ALLEN I GROSS CHARITABLE FOUNDATION: Form 990PF, tax year 2015

View the entire original 990 at ProPublica ↗

Organization: ALLEN I GROSS CHARITABLE FOUNDATION (EIN 11-2906887)
Tax period: 2015-12-01 to 2016-11-30
Filed: 2017-09-28
IRS object ID: 201722719349100717
Schema version: 2015v3.0
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Schedule B
Accounting Fees Schedule
Investments Corp Stock Schedule
Other Assets Schedule
Other Decreases Schedule
Other Income Schedule2
Other Professional Fees Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2017-09-28T17:06:10-05:00	ReturnTs
Tax Period End	2016-11-30	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	113360065	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	ROTH & COMPANY LLP	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	1428 36TH STREET SUITE 200	AddressLine1Txt
City	BROOKLYN	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	11218	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnTypeCd
Tax Period Begin	2015-12-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	112906887	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	ALLEN I GROSS CHARITABLE FOUNDATION	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Business Name Control	ALLE	BusinessNameControlTxt
Phone	2128374602	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	140 BROADWAY 41ST FLOOR	AddressLine1Txt
City	NEW YORK	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	10005	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	ALLEN I GROSS	PersonNm
Person Title	PRESIDENT	PersonTitleTxt
Phone	2128374602	PhoneNum
Signature	2017-09-26	SignatureDt
Discuss With Paid Preparer	Yes (1)	DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	ALAN MARK BOTWINICK	PreparerPersonNm
PTIN	P00841433	PTIN
Phone	7182361600	PhoneNum
Preparation	2017-09-25	PreparationDt

Field	Value	IRS element (for citing)
Tax	2015	TaxYr
Build TS	2021-01-29 14:40:06Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
FMV Assets EOY	$11,516,198	FMVAssetsEOYAmt
Method Of Accounting Cash	Yes (X)	MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Contri Rcvd Rev And Expnss	$600,000	ContriRcvdRevAndExpnssAmt
Interest On Sav Rev And Expnss	$233,405	InterestOnSavRevAndExpnssAmt
Interest On Sav Net Invst Incm	$233,405	InterestOnSavNetInvstIncmAmt
Dividends Rev And Expnss	$153,441	DividendsRevAndExpnssAmt
Dividends Net Invst Incm	$153,441	DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss	-$20,591	NetGainSaleAstRevAndExpnssAmt
Gross Sales Price	$2,423,881	GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm	$0	CapGainNetIncmNetInvstIncmAmt
Other Income Rev And Expnss	$68,087	OtherIncomeRevAndExpnssAmt
Other Income Net Invst Incm	$68,087	OtherIncomeNetInvstIncmAmt
Other Income Adj Net Incm	$0	OtherIncomeAdjNetIncmAmt
Total Rev And Expnss	$1,034,342	TotalRevAndExpnssAmt
Total Net Invst Incm	$454,933	TotalNetInvstIncmAmt
Total Adj Net Incm	$0	TotalAdjNetIncmAmt
Comp Ofcr Dir Trst Rev And Expnss	$0	CompOfcrDirTrstRevAndExpnssAmt
Comp Ofcr Dir Trst Net Invst Incm	$0	CompOfcrDirTrstNetInvstIncmAmt
Comp Ofcr Dir Trst Adj Net Incm	$0	CompOfcrDirTrstAdjNetIncmAmt
Comp Ofcr Dir Trst Dsbrs Chrtbl	$0	CompOfcrDirTrstDsbrsChrtblAmt
Accounting Fees Rev And Expnss	$6,600	AccountingFeesRevAndExpnssAmt
Accounting Fees Net Invst Incm	$5,280	AccountingFeesNetInvstIncmAmt
Accounting Fees Adj Net Incm	$0	AccountingFeesAdjNetIncmAmt
Accounting Fees Chrtbl Prps	$1,320	AccountingFeesChrtblPrpsAmt
Other Prof Fees Rev And Expnss	$51,115	OtherProfFeesRevAndExpnssAmt
Other Prof Fees Net Invst Incm	$51,115	OtherProfFeesNetInvstIncmAmt
Other Prof Fees Adj Net Incm	$0	OtherProfFeesAdjNetIncmAmt
Other Prof Fees Dsbrs Chrtbl	$0	OtherProfFeesDsbrsChrtblAmt
Taxes Rev And Expnss	$4,250	TaxesRevAndExpnssAmt
Taxes Net Invst Incm	$0	TaxesNetInvstIncmAmt
Taxes Adj Net Incm	$0	TaxesAdjNetIncmAmt
Taxes Dsbrs Chrtbl	$0	TaxesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss	$61,965	TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm	$56,395	TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Adj Net Incm	$0	TotOprExpensesAdjNetIncmAmt
Tot Opr Expenses Dsbrs Chrtbl	$1,320	TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss	$533,686	ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl	$533,686	ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss	$595,651	TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm	$56,395	TotalExpensesNetInvstIncmAmt
Total Expenses Adj Net Incm	$0	TotalExpensesAdjNetIncmAmt
Total Expenses Dsbrs Chrtbl	$535,006	TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses	$438,691	ExcessRevenueOverExpensesAmt
Net Investment Income	$398,538	NetInvestmentIncomeAmt
Adjusted Net Income	$0	AdjustedNetIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Field	Value	IRS element (for citing)
Cash BOY	$512,947	CashBOYAmt
Cash EOY	$657,892	CashEOYAmt
Cash EOYFMV	$657,892	CashEOYFMVAmt
Corporate Stock BOY	$10,806,804	CorporateStockBOYAmt
Corporate Stock EOY	$10,858,306	CorporateStockEOYAmt
Corporate Stock EOYFMV	$10,858,306	CorporateStockEOYFMVAmt
Other Assets BOY	$1,923,964	OtherAssetsBOYAmt
Other Assets EOY	$1,947,969	OtherAssetsEOYAmt
Other Assets EOYFMV	$0	OtherAssetsEOYFMVAmt
Total Assets BOY	$13,243,715	TotalAssetsBOYAmt
Total Assets EOY	$13,464,167	TotalAssetsEOYAmt
Total Assets EOYFMV	$11,516,198	TotalAssetsEOYFMVAmt
Grants Payable BOY	$100,000	GrantsPayableBOYAmt
Total Liabilities BOY	$100,000	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$0	TotalLiabilitiesEOYAmt
Organization Follows SFAS117	Yes (X)	OrganizationFollowsSFAS117Ind
Unrestricted BOY	$13,143,715	UnrestrictedBOYAmt
Unrestricted EOY	$13,464,167	UnrestrictedEOYAmt
Tot Net Ast Or Fund Balances BOY	$13,143,715	TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY	$13,464,167	TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY	$13,243,715	TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY	$13,464,167	TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Field	Value	IRS element (for citing)
Tot Net Ast Or Fund Balances BOY	$13,143,715	TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses	$438,691	ExcessRevenueOverExpensesAmt
Other Increases	$0	OtherIncreasesAmt
Subtotal	$13,582,406	SubtotalAmt
Other Decreases	$118,239	OtherDecreasesAmt
Tot Net Ast Or Fund Balances EOY	$13,464,167	TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (515 entries)

