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2024-12-05 1 2000 SHARES COMMON STOCK - APPLE INC 486670 2024-12-05 1 770 SHARES COMMON STOCK - ARTHUR J. GALLAGHER & CO. 235299 2024-12-05 1 1200 SHARES COMMON STOCK - BERKSHIRE HATHAWAY INC COM USD0.0033 CLASS B 564876 2024-12-05 1 850 SHARES COMMON STOCK - BLACKSTONE INC 159366 2024-12-05 1 2150 SHARES COMMON STOCK - BROADCOM INC COM 367218 2024-12-05 1 1250 SHARES COMMON STOCK - CATERPILLAR INC COM 497275 2024-12-05 1 1000 SHARES COMMON STOCK - CATERPILLAR INC COM 397820 2024-12-05 1 75 SHARES COMMON STOCK - COSTCO WHOLESALE CORP COM USD0.01 73812 2024-12-05 1 825 SHARES COMMON STOCK - COSTCO WHOLESALE CORP COM USD0.01 811936 2024-12-05 1 5000 SHARES COMMON STOCK - MAIN STR CAP CORP COM 277400 2024-12-05 1 5000 SHARES COMMON STOCK - MAIN STR CAP CORP COM 277400 2024-12-05 1 3000 SHARES COMMON STOCK - MAIN STR CAP CORP COM 166440 2024-12-05 1 1000 SHARES COMMON STOCK - META PLATFORMS INC CLASS A COMMON STOCK 613475 2024-12-05 1 1575 SHARES COMMON STOCK - MICROSOFT CORP 693654 2024-12-05 1 5393 SHARES COMMON STOCK - NVIDIA CORPORATION COM 783306 2024-12-05 1 2000 SHARES COMMON STOCK - QUANTA SERVICES COM USD0.00001 669217 2024-12-05 1 5000 SHARES COMMON STOCK - STELLUS CAPITAL INVESTMENT CORP COM USD0.01 68850 2024-12-05 1 15000 SHARES COMMON STOCK - STELLUS CAPITAL INVESTMENT CORP COM USD0.01 206550 2024-12-05 1 700 SHARES COMMON STOCK - TRACTOR SUPPLY CO 199000 2024-12-05 1 7000 SHARES COMMON STOCK - ENTERPRISE PRODUCTS PARTNERS, LP 230405 2024-12-05 1 2000 SHARES COMMON STOCK - APPLE INC 485360 2024-12-04 1 200 SHARES COMMON STOCK - APPLE INC 48536 2024-12-04 1 200 SHARES COMMON STOCK - APPLE INC 48536 2024-12-04 1 200 SHARES COMMON STOCK - APPLE INC 48536 2024-12-04 1 600 SHARES COMMON STOCK - APPLE INC 145608 2024-12-04 1 10000 SHARES COMMON STOCK - UBS GROUP AG 325325 2024-12-04 1 50 SHARES COMMON STOCK - INVESCO QQQ TR UNIT SER 1 26078 2024-12-04 1 150 SHARES COMMON STOCK - INVESCO QQQ TR UNIT SER 1 78234 2024-12-04 1 50 SHARES COMMON STOCK - INVESCO QQQ TR UNIT SER 1 26078 2024-12-04 1 50 SHARES COMMON STOCK - INVESCO QQQ TR UNIT SER 1 26078 2024-12-04 NON-CASH CHARITABLE CONTRIBUTIONS PART XIV - SUPPLEMENTARY INFORMATION DURING THE TAX YEAR, THE JOHN L. NAU, III FOUNDATION MADE NON-CASH CHARITABLE CONTRIBUTIONS IN THE FORM OF PUBLICLY TRADED STOCK TO VARIOUS CHARITABLE ORGANIZATIONS. IN ACCORDANCE WITH IRS GUIDELINES FOR REPORTING NON-CASH CHARITABLE GIFTS, THE DETAILS OF EACH CONTRIBUTION ARE LISTED BELOW.THE FOUNDATION DID NOT RECEIVE ANY GOODS OR SERVICES IN EXCHANGE FOR THESE CONTRIBUTIONS.RECIPIENT NAME: NATIONAL PARK FOUNDATIONDESCRIPTION: 344 SHARES OF ADOBE INC COM (ADBE)DATE OF GIFT: 2/13/24BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $70,374 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR VALUE OF GIFT: $206,123 RECIPIENT NAME: NATIONAL PARK FOUNDATIONDESCRIPTION: 315 SHARES OF ANALOG DEVICES INC COM (ADI)DATE OF GIFT: 2/13/24BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $35,869 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR VALUE OF GIFT: $58,584 RECIPIENT NAME: NATIONAL PARK FOUNDATIONDESCRIPTION: 707 SHARES OF CHEVRON CORP NEW COM (CVX)DATE OF GIFT: 2/13/24BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $83,468 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR VALUE OF GIFT: $106,994 RECIPIENT NAME: NATIONAL PARK FOUNDATIONDESCRIPTION: 304 SHARES OF HOME DEPOT INC (HD)DATE OF GIFT: 2/13/24BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $70,912 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR VALUE OF GIFT: $108,423 RECIPIENT NAME: NATIONAL PARK FOUNDATIONDESCRIPTION: 861 SHARES OF NEXTERA ENERGY INC COM (NEE)DATE OF GIFT: 2/13/24BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $12,812 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR VALUE OF GIFT: $48,134 RECIPIENT NAME: NATIONAL PARK FOUNDATIONDESCRIPTION: 765 SHARES OF MASTERCARD INCORPORATED CL A (MA)DATE OF GIFT: 