MICHAEL AND ANDREA LEVEN FAMILY FOUNDATION: Form 990PF, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- MICHAEL AND ANDREA LEVEN FAMILY FOUNDATION (EIN 27-4093841)
- Tax period
- 2016-01-01 to 2016-12-31
- Filed
- 2017-11-15
- IRS object ID
- 201743199349103304
- Schema version
- 2016v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-11-15T14:33:53-06:00 | ReturnTs |
| Tax Period End | 2016-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | One Hollow Ln Ste 212 | AddressLine1Txt |
| City | Lake Success | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 11042 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2016-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 274093841 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Michael and Andrea Leven Family Foundation | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % Foundation Source | InCareOfNm |
| Business Name Control | MICH | BusinessNameControlTxt |
| Phone | 8008391754 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1Txt |
| City | Wilmington | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 198091377 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | MICAHEL A LEVEN | PersonNm |
| Person Title | president | PersonTitleTxt |
| Phone | 8008391754 | PhoneNum |
| Signature | 2017-11-04 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Jeffrey D Haskell | PreparerPersonNm |
| PTIN | P01345770 | PTIN |
| Phone | 8008391754 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 108.14.9.153 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Federal Original Submission Id | 06391520173195000012 | FederalOriginalSubmissionId |
| Federal Original Submission Id | 2017-11-15 | FederalOriginalSubmissionIdDt |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | BC971FC33BAF52379132A0473611089A0DAEC697 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 259C731B7C7CCB55DA46458F0098BC0D5A2501CB | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2017-02-10 21:41:12Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $12,236,733 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $387 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $387 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $414,362 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $414,362 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$1,687,172 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $14,107,118 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $518,874 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $4,369 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $645 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | -$1,268,054 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $934,268 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Other Prof Fees Rev And Expnss | $69,262 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $69,262 | OtherProfFeesNetInvstIncmAmt |
| Taxes Rev And Expnss | $23,900 | TaxesRevAndExpnssAmt |
| Other Expenses Rev And Expnss | $55,572 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $1,180 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $54,372 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $148,734 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $70,442 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $54,372 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $3,675,210 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $3,675,210 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $3,823,944 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $70,442 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $3,729,582 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$5,091,998 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $863,826 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $277,656 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $322,747 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $322,747 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $1,897 | AcctRcvblAmt |
| Acct Rcvbl BOY | $2,834 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $1,897 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $1,897 | AcctRcvblEOYFMVAmt |
