ALLEN I GROSS CHARITABLE FOUNDATION: Form 990PF, tax year 2014
View the entire original 990 at ProPublica ↗
- Organization
- ALLEN I GROSS CHARITABLE FOUNDATION (EIN 11-2906887)
- Tax period
- 2014-12-01 to 2015-11-30
- Filed
- 2016-10-07
- IRS object ID
- 201612819349100101
- Schema version
- 2014v6.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2016-10-07T09:53:02-05:00 | ReturnTs |
| Tax Period End | 2015-11-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 113360065 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ROTH & COMPANY LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1428 36TH STREET SUITE 200 | AddressLine1Txt |
| City | BROOKLYN | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 11218 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2014-12-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 112906887 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ALLEN I GROSS CHARITABLE FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ALLE | BusinessNameControlTxt |
| Phone | 2128374602 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 140 BROADWAY 41ST FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10005 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ALLEN I GROSS | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 2128374602 | PhoneNum |
| Signature | 2016-09-27 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ALAN MARK BOTWINICK | PreparerPersonNm |
| PTIN | P00841433 | PTIN |
| Phone | 7182361600 | PhoneNum |
| Preparation | 2016-09-27 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2014 | TaxYr |
| Build TS | 2017-02-10 21:41:12Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $13,243,715 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $400,719 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $171,475 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $171,475 | InterestOnSavNetInvstIncmAmt |
| Interest On Savings Adj Net Incm | $171,475 | InterestOnSavingsAdjNetIncmAmt |
| Dividends Rev And Expnss | $160,542 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $160,542 | DividendsNetInvstIncmAmt |
| Dividends Adj Net Incm | $160,542 | DividendsAdjNetIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$106,989 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $2,335,628 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | -$18,991 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $0 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | -$18,991 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $606,756 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $332,017 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $313,026 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $22,336 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $17,869 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $4,467 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $51,993 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $51,993 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $0 | OtherProfFeesAdjNetIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $750 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $750 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $137 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $137 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $0 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $75,216 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $69,999 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $750 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $4,467 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $634,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $823,460 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $709,216 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $69,999 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $750 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $827,927 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$102,460 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $262,018 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $312,276 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $1,810,977 | CashBOYAmt |
| Cash EOY | $512,947 | CashEOYAmt |
| Cash EOYFMV | $512,947 | CashEOYFMVAmt |
| Corporate Stock BOY | $11,545,348 | CorporateStockBOYAmt |
| Corporate Stock EOY | $10,806,804 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $10,806,804 | CorporateStockEOYFMVAmt |
| Other Assets BOY | $282,107 | OtherAssetsBOYAmt |
| Other Assets EOY | $1,923,964 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $1,923,964 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $13,638,432 | TotalAssetsBOYAmt |
| Total Assets EOY | $13,243,715 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $13,243,715 | TotalAssetsEOYFMVAmt |
| Grants Payable EOY | $100,000 | GrantsPayableEOYAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $100,000 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $13,638,432 | UnrestrictedBOYAmt |
| Unrestricted EOY | $13,143,715 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $13,638,432 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $13,143,715 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $13,638,432 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $13,243,715 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $13,638,432 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$102,460 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $13,535,972 | SubtotalAmt |
| Other Decreases | $392,257 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $13,143,715 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (530 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|
| ANGLOGOLD HOLDINGS PLC 05.125% 080122 DTD073012 CALL@MW+50BP NTS | 2014-12-02 | 2015-12-29 | $59,716 | $72,251 | -$12,535 | -$12,535 |
| ANSYS INC | 2013-08-13 | 2015-08-31 | $3,635 | $3,643 | -$8 | -$8 |
| APPLE BK FOR SVGS NY US RT 00.3500% MAT 09/14/15 FIXED RATE CD | 2014-04-29 | 2015-09-14 | $150,000 | $150,000 | $0 | $0 |
| ARCELORMITTAL SA NY REG | 2014-11-19 | 2015-08-13 | $300 | $418 | -$118 | -$118 |
| ASTRAZENECA PLC SPON ADR | 2013-11-29 | 2015-04-28 | $834 | $690 | $144 | $144 |
| ASTRAZENECA PLC SPON ADR | 2013-11-29 | 2015-05-15 | $1,382 | $1,150 | $232 | $232 |
| ASTRAZENECA PLC SPON ADR | 2014-01-10 | 2015-10-23 | $908 | $873 | $35 | $35 |
| ASTRAZENECA PLC SPON ADR | 2014-01-10 | 2015-12-16 | $233 | $211 | $22 | $22 |
| ASTRAZENECA PLC SPON ADR | 2014-01-10 | 2015-05-15 | $69 | $60 | $9 | $9 |
| ASTRAZENECA PLC SPON ADR | 2014-10-21 | 2015-12-16 | $467 | $480 | -$13 | -$13 |
| AVIVA PLC SPON ADR | 2015-01-13 | 2015-08-19 | $204 | $194 | $10 | $10 |
| AVIVA PLC SPON ADR | 2015-01-13 | 2015-08-20 | $234 | $223 | $11 | $11 |
| AVIVA PLC SPON ADR | 2015-01-13 | 2015-10-22 | $602 | $626 | -$24 | -$24 |
| AVIVA PLC SPON ADR | 2015-01-13 | 2015-10-29 | $369 | $372 | -$3 | -$3 |
| AVIVA PLC SPON ADR | 2015-01-14 | 2015-10-29 | $222 | $224 | -$2 | -$2 |
| AXA ADR | 2013-08-09 | 2015-02-11 | $372 | $372 | $0 | $0 |
| AXA ADR | 2013-08-09 | 2015-06-15 | $125 | $116 | $9 | $9 |
| AXA ADR | 2013-08-14 | 2015-06-15 | $274 | $261 | $13 | $13 |
| AXA ADR | 2013-08-14 | 2015-10-13 | $178 | $166 | $12 | $12 |
| AXA ADR | 2013-08-30 | 2015-10-13 | $228 | $196 | $32 | $32 |
| BAE SYSTEMS PLC SPON ADR | 2015-01-14 | 2015-06-18 | $538 | $513 | $25 | $25 |
| BAE SYSTEMS PLC SPON ADR | 2015-01-14 | 2015-06-30 | $650 | $656 | -$6 | -$6 |
| BAE SYSTEMS PLC SPON ADR | 2015-01-14 | 2015-08-04 | $29 | $29 | $0 | $0 |
| BAE SYSTEMS PLC SPON ADR | 2015-01-21 | 2015-08-04 | $442 | $458 | -$16 | -$16 |
| BAE SYSTEMS PLC SPON ADR | 2015-02-25 | 2015-08-04 | $589 | $670 | -$81 | -$81 |
| BANCO BILBAO VIZCAYA ARGENTARIA S.A. SPON ADR | 2015-01-06 | 2015-05-05 | $1,297 | $1,162 | $135 | $135 |
| BANCO BILBAO VIZCAYA ARGENTARIA S.A. SPON ADR | 2015-02-05 | 2015-05-05 | $841 | $785 | $56 | $56 |
| BANCO BILBAO VIZCAYA ARGENTARIA S.A. SPON ADR | 2015-02-27 | 2015-05-05 | $406 | $410 | -$4 | -$4 |
| BARCLAYS PLC ADR | 2013-08-09 | 2015-11-20 | $594 | $660 | -$66 | -$66 |
| BARCLAYS PLC ADR | 2013-08-09 | 2015-08-24 | $141 | $161 | -$20 | -$20 |
| BARCLAYS PLC ADR | 2013-08-30 | 2015-11-20 | $202 | $262 | -$60 | -$60 |
| BARRICK GOLD CORP CAD | 2013-04-18 | 2015-01-27 | $586 | $816 | -$230 | -$230 |
| BARRICK GOLD CORP CAD | 2013-08-09 | 2015-01-27 | $976 | $1,322 | -$346 | -$346 |
| BARRICK GOLD CORP CAD | 2013-11-08 | 2015-01-27 | $3,385 | $4,665 | -$1,280 | -$1,280 |
| BARRICK GOLD CORP CAD | 2013-12-24 | 2015-01-27 | $1,107 | $1,431 | -$324 | -$324 |
| BAYER A G SPON ADR | 2012-06-25 | 2015-02-09 | $1,376 | $663 | $713 | $713 |
| BAYER A G SPON ADR | 2013-02-15 | 2015-03-19 | $453 | $278 | $175 | $175 |
| BAYER A G SPON ADR | 2013-08-09 | 2015-03-19 | $151 | $117 | $34 | $34 |
| BAYER A G SPON ADR | 2013-08-09 | 2015-10-08 | $505 | $467 | $38 | $38 |
| BAYER A G SPON ADR | 2013-08-09 | 2015-03-25 | $307 | $233 | $74 | $74 |
| BAYER A G SPON ADR | 2013-08-09 | 2015-03-26 | $600 | $467 | $133 | $133 |
| BED BATH & BEYOND INC | 2014-03-04 | 2015-12-23 | $2,176 | $3,072 | -$896 | -$896 |
| BG GROUP PLC SPON ADR | 2013-09-11 | 2015-11-24 | $60 | $76 | -$16 | -$16 |
| BG GROUP PLC SPON ADR | 2013-10-02 | 2015-11-24 | $75 | $96 | -$21 | -$21 |
