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2014-01-28 2016-12-08 78 87 -9 -9 LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2014-02-24 2016-12-08 89 101 -12 -12 LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2014-03-25 2016-12-08 88 100 -12 -12 LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2014-04-24 2016-12-08 83 96 -13 -13 LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2014-05-23 2016-12-08 113 131 -18 -18 LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2014-06-23 2016-12-08 92 108 -16 -16 LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2014-07-25 2016-12-08 70 83 -13 -13 LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2014-08-25 2016-12-08 85 100 -15 -15 LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2014-09-24 2016-12-08 74 86 -12 -12 LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2014-10-24 2016-12-08 88 101 -13 -13 LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2014-11-24 2016-12-08 127 148 -21 -21 LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2014-12-16 2016-12-08 202 222 -20 -20 LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2014-12-16 2016-12-08 905 993 -88 -88 LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2014-12-16 2016-12-08 88 97 -9 -9 LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2015-01-28 2016-12-08 93 104 -11 -11 LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2015-02-25 2016-12-08 110 124 -14 -14 LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2015-03-25 2016-12-08 59 66 -7 -7 LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2015-04-23 2016-12-08 75 84 -9 -9 LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2015-05-22 2016-12-08 103 115 -12 -12 LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2015-06-23 2016-12-08 90 98 -8 -8 LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2015-07-24 2016-12-08 81 86 -5 -5 LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2015-08-24 2016-12-08 104 106 -2 -2 LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2015-09-24 2016-12-08 61 62 -1 -1 LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2015-10-26 2016-12-08 54 57 -3 -3 LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2015-11-24 2016-12-08 93 96 -3 -3 LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2015-12-17 2016-12-08 58 54 4 4 LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2015-12-17 2016-12-08 2600 2441 159 159 LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2015-12-17 2016-12-08 399 375 24 24 LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2016-01-28 2016-12-08 11 10 1 1 LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2016-02-26 2016-12-08 49 45 4 4 LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2016-03-28 2016-12-08 47 44 3 3 LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2016-04-25 2016-12-08 25 24 1 1 LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2016-05-24 2016-12-08 59 57 2 2 LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2016-06-23 2016-12-08 22 22 0 0 LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2016-07-25 2016-12-08 27 27 0 0 LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2016-08-23 2016-12-08 18 19 -1 -1 LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2016-09-23 2016-12-08 8 8 0 0 LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2016-10-25 2016-12-08 102 102 0 0 LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2016-11-28 2016-12-08 90 89 1 1 MITSUBISHI UFJ FINANCIAL GROUP INC SPON ADR P 2013-08-09 2016-12-09 233 220 13 13 MORGAN STANLEY TRIGGER PAOS IBB 10/06/2017 P 2015-10-02 2016-01-06 100000 100000 0 0 MORGAN STANLEY TRIGGER PS XLE 08/31/2020 P 2015-08-26 2016-11-30 65705 50000 15705 15705 NATIONAL