| Corporate Stock BOY | $13,931,542 | CorporateStockBOYAmt |
| Corporate Stock EOY | $7,310,193 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $7,615,578 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $1,467,093 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $2,611,859 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $2,619,977 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $1,041,607 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $1,357,075 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $1,676,534 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $16,720,732 | TotalAssetsBOYAmt |
| Total Assets EOY | $11,603,771 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $12,236,733 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $28,040 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $3,077 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $28,040 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $3,077 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Retained Earning BOY | $16,692,692 | RetainedEarningBOYAmt |
| Retained Earning EOY | $11,600,694 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $16,692,692 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $11,600,694 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $16,720,732 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $11,603,771 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $16,692,692 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$5,091,998 | ExcessRevenueOverExpensesAmt |
| Subtotal | $11,600,694 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $11,600,694 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (3 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|
| Publicly-traded Securities | $14,107,118 | $13,584,606 | $522,512 | $522,512 |
| Passthrough K1 Capital Gain/(Loss) | $34 | |||
| Sec 751 Gain on Sale of Ptshp Reclass | -$3,672 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $518,874 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $3,249,284 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $17,356,889 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.187204 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $2,497,007 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $23,637,995 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.105635 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $1,272,871 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $18,325,032 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.069461 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $440,854 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $9,817,777 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.044904 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $172,153 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $1,685,509 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.102137 | DistributionYr5Rt |
| Total Distribution | 0.509341 | TotalDistributionRt |
| Average Distribution | 0.101868 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $13,701,505 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,395,745 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $8,638 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,404,383 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $3,729,582 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $8,638 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $8,638 | SubtotalAmt |
| Tax Based On Investment Income | $8,638 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $20,600 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $20,600 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $11,962 | OverpaymentAmt |
| Applied To ES Tax | $8,700 | AppliedToESTaxAmt |
| Refund | $3,262 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (true) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (true) | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8008391754 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1Txt |
| City | Wilmington | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 198091377 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| Andrea Leven | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | VP / Dir | 1.0 | $0 | $0 | $0 |