PropertyPropertyDesc	How AcquiredHowAcquiredCd	AcquiredAcquiredDt	SoldSoldDt	Gross Sales PriceGrossSalesPriceAmt	Cost Or Other BasisCostOrOtherBasisAmt	Gain Or LossGainOrLossAmt	Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt
ACTAVIS FUNDING SCS NTS 03.000% 031220 DTD031215 FC091215 CALL@MW	P	2015-04-17	2016-03-24	$1,022	$1,023	-$1	-$1
ADIDAS AG SPON ADR	P	2016-01-19	2016-08-10	$255	$150	$105	$105
ADIDAS AG SPON ADR	P	2016-01-19	2016-07-07	$70	$50	$20	$20
ADIDAS AG SPON ADR	P	2016-01-21	2016-08-12	$519	$291	$228	$228
ADIDAS AG SPON ADR	P	2016-01-21	2016-08-10	$340	$194	$146	$146
ADIDAS AG SPON ADR	P	2016-01-21	2016-08-31	$664	$388	$276	$276
ADIENT PLC	P	2016-10-31	2016-11-01	$122	$126	-$4	-$4
ADIENT PLC	P	2016-10-31	2016-10-31	$14	$14	$0	$0
ADIENT PLC	P	2016-10-31	2016-11-01	$173	$178	-$5	-$5
ADIENT PLC	P	2016-10-31	2016-11-01	$108	$111	-$3	-$3
ADIENT PLC	P	2016-10-31	2016-11-01	$4	$4	$0	$0
ADIENT PLC	P	2016-10-31	2016-11-01	$294	$303	-$9	-$9
ADIENT PLC	P	2016-10-31	2016-11-01	$143	$147	-$4	-$4
ADIENT PLC	P	2016-10-31	2016-11-01	$160	$165	-$5	-$5
ADIENT PLC	P	2016-10-31	2016-11-01	$173	$178	-$5	-$5
ADT CORP COM MERGER : 05/2016	P	2011-03-16	2016-02-16	$1,103	$770	$333	$333
ADT CORP COM MERGER : 05/2016	P	2011-04-20	2016-02-16	$902	$711	$191	$191
ADT CORP COM MERGER : 05/2016	P	2013-08-08	2016-02-16	$2,085	$2,126	-$41	-$41
ADT CORP COM MERGER : 05/2016	P	2013-09-11	2016-02-16	$1,083	$1,083	$0	$0
ALLIANZ FIXED INCOME SHARES: SERIES C	P	2012-05-10	2016-12-16	$2,897	$3,863	-$966	-$966
ALLIANZ FIXED INCOME SHARES: SERIES M	P	2012-05-10	2016-07-06	$2,156	$2,168	-$12	-$12
AMERICAN EXPRESS CRD 02.375% 032417 DTD032612 FC092412 CORP NT	P	2012-05-11	2016-08-11	$10,087	$10,036	$51	$51
AMERICAN EXPRESS CRD 02.375% 032417 DTD032612 FC092412 CORP NT	P	2013-02-06	2016-08-11	$11,096	$11,067	$29	$29
ANGLOGOLD HOLDINGS PLC 08.500% 073020 DTD073013 FC011514 NTS B/E	P	2015-12-29	2016-08-01	$79,781	$77,803	$1,978	$1,978
ANSYS INC	P	2013-08-13	2016-09-23	$555	$533	$22	$22
ANSYS INC	P	2013-09-10	2016-09-23	$1,757	$1,670	$87	$87
ANSYS INC	P	2013-09-11	2016-09-23	$1,572	$1,496	$76	$76
ANSYS INC	P	2013-10-03	2016-09-23	$277	$256	$21	$21
ARCELORMITTAL SA NY REG	P	2014-11-19	2016-01-12	$302	$302	$0	$0
ARCELORMITTAL SA NY REG	P	2015-02-13	2016-01-12	$196	$196	$0	$0
ARCELORMITTAL SA NY REG	P	2015-04-30	2016-01-12	$220	$548	-$328	-$328
ARCELORMITTAL SA NY REG	P	2015-05-15	2016-01-12	$162	$557	-$395	-$395
ARCELORMITTAL SA NY REG	P	2015-10-14	2016-01-12	$120	$227	-$107	-$107
ARCELORMITTAL SA NY REG	P	2016-02-05	2016-08-10	$241	$241	$0	$0
ARCELORMITTAL SA NY REG	P	2016-02-05	2016-05-17	$361	$704	-$343	-$343
ARCELORMITTAL SA NY REG	P	2016-02-05	2016-05-04	$278	$278	$0	$0
ARCELORMITTAL SA NY REG	P	2016-03-14	2016-08-10	$108	$73	$35	$35
ARCELORMITTAL SA NY REG	P	2016-03-14	2016-11-25	$290	$163	$127	$127
ASTRAZENECA PLC SPON ADR	P	2014-10-21	2016-02-12	$117	$137	-$20	-$20
ASTRAZENECA PLC SPON ADR	P	2014-11-04	2016-02-16	$330	$404	-$74	-$74
ASTRAZENECA PLC SPON ADR	P	2014-11-04	2016-02-12	$380	$478	-$98	-$98
ASTRAZENECA PLC SPON ADR	P	2015-08-04	2016-02-16	$30	$34	-$4	-$4
ASTRAZENECA PLC SPON ADR	P	2015-08-04	2016-03-17	$516	$620	-$104	-$104
ASTRAZENECA PLC SPON ADR	P	2015-08-06	2016-03-17	$430	$516	-$86	-$86
ASTRAZENECA PLC SPON ADR	P	2015-08-19	2016-03-17	$458	$534	-$76	-$76
ASTRAZENECA PLC SPON ADR	P	2015-09-22	2016-03-17	$516	$588	-$72	-$72
AUSTRALIA & NEW ZEALAND BKG GRP LTD SPONSRD ADR AUSTRALIA ADR	P	2013-08-09	2016-12-09	$44	$53	-$9	-$9
AVIVA PLC SPON ADR	P	2015-01-14	2016-06-14	$196	$254	-$58	-$58
AVIVA PLC SPON ADR	P	2015-02-17	2016-06-14	$426	$620	-$194	-$194
AVIVA PLC SPON ADR	P	2015-03-25	2016-06-14	$184	$268	-$84	-$84
AVIVA PLC SPON ADR	P	2015-03-26	2016-06-14	$207	$297	-$90	-$90
AVIVA PLC SPON ADR	P	2015-07-23	2016-06-14	$461	$659	-$198	-$198
BANCO SANTANDER S.A SPON ADR	P	2016-02-16	2016-06-10	$779	$720	$59	$59
BANCO SANTANDER S.A SPON ADR	P	2016-02-16	2016-07-19	$830	$808	$22	$22
BANCO SANTANDER S.A SPON ADR	P	2016-03-04	2016-07-19	$522	$574	-$52	-$52
BANK OF HAWAII CORP	P	2014-04-02	2016-04-22	$7,424	$6,695	$729	$729
BANK OF HAWAII CORP	P	2015-03-27	2016-04-22	$4,359	$3,889	$470	$470
BARCLAYS BANK PLC L/O TPAOS RTY SPX 03/29/2019	P	2016-03-29	2016-09-28	$50,000	$50,000	$0	$0
BARCLAYS BANK PLC TRIGGER PAOS XLE 03/29/2018	P	2016-03-29	2016-06-30	$50,000	$50,000	$0	$0
BARCLAYS BK DE US RT 00.5500% MAT 05/06/16 FIXED RATE CD	P	2014-04-29	2016-05-06	$150,000	$150,000	$0	$0
BARCLAYS PLC ADR	P	2013-08-30	2016-01-19	$65	$105	-$40	-$40
BARCLAYS PLC ADR	P	2013-09-11	2016-01-19	$421	$752	-$331	-$331
BARCLAYS PLC ADR	P	2013-10-02	2016-01-19	$248	$406	-$158	-$158
BARCLAYS PLC ADR	P	2013-11-20	2016-01-19	$205	$311	-$106	-$106
BARCLAYS PLC ADR	P	2013-11-20	2016-02-24	$18	$33	-$15	-$15
BARCLAYS PLC ADR	P	2014-04-23	2016-02-24	$237	$452	-$215	-$215
BARCLAYS PLC ADR	P	2014-05-09	2016-02-24	$79	$158	-$79	-$79
BARCLAYS PLC ADR	P	2014-05-09	2016-06-24	$399	$805	-$406	-$406
BARCLAYS PLC ADR	P	2014-10-23	2016-06-24	$382	$641	-$259	-$259
BARCLAYS PLC ADR	P	2015-12-01	2016-06-24	$251	$535	-$284	-$284
BARCLAYS PLC ADR	P	2016-04-14	2016-06-24	$624	$688	-$64	-$64
BAXALTA INC MERGER EFF: 06/2016*	P	2012-05-08	2016-05-09	$1,916	$1,098	$818	$818
BAXALTA INC MERGER EFF: 06/2016*	P	2012-05-08	2016-05-25	$12	$7	$5	$5
BAXALTA INC MERGER EFF: 06/2016*	P	2012-05-08	2016-06-03	$418	$234	$184	$184
BAXALTA INC MERGER EFF: 06/2016*	P	2012-05-09	2016-05-09	$1,703	$976	$727	$727
BAXALTA INC MERGER EFF: 06/2016*	P	2012-06-06	2016-05-09	$426	$225	$201	$201
BAXALTA INC MERGER EFF: 06/2016*	P	2013-08-09	2016-05-09	$213	$165	$48	$48
BAXALTA INC MERGER EFF: 06/2016*	P	2013-08-09	2016-06-03	$1,161	$824	$337	$337
BAXALTA INC MERGER EFF: 06/2016*	P	2013-09-11	2016-06-03	$929	$644	$285	$285
BAXALTA INC MERGER EFF: 06/2016*	P	2013-10-02	2016-06-03	$1,393	$850	$543	$543
BAXALTA INC MERGER EFF: 06/2016*	P	2015-04-02	2016-06-03	$1,626	$1,065	$561	$561
BAXTER INTL INC	P	2012-05-08	2016-10-28	$1,750	$1,114	$636	$636
BAXTER INTL INC	P	2012-05-09	2016-10-28	$1,892	$1,204	$688	$688
BAXTER INTL INC	P	2012-06-06	2016-10-28	$473	$277	$196	$196
BAXTER INTL INC	P	2013-08-09	2016-10-28	$1,419	$1,220	$199	$199
BAXTER INTL INC	P	2013-09-11	2016-10-28	$946	$794	$152	$152
BAXTER INTL INC	P	2013-10-02	2016-10-28	$1,419	$1,049	$370	$370
BAXTER INTL INC	P	2015-04-02	2016-10-28	$1,656	$1,314	$342	$342
BAYER A G SPON ADR	P	2013-08-09	2016-05-23	$95	$117	-$22	-$22
BAYER A G SPON ADR	P	2013-08-30	2016-05-23	$381	$444	-$63	-$63
BAYER A G SPON ADR	P	2013-09-11	2016-05-23	$572	$675	-$103	-$103
BAYER A G SPON ADR	P	2013-10-02	2016-11-09	$404	$471	-$67	-$67
BAYERISCHE MOTOREN WERKE A G EXCHANGE EFF:07/2016 AD	P	2015-11-30	2016-01-19	$536	$593	-$57	-$57
BAYERISCHE MOTOREN WERKE A G EXCHANGE EFF:07/2016 AD	P	2015-11-30	2016-01-21	$424	$546	-$122	-$122
BAYERISCHE MOTOREN WERKE A G EXCHANGE EFF:07/2016 AD	P	2015-11-30	2016-02-09	$303	$437	-$134	-$134
BAYERISCHE MOTOREN WERKE A G EXCHANGE EFF:07/2016 AD	P	2015-12-10	2016-02-09	$329	$462	-$133	-$133
BAYERISCHE MOTOREN WERKE A G EXCHANGE EFF:07/2016 AD	P	2015-12-23	2016-02-09	$303	$529	-$226	-$226
BED BATH & BEYOND INC	P	2014-03-04	2016-06-27	$5,872	$9,557	-$3,685	-$3,685
BG GROUP PLC SPON ADR	P	2014-01-31	2016-01-26	$666	$793	-$127	-$127
BG GROUP PLC SPON ADR	P	2014-07-18	2016-01-26	$411	$587	-$176	-$176
BG GROUP PLC SPON ADR	P	2015-01-21	2016-01-26	$42	$40	$2	$2
BG GROUP PLC SPON ADR	P	2015-01-21	2016-03-07	$638	$566	$72	$72
BG GROUP PLC SPON ADR	P	2015-02-05	2016-03-07	$562	$547	$15	$15
BG GROUP PLC SPON ADR	P	2015-08-06	2016-03-07	$501	$570	-$69	-$69
BLACKROCK BOND ALLOCATION TARGET SHARES BATS SER C	P	2012-05-09	2016-03-24	$4,048	$4,197	-$149	-$149
BLACKROCK BOND ALLOCATION TARGET SHARES BATS SER M	P	2012-05-09	2016-03-24	$842	$903	-$61	-$61
BNP PARIBAS SA ADR	P	2012-08-22	2016-01-15	$123	$109	$14	$14
BNP PARIBAS SA ADR	P	2012-08-23	2016-01-15	$123	$112	$11	$11
BNP PARIBAS SA ADR	P	2013-08-09	2016-01-15	$49	$67	-$18	-$18
BRITISH AMER TOBACCO PLC GB SPON ADR	P	2014-05-19	2016-08-31	$743	$713	$30	$30
BRITISH AMER TOBACCO PLC GB SPON ADR	P	2014-05-19	2016-07-12	$384	$356	$28	$28
BRITISH AMER TOBACCO PLC GB SPON ADR	P	2014-05-30	2016-09-21	$498	$483	$15	$15
BRITISH AMER TOBACCO PLC GB SPON ADR	P	2014-05-30	2016-10-18	$356	$362	-$6	-$6
BROADCOM LTD	P	2013-08-08	2016-02-02	$10	$4	$6	$6
CHEVRON CORP	P	2012-05-17	2016-11-14	$106	$101	$5	$5
CHEVRON CORP	P	2013-10-02	2016-11-14	$1,597	$1,816	-$219	-$219
CHEVRON CORP	P	2014-06-11	2016-11-14	$5,324	$6,255	-$931	-$931
CHEVRON CORP	P	2015-08-28	2016-11-14	$4,791	$3,618	$1,173	$1,173
CNOOC LTD SPON ADR	P	2015-08-28	2016-05-04	$231	$242	-$11	-$11
COMMERCEHUB INC SER A	P	2011-03-16	2016-07-26	$11	$4	$7	$7
COMMERCEHUB INC SER A	P	2011-04-20	2016-07-26	$11	$4	$7	$7
COMMERCEHUB INC SER A	P	2013-01-11	2016-07-26	$2	$1	$1	$1
COMMERCEHUB INC SER A	P	2013-08-08	2016-07-26	$19	$11	$8	$8
COMMERCEHUB INC SER A	P	2013-09-11	2016-07-26	$9	$5	$4	$4
COMMERCEHUB INC SER C	P	2011-03-16	2016-07-26	$22	$7	$15	$15
COMMERCEHUB INC SER C	P	2011-04-20	2016-07-26	$22	$8	$14	$14
COMMERCEHUB INC SER C	P	2013-01-11	2016-07-26	$4	$2	$2	$2
COMMERCEHUB INC SER C	P	2013-08-08	2016-07-26	$38	$22	$16	$16
COMMERCEHUB INC SER C	P	2013-09-11	2016-07-26	$17	$10	$7	$7
CREDIT SUISSE AG L/O TA-CYN SPX RTY 04/12/2019	P	2016-04-08	2016-10-13	$75,000	$75,000	$0	$0
CREDIT SUISSE AG TRIGGER PAOS KBE 03/09/2018	P	2016-03-04	2016-06-08	$75,000	$75,000	$0	$0
CREDIT SUISSE GROUP SPON ADR	P	2015-03-10	2016-04-01	$378	$678	-$300	-$300
CREDIT SUISSE GROUP SPON ADR	P	2015-05-21	2016-04-01	$196	$375	-$179	-$179
CREDIT SUISSE GROUP SPON ADR	P	2015-05-21	2016-05-06	$236	$456	-$220	-$220
CREDIT SUISSE GROUP SPON ADR	P	2015-05-28	2016-05-06	$250	$479	-$229	-$229
CREDIT SUISSE GROUP SPON ADR	P	2015-06-08	2016-05-06	$167	$333	-$166	-$166
CREDIT SUISSE GROUP SPON ADR	P	2016-01-19	2016-05-06	$681	$910	-$229	-$229
DENBURY RESOURCES INC 04.625% 071523 DTD020513 FC071513 CALL@MW	P	2014-04-28	2016-02-10	$4,218	$24,251	-$20,033	-$20,033
DENTSPLY SIRONA INC	P	2013-08-13	2016-03-01	$31	$20	$11	$11
DEUTSCHE BANK AG REG SHS ORD EUR	P	2016-05-06	2016-09-26	$782	$1,113	-$331	-$331
E ON SE SPON ADR	P	2016-01-26	2016-08-18	$410	$453	-$43	-$43
E ON SE SPON ADR	P	2016-01-26	2016-08-17	$902	$1,009	-$107	-$107
