JOHN L NAU III FOUNDATION: Form 990PF, tax year 2024
View the entire original 990 at ProPublica ↗
- Organization
- JOHN L NAU III FOUNDATION (EIN 20-8457303)
- Tax period
- 2024-01-01 to 2024-12-31
- Filed
- 2025-11-13
- IRS object ID
- 202543179349103284
- Schema version
- 2024v5.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Substantial Contributors Sch
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2025-11-13T15:49:08-06:00 | ReturnTs |
| Tax Period End | 2024-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 994260840 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DOEREN MAYHEW | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2600 NORTH LOOP WEST SUITE 600 | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77092 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2024-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 208457303 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JOHN L NAU III FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | JOHN | BusinessNameControlTxt |
| Phone | 7138481884 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2229 SAN FELIPE STE 1250 | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77019 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JOHN L NAU III | PersonNm |
| Person Title | DIRECTOR | PersonTitleTxt |
| Phone | 7138481884 | PhoneNum |
| Signature | 2025-11-10 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | Yes (1) | IRSResponsiblePrtyInfoCurrInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | BRYAN CLARK | PreparerPersonNm |
| PTIN | P00360796 | PTIN |
| Phone | 7137897077 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2024 | TaxYr |
| Build TS | 2025-03-06 01:10:19Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $34,837,916 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $25,564,364 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $82,065 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $82,065 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $229,448 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $1,066,506 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $229,448 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $883,451 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $883,451 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $0 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $26,759,328 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,194,964 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $0 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Taxes Rev And Expnss | $199 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $199 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $0 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $40,117 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $39,971 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $0 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $146 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $40,316 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $40,170 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $146 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $3,719,961 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $3,719,961 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $3,760,277 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $40,170 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $3,720,107 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $22,999,051 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,154,794 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $8,911 | CashBOYAmt |
| Cash EOY | $14,012,667 | CashEOYAmt |
| Cash EOYFMV | $14,012,667 | CashEOYFMVAmt |
| US Government Obligations BOY | $1,142 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $65,795 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $65,795 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $3,855,703 | CorporateStockBOYAmt |
| Corporate Stock EOY | $12,528,515 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $12,528,515 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $702,916 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $667,525 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $667,525 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $7,068,177 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $7,563,414 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $7,563,414 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $11,636,849 | TotalAssetsBOYAmt |
| Total Assets EOY | $34,837,916 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $34,837,916 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $11,636,849 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $34,837,916 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $0 | RetainedEarningBOYAmt |