| BG GROUP PLC SPON ADR | 2013-12-26 | 2015-11-24 | $331 | $466 | -$135 | -$135 |
| BG GROUP PLC SPON ADR | 2014-01-31 | 2015-11-24 | $196 | $219 | -$23 | -$23 |
| BG GROUP PLC SPON ADR | 2014-01-31 | 2015-11-25 | $513 | $574 | -$61 | -$61 |
| BHP BILLITON PLC NEW SPON ADR | 2015-06-24 | 2015-08-24 | $1,390 | $1,943 | -$553 | -$553 |
| BHP BILLITON PLC NEW SPON ADR | 2015-06-24 | 2015-08-19 | $539 | $691 | -$152 | -$152 |
| CABLEVISION SYSTEMS CORP N Y GROUP*MERGER EFF:06/2016* CL | 2012-11-28 | 2015-09-17 | $3,339 | $1,403 | $1,936 | $1,936 |
| CABLEVISION SYSTEMS CORP N Y GROUP*MERGER EFF:06/2016* CL | 2013-08-08 | 2015-09-17 | $4,714 | $2,802 | $1,912 | $1,912 |
| CABLEVISION SYSTEMS CORP N Y GROUP*MERGER EFF:06/2016* CL | 2013-09-04 | 2015-09-17 | $2,292 | $1,252 | $1,040 | $1,040 |
| CABLEVISION SYSTEMS CORP N Y GROUP*MERGER EFF:06/2016* CL | 2013-09-11 | 2015-09-17 | $2,619 | $1,417 | $1,202 | $1,202 |
| CABLEVISION SYSTEMS CORP N Y GROUP*MERGER EFF:06/2016* CL | 2013-10-02 | 2015-09-17 | $3,176 | $1,650 | $1,526 | $1,526 |
| CHEVRON CORP | 2011-10-04 | 2015-04-16 | $1,202 | $973 | $229 | $229 |
| CHEVRON CORP | 2012-05-08 | 2015-04-16 | $546 | $510 | $36 | $36 |
| CHEVRON CORP | 2012-05-09 | 2015-04-16 | $2,185 | $2,044 | $141 | $141 |
| CHEVRON CORP | 2012-05-17 | 2015-04-16 | $437 | $404 | $33 | $33 |
| CHUBB CORP *MERGER EFF:01/2016* | 2012-05-08 | 2015-07-10 | $3,645 | $2,214 | $1,431 | $1,431 |
| CHUBB CORP *MERGER EFF:01/2016* | 2012-05-09 | 2015-07-10 | $3,645 | $2,193 | $1,452 | $1,452 |
| CHUBB CORP *MERGER EFF:01/2016* | 2012-11-28 | 2015-07-10 | $1,823 | $1,146 | $677 | $677 |
| CHUBB CORP *MERGER EFF:01/2016* | 2013-01-11 | 2015-07-10 | $1,215 | $776 | $439 | $439 |
| CHUBB CORP *MERGER EFF:01/2016* | 2013-08-09 | 2015-07-10 | $2,430 | $1,712 | $718 | $718 |
| CHUBB CORP *MERGER EFF:01/2016* | 2013-09-11 | 2015-07-10 | $1,823 | $1,307 | $516 | $516 |
| CITIGROUP INC NTS B/E 02.500% 072919 DTD072914 FC012915 | 2014-07-24 | 2015-08-17 | $14,024 | $14,007 | $17 | $17 |
| CK HUTCHISON HLDGS LTD UNSPONSORED ADR | 2013-09-11 | 2015-06-19 | $6 | $4 | $2 | $2 |
| CLARCOR INC | 2013-08-13 | 2015-01-22 | $3,742 | $3,330 | $412 | $412 |
| CLARCOR INC | 2013-09-10 | 2015-06-05 | $62 | $56 | $6 | $6 |
| CLARCOR INC | 2013-09-10 | 2015-01-22 | $1,268 | $1,115 | $153 | $153 |
| CLARCOR INC | 2013-09-11 | 2015-06-05 | $1,298 | $1,181 | $117 | $117 |
| CLARCOR INC | 2013-10-03 | 2015-06-05 | $185 | $167 | $18 | $18 |
| CLARCOR INC | 2013-10-03 | 2015-06-08 | $494 | $445 | $49 | $49 |
| CLARCOR INC | 2013-12-26 | 2015-06-08 | $740 | $765 | -$25 | -$25 |
| COHEN & STEERS INC | 2013-09-10 | 2015-08-10 | $1,123 | $1,150 | -$27 | -$27 |
| COHEN & STEERS INC | 2013-09-11 | 2015-08-10 | $1,123 | $1,146 | -$23 | -$23 |
| COHEN & STEERS INC | 2013-10-03 | 2015-08-10 | $718 | $759 | -$41 | -$41 |
| CONOCOPHILLIPS | 2012-05-08 | 2015-04-16 | $3,079 | $2,393 | $686 | $686 |
| CONOCOPHILLIPS | 2012-05-09 | 2015-04-16 | $1,711 | $1,342 | $369 | $369 |
| CONOCOPHILLIPS | 2012-05-09 | 2015-08-28 | $700 | $805 | -$105 | -$105 |
| CONOCOPHILLIPS | 2012-11-28 | 2015-08-28 | $700 | $851 | -$151 | -$151 |
| CONOCOPHILLIPS | 2013-08-09 | 2015-08-28 | $1,633 | $2,329 | -$696 | -$696 |
| CONOCOPHILLIPS | 2013-09-11 | 2015-08-28 | $933 | $1,376 | -$443 | -$443 |
| CONOCOPHILLIPS | 2013-12-24 | 2015-08-28 | $933 | $1,388 | -$455 | -$455 |
| COPART INC | 2013-08-13 | 2015-02-24 | $1,209 | $1,065 | $144 | $144 |
| COPART INC | 2013-09-10 | 2015-02-24 | $1,360 | $1,212 | $148 | $148 |
| COPART INC | 2013-09-11 | 2015-02-24 | $1,322 | $1,165 | $157 | $157 |
| COPART INC | 2013-10-03 | 2015-02-24 | $642 | $564 | $78 | $78 |
| COPART INC | 2013-12-26 | 2015-02-24 | $907 | $866 | $41 | $41 |
| COVIDIEN PLC **MERGER EFF 01/2015** | 2013-01-11 | 2015-01-27 | $979 | $493 | $486 | $486 |
| COVIDIEN PLC **MERGER EFF 01/2015** | 2013-09-04 | 2015-01-27 | $3,045 | $1,708 | $1,337 | $1,337 |
| COVIDIEN PLC **MERGER EFF 01/2015** | 2013-10-02 | 2015-01-27 | $3,154 | $1,756 | $1,398 | $1,398 |
| CREDIT SUISSE GROUP SPON ADR | 2015-03-10 | 2015-10-23 | $545 | $552 | -$7 | -$7 |
| CVS HEALTH CORP | 2012-11-14 | 2015-06-16 | $206 | $91 | $115 | $115 |
| CVS HEALTH CORP | 2013-03-13 | 2015-06-16 | $3,289 | $1,673 | $1,616 | $1,616 |
| CVS HEALTH CORP | 2013-06-05 | 2015-06-16 | $4,626 | $2,576 | $2,050 | $2,050 |
| CYBERONICS INC | 2014-12-23 | 2015-10-19 | $7,147 | $5,586 | $1,561 | $1,561 |
| DBS GROUP HLDGS LTD. SPON ADR | 2015-01-09 | 2015-08-25 | $306 | $366 | -$60 | -$60 |
| DBS GROUP HLDGS LTD. SPON ADR | 2015-01-09 | 2015-08-27 | $208 | $244 | -$36 | -$36 |
| DBS GROUP HLDGS LTD. SPON ADR | 2015-01-09 | 2015-09-29 | $412 | $548 | -$136 | -$136 |
| DBS GROUP HLDGS LTD. SPON ADR | 2015-01-13 | 2015-09-29 | $183 | $241 | -$58 | -$58 |
| DBS GROUP HLDGS LTD. SPON ADR | 2015-01-13 | 2015-10-30 | $245 | $301 | -$56 | -$56 |
| DBS GROUP HLDGS LTD. SPON ADR | 2015-03-06 | 2015-10-30 | $392 | $456 | -$64 | -$64 |
| DBS GROUP HLDGS LTD. SPON ADR | 2015-06-05 | 2015-10-30 | $588 | $712 | -$124 | -$124 |
| DENBURY RESOURCES INC 04.625% 071523 DTD020513 FC071513 CALL@MW | 2014-04-28 | 2015-12-29 | $7,448 | $24,251 | -$16,803 | -$16,803 |
| DEUTSCHE BANK AG TRIGGER PS SX5E 11/30/2023 | 2013-11-26 | 2015-03-24 | $24,613 | $20,000 | $4,613 | $4,613 |
| DEUTSCHE BANK AG TRIGGER PS SX5E 4/30/2024 | 2014-04-28 | 2015-10-30 | $17,222 | $15,000 | $2,222 | $2,222 |
| DEUTSCHE BANK AG REG SHS ORD EUR | 2015-06-08 | 2015-11-10 | $1,463 | $1,786 | -$323 | -$323 |
| DEUTSCHE BANK AG REG SHS ORD EUR | 2015-06-25 | 2015-11-10 | $505 | $606 | -$101 | -$101 |
| DEUTSCHE TELEKOM AG DE SPON ADR | 2014-11-20 | 2015-05-13 | $923 | $827 | $96 | $96 |
| DEUTSCHE TELEKOM AG DE SPON ADR | 2014-11-20 | 2015-05-14 | $74 | $65 | $9 | $9 |
| DEUTSCHE TELEKOM AG DE SPON ADR | 2014-11-20 | 2015-05-15 | $690 | $616 | $74 | $74 |
| DEUTSCHE TELEKOM AG DE SPON ADR | 2014-12-04 | 2015-06-01 | $290 | $282 | $8 | $8 |
| DEUTSCHE TELEKOM AG DE SPON ADR | 2014-12-16 | 2015-06-01 | $427 | $401 | $26 | $26 |
| DEUTSCHE TELEKOM AG DE SPON ADR | 2014-12-16 | 2015-08-13 | $276 | $241 | $35 | $35 |
| DEUTSCHE TELEKOM AG DE SPON ADR | 2015-01-09 | 2015-08-13 | $92 | $79 | $13 | $13 |
| DEUTSCHE TELEKOM AG DE SPON ADR | 2015-01-09 | 2015-08-14 | $1,017 | $882 | $135 | $135 |
| DIRECTV **MERGER EFF 07/2015** | 2013-01-11 | 2015-01-28 | $1,537 | $946 | $591 | $591 |
| DIRECTV **MERGER EFF 07/2015** | 2013-09-04 | 2015-01-28 | $3,160 | $2,155 | $1,005 | $1,005 |
| DIRECTV **MERGER EFF 07/2015** | 2013-10-02 | 2015-01-28 | $2,220 | $1,550 | $670 | $670 |
| DONALDSON CO INC | 2013-08-13 | 2015-09-04 | $2,193 | $2,676 | -$483 | -$483 |
| DONALDSON CO INC | 2013-09-10 | 2015-09-04 | $792 | $976 | -$184 | -$184 |
| DONALDSON CO INC | 2013-09-11 | 2015-09-04 | $731 | $909 | -$178 | -$178 |
| DONALDSON CO INC | 2013-10-03 | 2015-09-04 | $700 | $876 | -$176 | -$176 |
| DR PEPPER SNAPPLE GROUP INC | 2012-11-28 | 2015-02-13 | $384 | $223 | $161 | $161 |
| DR PEPPER SNAPPLE GROUP INC | 2013-01-11 | 2015-02-13 | $1,536 | $906 | $630 | $630 |
| DR PEPPER SNAPPLE GROUP INC | 2013-08-09 | 2015-02-13 | $3,456 | $2,107 | $1,349 | $1,349 |
| DR PEPPER SNAPPLE GROUP INC | 2013-08-09 | 2015-04-07 | $1,589 | $936 | $653 | $653 |
| DR PEPPER SNAPPLE GROUP INC | 2013-09-11 | 2015-04-07 | $4,368 | $2,435 | $1,933 | $1,933 |
| DR PEPPER SNAPPLE GROUP INC | 2013-09-17 | 2015-04-07 | $3,971 | $2,275 | $1,696 | $1,696 |
| DRESSER RAND GROUP INC *MERGER EFF: 06/2015* | 2013-08-13 | 2015-01-07 | $6,172 | $4,678 | $1,494 | $1,494 |
| DRESSER RAND GROUP INC *MERGER EFF: 06/2015* | 2013-09-10 | 2015-01-07 | $2,274 | $1,766 | $508 | $508 |
| DRESSER RAND GROUP INC *MERGER EFF: 06/2015* | 2013-09-11 | 2015-01-07 | $1,949 | $1,510 | $439 | $439 |
| DRESSER RAND GROUP INC *MERGER EFF: 06/2015* | 2013-10-03 | 2015-01-07 | $1,299 | $987 | $312 | $312 |
| E ON SE SPON ADR | 2014-12-17 | 2015-02-10 | $1,007 | $1,193 | -$186 | -$186 |
| EBAY INC | 2014-05-14 | 2015-03-24 | $2,673 | $2,335 | $338 | $338 |
| ENGIE SPON ADR | 2014-02-14 | 2015-10-06 | $281 | $407 | -$126 | -$126 |
| ENGIE SPON ADR | 2014-02-18 | 2015-10-06 | $165 | $239 | -$74 | -$74 |
| ENGIE SPON ADR | 2014-03-07 | 2015-10-06 | $396 | $631 | -$235 | -$235 |
| ENGIE SPON ADR | 2014-03-11 | 2015-10-06 | $957 | $1,561 | -$604 | -$604 |
| ENGIE SPON ADR | 2014-07-18 | 2015-10-06 | $380 | $617 | -$237 | -$237 |
| EUROPEAN AERONAUT UNSPONSORED ADR | 2014-10-02 | 2015-08-13 | $156 | $137 | $19 | $19 |
| EUROPEAN AERONAUT UNSPONSORED ADR | 2014-10-02 | 2015-06-18 | $1,180 | $1,097 | $83 | $83 |
| EUROPEAN AERONAUT UNSPONSORED ADR | 2014-10-21 | 2015-08-13 | $156 | $128 | $28 | $28 |
| FACTSET RESH SYSTEMS INC | 2013-08-13 | 2015-06-09 | $2,453 | $1,669 | $784 | $784 |
| FACTSET RESH SYSTEMS INC | 2013-08-28 | 2015-06-09 | $818 | $523 | $295 | $295 |
| FACTSET RESH SYSTEMS INC | 2013-09-10 | 2015-08-26 | $1,237 | $892 | $345 | $345 |
| FACTSET RESH SYSTEMS INC | 2013-09-10 | 2015-06-09 | $1,145 | $781 | $364 | $364 |
| FACTSET RESH SYSTEMS INC | 2013-09-11 | 2015-08-26 | $1,855 | $1,340 | $515 | $515 |
| FNMA PL AL2629 05.0000 DUE 06/01/39 FACTOR 0.2659806 | 2013-03-18 | 2015-07-31 | $2,613 | $2,616 | -$3 | -$3 |
| FNMA PL AP7488 03.5000 DUE 09/01/42 FACTOR 0.6661101 | 2012-10-05 | 2015-01-12 | $19,186 | $19,551 | -$365 | -$365 |
