIEN 516240 516240 ORACLE CORPORATION 2.5% 05/15/2022 USD SR LIEN 369264 369264 OUTFRONT MEDIA CAPITAL LLC/ CO 5.25% 02/15/2022 USD SER B SR LIEN 128651 128651 PIONEER NATURAL RESOURCES 7.5% 01/15/2020 USD SR LIEN 38384 38384 POST HOLDINGS, INC. 7.375% 02/15/2022 USD SER B SR LIEN 32111 32111 PROGRESS ENERGY, INC. 3.15% 04/01/2022 USD SR LIEN 395718 395718 PUGET ENERGY, INC. 6.0% 09/01/2021 USD SER B SR LIEN 68795 68795 RANGE RESOURCES CORP 5.0% 08/15/2022 USD SRSUB LIEN 45983 45983 REGENCY ENERGY PARTNERS LP 5.875% 03/01/2022 USD SR LIEN ESTABLISH DATE 1887 9621 9621 REGENCY ENERGY PARTNERS LP 6.5% 07/15/2021 USD SR LIEN 107637 107637 ROYAL CARIBBEAN CRUISES LTD. 5.25% 11/15/2022 USD SR LIEN 46427 46427 SALLY HOLDINGS LLC 5.75% 06/01/2022 USD SR LIEN 41592 41592 SHELL INTERNATIONAL FINANCE B. 2.25% 11/10/2020 SR LIEN 197696 197696 SILGAN HOLDINGS INC. 5.0% 04/01/2020 USD SER B SR LIEN 61800 61800 SPRINT NEXTEL CORPORATION 6.0% 12/01/2016 SR LIEN 25078 25078 SPRINT NEXTEL CORPORATION 7.0% 08/15/2020 USD SR LIEN 23968 23968 SPX CORPORATION 6.875% 09/01/2017 USD SR LIEN 27135 27135 SUBSID OF: CABLEVISION SYS CRP CVC 7.625 07/15/2018 SR LIEN 43506 43506 SUNTRUST BANK 2.75% 05/01/2023 USD SER BKNT SR LIEN 312264 312264 TARGA RESOURCES PARTNERS LP 6.625% 10/01/2020 USD PVT REGS SR LIEN TARGA RES 59727 59727 TENET HEALTHCARE CORP FRN 06/15/2020 USD PVT REGS USLIB 3MO +350.00BP SR LIE 83027 83027 TENET HEALTHCARE CORPORATION 6.25% 11/01/2018 USD SER B SR LIEN 42517 42517 THE GAP, INC. 5.95% 04/12/2021 USD SR LIEN 240963 240963 THE KROGER CO. 6.4% 08/15/2017 SR LIEN 329399 329399 THE PNC FINANCIAL SERVICES GRO MTN 2.6% 07/21/2020 USD SR LIEN 278112 278112 TIME INC 5.75% 04/15/2022 USD PVT REGS SR LIEN 60254 60254 UNITED AIRLINES, INC. 6.25% 10/11/2021 USD SER B SR LIEN M-W+50.00BP 91347 91347 VERIZON COMMUNICATIONS INC. 4.5% 09/15/2020 USD SR LIEN 163149 163149 VIDEOTRON LTEE 5.0% 07/15/2022 USD SER B SR LIEN 51153 51153 VOYA FLOATING RATE FUND CLASS I 1042646 1042646 VPII ESCROW CORP. 7.5% 07/15/2021 USD PVT REGS SR LIEN 103188 103188 W.R. GRACE & CO-CONN. 5.125% 10/01/2021 USD PVT REGS SR LIEN 46020 46020 WAL-MART STORES, INC. 5.8% 02/15/2018 USD SR LIEN 222912 222912 WEATHERFORD INTERNATIONAL LTD 5.125% 09/15/2020 USD SR LIEN 41247 41247 WHITEWAVE FOODS COMPANY 5.375% 10/01/2022 USD SR LIEN 64256 64256 WHITING PETROLEUM CORPORATION 5.0% 03/15/2019 USD SR LIEN 23092 23092 WHITING PETROLEUM CORPORATION 6.5% 10/01/2018 USD SUB LIEN 23213 23213 WILLIAM CARTER COMPANY (THE) 5.25% 08/15/2021 USD SER B SR LIEN 130917 130917 3M COMPANY CMN 103942 103942 ABB LTD SPONSORED ADR CMN 128347 128347 ABBOTT LABORATORIES CMN 181886 181886 ABBVIE INC. CMN 241285 241285 ACCENTURE PLC CMN 35530 35530 ADOBE SYSTEMS INC CMN 1879 1879 AES CORP. CMN 16556 16556 AETNA INC CMN 69197 69197 AFLAC INCORPORATED CMN 12579 12579 AIR PRODUCTS & CHEMICALS INC CMN 26022 26022 AIRCASTLE LIMITED CMN 68519 68519 ALEXION PHARMACEUTICALS INC CMN 15260 15260 ALLERGAN PLC CMN 109375 109375 