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SPON ADR 2015-01-09 2015-08-25 306 366 -60 -60 DBS GROUP HLDGS LTD. SPON ADR 2015-01-09 2015-08-27 208 244 -36 -36 DBS GROUP HLDGS LTD. SPON ADR 2015-01-09 2015-09-29 412 548 -136 -136 DBS GROUP HLDGS LTD. SPON ADR 2015-01-13 2015-09-29 183 241 -58 -58 DBS GROUP HLDGS LTD. SPON ADR 2015-01-13 2015-10-30 245 301 -56 -56 DBS GROUP HLDGS LTD. SPON ADR 2015-03-06 2015-10-30 392 456 -64 -64 DBS GROUP HLDGS LTD. SPON ADR 2015-06-05 2015-10-30 588 712 -124 -124 DENBURY RESOURCES INC 04.625% 071523 DTD020513 FC071513 CALL@MW 2014-04-28 2015-12-29 7448 24251 -16803 -16803 DEUTSCHE BANK AG TRIGGER PS SX5E 11/30/2023 2013-11-26 2015-03-24 24613 20000 4613 4613 DEUTSCHE BANK AG TRIGGER PS SX5E 4/30/2024 2014-04-28 2015-10-30 17222 15000 2222 2222 DEUTSCHE BANK AG REG SHS ORD EUR 2015-06-08 2015-11-10 1463 1786 -323 -323 DEUTSCHE BANK AG REG SHS ORD EUR 2015-06-25 2015-11-10 505 606 -101 -101 DEUTSCHE TELEKOM AG DE SPON ADR 2014-11-20 2015-05-13 923 827 96 96 DEUTSCHE TELEKOM AG DE SPON ADR 2014-11-20 2015-05-14 74 65 9 9 DEUTSCHE TELEKOM AG DE SPON ADR 2014-11-20 2015-05-15 690 616 74 74 DEUTSCHE TELEKOM AG DE SPON ADR 2014-12-04 2015-06-01 290 282 8 8 DEUTSCHE TELEKOM AG DE SPON ADR 2014-12-16 2015-06-01 427 401 26 26 DEUTSCHE TELEKOM AG DE SPON ADR 2014-12-16 2015-08-13 276 241 35 35 DEUTSCHE TELEKOM AG DE SPON ADR 2015-01-09 2015-08-13 92 79 13 13 DEUTSCHE TELEKOM AG DE SPON ADR 2015-01-09 2015-08-14 1017 882 135 135 DIRECTV **MERGER EFF 07/2015** 2013-01-11 2015-01-28 1537 946 591 591 DIRECTV **MERGER EFF 07/2015** 2013-09-04 2015-01-28 3160 2155 1005 1005 DIRECTV **MERGER EFF 07/2015** 2013-10-02 2015-01-28 2220 1550 670 670 DONALDSON CO INC 2013-08-13 2015-09-04 2193 2676 -483 -483 DONALDSON CO INC 2013-09-10 2015-09-04 792 976 -184 -184 DONALDSON CO INC 2013-09-11 2015-09-04 731 909 -178 -178 DONALDSON CO INC 2013-10-03 2015-09-04 700 876 -176 -176 DR PEPPER SNAPPLE GROUP INC 2012-11-28 2015-02-13 384 223 161 161 DR PEPPER SNAPPLE GROUP INC 2013-01-11 2015-02-13 1536 906 630 630 DR PEPPER SNAPPLE GROUP INC 2013-08-09 2015-02-13 3456 2107 1349 1349 DR PEPPER SNAPPLE GROUP INC 2013-08-09 2015-04-07 1589 936 653 653 DR PEPPER SNAPPLE GROUP INC 2013-09-11 2015-04-07 4368 2435 1933 1933 DR PEPPER SNAPPLE GROUP INC 2013-09-17 2015-04-07 3971 2275 1696 1696 DRESSER RAND GROUP INC *MERGER EFF: 06/2015* 2013-08-13 2015-01-07 6172 4678 1494 1494 DRESSER RAND GROUP INC *MERGER EFF: 06/2015* 2013-09-10 2015-01-07 2274 1766 508 508 DRESSER RAND GROUP INC *MERGER EFF: 06/2015* 2013-09-11 2015-01-07 1949 1510 439 439 DRESSER RAND GROUP INC *MERGER EFF: 06/2015* 2013-10-03 2015-01-07 1299 987 312 312 E ON SE SPON ADR 2014-12-17 2015-02-10 1007 1193 -186 -186 EBAY INC 2014-05-14 2015-03-24 2673 2335 338 338 ENGIE SPON ADR 2014-02-14 2015-10-06 281 407 -126 -126 ENGIE SPON ADR 2014-02-18 2015-10-06 165 239 -74 -74 ENGIE SPON ADR 2014-03-07 2015-10-06 396 631 -235 -235 ENGIE SPON ADR 2014-03-11 2015-10-06 957 1561 -604 -604 ENGIE SPON ADR 2014-07-18 2015-10-06 380 617 -237 -237 EUROPEAN AERONAUT UNSPONSORED ADR 2014-10-02 2015-08-13 156 137 19 19 EUROPEAN AERONAUT UNSPONSORED ADR 2014-10-02 2015-06-18 1180 1097 83 83 EUROPEAN AERONAUT UNSPONSORED ADR 2014-10-21 2015-08-13 156 128 28 28 FACTSET RESH SYSTEMS INC 2013-08-13 2015-06-09 2453 1669 784 784 FACTSET RESH SYSTEMS INC 2013-08-28 2015-06-09 818 523 295 295 FACTSET RESH SYSTEMS INC 2013-09-10 2015-08-26 1237 892 345 345 FACTSET RESH SYSTEMS INC 2013-09-10 2015-06-09 1145 781 364 364 FACTSET RESH SYSTEMS INC 2013-09-11 2015-08-26 1855 1340 515 515 FNMA PL AL2629 05.0000 DUE 06/01/39 FACTOR 0.2659806 2013-03-18 2015-07-31 2613 2616 -3 -3 FNMA PL AP7488 03.5000 DUE 09/01/42 FACTOR 0.6661101 2012-10-05 2015-01-12 19186 19551 -365 -365 FNMA PL AX5297 05.0000 DUE 01/01/42 FACTOR 0.5980418 2015-02-13 2015-07-31 877 912 -35 -35 FORD MOTOR CREDIT CO LLC 03.500% 062020 DTD061313 FC122013 MED TER 2013-06-10 2015-06-20 75000 75000 0 0 FRANKLIN RESOURCES INC 2015-07-01 2015-12-22 2640 3694 -1054 -1054 FRANKLIN/TEMPLETON GLOBAL BOND FUND CLASS C 2012-07-27 2015-03-24 23753 25005 -1252 -1252 FRANKLIN/TEMPLETON GLOBAL BOND FUND CLASS C 2012-09-04 2015-03-24 6247 6602 -355 -355 FRANKLIN/TEMPLETON GLOBAL BOND FUND CLASS C 2012-09-04 2015-12-29 7447 8404 -957 -957 FRANKLIN/TEMPLETON GLOBAL BOND FUND CLASS C 2012-10-23 2015-12-29 8628 10005 -1377 -1377 FRANKLIN/TEMPLETON GLOBAL BOND FUND CLASS C 2012-11-02 2015-12-29 12885 15005 -2120 -2120 FRANKLIN/TEMPLETON GLOBAL BOND FUND CLASS C 2013-08-27 2015-12-29 11465 12505 -1040 -1040 FRANKLIN/TEMPLETON GLOBAL BOND FUND CLASS C 2013-09-10 2015-12-29 8960 10005 -1045 -1045 FRANKLIN/TEMPLETON GLOBAL BOND FUND CLASS C 2013-10-21 2015-12-29 8798 10005 -1207 -1207 FRANKLIN/TEMPLETON GLOBAL BOND FUND CLASS C 2013-11-19 2015-12-29 8844 10005 -1161 -1161 FRANKLIN/TEMPLETON GLOBAL BOND FUND CLASS C 2014-01-08 2015-12-29 8878 10005 -1127 -1127 GDF SUEZ **NAME CHANGE EFF: 07/2015** SPON ADR 2013-08-09 2015-02-27 244 254 -10 -10 GDF SUEZ **NAME CHANGE EFF: 07/2015** SPON ADR 2013-08-30 2015-02-27 221 218 3 3 GDF SUEZ **NAME CHANGE EFF: 07/2015** SPON ADR 2013-10-02 2015-02-27 177 207 -30 -30 GDF SUEZ **NAME CHANGE EFF: 07/2015** SPON ADR 2013-10-02 2015-05-18 141 181 -40 -40 GDF SUEZ **NAME CHANGE EFF: 07/2015** SPON ADR 2013-10-04 2015-05-18 605 775 -170 -170 GDF SUEZ **NAME CHANGE EFF: 07/2015** SPON ADR 2014-02-14 2015-05-19 81 96 -15 -15 GENWORTH FINANCIAL INC 07.700% 061520 DTD062410 CALL @ MW +65BP 2014-12-30 2015-04-14 86551 81231 5320 5320 GENWORTH HOLDINGS INC 04.900% 081523 DTD080813 FC021514 CALL@MW 2015-04-14 2015-12-29 33286 45330 -12044 -12044 GOLDMAN SACHS BANK USA TRIGGER PS SX5E 3/28/2024 2014-03-27 2015-02-09 22687 20000 2687 2687 GOLDMAN SACHS GROUP INC 03.300% 050315 DTD050312 FC110312 NTS B/E 2012-05-07 2015-05-03 150000 150000 0 0 GOTHAM ABSOLUTE RETURN INSTITUTIONAL 2014-01-22 2015-12-29 100000 104095 -4095 -4095 GOTHAM NEUTRAL FUND CLASS I 2014-09-03 2015-12-29 100000 114439 -14439 -14439 HITACHI LTD ADR NEW JAPAN 2012-06-25 2015-02-12 395 350 45 45 HITACHI LTD ADR NEW JAPAN 2013-08-09 2015-02-12 725 721 4 4 HITACHI LTD ADR NEW JAPAN 2013-08-09 2015-02-13 333 328 5 5 HITACHI LTD ADR NEW JAPAN 2013-08-09 2015-03-11 263 262 1 1 HITACHI LTD ADR NEW JAPAN 2013-08-30 2015-03-11 460 421 39 39 HITACHI LTD ADR NEW JAPAN 2013-09-11 2015-05-22 421 380 41 41 HITACHI LTD ADR NEW JAPAN 2013-09-11 2015-09-11 51 63 -12 -12 HITACHI LTD ADR NEW JAPAN 2013-10-02 2015-09-11 564 714 -150 -150 HITACHI LTD ADR NEW JAPAN 2014-01-28 2015-09-11 820 1208 -388 -388 HITACHI LTD ADR NEW JAPAN 2014-01-31 2015-09-11 359 535 -176 -176 HSBC HOLDINGS PLC NEW GB SPON ADR 2013-08-09 2015-01-08 550 663 -113 -113 HSBC HOLDINGS PLC NEW GB SPON ADR 2013-08-30 2015-01-08 275 315 -40 -40 HSBC HOLDINGS PLC NEW GB SPON ADR 2013-08-30 2015-01-13 458 525 -67 -67 HSBC HOLDINGS PLC NEW GB SPON ADR 2013-09-11 2015-01-13 687 831 -144 -144 HSBC HOLDINGS PLC NEW GB SPON ADR 2013-09-11 2015-01-14 45 55 -10 -10 HSBC HOLDINGS PLC NEW GB SPON ADR 2013-10-02 2015-01-14 360 436 -76 -76 HSBC HOLDINGS PLC NEW GB SPON ADR 2013-10-02 2015-01-20 318 381 -63 -63 HSBC HOLDINGS PLC NEW GB SPON ADR 2013-10-15 2015-01-20 771 931 -160 -160 HSBC HOLDINGS PLC NEW GB SPON ADR 2013-10-23 2015-01-20 318 386 -68 -68 HSBC HOLDINGS PLC NEW GB SPON ADR 2013-10-28 2015-01-20 272 332 -60 -60 HSBC HOLDINGS PLC NEW GB SPON ADR 2013-12-26 2015-01-20 454 546 -92 -92 HSBC HOLDINGS PLC NEW GB SPON ADR 2014-08-01 2015-01-20 272 325 -53 -53 IL ST GO PENSION 2003 OID@99.872 TAXABLE BE/R/ 4.950 060123 DT 2013-01-29 2015-03-24 26469 26376 93 93 INDUSTRIAL & COML BK CHINA ADR 2014-07-23 2015-03-06 639 610 29 29 INDUSTRIAL & COML BK CHINA ADR 2014-07-23 2015-04-27 595 451 144 144 INDUSTRIAL & COML BK CHINA ADR 2014-07-23 2015-06-29 218 186 32 32 INDUSTRIAL & COML BK CHINA ADR 2014-07-29 2015-06-29 763 668 95 95 INFOSYS LTD SPON ADR 2014-08-22 2015-05-29 1462 1362 100 100 ING GROEP N V NL SPON ADR 2012-08-03 2015-03-18 186 86 100 100 ING GROEP N V NL SPON ADR 2012-08-03 2015-04-30 123 53 70 70 ING GROEP N V NL SPON ADR 2012-08-09 2015-04-30 338 157 181 181 ING GROEP N V NL SPON ADR 2013-08-09 2015-04-30 184 137 47 47 ING GROEP N V NL SPON ADR 2013-08-09 2015-12-22 470 400 70 70 INTERCONTINENTAL HOTELS GROUP PLC NEW *REVERSE SPLIT EFF: 05/20 2013-08-09 2015-11-24 264 236 28 28 INTERCONTINENTAL HOTELS GROUP PLC NEW *REVERSE SPLIT EFF: 05/20 2013-08-30 2015-11-24 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CLASS C 2014-04-25 2015-12-29 398 500 -102 -102 IVY HIGH INCOME FUND CLASS C 2014-05-27 2015-12-29 385 483 -98 -98 IVY HIGH INCOME FUND CLASS C 2014-06-27 2015-12-29 415 522 -107 -107 IVY HIGH INCOME FUND CLASS C 2014-07-25 2015-12-29 387 485 -98 -98 IVY HIGH INCOME FUND CLASS C 2014-08-27 2015-12-29 452 565 -113 -113 IVY HIGH INCOME FUND CLASS C 2014-09-26 2015-12-29 404 495 -91 -91 IVY HIGH INCOME FUND CLASS C 2014-10-27 2015-12-29 379 465 -86 -86 IVY HIGH INCOME FUND CLASS C 2014-11-26 2015-12-29 464 563 -99 -99 IVY HIGH INCOME FUND CLASS C 2014-12-11 2015-12-29 485 564 -79 -79 IVY HIGH INCOME FUND CLASS C 2014-12-11 2015-12-29 1011 1175 -164 -164 IVY HIGH INCOME FUND CLASS C 2014-12-31 2015-12-29 533 619 -86 -86 IVY HIGH INCOME FUND CLASS C 2015-01-27 2015-12-29 399 459 -60 -60 IVY HIGH INCOME FUND CLASS C 2015-02-27 2015-12-29 483 565 -82 -82 IVY HIGH INCOME FUND CLASS C 2015-03-27 2015-12-29 430 500 -70 -70 IVY HIGH INCOME FUND CLASS C 2015-04-27 2015-12-29 457 535 -78 -78 IVY HIGH INCOME FUND CLASS C 2015-05-27 2015-12-29 460 538 -78 -78 IVY HIGH INCOME FUND CLASS C 2015-06-26 2015-12-29 498 572 -74 -74 IVY HIGH INCOME FUND CLASS C 2015-07-27 2015-12-29 481 542 -61 -61 IVY HIGH INCOME FUND CLASS C 2015-08-27 2015-12-29 528 583 -55 -55 IVY HIGH INCOME FUND CLASS C 2015-09-25 2015-12-29 547 594 -47 -47 IVY HIGH INCOME FUND CLASS C 2015-10-27 2015-12-29 536 583 -47 -47 IVY HIGH INCOME FUND CLASS C 2015-11-27 2015-12-29 596 626 -30 -30 JAPAN TOBACCO INC UNSPONSORED ADR 2015-04-22 2015-09-29 666 749 -83 -83 JAPAN TOBACCO INC UNSPONSORED ADR 2015-04-22 2015-11-30 216 219 -3 -3 JAPAN TOBACCO INC UNSPONSORED ADR 2015-04-23 2015-11-30 862 908 -46 -46 JAPAN TOBACCO INC UNSPONSORED ADR 2015-04-30 2015-11-30 162 160 2 2 JEFFERIES GROUP INC B/E 03.875% 110915 DTD110910 FC050911 2012-07-30 2015-11-09 60000 60000 0 0 JP MORGAN