GRID PLC NEW SPON ADR P 2015-03-18 2016-07-15 725 647 78 78 NATIONAL GRID PLC NEW SPON ADR P 2015-03-18 2016-04-22 689 647 42 42 NATIONAL GRID PLC NEW SPON ADR P 2015-03-18 2016-11-11 425 453 -28 -28 NAVIENT CORP NTS B/E 05.000% 102620 DTD110614 CALL@MW+50BP P 2014-11-10 2016-09-01 60034 60788 -754 -754 NESTLE S A SPONSORED ADR REPSTG REG SHS SWITZ ADR P 2014-08-18 2016-02-23 495 540 -45 -45 NESTLE S A SPONSORED ADR REPSTG REG SHS SWITZ ADR P 2014-08-18 2016-03-03 1570 1698 -128 -128 NESTLE S A SPONSORED ADR REPSTG REG SHS SWITZ ADR P 2015-07-06 2016-03-03 143 146 -3 -3 NIPPON TELEG & TEL CORP SPON ADR P 2014-08-01 2016-04-13 89 67 22 22 NIPPON TELEG & TEL CORP SPON ADR P 2014-08-06 2016-04-13 1161 845 316 316 NIPPON TELEG & TEL CORP SPON ADR P 2014-08-21 2016-04-13 179 135 44 44 NIPPON TELEG & TEL CORP SPON ADR P 2014-08-21 2016-05-17 761 572 189 189 NIPPON TELEG & TEL CORP SPON ADR P 2014-08-21 2016-08-01 480 336 144 144 NIPPON TELEG & TEL CORP SPON ADR P 2014-10-10 2016-08-01 96 58 38 38 NISSAN MTR LTD SPONS ADR JAPAN ADR P 2015-06-22 2016-02-17 1081 1257 -176 -176 NISSAN MTR LTD SPONS ADR JAPAN ADR P 2015-06-24 2016-02-29 1014 1151 -137 -137 NISSAN MTR LTD SPONS ADR JAPAN ADR P 2015-06-24 2016-02-17 157 185 -28 -28 NISSAN MTR LTD SPONS ADR JAPAN ADR P 2015-07-06 2016-02-29 163 193 -30 -30 NISSAN MTR LTD SPONS ADR JAPAN ADR P 2015-11-03 2016-02-29 435 514 -79 -79 NOKIA CORP SPONS ADR FINLAND ADR P 2015-09-01 2016-02-05 397 396 1 1 NOKIA CORP SPONS ADR FINLAND ADR P 2015-09-01 2016-04-01 975 1024 -49 -49 NOKIA CORP SPONS ADR FINLAND ADR P 2015-09-09 2016-05-23 699 869 -170 -170 NOKIA CORP SPONS ADR FINLAND ADR P 2015-09-09 2016-04-01 250 279 -29 -29 NOKIA CORP SPONS ADR FINLAND ADR P 2015-09-23 2016-05-23 423 539 -116 -116 NOKIA CORP SPONS ADR FINLAND ADR P 2015-10-14 2016-05-23 464 614 -150 -150 NORDEA BANK SWED ADR P 2015-11-20 2016-11-01 376 395 -19 -19 NORSK HYDRO A.S NEW NORWAY SPON ADR P 2014-04-23 2016-03-14 425 540 -115 -115 OPPENHEIMER GOVERNMENT CASH RESERVES FUND CLASS C P 2015-12-29 2016-03-02 222828 222828 0 0 PEPSICO INC P 2012-05-08 2016-02-17 1490 994 496 496 PEPSICO INC P 2012-05-09 2016-02-17 497 330 167 167 PNC FINANCIAL SERVICES GROUP P 2012-05-08 2016-11-22 2208 1316 892 892 PRIMERICA INC P 2015-04-13 2016-11-25 5621 3786 1835 1835 PRUDENTIAL PLC ADR UNITED KINGDOM P 2012-06-25 2016-12-08 492 265 227 227 RENTRAK CORP **MERGER EFF: 02/2016** P 2015-02-13 2016-01-26 3689 4382 -693 -693 RENTRAK CORP **MERGER EFF: 02/2016** P 2015-04-15 2016-01-26 2066 2211 -145 -145 RIO TINTO PLC SPON ADR P 2015-09-11 2016-05-04 610 744 -134 -134 RIO TINTO PLC SPON ADR P 2015-09-11 2016-11-25 155 149 6 6 ROCHE HLDG LTD SPONS ADR SWITZ ADR P 2012-09-26 2016-01-28 605 448 157 157 ROCHE HLDG LTD SPONS ADR SWITZ ADR P 2012-12-14 2016-01-28 255 204 51 51 ROCHE HLDG LTD SPONS ADR SWITZ ADR P 2013-08-30 2016-01-28 255 250 5 5 ROCHE HLDG LTD SPONS ADR SWITZ ADR P 2013-09-11 2016-04-21 260 258 2 2 ROCHE HLDG LTD SPONS ADR SWITZ ADR P 2013-09-11 2016-01-28 64 65 -1 -1 ROCHE HLDG LTD SPONS ADR SWITZ ADR P 2013-10-02 2016-04-21 195 201 -6 -6 ROCHE HLDG LTD SPONS ADR SWITZ ADR P 2013-10-28 2016-04-21 260 278 -18 -18 ROCHE HLDG LTD SPONS ADR SWITZ ADR P 2013-10-28 2016-05-04 186 209 -23 -23 ROCHE HLDG LTD SPONS ADR SWITZ ADR P 2013-12-19 2016-05-04 371 406 -35 -35 ROCHE HLDG LTD SPONS ADR SWITZ ADR P 2014-01-31 2016-05-04 93 103 -10 -10 ROSS STORES INC P 2013-09-10 2016-01-20 1835 1249 586 586 ROSS STORES INC P 2013-09-11 2016-01-20 2039 1412 627 627 ROSS STORES INC P 2013-10-03 2016-01-20 713 512 201 201 ROSS STORES INC P 2013-10-03 2016-09-29 511 293 218 218 ROSS STORES INC P 2013-11-20 2016-09-29 767 487 280 280 ROSS STORES INC P 2014-07-30 2016-09-29 2236 1134 1102 