ALLIANZ SE ADR CMN 64171 64171 ALNYLAM PHARMACEUTICALS, INC. CMN 5648 5648 ALPHABET INC. CMN CLASS A 248963 248963 ALPHABET INC. CMN CLASS C 250430 250430 ALTRIA GROUP, INC. CMN 136037 136037 ALTRIA GROUP, INC. CMN 404327 404327 AMAZON.COM INC CMN 289281 289281 AMERICAN AIRLINES GROUP INC CMN 9741 9741 AMERICAN EXPRESS CO. CMN 6260 6260 AMERICAN INTL GROUP, INC. CMN 41520 41520 AMERICAN TOWER CORPORATION CMN 84347 84347 AMERIPRISE FINANCIAL, INC. CMN 47889 47889 AMGEN INC. CMN 214276 214276 ANADARKO PETROLEUM CORP CMN 37407 37407 ANTHEM, INC. CMN 40438 40438 APACHE CORP. CMN 8405 8405 APPLE, INC. CMN 686611 686611 APPLIED MATERIALS INC CMN 6348 6348 ARCHER DANIELS MIDLAND CO CMN 23475 23475 ARM HOLDINGS PLC SPON ADR SPONSORED ADR CMN 97492 97492 ARTISAN PARTNERS ASSET MGMT IN CMN 88708 88708 ASSURANT, INC. CMN 2416 2416 AT&T INC CMN 442169 442169 ATLAS AIR WORLDWIDE HOLDINGS CMN 47128 47128 AUTOMATIC DATA PROCESSING INC CMN 30499 30499 AVAGO TECHNOLOGIES LTD CMN 23224 23224 AVG TECHNOLOGIES N.V. CMN 66726 66726 BAKER HUGHES INC CMN 22152 22152 BANCO SANTANDER, S.A. SPON ADR 56171 56171 BANK OF AMERICA CORP CMN 68835 68835 BARCLAYS BANK PLC LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA STRUCTURED NO 239616 239616 BAXALTA INCORPORATED CMN 15222 15222 BB&T CORPORATION CMN 26089 26089 BBCN BANCORP INC CMN 48319 48319 BEACON ROOFING SUPPLY, INC. CMN 73424 73424 BEST BUY CO INC CMN SERIES 14921 14921 BG GROUP PLC SPON ADR ADR CMN 45848 45848 BIOGEN INC. CMN 38906 38906 BLACKROCK, INC. CMN 34052 34052 BLACKROCK, INC. CMN 195458 195458 BNP PARIBAS LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA; 2,003.37 STRUCTURE 238165 238165 BOEING COMPANY CMN 190859 190859 BP P.L.C. SPONSORED ADR CMN 108503 108503 BRINK'S COMPANY (THE) CMN 50563 50563 BRISTOL-MYERS SQUIBB COMPANY CMN 218752 218752 BRISTOL-MYERS SQUIBB COMPANY CMN 163239 163239 BROADCOM CORP CL-A CMN CLASS A 2313 2313 CA, INC. CMN 83681 83681 CA, INC. CMN 168618 168618 CABLE ONE INC. CMN 68518 68518 CABOT CORP. CMN 69455 69455 CABOT OIL & GAS CORPORATION CMN 12312 12312 CAMERON INTERNATIONAL CORP CMN 8848 8848 CANADIAN PACIFIC RAILWAY LTD CMN 82430 82430 CANON INC ADR SPONSORED ADR CMN 88763 88763 CAPITAL ONE FINANCIAL CORP CMN 41143 41143 CARDINAL HEALTH INC CMN 83021 83021 CARDTRONICS, INC CMN 73021 73021 CARNIVAL CORPORATION CMN 56659 56659 CARNIVAL CORPORATION CMN 185069 185069 CATERPILLAR INC (DELAWARE) CMN 147813 147813 CELGENE CORPORATION CMN 72814 72814 CENTERPOINT ENERGY, INC. CMN 82987 82987 CENTURYLINK INC CMN 105672 105672 CF INDUSTRIES HOLDINGS, INC. CMN 10611 10611 CHENIERE ENERGY INC CMN 1863 1863 CHEVRON CORPORATION CMN 193414 193414 CHEVRON CORPORATION CMN 90860 90860 CHINA MOBILE LIMITED SPONSORED ADR CMN 60555 60555 CHR. HANSEN HOLDING A/S SPONSORED ADR CMN 107394 107394 CHUBB LIMITED CMN 130054 130054 CIMAREX ENERGY CO. CMN 16982 16982 CINCINNATI FINANCIAL CRP CMN 0 0 CINCINNATI FINANCIAL CRP CMN 205852 205852 CISCO SYSTEMS, INC. CMN 224572 224572 CISCO SYSTEMS, INC. CMN 