INTERNATIONAL VALUE SMA FUND 2012-06-26 2015-01-14 477 428 49 49 JP MORGAN INTERNATIONAL VALUE SMA FUND 2012-06-26 2015-03-20 987 814 173 173 JP MORGAN INTERNATIONAL VALUE SMA FUND 2012-06-26 2015-04-01 1688 1409 279 279 JP MORGAN INTERNATIONAL VALUE SMA FUND 2012-06-26 2015-11-23 2897 2516 381 381 JP MORGAN INTERNATIONAL VALUE SMA FUND 2012-07-10 2015-11-23 132 117 15 15 JP MORGAN INTERNATIONAL VALUE SMA FUND 2012-07-10 2015-12-08 47 43 4 4 JP MORGAN INTERNATIONAL VALUE SMA FUND 2012-09-19 2015-12-08 270 265 5 5 JP MORGAN INTERNATIONAL VALUE SMA FUND 2012-10-19 2015-12-08 962 932 30 30 JP MORGAN INTERNATIONAL VALUE SMA FUND 2013-03-07 2015-12-08 903 903 0 0 JP MORGAN INTERNATIONAL VALUE SMA FUND 2013-03-07 2015-12-10 141 141 0 0 JP MORGAN INTERNATIONAL VALUE SMA FUND 2013-04-18 2015-12-10 481 481 0 0 JP MORGAN INTERNATIONAL VALUE SMA FUND 2013-08-12 2015-12-10 1091 1113 -22 -22 JP MORGAN INTERNATIONAL VALUE SMA FUND 2013-08-12 2015-12-16 1838 2047 -209 -209 KDDI CORP ADR 2013-12-10 2015-02-05 295 276 19 19 KDDI CORP ADR 2014-02-05 2015-02-05 738 615 123 123 KDDI CORP ADR 2014-02-24 2015-02-05 164 147 17 17 KDDI CORP ADR 2014-02-24 2015-02-12 400 369 31 31 KDDI CORP ADR 2014-07-18 2015-02-12 817 781 36 36 MEDTRONIC INC **MERGER EFF 01/2015** 2012-05-08 2015-01-27 2693 1325 1368 1368 MEDTRONIC INC **MERGER EFF 01/2015** 2012-05-09 2015-01-27 6541 3235 3306 3306 MEDTRONIC INC **MERGER EFF 01/2015** 2012-11-28 2015-01-27 1154 637 517 517 MEDTRONIC INC **MERGER EFF 01/2015** 2013-01-11 2015-01-27 1539 880 659 659 MEDTRONIC INC **MERGER EFF 01/2015** 2013-08-09 2015-01-27 1924 1385 539 539 MEDTRONIC INC **MERGER EFF 01/2015** 2013-09-04 2015-01-27 1539 1067 472 472 MEDTRONIC INC **MERGER EFF 01/2015** 2013-09-11 2015-01-27 1924 1354 570 570 MEDTRONIC PLC 2015-01-27 2015-02-13 2229 2309 -80 -80 MEDTRONIC PLC 2015-01-27 2015-01-27 7 7 0 0 MFS EMERGING MARKETS BOND FUND CLASS C 2012-07-27 2015-03-24 23544 25005 -1461 -1461 MFS EMERGING MARKETS BOND FUND CLASS C 2012-09-04 2015-03-24 6456 6993 -537 -537 MICROSOFT CORP 2012-05-09 2015-10-26 3498 2019 1479 1479 MICROSOFT CORP 2012-05-17 2015-10-26 807 451 356 356 MICROSOFT CORP 2012-11-28 2015-10-26 1345 681 664 664 MITSUBISHI UFJ FINANCIAL GROUP INC SPON ADR 2013-01-11 2015-06-05 65 49 16 16 MITSUBISHI UFJ FINANCIAL GROUP INC SPON ADR 2013-03-26 2015-06-05 313 255 58 58 MITSUBISHI UFJ FINANCIAL GROUP INC SPON ADR 2013-04-04 2015-06-05 254 219 35 35 MITSUBISHI UFJ FINANCIAL GROUP INC SPON ADR 2013-07-01 2015-06-05 480 418 62 62 MITSUBISHI UFJ FINANCIAL GROUP INC SPON ADR 2013-08-09 2015-06-05 254 220 34 34 MOLSON COORS BREWING CO CL B 2012-05-09 2015-06-01 146 82 64 64 MOLSON COORS BREWING CO CL B 2012-05-17 2015-06-01 1095 600 495 495 MOLSON COORS BREWING CO CL B 2012-11-28 2015-06-01 2556 1408 1148 1148 MOLSON COORS BREWING CO CL B 2013-01-11 2015-06-01 584 341 243 243 MOLSON COORS BREWING CO CL B 2013-01-11 2015-09-18 1008 512 496 496 MOLSON COORS BREWING CO CL B 2013-01-22 2015-09-18 84 45 39 39 MOLSON COORS BREWING CO CL B 2013-08-09 2015-09-18 2939 1865 1074 1074 MOLSON COORS BREWING CO CL B 2013-09-04 2015-09-18 3359 1966 1393 1393 MOLSON COORS BREWING CO CL B 2013-09-11 2015-09-18 3359 1978 1381 1381 MORGAN STANLEY TRIGGER PS SX5E 01/31/2024 2014-01-29 2015-03-04 35164 30000 5164 5164 MSC INDL DIRECT CO INC 2013-08-13 2015-07-28 137 159 -22 -22 MSC INDL DIRECT CO INC 2013-09-10 2015-07-28 1306 1550 -244 -244 MSC INDL DIRECT CO INC 2013-09-11 2015-07-28 1374 1627 -253 -253 MSC INDL DIRECT CO INC 2013-10-03 2015-07-28 825 992 -167 -167 MSC INDL DIRECT CO INC 2013-11-20 2015-07-28 550 615 -65 -65 MSCI INC 2013-08-13 2015-04-15 5000 3109 1891 1891 MSCI INC 2013-09-10 2015-04-15 366 235 131 131 NESTLE S A SPONSORED ADR REPSTG REG SHS SWITZ ADR 2014-08-08 2015-03-25 1385 1369 16 16 NESTLE S A SPONSORED ADR REPSTG REG SHS SWITZ ADR 2014-08-08 2015-10-23 927 913 14 14 NESTLE S A SPONSORED ADR REPSTG REG SHS SWITZ ADR 2014-08-18 2015-10-23 154 154 0 0 NEWMONT MINING CORP (HOLDING CO ) 2013-08-09 2015-01-23 2184 2635 -451 -451 NEWMONT MINING CORP (HOLDING CO ) 2013-09-11 2015-01-23 1092 1313 -221 -221 NEWMONT MINING CORP (HOLDING CO ) 2013-12-24 2015-01-23 1456 1357 99 99 NOMURA HOLDINGS INC NEW SPON ADR 2013-09-17 2015-01-13 339 496 -157 -157 NOMURA HOLDINGS INC NEW SPON ADR 2013-10-02 2015-01-13 27 38 -11 -11 NOMURA HOLDINGS INC NEW SPON ADR 2013-12-11 2015-01-13 215 307 -92 -92 NOMURA HOLDINGS INC NEW SPON ADR 2013-12-11 2015-01-14 641 928 -287 -287 NOMURA HOLDINGS INC NEW SPON ADR 2014-06-20 2015-01-14 498 691 -193 -193 NOVARTIS AG SPON ADR 2015-02-09 2015-10-08 823 925 -102 -102 NOVARTIS AG SPON ADR 2015-02-09 2015-10-13 275 308 -33 -33 NOVARTIS AG SPON ADR 2015-03-25 2015-10-13 735 809 -74 -74 NOVARTIS AG SPON ADR 2015-04-21 2015-10-13 459 521 -62 -62 NOVARTIS AG SPON ADR 2015-04-28 2015-10-13 459 516 -57 -57 NOVARTIS AG SPON ADR 2015-04-28 2015-12-16 86 86 0 0 NOVARTIS AG SPON ADR 2015-05-15 2015-12-16 600 618 -18 -18 NOVARTIS AG SPON ADR 2015-06-08 2015-12-18 255 304 -49 -49 NOVARTIS AG SPON ADR 2015-06-08 2015-12-23 344 405 -61 -61 NOVARTIS AG SPON ADR 2015-06-25 2015-12-23 516 607 -91 -91 NOVARTIS AG SPON ADR 2015-06-30 2015-12-23 344 