| Jon Leven | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | VP | 1.0 | $0 | $0 | $0 |
| Michael A Leven | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Pres / Dir / Sec | 1.0 | $0 | $0 | $0 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| Morgan Stanley | |||||
| 3424 peachtree road ne ste 1200 | ATLANTA | GA | 30326 | Investment Mgmt | $69,262 |
| Foundation Source | |||||
| 55 Walls Drive 3rd floor | Fairfield | CT | 06824 | Administrative | $53,347 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $10,797,436 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,902,626 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $1,210,095 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $13,910,157 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $13,910,157 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $208,652 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $13,701,505 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $685,075 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $685,075 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $8,638 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $8,638 | TotalTaxAmt |
| Distributable Before Adj | $676,437 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $676,437 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $676,437 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $3,729,582 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $3,729,582 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $8,638 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $3,720,944 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $676,437 | DistributableAsAdjustedAmt |
| Prior Year1 | 2014 | PriorYear1Yr |
| Prior Year2 | 2013 | PriorYear2Yr |
| Prior Year3 | 2012 | PriorYear3Yr |
| Excess Distribution Cyov Yr5 | $45,452 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr3 | $370,999 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $1,334,141 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $2,405,692 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $4,156,284 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $3,729,582 | QualifyingDistributionsAmt |
| Applied To Current Year | $676,437 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $3,053,145 | RemainingDistriFromCorpusAmt |
| Total Corpus | $7,209,429 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $45,452 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $7,163,977 | ExcessDistriCyovToNextYrAmt |
| Excess From Year3 | $370,999 | ExcessFromYear3Amt |
| Excess From Year2 | $1,334,141 | ExcessFromYear2Amt |
| Excess From Year1 | $2,405,692 | ExcessFromYear1Amt |
| Excess From Current Year | $3,053,145 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Andrea Leven | ContributingManagerNm |
| Contributing Manager | Michael A Leven | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (32 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ALPHA EPSILON PI FOUNDATION INC | |||||||
| 8815 WESLEYAN RD | INDIANAPOLIS | IN | 46268 | N/A | PC | Michael A. Leven Leadership Institute Fund | $160,000 |
| AMERICAN FRIENDS OF MAGEN DAVID ADOM | |||||||
| 3300 PGA BLVD STE 970 | PALM BEACH GARDENS | FL | 33410 | N/A | PC | to sponsor a Mobil Intensive Care Unit (MICU) for Israel | $125,000 |
| AYN RAND INSTITUTE THE CENTER FOR THE ADVANCEMENT | |||||||
| 2121 ALTON PKWY STE 250 | IRVINE | CA | 92606 | N/A | PC | Charitable Event | $125,000 |
| BNAI BRITH YOUTH ORGANIZATION INC | |||||||
| 800 8TH ST NW | WASHINGTON | DC | 20001 | N/A | PC | Support curriculum development and deployment for the BBYO Leadership Academy Campaign | $105,000 |
| BOSTON LATIN SCHOOL ASSOCIATION | |||||||
| 27 SCHOOL ST STE 300 | BOSTON | MA | 02108 | N/A | PC | Michael A. Leven '55 Family Fund for Athletics | $183,210 |
| BOSTON UNIVERSITY TRUSTEES OF BOSTON UNIVERSITY | |||||||
| 595 COMMONWEALTH AVE STE 700 | BOSTON | MA | 02215 | N/A | PC | Campaign for Boston University, Schools of Management | $300,000 |
| CENTER FOR ENTREPRENEURIAL JEWISH PHILANTHROPY | |||||||