1102 ROSS STORES INC P 2014-07-30 2016-11-22 5314 2495 2819 2819 ROYAL DUTCH SHELL PLC CL A SPON ADR P 2015-11-04 2016-09-02 484 542 -58 -58 ROYAL DUTCH SHELL PLC CL A SPON ADR P 2015-11-04 2016-09-28 709 814 -105 -105 ROYAL KPN N.V. SPON ADR P 2014-01-29 2016-02-17 177 178 -1 -1 ROYAL KPN N.V. SPON ADR P 2014-01-30 2016-02-17 11 11 0 0 ROYAL KPN N.V. SPON ADR P 2014-01-30 2016-04-13 511 505 6 6 ROYAL KPN N.V. SPON ADR P 2014-01-30 2016-02-17 962 999 -37 -37 ROYAL KPN N.V. SPON ADR P 2014-02-06 2016-04-26 1080 1070 10 10 ROYAL KPN N.V. SPON ADR P 2014-02-06 2016-04-13 198 191 7 7 RSA INS GROUP PLC SPON ADR P 2016-01-22 2016-04-12 143 124 19 19 RSA INS GROUP PLC SPON ADR P 2016-01-25 2016-06-02 1328 1132 196 196 RSA INS GROUP PLC SPON ADR P 2016-01-25 2016-04-12 299 261 38 38 RTS LIBERTY MEDIA CORP DEL EXP 06/16/16 P 2011-03-16 2016-06-07 0 0 RTS LIBERTY MEDIA CORP DEL EXP 06/16/16 P 2011-04-20 2016-06-07 1 1 1 RTS LIBERTY MEDIA CORP DEL EXP 06/16/16 P 2013-09-04 2016-06-07 0 0 RTS LIBERTY MEDIA CORP DEL EXP 06/16/16 P 2013-10-02 2016-06-07 0 0 RTS LIBERTY MEDIA CORP DEL EXP 06/16/16 P 2016-05-19 2016-06-07 2 2 2 RTS LIBERTY MEDIA CORP DEL EXP 06/16/16 P 2016-05-19 2016-06-07 2 2 2 RTS LIBERTY MEDIA CORP DEL EXP 06/16/16 P 2016-05-19 2016-06-07 6 6 6 RYANAIR HOLDINGS PLC SPON ADR P 2014-02-28 2016-01-26 293 208 85 85 RYANAIR HOLDINGS PLC SPON ADR P 2014-03-03 2016-01-26 199 139 60 60 RYANAIR HOLDINGS PLC SPON ADR P 2014-03-03 2016-04-14 492 345 147 147 SANDISK CORP **MERGER : 05/2016** P 2012-11-28 2016-05-13 1525 813 712 712 SANDISK CORP **MERGER : 05/2016** P 2013-07-30 2016-05-13 1144 814 330 330 SANDISK CORP **MERGER : 05/2016** P 2013-08-08 2016-05-13 2517 1921 596 596 SANDISK CORP **MERGER : 05/2016** P 2013-09-11 2016-05-13 2288 1803 485 485 SANDISK CORP **MERGER : 05/2016** P 2015-01-14 2016-05-13 2669 2794 -125 -125 SANDISK CORP **MERGER : 05/2016** P 2015-04-16 2016-05-13 2441 2144 297 297 SANDISK CORP **MERGER : 05/2016** P 2015-08-18 2016-05-13 2212 1651 561 561 SCHWAB CHARLES CORP NEW P 2016-02-05 2016-11-22 6459 4175 2284 2284 SEVEN & I HLDGS CO LTD ADR P 2013-08-30 2016-01-19 237 189 48 48 SEVEN & I HLDGS CO LTD ADR P 2013-09-11 2016-01-20 104 91 13 13 SEVEN & I HLDGS CO LTD ADR P 2013-09-11 2016-02-24 215 199 16 16 SEVEN & I HLDGS CO LTD ADR P 2013-09-11 2016-01-19 86 72 14 14 SEVEN & I HLDGS CO LTD ADR P 2013-10-02 2016-02-24 468 432 36 36 SEVEN & I HLDGS CO LTD ADR P 2013-12-26 2016-02-24 468 470 -2 -2 SEVEN & I HLDGS CO LTD ADR P 2015-03-11 2016-02-24 429 423 6 6 SHIRE PLC SPON ADR P 2016-06-03 2016-07-12 584 576 8 8 SHIRE PLC SPON ADR P 2016-06-03 2016-07-12 231 228 3 3 SHIRE PLC SPON ADR P 2016-06-03 2016-07-12 158 156 2 2 SHIRE PLC SPON ADR P 2016-06-03 2016-07-12 707 697 10 10 SHIRE PLC SPON ADR P 2016-06-03 2016-07-12 71 70 1 1 SHIRE PLC SPON ADR P 2016-06-03 2016-07-12 505 498 7 7 SHIRE PLC SPON ADR P 2016-06-03 2016-07-12 273 269 4 4 SHIRE PLC SPON ADR P 2016-06-03 2016-07-12 448 442 6 6 SHIRE PLC SPON ADR P 2016-06-03 2016-07-12 136 134 2 2 SHIRE PLC SPON ADR P 2016-06-03 2016-06-03 122 122 0 0 SHIRE PLC SPON ADR P 2016-06-03 2016-07-28 191 192 -1 -1 SNAP ON INC P 2013-10-03 2016-01-20 4345 2880 1465 1465 SOCIETE GENERALE FRANCE SPONS ADR ADR P 2015-02-26 2016-01-22 231 278 -47 -47 SOCIETE GENERALE FRANCE SPONS ADR ADR P 2015-03-02 2016-01-22 216 262 -46 -46 SOCIETE GENERALE FRANCE SPONS ADR ADR P 2015-03-03 2016-01-22 378 451 -73 -73 SOCIETE GENERALE FRANCE SPONS ADR ADR P 2015-06-30 2016-01-22 247 302 -55 -55 SOCIETE GENERALE FRANCE SPONS ADR ADR P 2015-10-23 2016-01-22 509 633 -124 -124 SONY CORP ADR NEW JAPAN ADR P 2014-09-15 2016-04-14 471 336 135 135 SONY CORP ADR NEW JAPAN ADR P 2014-09-15 2016-01-21 761 712 49 49 SONY CORP