EUROPEAN AERONAUT UNSPONSORED ADR	P	2014-10-21	2016-04-26	$475	$413	$62	$62
EUROPEAN AERONAUT UNSPONSORED ADR	P	2014-12-11	2016-06-02	$522	$438	$84	$84
EUROPEAN AERONAUT UNSPONSORED ADR	P	2014-12-11	2016-04-26	$82	$64	$18	$18
EXPRESS SCRIPTS HLDG CO	P	2013-06-21	2016-11-30	$3,229	$2,599	$630	$630
EXPRESS SCRIPTS HLDG CO	P	2013-09-11	2016-11-30	$1,538	$1,316	$222	$222
EXPRESS SCRIPTS HLDG CO	P	2014-06-19	2016-11-30	$1,000	$887	$113	$113
FHLMC BOND 01.000 % DUE 072817 DTD 062512 FC 01	P	2013-11-20	2016-11-16	$32,057	$32,007	$50	$50
FHLMC BOND 01.000 % DUE 072817 DTD 062512 FC 01	P	2013-11-20	2016-03-24	$1,002	$1,000	$2	$2
FIRST CASH FINCL SERVICES NAME CHANGE EFF: 09/2016	P	2014-02-19	2016-03-02	$3,638	$4,386	-$748	-$748
FIRST CASH FINCL SERVICES NAME CHANGE EFF: 09/2016	P	2014-04-21	2016-03-02	$4,315	$4,832	-$517	-$517
FNMA NTS 01.250 % DUE 013017 DTD 010912 FC 01	P	2012-02-01	2016-11-02	$27,057	$27,018	$39	$39
FNMA NTS 01.250 % DUE 013017 DTD 010912 FC 01	P	2012-05-17	2016-11-02	$3,006	$3,002	$4	$4
FNMA NTS 01.250 % DUE 013017 DTD 010912 FC 01	P	2012-05-18	2016-11-02	$1,002	$1,001	$1	$1
GLAXO SMITHKLINE PLC ADR	P	2015-10-13	2016-10-18	$542	$526	$16	$16
GLAXO SMITHKLINE PLC ADR	P	2015-10-13	2016-09-21	$556	$526	$30	$30
GLAXO SMITHKLINE PLC ADR	P	2015-10-13	2016-11-09	$556	$567	-$11	-$11
GLAXO SMITHKLINE PLC ADR	P	2015-10-13	2016-11-16	$346	$364	-$18	-$18
GLAXO SMITHKLINE PLC ADR	P	2015-10-13	2016-04-14	$426	$405	$21	$21
GLAXO SMITHKLINE PLC ADR	P	2015-10-23	2016-11-16	$423	$463	-$40	-$40
GLAXO SMITHKLINE PLC ADR	P	2015-12-09	2016-11-16	$423	$441	-$18	-$18
GLAXO SMITHKLINE PLC ADR	P	2016-01-05	2016-11-16	$308	$324	-$16	-$16
GLAXO SMITHKLINE PLC ADR	P	2016-01-05	2016-11-22	$417	$446	-$29	-$29
GLAXO SMITHKLINE PLC ADR	P	2016-01-05	2016-11-29	$77	$81	-$4	-$4
GLAXO SMITHKLINE PLC ADR	P	2016-01-28	2016-11-29	$689	$727	-$38	-$38
GLAXO SMITHKLINE PLC ADR	P	2016-03-17	2016-11-29	$1,071	$1,136	-$65	-$65
GOTHAM ABSOLUTE RETURN INSTITUTIONAL	P	2014-01-22	2016-12-08	$15,737	$15,313	$424	$424
GOTHAM ABSOLUTE RETURN INSTITUTIONAL	P	2014-12-18	2016-12-08	$5,448	$5,631	-$183	-$183
GOTHAM ABSOLUTE RETURN INSTITUTIONAL	P	2014-12-18	2016-12-08	$1,019	$1,053	-$34	-$34
GOTHAM ABSOLUTE RETURN INSTITUTIONAL	P	2015-02-09	2016-12-08	$48,797	$50,000	-$1,203	-$1,203
GOTHAM NEUTRAL FUND CLASS I	P	2014-09-03	2016-12-08	$21,000	$22,898	-$1,898	-$1,898
GS FINANCE CORP TRIGGER PAOS SPY 02/09/2018	P	2016-02-05	2016-05-09	$75,000	$75,000	$0	$0
HENRY JACK & ASSOC INC	P	2013-08-13	2016-01-22	$2,965	$1,927	$1,038	$1,038
HONDA MOTOR CO ADR JAPAN ADR	P	2016-02-29	2016-11-09	$194	$180	$14	$14
HSBC USA INC L/O TA-CYN SPX RTY 04/30/2019	P	2016-04-27	2016-10-26	$50,000	$50,000	$0	$0
INDUSTRIAL & COML BK CHINA ADR	P	2014-07-29	2016-02-02	$380	$534	-$154	-$154
INDUSTRIAL & COML BK CHINA ADR	P	2014-11-24	2016-02-02	$449	$600	-$151	-$151
INDUSTRIAL & COML BK CHINA ADR	P	2015-10-09	2016-02-02	$254	$335	-$81	-$81
INDUSTRIAL & COML BK CHINA ADR	P	2015-12-10	2016-02-02	$293	$350	-$57	-$57
INFINEON TECHNOLOGIES ADR	P	2015-03-12	2016-11-02	$156	$105	$51	$51
INFINEON TECHNOLOGIES ADR	P	2015-03-12	2016-07-27	$180	$129	$51	$51
INFINEON TECHNOLOGIES ADR	P	2015-03-12	2016-08-31	$402	$281	$121	$121
INFINEON TECHNOLOGIES ADR	P	2015-03-12	2016-11-28	$472	$328	$144	$144
INTERCONTINENTAL HOTELS GROUP PLC NEW SPON ADR	P	2013-08-30	2016-08-31	$119	$101	$18	$18
INTERCONTINENTAL HOTELS GROUP PLC NEW SPON ADR	P	2013-08-30	2016-05-09	$20	$18	$2	$2
INTERCONTINENTAL HOTELS GROUP PLC NEW SPON ADR	P	2013-09-11	2016-08-31	$311	$284	$27	$27
INTERCONTINENTAL HOTELS GROUP PLC NEW SPON ADR	P	2013-09-11	2016-09-28	$82	$79	$3	$3
INTERCONTINENTAL HOTELS GROUP PLC NEW SPON ADR	P	2013-10-02	2016-09-28	$158	$147	$11	$11
INTERCONTINENTAL HOTELS GROUP PLC NEW SPON ADR	P	2013-12-26	2016-09-28	$129	$136	-$7	-$7
INTESA SANPAOLO SPON ADR	P	2014-11-05	2016-07-07	$263	$423	-$160	-$160
INTESA SANPAOLO SPON ADR	P	2014-11-05	2016-06-27	$457	$761	-$304	-$304
INTL PAPER CO B/E 07.500% 081521 DTD081009 FC021510 M\W +50	P	2012-05-10	2016-03-24	$1,200	$1,175	$25	$25
INTL PAPER CO B/E 07.500% 081521 DTD081009 FC021510 M\W +50	P	2012-05-10	2016-08-11	$8,606	$8,147	$459	$459
INTL PAPER CO B/E 07.500% 081521 DTD081009 FC021510 M\W +50	P	2012-05-18	2016-08-11	$1,229	$1,157	$72	$72
ITAU UNIBANCO HLDG SA ADR	P	2015-04-24	2016-03-14	$590	$783	-$193	-$193
ITAU UNIBANCO HLDG SA ADR	P	2015-04-24	2016-03-29	$366	$509	-$143	-$143
ITAU UNIBANCO HLDG SA ADR	P	2015-05-01	2016-03-29	$448	$600	-$152	-$152
ITAU UNIBANCO HLDG SA ADR	P	2015-08-27	2016-03-29	$450	$406	$44	$44
IVY ASSET STRATEGY FUND CLASS C	P	2013-09-10	2016-12-08	$24,263	$35,005	-$10,742	-$10,742
IVY ASSET STRATEGY FUND CLASS C	P	2013-10-01	2016-12-08	$24,127	$35,005	-$10,878	-$10,878
IVY ASSET STRATEGY FUND CLASS C	P	2013-11-19	2016-12-08	$1,609	$2,429	-$820	-$820
JEFFERIES GROUP INC 05.125% 012023 DTD011813 FC072013 CALL@MW	P	2015-11-10	2016-05-11	$62,234	$61,078	$1,156	$1,156
JEFFERIES GROUP INC 05.125% 012023 DTD011813 FC072013 CALL@MW	P	2015-12-29	2016-05-11	$41,490	$40,698	$792	$792
JOHNSON CTLS INTL PLC	P	2011-04-20	2016-09-06	$28	$15	$13	$13
JP MORGAN INTERNATIONAL VALUE SMA FUND	P	2013-08-12	2016-01-19	$2,986	$3,266	-$280	-$280
JP MORGAN INTERNATIONAL VALUE SMA FUND	P	2013-08-12	2016-10-12	$2,024	$2,240	-$216	-$216
JPMORGAN CHASE & CO NTS 02.200% 102219 DTD102214 FC042215 B/E	P	2014-10-17	2016-02-24	$13,988	$13,916	$72	$72
KBC GROUP NV ADR	P	2015-12-03	2016-09-16	$672	$706	-$34	-$34
KBC GROUP NV ADR	P	2015-12-03	2016-06-14	$327	$368	-$41	-$41
KONINKLIJKE PHILIPS NV SPON ADR	P	2015-10-19	2016-05-12	$1,261	$1,227	$34	$34
KONINKLIJKE PHILIPS NV SPON ADR	P	2015-10-23	2016-05-12	$105	$105	$0	$0
KONINKLIJKE PHILIPS NV SPON ADR	P	2015-10-23	2016-05-13	$1,053	$1,100	-$47	-$47
KONINKLIJKE PHILIPS NV SPON ADR	P	2016-03-04	2016-05-13	$627	$667	-$40	-$40
KONINKLIJKE PHILIPS NV SPON ADR	P	2016-06-15	2016-06-23	$53	$49	$4	$4
LAFARGEHOLCIM LTD UNSPONSORED ADR	P	2016-04-08	2016-06-24	$385	$444	-$59	-$59
LIBERTY BRAVES GROUP	P	2011-03-16	2016-04-18	$16	$10	$6	$6
LIBERTY BRAVES GROUP SER C	P	2011-03-16	2016-04-18	$14	$7	$7	$7
LIBERTY EXPEDIA HOLDINGS INC SER A	P	2011-03-16	2016-11-08	$149	$44	$105	$105
LIBERTY EXPEDIA HOLDINGS INC SER A	P	2011-04-20	2016-11-08	$148	$46	$102	$102
LIBERTY EXPEDIA HOLDINGS INC SER A	P	2013-01-11	2016-11-08	$25	$11	$14	$14
LIBERTY EXPEDIA HOLDINGS INC SER A	P	2013-08-08	2016-11-08	$257	$131	$126	$126
LIBERTY EXPEDIA HOLDINGS INC SER A	P	2013-09-11	2016-11-08	$116	$61	$55	$55
LIBERTY MEDIA CORP-LIBERTY FORMULA ONE SER C	P	2011-03-16	2016-04-18	$9	$5	$4	$4
LIBERTY MEDIA CORP - LIBERTY FORMULA ONE SER A	P	2011-03-16	2016-04-18	$14	$7	$7	$7
LIONS GATE ENTERTAINMENT CORP CL B	P	2016-12-09	2016-12-09	$20	$20	$0	$0
LIVANOVA PLC GBP	P	2015-10-19	2016-08-15	$6,449	$7,147	-$698	-$698
LLOYDS BANKING GROUP PLC SPON ADR	P	2015-05-05	2016-06-27	$352	$641	-$289	-$289
LLOYDS BANKING GROUP PLC SPON ADR	P	2015-05-05	2016-07-06	$639	$1,302	-$663	-$663
LLOYDS BANKING GROUP PLC SPON ADR	P	2015-05-05	2016-03-10	$722	$910	-$188	-$188
LLOYDS BANKING GROUP PLC SPON ADR	P	2015-05-12	2016-07-06	$245	$538	-$293	-$293
LLOYDS BANKING GROUP PLC SPON ADR	P	2015-08-14	2016-07-06	$140	$283	-$143	-$143
LLOYDS BANKING GROUP PLC SPON ADR	P	2015-08-14	2016-12-09	$113	$182	-$69	-$69
LLOYDS BANKING GROUP PLC SPON ADR	P	2015-09-29	2016-12-09	$266	$382	-$116	-$116
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2012-07-27	2016-12-08	$24,630	$25,005	-$375	-$375
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2012-08-22	2016-12-08	$79	$82	-$3	-$3
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2012-09-04	2016-12-08	$4,845	$5,005	-$160	-$160
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2012-09-21	2016-12-08	$76	$80	-$4	-$4
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2012-10-22	2016-12-08	$80	$84	-$4	-$4
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2012-11-02	2016-12-08	$9,519	$10,005	-$486	-$486
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2012-11-21	2016-12-08	$142	$147	-$5	-$5
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2012-12-20	2016-12-08	$385	$409	-$24	-$24
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2013-01-28	2016-12-08	$97	$105	-$8	-$8
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2013-02-25	2016-12-08	$122	$130	-$8	-$8
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2013-03-26	2016-12-08	$116	$126	-$10	-$10
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2013-04-25	2016-12-08	$105	$117	-$12	-$12
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2013-05-28	2016-12-08	$134	$151	-$17	-$17
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2013-06-25	2016-12-08	$116	$123	-$7	-$7
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2013-07-26	2016-12-08	$116	$126	-$10	-$10
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2013-08-27	2016-12-08	$133	$142	-$9	-$9
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2013-09-25	2016-12-08	$101	$110	-$9	-$9
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2013-10-28	2016-12-08	$108	$122	-$14	-$14
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2013-11-26	2016-12-08	$140	$157	-$17	-$17
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2013-12-16	2016-12-08	$202	$224	-$22	-$22
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2013-12-16	2016-12-08	$105	$117	-$12	-$12
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2013-12-16	2016-12-08	$4	$5	-$1	-$1
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2014-01-28	2016-12-08	$78	$87	-$9	-$9
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2014-02-24	2016-12-08	$89	$101	-$12	-$12
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2014-03-25	2016-12-08	$88	$100	-$12	-$12
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2014-04-24	2016-12-08	$83	$96	-$13	-$13
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2014-05-23	2016-12-08	$113	$131	-$18	-$18
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2014-06-23	2016-12-08	$92	$108	-$16	-$16
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2014-07-25	2016-12-08	$70	$83	-$13	-$13
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2014-08-25	2016-12-08	$85	$100	-$15	-$15
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2014-09-24	2016-12-08	$74	$86	-$12	-$12