| Retained Earning EOY | $0 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $11,636,849 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $34,837,916 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $11,636,849 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $34,837,916 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $11,636,849 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $22,999,051 | ExcessRevenueOverExpensesAmt |
| Other Increases | $202,016 | OtherIncreasesAmt |
| Subtotal | $34,837,916 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $34,837,916 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (168 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| FIDELITY CONSERVATIVINCOME BOND FD, FCNVX, XXX-XX-XXXX | P | 2020-06-30 | 2024-12-20 | $10,000 | $9,988 | $12 | $12 |
| HUNTINGTON BANCSHARES INC BOND 8.44298%, 446150AL8 | P | 2020-10-29 | 2024-10-15 | $100,000 | $97,309 | $2,691 | $2,691 |
| NEXTERA ENERGY INC COM USD0.01, NEE, 65339F101 | P | 2020-06-11 | 2024-02-02 | $279 | $301 | -$22 | -$22 |
| NEXTERA ENERGY INC COM USD0.01, NEE, 65339F101 | P | 2020-09-11 | 2024-02-02 | $253 | $303 | -$50 | -$50 |
| NEXTERA ENERGY INC COM USD0.01, NEE, 65339F101 | P | 2020-12-11 | 2024-02-02 | $240 | $305 | -$65 | -$65 |
| NEXTERA ENERGY INC COM USD0.01, NEE, 65339F101 | P | 2021-03-11 | 2024-02-02 | $260 | $337 | -$77 | -$77 |
| NEXTERA ENERGY INC COM USD0.01, NEE, 65339F101 | P | 2021-06-11 | 2024-02-02 | $241 | $305 | -$64 | -$64 |
| NEXTERA ENERGY INC COM USD0.01, NEE, 65339F101 | P | 2021-06-11 | 2024-02-02 | $28 | $33 | -$5 | -$5 |
| TEXAS INSTRUMENTS INC COM USD1.00, TXN, XXX-XX-XXXX | P | 2021-02-04 | 2024-02-02 | $606 | $656 | -$50 | -$50 |
| TEXAS INSTRUMENTS INC COM USD1.00, TXN, XXX-XX-XXXX | P | 2021-05-13 | 2024-02-02 | $497 | $565 | -$68 | -$68 |
| TEXAS INSTRUMENTS INC COM USD1.00, TXN, XXX-XX-XXXX | P | 2021-05-13 | 2024-02-02 | $84 | $95 | -$11 | -$11 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2023-03-13 | 2024-01-30 | $1,233 | $1,048 | $185 | $185 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2023-06-12 | 2024-01-30 | $1,853 | $1,713 | $140 | $140 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2023-09-11 | 2024-01-30 | $1,143 | $1,067 | $76 | $76 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2023-12-12 | 2024-01-30 | $4,526 | $4,293 | $233 | $233 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2023-12-12 | 2024-01-30 | $1,893 | $1,796 | $97 | $97 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2023-03-15 | 2024-01-30 | $807 | $664 | $143 | $143 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2023-06-14 | 2024-01-30 | $2,306 | $2,101 | $205 | $205 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2023-06-14 | 2024-01-30 | $718 | $654 | $64 | $64 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2023-09-13 | 2024-01-30 | $733 | $682 | $51 | $51 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2023-12-15 | 2024-01-30 | $9,073 | $8,710 | $363 | $363 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2023-12-15 | 2024-01-30 | $1,251 | $1,200 | $51 | $51 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2015-05-13 | 2024-01-30 | $188,310 | $150,000 | $38,310 | $38,310 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2015-06-17 | 2024-01-30 | $1,755 | $1,371 | $384 | $384 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2015-09-16 | 2024-01-30 | $835 | $612 | $223 | $223 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2015-12-22 | 2024-01-30 | $3,135 | $2,223 | $912 | $912 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2015-12-22 | 2024-01-30 | $1,396 | $990 | $406 | $406 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2016-03-16 | 2024-01-30 | $1,032 | $723 | $309 | $309 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2016-06-15 | 2024-01-30 | $1,728 | $1,211 | $517 | $517 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2016-09-14 | 2024-01-30 | $1,010 | $740 | $270 | $270 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2016-12-21 | 2024-01-30 | $5,614 | $4,035 | $1,579 | $1,579 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2016-12-21 | 2024-01-30 | $1,578 | $1,134 | $444 | $444 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2017-03-15 | 2024-01-30 | $998 | $767 | $231 | $231 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2017-06-14 | 2024-01-30 | $1,595 | $1,278 | $317 | $317 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2017-09-13 | 2024-01-30 | $936 | $779 | $157 | $157 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2017-12-20 | 2024-01-30 | $10,378 | $8,634 | $1,744 | $1,744 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2017-12-20 | 2024-01-30 | $864 | $719 | $145 | $145 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2018-03-14 | 2024-01-30 | $958 | $829 | $129 | $129 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2018-06-13 | 2024-01-30 | $1,603 | $1,370 | $233 | $233 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2018-09-12 | 2024-01-30 | $1,020 | $836 | $184 | $184 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2018-12-18 | 2024-01-30 | $11,083 | $7,794 | $3,289 | $3,289 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2018-12-18 | 2024-01-30 | $1,684 | $1,184 | $500 | $500 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2019-03-13 | 2024-01-30 | $1,135 | $875 | $260 | $260 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2019-06-12 | 2024-01-30 | $1,878 | $1,468 | $410 | $410 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2019-09-11 | 2024-01-30 | $1,135 | $907 | $228 | $228 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2019-12-17 | 2024-01-30 | $1,863 | $1,578 | $285 | $285 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2019-12-17 | 2024-01-30 | $756 | $640 | $116 | $116 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2020-03-16 | 2024-01-30 | $1,505 | $931 | $574 | $574 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2020-06-15 | 2024-01-30 | $1,164 | $915 | $249 | $249 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2020-09-14 | 2024-01-30 | $1,099 | $944 | $155 | $155 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2020-12-15 | 2024-01-30 | $698 | $664 | $34 | $34 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2021-03-15 | 2024-01-30 | $950 | $964 | -$14 | -$14 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2021-06-14 | 2024-01-30 | $1,479 | $1,585 | -$106 | -$106 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2021-09-13 | 2024-01-30 | $904 | $980 | -$76 | -$76 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2021-12-14 | 2024-01-30 | $13,579 | $13,693 | -$114 | -$114 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2021-12-14 | 2024-01-30 | $1,300 | $1,311 | -$11 | -$11 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2022-03-14 | 2024-01-30 | $1,145 | $1,024 | $121 | $121 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2022-06-13 | 2024-01-30 | $2,038 | $1,675 | $363 | $363 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2022-09-12 | 2024-01-30 | $1,191 | $1,010 | $181 | $181 |
| AMER FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | P | 2022-12-13 | 2024-01-30 | $1,840 | $1,600 | $240 | $240 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2008-07-24 | 2024-01-30 | $48,428 | $24,422 | $24,006 | $24,006 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2008-08-18 | 2024-01-30 | $156 | $79 | $77 | $77 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2008-12-17 | 2024-01-30 | $426 | $147 | $279 | $279 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2009-02-23 | 2024-01-30 | $273 | $82 | $191 | $191 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2009-05-27 | 2024-01-30 | $223 | $82 | $141 | $141 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2009-08-17 | 2024-01-30 | $205 | $82 | $123 | $123 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2009-12-16 | 2024-01-30 | $183 | $81 | $102 | $102 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2010-03-08 | 2024-01-30 | $20,284 | $9,209 | $11,075 | $11,075 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2010-03-08 | 2024-01-30 | $180 | $82 | $98 | $98 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2010-05-05 | 2024-01-30 | $18,982 | $8,642 | $10,340 | $10,340 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2010-06-08 | 2024-01-30 | $24,260 | $10,123 | $14,137 | $14,137 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2010-06-10 | 2024-01-30 | $444 | $185 | $259 | $259 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2010-09-16 | 2024-01-30 | $412 | $185 | $227 | $227 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2010-12-16 | 2024-01-30 | $658 | $324 | $334 | $334 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2011-03-07 | 2024-01-30 | $349 | $185 | $164 | $164 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2011-06-08 | 2024-01-30 | $360 | $185 | $175 | $175 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2011-09-14 | 2024-01-30 | $417 | $194 | $223 | $223 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2011-12-16 | 2024-01-30 | $847 | $394 | $453 | $453 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2012-03-16 | 2024-01-30 | $362 | $195 | $167 | $167 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2012-06-13 | 2024-01-30 | $408 | $202 | $206 | $206 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2012-09-12 | 2024-01-30 | $362 | $198 | $164 | $164 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2012-12-19 | 2024-01-30 | $784 | $439 | $345 | $345 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2013-03-15 | 2024-01-30 | $322 | $194 | $128 | $128 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2013-06-12 | 2024-01-30 | $316 | $198 | $118 | $118 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2013-09-12 | 2024-01-30 | $281 | $184 | $97 | $97 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2013-12-18 | 2024-01-30 | $2,164 | $1,499 | $665 | $665 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2013-12-18 | 2024-01-30 | $621 | $430 | $191 | $191 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2014-03-14 | 2024-01-30 | $1,205 | $838 | $367 | $367 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2014-03-14 | 2024-01-30 | $302 | $210 | $92 | $92 