125320 125320 CME GROUP INC. CMN CLASS A 73386 73386 COACH INC CMN 31421 31421 COCA-COLA COMPANY (THE) CMN 140050 140050 COCA-COLA COMPANY (THE) CMN 82440 82440 COGENT COMMUNICATIONS HLDGS CMN 38506 38506 COLGATE-PALMOLIVE CO CMN 7328 7328 COLONY STARWOOD HOMES CMN 62237 62237 COLOPLAST A/S ADR CMN 100645 100645 COMCAST CORPORATION CMN CLASS A VOTING 183962 183962 COMMUNICATIONS SALES & LEASING INC CMN 102515 102515 COMPASS GROUP PLC SPONSORED ADR CMN 90487 90487 CONAGRA INC CMN 45111 45111 CONCHO RESOURCES INC. CMN 20429 20429 CONOCOPHILLIPS CMN 44962 44962 CONOCOPHILLIPS CMN 124802 124802 CONSOLIDATED EDISON INC CMN 11569 11569 CONSTELLATION BRANDS INC CMN CLASS A 12820 12820 CONTINENTAL RESOURCES, INC CMN 4527 4527 CORE LABORATORIES N.V. CMN 99062 99062 CORNING INCORPORATED CMN 19925 19925 CORRECTIONS CORP OF AMERICA CMN 99788 99788 COVANTA HOLDING CORP CMN 164349 164349 CREDIT SUISSE AG LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA STRUCTURED NOT 234975 234975 CROWN CASTLE INTL CORP CMN 41496 41496 CSL LIMITED SPONSORED ADR CMN 127454 127454 CST BRANDS, INC. CMN 74131 74131 CSX CORPORATION CMN 39704 39704 CTRIP.COM INTERNATIONAL, LTD. ADR CMN 93865 93865 CULLEN FROST BANKERS INC CMN 3600 3600 CUMMINS INC COMMON STOCK 79209 79209 CVS HEALTH CORP CMN 132967 132967 CYPRESS SEMICONDUCTOR CORPORAT CMN 12263 12263 DAIMLER AG SPONSORED ADR CMN 62026 62026 DARDEN RESTAURANTS INC CMN 41366 41366 DEERE & COMPANY CMN 12203 12203 DELTA AIR LINES, INC. CMN 29907 29907 DEUTSCHE BANK AG-LONDON BRANCH LNKD TO MSCI EMERGING MKT BUFFERED CAPPED BET 45170 45170 DEUTSCHE BANK AG-LONDON BRANCH LNKD TO MSCI EMERGING MKT BUFFERED CAPPED BET 22626 22626 DEUTSCHE TELEKOM AG SPONSORED ADR CMN 113856 113856 DEVON ENERGY CORPORATION (NEW) CMN 9920 9920 DIAMONDBACK ENERGY INC CMN 11373 11373 DIAMONDROCK HOSPITALITY CO CMN 59087 59087 DIEBOLD INCORPORATED CMN 64393 64393 DISCOVER FINANCIAL SERVICES CMN 13941 13941 DIVIDENDS EARNED BUT NOT YET PAID 78346 78346 DJ WILSHIRE REIT ETF CMN ETF 3031120 3031120 DOMINION RESOURCES, INC. CMN 73051 73051 DOMINION RESOURCES, INC. CMN 77448 77448 DOMTAR CORPORATION CMN CLASS 29191 29191 DOW CHEMICAL CO CMN 203964 203964 DSW INC. CMN CLASS A 67691 67691 DUKE ENERGY CORPORATION CMN 167767 167767 DUKE ENERGY CORPORATION CMN 80956 80956 E.I. DU PONT DE NEMOURS AND CO CMN 45288 45288 EATON CORP PLC CMN 108243 108243 EATON VANCE CORP (NON-VTG) CMN 9729 9729 ELECTRONIC ARTS CMN 4123 4123 ELI LILLY & CO CMN 143242 143242 ELI LILLY & CO CMN 245871 245871 EMC CORPORATION MASS CMN 18490 18490 EMERSON ELECTRIC CO. CMN 80833 80833 ENDO INTERNATIONAL PLC CMN 4898 4898 ENERGIZER HOLDINGS, INC. CMN 60218 60218 ENERSYS CMN 65326 65326 ENI S.P.A SPON ADR SPONSORED ADR CMN 90413 90413 ENTERGY CORPORATION CMN 30762 30762 EOG RESOURCES INC CMN 75745 75745 EQUINIX, INC. REIT 24192 24192 EQUITY RESIDENTIAL CMN 86485 86485 ERIE INDEMNITY COMPANY CL-A CMN CLASS A 3826 3826 ESSEX PROPERTY TRUST INC CMN 43094 43094 EVERTEC INC CMN 57201 57201 