| FNMA PL AX5297 05.0000 DUE 01/01/42 FACTOR 0.5980418 | 2015-02-13 | 2015-07-31 | $877 | $912 | -$35 | -$35 |
| FORD MOTOR CREDIT CO LLC 03.500% 062020 DTD061313 FC122013 MED TER | 2013-06-10 | 2015-06-20 | $75,000 | $75,000 | $0 | $0 |
| FRANKLIN RESOURCES INC | 2015-07-01 | 2015-12-22 | $2,640 | $3,694 | -$1,054 | -$1,054 |
| FRANKLIN/TEMPLETON GLOBAL BOND FUND CLASS C | 2012-07-27 | 2015-03-24 | $23,753 | $25,005 | -$1,252 | -$1,252 |
| FRANKLIN/TEMPLETON GLOBAL BOND FUND CLASS C | 2012-09-04 | 2015-03-24 | $6,247 | $6,602 | -$355 | -$355 |
| FRANKLIN/TEMPLETON GLOBAL BOND FUND CLASS C | 2012-09-04 | 2015-12-29 | $7,447 | $8,404 | -$957 | -$957 |
| FRANKLIN/TEMPLETON GLOBAL BOND FUND CLASS C | 2012-10-23 | 2015-12-29 | $8,628 | $10,005 | -$1,377 | -$1,377 |
| FRANKLIN/TEMPLETON GLOBAL BOND FUND CLASS C | 2012-11-02 | 2015-12-29 | $12,885 | $15,005 | -$2,120 | -$2,120 |
| FRANKLIN/TEMPLETON GLOBAL BOND FUND CLASS C | 2013-08-27 | 2015-12-29 | $11,465 | $12,505 | -$1,040 | -$1,040 |
| FRANKLIN/TEMPLETON GLOBAL BOND FUND CLASS C | 2013-09-10 | 2015-12-29 | $8,960 | $10,005 | -$1,045 | -$1,045 |
| FRANKLIN/TEMPLETON GLOBAL BOND FUND CLASS C | 2013-10-21 | 2015-12-29 | $8,798 | $10,005 | -$1,207 | -$1,207 |
| FRANKLIN/TEMPLETON GLOBAL BOND FUND CLASS C | 2013-11-19 | 2015-12-29 | $8,844 | $10,005 | -$1,161 | -$1,161 |
| FRANKLIN/TEMPLETON GLOBAL BOND FUND CLASS C | 2014-01-08 | 2015-12-29 | $8,878 | $10,005 | -$1,127 | -$1,127 |
| GDF SUEZ **NAME CHANGE EFF: 07/2015** SPON ADR | 2013-08-09 | 2015-02-27 | $244 | $254 | -$10 | -$10 |
| GDF SUEZ **NAME CHANGE EFF: 07/2015** SPON ADR | 2013-08-30 | 2015-02-27 | $221 | $218 | $3 | $3 |
| GDF SUEZ **NAME CHANGE EFF: 07/2015** SPON ADR | 2013-10-02 | 2015-02-27 | $177 | $207 | -$30 | -$30 |
| GDF SUEZ **NAME CHANGE EFF: 07/2015** SPON ADR | 2013-10-02 | 2015-05-18 | $141 | $181 | -$40 | -$40 |
| GDF SUEZ **NAME CHANGE EFF: 07/2015** SPON ADR | 2013-10-04 | 2015-05-18 | $605 | $775 | -$170 | -$170 |
| GDF SUEZ **NAME CHANGE EFF: 07/2015** SPON ADR | 2014-02-14 | 2015-05-19 | $81 | $96 | -$15 | -$15 |
| GENWORTH FINANCIAL INC 07.700% 061520 DTD062410 CALL @ MW +65BP | 2014-12-30 | 2015-04-14 | $86,551 | $81,231 | $5,320 | $5,320 |
| GENWORTH HOLDINGS INC 04.900% 081523 DTD080813 FC021514 CALL@MW | 2015-04-14 | 2015-12-29 | $33,286 | $45,330 | -$12,044 | -$12,044 |
| GOLDMAN SACHS BANK USA TRIGGER PS SX5E 3/28/2024 | 2014-03-27 | 2015-02-09 | $22,687 | $20,000 | $2,687 | $2,687 |
| GOLDMAN SACHS GROUP INC 03.300% 050315 DTD050312 FC110312 NTS B/E | 2012-05-07 | 2015-05-03 | $150,000 | $150,000 | $0 | $0 |
| GOTHAM ABSOLUTE RETURN INSTITUTIONAL | 2014-01-22 | 2015-12-29 | $100,000 | $104,095 | -$4,095 | -$4,095 |
| GOTHAM NEUTRAL FUND CLASS I | 2014-09-03 | 2015-12-29 | $100,000 | $114,439 | -$14,439 | -$14,439 |
| HITACHI LTD ADR NEW JAPAN | 2012-06-25 | 2015-02-12 | $395 | $350 | $45 | $45 |
| HITACHI LTD ADR NEW JAPAN | 2013-08-09 | 2015-02-12 | $725 | $721 | $4 | $4 |
| HITACHI LTD ADR NEW JAPAN | 2013-08-09 | 2015-02-13 | $333 | $328 | $5 | $5 |
| HITACHI LTD ADR NEW JAPAN | 2013-08-09 | 2015-03-11 | $263 | $262 | $1 | $1 |
| HITACHI LTD ADR NEW JAPAN | 2013-08-30 | 2015-03-11 | $460 | $421 | $39 | $39 |
| HITACHI LTD ADR NEW JAPAN | 2013-09-11 | 2015-05-22 | $421 | $380 | $41 | $41 |
| HITACHI LTD ADR NEW JAPAN | 2013-09-11 | 2015-09-11 | $51 | $63 | -$12 | -$12 |
| HITACHI LTD ADR NEW JAPAN | 2013-10-02 | 2015-09-11 | $564 | $714 | -$150 | -$150 |
| HITACHI LTD ADR NEW JAPAN | 2014-01-28 | 2015-09-11 | $820 | $1,208 | -$388 | -$388 |
| HITACHI LTD ADR NEW JAPAN | 2014-01-31 | 2015-09-11 | $359 | $535 | -$176 | -$176 |
| HSBC HOLDINGS PLC NEW GB SPON ADR | 2013-08-09 | 2015-01-08 | $550 | $663 | -$113 | -$113 |
| HSBC HOLDINGS PLC NEW GB SPON ADR | 2013-08-30 | 2015-01-08 | $275 | $315 | -$40 | -$40 |
| HSBC HOLDINGS PLC NEW GB SPON ADR | 2013-08-30 | 2015-01-13 | $458 | $525 | -$67 | -$67 |
| HSBC HOLDINGS PLC NEW GB SPON ADR | 2013-09-11 | 2015-01-13 | $687 | $831 | -$144 | -$144 |
| HSBC HOLDINGS PLC NEW GB SPON ADR | 2013-09-11 | 2015-01-14 | $45 | $55 | -$10 | -$10 |
| HSBC HOLDINGS PLC NEW GB SPON ADR | 2013-10-02 | 2015-01-14 | $360 | $436 | -$76 | -$76 |
| HSBC HOLDINGS PLC NEW GB SPON ADR | 2013-10-02 | 2015-01-20 | $318 | $381 | -$63 | -$63 |
| HSBC HOLDINGS PLC NEW GB SPON ADR | 2013-10-15 | 2015-01-20 | $771 | $931 | -$160 | -$160 |
| HSBC HOLDINGS PLC NEW GB SPON ADR | 2013-10-23 | 2015-01-20 | $318 | $386 | -$68 | -$68 |
| HSBC HOLDINGS PLC NEW GB SPON ADR | 2013-10-28 | 2015-01-20 | $272 | $332 | -$60 | -$60 |
| HSBC HOLDINGS PLC NEW GB SPON ADR | 2013-12-26 | 2015-01-20 | $454 | $546 | -$92 | -$92 |
| HSBC HOLDINGS PLC NEW GB SPON ADR | 2014-08-01 | 2015-01-20 | $272 | $325 | -$53 | -$53 |
| IL ST GO PENSION 2003 OID@99.872 TAXABLE BE/R/ 4.950 060123 DT | 2013-01-29 | 2015-03-24 | $26,469 | $26,376 | $93 | $93 |
| INDUSTRIAL & COML BK CHINA ADR | 2014-07-23 | 2015-03-06 | $639 | $610 | $29 | $29 |
| INDUSTRIAL & COML BK CHINA ADR | 2014-07-23 | 2015-04-27 | $595 | $451 | $144 | $144 |
| INDUSTRIAL & COML BK CHINA ADR | 2014-07-23 | 2015-06-29 | $218 | $186 | $32 | $32 |
| INDUSTRIAL & COML BK CHINA ADR | 2014-07-29 | 2015-06-29 | $763 | $668 | $95 | $95 |
| INFOSYS LTD SPON ADR | 2014-08-22 | 2015-05-29 | $1,462 | $1,362 | $100 | $100 |
| ING GROEP N V NL SPON ADR | 2012-08-03 | 2015-03-18 | $186 | $86 | $100 | $100 |
| ING GROEP N V NL SPON ADR | 2012-08-03 | 2015-04-30 | $123 | $53 | $70 | $70 |
| ING GROEP N V NL SPON ADR | 2012-08-09 | 2015-04-30 | $338 | $157 | $181 | $181 |
| ING GROEP N V NL SPON ADR | 2013-08-09 | 2015-04-30 | $184 | $137 | $47 | $47 |
| ING GROEP N V NL SPON ADR | 2013-08-09 | 2015-12-22 | $470 | $400 | $70 | $70 |
| INTERCONTINENTAL HOTELS GROUP PLC NEW *REVERSE SPLIT EFF: 05/20 | 2013-08-09 | 2015-11-24 | $264 | $236 | $28 | $28 |
| INTERCONTINENTAL HOTELS GROUP PLC NEW *REVERSE SPLIT EFF: 05/20 | 2013-08-30 | 2015-11-24 | $400 | $329 | $71 | $71 |
| ITAU UNIBANCO HLDG SA ADR | 2015-04-24 | 2015-07-21 | $5 | $6 | -$1 | -$1 |
| IVY HIGH INCOME FUND CLASS C | 2013-09-10 | 2015-12-29 | $16,163 | $20,000 | -$3,837 | -$3,837 |
| IVY HIGH INCOME FUND CLASS C | 2013-09-10 | 2015-12-29 | $12,122 | $15,005 | -$2,883 | -$2,883 |
| IVY HIGH INCOME FUND CLASS C | 2013-10-21 | 2015-12-29 | $15,904 | $20,005 | -$4,101 | -$4,101 |
| IVY HIGH INCOME FUND CLASS C | 2013-10-21 | 2015-12-29 | $11,928 | $15,005 | -$3,077 | -$3,077 |
| IVY HIGH INCOME FUND CLASS C | 2013-10-25 | 2015-12-29 | $5 | $7 | -$2 | -$2 |
| IVY HIGH INCOME FUND CLASS C | 2013-11-19 | 2015-12-29 | $23,801 | $30,005 | -$6,204 | -$6,204 |
| IVY HIGH INCOME FUND CLASS C | 2013-11-27 | 2015-12-29 | $84 | $106 | -$22 | -$22 |
| IVY HIGH INCOME FUND CLASS C | 2013-12-12 | 2015-12-29 | $238 | $296 | -$58 | -$58 |
| IVY HIGH INCOME FUND CLASS C | 2013-12-12 | 2015-12-29 | $313 | $389 | -$76 | -$76 |
| IVY HIGH INCOME FUND CLASS C | 2013-12-31 | 2015-12-29 | $183 | $228 | -$45 | -$45 |
| IVY HIGH INCOME FUND CLASS C | 2014-01-27 | 2015-12-29 | $240 | $299 | -$59 | -$59 |
| IVY HIGH INCOME FUND CLASS C | 2014-02-27 | 2015-12-29 | $393 | $495 | -$102 | -$102 |
| IVY HIGH INCOME FUND CLASS C | 2014-03-27 | 2015-12-29 | $354 | $446 | -$92 | -$92 |
| IVY HIGH INCOME FUND CLASS C | 2014-04-25 | 2015-12-29 | $398 | $500 | -$102 | -$102 |
| IVY HIGH INCOME FUND CLASS C | 2014-05-27 | 2015-12-29 | $385 | $483 | -$98 | -$98 |
| IVY HIGH INCOME FUND CLASS C | 2014-06-27 | 2015-12-29 | $415 | $522 | -$107 | -$107 |
| IVY HIGH INCOME FUND CLASS C | 2014-07-25 | 2015-12-29 | $387 | $485 | -$98 | -$98 |
| IVY HIGH INCOME FUND CLASS C | 2014-08-27 | 2015-12-29 | $452 | $565 | -$113 | -$113 |
| IVY HIGH INCOME FUND CLASS C | 2014-09-26 | 2015-12-29 | $404 | $495 | -$91 | -$91 |
| IVY HIGH INCOME FUND CLASS C | 2014-10-27 | 2015-12-29 | $379 | $465 | -$86 | -$86 |
| IVY HIGH INCOME FUND CLASS C | 2014-11-26 | 2015-12-29 | $464 | $563 | -$99 | -$99 |
| IVY HIGH INCOME FUND CLASS C | 2014-12-11 | 2015-12-29 | $485 | $564 | -$79 | -$79 |
| IVY HIGH INCOME FUND CLASS C | 2014-12-11 | 2015-12-29 | $1,011 | $1,175 | -$164 | -$164 |
| IVY HIGH INCOME FUND CLASS C | 2014-12-31 | 2015-12-29 | $533 | $619 | -$86 | -$86 |
| IVY HIGH INCOME FUND CLASS C | 2015-01-27 | 2015-12-29 | $399 | $459 | -$60 | -$60 |
| IVY HIGH INCOME FUND CLASS C | 2015-02-27 | 2015-12-29 | $483 | $565 | -$82 | -$82 |
| IVY HIGH INCOME FUND CLASS C | 2015-03-27 | 2015-12-29 | $430 | $500 | -$70 | -$70 |
| IVY HIGH INCOME FUND CLASS C | 2015-04-27 | 2015-12-29 | $457 | $535 | -$78 | -$78 |
| IVY HIGH INCOME FUND CLASS C | 2015-05-27 | 2015-12-29 | $460 | $538 | -$78 | -$78 |
| IVY HIGH INCOME FUND CLASS C | 2015-06-26 | 2015-12-29 | $498 | $572 | -$74 | -$74 |
| IVY HIGH INCOME FUND CLASS C | 2015-07-27 | 2015-12-29 | $481 | $542 | -$61 | -$61 |
| IVY HIGH INCOME FUND CLASS C | 2015-08-27 | 2015-12-29 | $528 | $583 | -$55 | -$55 |
| IVY HIGH INCOME FUND CLASS C | 2015-09-25 | 2015-12-29 | $547 | $594 | -$47 | -$47 |
| IVY HIGH INCOME FUND CLASS C | 2015-10-27 | 2015-12-29 | $536 | $583 | -$47 | -$47 |
| IVY HIGH INCOME FUND CLASS C | 2015-11-27 | 2015-12-29 | $596 | $626 | -$30 | -$30 |
| JAPAN TOBACCO INC UNSPONSORED ADR | 2015-04-22 | 2015-09-29 | $666 | $749 | -$83 | -$83 |
| JAPAN TOBACCO INC UNSPONSORED ADR | 2015-04-22 | 2015-11-30 | $216 | $219 | -$3 | -$3 |