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2014-10-24	2016-12-08	$88	$101	-$13	-$13
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2014-11-24	2016-12-08	$127	$148	-$21	-$21
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2014-12-16	2016-12-08	$202	$222	-$20	-$20
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2014-12-16	2016-12-08	$905	$993	-$88	-$88
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2014-12-16	2016-12-08	$88	$97	-$9	-$9
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2015-01-28	2016-12-08	$93	$104	-$11	-$11
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2015-02-25	2016-12-08	$110	$124	-$14	-$14
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2015-03-25	2016-12-08	$59	$66	-$7	-$7
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2015-04-23	2016-12-08	$75	$84	-$9	-$9
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2015-05-22	2016-12-08	$103	$115	-$12	-$12
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2015-06-23	2016-12-08	$90	$98	-$8	-$8
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2015-07-24	2016-12-08	$81	$86	-$5	-$5
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2015-08-24	2016-12-08	$104	$106	-$2	-$2
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2015-09-24	2016-12-08	$61	$62	-$1	-$1
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2015-10-26	2016-12-08	$54	$57	-$3	-$3
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2015-11-24	2016-12-08	$93	$96	-$3	-$3
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2015-12-17	2016-12-08	$58	$54	$4	$4
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2015-12-17	2016-12-08	$2,600	$2,441	$159	$159
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2015-12-17	2016-12-08	$399	$375	$24	$24
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2016-01-28	2016-12-08	$11	$10	$1	$1
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2016-02-26	2016-12-08	$49	$45	$4	$4
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2016-03-28	2016-12-08	$47	$44	$3	$3
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2016-04-25	2016-12-08	$25	$24	$1	$1
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2016-05-24	2016-12-08	$59	$57	$2	$2
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2016-06-23	2016-12-08	$22	$22	$0	$0
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2016-07-25	2016-12-08	$27	$27	$0	$0
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2016-08-23	2016-12-08	$18	$19	-$1	-$1
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2016-09-23	2016-12-08	$8	$8	$0	$0
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2016-10-25	2016-12-08	$102	$102	$0	$0
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C	P	2016-11-28	2016-12-08	$90	$89	$1	$1
MITSUBISHI UFJ FINANCIAL GROUP INC SPON ADR	P	2013-08-09	2016-12-09	$233	$220	$13	$13
MORGAN STANLEY TRIGGER PAOS IBB 10/06/2017	P	2015-10-02	2016-01-06	$100,000	$100,000	$0	$0
MORGAN STANLEY TRIGGER PS XLE 08/31/2020	P	2015-08-26	2016-11-30	$65,705	$50,000	$15,705	$15,705
NATIONAL GRID PLC NEW SPON ADR	P	2015-03-18	2016-07-15	$725	$647	$78	$78
NATIONAL GRID PLC NEW SPON ADR	P	2015-03-18	2016-04-22	$689	$647	$42	$42
NATIONAL GRID PLC NEW SPON ADR	P	2015-03-18	2016-11-11	$425	$453	-$28	-$28
NAVIENT CORP NTS B/E 05.000% 102620 DTD110614 CALL@MW+50BP	P	2014-11-10	2016-09-01	$60,034	$60,788	-$754	-$754
NESTLE S A SPONSORED ADR REPSTG REG SHS SWITZ ADR	P	2014-08-18	2016-02-23	$495	$540	-$45	-$45
NESTLE S A SPONSORED ADR REPSTG REG SHS SWITZ ADR	P	2014-08-18	2016-03-03	$1,570	$1,698	-$128	-$128
NESTLE S A SPONSORED ADR REPSTG REG SHS SWITZ ADR	P	2015-07-06	2016-03-03	$143	$146	-$3	-$3
NIPPON TELEG & TEL CORP SPON ADR	P	2014-08-01	2016-04-13	$89	$67	$22	$22
NIPPON TELEG & TEL CORP SPON ADR	P	2014-08-06	2016-04-13	$1,161	$845	$316	$316
NIPPON TELEG & TEL CORP SPON ADR	P	2014-08-21	2016-04-13	$179	$135	$44	$44
NIPPON TELEG & TEL CORP SPON ADR	P	2014-08-21	2016-05-17	$761	$572	$189	$189
NIPPON TELEG & TEL CORP SPON ADR	P	2014-08-21	2016-08-01	$480	$336	$144	$144
NIPPON TELEG & TEL CORP SPON ADR	P	2014-10-10	2016-08-01	$96	$58	$38	$38
NISSAN MTR LTD SPONS ADR JAPAN ADR	P	2015-06-22	2016-02-17	$1,081	$1,257	-$176	-$176
NISSAN MTR LTD SPONS ADR JAPAN ADR	P	2015-06-24	2016-02-29	$1,014	$1,151	-$137	-$137
NISSAN MTR LTD SPONS ADR JAPAN ADR	P	2015-06-24	2016-02-17	$157	$185	-$28	-$28
NISSAN MTR LTD SPONS ADR JAPAN ADR	P	2015-07-06	2016-02-29	$163	$193	-$30	-$30
NISSAN MTR LTD SPONS ADR JAPAN ADR	P	2015-11-03	2016-02-29	$435	$514	-$79	-$79
NOKIA CORP SPONS ADR FINLAND ADR	P	2015-09-01	2016-02-05	$397	$396	$1	$1
NOKIA CORP SPONS ADR FINLAND ADR	P	2015-09-01	2016-04-01	$975	$1,024	-$49	-$49
NOKIA CORP SPONS ADR FINLAND ADR	P	2015-09-09	2016-05-23	$699	$869	-$170	-$170
NOKIA CORP SPONS ADR FINLAND ADR	P	2015-09-09	2016-04-01	$250	$279	-$29	-$29
NOKIA CORP SPONS ADR FINLAND ADR	P	2015-09-23	2016-05-23	$423	$539	-$116	-$116
NOKIA CORP SPONS ADR FINLAND ADR	P	2015-10-14	2016-05-23	$464	$614	-$150	-$150
NORDEA BANK SWED ADR	P	2015-11-20	2016-11-01	$376	$395	-$19	-$19
NORSK HYDRO A.S NEW NORWAY SPON ADR	P	2014-04-23	2016-03-14	$425	$540	-$115	-$115
OPPENHEIMER GOVERNMENT CASH RESERVES FUND CLASS C	P	2015-12-29	2016-03-02	$222,828	$222,828	$0	$0
PEPSICO INC	P	2012-05-08	2016-02-17	$1,490	$994	$496	$496
PEPSICO INC	P	2012-05-09	2016-02-17	$497	$330	$167	$167
PNC FINANCIAL SERVICES GROUP	P	2012-05-08	2016-11-22	$2,208	$1,316	$892	$892
PRIMERICA INC	P	2015-04-13	2016-11-25	$5,621	$3,786	$1,835	$1,835
PRUDENTIAL PLC ADR UNITED KINGDOM	P	2012-06-25	2016-12-08	$492	$265	$227	$227
RENTRAK CORP MERGER EFF: 02/2016	P	2015-02-13	2016-01-26	$3,689	$4,382	-$693	-$693
RENTRAK CORP MERGER EFF: 02/2016	P	2015-04-15	2016-01-26	$2,066	$2,211	-$145	-$145
RIO TINTO PLC SPON ADR	P	2015-09-11	2016-05-04	$610	$744	-$134	-$134
RIO TINTO PLC SPON ADR	P	2015-09-11	2016-11-25	$155	$149	$6	$6
ROCHE HLDG LTD SPONS ADR SWITZ ADR	P	2012-09-26	2016-01-28	$605	$448	$157	$157
ROCHE HLDG LTD SPONS ADR SWITZ ADR	P	2012-12-14	2016-01-28	$255	$204	$51	$51
ROCHE HLDG LTD SPONS ADR SWITZ ADR	P	2013-08-30	2016-01-28	$255	$250	$5	$5
ROCHE HLDG LTD SPONS ADR SWITZ ADR	P	2013-09-11	2016-04-21	$260	$258	$2	$2
ROCHE HLDG LTD SPONS ADR SWITZ ADR	P	2013-09-11	2016-01-28	$64	$65	-$1	-$1
ROCHE HLDG LTD SPONS ADR SWITZ ADR	P	2013-10-02	2016-04-21	$195	$201	-$6	-$6
ROCHE HLDG LTD SPONS ADR SWITZ ADR	P	2013-10-28	2016-04-21	$260	$278	-$18	-$18
ROCHE HLDG LTD SPONS ADR SWITZ ADR	P	2013-10-28	2016-05-04	$186	$209	-$23	-$23
ROCHE HLDG LTD SPONS ADR SWITZ ADR	P	2013-12-19	2016-05-04	$371	$406	-$35	-$35
ROCHE HLDG LTD SPONS ADR SWITZ ADR	P	2014-01-31	2016-05-04	$93	$103	-$10	-$10
ROSS STORES INC	P	2013-09-10	2016-01-20	$1,835	$1,249	$586	$586
ROSS STORES INC	P	2013-09-11	2016-01-20	$2,039	$1,412	$627	$627
ROSS STORES INC	P	2013-10-03	2016-01-20	$713	$512	$201	$201
ROSS STORES INC	P	2013-10-03	2016-09-29	$511	$293	$218	$218
ROSS STORES INC	P	2013-11-20	2016-09-29	$767	$487	$280	$280
ROSS STORES INC	P	2014-07-30	2016-09-29	$2,236	$1,134	$1,102	$1,102
ROSS STORES INC	P	2014-07-30	2016-11-22	$5,314	$2,495	$2,819	$2,819
ROYAL DUTCH SHELL PLC CL A SPON ADR	P	2015-11-04	2016-09-02	$484	$542	-$58	-$58
ROYAL DUTCH SHELL PLC CL A SPON ADR	P	2015-11-04	2016-09-28	$709	$814	-$105	-$105
ROYAL KPN N.V. SPON ADR	P	2014-01-29	2016-02-17	$177	$178	-$1	-$1
ROYAL KPN N.V. SPON ADR	P	2014-01-30	2016-02-17	$11	$11	$0	$0
ROYAL KPN N.V. SPON ADR	P	2014-01-30	2016-04-13	$511	$505	$6	$6
ROYAL KPN N.V. SPON ADR	P	2014-01-30	2016-02-17	$962	$999	-$37	-$37
ROYAL KPN N.V. SPON ADR	P	2014-02-06	2016-04-26	$1,080	$1,070	$10	$10
ROYAL KPN N.V. SPON ADR	P	2014-02-06	2016-04-13	$198	$191	$7	$7
RSA INS GROUP PLC SPON ADR	P	2016-01-22	2016-04-12	$143	$124	$19	$19
RSA INS GROUP PLC SPON ADR	P	2016-01-25	2016-06-02	$1,328	$1,132	$196	$196
RSA INS GROUP PLC SPON ADR	P	2016-01-25	2016-04-12	$299	$261	$38	$38
RTS LIBERTY MEDIA CORP DEL EXP 06/16/16	P	2011-03-16	2016-06-07			$0	$0
RTS LIBERTY MEDIA CORP DEL EXP 06/16/16	P	2011-04-20	2016-06-07	$1		$1	$1
RTS LIBERTY MEDIA CORP DEL EXP 06/16/16	P	2013-09-04	2016-06-07			$0	$0
RTS LIBERTY MEDIA CORP DEL EXP 06/16/16	P	2013-10-02	2016-06-07			$0	$0
RTS LIBERTY MEDIA CORP DEL EXP 06/16/16	P	2016-05-19	2016-06-07	$2		$2	$2
RTS LIBERTY MEDIA CORP DEL EXP 06/16/16	P	2016-05-19	2016-06-07	$2		$2	$2
RTS LIBERTY MEDIA CORP DEL EXP 06/16/16	P	2016-05-19	2016-06-07	$6		$6	$6
RYANAIR HOLDINGS PLC SPON ADR	P	2014-02-28	2016-01-26	$293	$208	$85	$85
RYANAIR HOLDINGS PLC SPON ADR	P	2014-03-03	2016-01-26	$199	$139	$60	$60
RYANAIR HOLDINGS PLC SPON ADR	P	2014-03-03	2016-04-14	$492	$345	$147	$147
SANDISK CORP MERGER : 05/2016	P	2012-11-28	2016-05-13	$1,525	$813	$712	$712
SANDISK CORP MERGER : 05/2016	P	2013-07-30	2016-05-13	$1,144	$814	$330	$330
SANDISK CORP MERGER : 05/2016	P	2013-08-08	2016-05-13	$2,517	$1,921	$596	$596
SANDISK CORP MERGER : 05/2016	P	2013-09-11	2016-05-13	$2,288	$1,803	$485	$485
SANDISK CORP MERGER : 05/2016	P	2015-01-14	2016-05-13	$2,669	$2,794	-$125	-$125
SANDISK CORP MERGER : 05/2016	P	2015-04-16	2016-05-13	$2,441	$2,144	$297	$297
SANDISK CORP MERGER : 05/2016	P	2015-08-18	2016-05-13	$2,212	$1,651	$561	$561
SCHWAB CHARLES CORP NEW	P	2016-02-05	2016-11-22	$6,459	$4,175	$2,284	$2,284
SEVEN & I HLDGS CO LTD ADR	P	2013-08-30	2016-01-19	$237	$189	$48	$48
SEVEN & I HLDGS CO LTD ADR	P	2013-09-11	2016-01-20	$104	$91	$13	$13
SEVEN & I HLDGS CO LTD ADR	P	2013-09-11	2016-02-24	$215	$199	$16	$16
SEVEN & I HLDGS CO LTD ADR	P	2013-09-11	2016-01-19	$86	$72	$14	$14
SEVEN & I HLDGS CO LTD ADR	P	2013-10-02	2016-02-24	$468	$432	$36	$36
SEVEN & I HLDGS CO LTD ADR	P	2013-12-26	2016-02-24	$468	$470	-$2	-$2
SEVEN & I HLDGS CO LTD ADR	P	2015-03-11	2016-02-24	$429	$423	$6	$6
SHIRE PLC SPON ADR	P	2016-06-03	2016-07-12	$584	$576	$8	$8
SHIRE PLC SPON ADR	P	2016-06-03	2016-07-12	$231	$228	$3	$3
SHIRE PLC SPON ADR	P	2016-06-03	2016-07-12	$158	$156	$2	$2
SHIRE PLC SPON ADR	P	2016-06-03	2016-07-12	$707	$697	$10	$10
SHIRE PLC SPON ADR	P	2016-06-03	2016-07-12	$71	$70	$1	$1
SHIRE PLC SPON ADR	P	2016-06-03	2016-07-12	$505	$498	$7	$7
SHIRE PLC SPON ADR	P	2016-06-03	2016-07-12	$273	$269	$4	$4
SHIRE PLC SPON ADR	P	2016-06-03	2016-07-12	$448	$442	$6	$6
SHIRE PLC SPON ADR	P	2016-06-03	2016-07-12	$136	$134	$2	$2
SHIRE PLC SPON ADR	P	2016-06-03	2016-06-03	$122	$122	$0	$0