ADR NEW JAPAN ADR P 2014-09-15 2016-06-14 385 277 108 108 SONY CORP ADR NEW JAPAN ADR P 2014-09-15 2016-08-31 416 257 159 159 SONY CORP ADR NEW JAPAN ADR P 2014-09-30 2016-08-31 160 90 70 70 SOUTHWESTERN ENERGY CO P 2014-10-22 2016-01-27 2794 10104 -7310 -7310 SOUTHWESTERN ENERGY CO P 2015-01-02 2016-01-27 1282 3799 -2517 -2517 SOUTHWESTERN ENERGY CO P 2015-06-24 2016-01-27 641 1676 -1035 -1035 SPRINT NEXTEL CORP B/E 06.000% 111522 DTD111412 FC051513 CALL@MW P 2014-09-05 2016-12-13 39621 40004 -383 -383 STARZ *MERGER EFF: 12/2016* SER A P 2011-03-16 2016-12-09 537 110 427 427 STARZ *MERGER EFF: 12/2016* SER A P 2011-04-20 2016-12-09 358 79 279 279 STARZ *MERGER EFF: 12/2016* SER A P 2013-09-11 2016-12-09 1468 1067 401 401 SUMITOMO MITSUI FINANCIAL SPON ADR P 2013-08-09 2016-01-19 571 777 -206 -206 SUMITOMO MITSUI FINANCIAL SPON ADR P 2013-08-09 2016-01-29 52 75 -23 -23 SUMITOMO MITSUI FINANCIAL SPON ADR P 2013-08-30 2016-01-29 353 478 -125 -125 SUMITOMO MITSUI FINANCIAL SPON ADR P 2013-09-11 2016-01-29 497 732 -235 -235 SUMITOMO MITSUI FINANCIAL SPON ADR P 2013-10-02 2016-01-29 392 580 -188 -188 SUMITOMO MITSUI FINANCIAL SPON ADR P 2014-11-03 2016-01-29 301 384 -83 -83 TAIWAN SEMICONDUCTOR MFG CO LTD ADR P 2013-08-22 2016-09-12 6035 3376 2659 2659 TECHNIP SA NEW *MERGER EFF: 01/2017* SPON ADR P 2016-08-17 2016-12-01 296 244 52 52 TECHNIP SA NEW *MERGER EFF: 01/2017* SPON ADR P 2016-08-17 2016-11-22 191 158 33 33 TECHNIP SA NEW *MERGER EFF: 01/2017* SPON ADR P 2016-08-18 2016-12-01 261 222 39 39 TELECOM ITALIA SPA NEW REPSTG 10 ORD SHS SPON ADR P 2014-09-24 2016-04-26 419 502 -83 -83 TELECOM ITALIA SPA NEW REPSTG 10 ORD SHS SPON ADR P 2014-12-04 2016-04-26 185 219 -34 -34 TELECOM ITALIA SPA NEW REPSTG 10 ORD SHS SPON ADR P 2015-01-21 2016-04-26 88 99 -11 -11 TELECOM ITALIA SPA NEW REPSTG 10 ORD SHS SPON ADR P 2015-01-21 2016-06-24 211 298 -87 -87 TELECOM ITALIA SPA NEW REPSTG 10 ORD SHS SPON ADR P 2015-01-21 2016-06-24 102 144 -42 -42 TOTAL CPTL CANADA LTD 01.450% 011518 DTD011713 FC071513 CALL@MW P 2013-02-06 2016-03-24 1000 1001 -1 -1 TOWERS WATSON & CO **MERGER EFF: 01/2016** CL A P 2014-07-30 2016-01-04 4476 3986 490 490 TOYOTA MOTOR CORP NEW JAPAN SPON ADR P 2013-09-11 2016-02-25 105 128 -23 -23 TOYOTA MOTOR CORP NEW JAPAN SPON ADR P 2013-10-02 2016-02-25 210 255 -45 -45 TOYOTA MOTOR CORP NEW JAPAN SPON ADR P 2013-10-02 2016-03-01 320 382 -62 -62 TOYOTA MOTOR CORP NEW JAPAN SPON ADR P 2014-05-28 2016-03-01 853 879 -26 -26 TOYOTA MOTOR CORP NEW JAPAN SPON ADR P 2014-05-28 2016-03-14 327 330 -3 -3 TOYOTA MOTOR CORP NEW JAPAN SPON ADR P 2014-06-02 2016-03-14 546 568 -22 -22 TOYOTA MOTOR CORP NEW JAPAN SPON ADR P 2014-06-02 2016-03-29 215 227 -12 -12 TOYOTA MOTOR CORP NEW JAPAN SPON ADR P 2014-06-19 2016-03-29 215 236 -21 -21 TOYOTA MOTOR CORP NEW JAPAN SPON ADR P 2014-06-19 2016-04-07 1079 1297 -218 -218 TOYOTA MOTOR CORP NEW JAPAN SPON ADR P 2014-10-08 2016-05-31 514 577 -63 -63 TOYOTA MOTOR CORP NEW JAPAN SPON ADR P 2015-01-20 2016-05-31 617 776 -159 -159 TOYOTA MOTOR CORP NEW JAPAN SPON ADR P 2015-08-24 2016-05-31 926 1039 -113 -113 TRANSCANADA CORP (HOLDING CO) CAD P 2016-04-26 2016-10-18 331 286 45 45 U S TREAS INFL NT BILL DUE 07/15/25 FACTOR 1.0177600 P 2015-11-06 2016-11-22 4075 3934 141 141 U S TREAS INFL NT BILL DUE 07/15/25 FACTOR 1.0177600 P 2015-11-06 2016-11-18 4062 3933 129 129 U S TREAS INFL NT BILL DUE 07/15/25 FACTOR 1.0177600 P 2015-11-06 2016-10-11 5193 4908 285 285 U S TREAS INFL NT BILL DUE 07/15/25 FACTOR 1.0177600 P 2015-11-06 2016-11-21 4069 3934 135 135 UBS AG L/O TA-CYN NDX RTY 06/14/2019 P 2016-06-10 2016-12-14 50000 50000 0 0 UBS AG L/O TA-CYN RTY NDX 05/17/2019 P 2016-05-13 2016-11-16 75000 75000 0 0 UBS AG L/O TPAOS SPX RTY 