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2014-06-12 | 2024-01-30 | $294 | $214 | $80 | $80 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2014-09-17 | 2024-01-30 | $396 | $297 | $99 | $99 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2014-12-22 | 2024-01-30 | $7,300 | $5,226 | $2,074 | $2,074 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2014-12-22 | 2024-01-30 | $1,384 | $992 | $392 | $392 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2015-03-13 | 2024-01-30 | $1,572 | $1,116 | $456 | $456 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2015-03-13 | 2024-01-30 | $456 | $324 | $132 | $132 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2015-06-17 | 2024-01-30 | $443 | $323 | $120 | $120 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2015-09-16 | 2024-01-30 | $468 | $324 | $144 | $144 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2015-12-22 | 2024-01-30 | $4,608 | $3,180 | $1,428 | $1,428 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2015-12-22 | 2024-01-30 | $926 | $639 | $287 | $287 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2016-03-16 | 2024-01-30 | $494 | $339 | $155 | $155 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2016-06-15 | 2024-01-30 | $1,140 | $798 | $342 | $342 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2016-06-15 | 2024-01-30 | $494 | $346 | $148 | $148 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2016-09-16 | 2024-01-30 | $498 | $359 | $139 | $139 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2016-12-21 | 2024-01-30 | $3,383 | $2,546 | $837 | $837 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2016-12-21 | 2024-01-30 | $1,155 | $869 | $286 | $286 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2017-03-15 | 2024-01-30 | $465 | $369 | $96 | $96 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2017-06-14 | 2024-01-30 | $1,624 | $1,316 | $308 | $308 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2017-06-14 | 2024-01-30 | $442 | $358 | $84 | $84 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2017-09-15 | 2024-01-30 | $471 | $393 | $78 | $78 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2017-12-20 | 2024-01-30 | $7,999 | $6,766 | $1,233 | $1,233 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2017-12-20 | 2024-01-30 | $1,167 | $987 | $180 | $180 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2018-03-16 | 2024-01-30 | $479 | $418 | $61 | $61 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2018-06-15 | 2024-01-30 | $1,353 | $1,176 | $177 | $177 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2018-06-15 | 2024-01-30 | $477 | $415 | $62 | $62 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2018-09-14 | 2024-01-30 | $494 | $436 | $58 | $58 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2018-12-21 | 2024-01-30 | $13,739 | $9,454 | $4,285 | $4,285 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2018-12-21 | 2024-01-30 | $1,741 | $1,198 | $543 | $543 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2019-03-15 | 2024-01-30 | $589 | $469 | $120 | $120 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2019-06-14 | 2024-01-30 | $1,756 | $1,383 | $373 | $373 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2019-06-14 | 2024-01-30 | $605 | $477 | $128 | $128 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2019-09-13 | 2024-01-30 | $622 | $510 | $112 | $112 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2019-12-20 | 2024-01-30 | $9,053 | $7,639 | $1,414 | $1,414 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2019-12-20 | 2024-01-30 | $1,401 | $1,182 | $219 | $219 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2020-03-18 | 2024-01-30 | $918 | $545 | $373 | $373 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2020-06-17 | 2024-01-30 | $2,643 | $2,072 | $571 | $571 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2020-06-17 | 2024-01-30 | $673 | $527 | $146 | $146 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2020-09-16 | 2024-01-30 | $659 | $556 | $103 | $103 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2020-12-18 | 2024-01-30 | $1,595 | $1,495 | $100 | $100 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2021-03-17 | 2024-01-30 | $567 | $570 | -$3 | -$3 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2021-06-16 | 2024-01-30 | $5,622 | $5,811 | -$189 | -$189 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2021-06-16 | 2024-01-30 | $559 | $578 | -$19 | -$19 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2021-09-15 | 2024-01-30 | $555 | $595 | -$40 | -$40 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2021-12-17 | 2024-01-30 | $14,875 | $14,936 | -$61 | -$61 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2021-12-17 | 2024-01-30 | $1,334 | $1,339 | -$5 | -$5 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2022-03-16 | 2024-01-30 | $672 | $634 | $38 | $38 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2022-06-15 | 2024-01-30 | $4,550 | $3,689 | $861 | $861 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2022-06-15 | 2024-01-30 | $781 | $633 | $148 | $148 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2022-09-14 | 2024-01-30 | $761 | $631 | $130 | $130 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2022-12-16 | 2024-01-30 | $3,203 | $2,628 | $575 | $575 |