SHIRE PLC SPON ADR	P	2016-06-03	2016-07-28	$191	$192	-$1	-$1
SNAP ON INC	P	2013-10-03	2016-01-20	$4,345	$2,880	$1,465	$1,465
SOCIETE GENERALE FRANCE SPONS ADR ADR	P	2015-02-26	2016-01-22	$231	$278	-$47	-$47
SOCIETE GENERALE FRANCE SPONS ADR ADR	P	2015-03-02	2016-01-22	$216	$262	-$46	-$46
SOCIETE GENERALE FRANCE SPONS ADR ADR	P	2015-03-03	2016-01-22	$378	$451	-$73	-$73
SOCIETE GENERALE FRANCE SPONS ADR ADR	P	2015-06-30	2016-01-22	$247	$302	-$55	-$55
SOCIETE GENERALE FRANCE SPONS ADR ADR	P	2015-10-23	2016-01-22	$509	$633	-$124	-$124
SONY CORP ADR NEW JAPAN ADR	P	2014-09-15	2016-04-14	$471	$336	$135	$135
SONY CORP ADR NEW JAPAN ADR	P	2014-09-15	2016-01-21	$761	$712	$49	$49
SONY CORP ADR NEW JAPAN ADR	P	2014-09-15	2016-06-14	$385	$277	$108	$108
SONY CORP ADR NEW JAPAN ADR	P	2014-09-15	2016-08-31	$416	$257	$159	$159
SONY CORP ADR NEW JAPAN ADR	P	2014-09-30	2016-08-31	$160	$90	$70	$70
SOUTHWESTERN ENERGY CO	P	2014-10-22	2016-01-27	$2,794	$10,104	-$7,310	-$7,310
SOUTHWESTERN ENERGY CO	P	2015-01-02	2016-01-27	$1,282	$3,799	-$2,517	-$2,517
SOUTHWESTERN ENERGY CO	P	2015-06-24	2016-01-27	$641	$1,676	-$1,035	-$1,035
SPRINT NEXTEL CORP B/E 06.000% 111522 DTD111412 FC051513 CALL@MW	P	2014-09-05	2016-12-13	$39,621	$40,004	-$383	-$383
STARZ MERGER EFF: 12/2016 SER A	P	2011-03-16	2016-12-09	$537	$110	$427	$427
STARZ MERGER EFF: 12/2016 SER A	P	2011-04-20	2016-12-09	$358	$79	$279	$279
STARZ MERGER EFF: 12/2016 SER A	P	2013-09-11	2016-12-09	$1,468	$1,067	$401	$401
SUMITOMO MITSUI FINANCIAL SPON ADR	P	2013-08-09	2016-01-19	$571	$777	-$206	-$206
SUMITOMO MITSUI FINANCIAL SPON ADR	P	2013-08-09	2016-01-29	$52	$75	-$23	-$23
SUMITOMO MITSUI FINANCIAL SPON ADR	P	2013-08-30	2016-01-29	$353	$478	-$125	-$125
SUMITOMO MITSUI FINANCIAL SPON ADR	P	2013-09-11	2016-01-29	$497	$732	-$235	-$235
SUMITOMO MITSUI FINANCIAL SPON ADR	P	2013-10-02	2016-01-29	$392	$580	-$188	-$188
SUMITOMO MITSUI FINANCIAL SPON ADR	P	2014-11-03	2016-01-29	$301	$384	-$83	-$83
TAIWAN SEMICONDUCTOR MFG CO LTD ADR	P	2013-08-22	2016-09-12	$6,035	$3,376	$2,659	$2,659
TECHNIP SA NEW MERGER EFF: 01/2017 SPON ADR	P	2016-08-17	2016-12-01	$296	$244	$52	$52
TECHNIP SA NEW MERGER EFF: 01/2017 SPON ADR	P	2016-08-17	2016-11-22	$191	$158	$33	$33
TECHNIP SA NEW MERGER EFF: 01/2017 SPON ADR	P	2016-08-18	2016-12-01	$261	$222	$39	$39
TELECOM ITALIA SPA NEW REPSTG 10 ORD SHS SPON ADR	P	2014-09-24	2016-04-26	$419	$502	-$83	-$83
TELECOM ITALIA SPA NEW REPSTG 10 ORD SHS SPON ADR	P	2014-12-04	2016-04-26	$185	$219	-$34	-$34
TELECOM ITALIA SPA NEW REPSTG 10 ORD SHS SPON ADR	P	2015-01-21	2016-04-26	$88	$99	-$11	-$11
TELECOM ITALIA SPA NEW REPSTG 10 ORD SHS SPON ADR	P	2015-01-21	2016-06-24	$211	$298	-$87	-$87
TELECOM ITALIA SPA NEW REPSTG 10 ORD SHS SPON ADR	P	2015-01-21	2016-06-24	$102	$144	-$42	-$42
TOTAL CPTL CANADA LTD 01.450% 011518 DTD011713 FC071513 CALL@MW	P	2013-02-06	2016-03-24	$1,000	$1,001	-$1	-$1
TOWERS WATSON & CO MERGER EFF: 01/2016 CL A	P	2014-07-30	2016-01-04	$4,476	$3,986	$490	$490
TOYOTA MOTOR CORP NEW JAPAN SPON ADR	P	2013-09-11	2016-02-25	$105	$128	-$23	-$23
TOYOTA MOTOR CORP NEW JAPAN SPON ADR	P	2013-10-02	2016-02-25	$210	$255	-$45	-$45
TOYOTA MOTOR CORP NEW JAPAN SPON ADR	P	2013-10-02	2016-03-01	$320	$382	-$62	-$62
TOYOTA MOTOR CORP NEW JAPAN SPON ADR	P	2014-05-28	2016-03-01	$853	$879	-$26	-$26
TOYOTA MOTOR CORP NEW JAPAN SPON ADR	P	2014-05-28	2016-03-14	$327	$330	-$3	-$3
TOYOTA MOTOR CORP NEW JAPAN SPON ADR	P	2014-06-02	2016-03-14	$546	$568	-$22	-$22
TOYOTA MOTOR CORP NEW JAPAN SPON ADR	P	2014-06-02	2016-03-29	$215	$227	-$12	-$12
TOYOTA MOTOR CORP NEW JAPAN SPON ADR	P	2014-06-19	2016-03-29	$215	$236	-$21	-$21
TOYOTA MOTOR CORP NEW JAPAN SPON ADR	P	2014-06-19	2016-04-07	$1,079	$1,297	-$218	-$218
TOYOTA MOTOR CORP NEW JAPAN SPON ADR	P	2014-10-08	2016-05-31	$514	$577	-$63	-$63
TOYOTA MOTOR CORP NEW JAPAN SPON ADR	P	2015-01-20	2016-05-31	$617	$776	-$159	-$159
TOYOTA MOTOR CORP NEW JAPAN SPON ADR	P	2015-08-24	2016-05-31	$926	$1,039	-$113	-$113
TRANSCANADA CORP (HOLDING CO) CAD	P	2016-04-26	2016-10-18	$331	$286	$45	$45
U S TREAS INFL NT BILL DUE 07/15/25 FACTOR 1.0177600	P	2015-11-06	2016-11-22	$4,075	$3,934	$141	$141
U S TREAS INFL NT BILL DUE 07/15/25 FACTOR 1.0177600	P	2015-11-06	2016-11-18	$4,062	$3,933	$129	$129
U S TREAS INFL NT BILL DUE 07/15/25 FACTOR 1.0177600	P	2015-11-06	2016-10-11	$5,193	$4,908	$285	$285
U S TREAS INFL NT BILL DUE 07/15/25 FACTOR 1.0177600	P	2015-11-06	2016-11-21	$4,069	$3,934	$135	$135
UBS AG L/O TA-CYN NDX RTY 06/14/2019	P	2016-06-10	2016-12-14	$50,000	$50,000	$0	$0
UBS AG L/O TA-CYN RTY NDX 05/17/2019	P	2016-05-13	2016-11-16	$75,000	$75,000	$0	$0
UBS AG L/O TPAOS SPX RTY 09/28/2018	P	2015-09-28	2016-03-31	$75,000	$75,000	$0	$0
UBS AG TRIGGER PS XLE 09/30/2020	P	2015-09-25	2016-12-27	$65,210	$50,000	$15,210	$15,210
UBS FIXED INCOME OPPORTUNITIES FUND CLASS C	P	2013-10-21	2016-06-15	$16,170	$18,329	-$2,159	-$2,159
UBS FIXED INCOME OPPORTUNITIES FUND CLASS C	P	2013-11-19	2016-06-15	$22,167	$24,996	-$2,829	-$2,829
UBS FIXED INCOME OPPORTUNITIES FUND CLASS C	P	2013-12-20	2016-06-15	$8,784	$10,002	-$1,218	-$1,218
UBS FIXED INCOME OPPORTUNITIES FUND CLASS C	P	2013-12-20	2016-06-15	$27	$30	-$3	-$3
UBS FIXED INCOME OPPORTUNITIES FUND CLASS C	P	2014-01-08	2016-06-15	$13,014	$15,000	-$1,986	-$1,986
UBS FIXED INCOME OPPORTUNITIES FUND CLASS C	P	2014-03-24	2016-06-15	$22	$25	-$3	-$3
UBS FIXED INCOME OPPORTUNITIES FUND CLASS C	P	2014-06-23	2016-06-15	$9	$10	-$1	-$1
UBS FIXED INCOME OPPORTUNITIES FUND CLASS C	P	2014-09-23	2016-06-15	$10	$11	-$1	-$1
UBS FIXED INCOME OPPORTUNITIES FUND CLASS C	P	2014-12-22	2016-06-15	$1,367	$1,474	-$107	-$107
UBS FIXED INCOME OPPORTUNITIES FUND CLASS C	P	2015-03-23	2016-06-15	$3	$3	$0	$0
UBS FIXED INCOME OPPORTUNITIES FUND CLASS C	P	2015-06-22	2016-06-15	$11	$12	-$1	-$1
UBS FIXED INCOME OPPORTUNITIES FUND CLASS C	P	2015-09-22	2016-06-15	$21	$23	-$2	-$2
UNITED HEALTH GROUP INC 02.875% 121521 DTD120814 FC061515 CALL@MW	P	2014-12-17	2016-03-24	$1,030	$1,012	$18	$18
UNITED STATES TREAS BOND 02.500 % DUE 05/15/46 DTD 05/15/16 FC	P	2016-05-31	2016-11-30	$8,945	$9,714	-$769	-$769
UNITED STATES TREAS BOND 02.500 % DUE 05/15/46 DTD 05/15/16 FC	P	2016-06-30	2016-11-30	$894	$1,041	-$147	-$147
UNITED STATES TREAS BOND 03.625 % DUE 02/15/44 DTD 02/15/14 FC	P	2014-04-30	2016-07-29	$11,784	$9,254	$2,530	$2,530
UNITED STATES TREAS BOND 04.625 % DUE 02/15/40 DTD 02/15/10 FC	P	2012-05-09	2016-03-24	$1,387	$1,291	$96	$96
US TSY INFL PROT NOTE 00.125 % DUE 07/15/22 FACTOR 1.0495400	P	2012-12-07	2016-10-18	$1,072	$1,140	-$68	-$68
US TSY INFL PROT NOTE 00.125 % DUE 07/15/22 FACTOR 1.0495400	P	2012-12-07	2016-10-13	$4,268	$4,560	-$292	-$292
US TSY INFL PROT NOTE 00.125 % DUE 07/15/22 FACTOR 1.0495400	P	2012-12-07	2016-10-17	$4,285	$4,560	-$275	-$275
US TSY INFL PROT NOTE 00.125 % DUE 07/15/22 FACTOR 1.0495400	P	2013-06-25	2016-10-18	$3,217	$3,032	$185	$185
US TSY INFL PROT NOTE 00.125 % DUE 07/15/22 FACTOR 1.0495400	P	2013-06-25	2016-10-25	$3,214	$3,033	$181	$181
US TSY INFL PROT NOTE 00.125 % DUE 07/15/22 FACTOR 1.0495400	P	2015-02-10	2016-10-25	$1,071	$1,048	$23	$23
US TSY NOTE 00.125 % DUE 04/15/16 FACTOR 1.0737400	P	2015-01-12	2016-04-15	$7,516	$7,495	$21	$21
US TSY NOTE 00.750 % DUE 08/31/18 DTD 08/31/16 FC	P	2016-09-12	2016-12-12	$14,908	$14,986	-$78	-$78
US TSY NOTE 00.750 % DUE 10/31/17 DTD 10/31/12 FC	P	2014-10-21	2016-09-13	$12,999	$12,972	$27	$27
US TSY NOTE 00.875 % DUE 11/30/17 DTD 11/30/15 FC	P	2015-12-08	2016-11-16	$14,007	$13,981	$26	$26
US TSY NOTE 01.000 % DUE 08/31/16 DTD 08/31/11 FC	P	2015-10-19	2016-08-31	$20,000	$20,000	$0	$0
US TSY NOTE 01.000 % DUE 08/31/16 DTD 08/31/11 FC	P	2015-10-19	2016-07-21	$14,010	$14,011	-$1	-$1
US TSY NOTE 01.000 % DUE 10/31/16 DTD 10/31/11 FC	P	2012-05-09	2016-09-12	$6,005	$6,003	$2	$2
US TSY NOTE 01.000 % DUE 10/31/16 DTD 10/31/11 FC	P	2012-05-17	2016-09-12	$3,002	$3,001	$1	$1
US TSY NOTE 01.000 % DUE 10/31/16 DTD 10/31/11 FC	P	2013-10-03	2016-10-31	$32,000	$32,000	$0	$0
US TSY NOTE 01.000 % DUE 10/31/16 DTD 10/31/11 FC	P	2013-10-03	2016-09-12	$3,002	$3,001	$1	$1
US TSY NOTE 01.375 % DUE 09/30/23 DTD 09/30/16 FC	P	2016-10-12	2016-12-09	$6,618	$6,897	-$279	-$279
US TSY NOTE 01.625 % DUE 10/31/23 DTD 10/31/16 FC	P	2016-11-21	2016-12-09	$9,607	$9,687	-$80	-$80
US TSY NOTE 01.625 % DUE 10/31/23 DTD 10/31/16 FC	P	2016-11-22	2016-12-09	$3,843	$3,876	-$33	-$33
US TSY NOTE 01.625 % DUE 10/31/23 DTD 10/31/16 FC	P	2016-11-23	2016-12-09	$4,804	$4,826	-$22	-$22
US TSY NOTE 01.750 % DUE 05/31/16 DTD 05/31/11 FC	P	2014-10-31	2016-02-29	$9,031	$9,031	$0	$0
US TSY NOTE 01.750 % DUE 05/31/16 DTD 05/31/11 FC	P	2014-10-31	2016-05-31	$46,000	$46,000	$0	$0
US TSY NOTE 01.750 % DUE 10/31/18 DTD 10/31/11 FC	P	2012-05-09	2016-03-24	$1,020	$1,017	$3	$3
US TSY NOTE 02.000 % DUE 08/15/25 DTD 08/15/15 FC	P	2015-11-05	2016-09-12	$11,299	$10,756	$543	$543
US TSY NOTE 02.000 % DUE 08/15/25 DTD 08/15/15 FC	P	2015-11-05	2016-12-12	$4,819	$4,889	-$70	-$70
US TSY NOTE 02.000 % DUE 08/15/25 DTD 08/15/15 FC	P	2016-02-24	2016-12-12	$12,530	$13,298	-$768	-$768
US TSY NOTE 02.000 % DUE 11/30/22 DTD 11/30/15 FC	P	2015-12-08	2016-12-12	$29,762	$29,996	-$234	-$234
VODAFONE GROUP PLC SPON ADR	P	2013-08-09	2016-09-01	$8	$15	-$7	-$7
VODAFONE GROUP PLC SPON ADR	P	2013-08-09	2016-04-14	$389	$673	-$284	-$284
VODAFONE GROUP PLC SPON ADR	P	2013-08-30	2016-09-01	$132	$255	-$123	-$123
VODAFONE GROUP PLC SPON ADR	P	2013-09-11	2016-09-01	$403	$812	-$409	-$409
VODAFONE GROUP PLC SPON ADR	P	2013-09-11	2016-11-16	$79	$188	-$109	-$109
VODAFONE GROUP PLC SPON ADR	P	2013-09-11	2016-10-05	$379	$790	-$411	-$411
VODAFONE GROUP PLC SPON ADR	P	2013-10-02	2016-11-16	$267	$679	-$412	-$412
VODAFONE GROUP PLC SPON ADR	P	2013-11-18	2016-11-16	$224	$602	-$378	-$378
VODAFONE GROUP PLC SPON ADR	P	2013-11-20	2016-11-16	$227	$588	-$361	-$361
WAL MART STORES INC	P	2012-05-09	2016-02-17	$1,325	$1,184	$141	$141
WHOLE FOODS MARKET INC	P	2015-08-21	2016-01-29	$3,090	$3,423	-$333	-$333
WOLSELEY PLC SPON ADR	P	2014-03-21	2016-04-08	$452	$457	-$5	-$5
WOLSELEY PLC SPON ADR	P	2014-03-21	2016-07-28	$11	$11	$0	$0
WOLSELEY PLC SPON ADR	P	2014-04-23	2016-10-06	$376	$386	-$10	-$10
WOLSELEY PLC SPON ADR	P	2014-04-23	2016-07-28	$260	$277	-$17	-$17
WOLSELEY PLC SPON ADR	P	2014-12-03	2016-10-06	$51	$52	-$1	-$1
WSTN DIGITAL CORP	P	2015-11-03	2016-05-13	$11	$11	$0	$0