EXELON CORPORATION CMN 15551 15551 EXPEDIA, INC. CMN 27346 27346 EXPERIAN PLC SPONSORED ADR CMN 112355 112355 EXTRA SPACE STORAGE INC. CMN 20288 20288 EXXON MOBIL CORPORATION CMN 346955 346955 FACEBOOK, INC. CMN CLASS A 284885 284885 FANUC CORP UNSPONSORED ADR CMN 86537 86537 FASTENAL CO CMN 21635 21635 FEDERATED INVESTORS, INC. CMN CLASS B 18050 18050 FIFTH THIRD BANCORP CMN 27939 27939 FIRST NIAGARA FINANCIAL GROUP, CMN 35046 35046 FIRSTMERIT CORP CMN 70814 70814 FORD MOTOR COMPANY CMN 180211 180211 GAMESTOP CORP CMN CLASS A 7010 7010 GAP INC CMN 31616 31616 GARMIN LTD. CMN 37170 37170 GENERAC HOLDINGS INC. CMN 54152 54152 GENERAL DYNAMICS CORP. CMN 39834 39834 GENERAL DYNAMICS CORP. CMN 246699 246699 GENERAL ELECTRIC CO CMN 300629 300629 GENERAL ELECTRIC CO CMN 277578 277578 GENERAL GROWTH PROPERTIES INC CMN 59046 59046 GENERAL MILLS INC CMN 196621 196621 GENERAL MOTORS COMPANY CMN 70741 70741 GENESCO INC. CMN 63024 63024 GILEAD SCIENCES CMN 173237 173237 GLAXOSMITHKLINE PLC SPONSORED ADR CMN 130452 130452 GOLAR LNG LIMITED CMN 316 316 GOLDMAN SACHS BANK DEPOSIT (BDA) 69849 69849 GOLDMAN SACHS BANK DEPOSIT (BDA) 139876 139876 GOLDMAN SACHS BANK DEPOSIT (BDA) 75696 75696 GOLDMAN SACHS BANK DEPOSIT (BDA) 99151 99151 GOLDMAN SACHS BANK DEPOSIT (BDA) 378900 378900 GROUP 1 AUTOMOTIVE, INC. CMN 44512 44512 GULFPORT ENERGY CORP (NEW) CMN 8354 8354 H & R BLOCK INC. CMN 178109 178109 HAEMONETICS CORP CMN 68155 68155 HALLIBURTON COMPANY CMN 50379 50379 HALYARD HEALTH, INC. CMN 64515 64515 HANESBRANDS INC. CMN 19424 19424 HARMAN INTL INDS INC (NEW) CMN 1884 1884 HASBRO, INC. CMN 51867 51867 HASBRO, INC. CMN 201608 201608 HCA HOLDINGS, INC. CMN 2029 2029 HDFC BANK LIMITED ADR CMN 58766 58766 HESS CORPORATION CMN 970 970 HEWLETT PACKARD ENTERPRISE CO CMN 17328 17328 HONDA MTR LTD (AMER SHS) ADR CMN 136118 136118 HONEYWELL INTL INC CMN 73535 73535 HP INC. CMN 37296 37296 HUMANA INC. CMN 32132 32132 IBERDROLA, SOCIEDAD ANONIMA SPONSORED ADR CMN 163537 163537 ICON PUBLIC LIMITED COMPANY CMN 99845 99845 ILLINOIS TOOL WORKS CMN 16682 16682 ILLUMINA, INC. CMN 32631 32631 INCYTE CORPORATION CMN 6507 6507 INDUSTRIA DE DISENO TEXTIL IND ADR CMN 48452 48452 INTEL CORPORATION CMN 200499 200499 INTEL CORPORATION CMN 164292 164292 INTERCONTINENTAL EXCHANGE INC CMN 30751 30751 INTERNATIONAL GAME TECHNOLOGY PLC CMN 28639 28639 INTERNATIONAL PAPER CO. CMN 137982 137982 INTL BUSINESS MACHINES CORP CMN 251845 251845 INTUIT INC CMN 28950 28950 INVESCO LTD. CMN 88722 88722 IONIS PHARMACEUTICALS, INC. CMN 1239 1239 J.M. SMUCKER CO. CMN 1233 1233 JOHNSON & JOHNSON CMN 358493 358493 JPMORGAN CHASE & CO CMN 342035 342035 JPMORGAN CHASE & CO. LINKED TO MSCI EAFE BUFFERED CAPPED BETA STRUCTURED NOT 106183 106183 JPMORGAN CHASE & CO. LINKED TO MSCI EAFE BUFFERED CAPPED BETA; 1851.35 STRUC 70176 70176 JPMORGAN CHASE & CO. LNKD TO MSCI EMERGING MKT BUFFERED CAPPED BETA STRUCTUR 68585 68585 KAO CORP SPONSORED ADR CMN 82467 82467 KAPSTONE PAPER AND PACKAGING CORPORATION CMN 62461 