| 435 STRATTON RD | NEW ROCHELLE | NY | 10804 | N/A | PC | General & Unrestricted | $125,000 |
| CENTER FOR EXCELLENCE IN HIGHER EDUCATION INC | |||||||
| 4021 S 700 E STE 400 | SALT LAKE CTY | UT | 84107 | N/A | PC | Inquiry into the Morality of Capitalism per the Foundation's pledge agreement | $108,000 |
| CENTRAL FUND OF ISRAEL | |||||||
| 980 AVE OF THE AMERICAS FRNT 3 | NEW YORK | NY | 10018 | N/A | PC | Shurat HaDin | $25,000 |
| CONGREGATION NER HAMIZRACH | |||||||
| 1858 LAVISTA RD NE | ATLANTA | GA | 30329 | N/A | PC | Kollel Ner HaMizrach | $50,000 |
| DR MIRIAM AND SHELDON G ADELSON EDUCATIONAL INSTIT | |||||||
| 9700 HILLPOINTE RD | LAS VEGAS | NV | 89134 | N/A | PC | Scholarship Fund | $18,400 |
| ELI AND BESSIE COHEN CAMPS | |||||||
| 888 WORCESTER ST STE 350 | WELLESLEY | MA | 02482 | N/A | PC | Aaron and Blanche Gordon Facility at Camp Tevya | $125,000 |
| FOUNDATION OF THE HOSPITALITY SALES AND MARKETING | |||||||
| 7918 JONES BRANCH DR STE 300 | MCLEAN | VA | 22102 | N/A | SO I | Charitable Event | $100,000 |
| FUEL FREEDOM FOUNDATION | |||||||
| 18100 VON KARMAN AVE STE 870 | IRVINE | CA | 92612 | N/A | PC | General & Unrestricted | $50,000 |
| FUENTE LATINA INC | |||||||
| 1395 BRICKELL AVE STE 800 | MIAMI | FL | 33131 | N/A | PC | Miami Office Operations support | $125,000 |
| HEBREW BENEVOLENT CONGREGATION THE TEMPLE | |||||||
| 1589 PEACHTREE ST NE | ATLANTA | GA | 30309 | N/A | PC | Andrea and Michael Leven Jewish Identity Institute Program | $200,000 |
| INSTITUTE FOR HUMANE STUDIES | |||||||
| 3434 WASHINGTON BLVD MS 1C5 | ARLINGTON | VA | 22201 | N/A | PC | Liberty Expansion in Academia Project | $200,000 |
| INTERCOLLEGIATE STUDIES INSTITUTE INC | |||||||
| 3901 CENTERVILLE RD | WILMINGTON | DE | 19807 | N/A | PC | Salem Radio Network ISI Matching Challenge Program | $50,000 |
| INTERFAITHFAMILY COM INC | |||||||
| 90 OAK ST 4TH FL | NEWTON | MA | 02464 | N/A | PC | InterfaithFamily/Atlanta Project | $90,000 |
| JEWISH FAMILY & CAREER SERVICES INC | |||||||
| 4549 CHAMBLEE DUNWOODY RD | ATLANTA | GA | 30338 | N/A | PC | Guardians of Human Dignity Campaign | $110,000 |
| JOHNSON & WALES UNIVERSITY - CHARLOTTE CAMPUS | |||||||
| 801 W TRADE ST | CHARLOTTE | NC | 28202 | N/A | PC | Free Markets and the American Identity Course and Center for Free Market Studies | $42,000 |
| MOISHE HOUSE | |||||||
| 441 SAXONY RD BARN 2 | ENCINITAS | CA | 92024 | N/A | PC | Moishe House Boca-South Palm Beach Project | $60,000 |
| NATIONAL CENTER FOR CIVIL AND HUMAN RIGHTS INC | |||||||
| 250 WILLIAMS ST STE 2322 | ATLANTA | GA | 30303 | N/A | PC | sponsorship of the memoriam Program | $62,500 |
| P E F ISRAEL ENDOWMENT FUNDS INC | |||||||
| 630 3RD AVE 15TH FL | NEW YORK | NY | 10017 | N/A | PC | construction of two biotechnology laboratories on the campus of Hadassah College | $100,000 |
| P E F ISRAEL ENDOWMENT FUNDS INC | |||||||
| 630 3RD AVE 15TH FL | NEW YORK | NY | 10017 | N/A | PC | Michael A. and Andrea Leven Fellowship Program at Hadassah Academic College in Jerusalem | $168,500 |
| PACE ACADEMY INC | |||||||
| 966 W PACES FERRY RD NW | ATLANTA | GA | 30327 | N/A | PC | Aim High Campaign in support of the Upper School and the Riverview Stadium Expansion Project | $100,000 |
| PRAGER UNIVERSITY FOUNDATION | |||||||
| 10045 RED RUN BLVD STE 250 | OWINGS MILLS | MD | 21117 | N/A | PC | General & Unrestricted | $100,000 |
| THE ELECTRIC INFRASTRUCTURE SECURITY | |||||||
| 13400 WASHINGTON BLVD STE 206 | MARINA DEL REY | CA | 90292 | N/A | PC | Emergency Communications (ECOM) System Architecture Project | $125,000 |
| TRUSTEES OF TUFTS COLLEGE | |||||||
| PO BOX 3306 | BOSTON | MA | 02241 | N/A | PC | to establish the Michael and Andrea Leven Scholars at the School of Arts and Sciences at Tufts University | $110,000 |
| TURNING POINT USA NFP | |||||||
| 217 1/2 E ILLINOIS ST | LEMONT | IL | 60439 | N/A | PC | Student Leadership Development Program | $160,000 |
| TURNING POINT USA NFP | |||||||
| 217 1/2 E ILLINOIS ST | LEMONT | IL | 60439 | N/A | PC | Big Ten Student Government Project | $22,600 |
| VANGUARD CHARITABLE ENDOWMENT PROGRAM | |||||||