Field	Value	IRS element (for citing)
Capital Gain Net Income	-$20,591	CapitalGainNetIncomeAmt

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

Field	Value	IRS element (for citing)
Liable Section4942 Tax	0	LiableSection4942TaxInd
Adjusted Qlfy Distri Yr1	$825,307	AdjustedQlfyDistriYr1Amt
Net Vl Noncharitable Assets Yr1	$13,560,817	NetVlNoncharitableAssetsYr1Amt
Distribution Yr1	0.060860	DistributionYr1Rt
Adjusted Qlfy Distri Yr2	$597,572	AdjustedQlfyDistriYr2Amt
Net Vl Noncharitable Assets Yr2	$11,929,967	NetVlNoncharitableAssetsYr2Amt
Distribution Yr2	0.050090	DistributionYr2Rt
Adjusted Qlfy Distri Yr3	$412,746	AdjustedQlfyDistriYr3Amt
Net Vl Noncharitable Assets Yr3	$11,428,942	NetVlNoncharitableAssetsYr3Amt
Distribution Yr3	0.036114	DistributionYr3Rt
Adjusted Qlfy Distri Yr4	$516,367	AdjustedQlfyDistriYr4Amt
Net Vl Noncharitable Assets Yr4	$8,032,888	NetVlNoncharitableAssetsYr4Amt
Distribution Yr4	0.064282	DistributionYr4Rt
Adjusted Qlfy Distri Yr5	$341,838	AdjustedQlfyDistriYr5Amt
Net Vl Noncharitable Assets Yr5	$10,622,635	NetVlNoncharitableAssetsYr5Amt
Distribution Yr5	0.032180	DistributionYr5Rt
Total Distribution	0.243526	TotalDistributionRt
Average Distribution	0.048705	AverageDistributionRt
Net Vl Noncharitable Assets	$11,137,900	NetVlNoncharitableAssetsAmt
Adj Net Vl Noncharitable Assets	$542,471	AdjNetVlNoncharitableAssetsAmt
Net Investment Income Pct	$3,985	NetInvestmentIncomePctAmt
Adj Nonchrtbl Net Invst Incm Pct	$546,456	AdjNonchrtblNetInvstIncmPctAmt
Qualifying Distributions	$535,006	QualifyingDistributionsAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Field	Value	IRS element (for citing)
Investment Income Excise Tax	$7,971	InvestmentIncomeExciseTaxAmt
Tax Under Section511	$0	TaxUnderSection511Amt
Subtotal	$7,971	SubtotalAmt
Subtitle A Tax	$0	SubtitleATaxAmt
Tax Based On Investment Income	$7,971	TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx	$6,439	EstimatedPlusOvpmtIncmTxAmt
Total Payments And Credits	$6,439	TotalPaymentsAndCreditsAmt
Form2220 Attached	Yes (X)	Form2220AttachedInd
Tax Due	$1,532	TaxDueAmt

Statements Regarding Acty StatementsRegardingActyGrp

Field	Value	IRS element (for citing)
Legislative Political Acty	0	LegislativePoliticalActyInd
More Than100 Spent	0	MoreThan100SpentInd
Form1120 POL Filed	0	Form1120POLFiledInd
Section4955 Organization Tax	$0	Section4955OrganizationTaxAmt
Section4955 Managers Tax	$0	Section4955ManagersTaxAmt
Tax Reimbursed	$0	TaxReimbursedAmt
Activities Not Previously Rpt	0	ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws	0	ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over Limit	Yes (1)	UnrelatedBusIncmOverLimitInd
Form990 T Filed	Yes (1)	Form990TFiledInd
Organization Dissolved Etc	0	OrganizationDissolvedEtcInd
Section508e Rqr Satisfied	Yes (1)	Section508eRqrSatisfiedInd
At Least5000 In Assets	Yes (1)	AtLeast5000InAssetsInd
Org Report Or Register State	NY	OrgReportOrRegisterStateCd
Form990 PF Filed With Atty Gen	Yes (1)	Form990PFFiledWithAttyGenInd
Private Operating Foundation	0	PrivateOperatingFoundationInd
New Substantial Contributors	0	NewSubstantialContributorsInd
Own Controlled Entity	0	OwnControlledEntityInd
Donor Advised Fund	0	DonorAdvisedFundInd
Comply With Public Insp Rqr	Yes (1)	ComplyWithPublicInspRqrInd
Website Address	N/A	WebsiteAddressTxt

Persons With Books Name PersonsWithBooksName

Field	Value	IRS element (for citing)
Business Name Line1	THE ORGANIZATION	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Phone	2128374602	PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

Field	Value	IRS element (for citing)
Address Line1	C/O GFI 140 BROADWAY 41ST FLR	AddressLine1Txt
City	NEW YORK	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	10005	ZIPCd