| JAPAN TOBACCO INC UNSPONSORED ADR | 2015-04-23 | 2015-11-30 | $862 | $908 | -$46 | -$46 |
| JAPAN TOBACCO INC UNSPONSORED ADR | 2015-04-30 | 2015-11-30 | $162 | $160 | $2 | $2 |
| JEFFERIES GROUP INC B/E 03.875% 110915 DTD110910 FC050911 | 2012-07-30 | 2015-11-09 | $60,000 | $60,000 | $0 | $0 |
| JP MORGAN INTERNATIONAL VALUE SMA FUND | 2012-06-26 | 2015-01-14 | $477 | $428 | $49 | $49 |
| JP MORGAN INTERNATIONAL VALUE SMA FUND | 2012-06-26 | 2015-03-20 | $987 | $814 | $173 | $173 |
| JP MORGAN INTERNATIONAL VALUE SMA FUND | 2012-06-26 | 2015-04-01 | $1,688 | $1,409 | $279 | $279 |
| JP MORGAN INTERNATIONAL VALUE SMA FUND | 2012-06-26 | 2015-11-23 | $2,897 | $2,516 | $381 | $381 |
| JP MORGAN INTERNATIONAL VALUE SMA FUND | 2012-07-10 | 2015-11-23 | $132 | $117 | $15 | $15 |
| JP MORGAN INTERNATIONAL VALUE SMA FUND | 2012-07-10 | 2015-12-08 | $47 | $43 | $4 | $4 |
| JP MORGAN INTERNATIONAL VALUE SMA FUND | 2012-09-19 | 2015-12-08 | $270 | $265 | $5 | $5 |
| JP MORGAN INTERNATIONAL VALUE SMA FUND | 2012-10-19 | 2015-12-08 | $962 | $932 | $30 | $30 |
| JP MORGAN INTERNATIONAL VALUE SMA FUND | 2013-03-07 | 2015-12-08 | $903 | $903 | $0 | $0 |
| JP MORGAN INTERNATIONAL VALUE SMA FUND | 2013-03-07 | 2015-12-10 | $141 | $141 | $0 | $0 |
| JP MORGAN INTERNATIONAL VALUE SMA FUND | 2013-04-18 | 2015-12-10 | $481 | $481 | $0 | $0 |
| JP MORGAN INTERNATIONAL VALUE SMA FUND | 2013-08-12 | 2015-12-10 | $1,091 | $1,113 | -$22 | -$22 |
| JP MORGAN INTERNATIONAL VALUE SMA FUND | 2013-08-12 | 2015-12-16 | $1,838 | $2,047 | -$209 | -$209 |
| KDDI CORP ADR | 2013-12-10 | 2015-02-05 | $295 | $276 | $19 | $19 |
| KDDI CORP ADR | 2014-02-05 | 2015-02-05 | $738 | $615 | $123 | $123 |
| KDDI CORP ADR | 2014-02-24 | 2015-02-05 | $164 | $147 | $17 | $17 |
| KDDI CORP ADR | 2014-02-24 | 2015-02-12 | $400 | $369 | $31 | $31 |
| KDDI CORP ADR | 2014-07-18 | 2015-02-12 | $817 | $781 | $36 | $36 |
| MEDTRONIC INC **MERGER EFF 01/2015** | 2012-05-08 | 2015-01-27 | $2,693 | $1,325 | $1,368 | $1,368 |
| MEDTRONIC INC **MERGER EFF 01/2015** | 2012-05-09 | 2015-01-27 | $6,541 | $3,235 | $3,306 | $3,306 |
| MEDTRONIC INC **MERGER EFF 01/2015** | 2012-11-28 | 2015-01-27 | $1,154 | $637 | $517 | $517 |
| MEDTRONIC INC **MERGER EFF 01/2015** | 2013-01-11 | 2015-01-27 | $1,539 | $880 | $659 | $659 |
| MEDTRONIC INC **MERGER EFF 01/2015** | 2013-08-09 | 2015-01-27 | $1,924 | $1,385 | $539 | $539 |
| MEDTRONIC INC **MERGER EFF 01/2015** | 2013-09-04 | 2015-01-27 | $1,539 | $1,067 | $472 | $472 |
| MEDTRONIC INC **MERGER EFF 01/2015** | 2013-09-11 | 2015-01-27 | $1,924 | $1,354 | $570 | $570 |
| MEDTRONIC PLC | 2015-01-27 | 2015-02-13 | $2,229 | $2,309 | -$80 | -$80 |
| MEDTRONIC PLC | 2015-01-27 | 2015-01-27 | $7 | $7 | $0 | $0 |
| MFS EMERGING MARKETS BOND FUND CLASS C | 2012-07-27 | 2015-03-24 | $23,544 | $25,005 | -$1,461 | -$1,461 |
| MFS EMERGING MARKETS BOND FUND CLASS C | 2012-09-04 | 2015-03-24 | $6,456 | $6,993 | -$537 | -$537 |
| MICROSOFT CORP | 2012-05-09 | 2015-10-26 | $3,498 | $2,019 | $1,479 | $1,479 |
| MICROSOFT CORP | 2012-05-17 | 2015-10-26 | $807 | $451 | $356 | $356 |
| MICROSOFT CORP | 2012-11-28 | 2015-10-26 | $1,345 | $681 | $664 | $664 |
| MITSUBISHI UFJ FINANCIAL GROUP INC SPON ADR | 2013-01-11 | 2015-06-05 | $65 | $49 | $16 | $16 |
| MITSUBISHI UFJ FINANCIAL GROUP INC SPON ADR | 2013-03-26 | 2015-06-05 | $313 | $255 | $58 | $58 |
| MITSUBISHI UFJ FINANCIAL GROUP INC SPON ADR | 2013-04-04 | 2015-06-05 | $254 | $219 | $35 | $35 |
| MITSUBISHI UFJ FINANCIAL GROUP INC SPON ADR | 2013-07-01 | 2015-06-05 | $480 | $418 | $62 | $62 |
| MITSUBISHI UFJ FINANCIAL GROUP INC SPON ADR | 2013-08-09 | 2015-06-05 | $254 | $220 | $34 | $34 |
| MOLSON COORS BREWING CO CL B | 2012-05-09 | 2015-06-01 | $146 | $82 | $64 | $64 |
| MOLSON COORS BREWING CO CL B | 2012-05-17 | 2015-06-01 | $1,095 | $600 | $495 | $495 |
| MOLSON COORS BREWING CO CL B | 2012-11-28 | 2015-06-01 | $2,556 | $1,408 | $1,148 | $1,148 |
| MOLSON COORS BREWING CO CL B | 2013-01-11 | 2015-06-01 | $584 | $341 | $243 | $243 |
| MOLSON COORS BREWING CO CL B | 2013-01-11 | 2015-09-18 | $1,008 | $512 | $496 | $496 |
| MOLSON COORS BREWING CO CL B | 2013-01-22 | 2015-09-18 | $84 | $45 | $39 | $39 |
| MOLSON COORS BREWING CO CL B | 2013-08-09 | 2015-09-18 | $2,939 | $1,865 | $1,074 | $1,074 |
| MOLSON COORS BREWING CO CL B | 2013-09-04 | 2015-09-18 | $3,359 | $1,966 | $1,393 | $1,393 |
| MOLSON COORS BREWING CO CL B | 2013-09-11 | 2015-09-18 | $3,359 | $1,978 | $1,381 | $1,381 |
| MORGAN STANLEY TRIGGER PS SX5E 01/31/2024 | 2014-01-29 | 2015-03-04 | $35,164 | $30,000 | $5,164 | $5,164 |
| MSC INDL DIRECT CO INC | 2013-08-13 | 2015-07-28 | $137 | $159 | -$22 | -$22 |
| MSC INDL DIRECT CO INC | 2013-09-10 | 2015-07-28 | $1,306 | $1,550 | -$244 | -$244 |
| MSC INDL DIRECT CO INC | 2013-09-11 | 2015-07-28 | $1,374 | $1,627 | -$253 | -$253 |
| MSC INDL DIRECT CO INC | 2013-10-03 | 2015-07-28 | $825 | $992 | -$167 | -$167 |
| MSC INDL DIRECT CO INC | 2013-11-20 | 2015-07-28 | $550 | $615 | -$65 | -$65 |
| MSCI INC | 2013-08-13 | 2015-04-15 | $5,000 | $3,109 | $1,891 | $1,891 |
| MSCI INC | 2013-09-10 | 2015-04-15 | $366 | $235 | $131 | $131 |
| NESTLE S A SPONSORED ADR REPSTG REG SHS SWITZ ADR | 2014-08-08 | 2015-03-25 | $1,385 | $1,369 | $16 | $16 |
| NESTLE S A SPONSORED ADR REPSTG REG SHS SWITZ ADR | 2014-08-08 | 2015-10-23 | $927 | $913 | $14 | $14 |
| NESTLE S A SPONSORED ADR REPSTG REG SHS SWITZ ADR | 2014-08-18 | 2015-10-23 | $154 | $154 | $0 | $0 |
| NEWMONT MINING CORP (HOLDING CO ) | 2013-08-09 | 2015-01-23 | $2,184 | $2,635 | -$451 | -$451 |
| NEWMONT MINING CORP (HOLDING CO ) | 2013-09-11 | 2015-01-23 | $1,092 | $1,313 | -$221 | -$221 |
| NEWMONT MINING CORP (HOLDING CO ) | 2013-12-24 | 2015-01-23 | $1,456 | $1,357 | $99 | $99 |
| NOMURA HOLDINGS INC NEW SPON ADR | 2013-09-17 | 2015-01-13 | $339 | $496 | -$157 | -$157 |
| NOMURA HOLDINGS INC NEW SPON ADR | 2013-10-02 | 2015-01-13 | $27 | $38 | -$11 | -$11 |
| NOMURA HOLDINGS INC NEW SPON ADR | 2013-12-11 | 2015-01-13 | $215 | $307 | -$92 | -$92 |
| NOMURA HOLDINGS INC NEW SPON ADR | 2013-12-11 | 2015-01-14 | $641 | $928 | -$287 | -$287 |
| NOMURA HOLDINGS INC NEW SPON ADR | 2014-06-20 | 2015-01-14 | $498 | $691 | -$193 | -$193 |
| NOVARTIS AG SPON ADR | 2015-02-09 | 2015-10-08 | $823 | $925 | -$102 | -$102 |
| NOVARTIS AG SPON ADR | 2015-02-09 | 2015-10-13 | $275 | $308 | -$33 | -$33 |
| NOVARTIS AG SPON ADR | 2015-03-25 | 2015-10-13 | $735 | $809 | -$74 | -$74 |
| NOVARTIS AG SPON ADR | 2015-04-21 | 2015-10-13 | $459 | $521 | -$62 | -$62 |
| NOVARTIS AG SPON ADR | 2015-04-28 | 2015-10-13 | $459 | $516 | -$57 | -$57 |
| NOVARTIS AG SPON ADR | 2015-04-28 | 2015-12-16 | $86 | $86 | $0 | $0 |
| NOVARTIS AG SPON ADR | 2015-05-15 | 2015-12-16 | $600 | $618 | -$18 | -$18 |
| NOVARTIS AG SPON ADR | 2015-06-08 | 2015-12-18 | $255 | $304 | -$49 | -$49 |
| NOVARTIS AG SPON ADR | 2015-06-08 | 2015-12-23 | $344 | $405 | -$61 | -$61 |
| NOVARTIS AG SPON ADR | 2015-06-25 | 2015-12-23 | $516 | $607 | -$91 | -$91 |
| NOVARTIS AG SPON ADR | 2015-06-30 | 2015-12-23 | $344 | $393 | -$49 | -$49 |
| NOVARTIS AG SPON ADR | 2015-07-22 | 2015-12-23 | $516 | $613 | -$97 | -$97 |
| NOVARTIS AG SPON ADR | 2015-11-18 | 2015-12-23 | $602 | $742 | -$140 | -$140 |
| OPPENHEIMER SENIOR FLOATING RATE FUND CLASS C | 2011-03-02 | 2015-12-29 | $54,157 | $60,000 | -$5,843 | -$5,843 |
| OPPENHEIMER SENIOR FLOATING RATE FUND CLASS C | 2011-04-11 | 2015-12-29 | $54,157 | $60,000 | -$5,843 | -$5,843 |
| OPPENHEIMER SENIOR FLOATING RATE FUND CLASS C | 2012-05-07 | 2015-12-29 | $45,949 | $50,005 | -$4,056 | -$4,056 |
| OPPENHEIMER SENIOR FLOATING RATE FUND CLASS C | 2012-08-17 | 2015-12-29 | $9,246 | $10,005 | -$759 | -$759 |
| OPPENHEIMER SENIOR FLOATING RATE FUND CLASS C | 2012-09-04 | 2015-12-29 | $13,835 | $15,005 | -$1,170 | -$1,170 |
| OPPENHEIMER SENIOR FLOATING RATE FUND CLASS C | 2012-10-23 | 2015-12-29 | $13,702 | $15,005 | -$1,303 | -$1,303 |
| OPPENHEIMER SENIOR FLOATING RATE FUND CLASS C | 2012-11-02 | 2015-12-29 | $13,752 | $15,005 | -$1,253 | -$1,253 |
| OPPENHEIMER SENIOR FLOATING RATE FUND CLASS C | 2013-12-20 | 2015-12-29 | $18,031 | $20,005 | -$1,974 | -$1,974 |
| ORIX CORP SPON ADR | 2013-08-09 | 2015-07-30 | $358 | $361 | -$3 | -$3 |
| ORIX CORP SPON ADR | 2013-08-09 | 2015-07-31 | $74 | $72 | $2 | $2 |
| ORIX CORP SPON ADR | 2013-08-30 | 2015-07-31 | $296 | $273 | $23 | $23 |
| ORIX CORP SPON ADR | 2013-09-11 | 2015-07-31 | $591 | $616 | -$25 | -$25 |
| ORIX CORP SPON ADR | 2013-10-02 | 2015-07-31 | $517 | $551 | -$34 | -$34 |
| ORIX CORP SPON ADR | 2013-10-02 | 2015-08-03 | $147 | $157 | -$10 | -$10 |
| PALL CORP | 2011-04-20 | 2015-05-13 | $1,118 | $514 | $604 | $604 |
| PALL CORP | 2011-09-08 | 2015-05-13 | $621 | $224 | $397 | $397 |
| PALL CORP | 2013-01-11 | 2015-05-13 | $2,484 | $1,284 | $1,200 | $1,200 |
| PALL CORP | 2013-08-08 | 2015-05-13 | $4,472 | $2,579 | $1,893 | $1,893 |
| PALL CORP | 2013-09-11 | 2015-05-13 | $2,857 | $1,708 | $1,149 | $1,149 |
| PALL CORP | 2013-12-24 | 2015-05-13 | $1,491 | $1,021 | $470 | $470 |
| PAYPAL HOLDINGS INC | 2014-05-14 | 2015-07-22 | $8,096 | $6,616 | $1,480 | $1,480 |
| PNC FINANCIAL SERVICES GROUP | 2011-10-04 | 2015-03-24 | $1,136 | $550 | $586 | $586 |