393 -49 -49 NOVARTIS AG SPON ADR 2015-07-22 2015-12-23 516 613 -97 -97 NOVARTIS AG SPON ADR 2015-11-18 2015-12-23 602 742 -140 -140 OPPENHEIMER SENIOR FLOATING RATE FUND CLASS C 2011-03-02 2015-12-29 54157 60000 -5843 -5843 OPPENHEIMER SENIOR FLOATING RATE FUND CLASS C 2011-04-11 2015-12-29 54157 60000 -5843 -5843 OPPENHEIMER SENIOR FLOATING RATE FUND CLASS C 2012-05-07 2015-12-29 45949 50005 -4056 -4056 OPPENHEIMER SENIOR FLOATING RATE FUND CLASS C 2012-08-17 2015-12-29 9246 10005 -759 -759 OPPENHEIMER SENIOR FLOATING RATE FUND CLASS C 2012-09-04 2015-12-29 13835 15005 -1170 -1170 OPPENHEIMER SENIOR FLOATING RATE FUND CLASS C 2012-10-23 2015-12-29 13702 15005 -1303 -1303 OPPENHEIMER SENIOR FLOATING RATE FUND CLASS C 2012-11-02 2015-12-29 13752 15005 -1253 -1253 OPPENHEIMER SENIOR FLOATING RATE FUND CLASS C 2013-12-20 2015-12-29 18031 20005 -1974 -1974 ORIX CORP SPON ADR 2013-08-09 2015-07-30 358 361 -3 -3 ORIX CORP SPON ADR 2013-08-09 2015-07-31 74 72 2 2 ORIX CORP SPON ADR 2013-08-30 2015-07-31 296 273 23 23 ORIX CORP SPON ADR 2013-09-11 2015-07-31 591 616 -25 -25 ORIX CORP SPON ADR 2013-10-02 2015-07-31 517 551 -34 -34 ORIX CORP SPON ADR 2013-10-02 2015-08-03 147 157 -10 -10 PALL CORP 2011-04-20 2015-05-13 1118 514 604 604 PALL CORP 2011-09-08 2015-05-13 621 224 397 397 PALL CORP 2013-01-11 2015-05-13 2484 1284 1200 1200 PALL CORP 2013-08-08 2015-05-13 4472 2579 1893 1893 PALL CORP 2013-09-11 2015-05-13 2857 1708 1149 1149 PALL CORP 2013-12-24 2015-05-13 1491 1021 470 470 PAYPAL HOLDINGS INC 2014-05-14 2015-07-22 8096 6616 1480 1480 PNC FINANCIAL SERVICES GROUP 2011-10-04 2015-03-24 1136 550 586 586 PNC FINANCIAL SERVICES GROUP 2012-05-08 2015-03-24 1231 855 376 376 PORSCHE AUTOMOBIL HLDG SE ADR 2014-04-11 2015-08-27 377 589 -212 -212 PORSCHE AUTOMOBIL HLDG SE ADR 2014-04-11 2015-07-30 869 1276 -407 -407 PORSCHE AUTOMOBIL HLDG SE ADR 2014-04-11 2015-04-21 333 333 0 0 PORSCHE AUTOMOBIL HLDG SE ADR 2014-04-11 2015-04-22 375 414 -39 -39 PORSCHE AUTOMOBIL HLDG SE ADR 2015-02-06 2015-08-27 210 270 -60 -60 PORSCHE AUTOMOBIL HLDG SE ADR 2015-03-26 2015-08-27 384 624 -240 -240 PRICE T ROWE GROUP INC 2014-11-19 2015-07-01 6528 6868 -340 -340 PRICE T ROWE GROUP INC 2014-11-19 2015-07-02 1856 1962 -106 -106 PRICE T ROWE GROUP INC 2014-11-20 2015-07-07 913 981 -68 -68 PRICE T ROWE GROUP INC 2014-11-20 2015-07-02 3093 3270 -177 -177 PUBLICIS GROUPE S.A. NEW SPON ADR 2013-11-18 2015-03-25 40 43 -3 -3 PUBLICIS GROUPE S.A. NEW SPON ADR 2013-11-26 2015-03-26 558 642 -84 -84 PUBLICIS GROUPE S.A. NEW SPON ADR 2013-11-26 2015-06-01 277 310 -33 -33 PUBLICIS GROUPE S.A. NEW SPON ADR 2014-01-28 2015-09-03 245 315 -70 -70 PUBLICIS GROUPE S.A. NEW SPON ADR 2014-01-28 2015-06-01 257 292 -35 -35 PUBLICIS GROUPE S.A. NEW SPON ADR 2014-03-07 2015-09-03 420 568 -148 -148 PUBLICIS GROUPE S.A. NEW SPON ADR 2014-12-04 2015-09-03 472 503 -31 -31 RECKITT BENCKISER PLC SPON ADR 2015-01-07 2015-04-22 598 518 80 80 RECKITT BENCKISER PLC SPON ADR 2015-01-07 2015-05-05 1243 1114 129 129 REPSOL SA SPON ADR 2013-08-09 2015-08-31 369 630 -261 -261 REPSOL SA SPON ADR 2013-09-11 2015-08-31 652 1133 -481 -481 REPSOL SA SPON ADR 2013-09-11 2015-09-11 51 99 -48 -48 REPSOL SA SPON ADR 2013-10-02 2015-09-11 13 25 -12 -12 REPSOL SA SPON ADR 2013-10-02 2015-09-14 188 375 -187 -187 REPSOL SA SPON ADR 2013-11-20 2015-09-14 238 467 -229 -229 REPSOL SA SPON ADR 2014-05-21 2015-09-14 363 808 -445 -445 REPSOL SA SPON ADR 2014-07-16 2015-09-14 50 103 -53 -53 REPSOL SA SPON ADR 2014-12-04 2015-09-14 325 581 -256 -256 REPSOL SA SPON ADR 2015-01-15 2015-09-14 475 657 -182 -182 RESOLUTE FOREST PRODUCTS 05.875% 051523 DTD051514 FC111514 CALL@MW 2014-07-23 2015-12-30 17715 24776 -7061 -7061 RIO TINTO PLC SPON ADR 2013-08-30 2015-04-22 470 498 -28 -28 RIO TINTO PLC SPON ADR 2013-09-11 2015-04-22 385 459 -74 -74 RIO TINTO PLC SPON ADR 2013-10-02 2015-04-22 342 392 -50 -50 RIO TINTO PLC SPON ADR 2013-12-19 2015-04-30 135 161 -26 -26 RIO TINTO PLC SPON ADR 2013-12-19 2015-04-22 128 161 -33 -33 RIO TINTO PLC SPON ADR 2014-01-24 2015-04-30 942 1086 -144 -144 RIO TINTO PLC SPON ADR 2014-01-28 2015-04-30 224 267 -43 -43 RIO TINTO PLC SPON ADR 2014-01-31 2015-04-30 494 584 -90 -90 RIO TINTO PLC SPON ADR 2014-07-30 2015-04-30 359 466 -107 -107 ROYAL DUTCH SHELL PLC CL A SPON ADR 2012-06-25 2015-01-21 1114 1098 16 16 ROYAL DUTCH SHELL PLC CL A SPON ADR 2013-08-09 2015-01-23 1447 1426 21 21 ROYAL DUTCH SHELL PLC CL A SPON ADR 2013-08-09 2015-02-05 1001 972 29 29 ROYAL DUTCH SHELL PLC CL A SPON ADR 2013-09-11 2015-02-10 263 262 1 1 ROYAL DUTCH SHELL PLC CL A SPON ADR 2013-09-11 2015-02-05 267 262 5 5 ROYAL DUTCH SHELL PLC CL A SPON ADR 2013-09-11 2015-02-13 331 327 4 4 ROYAL DUTCH SHELL PLC CL A SPON ADR 2013-09-11 2015-06-24 477 523 -46 -46 ROYAL DUTCH SHELL PLC CL A SPON ADR 2013-10-02 2015-06-24 775 851 -76 -76 ROYAL DUTCH SHELL PLC CL A SPON ADR 2013-12-26 2015-06-24 358 424 -66 -66 ROYAL DUTCH SHELL PLC CL A SPON ADR 2014-05-02 2015-06-24 119 158 -39 -39 ROYAL DUTCH SHELL PLC CL A SPON ADR 2014-06-16 2015-06-24 656 889 -233 -233 ROYAL DUTCH SHELL PLC CL A SPON ADR 2014-07-28 2015-06-24 656 899 -243 -243 ROYAL DUTCH SHELL PLC CL A SPON ADR 2014-08-08 