09/28/2018 P 2015-09-28 2016-03-31 75000 75000 0 0 UBS AG TRIGGER PS XLE 09/30/2020 P 2015-09-25 2016-12-27 65210 50000 15210 15210 UBS FIXED INCOME OPPORTUNITIES FUND CLASS C P 2013-10-21 2016-06-15 16170 18329 -2159 -2159 UBS FIXED INCOME OPPORTUNITIES FUND CLASS C P 2013-11-19 2016-06-15 22167 24996 -2829 -2829 UBS FIXED INCOME OPPORTUNITIES FUND CLASS C P 2013-12-20 2016-06-15 8784 10002 -1218 -1218 UBS FIXED INCOME OPPORTUNITIES FUND CLASS C P 2013-12-20 2016-06-15 27 30 -3 -3 UBS FIXED INCOME OPPORTUNITIES FUND CLASS C P 2014-01-08 2016-06-15 13014 15000 -1986 -1986 UBS FIXED INCOME OPPORTUNITIES FUND CLASS C P 2014-03-24 2016-06-15 22 25 -3 -3 UBS FIXED INCOME OPPORTUNITIES FUND CLASS C P 2014-06-23 2016-06-15 9 10 -1 -1 UBS FIXED INCOME OPPORTUNITIES FUND CLASS C P 2014-09-23 2016-06-15 10 11 -1 -1 UBS FIXED INCOME OPPORTUNITIES FUND CLASS C P 2014-12-22 2016-06-15 1367 1474 -107 -107 UBS FIXED INCOME OPPORTUNITIES FUND CLASS C P 2015-03-23 2016-06-15 3 3 0 0 UBS FIXED INCOME OPPORTUNITIES FUND CLASS C P 2015-06-22 2016-06-15 11 12 -1 -1 UBS FIXED INCOME OPPORTUNITIES FUND CLASS C P 2015-09-22 2016-06-15 21 23 -2 -2 UNITED HEALTH GROUP INC 02.875% 121521 DTD120814 FC061515 CALL@MW P 2014-12-17 2016-03-24 1030 1012 18 18 UNITED STATES TREAS BOND 02.500 % DUE 05/15/46 DTD 05/15/16 FC P 2016-05-31 2016-11-30 8945 9714 -769 -769 UNITED STATES TREAS BOND 02.500 % DUE 05/15/46 DTD 05/15/16 FC P 2016-06-30 2016-11-30 894 1041 -147 -147 UNITED STATES TREAS BOND 03.625 % DUE 02/15/44 DTD 02/15/14 FC P 2014-04-30 2016-07-29 11784 9254 2530 2530 UNITED STATES TREAS BOND 04.625 % DUE 02/15/40 DTD 02/15/10 FC P 2012-05-09 2016-03-24 1387 1291 96 96 US TSY INFL PROT NOTE 00.125 % DUE 07/15/22 FACTOR 1.0495400 P 2012-12-07 2016-10-18 1072 1140 -68 -68 US TSY INFL PROT NOTE 00.125 % DUE 07/15/22 FACTOR 1.0495400 P 2012-12-07 2016-10-13 4268 4560 -292 -292 US TSY INFL PROT NOTE 00.125 % DUE 07/15/22 FACTOR 1.0495400 P 2012-12-07 2016-10-17 4285 4560 -275 -275 US TSY INFL PROT NOTE 00.125 % DUE 07/15/22 FACTOR 1.0495400 P 2013-06-25 2016-10-18 3217 3032 185 185 US TSY INFL PROT NOTE 00.125 % DUE 07/15/22 FACTOR 1.0495400 P 2013-06-25 2016-10-25 3214 3033 181 181 US TSY INFL PROT NOTE 00.125 % DUE 07/15/22 FACTOR 1.0495400 P 2015-02-10 2016-10-25 1071 1048 23 23 US TSY NOTE 00.125 % DUE 04/15/16 FACTOR 1.0737400 P 2015-01-12 2016-04-15 7516 7495 21 21 US TSY NOTE 00.750 % DUE 08/31/18 DTD 08/31/16 FC P 2016-09-12 2016-12-12 14908 14986 -78 -78 US TSY NOTE 00.750 % DUE 10/31/17 DTD 10/31/12 FC P 2014-10-21 2016-09-13 12999 12972 27 27 US TSY NOTE 00.875 % DUE 11/30/17 DTD 11/30/15 FC P 2015-12-08 2016-11-16 14007 13981 26 26 US TSY NOTE 01.000 % DUE 08/31/16 DTD 08/31/11 FC P 2015-10-19 2016-08-31 20000 20000 0 0 US TSY NOTE 01.000 % DUE 08/31/16 DTD 08/31/11 FC P 2015-10-19 2016-07-21 14010 14011 -1 -1 US TSY NOTE 01.000 % DUE 10/31/16 DTD 10/31/11 FC P 2012-05-09 2016-09-12 6005 6003 2 2 US TSY NOTE 01.000 % DUE 10/31/16 DTD 10/31/11 FC P 2012-05-17 2016-09-12 3002 3001 1 1 US TSY NOTE 01.000 % DUE 10/31/16 DTD 10/31/11 FC P 2013-10-03 2016-10-31 32000 32000 0 0 US TSY NOTE 01.000 % DUE 10/31/16 DTD 10/31/11 FC P 2013-10-03 2016-09-12 3002 3001 1 1 US TSY NOTE 01.375 % DUE 09/30/23 DTD 09/30/16 FC P 2016-10-12 2016-12-09 6618 6897 -279 -279 US TSY NOTE 01.625 % DUE 10/31/23 DTD 10/31/16 FC P 2016-11-21 2016-12-09 9607 9687 -80 -80 US TSY NOTE 01.625 % DUE 10/31/23 DTD 10/31/16 FC P 2016-11-22 2016-12-09 3843 3876 -33 -33 US TSY NOTE 01.625 % DUE 10/31/23 DTD 10/31/16 FC P 2016-11-23 2016-12-09 4804 4826 -22 -22 US TSY NOTE 01.750 % DUE 05/31/16 DTD 05/31/11 FC P 2014-10-31 2016-02-29 9031 9031 0 0 US TSY NOTE 01.750 % DUE 05/31/16 DTD 05/31/11 FC P 2014-10-31 2016-05-31 46000 