| PNC FINANCIAL SERVICES GROUP | 2012-05-08 | 2015-03-24 | $1,231 | $855 | $376 | $376 |
| PORSCHE AUTOMOBIL HLDG SE ADR | 2014-04-11 | 2015-08-27 | $377 | $589 | -$212 | -$212 |
| PORSCHE AUTOMOBIL HLDG SE ADR | 2014-04-11 | 2015-07-30 | $869 | $1,276 | -$407 | -$407 |
| PORSCHE AUTOMOBIL HLDG SE ADR | 2014-04-11 | 2015-04-21 | $333 | $333 | $0 | $0 |
| PORSCHE AUTOMOBIL HLDG SE ADR | 2014-04-11 | 2015-04-22 | $375 | $414 | -$39 | -$39 |
| PORSCHE AUTOMOBIL HLDG SE ADR | 2015-02-06 | 2015-08-27 | $210 | $270 | -$60 | -$60 |
| PORSCHE AUTOMOBIL HLDG SE ADR | 2015-03-26 | 2015-08-27 | $384 | $624 | -$240 | -$240 |
| PRICE T ROWE GROUP INC | 2014-11-19 | 2015-07-01 | $6,528 | $6,868 | -$340 | -$340 |
| PRICE T ROWE GROUP INC | 2014-11-19 | 2015-07-02 | $1,856 | $1,962 | -$106 | -$106 |
| PRICE T ROWE GROUP INC | 2014-11-20 | 2015-07-07 | $913 | $981 | -$68 | -$68 |
| PRICE T ROWE GROUP INC | 2014-11-20 | 2015-07-02 | $3,093 | $3,270 | -$177 | -$177 |
| PUBLICIS GROUPE S.A. NEW SPON ADR | 2013-11-18 | 2015-03-25 | $40 | $43 | -$3 | -$3 |
| PUBLICIS GROUPE S.A. NEW SPON ADR | 2013-11-26 | 2015-03-26 | $558 | $642 | -$84 | -$84 |
| PUBLICIS GROUPE S.A. NEW SPON ADR | 2013-11-26 | 2015-06-01 | $277 | $310 | -$33 | -$33 |
| PUBLICIS GROUPE S.A. NEW SPON ADR | 2014-01-28 | 2015-09-03 | $245 | $315 | -$70 | -$70 |
| PUBLICIS GROUPE S.A. NEW SPON ADR | 2014-01-28 | 2015-06-01 | $257 | $292 | -$35 | -$35 |
| PUBLICIS GROUPE S.A. NEW SPON ADR | 2014-03-07 | 2015-09-03 | $420 | $568 | -$148 | -$148 |
| PUBLICIS GROUPE S.A. NEW SPON ADR | 2014-12-04 | 2015-09-03 | $472 | $503 | -$31 | -$31 |
| RECKITT BENCKISER PLC SPON ADR | 2015-01-07 | 2015-04-22 | $598 | $518 | $80 | $80 |
| RECKITT BENCKISER PLC SPON ADR | 2015-01-07 | 2015-05-05 | $1,243 | $1,114 | $129 | $129 |
| REPSOL SA SPON ADR | 2013-08-09 | 2015-08-31 | $369 | $630 | -$261 | -$261 |
| REPSOL SA SPON ADR | 2013-09-11 | 2015-08-31 | $652 | $1,133 | -$481 | -$481 |
| REPSOL SA SPON ADR | 2013-09-11 | 2015-09-11 | $51 | $99 | -$48 | -$48 |
| REPSOL SA SPON ADR | 2013-10-02 | 2015-09-11 | $13 | $25 | -$12 | -$12 |
| REPSOL SA SPON ADR | 2013-10-02 | 2015-09-14 | $188 | $375 | -$187 | -$187 |
| REPSOL SA SPON ADR | 2013-11-20 | 2015-09-14 | $238 | $467 | -$229 | -$229 |
| REPSOL SA SPON ADR | 2014-05-21 | 2015-09-14 | $363 | $808 | -$445 | -$445 |
| REPSOL SA SPON ADR | 2014-07-16 | 2015-09-14 | $50 | $103 | -$53 | -$53 |
| REPSOL SA SPON ADR | 2014-12-04 | 2015-09-14 | $325 | $581 | -$256 | -$256 |
| REPSOL SA SPON ADR | 2015-01-15 | 2015-09-14 | $475 | $657 | -$182 | -$182 |
| RESOLUTE FOREST PRODUCTS 05.875% 051523 DTD051514 FC111514 CALL@MW | 2014-07-23 | 2015-12-30 | $17,715 | $24,776 | -$7,061 | -$7,061 |
| RIO TINTO PLC SPON ADR | 2013-08-30 | 2015-04-22 | $470 | $498 | -$28 | -$28 |
| RIO TINTO PLC SPON ADR | 2013-09-11 | 2015-04-22 | $385 | $459 | -$74 | -$74 |
| RIO TINTO PLC SPON ADR | 2013-10-02 | 2015-04-22 | $342 | $392 | -$50 | -$50 |
| RIO TINTO PLC SPON ADR | 2013-12-19 | 2015-04-30 | $135 | $161 | -$26 | -$26 |
| RIO TINTO PLC SPON ADR | 2013-12-19 | 2015-04-22 | $128 | $161 | -$33 | -$33 |
| RIO TINTO PLC SPON ADR | 2014-01-24 | 2015-04-30 | $942 | $1,086 | -$144 | -$144 |
| RIO TINTO PLC SPON ADR | 2014-01-28 | 2015-04-30 | $224 | $267 | -$43 | -$43 |
| RIO TINTO PLC SPON ADR | 2014-01-31 | 2015-04-30 | $494 | $584 | -$90 | -$90 |
| RIO TINTO PLC SPON ADR | 2014-07-30 | 2015-04-30 | $359 | $466 | -$107 | -$107 |
| ROYAL DUTCH SHELL PLC CL A SPON ADR | 2012-06-25 | 2015-01-21 | $1,114 | $1,098 | $16 | $16 |
| ROYAL DUTCH SHELL PLC CL A SPON ADR | 2013-08-09 | 2015-01-23 | $1,447 | $1,426 | $21 | $21 |
| ROYAL DUTCH SHELL PLC CL A SPON ADR | 2013-08-09 | 2015-02-05 | $1,001 | $972 | $29 | $29 |
| ROYAL DUTCH SHELL PLC CL A SPON ADR | 2013-09-11 | 2015-02-10 | $263 | $262 | $1 | $1 |
| ROYAL DUTCH SHELL PLC CL A SPON ADR | 2013-09-11 | 2015-02-05 | $267 | $262 | $5 | $5 |
| ROYAL DUTCH SHELL PLC CL A SPON ADR | 2013-09-11 | 2015-02-13 | $331 | $327 | $4 | $4 |
| ROYAL DUTCH SHELL PLC CL A SPON ADR | 2013-09-11 | 2015-06-24 | $477 | $523 | -$46 | -$46 |
| ROYAL DUTCH SHELL PLC CL A SPON ADR | 2013-10-02 | 2015-06-24 | $775 | $851 | -$76 | -$76 |
| ROYAL DUTCH SHELL PLC CL A SPON ADR | 2013-12-26 | 2015-06-24 | $358 | $424 | -$66 | -$66 |
| ROYAL DUTCH SHELL PLC CL A SPON ADR | 2014-05-02 | 2015-06-24 | $119 | $158 | -$39 | -$39 |
| ROYAL DUTCH SHELL PLC CL A SPON ADR | 2014-06-16 | 2015-06-24 | $656 | $889 | -$233 | -$233 |
| ROYAL DUTCH SHELL PLC CL A SPON ADR | 2014-07-28 | 2015-06-24 | $656 | $899 | -$243 | -$243 |
| ROYAL DUTCH SHELL PLC CL A SPON ADR | 2014-08-08 | 2015-06-24 | $656 | $880 | -$224 | -$224 |
| RYANAIR HOLDINGS PLC *REVERSE SPLIT EFF: 11/2015* SPON AD | 2014-02-28 | 2015-10-09 | $303 | $227 | $76 | $76 |
| RYANAIR HOLDINGS PLC SPON ADR | 2014-02-28 | 2015-11-02 | $26 | $19 | $7 | $7 |
| SALIENT MLP & ENERGY INFRASTRUCTURE FUND CLASS C | 2013-09-10 | 2015-12-29 | $15,018 | $22,611 | -$7,593 | -$7,593 |
| SALIENT MLP & ENERGY INFRASTRUCTURE FUND CLASS C | 2013-10-01 | 2015-12-29 | $14,694 | $23,041 | -$8,347 | -$8,347 |
| SALIENT MLP & ENERGY INFRASTRUCTURE FUND CLASS C | 2013-10-29 | 2015-12-29 | $279 | $456 | -$177 | -$177 |
| SALIENT MLP & ENERGY INFRASTRUCTURE FUND CLASS C | 2013-11-19 | 2015-12-29 | $14,421 | $23,269 | -$8,848 | -$8,848 |
| SALIENT MLP & ENERGY INFRASTRUCTURE FUND CLASS C | 2014-01-08 | 2015-12-29 | $8,125 | $14,027 | -$5,902 | -$5,902 |
| SALIENT MLP & ENERGY INFRASTRUCTURE FUND CLASS C | 2014-01-30 | 2015-12-29 | $472 | $828 | -$356 | -$356 |
| SALIENT MLP & ENERGY INFRASTRUCTURE FUND CLASS C | 2014-02-04 | 2015-12-29 | $6,991 | $12,151 | -$5,160 | -$5,160 |
| SALIENT MLP & ENERGY INFRASTRUCTURE FUND CLASS I | 2015-02-09 | 2015-12-29 | $15,000 | $27,428 | -$12,428 | -$12,428 |
| SANOFI SPON ADR | 2014-08-07 | 2015-02-03 | $282 | $309 | -$27 | -$27 |
| SANOFI SPON ADR | 2014-08-27 | 2015-03-25 | $1,161 | $1,267 | -$106 | -$106 |
| SANOFI SPON ADR | 2014-09-30 | 2015-03-25 | $454 | $510 | -$56 | -$56 |
| SCHNEIDER ELEC SE UNSPONSORED ADR | 2012-11-23 | 2015-04-27 | $92 | $82 | $10 | $10 |
| SCHNEIDER ELEC SE UNSPONSORED ADR | 2012-12-14 | 2015-04-27 | $230 | $216 | $14 | $14 |
| SCHNEIDER ELEC SE UNSPONSORED ADR | 2013-08-30 | 2015-04-27 | $475 | $476 | -$1 | -$1 |
| SCHNEIDER ELEC SE UNSPONSORED ADR | 2013-09-11 | 2015-04-27 | $230 | $249 | -$19 | -$19 |
| SCHNEIDER ELEC SE UNSPONSORED ADR | 2013-09-11 | 2015-05-22 | $276 | $298 | -$22 | -$22 |
| SCHNEIDER ELEC SE UNSPONSORED ADR | 2013-10-02 | 2015-05-22 | $445 | $493 | -$48 | -$48 |
| SCHNEIDER ELEC SE UNSPONSORED ADR | 2014-02-25 | 2015-05-22 | $845 | $990 | -$145 | -$145 |
| SEVEN & I HLDGS CO LTD ADR | 2013-08-09 | 2015-06-01 | $898 | $820 | $78 | $78 |
| SEVEN & I HLDGS CO LTD ADR | 2013-08-30 | 2015-06-01 | $184 | $155 | $29 | $29 |
| SHIRE PLC SPON ADR | 2014-10-16 | 2015-11-30 | $836 | $699 | $137 | $137 |
| SHIRE PLC SPON ADR | 2014-10-16 | 2015-12-09 | $400 | $350 | $50 | $50 |
| SIRONA DENTAL SYSTEMS INC *MERGER EFF: 03/2016* | 2013-08-13 | 2015-08-31 | $4,575 | $3,360 | $1,215 | $1,215 |
| SOCIETE GENERALE FRANCE SPONS ADR ADR | 2015-02-26 | 2015-05-05 | $149 | $139 | $10 | $10 |
| SOCIETE GENERALE FRANCE SPONS ADR ADR | 2015-02-26 | 2015-04-30 | $256 | $241 | $15 | $15 |
| SOCIETE GENERALE FRANCE SPONS ADR ADR | 2015-02-26 | 2015-05-01 | $240 | $222 | $18 | $18 |
| SOCIETE GENERALE FRANCE SPONS ADR ADR | 2015-02-26 | 2015-12-22 | $216 | $213 | $3 | $3 |
| SONY CORP ADR NEW JAPAN ADR | 2014-09-15 | 2015-05-21 | $380 | $237 | $143 | $143 |
| SUMITOMO MITSUI FINANCIAL SPON ADR | 2012-07-10 | 2015-04-15 | $24 | $20 | $4 | $4 |
| SUMITOMO MITSUI FINANCIAL SPON ADR | 2013-08-09 | 2015-04-15 | $432 | $506 | -$74 | -$74 |
| TARGET CORP | 2012-05-09 | 2015-03-24 | $3,197 | $2,160 | $1,037 | $1,037 |
| TARGET CORP | 2012-11-28 | 2015-03-24 | $820 | $628 | $192 | $192 |
| TARGET CORP | 2013-01-11 | 2015-03-24 | $82 | $60 | $22 | $22 |
| TELECOM ITALIA SPA NEW REPSTG 10 ORD SHS SPON ADR | 2014-09-24 | 2015-06-08 | $368 | $338 | $30 | $30 |
| TELECOM ITALIA SPA NEW REPSTG 10 ORD SHS SPON ADR | 2014-09-24 | 2015-11-05 | $156 | $140 | $16 | $16 |
| TELECOM ITALIA SPA NEW REPSTG 10 ORD SHS SPON ADR | 2014-09-24 | 2015-11-06 | $324 | $303 | $21 | $21 |
| TOWERS WATSON & CO **MERGER EFF: 01/2016** CL A | 2014-01-17 | 2015-08-28 | $4,203 | $4,518 | -$315 | -$315 |
| TOWERS WATSON & CO **MERGER EFF: 01/2016** CL A | 2014-07-30 | 2015-08-28 | $841 | $729 | $112 | $112 |
| TOYOTA MOTOR CORP NEW JAPAN SPON ADR | 2013-08-09 | 2015-10-13 | $364 | $383 | -$19 | -$19 |
| TOYOTA MOTOR CORP NEW JAPAN SPON ADR | 2013-08-09 | 2015-06-08 | $665 | $638 | $27 | $27 |
| TOYOTA MOTOR CORP NEW JAPAN SPON ADR | 2013-08-30 | 2015-10-13 | $485 | $484 | $1 | $1 |
| TOYOTA MOTOR CORP NEW JAPAN SPON ADR | 2013-08-30 | 2015-11-04 | $247 | $242 | $5 | $5 |
| TOYOTA MOTOR CORP NEW JAPAN SPON ADR | 2013-09-11 | 2015-11-04 | $495 | $510 | -$15 | -$15 |
| TURKIYE GARANTI BK SPON ADR | 2014-04-02 | 2015-02-10 | $914 | $925 | -$11 | -$11 |
| TURKIYE GARANTI BK SPON ADR | 2014-04-02 | 2015-01-07 | $432 | $385 | $47 | $47 |
| TURKIYE GARANTI BK SPON ADR | 2014-07-18 | 2015-02-10 | $122 | $143 | -$21 | -$21 |
| TURKIYE GARANTI BK SPON ADR | 2014-07-21 | 2015-02-10 | $201 | $234 | -$33 | -$33 |
| UBS FIXED INCOME OPPORTUNITIES FUND CLASS C | 2013-09-11 | 2015-03-24 | $23,608 | $24,996 | -$1,388 | -$1,388 |