2015-06-24 656 880 -224 -224 RYANAIR HOLDINGS PLC *REVERSE SPLIT EFF: 11/2015* SPON AD 2014-02-28 2015-10-09 303 227 76 76 RYANAIR HOLDINGS PLC SPON ADR 2014-02-28 2015-11-02 26 19 7 7 SALIENT MLP & ENERGY INFRASTRUCTURE FUND CLASS C 2013-09-10 2015-12-29 15018 22611 -7593 -7593 SALIENT MLP & ENERGY INFRASTRUCTURE FUND CLASS C 2013-10-01 2015-12-29 14694 23041 -8347 -8347 SALIENT MLP & ENERGY INFRASTRUCTURE FUND CLASS C 2013-10-29 2015-12-29 279 456 -177 -177 SALIENT MLP & ENERGY INFRASTRUCTURE FUND CLASS C 2013-11-19 2015-12-29 14421 23269 -8848 -8848 SALIENT MLP & ENERGY INFRASTRUCTURE FUND CLASS C 2014-01-08 2015-12-29 8125 14027 -5902 -5902 SALIENT MLP & ENERGY INFRASTRUCTURE FUND CLASS C 2014-01-30 2015-12-29 472 828 -356 -356 SALIENT MLP & ENERGY INFRASTRUCTURE FUND CLASS C 2014-02-04 2015-12-29 6991 12151 -5160 -5160 SALIENT MLP & ENERGY INFRASTRUCTURE FUND CLASS I 2015-02-09 2015-12-29 15000 27428 -12428 -12428 SANOFI SPON ADR 2014-08-07 2015-02-03 282 309 -27 -27 SANOFI SPON ADR 2014-08-27 2015-03-25 1161 1267 -106 -106 SANOFI SPON ADR 2014-09-30 2015-03-25 454 510 -56 -56 SCHNEIDER ELEC SE UNSPONSORED ADR 2012-11-23 2015-04-27 92 82 10 10 SCHNEIDER ELEC SE UNSPONSORED ADR 2012-12-14 2015-04-27 230 216 14 14 SCHNEIDER ELEC SE UNSPONSORED ADR 2013-08-30 2015-04-27 475 476 -1 -1 SCHNEIDER ELEC SE UNSPONSORED ADR 2013-09-11 2015-04-27 230 249 -19 -19 SCHNEIDER ELEC SE UNSPONSORED ADR 2013-09-11 2015-05-22 276 298 -22 -22 SCHNEIDER ELEC SE UNSPONSORED ADR 2013-10-02 2015-05-22 445 493 -48 -48 SCHNEIDER ELEC SE UNSPONSORED ADR 2014-02-25 2015-05-22 845 990 -145 -145 SEVEN & I HLDGS CO LTD ADR 2013-08-09 2015-06-01 898 820 78 78 SEVEN & I HLDGS CO LTD ADR 2013-08-30 2015-06-01 184 155 29 29 SHIRE PLC SPON ADR 2014-10-16 2015-11-30 836 699 137 137 SHIRE PLC SPON ADR 2014-10-16 2015-12-09 400 350 50 50 SIRONA DENTAL SYSTEMS INC *MERGER EFF: 03/2016* 2013-08-13 2015-08-31 4575 3360 1215 1215 SOCIETE GENERALE FRANCE SPONS ADR ADR 2015-02-26 2015-05-05 149 139 10 10 SOCIETE GENERALE FRANCE SPONS ADR ADR 2015-02-26 2015-04-30 256 241 15 15 SOCIETE GENERALE FRANCE SPONS ADR ADR 2015-02-26 2015-05-01 240 222 18 18 SOCIETE GENERALE FRANCE SPONS ADR ADR 2015-02-26 2015-12-22 216 213 3 3 SONY CORP ADR NEW JAPAN ADR 2014-09-15 2015-05-21 380 237 143 143 SUMITOMO MITSUI FINANCIAL SPON ADR 2012-07-10 2015-04-15 24 20 4 4 SUMITOMO MITSUI FINANCIAL SPON ADR 2013-08-09 2015-04-15 432 506 -74 -74 TARGET CORP 2012-05-09 2015-03-24 3197 2160 1037 1037 TARGET CORP 2012-11-28 2015-03-24 820 628 192 192 TARGET CORP 2013-01-11 2015-03-24 82 60 22 22 TELECOM ITALIA SPA NEW REPSTG 10 ORD SHS SPON ADR 2014-09-24 2015-06-08 368 338 30 30 TELECOM ITALIA SPA NEW REPSTG 10 ORD SHS SPON ADR 2014-09-24 2015-11-05 156 140 16 16 TELECOM ITALIA SPA NEW REPSTG 10 ORD SHS SPON ADR 2014-09-24 2015-11-06 324 303 21 21 TOWERS WATSON & CO **MERGER EFF: 01/2016** CL A 2014-01-17 2015-08-28 4203 4518 -315 -315 TOWERS WATSON & CO **MERGER EFF: 01/2016** CL A 2014-07-30 2015-08-28 841 729 112 112 TOYOTA MOTOR CORP NEW JAPAN SPON ADR 2013-08-09 2015-10-13 364 383 -19 -19 TOYOTA MOTOR CORP NEW JAPAN SPON ADR 2013-08-09 2015-06-08 665 638 27 27 TOYOTA MOTOR CORP NEW JAPAN SPON ADR 2013-08-30 2015-10-13 485 484 1 1 TOYOTA MOTOR CORP NEW JAPAN SPON ADR 2013-08-30 2015-11-04 247 242 5 5 TOYOTA MOTOR CORP NEW JAPAN SPON ADR 2013-09-11 2015-11-04 495 510 -15 -15 TURKIYE GARANTI BK SPON ADR 2014-04-02 2015-02-10 914 925 -11 -11 TURKIYE GARANTI BK SPON ADR 2014-04-02 2015-01-07 432 385 47 47 TURKIYE GARANTI BK SPON ADR 2014-07-18 2015-02-10 122 143 -21 -21 TURKIYE GARANTI BK SPON ADR 2014-07-21 2015-02-10 201 234 -33 -33 UBS FIXED INCOME OPPORTUNITIES FUND CLASS C 2013-09-11 2015-03-24 23608 24996 -1388 -1388 UBS FIXED INCOME OPPORTUNITIES FUND CLASS C 2013-09-23 2015-03-24 3 3 0 0 UBS FIXED INCOME OPPORTUNITIES FUND CLASS C 2013-10-21 2015-03-24 6389 6667 -278 -278 UNIBAIL-RODAMCO SE ADR REPSTG SHS NEW JCE ISSUE 2008 UNSPO 2015-01-20 2015-04-16 1185 1220 -35 -35 US TSY INFL PROT NOTE 00.125 % DUE 07/15/22 FACTOR 1.0441300 2012-12-07 2015-04-07 9335 10102 -767 -767 US TSY NOTE 00.125 % DUE 04/15/16 FACTOR 1.0737400 2015-01-12 2015-11-05 10732 10768 -36 -36 US TSY NOTE 00.125 % DUE 04/15/16 FACTOR 1.0737400 2015-01-12 2015-07-31 4293 4298 -5 -5 US TSY NOTE 00.250 % DUE 02/15/15 DTD 02/15/12 FC 2012-05-09 2015-02-15 26000 25927 73 73 US TSY NOTE 00.250 % DUE 02/15/15 DTD 02/15/12 FC 2012-05-17 2015-02-15 6000 5977 23 23 US TSY NOTE 00.375 % DUE 04/15/15 DTD 04/15/12 FC 2014-02-12 2015-04-15 47000 47000 0 0 US TSY NOTE 00.375 % DUE 11/15/15 DTD 11/15/12 FC 2014-09-04 2015-10-19 23003 23003 0 0 US TSY NOTE 00.750 % DUE 10/31/17 DTD 10/31/12 FC 2013-07-09 2015-01-09 3982 3913 69 69 US TSY NOTE 00.750 % DUE 10/31/17 DTD 10/31/12 FC 2013-08-20 2015-01-09 1991 1956 35 35 US TSY NOTE 00.750 % DUE 10/31/17 DTD 10/31/12 FC 2013-08-27 2015-01-09 995 978 17 17 US TSY NOTE 00.750 % DUE 10/31/17 DTD 10/31/12 FC 2013-09-17 2015-01-09 1991 1954 37 37 US TSY NOTE 00.750 % DUE 10/31/17 DTD 10/31/12 FC 2013-10-29 2015-01-09 2986 2972 14 14 US TSY NOTE 00.750 % DUE 10/31/17 DTD 10/31/12 FC 2013-12-10 2015-01-09 1991 1979 12 12 US TSY NOTE 00.750 % DUE 10/31/17 DTD 10/31/12 FC 2013-12-10 2015-01-09 1991 1979 12 12 US TSY NOTE 00.750 % DUE 10/31/17 DTD 10/31/12 FC 2014-07-22 2015-01-09 996 988 8 8 US TSY NOTE 00.750 % DUE 10/31/17 DTD 10/31/12 FC 2014-10-21 2015-01-09 996 998 -2 -2 US TSY NOTE 00.750 % DUE 10/31/17 DTD 10/31/12 FC 2014-10-21 2015-08-25 13996 13970 26 26 US TSY NOTE 00.875 % DUE 09/15/16 DTD 09/15/13 FC 2015-03-11 2015-11-05 14042 14041 1 1 US TSY NOTE 00.875 % DUE 09/15/16 DTD 09/15/13 FC 2015-03-11 2015-12-08 55058 55142 -84 -84 US TSY NOTE 01.000 % DUE 10/31/16 DTD 10/31/11 FC 2012-05-09 2015-02-12 17131 17099 32 32 US TSY NOTE 01.750 % DUE 05/31/16 DTD 05/31/11 FC 2014-04-11 2015-08-31 10104 10099 5 5 US TSY NOTE 01.750 % DUE 05/31/16 DTD 05/31/11 FC 2014-05-12 2015-08-31 2021 2022 -1 -1 US TSY NOTE 01.750 % DUE 05/31/16 DTD 05/31/11 FC 2014-10-31 2015-08-31 3031 3031 0 0 US TSY NOTE 02.375 % DUE 08/15/24 DTD 08/15/14 FC 2014-09-26 2015-11-05 8114 7883 231 231 US TSY NOTE 02.375 % DUE 08/15/24 DTD 08/15/14 FC 2015-04-07 2015-11-05 12171 12468 -297 -297 US TSY NOTE 02.500 % DUE 01/15/29 FACTOR 1.1183500 2014-07-09 2015-04-07 5616 5491 125 125 US TSY NOTE 03.125 % DUE 05/15/19 DTD 05/15/09 FC 2011-05-03 2015-03-11 1066 1009 57 57 US TSY NOTE 03.125 % DUE 05/15/19 DTD 05/15/09 FC 2011-05-06 2015-03-11 2132 2024 108 108 US TSY NOTE 03.125 % DUE 05/15/19 DTD 05/15/09 FC 2011-05-20 2015-03-11 5330 5072 258 258 US TSY NOTE 03.125 % DUE 05/15/19 DTD 05/15/09 FC 2011-06-01 2015-03-11 5330 5113 217 217 US TSY NOTE 03.125 % DUE 05/15/19 DTD 05/15/09 FC 2011-06-08 2015-03-11 3198 3079 119 119 US TSY NOTE 03.125 % DUE 05/15/19 DTD 05/15/09 FC 2011-06-16 2015-03-11 2132 2053 79 79 US TSY NOTE 03.125 % DUE 05/15/19 DTD 05/15/09 FC 2011-06-27 2015-03-11 5330 5148 182 182 US TSY NOTE 03.125 % DUE 05/15/19 DTD 05/15/09 FC 2011-10-07 2015-03-11 5330 5291 39 39 US TSY NOTE 03.125 % DUE 05/15/19 DTD 05/15/09 FC 2012-05-17 2015-03-11 4264 4323 -59 -59 US TSY NOTE 03.625 % DUE 02/15/20 DTD 02/15/10 FC 2012-05-09 2015-03-11 14247 14388 -141 -141 US TSY NOTE 03.625 % DUE 02/15/20 DTD 02/15/10 FC 2012-05-17 2015-03-11 1096 1111 -15 -15 US TSY NOTE 03.625 % DUE 02/15/20 DTD 02/15/10 FC 2013-09-25 2015-03-11 19726 19530 196 196 US TSY NOTE 03.625 % DUE 02/15/21 DTD 02/15/11 FC 2014-04-08 2015-08-25 9951 9665 286 286 US TSY NOTE 03.625 % DUE 02/15/21 DTD 02/15/11 FC 2014-04-08 2015-11-24 3278 3212 66 66 US TSY NOTE 03.625 % DUE 02/15/21 DTD 02/15/11 FC 2014-04-09 2015-11-24 5464 5349 115 115 US TSY NOTE 03.625 % DUE 02/15/21 DTD 02/15/11 FC 2014-07-22 2015-11-24 1093 1080 13 13 VODAFONE GROUP PLC SPON ADR 2012-06-25 2015-02-13 98 139 -41 -41 VODAFONE GROUP PLC SPON ADR 2012-07-10 2015-02-13 46 66 -20 -20 VODAFONE GROUP PLC SPON ADR 2012-07-10 2015-02-25 50 75 -25 -25 VODAFONE GROUP PLC SPON ADR 2012-09-13 2015-02-25 226 343 -117 -117 VODAFONE GROUP PLC SPON ADR 2013-02-06 2015-02-25 19 27 -8 -8 VODAFONE GROUP PLC SPON ADR 2013-06-26 2015-02-25 208 310 -102 -102 VODAFONE GROUP PLC SPON ADR 2013-08-09 2015-02-25 85 138 -53 -53 WELLS FARGO & CO NTS B/E 01.400% 090817 DTD090914 FC030815 2014-09-04 2015-05-26 21079 20985 94 94 WOLSELEY PLC SPON ADR 2014-02-27 2015-12-18 446 479 -33 -33 WOLSELEY PLC SPON ADR 2014-03-21 2015-12-18 103 107 -4 -4 WOLVERINE WORLD WIDE INC 2013-08-13 2015-08-27 2353 2583 -230 -230 WOLVERINE WORLD WIDE INC 2013-09-10 2015-08-27 1150 1266 -116 -116 WOLVERINE WORLD WIDE INC 2013-09-11 2015-08-27 706 766 -60 -60 WOLVERINE WORLD WIDE INC 2013-09-11 2015-10-22 385 596 -211 -211 WOLVERINE WORLD WIDE INC 2013-10-03 2015-10-22 367 590 -223 -223 WOLVERINE WORLD WIDE INC 2013-11-20 2015-10-22 459 772 -313 -313 WOLVERINE WORLD WIDE INC 2014-07-29 2015-10-22 2275 3100 -825 -825 WOLVERINE WORLD WIDE INC 2014-07-29 2015-10-23 528 761 -233 -233 ZURICH INS GROUP LTD SPON ADR 2014-05-16 2015-02-13 553 503 50 50 ZURICH INS GROUP LTD SPON ADR 2014-05-16 2015-01-15 783 709 74 74 ZURICH INS GROUP LTD SPON ADR 2014-05-16 2015-02-19 583 532 51 51 ZURICH INS GROUP LTD SPON ADR 2014-05-16 2015-02-23 192 177 15 15 ZURICH INS GROUP LTD SPON ADR 2014-05-21 2015-02-23 960 893 67 67 ZURICH INS GROUP LTD SPON ADR 2014-05-28 2015-02-23 160 149 11 11 ZURICH INS GROUP LTD SPON ADR 2014-05-28 2015-02-27 576 535 41 41 ZURICH INS GROUP LTD SPON ADR 2015-05-11 2015-07-28 667 704 -37 -37 ZURICH INS GROUP LTD SPON ADR 2015-05-11 2015-08-06 781 864 -83 -83 ZURICH INS GROUP LTD SPON ADR 2015-05-11 2015-08-13 678 736 -58 -58 ZURICH INS GROUP LTD SPON ADR 2015-05-11 2015-08-17 292 320 -28 -28 ZURICH INS GROUP LTD SPON ADR 2015-05-28 2015-08-17 321 354 -33 -33 ZURICH INS GROUP LTD SPON ADR 2015-05-29 2015-08-17 146 161 -15 -15 -106989 -20400 0 597572 11929967 0.050090 412746 11428942 0.036114 516367 8032888 0.064282 341838 10622635 0.032180 522827 12232007 0.042743 0.225409 0.045082 13560817 611349 2620 613969 827927 X 2620 0 2620 0 2620 5059 4000 9059 X 6439 6439 0 0 0 0 0 0 0 0 0 0 0 1 1 NY 1 0 0 0 0 1 N/A THE ORGANIZATION 2128374602 C/O GFI 140 BROADWAY 41ST FLR NEW YORK NY 10005 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ALLEN I GROSS 1345 EAST 27TH ST BROOKLYN NY 11210 PRESIDENT 5.00 0 0 0 EDITH GROSS 1345 EAST 27TH ST BROOKLYN NY 11210 TRUSTEE 