62461 KAR AUCTION SERVICES, INC. CMN 0 0 KEURIG GREEN MOUNTAIN, INC. CMN 8998 8998 KINDER MORGAN INC CMN CLASS P 27154 27154 KINDER MORGAN INC CMN CLASS P 116003 116003 KLA-TENCOR CORPORATION CMN 37449 37449 KOHL'S CORP (WISCONSIN) CMN 5239 5239 KONINKLIJKE AHOLD N.V. SPONSORED ADR CMN 134531 134531 KOSMOS ENERGY LTD. CMN 1872 1872 KROGER COMPANY CMN 32209 32209 L BRANDS, INC. CMN 45035 45035 LA QUINTA HOLDINGS INC. CMN 62987 62987 LANNETT COMPANY, INC. CMN 63470 63470 LAS VEGAS SANDS CORP. CMN 55677 55677 LATTICE SEMICONDUCTOR CORP CMN 57447 57447 LEXMARK INTERNATIONAL INC. CMN CLASS A 23364 23364 LINEAR TECHNOLOGY CORP CMN 2124 2124 LLOYDS BANKING GROUP PLC SPONSORED ADR CMN 37487 37487 LOCKHEED MARTIN CORPORATION CMN 20195 20195 LOWES COMPANIES INC CMN 80602 80602 LOWES COMPANIES INC CMN 219756 219756 LVMH MOET HENNESSY LOUIS VUITTON S.A. ADR CMN 73697 73697 LYONDELLBASELL INDUSTRIES N.V. CMN CLASS A 79600 79600 MACERICH COMPANY CMN 0 0 MACQUARIE INFRASTRUCTURE CORP CMN 155364 155364 MACY'S INC. CMN 35680 35680 MAGELLAN HEALTH , INC. CMN 70477 70477 MARATHON PETROLEUM CORPORATION CMN 38776 38776 MASTERCARD INCORPORATED CMN CLASS A 82756 82756 MAXIM INTEGRATED PRODUCTS INC CMN 31160 31160 MC DONALDS CORP CMN 108689 108689 MCGRAW-HILL COMPANIES INC CMN 43375 43375 MEDTRONIC PUBLIC LIMITED COMPA CMN 139225 139225 MENTOR GRAPHICS CORP CMN 52147 52147 MERCK & CO., INC. CMN 155819 155819 MERCURY GENERAL CORPORATION CMN 117822 117822 METLIFE, INC. CMN 134988 134988 MICROCHIP TECHNOLOGY INCORPORA CMN 41421 41421 MICROSEMI CORP CL A CMN 64039 64039 MICROSOFT CORPORATION CMN 594912 594912 MICROSOFT CORPORATION CMN 146134 146134 MOLSON COORS BREWING CO CMN CLASS B 2818 2818 MONDELEZ INTERNATIONAL, INC. CMN 29146 29146 MONSANTO COMPANY CMN 24630 24630 MOODYS CORP CMN 23078 23078 MORGAN STANLEY CMN 61393 61393 NATIONAL GRID PLC SPONSORED ADR CMN 146799 146799 NAVIENT CORPORATION CMN 21412 21412 NESTLE SA SPONSORED ADR (REP 1/20 CHF 10 REGD SHS) 135770 135770 NESTLE SA SPONSORED ADR (REP 1/20 CHF 10 REGD SHS) 118789 118789 NETAPP, INC. CMN 2122 2122 NETFLIX COM INC CMN 64053 64053 NEW YORK COMMUNITY BANCORP, IN CMN 186864 186864 NEWELL BRANDS INC CMN 3526 3526 NEWFIELD EXPLORATION CO. CMN 10745 10745 NEWMARKET CORP CMN 104320 104320 NEWMONT MINING CORPORATION CMN 10974 10974 NIELSEN HLDGS PLC CMN 10252 10252 NIKE CLASS-B CMN CLASS B 68750 68750 NOBLE ENERGY INC CMN 2305 2305 NORDSTROM INC CMN 5977 5977 NORFOLK SOUTHERN CORPORATION CMN 38066 38066 NORFOLK SOUTHERN CORPORATION CMN 202339 202339 NOVARTIS AG-ADR SPONSORED ADR CMN 106948 106948 NOVO-NORDISK A/S ADR ADR CMN 136023 136023 NOVOZYMES AS UNSPONSORED ADR CMN 106547 106547 NRG ENERGY, INC. CMN 18950 18950 NTT DOCOMO, INC. SPONSORED ADR CMN 52050 52050 NUCOR CORPORATION CMN 14911 14911 OCCIDENTAL PETROLEUM CORP CMN 71667 71667 ORACLE CORPORATION CMN 123106 123106 P G & E CORPORATION CMN 8510 8510 PACWEST BANCORP CMN 44824 44824 PAYCHEX, INC. CMN 214205 214205 PAYCHEX, INC. CMN 199290 199290 PAYPAL HOLDINGS