46000 0 0 US TSY NOTE 01.750 % DUE 10/31/18 DTD 10/31/11 FC P 2012-05-09 2016-03-24 1020 1017 3 3 US TSY NOTE 02.000 % DUE 08/15/25 DTD 08/15/15 FC P 2015-11-05 2016-09-12 11299 10756 543 543 US TSY NOTE 02.000 % DUE 08/15/25 DTD 08/15/15 FC P 2015-11-05 2016-12-12 4819 4889 -70 -70 US TSY NOTE 02.000 % DUE 08/15/25 DTD 08/15/15 FC P 2016-02-24 2016-12-12 12530 13298 -768 -768 US TSY NOTE 02.000 % DUE 11/30/22 DTD 11/30/15 FC P 2015-12-08 2016-12-12 29762 29996 -234 -234 VODAFONE GROUP PLC SPON ADR P 2013-08-09 2016-09-01 8 15 -7 -7 VODAFONE GROUP PLC SPON ADR P 2013-08-09 2016-04-14 389 673 -284 -284 VODAFONE GROUP PLC SPON ADR P 2013-08-30 2016-09-01 132 255 -123 -123 VODAFONE GROUP PLC SPON ADR P 2013-09-11 2016-09-01 403 812 -409 -409 VODAFONE GROUP PLC SPON ADR P 2013-09-11 2016-11-16 79 188 -109 -109 VODAFONE GROUP PLC SPON ADR P 2013-09-11 2016-10-05 379 790 -411 -411 VODAFONE GROUP PLC SPON ADR P 2013-10-02 2016-11-16 267 679 -412 -412 VODAFONE GROUP PLC SPON ADR P 2013-11-18 2016-11-16 224 602 -378 -378 VODAFONE GROUP PLC SPON ADR P 2013-11-20 2016-11-16 227 588 -361 -361 WAL MART STORES INC P 2012-05-09 2016-02-17 1325 1184 141 141 WHOLE FOODS MARKET INC P 2015-08-21 2016-01-29 3090 3423 -333 -333 WOLSELEY PLC SPON ADR P 2014-03-21 2016-04-08 452 457 -5 -5 WOLSELEY PLC SPON ADR P 2014-03-21 2016-07-28 11 11 0 0 WOLSELEY PLC SPON ADR P 2014-04-23 2016-10-06 376 386 -10 -10 WOLSELEY PLC SPON ADR P 2014-04-23 2016-07-28 260 277 -17 -17 WOLSELEY PLC SPON ADR P 2014-12-03 2016-10-06 51 52 -1 -1 WSTN DIGITAL CORP P 2015-11-03 2016-05-13 11 11 0 0 -20591 0 825307 13560817 0.060860 597572 11929967 0.050090 412746 11428942 0.036114 516367 8032888 0.064282 341838 10622635 0.032180 0.243526 0.048705 11137900 542471 3985 546456 535006 7971 0 7971 0 7971 6439 6439 X 1532 0 0 0 0 0 0 0 0 1 1 0 1 1 NY 1 0 0 0 0 1 N/A THE ORGANIZATION 2128374602 C/O GFI 140 BROADWAY 41ST FLR NEW YORK NY 10005 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ALLEN I GROSS 1345 EAST 27TH ST BROOKLYN NY 11210 PRESIDENT 5.00 0 0 0 EDITH GROSS 1345 EAST 27TH ST BROOKLYN NY 11210 TRUSTEE 5.00 0 0 0 BRIAN GROSS 2822 AVE L BROOKLYN NY 11210 TRUSTEE 5.00 0 0 0 JONATHAN GROSS 1224 EAST 24TH ST BROOKLYN NY 11210 TRUSTEE 5.00 0 0 0 CAROLYN WEISER 1368 EAST 26TH STREET BROOKLYN NY 11210 TRUSTEE 5.00 0 0 0 ZAHAVA HURWITZ 1360 EAST 28TH STREET BROOKLYN NY 11210 TRUSTEE 5.00 0 0 0 NONE 0 NONE 0 0 10686189 621324 0 11307513 0 0 11307513 169613 11137900 556895 556895 7971 1619 9590 547305 0 547305 0 547305 535006 0 535006 0 535006 547305 413344 0 0 535006 413344 0 0 121662 0 0 0 0 0 0 0 0 425643 0 0 0 X A TIME 1310 48 STREET BROOKLYN NY 11219 CHARITY 100 AGUDATH ISRAEL BAIS BINYOMIN 2913-15 AVENUE L BROOKLYN NY 11210 CHARITY 11325 AGUDATH ISRAEL BAIS BINYOMIN 2913-15 AVENUE L BROOKLYN NY 11210 CHARITY 24500 AGUDATH ISRAEL OF AMERICA 42 BROADWAY NEW YORK NY 10004 CHARITY 15054 AGUDAS YISROEL BIRCAS YAAKOV 262 TERHUNE AVENUE PASSAIC NJ 07055 CHARITY 250 AGUDIST BENEVOLENT SOCIETY 1769 46TH STREET BROOKLYN NY 11201 CHARITY 105 AHAVAS CHESED 720 LEFFERTS AVENUE BROOKLYN NY 11203 CHARITY 250 AISH HATTORAH 313 W 83RD STREET NEW YORK NY 10024 CHARITY 36 AIM HABONIM 401 BURY NEW RD SALFORD UK M7 2BT CHARITY 180 ALZHEIMERS ASSOCIATION 225 N MICHIGAN AVENUE CHICAGO IL 60601 CHARITY 25 AMERICAN FRIENDS OF EMUNAH V'CHESED 60 E 42ND STREET SUITE 2240 NEW YORK NY 10165 CHARITY 1000 AMERICAN FRIENDS OS MIGDAL OHR 1560 BROADWAY NEW YORK NY 10036 CHARITY 375 BAIS MEDRASH MAYAN HATORAH 101 MILTON STREET LAKEWOOD NJ 08701 CHARITY 100 BAIS YAAKOV D'RAV MEIR 85 PARKVILLE AVENUE BROOKLYN NY 11230 CHARITY 33585 BAIS YAAKOV HIGH SCHOOL 4420 15TH AVENUE BROOKLYN NY 11219 CHARITY 1500 BE'ER HAGOLAH 671 LOUISIANA AVENUE