5.00 0 0 0 BRIAN GROSS 2822 AVE L BROOKLYN NY 11210 TRUSTEE 5.00 0 0 0 JONATHAN GROSS 1224 EAST 24TH ST BROOKLYN NY 11210 TRUSTEE 5.00 0 0 0 CAROLYN WEISER 1368 EAST 26TH STREET BROOKLYN NY 11210 TRUSTEE 5.00 0 0 0 ZAHAVA HURWITZ 1360 EAST 28TH STREET BROOKLYN NY 11210 TRUSTEE 5.00 0 0 0 NONE 0 NONE 0 0 10912143 908199 1946985 13767327 0 0 13767327 206510 13560817 678041 678041 2620 2620 675421 0 675421 0 675421 827927 0 827927 2620 825307 675421 565850 0 0 827927 565850 0 0 262077 0 0 0 0 0 0 0 0 413344 0 0 0 X A TIME 1310 48 STREET BROOKLYN NY 11219 CHARITY 180 ADOPT A KOLLEL BROOKLYN BROOKLYN NY 11218 CHARITY 500 AGUDATH ISRAEL BAIS BINYOMIN 2913-15 AVENUE L BROOKLYN NY 11210 CHARITY 64166 AGUDATH ISRAEL OF AMERICA 42 BROADWAY NEW YORK NY 10004 CHARITY 1054 AGUDIST BENEVOLENT SOCIETY BROOKLYN BROOKLYN NY 11218 CHARITY 105 AIM HABONIM BROOKLYN BROOKLYN NY 11218 CHARITY 180 AISH INTERNATIONAL 408 SOUTH LAKE DRIVE LAKEWOOD NJ 08701 CHARITY 450000 ALZHEIMERS ASSOCIATION 225 N MICHIGAN AVE CHICAGO IL 60601 CHARITY 100 AMERICAN FRIENDS OF EMUNAH V'CHESED BROOKLYN BROOKLYN NY 11218 CHARITY 1000 AMERICAN FRIENDS OF KINDNESS & CHARITY BROOKLYN BROOKLYN NY 11218 CHARITY 36 AMERICAN FRIENDS OF KOLLEL NACHLAS TZVI BROOKLYN BROOKLYN NY 11218 CHARITY 100 AMERICAN FRIENDS OF OHR YOSSEF BROOKLYN BROOKLYN NY 11218 CHARITY 100 AMERICAN FRIENDS OF SERACH SOD BROOKLYN BROOKLYN NY 11218 CHARITY 180 BAIS CHANA BROOKLYN BROOKLYN NY 11218 CHARITY 36 BAIS MEDRASH GAVOAH BROOKLYN BROOKLYN NY 11218 CHARITY 750 BAIS YAAKOV D'RAV MEIR 85 PARKVILLE AVENUE BROOKLYN NY 11230 CHARITY 30800 BAYSWATER NEIGHBORS FUND BROOKLYN BROOKLYN NY 11218 CHARITY 360 BEIS MEDRASH AVREICHIM BROOKLYN BROOKLYN NY 11218 CHARITY 360 BELZ INSTITUTE IN ISRAEL BROOKLYN BROOKLYN NY 11218 CHARITY 100 BETH ELIYAHU BROOKLYN BROOKLYN NY 11218 CHARITY 36 BETH JACOB DAY SCHOOL 85 PARKVILLE AVENUE BROOKLYN NY 11230 CHARITY 1500 BETH JOSEPH BROOKLYN BROOKLYN BROOKLYN NY 11218 CHARITY 150 BETH OLOTH 704 EAST 3RD STREET BROOKLYN NY 11218 CHARITY 180 BIKUR CHOLIM 5612 11TH AVENUE BROOKLYN NY 11219 CHARITY 1306 BINA BROOKLYN BROOKLYN NY 11218 CHARITY 100 BOBBIE'S PLACE 1401 LOCUST AVENUE BROOKLYN NY 11230 CHARITY 50 BONEI OLAM 1755 46TH STREET BROOKLYN NY 11204 CHARITY 500 BROOKLYN JEWISH EXPERIENCE BROOKLYN BROOKLYN NY 11218 CHARITY 360 CAMP GAN ISRAEL BROOKLYN BROOKLYN NY 11218 CHARITY 225 CHABAD LUBABITCH BROOKLYN BROOKLYN NY 11218 CHARITY 3600 CHABAD OF PARKLAND BROOKLYN BROOKLYN NY 11218 CHARITY 500 CHAI LIFE LINE 151 WEST 30TH STREET NEW YORK NY 10001 CHARITY 180 CHAI4EVER 1221 MADISN AVE LAKEWOOD NJ 08701 CHARITY 720 CHASDEI LEV POB 297257 BROOKLYN NY 11229 CHARITY 32500 CHESED 247 BROOKLYN BROOKLYN NY 11218 CHARITY 180 CHILD LIFE SOCIETY 1347 43RD STREET BROOKLYN NY 11218 CHARITY 360 CHOFETZ CHAIM HERITAGE FUND BROOKLYN BROOKLYN NY 11218 CHARITY 430 COJO BROOKLYN BROOKLYN NY 11218 CHARITY 360 CONG K'HAL SEREGIM BROOKLYN BROOKLYN NY 11218 CHARITY 180 CONG WEST PARK BROOKLYN BROOKLYN NY 11218 CHARITY 16000 CONGREGATION AHAVAS ACHIM BROOKLYN BROOKLYN NY 11218 CHARITY 180 CONGREGATION AHAVAS YISROEL SPECIAL BROOKLYN BROOKLYN NY 11218 CHARITY 100 CONGREGATION ATERES BUNIM BROOKLYN BROOKLYN NY 11218 CHARITY 36 CONGREGATION CARRIAGE CLUB SOUTH 5001 COLLINS AVE MIAMI FL 33140 CHARITY 425 CONGREGATION KEREN ELAZAR BROOKLYN BROOKLYN NY 11218 CHARITY 50 CONGREGATION MEOR COMP FUND BROOKLYN BROOKLYN NY 11218 CHARITY 180 CONGREGATION OHAVEI TORAH BROOKLYN BROOKLYN NY 11218 CHARITY 180 CONGREGATION SHAREI ZION BROOKLYN BROOKLYN NY 11218 CHARITY 100 CONGREGATION YECHEZKEL SHRAGA BROOKLYN BROOKLYN NY 11218 CHARITY 100 DERECH HATORA - KIRYAT BROOKLYN BROOKLYN NY 11218 CHARITY 180 ECHO KAT BROOKLYN BROOKLYN NY 11218 CHARITY 100 ECHO WOMEN 295 WEST RTE 59 MONSEY NY 10952 CHARITY 430 EDUCATIONAL INSTITUTE OHOLEI TORAH BROOKLYN BROOKLYN NY 11218 CHARITY 360 EIZER L'SHABBOS 5014 16TH AVENUE BROOKLYN NY 11204 CHARITY 1500 HATZOLAH BROOKLYN BROOKLYN NY 11218 CHARITY 500 HOROWITZ FUND BROOKLYN BROOKLYN NY 11218 CHARITY 10000 ISRAEL PURIM FUND BROOKLYN BROOKLYN NY 11218 CHARITY 100 JEP CAMP SCHOLORSHIP FUND 110 ROCKAWAY TURNPIKE LAWRENCE NY 11559 CHARITY 180 JEWISH CENTER FOR SPECIAL ED 1760 53RD STREET BROOKLYN NY 11204 CHARITY 350 JEWISH HERITAGE CENTER BROOKLYN BROOKLYN NY 11218 CHARITY 134 KEREN ANIYAI YISROEL BROOKLYN BROOKLYN NY 11218 CHARITY 180 KEREN ANIYIM BROOKLYN BROOKLYN NY 11218 CHARITY 100 KEREN ELIEZER BROOKLYN BROOKLYN NY 11218 CHARITY 50 KEREN ORAH BROOKLYN BROOKLYN NY 11218 CHARITY 360 KEREN YAAKOV ZEV BROOKLYN BROOKLYN NY 11218 CHARITY 100 KEREN ZICHRON ROSH BROOKLYN BROOKLYN NY 11218 CHARITY 500 KIMPITORIN AID BROOKLYN BROOKLYN NY 11218 CHARITY 180 KOLEL NACHLAS TZVI BROOKLYN BROOKLYN NY 11218 CHARITY 180 KOLLEL BAIS HATORAH BROOKLYN BROOKLYN NY 11218 CHARITY 100 KOLLEL BNEI TORAH BROOKLYN BROOKLYN NY 11218 CHARITY 100 KOLLEL SHOMRE HACHOMOS BROOKLYN BROOKLYN NY 11218 CHARITY 100 KOLLEL YAD CHAIM MORDECHAI BROOKLYN BROOKLYN NY 11218 CHARITY 100 LEV LACHIM BROOKLYN BROOKLYN NY 11218 CHARITY 1000 MASORES BAIS YAAKOV 1451 52ND ST A1 BROOKLYN NY 11219 CHARITY 23360 MATAN BSETAR BAMBI 1667 54TH STREET BROOKLYN NY 11204 CHARITY 200 VARIOUS CHARITABLE