INC CMN 4344 4344 PENSKE AUTOMOTIVE GROUP, INC. CMN 12279 12279 PEOPLES UNITED FINANCIAL INC CMN 224647 224647 PEPSICO INC CMN 70943 70943 PERRIGO CO PLC CMN 79874 79874 PFIZER INC. CMN 407051 407051 PFIZER INC. CMN 180574 180574 PHILIP MORRIS INTL INC CMN 186281 186281 PHILLIPS 66 CMN 51534 51534 PINNACLE WEST CAPITAL CORP CMN 14186 14186 PIONEER NATURAL RESOURCES CO CMN 31345 31345 PITNEY-BOWES INC CMN 16314 16314 PNC FINANCIAL SERVICES GROUP CMN 25734 25734 PORTLAND GENERAL ELECTRIC CO CMN 74559 74559 PRICELINE GROUP INC/THE CMN 63748 63748 PRINCIPAL FINANCIAL GROUP, INC CMN 1349 1349 PROASSURANCE CORP CMN 74057 74057 PROCTER & GAMBLE COMPANY (THE) CMN 460578 460578 PROGRESSIVE CORPORATION (THE) CMN 240090 240090 PROLOGIS INC CMN 3434 3434 PRUDENTIAL FINANCIAL INC CMN 134327 134327 PUBLIC STORAGE CMN 74310 74310 QBE INSURANCE GROUP LIMITED SPONSORED ADR CMN 20509 20509 QUALCOMM INC CMN 103969 103969 QUALITY SYSTEMS INC CMN 49682 49682 QUEST DIAGNOSTICS INCORPORATED CMN 42684 42684 RAMBUS INC CMN 59213 59213 RAYTHEON CO CMN 72227 72227 RECKITT BENCKISER GROUP PLC SPONSORED ADR CMN 121699 121699 REGAL BELOIT CORP CMN 57876 57876 REGAL ENTERTAINMENT GROUP CMN CLASS A 5284 5284 REGENERON PHARMACEUTICAL INC CMN 43430 43430 REPUBLIC SERVICES INC CMN 20675 20675 REYNOLDS AMERICAN INC. CMN 33690 33690 REYNOLDS AMERICAN INC. CMN 284561 284561 RICE ENERGY INC CMN 3161 3161 ROYAL CARIBBEAN CRUISES LTD ISIN: LR0008862868 8097 8097 ROYAL DUTCH SHELL PLC SPONSORED ADR CMN SERIES A 58657 58657 RSP PERMIAN INC CMN 61682 61682 RWE AG AKTIENGESELLSCHAFT SPON ADR 56456 56456 RYDER SYSTEM INC CMN 4546 4546 SALESFORCE.COM, INC CMN 28694 28694 SANOFI SPONSORED ADR CMN 121297 121297 SAP SE (SPON ADR) 142301 142301 SCHLUMBERGER LTD CMN 115785 115785 SENSATA TECHNOLOGIES HLDG N .V CMN 96496 96496 SEVEN & I HOLDINGS CO., LTD. UNSPONSORED ADR CMN 10611 10611 SGS S.A. ADR CMN 85165 85165 SHOPRITE HOLDINGS LTD SPONSORED ADR CMN ADR RATIO UNKNOWN 33328 33328 SIMON PROPERTY GROUP INC CMN 104998 104998 SINCLAIR BROADCAST GROUP INC CMN CLASS A 67065 67065 SINGAPORE TELECOMMUNICATIONS L SPONSORED ADR CMN 80559 80559 SIX FLAGS ENTERTAINMENT CORPOR CMN 13735 13735 SKYWORKS SOLUTIONS INC CMN 6146 6146 SL GREEN REALTY CORP CMN 2260 2260 SM ENERGY COMPANY CMN 1317 1317 SM ENERGY COMPANY CMN 40618 40618 SOCIETE GENERALE LINKED TO MSCI EAFE BUFFERED CAPPED BETA STRUCTURED NOTE DU 105406 105406 SOCIETE GENERALE LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA, 2030.89 STRUC 291669 291669 SONIC AUTOMOTIVE INC CLASS A CMN CLASS A 55648 55648 SOTHEBY'S CMN CLASS A 56904 56904 SPDR DJ WILSHIRE INTERNATIONAL REAL ESTATE ETF 1196094 1196094 ST JUDE MEDICAL INC CMN 27797 27797 STAPLES, INC. CMN 21592 21592 STARBUCKS CORP. CMN 97249 97249 STATE STREET CORPORATION (NEW) CMN 21235 21235 STATE STREET HEDGED INTERNATIONAL DEVELOPED EQUITY INDEX FUND K CLASS 4676576 4676576 STRYKER CORP CMN 6506 6506 SWATCH GROUP SA (THE) ADR CMN 38782 38782 SYMANTEC CORP CMN 28350 28350 SYNAPTICS, INC. CMN 