| UBS FIXED INCOME OPPORTUNITIES FUND CLASS C | 2013-09-23 | 2015-03-24 | $3 | $3 | $0 | $0 |
| UBS FIXED INCOME OPPORTUNITIES FUND CLASS C | 2013-10-21 | 2015-03-24 | $6,389 | $6,667 | -$278 | -$278 |
| UNIBAIL-RODAMCO SE ADR REPSTG SHS NEW JCE ISSUE 2008 UNSPO | 2015-01-20 | 2015-04-16 | $1,185 | $1,220 | -$35 | -$35 |
| US TSY INFL PROT NOTE 00.125 % DUE 07/15/22 FACTOR 1.0441300 | 2012-12-07 | 2015-04-07 | $9,335 | $10,102 | -$767 | -$767 |
| US TSY NOTE 00.125 % DUE 04/15/16 FACTOR 1.0737400 | 2015-01-12 | 2015-11-05 | $10,732 | $10,768 | -$36 | -$36 |
| US TSY NOTE 00.125 % DUE 04/15/16 FACTOR 1.0737400 | 2015-01-12 | 2015-07-31 | $4,293 | $4,298 | -$5 | -$5 |
| US TSY NOTE 00.250 % DUE 02/15/15 DTD 02/15/12 FC | 2012-05-09 | 2015-02-15 | $26,000 | $25,927 | $73 | $73 |
| US TSY NOTE 00.250 % DUE 02/15/15 DTD 02/15/12 FC | 2012-05-17 | 2015-02-15 | $6,000 | $5,977 | $23 | $23 |
| US TSY NOTE 00.375 % DUE 04/15/15 DTD 04/15/12 FC | 2014-02-12 | 2015-04-15 | $47,000 | $47,000 | $0 | $0 |
| US TSY NOTE 00.375 % DUE 11/15/15 DTD 11/15/12 FC | 2014-09-04 | 2015-10-19 | $23,003 | $23,003 | $0 | $0 |
| US TSY NOTE 00.750 % DUE 10/31/17 DTD 10/31/12 FC | 2013-07-09 | 2015-01-09 | $3,982 | $3,913 | $69 | $69 |
| US TSY NOTE 00.750 % DUE 10/31/17 DTD 10/31/12 FC | 2013-08-20 | 2015-01-09 | $1,991 | $1,956 | $35 | $35 |
| US TSY NOTE 00.750 % DUE 10/31/17 DTD 10/31/12 FC | 2013-08-27 | 2015-01-09 | $995 | $978 | $17 | $17 |
| US TSY NOTE 00.750 % DUE 10/31/17 DTD 10/31/12 FC | 2013-09-17 | 2015-01-09 | $1,991 | $1,954 | $37 | $37 |
| US TSY NOTE 00.750 % DUE 10/31/17 DTD 10/31/12 FC | 2013-10-29 | 2015-01-09 | $2,986 | $2,972 | $14 | $14 |
| US TSY NOTE 00.750 % DUE 10/31/17 DTD 10/31/12 FC | 2013-12-10 | 2015-01-09 | $1,991 | $1,979 | $12 | $12 |
| US TSY NOTE 00.750 % DUE 10/31/17 DTD 10/31/12 FC | 2013-12-10 | 2015-01-09 | $1,991 | $1,979 | $12 | $12 |
| US TSY NOTE 00.750 % DUE 10/31/17 DTD 10/31/12 FC | 2014-07-22 | 2015-01-09 | $996 | $988 | $8 | $8 |
| US TSY NOTE 00.750 % DUE 10/31/17 DTD 10/31/12 FC | 2014-10-21 | 2015-01-09 | $996 | $998 | -$2 | -$2 |
| US TSY NOTE 00.750 % DUE 10/31/17 DTD 10/31/12 FC | 2014-10-21 | 2015-08-25 | $13,996 | $13,970 | $26 | $26 |
| US TSY NOTE 00.875 % DUE 09/15/16 DTD 09/15/13 FC | 2015-03-11 | 2015-11-05 | $14,042 | $14,041 | $1 | $1 |
| US TSY NOTE 00.875 % DUE 09/15/16 DTD 09/15/13 FC | 2015-03-11 | 2015-12-08 | $55,058 | $55,142 | -$84 | -$84 |
| US TSY NOTE 01.000 % DUE 10/31/16 DTD 10/31/11 FC | 2012-05-09 | 2015-02-12 | $17,131 | $17,099 | $32 | $32 |
| US TSY NOTE 01.750 % DUE 05/31/16 DTD 05/31/11 FC | 2014-04-11 | 2015-08-31 | $10,104 | $10,099 | $5 | $5 |
| US TSY NOTE 01.750 % DUE 05/31/16 DTD 05/31/11 FC | 2014-05-12 | 2015-08-31 | $2,021 | $2,022 | -$1 | -$1 |
| US TSY NOTE 01.750 % DUE 05/31/16 DTD 05/31/11 FC | 2014-10-31 | 2015-08-31 | $3,031 | $3,031 | $0 | $0 |
| US TSY NOTE 02.375 % DUE 08/15/24 DTD 08/15/14 FC | 2014-09-26 | 2015-11-05 | $8,114 | $7,883 | $231 | $231 |
| US TSY NOTE 02.375 % DUE 08/15/24 DTD 08/15/14 FC | 2015-04-07 | 2015-11-05 | $12,171 | $12,468 | -$297 | -$297 |
| US TSY NOTE 02.500 % DUE 01/15/29 FACTOR 1.1183500 | 2014-07-09 | 2015-04-07 | $5,616 | $5,491 | $125 | $125 |
| US TSY NOTE 03.125 % DUE 05/15/19 DTD 05/15/09 FC | 2011-05-03 | 2015-03-11 | $1,066 | $1,009 | $57 | $57 |
| US TSY NOTE 03.125 % DUE 05/15/19 DTD 05/15/09 FC | 2011-05-06 | 2015-03-11 | $2,132 | $2,024 | $108 | $108 |
| US TSY NOTE 03.125 % DUE 05/15/19 DTD 05/15/09 FC | 2011-05-20 | 2015-03-11 | $5,330 | $5,072 | $258 | $258 |
| US TSY NOTE 03.125 % DUE 05/15/19 DTD 05/15/09 FC | 2011-06-01 | 2015-03-11 | $5,330 | $5,113 | $217 | $217 |
| US TSY NOTE 03.125 % DUE 05/15/19 DTD 05/15/09 FC | 2011-06-08 | 2015-03-11 | $3,198 | $3,079 | $119 | $119 |
| US TSY NOTE 03.125 % DUE 05/15/19 DTD 05/15/09 FC | 2011-06-16 | 2015-03-11 | $2,132 | $2,053 | $79 | $79 |
| US TSY NOTE 03.125 % DUE 05/15/19 DTD 05/15/09 FC | 2011-06-27 | 2015-03-11 | $5,330 | $5,148 | $182 | $182 |
| US TSY NOTE 03.125 % DUE 05/15/19 DTD 05/15/09 FC | 2011-10-07 | 2015-03-11 | $5,330 | $5,291 | $39 | $39 |
| US TSY NOTE 03.125 % DUE 05/15/19 DTD 05/15/09 FC | 2012-05-17 | 2015-03-11 | $4,264 | $4,323 | -$59 | -$59 |
| US TSY NOTE 03.625 % DUE 02/15/20 DTD 02/15/10 FC | 2012-05-09 | 2015-03-11 | $14,247 | $14,388 | -$141 | -$141 |
| US TSY NOTE 03.625 % DUE 02/15/20 DTD 02/15/10 FC | 2012-05-17 | 2015-03-11 | $1,096 | $1,111 | -$15 | -$15 |
| US TSY NOTE 03.625 % DUE 02/15/20 DTD 02/15/10 FC | 2013-09-25 | 2015-03-11 | $19,726 | $19,530 | $196 | $196 |
| US TSY NOTE 03.625 % DUE 02/15/21 DTD 02/15/11 FC | 2014-04-08 | 2015-08-25 | $9,951 | $9,665 | $286 | $286 |
| US TSY NOTE 03.625 % DUE 02/15/21 DTD 02/15/11 FC | 2014-04-08 | 2015-11-24 | $3,278 | $3,212 | $66 | $66 |
| US TSY NOTE 03.625 % DUE 02/15/21 DTD 02/15/11 FC | 2014-04-09 | 2015-11-24 | $5,464 | $5,349 | $115 | $115 |
| US TSY NOTE 03.625 % DUE 02/15/21 DTD 02/15/11 FC | 2014-07-22 | 2015-11-24 | $1,093 | $1,080 | $13 | $13 |
| VODAFONE GROUP PLC SPON ADR | 2012-06-25 | 2015-02-13 | $98 | $139 | -$41 | -$41 |
| VODAFONE GROUP PLC SPON ADR | 2012-07-10 | 2015-02-13 | $46 | $66 | -$20 | -$20 |
| VODAFONE GROUP PLC SPON ADR | 2012-07-10 | 2015-02-25 | $50 | $75 | -$25 | -$25 |
| VODAFONE GROUP PLC SPON ADR | 2012-09-13 | 2015-02-25 | $226 | $343 | -$117 | -$117 |
| VODAFONE GROUP PLC SPON ADR | 2013-02-06 | 2015-02-25 | $19 | $27 | -$8 | -$8 |
| VODAFONE GROUP PLC SPON ADR | 2013-06-26 | 2015-02-25 | $208 | $310 | -$102 | -$102 |
| VODAFONE GROUP PLC SPON ADR | 2013-08-09 | 2015-02-25 | $85 | $138 | -$53 | -$53 |
| WELLS FARGO & CO NTS B/E 01.400% 090817 DTD090914 FC030815 | 2014-09-04 | 2015-05-26 | $21,079 | $20,985 | $94 | $94 |
| WOLSELEY PLC SPON ADR | 2014-02-27 | 2015-12-18 | $446 | $479 | -$33 | -$33 |
| WOLSELEY PLC SPON ADR | 2014-03-21 | 2015-12-18 | $103 | $107 | -$4 | -$4 |
| WOLVERINE WORLD WIDE INC | 2013-08-13 | 2015-08-27 | $2,353 | $2,583 | -$230 | -$230 |
| WOLVERINE WORLD WIDE INC | 2013-09-10 | 2015-08-27 | $1,150 | $1,266 | -$116 | -$116 |
| WOLVERINE WORLD WIDE INC | 2013-09-11 | 2015-08-27 | $706 | $766 | -$60 | -$60 |
| WOLVERINE WORLD WIDE INC | 2013-09-11 | 2015-10-22 | $385 | $596 | -$211 | -$211 |
| WOLVERINE WORLD WIDE INC | 2013-10-03 | 2015-10-22 | $367 | $590 | -$223 | -$223 |
| WOLVERINE WORLD WIDE INC | 2013-11-20 | 2015-10-22 | $459 | $772 | -$313 | -$313 |
| WOLVERINE WORLD WIDE INC | 2014-07-29 | 2015-10-22 | $2,275 | $3,100 | -$825 | -$825 |
| WOLVERINE WORLD WIDE INC | 2014-07-29 | 2015-10-23 | $528 | $761 | -$233 | -$233 |
| ZURICH INS GROUP LTD SPON ADR | 2014-05-16 | 2015-02-13 | $553 | $503 | $50 | $50 |
| ZURICH INS GROUP LTD SPON ADR | 2014-05-16 | 2015-01-15 | $783 | $709 | $74 | $74 |
| ZURICH INS GROUP LTD SPON ADR | 2014-05-16 | 2015-02-19 | $583 | $532 | $51 | $51 |
| ZURICH INS GROUP LTD SPON ADR | 2014-05-16 | 2015-02-23 | $192 | $177 | $15 | $15 |
| ZURICH INS GROUP LTD SPON ADR | 2014-05-21 | 2015-02-23 | $960 | $893 | $67 | $67 |
| ZURICH INS GROUP LTD SPON ADR | 2014-05-28 | 2015-02-23 | $160 | $149 | $11 | $11 |
| ZURICH INS GROUP LTD SPON ADR | 2014-05-28 | 2015-02-27 | $576 | $535 | $41 | $41 |
| ZURICH INS GROUP LTD SPON ADR | 2015-05-11 | 2015-07-28 | $667 | $704 | -$37 | -$37 |
| ZURICH INS GROUP LTD SPON ADR | 2015-05-11 | 2015-08-06 | $781 | $864 | -$83 | -$83 |
| ZURICH INS GROUP LTD SPON ADR | 2015-05-11 | 2015-08-13 | $678 | $736 | -$58 | -$58 |
| ZURICH INS GROUP LTD SPON ADR | 2015-05-11 | 2015-08-17 | $292 | $320 | -$28 | -$28 |
| ZURICH INS GROUP LTD SPON ADR | 2015-05-28 | 2015-08-17 | $321 | $354 | -$33 | -$33 |
| ZURICH INS GROUP LTD SPON ADR | 2015-05-29 | 2015-08-17 | $146 | $161 | -$15 | -$15 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$106,989 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | -$20,400 | NetShortTermCapitalGainLossAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $597,572 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $11,929,967 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.050090 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $412,746 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $11,428,942 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.036114 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $516,367 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $8,032,888 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.064282 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $341,838 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $10,622,635 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.032180 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $522,827 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $12,232,007 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.042743 | DistributionYr5Rt |
| Total Distribution | 0.225409 | TotalDistributionRt |
| Average Distribution | 0.045082 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $13,560,817 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $611,349 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $2,620 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $613,969 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $827,927 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $2,620 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $2,620 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $2,620 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $5,059 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $4,000 | AppliedToEsTaxAmt |