ORGANIZATIONS BROOKLYN BROOKLYN NY 11218 CHARITY 10984 MATNAS MICHOEL BROOKLYN BROOKLYN NY 11218 CHARITY 180 MESIVTA TIFERES JERUSALEM 145 E BROADWAY NEW YORK NY 10002 CHARITY 360 MIKVAH USA BROOKLYN BROOKLYN NY 11218 CHARITY 54 MIRRER YESHIVA 1791 OCEAN PARKWAY BROOKLYN NY 11223 CHARITY 2000 MOSDOS KEVER RACHEL BROOKLYN BROOKLYN NY 11218 CHARITY 360 MUSEUM OF JEWISH HERITEGE 36 BATTERY PL NEW YORK NY 10280 CHARITY 18000 NAFSHI BOSHESLATI BROOKLYN BROOKLYN NY 11218 CHARITY 36 OHR MEIR U'BRACHA BROOKLYN BROOKLYN NY 11218 CHARITY 1500 OHR NAAVA 2201 EAST 23RD STREET BROOKLYN NY 11229 CHARITY 360 OLD BROADWAY SYNAGOGUE BROOKLYN BROOKLYN NY 11218 CHARITY 380 ORTHODOX UNION BROOKLYN BROOKLYN NY 11218 CHARITY 220 PRIORITY 1 PB BOX 486 CEDARHURST NY 11516 CHARITY 90 PROJECT WITNESS BROOKLYN BROOKLYN NY 11218 CHARITY 5000 PROSPECT PARK YESHIVA 1784 EAST 17TH STREET BROOKLYN NY 11229 CHARITY 11500 PTACH BROOKLYN BROOKLYN NY 11218 CHARITY 600 RCCS 1555 56TH STREET BROOKLYN NY 11219 CHARITY 100 REFUAH V'YESHUA BROOKLYN BROOKLYN NY 11218 CHARITY 18000 RIVKAH LAUFER BIKUR CHOLIM 1406 57TH STREET BROOKLYN NY 11219 CHARITY 180 ROFEI CHOLIM BROOKLYN BROOKLYN NY 11218 CHARITY 500 RSA BROOKLYN BROOKLYN NY 11218 CHARITY 50 SAMCHENU BROOKLYN BROOKLYN NY 11218 CHARITY 500 SASSOVER KOLLEL BROOKLYN BROOKLYN NY 11218 CHARITY 100 SATMAR BIKUR CHOLOM 545 BEDFORD AVENUE BROOKLYN NY 11211 CHARITY 400 SHAI FREE LOAN FUND BROOKLYN BROOKLYN NY 11218 CHARITY 360 SHALOM VCHESED BROOKLYN BROOKLYN NY 11218 CHARITY 100 SHALOM YITZCHOK TORAH INSTITUTE BROOKLYN BROOKLYN NY 11218 CHARITY 180 SHARSHERET BROOKLYN BROOKLYN NY 11218 CHARITY 100 SHOR YOSHUV BROOKLYN BROOKLYN NY 11218 CHARITY 1000 SINAI ACADEMY 2025 79TH STREET BROOKLYN NY 11214 CHARITY 3600 SOCIETY FOR THE EDUCATION OF RUSSIA BROOKLYN BROOKLYN NY 11218 CHARITY 100 SUSAN HARRISON BROOKLYN BROOKLYN NY 11218 CHARITY 100 THE DAVIS MEMORIAL FUND 275 TENNANT AVENUE 106 MORGAN HILL CA 95037 CHARITY 50 THE JCSE BROOKLYN BROOKLYN NY 11218 CHARITY 500 THE JERUSALEM GREAT SYNAGOGUE BROOKLYN BROOKLYN NY 11218 CHARITY 360 THE PAGO FOUNDATION BROOKLYN BROOKLYN NY 11218 CHARITY 1000 TORAH INSTITUTE OF BALTIMORE BROOKLYN BROOKLYN NY 11218 CHARITY 100 TORAH UMSORAH BROOKLYN BROOKLYN NY 11218 CHARITY 960 TORAH VODAATH BROOKLYN BROOKLYN NY 11218 CHARITY 17750 UTA BROOKLYN BROOKLYN NY 11218 CHARITY 100 YAD BATYAH L'KALLAH BROOKLYN BROOKLYN NY 11218 CHARITY 500 YAD ELIEZER 1102 EAST 26TH STREET BROOKLYN NY 11210 CHARITY 150 YAD MOISHE BROOKLYN BROOKLYN NY 11218 CHARITY 720 YEDID 2 YEDID BROOKLYN BROOKLYN NY 11218 CHARITY 36 YESHIVA & MESIFTA MKOR CHAIM 1571 55TH STREET BROOKLYN NY 11219 CHARITY 75 YESHIVA AKERES SHMUEL OF WATERBURY BROOKLYN BROOKLYN NY 11218 CHARITY 180 YESHIVA AMALA SHEL TORAH BROOKLYN BROOKLYN NY 11218 CHARITY 100 YESHIVA BETH MOSHE (SCRANTON) BROOKLYN BROOKLYN NY 11218 CHARITY 180 YESHIVA CHASAN SOFER 1705 49TH STREET BROOKLYN NY 11204 CHARITY 1275 YESHIVA DARCHEI TORAH 257 BEACH 17TH ST FAR ROCKAWAY NY 11691 CHARITY 10360 YESHIVA GEDOLAH OF MONSEY BROOKLYN BROOKLYN NY 11218 CHARITY 250 YESHIVA GEDOLAH OHR YISROEL BROOKLYN BROOKLYN NY 11218 CHARITY 180 YESHIVA KARLIN STOLIN BROOKLYN BROOKLYN NY 11218 CHARITY 500 YESHIVA MIKOR CHAIM BROOKLYN BROOKLYN NY 11218 CHARITY 75 YESHIVA OF BROOKLYN BROOKLYN BROOKLYN NY 11218 CHARITY 500 YESHIVA OF STATEN ISLAND 1870 DRUMGOOLE ROAD EAST STATEN ISLAND NY 10309 CHARITY 180 YESHIVA OHEL TORAH BROOKLYN BROOKLYN NY 11218 CHARITY 1800 YESHIVA OHR REUVEN 259 GRANDVIEW AVENUE SUFFERN NY 10901 CHARITY 500 YESHIVA OHR YITZCHOK BROOKLYN BROOKLYN NY 11218 CHARITY 180 YESHIVA RABBI ISR HIRSCH BROOKLYN BROOKLYN NY 11218 CHARITY 180 YESHIVA RSR BROOKLYN BROOKLYN NY 11218 CHARITY 180 YESHIVA SHALAVIM BROOKLYN BROOKLYN NY 11218 CHARITY 360 YESHIVA TAL TORAH BROOKLYN BROOKLYN NY 11218 CHARITY 500 YESHIVA TIFERES YISROEL 1271 EAST 35TH STREET BROOKLYN NY 11210 CHARITY 37000 YESHIVA TORAH TEMIMAH 555 OCEAN PKWY BROOKLYN NY 11218 CHARITY 16360 YESHIVA TORAH VODAATH 425 EAST 9TH STREET BROOKLYN NY 11218 CHARITY 750 YESHIVA ZICHRON MEILECH BROOKLYN BROOKLYN NY 11218 CHARITY 100 YESHIVAS MIR YERUSHALYIM 5227 NEW UTRECHT AVE BROOKLYN NY 11219 CHARITY 360 YITTI LEIBEL HELPLINE BROOKLYN BROOKLYN NY 11218 CHARITY 50 YOUNG ISRAEL BROOKLYN BROOKLYN NY 11218 CHARITY 460 ZICHRON SHLOMO REFUAH FUND 1319 51ST STREET BROOKLYN NY 11219 CHARITY 36 ZICHRON YAAKOV BROOKLYN BROOKLYN NY 11218 CHARITY 250 823460 AISH INTERNATIONAL 408 SOUTH LAKE DRIVE LAKEWOOD NJ 08701 CHARITY 100000 100000 14 171475 14 160542 18 -106941 -48 FLOWTHRU INC. - PARTNERSHIP 531190 -23215 FLOWTHRU INC. - PARTNERSHIP 523000 4224 -18991 225076 -48 206037 8 INVESTMENT INCOME IN ORDER TO BE ABLE TO ACCOMPLISH THE CHARITABLE 8 GOALS OF THE ORGANIZATION. 0 0 0 0 0 0 0 0 0 0 ROTH & COMPANY LLP 22336 17869 0 4467 INVESTMENT IN NOTE 23021 23021 BROKERAGE ACCOUNTS 10783783 10783783 INVESTMENTS 282107 199160 199160 DUE FROM SLUICE 1724804 1724804 UNREALIZED GAIN ON SECURITIES 102797 PRIOR PERIOD ADJUSTMENT 289460 OFFICE EXPENSE 137 137 0 0 FLOWTHRU INC. - PARTNERSHIP -23215 0 -23215 FLOWTHRU INC. - PARTNERSHIP 4224 0 4224 INVESTMENT SERVICE CHARGES 51993 51993 0 0 STATE TAXES 750 0 750 0