| AMERICAN FUNDAMENTAL INVESTORS FUND CLASS F2 | P | 2022-12-16 | 2024-01-30 | $1,857 | $1,523 | $334 | $334 |
| NATIXIS VAUGHAN NELSON SELECT FUND CLASS Y | P | 2013-08-19 | 2024-07-15 | $100,000 | $59,159 | $40,841 | $40,841 |
| NATIXIS VAUGHAN NELSON SELECT FUND CLASS Y | P | 2013-08-19 | 2024-07-26 | $65,188 | $40,172 | $25,016 | $25,016 |
| NATIXIS VAUGHAN NELSON SELECT FUND CLASS Y | P | 2013-12-20 | 2024-07-26 | $116 | $73 | $43 | $43 |
| NATIXIS VAUGHAN NELSON SELECT FUND CLASS Y | P | 2013-12-20 | 2024-07-26 | $15,441 | $9,745 | $5,696 | $5,696 |
| NATIXIS VAUGHAN NELSON SELECT FUND CLASS Y | P | 2013-12-20 | 2024-07-26 | $2,190 | $1,382 | $808 | $808 |
| NATIXIS VAUGHAN NELSON SELECT FUND CLASS Y | P | 2014-12-22 | 2024-07-26 | $105 | $73 | $32 | $32 |
| NATIXIS VAUGHAN NELSON SELECT FUND CLASS Y | P | 2014-12-22 | 2024-07-26 | $1,754 | $1,223 | $531 | $531 |
| NATIXIS VAUGHAN NELSON SELECT FUND CLASS Y | P | 2014-12-22 | 2024-07-26 | $3,678 | $2,565 | $1,113 | $1,113 |
| NATIXIS VAUGHAN NELSON SELECT FUND CLASS Y | P | 2015-12-23 | 2024-07-26 | $389 | $272 | $117 | $117 |
| NATIXIS VAUGHAN NELSON SELECT FUND CLASS Y | P | 2015-12-23 | 2024-07-26 | $3,771 | $2,639 | $1,132 | $1,132 |
| NATIXIS VAUGHAN NELSON SELECT FUND CLASS Y | P | 2016-12-22 | 2024-07-26 | $530 | $390 | $140 | $140 |
| NATIXIS VAUGHAN NELSON SELECT FUND CLASS Y | P | 2016-12-22 | 2024-07-26 | $3,027 | $2,228 | $799 | $799 |
| NATIXIS VAUGHAN NELSON SELECT FUND CLASS Y | P | 2017-12-21 | 2024-07-26 | $1,631 | $1,360 | $271 | $271 |
| NATIXIS VAUGHAN NELSON SELECT FUND CLASS Y | P | 2017-12-21 | 2024-07-26 | $14,844 | $12,376 | $2,468 | $2,468 |
| NATIXIS VAUGHAN NELSON SELECT FUND CLASS Y | P | 2018-04-10 | 2024-07-26 | $18 | $15 | $3 | $3 |
| NATIXIS VAUGHAN NELSON SELECT FUND CLASS Y | P | 2018-12-20 | 2024-07-26 | $676 | $471 | $205 | $205 |
| NATIXIS VAUGHAN NELSON SELECT FUND CLASS Y | P | 2018-12-20 | 2024-07-26 | $22,186 | $15,470 | $6,716 | $6,716 |
| NATIXIS VAUGHAN NELSON SELECT FUND CLASS Y | P | 2019-12-20 | 2024-07-26 | $2,359 | $1,983 | $376 | $376 |
| NATIXIS VAUGHAN NELSON SELECT FUND CLASS Y | P | 2019-12-20 | 2024-07-26 | $880 | $740 | $140 | $140 |
| NATIXIS VAUGHAN NELSON SELECT FUND CLASS Y | P | 2019-12-20 | 2024-07-26 | $16,486 | $13,856 | $2,630 | $2,630 |
| NATIXIS VAUGHAN NELSON SELECT FUND CLASS Y | P | 2020-12-22 | 2024-07-26 | $1,684 | $1,545 | $139 | $139 |
| NATIXIS VAUGHAN NELSON SELECT FUND CLASS Y | P | 2020-12-22 | 2024-07-26 | $1,815 | $1,664 | $151 | $151 |
| NATIXIS VAUGHAN NELSON SELECT FUND CLASS Y | P | 2020-12-22 | 2024-07-26 | $14,797 | $13,571 | $1,226 | $1,226 |
| NATIXIS VAUGHAN NELSON SELECT FUND CLASS Y | P | 2021-12-23 | 2024-07-26 | $14,689 | $13,824 | $865 | $865 |
| VANGUARD FTSE EMERGING MARKETS ETF | P | 2017-08-22 | 2024-01-30 | $37,670 | $41,278 | -$3,608 | -$3,608 |
| VANGUARD FTSE EMERGING MARKETS ETF | P | 2018-10-11 | 2024-01-30 | $53,628 | $51,065 | $2,563 | $2,563 |
| VANGUARD FTSE EMERGING MARKETS ETF | P | 2019-02-25 | 2024-01-30 | $39,695 | $42,467 | -$2,772 | -$2,772 |
| VIRTUS KAR SMALL-MID CAP CORE FUND CLASS I | P | 2022-04-11 | 2024-07-26 | $538 | $464 | $74 | $74 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $229,448 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $16,052 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $16,052 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $16,052 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $51,937 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $51,937 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $35,885 | OverpaymentAmt |
| Applied To ES Tax | $35,885 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | TX | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | Yes (1) | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | CAROLINE BAKER | IndividualWithBooksNm |
| Phone | 7138481884 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2229 SAN FELIPE STE 1250 | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77019 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| JOHN L NAU III | ||||||||
| 2229 SAN FELIPE STE 1250 | HOUSTON | TX | 77019 | PRESIDENT, DIRECTOR | 1.00 | $0 | $0 | $0 |
| ELIZABETH NAU STEPANIAN | ||||||||
| 2229 SAN FELIPE STE 1250 | HOUSTON | TX | 77019 | DIRECTOR | 0.25 | $0 | $0 | $0 |
| VICTORIA NAU JOHNSON | ||||||||
| 2229 SAN FELIPE STE 1250 | HOUSTON | TX | 77019 | DIRECTOR | 0.25 | $0 | $0 | $0 |
| ROBERT BOBLITT | ||||||||
| 2229 SAN FELIPE STE 1250 | HOUSTON | TX | 77019 | SECRETARY, DIRECTOR | 0.50 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | CONTRIBUTIONS OF CASH TO EDUCATION | Description1Txt |
| Expenses1 | $795,662 | Expenses1Amt |
| Description2 | CONTRIBUTIONS OF STOCK TO EDUCATION | Description2Txt |