| 100 VANGUARD BLVD | MALVERN | PA | 19355 | N/A | PC | Philanthropy Roundtable's Culture of Freedom (Culture Equity Fund) Initiative | $250,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $3,675,210 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $387 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $414,362 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$1,687,172 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp (4 entries)
| DescDesc | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|---|---|
| K-1 Inc/Loss | 525990 | -$8,340 | 14 | -$19 |
| Federal Tax Refund | 01 | $8,392 | ||
| Sec 751 Gain on Sale of Ptshp | 525990 | $3,672 | ||
| CLASS ACTION LAWSUIT PROCEEDS | 01 | $664 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | -$4,668 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | -$1,263,386 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | -$1,268,054 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Depreciation Schedule DepreciationSchedule
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (130 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ACMP FIN - 4.875% - 05/15/2023 | $13,753 | $14,261 |
| AES CORP SER B - 8.000% - 06/0 | $14,076 | $13,950 |
| AIR LEASE CORP - 4.250% - 09/1 | $36,049 | $35,549 |
| AK STL CORP NOTE - 7.500% - 07 | $34,999 | $38,849 |
| ALLY FINANCIAL - 0.000% - 11/2 | $24,483 | $24,938 |
| ALLY FINL - 5.125% - 09/30/202 | $14,682 | $14,245 |
| ALLY FINL INC - 8.000% - 03/15 | $28,664 | $28,313 |
| AMERIGAS PARTNERS L P NOTE - 0 | $14,713 | $14,210 |
| AMSURG CORP - 0.056% - 07/15/2 | $14,268 | $14,434 |
| ANTERO RESOURCES - 5.375% - 11 | $27,715 | $28,630 |
| APX GROUP INC - 8.750% - 12/01 | $51,312 | $50,374 |
| ARAMARK - 0.051% - 01/15/2024 | $14,400 | $14,438 |
| BALL - 0.044% - 12/15/2020 | $14,901 | $14,630 |
| BEAZER HOMES USA BOND - 0.058% | $24,906 | $25,875 |
| BERRY PLASTICS - 5.125% - 07/1 | $14,306 | $14,245 |
| BLUE CUBE SPINCO INC - 0.100% | $14,354 | $14,490 |
| BOYD GAMING CORP - 6.875% - 05 | $14,872 | $15,050 |
| CABLEVISION SYS - 5.875% - 09/ | $40,549 | $38,999 |
| CALPINE CORP SR NT - 5.375% - | $45,562 | $43,987 |
| CALPINE CORP SR NT - 5.750% - | $13,823 | $13,510 |
| CBRE SERVICES INC - 5.000% - 0 | $23,033 | $22,695 |
| CBS OUTDOOR AMERS CAP LLC BOND | $14,890 | $14,595 |
| CCO HLDGS LLC - 5.750% - 01/15 | $14,740 | $14,630 |
| CDW LLC / CDW FIN CORP - 6.000 | $13,815 | $13,748 |
| CEC ENTERTAINMENT - 0.080% - 0 | $30,363 | $35,699 |
| CENTENE CORP NTS - 4.750% - 05 | $14,435 | $14,140 |
| CHEMOURS CO - 0.066% - 05/15/2 | $13,543 | $13,860 |
| CHS / CMNTY HEALTH SYS INC BON | $14,823 | $13,913 |
| CHS COMM HEALTH - 5.125% - 08/ | $7,000 | $6,860 |
| CITI GROUP - 0.050% - 08/01/20 | $25,419 | $25,813 |
| CLEAN HARBORS INC - 5.250% - 0 | $14,329 | $14,315 |
| CLEAR CHANNEL WORLDWIDE BOND - | $14,298 | $14,315 |
| CLEAR CHANNEL WW HLDGS INC NOT | $29,025 | $30,000 |
| CNH CAPITAL - 0.036% - 04/15/2 | $13,129 | $13,163 |
| CONCHO RESOURCES NOTE - 6.500% | $14,587 | $14,486 |
| CONSOL ENERGY - 0.059% - 04/15 | $12,925 | $14,700 |
| CONSTELLATION BRANDS - 6.000% | $14,781 | $14,662 |
| CREDIT ACCEPTANCE - 0.061% - 0 | $28,475 | $30,300 |
| CRESTWOOD MIDSTREAM - 0.061% - | $28,913 | $30,750 |
| CROWN AMERICAS NOTE - 4.500% - | $14,170 | $14,280 |
| CSC HLDGS INC - 7.625% - 07/15 | $14,114 | $13,878 |
| CSC HOLDINGS BOND - 0.068% - 1 | $13,860 | $13,975 |
| D.R. HORTON INC - 4.000% - 02/ | $14,668 | $14,385 |
| DAVITA HEALTHCARE PTNRS - 5.12 | $14,402 | $13,965 |
| DAVITA INC - 5.750% - 08/15/20 | $14,707 | $14,630 |
| DISH DBS CORP - 5.875% - 07/15 | $14,991 | $15,788 |
| DISH DBS CORP SR NT - 7.875% - | $14,463 | $14,430 |
| EL PASO PIPELINE PART OP - 5.0 | $13,919 | $13,842 |
| EQUINIX INC - 4.875% - 04/01/2 | $10,350 | $10,300 |
| EQUINIX INC - 5.750% - 01/01/2 | $13,723 | $13,585 |
| FRONTIER COMMUNICATIONS BOND - | $31,849 | $31,325 |
| GENESIS ENERGY - 0.068% - 08/0 | $23,875 | $25,975 |
| GEO GROUP INC NOTE - 0.060% - | $31,012 | $29,475 |
| GOODYEAR TIRE & RUBBER - 7.000 | $10,680 | $10,550 |
| GRAPHIC PACKAGING - 4.750% - 0 | $11,565 | $11,550 |
| HCA INC - 0.059% - 02/15/2026 | $14,945 | $14,420 |
| HCA INC - 3.750% - 03/15/2019 | $14,491 | $14,385 |