BROOKLYN NY 11239 CHARITY 2800 BETH ELIYAHU 5012 CENTRAL AVENUE BONITA CA 91902 CHARITY 180 BIKUR CHOLIM 5612 11TH AVENUE BROOKLYN NY 11219 CHARITY 1250 BIKUR CHOLIM NEFESH CHAYA 3018 BEDFORD AVENUE BROOKLYN NY 11210 CHARITY 100 BINA 2511 AVENUE I BROOKLYN NY 11210 CHARITY 180 BOBBIE'S PLACE 1401 LOCUST AVENUE BROOKLYN NY 11230 CHARITY 50 BONEI OLAM 1755 46TH STREET BROOKLYN NY 11204 CHARITY 12500 CHABAD OF PARKLAND 7170 LOXAHATCHEE RD PARKLAND FL 33067 CHARITY 180 CHAI LIFE LINE 151 WEST 30TH STREET NEW YORK NY 10001 CHARITY 1000 CHAI4EVER 1221 MADISN AVE LAKEWOOD NJ 08701 CHARITY 540 CHAIM MEIR CAMP FUND 132 NASSAU ST NEW YORK NY 10038 CHARITY 50 CHASDEI LEV POB 297257 BROOKLYN NY 11229 CHARITY 10000 CHESED 247 286 N MAIN STREET SUITE 210 SPRING VALLEY NY 10977 CHARITY 100 CHILD LIFE SOCIETY 1347 43RD STREET BROOKLYN NY 11218 CHARITY 1360 CHOFETZ CHAIM HERITAGE FUND 361 SPOOK ROCK RD SUFFERN NY 10901 CHARITY 540 CMBM 5225 CONNECTICUT AVENUE NW WASHINGTON DC 20015 CHARITY 18 CONGREGATION AHAVAS ACHIM 216 FIRST AVENUE HIGHLAND PARK NJ 08904 CHARITY 50 CONGREGATION TOV VCHESED 15 HOWARD DR SPRING VALLEY NY 10977 CHARITY 36 CONGREGATION TORAH OHAVEI 139 CAROL STREET LAKEWOOD NJ 08701 CHARITY 180 CONGREGATION WEST PARK 458 RIVERSIDE DRIVE FALLSBURG NY 12733 CHARITY 5200 CONGREGATION YECHEZKEL SHRAGA 5005 COLLINS AVENUE MIAMI BEACH FL 33140 CHARITY 180 DAVIS MEMORIAL FUND 25 LAWRENCE AVENUE LAWRENCE NY 11559 CHARITY 50 DERECH HATORA - KIRYAT 2810 NOSTRAND AVENUE BROOKLYN NY 11229 CHARITY 180 ECHO WOMEN 295 WEST RTE 59 MONSEY NY 10952 CHARITY 180 EDUCATIONAL INSTITUTE OHOLEI TORAH 667 EASTERN PKWY BROOKLYN NY 11213 CHARITY 180 EZRAS CHAIM 531 FLUSHING AVE 4TH FLOOR BROOKLYN NY 11205 CHARITY 18 FRIENDS OF YAD YITZCHOK 1335 E 5TH STREET BROOKLYN NY 11230 CHARITY 250 HASC 5902 14TH AVENUE BROOKLYN NY 11219 CHARITY 280 HOROWITZ FUND 439 WKENNETH RD GLENDALE CA 91202 CHARITY 36000 JEP CAMP SCHOLORSHIP FUND 110 ROCKAWAY TURNPIKE LAWRENCE NY 11559 CHARITY 180 JEWISH CENTER FOR SPECIAL ED 1760 53RD STREET BROOKLYN NY 11204 CHARITY 750 KEHAL SUSREGEN 1279 EAST 24TH STREET BROOKLYN NY 11210 CHARITY 100 KEREN AHAVAS CHESED 720 LEFFERTS AVENUE BROOKLYN NY 11203 CHARITY 250 KEREN HASHIVIS 4714 16TH AVENUE BROOKLYN NY 11204 CHARITY 180 KEREN YAAKOV ZEV 132 NASSAU STREET RM 300 NEW YORK NY 10038 CHARITY 100 KIMPITORIN AID 1324 50TH STREET BROOKLYN NY 11219 CHARITY 180 KOLLEL SHOMRE HACHOMOS 18 HEYWARD STREET BROOKLYN NY 11249 CHARITY 360 LEV LACHIM 1034 EAST 12TH STREET BROOKLYN NY 11230 CHARITY 636 MASORES BAIS YAAKOV 1451 52ND ST A1 BROOKLYN NY 11219 CHARITY 180 MATAN BSETAR BAMBI 1667 54TH STREET BROOKLYN NY 11204 CHARITY 100 MAYAN YISROEL 3315 AVENUE N BROOKLYN NY 11234 CHARITY 500 MAZEL DAY SCHOOL 2901 BRIGHTON 6TH STREET BROOKLYN NY 11235 CHARITY 500 MERKAZ HATORAH 3495 RICHMOND ROAD STATEN ISLAND NY 10309 CHARITY 100 MESIVTA TIFERES JERUSALEM 145 E BROADWAY NEW YORK NY 10002 CHARITY 36 MESORES BAIS YAAKOV 1395 OCEAN AVENUE BROOKLYN NY 11230 CHARITY 20360 MIRRER YESHIVA 1791 OCEAN PARKWAY BROOKLYN NY 11223 CHARITY 10000 N'SHAI AHAVAS CHESED 1549 46TH STREET BROOKLYN NY 11219 CHARITY 36 NATIONAL COMMITTEE FOR THE FURTHERANCE OF EDUCATION 824 EASTERN PKWY BROOKLYN NY 11213 CHARITY 10000 NCFJED MINEOLA 824 EASTERN PKWY BROOKLYN NY 11213 CHARITY 5000 OHALEI TORAH 667 EASTERN PKWY BROOKLYN NY 11213 CHARITY 1000 OHEL 4510 16TH AVENUE BROOKLYN NY 11204 CHARITY 5050 ORTHODOX UNION 11 BROADWAY SUITE 1301 NEW YORK NY 10004 CHARITY 180 PARTNERS IN TORAH 228 AYCRIGG AVENUE PASSAIC NJ 07055 CHARITY 180 PROJECT INSPIRE 1407 BROADWAY SUITE 1703A NEW YORK NY 10018 CHARITY 200000 PROJECT RANANA 1179 EAST 13TH STREET BROOKLYN NY 11230 CHARITY 2500 PROJECT WITNESS 201 FOSTER AVENUE BROOKLYN NY 