64995 64995 SYNGENTA AG SPONSORED ADR CMN 92350 92350 SYSCO CORPORATION CMN 139400 139400 SYSMEX CORPORATION ADR CMN 85561 85561 TAIWAN SEMICONDUCTOR MFG ADS LTD ADS 1ADS EQUALS 5ORDS 163595 163595 TAIWAN SEMICONDUCTOR MFG ADS LTD ADS 1ADS EQUALS 5ORDS 103035 103035 TAKEDA PHARMACEUTICAL COMPANY SPONSORED ADR CMN 134011 134011 TARGET CORPORATION CMN 120533 120533 TCF FINANCIAL CORP MINN 65856 65856 TD AMERITRADE HOLDING CORP CMN 2777 2777 TE CONNECTIVITY LTD CMN 14214 14214 TELEFONICA S.A. ADR SPONSORED ADR CMN 88049 88049 TELEPHONE AND DATA SYS INC CMN 66537 66537 TELIA CO AB UNSPONSORED ADR CMN 100791 100791 TENCENT HOLDINGS LIMITED UNSPONSORED ADR CMN ADD ADR REL 19358779 108637 108637 TESCO PLC (SPONSORED) ADR SPONSORED ADR CMN 87635 87635 TESORO CORPORATION CMN 16859 16859 TEVA PHARMACEUTICAL IND LTD ADS 39975 39975 TEXAS INSTRUMENTS INC. CMN 156209 156209 THE BANK OF NY MELLON CORP CMN 13603 13603 THE HOME DEPOT, INC. CMN 186473 186473 THE KRAFT HEINZ CO CMN 58208 58208 THE MOSAIC COMPANY CMN 119051 119051 THE SOUTHERN CO. CMN 217106 217106 THE WILLIAMS COMPANIES, INC. CMN 36237 36237 THIRD POINT REINSURANCE LTD CMN 64180 64180 THOMSON REUTERS CORPORATION CMN 71537 71537 TIME WARNER CABLE INC. CMN 59389 59389 TIME WARNER INC. CMN 76311 76311 TIVO INC CMN 55500 55500 TJX COMPANIES INC (NEW) CMN 17018 17018 TOKIO MARINE HOLDINGS, INC. ADR CMN 121505 121505 TOKYO ELECTRON LIMITED UNSPONSORED ADR CMN 57429 57429 TOTAL SA SPONSORED ADR CMN 42073 42073 TRIUMPH GROUP INC CMN 61295 61295 TUPPERWARE BRANDS CORPORATION CMN 15582 15582 U S DOLLAR 8072 8072 U S DOLLAR 567 567 U.S. BANCORP CMN 110089 110089 UBS AG LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA STRUCTURED NOTE DUE 05/2 239544 239544 UBS AG LNKD TO MSCI EMERGING MKT BUFFERED CAPPED BETA STRUCTURED NOTE DUE 01 31730 31730 UBS AG LNKD TO MSCI EMERGING MKT BUFFERED CAPPED BETA; 42.92 STRUCTURED NOTE 42245 42245 UMPQUA HLDGS CORP CMN 68402 68402 UNDER ARMOUR, INC. CMN CLASS A 8867 8867 UNICHARM CORP. SPONSORED ADR CMN 56940 56940 UNILEVER PLC (NEW) SPONSORED ADR CMN 129964 129964 UNION PACIFIC CORP. CMN 117300 117300 UNITED OVERSEAS BK LTD SPONSORED ADR CMN 98420 98420 UNITED PARCEL SERVICE, INC. CLASS B COMMON STOCK 161666 161666 UNITED TECHNOLOGIES CORP CMN 100874 100874 UNITEDHEALTH GROUP INCORPORATE CMN 184695 184695 VALERO ENERGY CORPORATION CMN 43982 43982 VANGUARD FTSE EMERGING MKTS ETF 2569207 2569207 VERIZON COMMUNICATIONS INC. CMN 162325 162325 VERIZON COMMUNICATIONS INC. CMN 119479 119479 VERTEX PHARMACEUTICALS INC CMN 29948 29948 VF CORP CMN 49178 49178 VIACOM INC CMN CLASS A 1320 1320 VIACOM INC CMN CLASS B 27989 27989 VISA INC. CMN CLASS A 117101 117101 VODAFONE GROUP PLC ADR CMN 50810 50810 WADDELL & REED FIN., INC. CLASS A COMMON 165512 165512 WAL MART STORES INC CMN 30037 30037 WAL-MART DE MEXICO SAB DE CV SPONSORED ADR REPSTG SER V SHS 53069 53069 WALGREENS BOOTS ALLIANCE, INC. CMN 117514 117514 WALT DISNEY COMPANY (THE) CMN 120842 120842 WEC ENERGY GROUP, INC. CMN 