| HCA INC NOTE - 4.500% - 02/15/ | $30,006 | $29,475 |
| HEALTHSOUTH - 5.750% - 11/01/2 | $25,310 | $25,313 |
| HUGHES SATELLITE SYS BOND - 0. | $32,624 | $32,925 |
| ICAHN ENTERPRISES LP - 6.000% | $14,826 | $15,319 |
| ICAHN ENTERPRISES NT - 5.875% | $35,568 | $34,738 |
| INTERNATIONAL LEASE FIN CORP - | $28,490 | $27,960 |
| IRON MOUNTAIN INC BOND - 5.750 | $14,318 | $14,385 |
| ISTAR - 0.065% - 07/01/2021 | $43,627 | $45,319 |
| ISTAR FINANCIAL INC - 0.040% - | $13,842 | $14,070 |
| ISTAR FINL - 5.000% - 07/01/20 | $14,588 | $15,056 |
| KENNEDY WILSON INC - 5.875% - | $25,331 | $25,469 |
| KINDRED HEALTHCARE - 0.088% - | $14,008 | $13,090 |
| KINDRED HEALTHCARE INC - 0.001 | $30,113 | $29,850 |
| LAMAR MEDIA CORP - 5.000% - 05 | $14,698 | $14,420 |
| LENNAR - 4.750% - 05/30/2025 | $14,171 | $13,650 |
| LENNAR CORP - 4.500% - 06/15/2 | $14,618 | $14,455 |
| LEUCADIA NATL CORP - 5.500% - | $14,461 | $14,826 |
| LEVEL 3 COMMUNICATIONS - 5.750 | $14,507 | $14,385 |
| LEVEL 3 FINANCING INC - 0.054% | $14,463 | $14,280 |
| LKQ CORP BOND - 0.048% - 05/15 | $13,184 | $12,935 |
| MARTIN MIDSTREAM PARTNERS LP - | $25,513 | $24,688 |
| MASCO CORP NT - 5.950% - 03/15 | $13,695 | $13,260 |
| MERCER INTL - 0.078% - 12/01/2 | $30,750 | $31,500 |
| MGIC INVT CORP - 0.058% - 08/1 | $20,823 | $20,850 |
| MGM RESORTS - 6.750% - 10/01/2 | $28,701 | $28,925 |
| MGM RESORTS INTL BOND - 4.625% | $30,075 | $28,875 |
| NATIONSTAR MORT CAP - 6.500% - | $13,882 | $16,200 |
| NATIONSTAR MORT/CAP CORP - 0.0 | $14,560 | $14,648 |
| NATIONSTAR MORTGAGE LLC - 6.50 | $15,812 | $16,260 |
| NAVIENT CORP - 0.055% - 01/15/ | $14,150 | $14,525 |
| NEWSTAR FINANCIAL - 0.072% - 0 | $29,128 | $29,850 |
| NPC INTL INC - 0.105% - 01/15/ | $26,281 | $25,781 |
| NRG ENERGY INC - 6.625% - 03/1 | $55,099 | $54,134 |
| NUSTAR NOTE - 4.800% - 09/01/2 | $29,250 | $30,075 |
| PRIDE INTL INC - 0.085% - 06/1 | $25,000 | $27,875 |
| PULTEGROUP INC - 5.500% - 03/0 | $14,638 | $13,895 |
| PVH CORP - 0.045% - 12/15/2022 | $14,428 | $14,210 |
| RADIAN GROUP INC NTS B/E - 7.0 | $13,155 | $13,350 |
| RICE ENERGY INC NOTE - 0.063% | $14,261 | $14,385 |
| RITE AID - 6.750% - 06/15/2021 | $14,750 | $14,700 |
| ROYAL CARIBBEAN CRUISES LTD - | $13,950 | $13,813 |
| SABINE PASS LIQUEFACTION - 5.6 | $27,969 | $28,890 |
| SALLY HLDGS LLC - 5.750% - 06/ | $14,675 | $14,543 |
| SEAGATE HDD CAYMAN - 0.000% - | $14,420 | $14,291 |
| SLM CORP SR NT - 8.000% - 03/2 | $13,991 | $14,422 |
| SM ENERGY CO - 0.065% - 11/15/ | $26,513 | $30,600 |
| SOUTHWESTERN ENERGY CO - 0.041 | $13,394 | $14,420 |
| SPRINGLEAF FINANCE CORP - 0.08 | $14,251 | $14,138 |
| SPRINT CORP NOTE - 0.079% - 09 | $32,287 | $37,362 |
| SPRINT CORP NTS B/E - 11.500% | $6,045 | $7,365 |
| STANDARD PACIFIC CORP SENIOR N | $14,383 | $14,105 |
| STEEL DYNAMICS - 5.250% - 04/1 | $15,632 | $15,713 |
| SUMMIT MATERIALS LLC NOTE - 0. | $43,817 | $45,154 |
| SUNOCO LP - 0.055% - 08/01/202 | $14,280 | $14,280 |
| T MOBILE USA INC - 6.125% - 01 | $14,870 | $14,770 |
| T MOBILE USA INC - 6.500% - 01 | $31,157 | $32,175 |
| T-MOBILE USA INC - 6.542% - 04 | $5,158 | $5,150 |
| TEMPUR SEALY - 5.500% - 06/15/ | $14,460 | $14,070 |
| TENET HEALTHCARE CORP - 4.750% | $14,357 | $14,140 |
| TENET HEALTHCARE CORP - 6.875% | $46,749 | $38,562 |
| TESORO LOGISTICS - 0.061% - 10 | $14,521 | $14,700 |
| THE ADT CORPORATION - 0.063% - | $5,425 | $5,425 |
| THE ADT CORPORATION NOTE - 0.0 | $28,350 | $28,650 |
| THE MEN'S WEARHOUSE BOND - 0.0 | $7,035 | $7,840 |
| TRANSDIGM INC NTS - 5.500% - 1 | $7,171 | $7,175 |
| TRIBUNE MEDIA CO NOTE - 0.059% | $15,091 | $15,244 |
| UNITED RENTALS - 5.750% - 11/1 | $14,395 | $14,700 |
| VANGUARD NAT RES LLC - 7.875% | $40,055 | $23,000 |
| VEREIT OPER PARTNERSHIP L P NO | $28,280 | $27,347 |
| VERISIGN - 0.000% - 05/01/2023 | $14,320 | $14,140 |
| WHITING PETROL - 5.750% - 03/1 | $22,825 | $24,896 |
| WPX ENERGY - 8.250% - 08/01/20 | $35,187 | $39,112 |
| ZAYO GROUP LLC/ZAYO CAP INC NO | $13,448 | $13,520 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (302 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 3M CO | $22,044 | $22,857 |
| ABBVIE INC | $34,090 | $37,572 |