11230 CHARITY 5000 PROSPECT PARK YESHIVA 1784 EAST 17TH STREET BROOKLYN NY 11229 CHARITY 9725 RAJE 2915 OCEAN PARKWAY BROOKLYN NY 11235 CHARITY 1000 RIVKAH LAUFER BIKUR CHOLIM 1406 57TH STREET BROOKLYN NY 11219 CHARITY 360 SAMCHENU 812 HYDE COURT SILVER SPRING MD 20902 CHARITY 860 SATMAR BIKUR CHOLOM 545 BEDFORD AVENUE BROOKLYN NY 11211 CHARITY 380 SHOR YOSHUV 1 CEDARLAWN AVENUE LAWRENCE NY 11559 CHARITY 1036 SINAI ACADEMY 2025 79TH STREET BROOKLYN NY 11214 CHARITY 4200 TALMUD TORAH TZFAS 1321 44TH STREET BROOKLYN NY 11219 CHARITY 18 TORAH COMMUNITY FUND C/O JOSH WINTER 4 KATHERINE AVENUE PASSAIC NJ 07055 CHARITY 500 TORAH COMMUNITCATIONS NETWORK 2549 LAFAYETTE DRIVE CLEVELAND OH 44118 CHARITY 96 TORAH UMSORAH 620 FOSTER AVENUE BROOKLYN NY 11230 CHARITY 960 TZEDAKAH V'CHESED 17925 NE 9TH PL NORTH MIAMI BEACH FL 33162 CHARITY 100 WHITE LAKE TORAH 36 LAKE STREET WHITE LAKE NY 12786 CHARITY 100 YACHAD 11 BROADWAY NEW YORK NY 10004 CHARITY 50 YAD AVROM 1271 AVENUE OF AMERICAS SUITE 48 NEW YORK NY 10020 CHARITY 10 YAD BATYAH L'KALLAH 1256 EAST 26TH STREET BROOKLYN NY 11210 CHARITY 700 YAD ELIEZER 1102 EAST 26TH STREET BROOKLYN NY 11210 CHARITY 50 YAD LACHIM 4018 18TH AVENUE BROOKLYN NY 11218 CHARITY 36 YAD YEHUDA 812 HYDE COURT SILVER SPRING MD 20902 CHARITY 10 YAD YISROEL 1070 38TH STREET BROOKLYN NY 11219 CHARITY 100 YESHIVA BAIS YOSEF 1502 AVENUE N BROOKLYN NY 11230 CHARITY 100 YESHIVA BETH MOSHE 930 HICKORY STREET SCRANTON PA 18505 CHARITY 54 YESHIVA BETH MOSHE (SCRANTON) 930 HICKORY STREET SCRANTON PA 18505 CHARITY 100 YESHIVA CHASAN SOFER 1705 49TH STREET BROOKLYN NY 11204 CHARITY 2160 YESHIVA DARCHEI TORAH 257 BEACH 17TH ST FAR ROCKAWAY NY 11691 CHARITY 100 YESHIVA EMEK HATORAH 395 KENT ROAD HOWELL NJ 07731 CHARITY 180 YESHIVA GEDOLAH OHR YISROEL 2899 NOSTRAND AVENUE BROOKLYN NY 11219 CHARITY 200 YESHIVA KARLIN STOLIN 1818 54TH STREET BROOKLYN NY 11204 CHARITY 500 YESHIVA MERCAZ HATORAH 505 BEACH 129TH STREET ROCKAWAY PARKWAY NY 11694 CHARITY 100 YESHIVA MIKOR CHAIM 1600 55TH STREET BROOKLYN NY 11204 CHARITY 360 YESHIVA MORESHES YEHOSHUA 817 CENTRAL AVENUE LAKEWOOD NJ 08701 CHARITY 2500 YESHIVA OF BROOKLYN 1470 OCEAN PARKWAY BROOKLYN NY 11230 CHARITY 500 YESHIVA OF STATEN ISLAND 1870 DRUMGOOLE ROAD EAST STATEN ISLAND NY 10309 CHARITY 180 YESHIVA OF WATERBURY 47 BUCKINGHAM STREET WATERBURY CT 06710 CHARITY 180 YESHIVA OHR REUVEN 259 GRANDVIEW AVENUE SUFFERN NY 10901 CHARITY 500 YESHIVA PRESCHOOL OF SILICON VALLEY 706 W JULIAN STREET SAN JOSE CA 95126 CHARITY 1000 YESHIVA TIFERES YISROEL 1271 EAST 35TH STREET BROOKLYN NY 11210 CHARITY 46000 YESHIVA TORAH TEMIMAH 555 OCEAN PKWY BROOKLYN NY 11218 CHARITY 50 YESHIVA TORAH VODAATH 425 EAST 9TH STREET BROOKLYN NY 11218 CHARITY 18600 ZICHRON DEVORAH 7056 136TH STREET FLUSHING NY 11367 CHARITY 3600 ZICHRON SHLOMO REFUAH FUND 1319 51ST STREET BROOKLYN NY 11219 CHARITY 50 ZICHRON SHMUEL 3478 BEDFORD AVENUE BROOKLYN NY 11204 CHARITY 1884 ZICHRON SHRAGA 98 WEST END AVENUE BROOKLYN NY 11235 CHARITY 1800 ZICHRON YAAKOV 720 UNION RD SPRING VALLEY NY 10977 CHARITY 250 VARIOUS AMOUNTS 1000 1428 36TH STREET BROOKLYN NY 11218 CHARITY 6972 533686 0 14 233405 14 153441 68087 -20591 0 386846 47496 434342 8 INVESTMENT INCOME IN ORDER TO BE ABLE TO ACCOMPLISH THE CHARITABLE 8 GOALS OF THE ORGANIZATION. 0 0 0 0 0 0 0 0 0 0 X X 1 EDITH GROSS 140 BROADWAY 41ST FLOOR NEW YORK NY 10005 600000 X ROTH & COMPANY LLP 6600 5280 0 1320 INVESTMENT IN NOTE 23021 23021 BROKERAGE ACCOUNTS 10835285 10835285 INVESTMENTS 199160 136925 DUE FROM SLUICE 1724804 1811044 UNREALIZED GAIN ON SECURITIES 118239 CAVENDISH K-1 -205 -205 SQUARE MILE K-1 68292 68292 INVESTMENT SERVICE CHARGES 51115 51115 0 0 STATE TAXES 250 0 0 0 DEPARTMENT OF TREASURY 4000 0 0 0