| Expenses2 | $2,924,299 | Expenses2Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $9,991,948 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $661,729 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $10,653,677 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $10,653,677 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $159,805 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $10,493,872 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $524,694 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $524,694 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $16,052 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $16,052 | TotalTaxAmt |
| Distributable Before Adj | $508,642 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $508,642 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $508,642 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $3,720,107 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $3,720,107 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $508,642 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $444,307 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $4,552,374 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $19,983,114 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $5,050,312 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $4,303,210 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $34,333,317 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $3,720,107 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $508,642 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $3,211,465 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $37,544,782 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $444,307 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $37,100,475 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $4,552,374 | ExcessFromYear4Amt |
| Excess From Year3 | $19,983,114 | ExcessFromYear3Amt |
| Excess From Year2 | $5,050,312 | ExcessFromYear2Amt |
| Excess From Year1 | $4,303,210 | ExcessFromYear1Amt |
| Excess From Current Year | $3,211,465 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | JOHN L NAU III | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (5 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| NATIONAL PARK FOUNDATION | ||||||||
| 1500 K STREET NW STE 700 | WASHINGTON | DC | 20005 | N/A | PUBLIC CHARITY | EDUCATION | $2,666,668 | |
| SUL ROSS BORDERLAND RESEARCH | ||||||||
| PO BOX C-21 | ALPINE | TX | 79832 | N/A | PUBLIC CHARITY | EDUCATION | $150,269 | |
| THE COLLEGE FOUNDATION OF UVA | ||||||||
| PO BOX 400807 | CHARLOTTESVILLE | VA | 22904 | N/A | PUBLIC CHARITY | EDUCATION | $401,492 | |
| THE UT FOUNDATION | ||||||||
| ONE UTSA CIRCLE NORTH PASEO | SAN ANTONIO | TX | 78249 | N/A | PUBLIC CHARITY | EDUCATION | $200,000 | BUILDING 5102 |
| UNIVERSITY OF VIRGINIA | ||||||||
| PO BOX 400331 | CHARLOTTESVILLE | VA | 229044331 | N/A | PUBLIC CHARITY | EDUCATION | $301,532 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $3,719,961 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (3 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| SUL ROSS BORDERLAND RESEARCH | |||||||
| PO BOX C-21 | ALPINE | TX | 79832 | N/A | PUBLIC CHARITY | EDUCATION | $300,000 |
| THE COLLEGE FOUNDATION OF UVA | |||||||
| PO BOX 400110 | CHARLOTTESVILLE | VA | 22904 | N/A | PUBLIC CHARITY | EDUCATION | $1,309,008 |
| UNIVERSITY OF VIRGINIA | |||||||
| PO BOX 400331 | CHARLOTTESVILLE | VA | 229044331 | N/A | PUBLIC CHARITY | EDUCATION | $41,198,468 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $42,807,476 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $82,065 | ExclusionAmt |
Other Investment Income OtherInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $883,451 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $229,448 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,194,964 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,194,964 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | JOHN L NAU | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2229 SAN FELIPE STE 1250 | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77019 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $25,564,364 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
| Noncash Contribution | Yes (X) | NoncashContributionInd |
Non Cash Property Contribution NonCashPropertyContributionGrp (35 entries)
| ContributorContributorNum | Noncash PropertyNoncashPropertyDesc | Fair Market ValueFairMarketValueAmt | ReceivedReceivedDt |
|---|---|---|---|
| 1 | 4400 SHARES COMMON STOCK - ALPHABET INC CAP STK CL C | $773,784 | 2024-12-05 |
| 1 | 1100 SHARES COMMON STOCK - AMAZON.COM INC | $241,698 | 2024-12-05 |
| 1 | 1440 SHARES COMMON STOCK - AMAZON.COM INC | $316,404 | 2024-12-05 |
| 1 | 2660 SHARES COMMON STOCK - AMAZON.COM INC | $584,469 | 2024-12-05 |
| 1 | 2300 SHARES COMMON STOCK - APPLE INC | $559,671 | 2024-12-05 |
| 1 | 2000 SHARES COMMON STOCK - APPLE INC | $486,670 | 2024-12-05 |
| 1 | 770 SHARES COMMON STOCK - ARTHUR J. GALLAGHER & CO. | $235,299 | 2024-12-05 |