| ACCENTURE PLC | $9,271 | $19,678 |
| ADIENT PLC | $745 | $938 |
| ADOBE SYSTEMS, INC | $14,013 | $18,119 |
| AEGON N V NON CUM PFD STOCK - | $15,037 | $14,328 |
| AEGON NV PFD - 6.375% | $4,379 | $4,207 |
| AEGON NV PFD STOCK SER I FLOAT | $8,620 | $7,885 |
| AFFIL MANAGERS GR PFD STOCK - | $17,355 | $16,539 |
| ALIBABA GROUP HOLDING LTD | $2,024 | $1,844 |
| ALIGN TECHNOLOGY, INC | $9,364 | $11,247 |
| ALLSTATE CORP 6.625% SER D | $4,352 | $3,984 |
| ALLSTATE CORP SER E PFD STK 6. | $10,655 | $9,831 |
| ALLSTATE CORP SUB DE FIXED TO | $34,963 | $31,588 |
| ALPHABET INC CL A | $6,479 | $17,434 |
| ALPHABET INC CL C | $10,532 | $24,698 |
| ALSEA SAB DE CV COM NPV | $2,960 | $2,564 |
| ALTRIA GROUP INC | $27,579 | $28,739 |
| AMER INTERNATIONAL GROUP INC | $11,147 | $13,062 |
| AMERICAN EXPRESS CO | $7,248 | $11,112 |
| AMERICAN FINANCIAL GROUP | $4,204 | $3,950 |
| AMERICAN FINANCIAL GROUP PFD - | $8,732 | $8,290 |
| AMERICAN HOMES 4 RENT PFD D | $4,365 | $4,200 |
| AMERICAN HOMES 4 RENT PFD E | $8,740 | $8,456 |
| AMERICAN TOWER REIT INC | $32,054 | $42,272 |
| AMGEN INC | $29,455 | $29,242 |
| AMTRUST FINANCIAL SERVICES | $4,233 | $4,171 |
| AMTRUST FINANCIAL SERVICES INC | $8,594 | $7,847 |
| ANGEL OAK MULTI-STRATEGY INCOM | $52,934 | $52,966 |
| ANHEUSER BUSCH COS INC | $9,146 | $11,071 |
| APOLLO INVESTMENT CORP INC | $4,338 | $4,229 |
| APOLLO INVESTMENT CORPORATION | $13,038 | $12,392 |
| APPLE INC | $40,698 | $57,910 |
| ARCH CAPITAL GROUP LTD PFD - 5 | $8,741 | $7,396 |
| ARCH CAPITAL PFD SER C - 6.750 | $10,832 | $10,194 |
| ASPEN INSURANCE HOLDINGS LIMIT | $16,958 | $15,186 |
| ASPEN INSURANCE PERP | $17,242 | $15,297 |
| ASSURED GUARANTY MUNICIPAL HOL | $12,908 | $12,245 |
| ASTRAZENECA | $44,591 | $41,117 |
| AT&T, INC | $26,763 | $28,325 |
| AUTO TRADER GROUP UNSP ADR EA | $2,052 | $2,150 |
| AUTOMATIC DATA PROCESSING INC | $17,723 | $24,359 |
| B&M EUROPEAN VALUE RETAIL SA A | $4,628 | $4,349 |
| BAC CAPITAL PFD 6.20% | $17,285 | $16,532 |
| BAC CAPITAL TR V PFD - 6.500% | $17,406 | $16,333 |
| BAIDU.COM - ADR | $2,095 | $1,973 |
| BANCO SANTANDER PFD - CLASS B | $8,569 | $8,683 |
| BANK OF AMERICA CORP | $9,965 | $15,470 |
| BANK OF AMERICA CORP - 6.625% | $17,246 | $16,197 |
| BANK OF MONTREAL | $19,518 | $21,936 |
| BARON EMERGING MARKETS FUND | $25,224 | $26,050 |
| BAYER A G SPONSORED ADR | $5,375 | $5,318 |
| BCE INC | $44,919 | $41,683 |
| BETSSON AB | $1,974 | $1,974 |
| BLACKROCK STRAT INC OPP - INS | $34,852 | $35,269 |
| BOEING CO | $55,957 | $65,074 |
| BP PLC SPONSORED ADR | $11,738 | $13,270 |
| BRITISH AMERICAN TOBACCO PLC | $27,285 | $24,787 |
| BROADCOM LIMITED | $56,791 | $70,708 |
| BT GROUP PLC ADS | $6,270 | $6,034 |
| BUREAU VERITAS EUR0 | $5,375 | $4,861 |
| CAN IMPERIAL BK OF COMMERCE | $15,403 | $16,157 |
| CAPITAL ONE FINANCIAL CO NON-C | $17,135 | $15,836 |
| CARSALES.COM | $3,518 | $3,595 |
| CELGENE CORP | $127,605 | $124,893 |
| CHEVRON CORP | $60,583 | $80,035 |
| CHS INC - PFD CLASS B | $8,814 | $8,006 |
| CHS INC PFD - 6.750% - 12/31/2 | $34,203 | $32,062 |
| CHS INC PFD 7.10% CL B | $33,746 | $30,619 |
| CHUBB LIMITED | $26,570 | $28,009 |
| CISCO SYSTEMS INC | $60,846 | $65,880 |
| CITIGROUP CAPITAL XIII - 7.875 | $26,586 | $26,336 |
| CITIGROUP INC PFD C 6.3% | $8,491 | $8,096 |
| CITIGROUP INC PFD SER D - 6.87 | $33,770 | $32,410 |
| CITIGROUP INC PFD SER J - 7.12 | $8,429 | $8,114 |
| COCA COLA ICECEK A S SPONSORED | $2,413 | $1,299 |
| COLOPLAST AS ADR | $3,809 | $3,829 |
| COLUMBIA EMERGING MARKETS CONS | $12,583 | $12,315 |
| CONOCOPHILLIPS | $28,645 | $33,343 |
| CONSTELLATION SOFTWA | $3,085 | $5,489 |
| CORESITE REALTY CORPORATION | $22,266 | $51,591 |
| CORNING INC | $16,664 | $20,265 |
| CRITEO SA | $3,010 | $3,245 |
| CROWN CASTLE INTL | $48,194 | $49,893 |
| CTRIP.COM INTERNATIONAL LTD | $3,187 | $2,920 |
| CUMMINS INC | $32,527 | $44,418 |
| CVS CAREMARK CORP | $4,137 | $7,891 |
| DIAGEO PLC ADS | $50,911 | $50,515 |
| DIGITAL REALTY TR PFD SER H - | $17,436 | $16,562 |
| DIGITAL RLTY TR INC | $31,465 | $46,674 |
| DOLLAR GENERAL CORP | $13,208 | $12,073 |
| DOUBLELINE TOTAL RETURN BOND | $35,692 | $34,820 |
| DU PONT DE NEMOURS | $26,186 | $28,626 |