Field	Value	IRS element (for citing)
Foreign Accounts Question	0	ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Field	Value	IRS element (for citing)
Sale Or Exch Disqualified Prsn	0	SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn	0	BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn	0	FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified Prsn	0	PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn	0	TransferAstDisqualifiedPrsnInd
Payment To Government Official	0	PaymentToGovernmentOfficialInd
Uncorrected Prior Acts	0	UncorrectedPriorActsInd
Undistributed Income PY	0	UndistributedIncomePYInd
Business Holdings	0	BusinessHoldingsInd
Jeopardy Investments	0	JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst	0	UncorrectedPYJeopardyInvstInd
Influence Legislation	0	InfluenceLegislationInd
Influence Election	0	InfluenceElectionInd
Grants To Individuals	0	GrantsToIndividualsInd
Grants To Organizations	0	GrantsToOrganizationsInd
Noncharitable Purpose	0	NoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	0	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	0	PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	TitleTitleTxt	Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt	CompensationCompensationAmt	Employee Benefit ProgramEmployeeBenefitProgramAmt	Expense Account Other AllwncExpenseAccountOtherAllwncAmt
ALLEN I GROSS
1345 EAST 27TH ST	BROOKLYN	NY	11210	PRESIDENT	5.00	$0	$0	$0
EDITH GROSS
1345 EAST 27TH ST	BROOKLYN	NY	11210	TRUSTEE	5.00	$0	$0	$0
BRIAN GROSS
2822 AVE L	BROOKLYN	NY	11210	TRUSTEE	5.00	$0	$0	$0
JONATHAN GROSS
1224 EAST 24TH ST	BROOKLYN	NY	11210	TRUSTEE	5.00	$0	$0	$0
CAROLYN WEISER
1368 EAST 26TH STREET	BROOKLYN	NY	11210	TRUSTEE	5.00	$0	$0	$0
ZAHAVA HURWITZ
1360 EAST 28TH STREET	BROOKLYN	NY	11210	TRUSTEE	5.00	$0	$0	$0

Field	Value	IRS element (for citing)
Comp Of Hghst Pd Empl Or NONE	NONE	CompOfHghstPdEmplOrNONETxt
Other Employee Paid Over50k	0	OtherEmployeePaidOver50kCnt
Comp Of Hghst Pd Cntrct Or NONE	NONE	CompOfHghstPdCntrctOrNONETxt
Contractor Paid Over50k	0	ContractorPaidOver50kCnt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Minimum Investment Return MinimumInvestmentReturnGrp

Field	Value	IRS element (for citing)
Average Monthly FMV Of Sec	$10,686,189	AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances	$621,324	AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast	$0	FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets	$11,307,513	TotalFMVOfUnusedAssetsAmt
Reduction Claimed	$0	ReductionClaimedAmt
Acquisition Indebtedness	$0	AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast	$11,307,513	AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable	$169,613	CashDeemedCharitableAmt
Net Vl Noncharitable Assets	$11,137,900	NetVlNoncharitableAssetsAmt
Minimum Investment Return	$556,895	MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

Field	Value	IRS element (for citing)
Minimum Investment Return	$556,895	MinimumInvestmentReturnAmt
Tax Based On Investment Income	$7,971	TaxBasedOnInvestmentIncomeAmt
Income Tax	$1,619	IncomeTaxAmt
Total Tax	$9,590	TotalTaxAmt
Distributable Before Adj	$547,305	DistributableBeforeAdjAmt
Recoveries Qualfied Distri	$0	RecoveriesQualfiedDistriAmt
Distributable Before Ded	$547,305	DistributableBeforeDedAmt
Deduction From Distributable	$0	DeductionFromDistributableAmt
Distributable As Adjusted	$547,305	DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

Field	Value	IRS element (for citing)
Expenses And Contributions	$535,006	ExpensesAndContributionsAmt
Program Related Invst Total	$0	ProgramRelatedInvstTotalAmt
Qualifying Distributions	$535,006	QualifyingDistributionsAmt
Pct Sect4940e Org Net Invst Incm	$0	PctSect4940eOrgNetInvstIncmAmt
Adjusted Qualifying Distri	$535,006	AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

Field	Value	IRS element (for citing)
Distributable As Adjusted	$547,305	DistributableAsAdjustedAmt
Undistributed Income PY	$413,344	UndistributedIncomePYAmt
Total For Prior Years	$0	TotalForPriorYearsAmt
Total Excess Distribution Cyov	$0	TotalExcessDistributionCyovAmt
Qualifying Distributions	$535,006	QualifyingDistributionsAmt
Applied To Year1	$413,344	AppliedToYear1Amt
Applied To Prior Years	$0	AppliedToPriorYearsAmt
Treated As Distri From Corpus	$0	TreatedAsDistriFromCorpusAmt
Applied To Current Year	$121,662	AppliedToCurrentYearAmt
Remaining Distri From Corpus	$0	RemainingDistriFromCorpusAmt
Excess Distri Cyov App CY Corpus	$0	ExcessDistriCyovAppCYCorpusAmt
Excess Distribution Cyov App CY	$0	ExcessDistributionCyovAppCYAmt
Total Corpus	$0	TotalCorpusAmt
Prior Year Undistributed Incm	$0	PriorYearUndistributedIncmAmt
Prior Year Deficiency Or Tax	$0	PriorYearDeficiencyOrTaxAmt
Taxable1	$0	Taxable1Amt
Taxable2	$0	Taxable2Amt
Undistributed Income CY	$425,643	UndistributedIncomeCYAmt
Corpus Distri170b1 E Or4942g3	$0	CorpusDistri170b1EOr4942g3Amt
Excess Distri Cyov From Yr5	$0	ExcessDistriCyovFromYr5Amt
Excess Distri Cyov To Next Yr	$0	ExcessDistriCyovToNextYrAmt

Supplementary Information SupplementaryInformationGrp

Field	Value	IRS element (for citing)
Only Contri To Preselected	Yes (X)	OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (116 entries)

Address Line1RecipientUSAddress/AddressLine1Txt	CityRecipientUSAddress/CityNm	State AbbreviationRecipientUSAddress/StateAbbreviationCd	ZIPRecipientUSAddress/ZIPCd	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt	Address Line1RecipientForeignAddress/AddressLine1Txt	CityRecipientForeignAddress/CityNm	CountryRecipientForeignAddress/CountryCd	Foreign PostalRecipientForeignAddress/ForeignPostalCd
A TIME
1310 48 STREET	BROOKLYN	NY	11219	CHARITY	$100
AGUDATH ISRAEL BAIS BINYOMIN
2913-15 AVENUE L	BROOKLYN	NY	11210	CHARITY	$11,325
AGUDATH ISRAEL BAIS BINYOMIN
2913-15 AVENUE L	BROOKLYN	NY	11210	CHARITY	$24,500
AGUDATH ISRAEL OF AMERICA
42 BROADWAY	NEW YORK	NY	10004	CHARITY	$15,054
AGUDAS YISROEL BIRCAS YAAKOV
262 TERHUNE AVENUE	PASSAIC	NJ	07055	CHARITY	$250
AGUDIST BENEVOLENT SOCIETY
1769 46TH STREET	BROOKLYN	NY	11201	CHARITY	$105
AHAVAS CHESED
720 LEFFERTS AVENUE	BROOKLYN	NY	11203	CHARITY	$250
AISH HATTORAH
313 W 83RD STREET	NEW YORK	NY	10024	CHARITY	$36
AIM HABONIM
				CHARITY	$180	401 BURY NEW RD	SALFORD	UK	M7 2BT
ALZHEIMERS ASSOCIATION
225 N MICHIGAN AVENUE	CHICAGO	IL	60601	CHARITY	$25
AMERICAN FRIENDS OF EMUNAH V'CHESED
60 E 42ND STREET SUITE 2240	NEW YORK	NY	10165	CHARITY	$1,000
AMERICAN FRIENDS OS MIGDAL OHR
1560 BROADWAY	NEW YORK	NY	10036	CHARITY	$375
BAIS MEDRASH MAYAN HATORAH
101 MILTON STREET	LAKEWOOD	NJ	08701	CHARITY	$100
BAIS YAAKOV D'RAV MEIR
85 PARKVILLE AVENUE	BROOKLYN	NY	11230	CHARITY	$33,585
BAIS YAAKOV HIGH SCHOOL
4420 15TH AVENUE	BROOKLYN	NY	11219	CHARITY	$1,500
BE'ER HAGOLAH
671 LOUISIANA AVENUE	BROOKLYN	NY	11239	CHARITY	$2,800
BETH ELIYAHU
5012 CENTRAL AVENUE	BONITA	CA	91902	CHARITY	$180
BIKUR CHOLIM
5612 11TH AVENUE	BROOKLYN	NY	11219	CHARITY	$1,250
BIKUR CHOLIM NEFESH CHAYA
3018 BEDFORD AVENUE	BROOKLYN	NY	11210	CHARITY	$100
BINA
2511 AVENUE I	BROOKLYN	NY	11210	CHARITY	$180
BOBBIE'S PLACE
1401 LOCUST AVENUE	BROOKLYN	NY	11230	CHARITY	$50
BONEI OLAM
1755 46TH STREET	BROOKLYN	NY	11204	CHARITY	$12,500
CHABAD OF PARKLAND
7170 LOXAHATCHEE RD	PARKLAND	FL	33067	CHARITY	$180
CHAI LIFE LINE
151 WEST 30TH STREET	NEW YORK	NY	10001	CHARITY	$1,000
CHAI4EVER
1221 MADISN AVE	LAKEWOOD	NJ	08701	CHARITY	$540
CHAIM MEIR CAMP FUND
132 NASSAU ST	NEW YORK	NY	10038	CHARITY	$50
CHASDEI LEV
POB 297257	BROOKLYN	NY	11229	CHARITY	$10,000
CHESED 247
286 N MAIN STREET SUITE 210	SPRING VALLEY	NY	10977	CHARITY	$100
CHILD LIFE SOCIETY
1347 43RD STREET	BROOKLYN	NY	11218	CHARITY	$1,360
CHOFETZ CHAIM HERITAGE FUND
361 SPOOK ROCK RD	SUFFERN	NY	10901	CHARITY	$540
CMBM
5225 CONNECTICUT AVENUE NW	WASHINGTON	DC	20015	CHARITY	$18
CONGREGATION AHAVAS ACHIM
216 FIRST AVENUE	HIGHLAND PARK	NJ	08904	CHARITY	$50
CONGREGATION TOV VCHESED
15 HOWARD DR	SPRING VALLEY	NY	10977	CHARITY	$36
CONGREGATION TORAH OHAVEI
139 CAROL STREET	LAKEWOOD	NJ	08701	CHARITY	$180
CONGREGATION WEST PARK
458 RIVERSIDE DRIVE	FALLSBURG	NY	12733	CHARITY	$5,200
CONGREGATION YECHEZKEL SHRAGA
5005 COLLINS AVENUE	MIAMI BEACH	FL	33140	CHARITY	$180
DAVIS MEMORIAL FUND
25 LAWRENCE AVENUE	LAWRENCE	NY	11559	CHARITY	$50
DERECH HATORA - KIRYAT
2810 NOSTRAND AVENUE	BROOKLYN	NY	11229	CHARITY	$180
ECHO WOMEN
295 WEST RTE 59	MONSEY	NY	10952	CHARITY	$180
EDUCATIONAL INSTITUTE OHOLEI TORAH
667 EASTERN PKWY	BROOKLYN	NY	11213	CHARITY	$180
EZRAS CHAIM
531 FLUSHING AVE 4TH FLOOR	BROOKLYN	NY	11205	CHARITY	$18
FRIENDS OF YAD YITZCHOK
1335 E 5TH STREET	BROOKLYN	NY	11230	CHARITY	$250
HASC
5902 14TH AVENUE	BROOKLYN	NY	11219	CHARITY	$280
HOROWITZ FUND
439 WKENNETH RD	GLENDALE	CA	91202	CHARITY	$36,000
JEP CAMP SCHOLORSHIP FUND
110 ROCKAWAY TURNPIKE	LAWRENCE	NY	11559	CHARITY	$180
JEWISH CENTER FOR SPECIAL ED
1760 53RD STREET	BROOKLYN	NY	11204	CHARITY	$750
KEHAL SUSREGEN
1279 EAST 24TH STREET	BROOKLYN	NY	11210	CHARITY	$100
KEREN AHAVAS CHESED
720 LEFFERTS AVENUE	BROOKLYN	NY	11203	CHARITY	$250
KEREN HASHIVIS
4714 16TH AVENUE	BROOKLYN	NY	11204	CHARITY	$180
KEREN YAAKOV ZEV
132 NASSAU STREET RM 300	NEW YORK	NY	10038	CHARITY	$100
KIMPITORIN AID
1324 50TH STREET	BROOKLYN	NY	11219	CHARITY	$180
KOLLEL SHOMRE HACHOMOS
18 HEYWARD STREET	BROOKLYN	NY	11249	CHARITY	$360
LEV LACHIM
1034 EAST 12TH STREET	BROOKLYN	NY	11230	CHARITY	$636
MASORES BAIS YAAKOV
1451 52ND ST A1	BROOKLYN	NY	11219	CHARITY	$180
MATAN BSETAR BAMBI
1667 54TH STREET	BROOKLYN	NY	11204	CHARITY	$100
MAYAN YISROEL
3315 AVENUE N	BROOKLYN	NY	11234	CHARITY	$500
MAZEL DAY SCHOOL
2901 BRIGHTON 6TH STREET	BROOKLYN	NY	11235	CHARITY	$500
MERKAZ HATORAH
3495 RICHMOND ROAD	STATEN ISLAND	NY	10309	CHARITY	$100
MESIVTA TIFERES JERUSALEM
145 E BROADWAY	NEW YORK	NY	10002	CHARITY	$36
MESORES BAIS YAAKOV
1395 OCEAN AVENUE	BROOKLYN	NY	11230	CHARITY	$20,360
MIRRER YESHIVA
1791 OCEAN PARKWAY	BROOKLYN	NY	11223	CHARITY	$10,000
N'SHAI AHAVAS CHESED
1549 46TH STREET	BROOKLYN	NY	11219	CHARITY	$36
NATIONAL COMMITTEE FOR THE FURTHERANCE OF EDUCATION
824 EASTERN PKWY	BROOKLYN	NY	11213	CHARITY	$10,000
NCFJED MINEOLA
824 EASTERN PKWY	BROOKLYN	NY	11213	CHARITY	$5,000
OHALEI TORAH
667 EASTERN PKWY	BROOKLYN	NY	11213	CHARITY	$1,000
OHEL
4510 16TH AVENUE	BROOKLYN	NY	11204	CHARITY	$5,050
ORTHODOX UNION
11 BROADWAY SUITE 1301	NEW YORK	NY	10004	CHARITY	$180
PARTNERS IN TORAH
228 AYCRIGG AVENUE	PASSAIC	NJ	07055	CHARITY	$180
PROJECT INSPIRE
1407 BROADWAY SUITE 1703A	NEW YORK	NY	10018	CHARITY	$200,000
PROJECT RANANA
1179 EAST 13TH STREET	BROOKLYN	NY	11230	CHARITY	$2,500
PROJECT WITNESS
201 FOSTER AVENUE	BROOKLYN	NY	11230	CHARITY	$5,000
PROSPECT PARK YESHIVA
1784 EAST 17TH STREET	BROOKLYN	NY	11229	CHARITY	$9,725
RAJE
2915 OCEAN PARKWAY	BROOKLYN	NY	11235	CHARITY	$1,000
RIVKAH LAUFER BIKUR CHOLIM
1406 57TH STREET	BROOKLYN	NY	11219	CHARITY	$360
SAMCHENU
812 HYDE COURT	SILVER SPRING	MD	20902	CHARITY	$860
SATMAR BIKUR CHOLOM
545 BEDFORD AVENUE	BROOKLYN	NY	11211	CHARITY	$380
SHOR YOSHUV
1 CEDARLAWN AVENUE	LAWRENCE	NY	11559	CHARITY	$1,036
SINAI ACADEMY
2025 79TH STREET	BROOKLYN	NY	11214	CHARITY	$4,200
TALMUD TORAH TZFAS
1321 44TH STREET	BROOKLYN	NY	11219	CHARITY	$18
TORAH COMMUNITY FUND
C/O JOSH WINTER 4 KATHERINE AVENUE	PASSAIC	NJ	07055	CHARITY	$500
TORAH COMMUNITCATIONS NETWORK
2549 LAFAYETTE DRIVE	CLEVELAND	OH	44118	CHARITY	$96
TORAH UMSORAH
620 FOSTER AVENUE	BROOKLYN	NY	11230	CHARITY	$960
TZEDAKAH V'CHESED
17925 NE 9TH PL	NORTH MIAMI BEACH	FL	33162	CHARITY	$100
WHITE LAKE TORAH
36 LAKE STREET	WHITE LAKE	NY	12786	CHARITY	$100
YACHAD
11 BROADWAY	NEW YORK	NY	10004	CHARITY	$50
YAD AVROM
1271 AVENUE OF AMERICAS SUITE 48	NEW YORK	NY	10020	CHARITY	$10
YAD BATYAH L'KALLAH
1256 EAST 26TH STREET	BROOKLYN	NY	11210	CHARITY	$700
YAD ELIEZER
1102 EAST 26TH STREET	BROOKLYN	NY	11210	CHARITY	$50
YAD LACHIM
4018 18TH AVENUE	BROOKLYN	NY	11218	CHARITY	$36
YAD YEHUDA
812 HYDE COURT	SILVER SPRING	MD	20902	CHARITY	$10
YAD YISROEL
1070 38TH STREET	BROOKLYN	NY	11219	CHARITY	$100
YESHIVA BAIS YOSEF
1502 AVENUE N	BROOKLYN	NY	11230	CHARITY	$100
YESHIVA BETH MOSHE
930 HICKORY STREET	SCRANTON	PA	18505	CHARITY	$54
YESHIVA BETH MOSHE (SCRANTON)
930 HICKORY STREET	SCRANTON	PA	18505	CHARITY	$100
YESHIVA CHASAN SOFER
1705 49TH STREET	BROOKLYN	NY	11204	CHARITY	$2,160
YESHIVA DARCHEI TORAH
257 BEACH 17TH ST	FAR ROCKAWAY	NY	11691	CHARITY	$100
YESHIVA EMEK HATORAH
395 KENT ROAD	HOWELL	NJ	07731	CHARITY	$180
YESHIVA GEDOLAH OHR YISROEL
2899 NOSTRAND AVENUE	BROOKLYN	NY	11219	CHARITY	$200
YESHIVA KARLIN STOLIN
1818 54TH STREET	BROOKLYN	NY	11204	CHARITY	$500
YESHIVA MERCAZ HATORAH
505 BEACH 129TH STREET	ROCKAWAY PARKWAY	NY	11694	CHARITY	$100
YESHIVA MIKOR CHAIM
1600 55TH STREET	BROOKLYN	NY	11204	CHARITY	$360
YESHIVA MORESHES YEHOSHUA
817 CENTRAL AVENUE	LAKEWOOD	NJ	08701	CHARITY	$2,500
YESHIVA OF BROOKLYN
1470 OCEAN PARKWAY	BROOKLYN	NY	11230	CHARITY	$500
YESHIVA OF STATEN ISLAND
1870 DRUMGOOLE ROAD EAST	STATEN ISLAND	NY	10309	CHARITY	$180
YESHIVA OF WATERBURY
47 BUCKINGHAM STREET	WATERBURY	CT	06710	CHARITY	$180
YESHIVA OHR REUVEN
259 GRANDVIEW AVENUE	SUFFERN	NY	10901	CHARITY	$500
YESHIVA PRESCHOOL OF SILICON VALLEY
706 W JULIAN STREET	SAN JOSE	CA	95126	CHARITY	$1,000
YESHIVA TIFERES YISROEL
1271 EAST 35TH STREET	BROOKLYN	NY	11210	CHARITY	$46,000
YESHIVA TORAH TEMIMAH
555 OCEAN PKWY	BROOKLYN	NY	11218	CHARITY	$50
YESHIVA TORAH VODAATH
425 EAST 9TH STREET	BROOKLYN	NY	11218	CHARITY	$18,600
ZICHRON DEVORAH
7056 136TH STREET	FLUSHING	NY	11367	CHARITY	$3,600
ZICHRON SHLOMO REFUAH FUND
1319 51ST STREET	BROOKLYN	NY	11219	CHARITY	$50
ZICHRON SHMUEL
3478 BEDFORD AVENUE	BROOKLYN	NY	11204	CHARITY	$1,884
ZICHRON SHRAGA
98 WEST END AVENUE	BROOKLYN	NY	11235	CHARITY	$1,800
ZICHRON YAAKOV
720 UNION RD	SPRING VALLEY	NY	10977	CHARITY	$250
VARIOUS AMOUNTS 1000
1428 36TH STREET	BROOKLYN	NY	11218	CHARITY	$6,972