| 1 | 1200 SHARES COMMON STOCK - BERKSHIRE HATHAWAY INC COM USD0.0033 CLASS B | $564,876 | 2024-12-05 |
| 1 | 850 SHARES COMMON STOCK - BLACKSTONE INC | $159,366 | 2024-12-05 |
| 1 | 2150 SHARES COMMON STOCK - BROADCOM INC COM | $367,218 | 2024-12-05 |
| 1 | 1250 SHARES COMMON STOCK - CATERPILLAR INC COM | $497,275 | 2024-12-05 |
| 1 | 1000 SHARES COMMON STOCK - CATERPILLAR INC COM | $397,820 | 2024-12-05 |
| 1 | 75 SHARES COMMON STOCK - COSTCO WHOLESALE CORP COM USD0.01 | $73,812 | 2024-12-05 |
| 1 | 825 SHARES COMMON STOCK - COSTCO WHOLESALE CORP COM USD0.01 | $811,936 | 2024-12-05 |
| 1 | 5000 SHARES COMMON STOCK - MAIN STR CAP CORP COM | $277,400 | 2024-12-05 |
| 1 | 5000 SHARES COMMON STOCK - MAIN STR CAP CORP COM | $277,400 | 2024-12-05 |
| 1 | 3000 SHARES COMMON STOCK - MAIN STR CAP CORP COM | $166,440 | 2024-12-05 |
| 1 | 1000 SHARES COMMON STOCK - META PLATFORMS INC CLASS A COMMON STOCK | $613,475 | 2024-12-05 |
| 1 | 1575 SHARES COMMON STOCK - MICROSOFT CORP | $693,654 | 2024-12-05 |
| 1 | 5393 SHARES COMMON STOCK - NVIDIA CORPORATION COM | $783,306 | 2024-12-05 |
| 1 | 2000 SHARES COMMON STOCK - QUANTA SERVICES COM USD0.00001 | $669,217 | 2024-12-05 |
| 1 | 5000 SHARES COMMON STOCK - STELLUS CAPITAL INVESTMENT CORP COM USD0.01 | $68,850 | 2024-12-05 |
| 1 | 15000 SHARES COMMON STOCK - STELLUS CAPITAL INVESTMENT CORP COM USD0.01 | $206,550 | 2024-12-05 |
| 1 | 700 SHARES COMMON STOCK - TRACTOR SUPPLY CO | $199,000 | 2024-12-05 |
| 1 | 7000 SHARES COMMON STOCK - ENTERPRISE PRODUCTS PARTNERS, LP | $230,405 | 2024-12-05 |
| 1 | 2000 SHARES COMMON STOCK - APPLE INC | $485,360 | 2024-12-04 |
| 1 | 200 SHARES COMMON STOCK - APPLE INC | $48,536 | 2024-12-04 |
| 1 | 200 SHARES COMMON STOCK - APPLE INC | $48,536 | 2024-12-04 |
| 1 | 200 SHARES COMMON STOCK - APPLE INC | $48,536 | 2024-12-04 |
| 1 | 600 SHARES COMMON STOCK - APPLE INC | $145,608 | 2024-12-04 |
| 1 | 10000 SHARES COMMON STOCK - UBS GROUP AG | $325,325 | 2024-12-04 |
| 1 | 50 SHARES COMMON STOCK - INVESCO QQQ TR UNIT SER 1 | $26,078 | 2024-12-04 |
| 1 | 150 SHARES COMMON STOCK - INVESCO QQQ TR UNIT SER 1 | $78,234 | 2024-12-04 |
| 1 | 50 SHARES COMMON STOCK - INVESCO QQQ TR UNIT SER 1 | $26,078 | 2024-12-04 |
| 1 | 50 SHARES COMMON STOCK - INVESCO QQQ TR UNIT SER 1 | $26,078 | 2024-12-04 |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | NON-CASH CHARITABLE CONTRIBUTIONS | IdentifierTxt |
| Form And Line Reference | PART XIV - SUPPLEMENTARY INFORMATION | FormAndLineReferenceDesc |
| Medium Explanation | DURING THE TAX YEAR, THE JOHN L. NAU, III FOUNDATION MADE NON-CASH CHARITABLE CONTRIBUTIONS IN THE FORM OF PUBLICLY TRADED STOCK TO VARIOUS CHARITABLE ORGANIZATIONS. IN ACCORDANCE WITH IRS GUIDELINES FOR REPORTING NON-CASH CHARITABLE GIFTS, THE DETAILS OF EACH CONTRIBUTION ARE LISTED BELOW.THE FOUNDATION DID NOT RECEIVE ANY GOODS OR SERVICES IN EXCHANGE FOR THESE CONTRIBUTIONS.RECIPIENT NAME: NATIONAL PARK FOUNDATIONDESCRIPTION: 344 SHARES OF ADOBE INC COM (ADBE)DATE OF GIFT: 2/13/24BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $70,374 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR VALUE OF GIFT: $206,123 RECIPIENT NAME: NATIONAL PARK FOUNDATIONDESCRIPTION: 315 SHARES OF ANALOG DEVICES INC COM (ADI)DATE OF GIFT: 2/13/24BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $35,869 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR VALUE OF GIFT: $58,584 RECIPIENT NAME: NATIONAL PARK FOUNDATIONDESCRIPTION: 707 SHARES OF CHEVRON CORP NEW COM (CVX)DATE OF GIFT: 2/13/24BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $83,468 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR VALUE OF GIFT: $106,994 RECIPIENT NAME: NATIONAL PARK FOUNDATIONDESCRIPTION: 304 SHARES OF HOME DEPOT INC (HD)DATE OF GIFT: 2/13/24BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $70,912 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR VALUE OF GIFT: $108,423 RECIPIENT NAME: NATIONAL PARK FOUNDATIONDESCRIPTION: 861 SHARES OF NEXTERA ENERGY INC COM (NEE)DATE OF GIFT: 2/13/24BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $12,812 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR VALUE OF GIFT: $48,134 RECIPIENT NAME: NATIONAL PARK FOUNDATIONDESCRIPTION: 765 SHARES OF MASTERCARD INCORPORATED CL A (MA)DATE OF GIFT: 2/13/24BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $224,020 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR VALUE OF GIFT: $351,104 RECIPIENT NAME: NATIONAL PARK FOUNDATIONDESCRIPTION: 1017 SHARES OF ORACLE CORP (ORCL)DATE OF GIFT: 2/13/24BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $41,638 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR VALUE OF GIFT: $115,536 RECIPIENT NAME: NATIONAL PARK FOUNDATIONDESCRIPTION: 642 SHARES OF TEXAS INSTRUMENTS INC (TXN)DATE OF GIFT: 2/13/24BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $80,890 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR VALUE OF GIFT: $101,076 RECIPIENT NAME: NATIONAL PARK FOUNDATIONDESCRIPTION: 6600 SHARES OF APPLE INC (AAPL)DATE OF GIFT: 