2/13/24BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $224,020 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR VALUE OF GIFT: $351,104 RECIPIENT NAME: NATIONAL PARK FOUNDATIONDESCRIPTION: 1017 SHARES OF ORACLE CORP (ORCL)DATE OF GIFT: 2/13/24BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $41,638 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR VALUE OF GIFT: $115,536 RECIPIENT NAME: NATIONAL PARK FOUNDATIONDESCRIPTION: 642 SHARES OF TEXAS INSTRUMENTS INC (TXN)DATE OF GIFT: 2/13/24BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $80,890 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR VALUE OF GIFT: $101,076 RECIPIENT NAME: NATIONAL PARK FOUNDATIONDESCRIPTION: 6600 SHARES OF APPLE INC (AAPL)DATE OF GIFT: 3/26/24BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $169,791 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR VALUE OF GIFT: $1,125,300 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 730 SHARES OF MICROSOFT CORP (MSFT)DATE OF GIFT: 6/4/24BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $82,910 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR VALUE OF GIFT: $301,532 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 972 SHARES OF MICROSOFT CORP (MSFT)DATE OF GIFT: 6/4/24BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $136,670 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR VALUE OF GIFT: $401,492 CITIGROUP INC BOND 248428 248428 ENERGY TRANSFER OPERATING LP BOND 6.625% 118017 118017 ENERGY TRANSFER OPERATING LP BOND 7.125% 301080 301080 ALPHABET INC CAP STK CL C 838805 838805 AMAZON.COM INC 1140828 1140828 ANALOG DEVICES INC COM 92 92 APPLE INC COM 2714748 2714748 ARTHUR J. GALLAGHER & CO. ISIN 219033 219033 BERKSHIRE HATHAWAY INC COM 543936 543936 BLACKSTONE INC 146557 146557 BROADCOM INC COM 499705 499705 CAPITAL ONE FINANCIAL CORP COM 792 792 CATERPILLAR INC COM 816210 816210 CHEVRON CORP NEW COM 62 62 CISCO SYS INC COM 2898 2898 CITIGROUP INC COM 146652 146652 COSTCO WHOLESALE CORP COM 828576 828576 DISNEY WALT CO 46433 46433 ENTERPRISE PRODS PARTNERS L P COM 219520 219520 HOME DEPOT INC COM 130 130 ICON PLC ORD EUR0.06 23907 23907 MAIN STR CAP CORP COM 768890 768890 MASTERCARD INC CL A 233 233 META PLATFORMS INC CLASS A COMMON STOCK 585995 585995 MICROSOFT CORP 707572 707572 NEXTERA ENERGY INC COM 27 27 NVIDIA CORPORATION COM 724278 724278 ORACLE CORP COM 48 48 QUANTA SERVICES COM USD0.00001 632100 632100 STELLUS CAPITAL INVESTMENT CORP COM 275200 275200 TARGET CORP COM 2364 2364 TEXAS INSTRUMENTS INC COM 159 159 TRACTOR SUPPLY CO 185710 185710 UBS GROUP AG 303200 303200 V F CORM COM 141 141 ZURN WATER SOLUTIONS CORP COM 97 97 INVESCO QQQ TR UNIT SER 1 153617 153617 65795 65795 0 0 BANK DEPOSIT SWEEP PRGRAM FDIC ELIGIBLE FMV 4015 4015 FIDELITY CONSERVATIV INCOME BOND FD CL FMV 550649 550649 ARMISTICE CAPITAL OFFSHORE FUND FMV 1923359 1923359 CONTEXT PARTNERS OFFSHORE, LTD FMV 4594554 4594554 AMERICAN FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 FMV 33648 33648 AMERICAN FUNDS NEW WORLD FUND CLASS F2 FMV 32665 32665 AMERICAN FUNDS SMALLCAP WORLD FUND CLASS F2 FMV 32081 32081 NATIXIS VAUGHAN NELSON SELECT FUND CLASS Y FMV 94955 94955 NUVEEN DIVIDEND GROWTH FUND CLASS I FMV 85607 85607 PGIM JENN GLBL OPPORTUNITIES CL Z FMV 34518 34518 VITRUS KAR SMALL-MID CP CORE FUND CLASS I FMV 95294 95294 AMERICAN FUNDS CAPITAL INCOME BUILDER FUND CLASS F2 FMV 27606 27606 AMERICAN FUNDS GLOBAL BALANCED FUND F2 FMV 27236 27236 FIRST EAGLE GLOBAL FUNDS GLASS I FMV 27227 27227 INVESTMENT FEES 39534 39534 0 0 ACCOUNTING FEES 550 413 0 138 BANK SERVICE CHARGES 33 24 0 8 CAPITAL GAIN DISTRIBUTION 11913 11913 PFIC INCOME - CONTEXT PARTNERS OFFSHORE LTD. 661633 661633 PFIC INCOME - ARMISTICE CAPITAL OFFSHORE FUND, LTD 180580 180580 ENERGY TRANSFER LP SERIES B 7950 7950 ENERGY TRANSFER LP SERIES G 21375 21375 UNREALIZED GAIN/LOSS ON INVESTMENTS 202016 JOHN L NAU III 2229 SAN FELIPE STE 1250 HOUSTON TX 77019 FOREIGN TAXES PAID 199 199 0 0