| Total Payments And Credits | $9,059 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $6,439 | OverpaymentAmt |
| Applied To ES Tax | $6,439 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE ORGANIZATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2128374602 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O GFI 140 BROADWAY 41ST FLR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10005 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| ALLEN I GROSS | ||||||||
| 1345 EAST 27TH ST | BROOKLYN | NY | 11210 | PRESIDENT | 5.00 | $0 | $0 | $0 |
| EDITH GROSS | ||||||||
| 1345 EAST 27TH ST | BROOKLYN | NY | 11210 | TRUSTEE | 5.00 | $0 | $0 | $0 |
| BRIAN GROSS | ||||||||
| 2822 AVE L | BROOKLYN | NY | 11210 | TRUSTEE | 5.00 | $0 | $0 | $0 |
| JONATHAN GROSS | ||||||||
| 1224 EAST 24TH ST | BROOKLYN | NY | 11210 | TRUSTEE | 5.00 | $0 | $0 | $0 |
| CAROLYN WEISER | ||||||||
| 1368 EAST 26TH STREET | BROOKLYN | NY | 11210 | TRUSTEE | 5.00 | $0 | $0 | $0 |
| ZAHAVA HURWITZ | ||||||||
| 1360 EAST 28TH STREET | BROOKLYN | NY | 11210 | TRUSTEE | 5.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $10,912,143 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $908,199 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $1,946,985 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $13,767,327 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $13,767,327 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $206,510 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $13,560,817 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $678,041 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $678,041 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $2,620 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $2,620 | TotalTaxAmt |
| Distributable Before Adj | $675,421 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $675,421 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $675,421 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $827,927 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $827,927 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $2,620 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $825,307 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $675,421 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $565,850 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $827,927 | QualifyingDistributionsAmt |
| Applied To Year1 | $565,850 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $262,077 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $413,344 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (147 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|
| A TIME | |||||
| 1310 48 STREET | BROOKLYN | NY | 11219 | CHARITY | $180 |
| ADOPT A KOLLEL | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $500 |
| AGUDATH ISRAEL BAIS BINYOMIN | |||||
| 2913-15 AVENUE L | BROOKLYN | NY | 11210 | CHARITY | $64,166 |
| AGUDATH ISRAEL OF AMERICA | |||||
| 42 BROADWAY | NEW YORK | NY | 10004 | CHARITY | $1,054 |
| AGUDIST BENEVOLENT SOCIETY | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $105 |
| AIM HABONIM | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $180 |
| AISH INTERNATIONAL | |||||
| 408 SOUTH LAKE DRIVE | LAKEWOOD | NJ | 08701 | CHARITY | $450,000 |
| ALZHEIMERS ASSOCIATION | |||||
| 225 N MICHIGAN AVE | CHICAGO | IL | 60601 | CHARITY | $100 |
| AMERICAN FRIENDS OF EMUNAH V'CHESED | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $1,000 |
| AMERICAN FRIENDS OF KINDNESS & CHARITY | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $36 |
| AMERICAN FRIENDS OF KOLLEL NACHLAS TZVI | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $100 |
| AMERICAN FRIENDS OF OHR YOSSEF | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $100 |
| AMERICAN FRIENDS OF SERACH SOD | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $180 |
| BAIS CHANA | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $36 |
| BAIS MEDRASH GAVOAH | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $750 |
| BAIS YAAKOV D'RAV MEIR | |||||
| 85 PARKVILLE AVENUE | BROOKLYN | NY | 11230 | CHARITY | $30,800 |
| BAYSWATER NEIGHBORS FUND | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $360 |
| BEIS MEDRASH AVREICHIM | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $360 |
| BELZ INSTITUTE IN ISRAEL | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $100 |
| BETH ELIYAHU | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $36 |
| BETH JACOB DAY SCHOOL | |||||
| 85 PARKVILLE AVENUE | BROOKLYN | NY | 11230 | CHARITY | $1,500 |
| BETH JOSEPH BROOKLYN | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $150 |
| BETH OLOTH | |||||
| 704 EAST 3RD STREET | BROOKLYN | NY | 11218 | CHARITY | $180 |
| BIKUR CHOLIM | |||||
| 5612 11TH AVENUE | BROOKLYN | NY | 11219 | CHARITY | $1,306 |
| BINA | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $100 |
| BOBBIE'S PLACE | |||||
| 1401 LOCUST AVENUE | BROOKLYN | NY | 11230 | CHARITY | $50 |
| BONEI OLAM | |||||
| 1755 46TH STREET | BROOKLYN | NY | 11204 | CHARITY | $500 |
| BROOKLYN JEWISH EXPERIENCE | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $360 |
| CAMP GAN ISRAEL | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $225 |
| CHABAD LUBABITCH | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $3,600 |
| CHABAD OF PARKLAND | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $500 |
| CHAI LIFE LINE | |||||
| 151 WEST 30TH STREET | NEW YORK | NY | 10001 | CHARITY | $180 |
| CHAI4EVER | |||||
| 1221 MADISN AVE | LAKEWOOD | NJ | 08701 | CHARITY | $720 |
| CHASDEI LEV | |||||
| POB 297257 | BROOKLYN | NY | 11229 | CHARITY | $32,500 |
| CHESED 247 | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $180 |
| CHILD LIFE SOCIETY | |||||
| 1347 43RD STREET | BROOKLYN | NY | 11218 | CHARITY | $360 |
| CHOFETZ CHAIM HERITAGE FUND | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $430 |
| COJO | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $360 |
| CONG K'HAL SEREGIM | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $180 |
| CONG WEST PARK | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $16,000 |
| CONGREGATION AHAVAS ACHIM | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $180 |
| CONGREGATION AHAVAS YISROEL SPECIAL | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $100 |
| CONGREGATION ATERES BUNIM | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $36 |
| CONGREGATION CARRIAGE CLUB SOUTH | |||||
| 5001 COLLINS AVE | MIAMI | FL | 33140 | CHARITY | $425 |
| CONGREGATION KEREN ELAZAR | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $50 |
| CONGREGATION MEOR COMP FUND | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $180 |
| CONGREGATION OHAVEI TORAH | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $180 |
| CONGREGATION SHAREI ZION | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $100 |
| CONGREGATION YECHEZKEL SHRAGA | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $100 |
| DERECH HATORA - KIRYAT | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $180 |
| ECHO KAT | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $100 |
| ECHO WOMEN | |||||
| 295 WEST RTE 59 | MONSEY | NY | 10952 | CHARITY | $430 |
| EDUCATIONAL INSTITUTE OHOLEI TORAH | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $360 |
| EIZER L'SHABBOS | |||||
| 5014 16TH AVENUE | BROOKLYN | NY | 11204 | CHARITY | $1,500 |
| HATZOLAH | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $500 |
| HOROWITZ FUND | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $10,000 |
| ISRAEL PURIM FUND | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $100 |
| JEP CAMP SCHOLORSHIP FUND | |||||
| 110 ROCKAWAY TURNPIKE | LAWRENCE | NY | 11559 | CHARITY | $180 |
| JEWISH CENTER FOR SPECIAL ED | |||||
| 1760 53RD STREET | BROOKLYN | NY | 11204 | CHARITY | $350 |
| JEWISH HERITAGE CENTER | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $134 |
| KEREN ANIYAI YISROEL | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $180 |
| KEREN ANIYIM | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $100 |
| KEREN ELIEZER | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $50 |
| KEREN ORAH | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $360 |
| KEREN YAAKOV ZEV | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $100 |
| KEREN ZICHRON ROSH | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $500 |
| KIMPITORIN AID | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $180 |
| KOLEL NACHLAS TZVI | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $180 |
| KOLLEL BAIS HATORAH | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $100 |
| KOLLEL BNEI TORAH | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $100 |
| KOLLEL SHOMRE HACHOMOS | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $100 |
| KOLLEL YAD CHAIM MORDECHAI | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $100 |
| LEV LACHIM | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $1,000 |
| MASORES BAIS YAAKOV | |||||
| 1451 52ND ST A1 | BROOKLYN | NY | 11219 | CHARITY | $23,360 |