3/26/24BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $169,791 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR VALUE OF GIFT: $1,125,300 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 730 SHARES OF MICROSOFT CORP (MSFT)DATE OF GIFT: 6/4/24BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $82,910 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR VALUE OF GIFT: $301,532 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 972 SHARES OF MICROSOFT CORP (MSFT)DATE OF GIFT: 6/4/24BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $136,670 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR VALUE OF GIFT: $401,492 | MediumExplanationTxt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (3 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| CITIGROUP INC BOND | $248,428 | $248,428 |
| ENERGY TRANSFER OPERATING LP BOND 6.625% | $118,017 | $118,017 |
| ENERGY TRANSFER OPERATING LP BOND 7.125% | $301,080 | $301,080 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (34 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ALPHABET INC CAP STK CL C | $838,805 | $838,805 |
| AMAZON.COM INC | $1,140,828 | $1,140,828 |
| ANALOG DEVICES INC COM | $92 | $92 |
| APPLE INC COM | $2,714,748 | $2,714,748 |
| ARTHUR J. GALLAGHER & CO. ISIN | $219,033 | $219,033 |
| BERKSHIRE HATHAWAY INC COM | $543,936 | $543,936 |
| BLACKSTONE INC | $146,557 | $146,557 |
| BROADCOM INC COM | $499,705 | $499,705 |
| CAPITAL ONE FINANCIAL CORP COM | $792 | $792 |
| CATERPILLAR INC COM | $816,210 | $816,210 |
| CHEVRON CORP NEW COM | $62 | $62 |
| CISCO SYS INC COM | $2,898 | $2,898 |
| CITIGROUP INC COM | $146,652 | $146,652 |
| COSTCO WHOLESALE CORP COM | $828,576 | $828,576 |
| DISNEY WALT CO | $46,433 | $46,433 |
| ENTERPRISE PRODS PARTNERS L P COM | $219,520 | $219,520 |
| HOME DEPOT INC COM | $130 | $130 |
| ICON PLC ORD EUR0.06 | $23,907 | $23,907 |
| MAIN STR CAP CORP COM | $768,890 | $768,890 |
| MASTERCARD INC CL A | $233 | $233 |
| META PLATFORMS INC CLASS A COMMON STOCK | $585,995 | $585,995 |
| MICROSOFT CORP | $707,572 | $707,572 |
| NEXTERA ENERGY INC COM | $27 | $27 |
| NVIDIA CORPORATION COM | $724,278 | $724,278 |
| ORACLE CORP COM | $48 | $48 |
| QUANTA SERVICES COM USD0.00001 | $632,100 | $632,100 |
| STELLUS CAPITAL INVESTMENT CORP COM | $275,200 | $275,200 |
| TARGET CORP COM | $2,364 | $2,364 |
| TEXAS INSTRUMENTS INC COM | $159 | $159 |
| TRACTOR SUPPLY CO | $185,710 | $185,710 |
| UBS GROUP AG | $303,200 | $303,200 |
| V F CORM COM | $141 | $141 |
| ZURN WATER SOLUTIONS CORP COM | $97 | $97 |
| INVESCO QQQ TR UNIT SER 1 | $153,617 | $153,617 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $65,795 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $65,795 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (14 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| BANK DEPOSIT SWEEP PRGRAM FDIC ELIGIBLE | FMV | $4,015 | $4,015 |
| FIDELITY CONSERVATIV INCOME BOND FD CL | FMV | $550,649 | $550,649 |
| ARMISTICE CAPITAL OFFSHORE FUND | FMV | $1,923,359 | $1,923,359 |
| CONTEXT PARTNERS OFFSHORE, LTD | FMV | $4,594,554 | $4,594,554 |
| AMERICAN FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | FMV | $33,648 | $33,648 |
| AMERICAN FUNDS NEW WORLD FUND CLASS F2 | FMV | $32,665 | $32,665 |
| AMERICAN FUNDS SMALLCAP WORLD FUND CLASS F2 | FMV | $32,081 | $32,081 |
| NATIXIS VAUGHAN NELSON SELECT FUND CLASS Y | FMV | $94,955 | $94,955 |
| NUVEEN DIVIDEND GROWTH FUND CLASS I | FMV | $85,607 | $85,607 |
| PGIM JENN GLBL OPPORTUNITIES CL Z | FMV | $34,518 | $34,518 |
| VITRUS KAR SMALL-MID CP CORE FUND CLASS I | FMV | $95,294 | $95,294 |
| AMERICAN FUNDS CAPITAL INCOME BUILDER FUND CLASS F2 | FMV | $27,606 | $27,606 |
| AMERICAN FUNDS GLOBAL BALANCED FUND F2 | FMV | $27,236 | $27,236 |
| FIRST EAGLE GLOBAL FUNDS GLASS I | FMV | $27,227 | $27,227 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| INVESTMENT FEES | $39,534 | $39,534 | $0 | $0 |
| ACCOUNTING FEES | $550 | $413 | $0 | $138 |
| BANK SERVICE CHARGES | $33 | $24 | $0 | $8 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| CAPITAL GAIN DISTRIBUTION | $11,913 | $11,913 |
| PFIC INCOME - CONTEXT PARTNERS OFFSHORE LTD. | $661,633 | $661,633 |
| PFIC INCOME - ARMISTICE CAPITAL OFFSHORE FUND, LTD | $180,580 | $180,580 |
| ENERGY TRANSFER LP SERIES B | $7,950 | $7,950 |
| ENERGY TRANSFER LP SERIES G | $21,375 | $21,375 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAIN/LOSS ON INVESTMENTS | Desc |
| Amt | $202,016 | Amt |
Substantial Contributors Sch SubstantialContributorsSch
Substantial Contributor Detail SubstantialContributorDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JOHN L NAU III | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2229 SAN FELIPE STE 1250 | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77019 | ZIPCd |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FOREIGN TAXES PAID | CategoryTxt |
| Amt | $199 | Amt |
| Net Investment Income | $199 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
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