41561 41561 WELLS FARGO & CO (NEW) CMN 345730 345730 WELLS FARGO & CO (NEW) CMN 234074 234074 WELLS FARGO & COMPANY LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA, 1925.15 243244 243244 WELLS FARGO & COMPANY LNKD TO MSCI EMERGING MKT BUFFERED CAPPED BETA; 45.06 70294 70294 WELLTOWER, INC. CMN 163952 163952 WESTERN DIGITAL CORPORATION CMN 44257 44257 WESTERN UNION COMPANY (THE) CMN 2382 2382 WESTROCK COMPANY CMN 11405 11405 WHIRLPOOL CORP. CMN 16156 16156 WHITING PETROLEUM CORPORATION CMN 378 378 WYNN RESORTS, LIMITED CMN 17989 17989 XEROX CORPORATION CMN 8823 8823 XILINX INCORPORATED CMN 27712 27712 YAHOO INC CMN 18293 18293 YANDEX N.V. CMN 53731 53731 YUM BRANDS, INC. CMN 52596 52596 ZURICH INS GROUP LTD SPONSORED ADR CMN 89291 89291 1341584 1341584 413676 413676 BROAD STREET REAL ESTATE CREDIT PARTNERS II OFFSHORE FEEDER FUND, L.P. FMV 1106344 1106344 DRT INVESTORS OFFSHORE, LP (C) FMV 1017773 1017773 FREEPORT SBIC GP, LLC FMV 1601300 1601300 GLOBAL ATLANTIC (C) FMV 3036000 3036000 GLOBAL PRIVATE OPPORTUNITIES PARTNERS OFFSHORE HOLDINGS LP (C) FMV 656050 656050 GS TACTICAL TILT IMPLEMENTATION FUND INST FMV 4587047 4587047 HEDGE FUND OPPORTUNITIES LTD CLASS A SERIES 1 FMV 2760142 2760142 HEDGE FUND SELECT: HALCYON PARTNERS OFFSHORE LTD FMV 446548 446548 HEDGE FUND SELECT: JANA OFFSHORE PARTNERS LTD FMV 829158 829158 HEDGE FUND SELECT: THE ADELPHI EUROPE FUND LTD FMV 1037529 1037529 MOUNT KELLETT CAPITAL PARTNERS (CAYMAN) CORPORATE ACCESS LP (C) FMV 324000 324000 PRINCETON FUND LTD CLASS A SERIES 1 FMV 1182261 1182261 PRIVATE EQUITY MANAGERS (2014) OFFSHORE LP (C) FMV 357524 357524 PRIVATE EQUITY MANAGERS (2015) OFFSHORE S.C.SP (C) FMV 150880 150880 TINICUM TAX EXEMPT L.P FMV 697003 697003 VINTAGE VI OFFSHORE HOLDINGS LP (C) FMV 1135869 1135869 WEST STREET ENERGY PARTNERS, L.P. (C) FMV 513787 513787 FURNITURE & EQUIPMENT (2013) 48398 20399 27999 LEASEHOLD IMPROVEMENTS (2013) 23157 11791 11366 FURNITURE & EQUIPMENT (2014) 1800 493 1307 FURNITURE & EQUIPMENT (2015) 20582 2346 18236 LEGAL FEES 12974 0 12974 PROGRAM-RELATED INVESTMENT 163930 2717594 2717594 RESERVE FOR UNCOLLECTIBLE PROGRAM-RELATED INVESTMENT 0 -2177594 -2177594 CHANGE IN UNREALIZED GAIN/(LOSS) ON INVESTMENTS 6385730 INSURANCE 4508 2254 2254 SUPPLIES 10190 5095 5095 POSTAGE & MAILING 1014 507 507 DUES & SUBSCRIPTIONS 6271 1211 5061 STAFF DEVELOPMENT 486 243 243 ADR FEES 6034 6034 0 EQUIPMENT RENTAL & MAINTENANCE 662 331 331 PARTNERSHIP EXPENSES FROM SCHEDULE K-1'S 0 33552 0 OTHER INVESTMENT EXPENSE 769 769 0 TRUSTEE RELATIONS 180 0 180 GRANTEE RELATIONS 55 0 55 CONTRACT LABOR 17749 8875 8874 OTHER INVESTMENT INCOME 563 563 563 PARTNERSHIP INCOME FROM SCHEDULE K-1'S 0 196001 0 LESS: PARTNERSHIP INCOME FROM SCHEDULE K-1'S SUBJECT TO UBIT 0 -45103 0 CREDIT CARD PAYABLE 1000 2317 PAYROLL WITHHOLDINGS 5638 8113 INVESTMENT ADVISORY 368605 368605 0 IT CONSULTING 13698 6849 6849 FOREIGN TAX 47121 47121 0 EXCISE TAX 65000 0 0 PARTNERSHIP FOREIGN TAX FROM SCHEDULE K-1'S 0 24 0