Field	Value	IRS element (for citing)
Total Grant Or Contri Pd Dur Yr	$533,686	TotalGrantOrContriPdDurYrAmt
Total Grant Or Contri Apprv Fut	$0	TotalGrantOrContriApprvFutAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$233,405	ExclusionAmt

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$153,441	ExclusionAmt

Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp

Field	Value	IRS element (for citing)
Related Or Exempt Function Incm	$68,087	RelatedOrExemptFunctionIncmAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Field	Value	IRS element (for citing)
Related Or Exempt Function Incm	-$20,591	RelatedOrExemptFunctionIncmAmt

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Field	Value	IRS element (for citing)
Unrelated Business Taxbl Incm	$0	UnrelatedBusinessTaxblIncmAmt
Exclusion	$386,846	ExclusionAmt
Related Or Exempt Function Incm	$47,496	RelatedOrExemptFunctionIncmAmt

Field	Value	IRS element (for citing)
Total Income Producing Acty	$434,342	TotalIncomeProducingActyAmt

Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp

Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp (2 entries)

Line NumberLineNumberTxt	Relationship StatementRelationshipStatementTxt
8	INVESTMENT INCOME IN ORDER TO BE ABLE TO ACCOMPLISH THE CHARITABLE
8	GOALS OF THE ORGANIZATION.

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO	0	TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO	0	TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets	0	SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO	0	PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets	0	RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements	0	ReimbursementArrangementsInd
Loans Or Loan Guarantees	0	LoansOrLoanGuaranteesInd
Performance Of Services Etc	0	PerformanceOfServicesEtcInd
Sharing Of Facilities Etc	0	SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO	0	RelationshipsNonchrtblEOInd

Schedule B IRS990ScheduleB

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
General Rule	Yes (X)	GeneralRuleInd

Contributor Information ContributorInformationGrp

Field	Value	IRS element (for citing)
Contributor	1	ContributorNum
Contributor Person	EDITH GROSS	ContributorPersonNm

Contributor US Address ContributorUSAddress

Field	Value	IRS element (for citing)
Address Line1	140 BROADWAY 41ST FLOOR	AddressLine1Txt
City	NEW YORK	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	10005	ZIPCd

Field	Value	IRS element (for citing)
Total Contributions	$600,000	TotalContributionsAmt
Person Contribution	Yes (X)	PersonContributionInd

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

Field	Value	IRS element (for citing)
Category	ROTH & COMPANY LLP	CategoryTxt
Amt	$6,600	Amt
Net Investment Income	$5,280	NetInvestmentIncomeAmt
Adjusted Net Income	$0	AdjustedNetIncomeAmt
Disbursements Charitable Prps	$1,320	DisbursementsCharitablePrpsAmt

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (2 entries)

StockStockNm	EOY Book ValueEOYBookValueAmt	EOYFMVEOYFMVAmt
INVESTMENT IN NOTE	$23,021	$23,021
BROKERAGE ACCOUNTS	$10,835,285	$10,835,285

Other Assets Schedule OtherAssetsSchedule

Other Assets Schedule OtherAssetsScheduleGrp (2 entries)

DescDesc	BOY Book ValueBOYBookValueAmt	EOY Book ValueEOYBookValueAmt
INVESTMENTS	$199,160	$136,925
DUE FROM SLUICE	$1,724,804	$1,811,044

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases Detail OtherDecreasesDetail

Field	Value	IRS element (for citing)
Desc	UNREALIZED GAIN ON SECURITIES	Desc
Amt	$118,239	Amt

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail (2 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt
CAVENDISH K-1	-$205	-$205
SQUARE MILE K-1	$68,292	$68,292

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail

Field	Value	IRS element (for citing)
Category	INVESTMENT SERVICE CHARGES	CategoryTxt
Amt	$51,115	Amt
Net Investment Income	$51,115	NetInvestmentIncomeAmt
Adjusted Net Income	$0	AdjustedNetIncomeAmt
Disbursements Charitable Prps	$0	DisbursementsCharitablePrpsAmt

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (2 entries)

CategoryCategoryTxt	AmtAmt	Net Investment IncomeNetInvestmentIncomeAmt	Adjusted Net IncomeAdjustedNetIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
STATE TAXES	$250	$0	$0	$0
DEPARTMENT OF TREASURY	$4,000	$0	$0	$0

ALLEN I GROSS CHARITABLE FOUNDATION: Form 990PF, tax year 2015

Return header ReturnHeader

Preparer Firm PreparerFirmGrp

Preparer Firm Name PreparerFirmName

Preparer US Address PreparerUSAddress

Filer Filer

Business Name BusinessName

US Address USAddress

Business Officer BusinessOfficerGrp

Preparer Person PreparerPersonGrp

Form 990-PF IRS990PF

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (515 entries)

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Statements Regarding Acty StatementsRegardingActyGrp

Persons With Books Name PersonsWithBooksName

Location Of Books US Address LocationOfBooksUSAddress

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Minimum Investment Return MinimumInvestmentReturnGrp

Distributable Amount DistributableAmountGrp

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

Undistributed Income UndistributedIncomeGrp

Supplementary Information SupplementaryInformationGrp

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (116 entries)

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp

Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp (2 entries)

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Schedule B IRS990ScheduleB

Contributor Information ContributorInformationGrp

Contributor US Address ContributorUSAddress

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (2 entries)

Other Assets Schedule OtherAssetsSchedule

Other Assets Schedule OtherAssetsScheduleGrp (2 entries)

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases Detail OtherDecreasesDetail

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail (2 entries)

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (2 entries)

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