| MATAN BSETAR BAMBI | |||||
| 1667 54TH STREET | BROOKLYN | NY | 11204 | CHARITY | $200 |
| VARIOUS CHARITABLE ORGANIZATIONS | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $10,984 |
| MATNAS MICHOEL | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $180 |
| MESIVTA TIFERES JERUSALEM | |||||
| 145 E BROADWAY | NEW YORK | NY | 10002 | CHARITY | $360 |
| MIKVAH USA | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $54 |
| MIRRER YESHIVA | |||||
| 1791 OCEAN PARKWAY | BROOKLYN | NY | 11223 | CHARITY | $2,000 |
| MOSDOS KEVER RACHEL | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $360 |
| MUSEUM OF JEWISH HERITEGE | |||||
| 36 BATTERY PL | NEW YORK | NY | 10280 | CHARITY | $18,000 |
| NAFSHI BOSHESLATI | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $36 |
| OHR MEIR U'BRACHA | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $1,500 |
| OHR NAAVA | |||||
| 2201 EAST 23RD STREET | BROOKLYN | NY | 11229 | CHARITY | $360 |
| OLD BROADWAY SYNAGOGUE | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $380 |
| ORTHODOX UNION | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $220 |
| PRIORITY 1 | |||||
| PB BOX 486 | CEDARHURST | NY | 11516 | CHARITY | $90 |
| PROJECT WITNESS | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $5,000 |
| PROSPECT PARK YESHIVA | |||||
| 1784 EAST 17TH STREET | BROOKLYN | NY | 11229 | CHARITY | $11,500 |
| PTACH | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $600 |
| RCCS | |||||
| 1555 56TH STREET | BROOKLYN | NY | 11219 | CHARITY | $100 |
| REFUAH V'YESHUA | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $18,000 |
| RIVKAH LAUFER BIKUR CHOLIM | |||||
| 1406 57TH STREET | BROOKLYN | NY | 11219 | CHARITY | $180 |
| ROFEI CHOLIM | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $500 |
| RSA | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $50 |
| SAMCHENU | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $500 |
| SASSOVER KOLLEL | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $100 |
| SATMAR BIKUR CHOLOM | |||||
| 545 BEDFORD AVENUE | BROOKLYN | NY | 11211 | CHARITY | $400 |
| SHAI FREE LOAN FUND | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $360 |
| SHALOM VCHESED | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $100 |
| SHALOM YITZCHOK TORAH INSTITUTE | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $180 |
| SHARSHERET | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $100 |
| SHOR YOSHUV | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $1,000 |
| SINAI ACADEMY | |||||
| 2025 79TH STREET | BROOKLYN | NY | 11214 | CHARITY | $3,600 |
| SOCIETY FOR THE EDUCATION OF RUSSIA | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $100 |
| SUSAN HARRISON | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $100 |
| THE DAVIS MEMORIAL FUND | |||||
| 275 TENNANT AVENUE 106 | MORGAN HILL | CA | 95037 | CHARITY | $50 |
| THE JCSE | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $500 |
| THE JERUSALEM GREAT SYNAGOGUE | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $360 |
| THE PAGO FOUNDATION | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $1,000 |
| TORAH INSTITUTE OF BALTIMORE | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $100 |
| TORAH UMSORAH | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $960 |
| TORAH VODAATH | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $17,750 |
| UTA | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $100 |
| YAD BATYAH L'KALLAH | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $500 |
| YAD ELIEZER | |||||
| 1102 EAST 26TH STREET | BROOKLYN | NY | 11210 | CHARITY | $150 |
| YAD MOISHE | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $720 |
| YEDID 2 YEDID | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $36 |
| YESHIVA & MESIFTA MKOR CHAIM | |||||
| 1571 55TH STREET | BROOKLYN | NY | 11219 | CHARITY | $75 |
| YESHIVA AKERES SHMUEL OF WATERBURY | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $180 |
| YESHIVA AMALA SHEL TORAH | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $100 |
| YESHIVA BETH MOSHE (SCRANTON) | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $180 |
| YESHIVA CHASAN SOFER | |||||
| 1705 49TH STREET | BROOKLYN | NY | 11204 | CHARITY | $1,275 |
| YESHIVA DARCHEI TORAH | |||||
| 257 BEACH 17TH ST | FAR ROCKAWAY | NY | 11691 | CHARITY | $10,360 |
| YESHIVA GEDOLAH OF MONSEY | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $250 |
| YESHIVA GEDOLAH OHR YISROEL | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $180 |
| YESHIVA KARLIN STOLIN | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $500 |
| YESHIVA MIKOR CHAIM | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $75 |
| YESHIVA OF BROOKLYN | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $500 |
| YESHIVA OF STATEN ISLAND | |||||
| 1870 DRUMGOOLE ROAD EAST | STATEN ISLAND | NY | 10309 | CHARITY | $180 |
| YESHIVA OHEL TORAH | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $1,800 |
| YESHIVA OHR REUVEN | |||||
| 259 GRANDVIEW AVENUE | SUFFERN | NY | 10901 | CHARITY | $500 |
| YESHIVA OHR YITZCHOK | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $180 |
| YESHIVA RABBI ISR HIRSCH | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $180 |
| YESHIVA RSR | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $180 |
| YESHIVA SHALAVIM | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $360 |
| YESHIVA TAL TORAH | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $500 |
| YESHIVA TIFERES YISROEL | |||||
| 1271 EAST 35TH STREET | BROOKLYN | NY | 11210 | CHARITY | $37,000 |
| YESHIVA TORAH TEMIMAH | |||||
| 555 OCEAN PKWY | BROOKLYN | NY | 11218 | CHARITY | $16,360 |
| YESHIVA TORAH VODAATH | |||||
| 425 EAST 9TH STREET | BROOKLYN | NY | 11218 | CHARITY | $750 |
| YESHIVA ZICHRON MEILECH | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $100 |
| YESHIVAS MIR YERUSHALYIM | |||||
| 5227 NEW UTRECHT AVE | BROOKLYN | NY | 11219 | CHARITY | $360 |
| YITTI LEIBEL HELPLINE | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $50 |
| YOUNG ISRAEL | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $460 |
| ZICHRON SHLOMO REFUAH FUND | |||||
| 1319 51ST STREET | BROOKLYN | NY | 11219 | CHARITY | $36 |
| ZICHRON YAAKOV | |||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $250 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $823,460 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | AISH INTERNATIONAL | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 408 SOUTH LAKE DRIVE | AddressLine1Txt |
| City | LAKEWOOD | CityNm |
| State Abbreviation | NJ | StateAbbreviationCd |
| ZIP | 08701 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Or Contribution Purpose | CHARITY | GrantOrContributionPurposeTxt |
| Amt | $100,000 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $100,000 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $171,475 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $160,542 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$106,941 | ExclusionAmt |
| Related Or Exempt Function Incm | -$48 | RelatedOrExemptFunctionIncmAmt |
Other Revenue Described OtherRevenueDescribedGrp (2 entries)
| DescDesc | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt |
|---|---|---|
| FLOWTHRU INC. - PARTNERSHIP | 531190 | -$23,215 |
| FLOWTHRU INC. - PARTNERSHIP | 523000 | $4,224 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | -$18,991 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $225,076 | ExclusionAmt |
| Related Or Exempt Function Incm | -$48 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $206,037 | TotalIncomeProducingActyAmt |
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp (2 entries)
| Line NumberLineNumberTxt | Relationship StatementRelationshipStatementTxt |
|---|---|
| 8 | INVESTMENT INCOME IN ORDER TO BE ABLE TO ACCOMPLISH THE CHARITABLE |
| 8 | GOALS OF THE ORGANIZATION. |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ROTH & COMPANY LLP | CategoryTxt |
| Amt | $22,336 | Amt |
| Net Investment Income | $17,869 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $4,467 | DisbursementsCharitablePrpsAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (2 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| INVESTMENT IN NOTE | $23,021 | $23,021 |
| BROKERAGE ACCOUNTS | $10,783,783 | $10,783,783 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| INVESTMENTS | $282,107 | $199,160 | $199,160 |
| DUE FROM SLUICE | $1,724,804 | $1,724,804 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| UNREALIZED GAIN ON SECURITIES | $102,797 |
| PRIOR PERIOD ADJUSTMENT | $289,460 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OFFICE EXPENSE | Desc |
| Revenue And Expenses Per Books | $137 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $137 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| FLOWTHRU INC. - PARTNERSHIP | -$23,215 | $0 | -$23,215 |
| FLOWTHRU INC. - PARTNERSHIP | $4,224 | $0 | $4,224 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT SERVICE CHARGES | CategoryTxt |
| Amt | $51,993 | Amt |
| Net Investment Income | $51,993 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | STATE TAXES | CategoryTxt |
| Amt | $750 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $750 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Comments