| DUPONT FABROS TECHNOLOGY INC P | $4,221 | $3,961 |
| EBAY PFD STK SENIOR NOTES - 6. | $17,306 | $16,991 |
| EDENRED SA | $6,111 | $4,964 |
| ELI LILLY & CO | $16,956 | $16,181 |
| ENDURANCE SPEC HLDG 6.350% SER | $4,403 | $4,139 |
| ENTERTAINMENT PPTYS SER F - 6. | $4,389 | $4,172 |
| EQUITY LIFESTYLE PRP | $26,861 | $50,470 |
| ESSILOR INTL ADR | $3,323 | $3,448 |
| EUROFINS SCIENTIFIC | $1,388 | $1,704 |
| EVOLUTION GAMING GROUP AB ADR | $2,585 | $2,374 |
| EXTRA SPACE STORAGE | $34,456 | $38,620 |
| EXXON MOBIL CORP | $17,795 | $17,871 |
| FACEBOOK INC | $18,882 | $23,355 |
| FEDERATED HIGH YIELD TRUST INS | $41,172 | $42,812 |
| FEDERATED ULTRASHORT BOND FUND | $54,235 | $54,292 |
| FITB - 6.625% - PFD SER 1 | $25,958 | $23,026 |
| FNB CORP 7.25% PFD | $16,455 | $14,842 |
| FOMENTO ECONOMICO MEXICANO | $6,478 | $5,411 |
| FORTIS INC | $5,967 | $6,207 |
| FOXTONS GROUP PLC | $4,520 | $1,931 |
| FRESENIUS MED CAR AG | $4,802 | $4,854 |
| GALAXY ENTERTAINMENT | $1,547 | $2,245 |
| GAMESTOP CORP | $24,323 | $20,208 |
| GARTNER INC | $8,448 | $14,049 |
| GEN DYNAMICS CP | $47,997 | $60,431 |
| GENERAL ELECTRIC CO | $73,753 | $81,843 |
| GILDAN ACTIVEWEAR INC | $3,354 | $3,349 |
| GLAXOSMITHKLINE PLC | $15,597 | $13,787 |
| GMAC CAPITAL TRUST I - 8.125% | $52,020 | $52,832 |
| GOLDMAN SACHS GP PFD - 6.375% | $25,999 | $25,105 |
| GOLDMAN SACHS GROUP | $52,662 | $71,834 |
| GOLDMAN SACHS GROUP PFD SER J | $25,522 | $24,599 |
| GOLDMAN SACHS PFD SER D - 4.00 | $12,844 | $13,092 |
| GRIFOLS SA REP 1/2 CL B | $4,305 | $4,371 |
| GUGGENHEIM ENHANCED SHORT DURA | $574,626 | $576,379 |
| GUGGENHEIM LIMITED DURATION FU | $6,987 | $7,036 |
| GUGGENHEIM MACRO OPPORTUNITIES | $34,417 | $35,265 |
| GUGGENHEIM TOTAL RETURN BOND F | $31,724 | $31,560 |
| HARGREAVES LANSDOWN | $3,022 | $2,904 |
| HARTFORD FINL SVCS GRP PFD - 7 | $35,331 | $33,186 |
| HEALTH CARE PPTY INVS INC | $12,332 | $10,402 |
| HERSHA HOSPITALITY TRUST | $51,680 | $51,063 |
| HERSHA HOSPITALITY TRUST PFD E | $249,999 | $225,099 |
| HERSHA HOSPITALITY TRUST PREF | $249,999 | $242,899 |
| HOME DEPOT INC | $45,825 | $53,632 |
| HSBC HOLDINGS PLC | $17,906 | $22,300 |
| HUNTINGTON BANCSHARES | $12,752 | $12,018 |
| IMPERIAL BRANDS PL | $30,674 | $24,824 |
| ING GROEP DEBT - 6.200% - PERP | $13,011 | $12,645 |
| ING GROEP NV PERP PFD - 6.375% | $13,058 | $12,696 |
| ING GROUP N V SPONSORED ADR | $1,747 | $2,016 |
| INGENICO S.A | $4,606 | $3,403 |
| INTEL CORP | $16,410 | $18,679 |
| J P MORGAN CHASE PFD SER T- 6. | $8,722 | $8,330 |
| JAPAN EXCHANGE GROUP INC | $2,303 | $2,249 |
| JOHNSON & JOHNSON | $79,120 | $84,563 |
| JOHNSON CONTROLS INTERNATIONAL | $16,438 | $15,240 |
| JP MORGAN 6.10% PFD | $8,587 | $8,115 |
| JP MORGAN CHASE | $68,779 | $101,390 |
| JPM CHASE CAP XIV - 6.200% - 1 | $4,314 | $4,056 |
| JPM NON-CUM PFD SER W - 6.300% | $8,624 | $8,177 |
| JUST EAT PLC UNSP ADR | $1,781 | $2,085 |
| KBW REGIONAL BANKING ETF | $8,757 | $10,892 |
| KEYCORP 6.125% DEP PFD SERIES | $16,556 | $17,082 |
| KEYCORP PFD SER C - 12/31/2049 | $42,972 | $41,804 |
| KIMBERLY CLARK CORP | $22,014 | $19,400 |
| LINE CORPORATION | $3,532 | $2,789 |
| LOCKHEED MARTIN CORP | $30,184 | $37,491 |
| MARKET VECTORS PHARMACEUTICAL | $18,352 | $18,379 |
| MARRIOTT INTERNATIONAL INC. CL | $5,580 | $6,614 |
| MASTERCARD INC | $14,043 | $19,618 |
| MATTHEWS ASIA PACIFIC EQUITY I | $244,379 | $234,504 |
| MATTHEWS PACIFIC TIGER FUND | $19,323 | $18,869 |
| MCDONALD'S CORP | $36,392 | $36,516 |
| MEDTRONIC PLC | $11,082 | $10,756 |
| MERCK & CO INC | $26,296 | $27,375 |
| MERLIN ENTERTAINME SPON ADR EA | $2,686 | $2,500 |
| METLIFE INC | $22,558 | $28,023 |
| MICROSOFT CORP | $65,350 | $77,488 |
| MORGAN STANLEY - 6.375% PFD CL | $34,263 | $31,777 |
| MORGAN STANLEY PFD SER A - FLO | $8,538 | $9,200 |
| MORGAN STANLEY PFD SER E - 7.1 | $25,990 | $24,473 |
| MORGAN STANLEY PFD SER F - 6.8 | $34,004 | $31,907 |
| MUENCHENER RUECKVERS | $16,863 | $18,548 |
| NATIONAL AUSTRALIA BK LTD | $7,462 | $8,265 |
| NATIONAL GRID TRANSCO PLC | $31,543 | $25,374 |
| NATL RETAIL PROP PFD SER D - 6 | $26,265 | $25,236 |
| NESTLE S.A | $40,083 | $37,448 |
| NETENT AB ADR UNSPONSORED | $2,485 | $2,250 |
| NETFLIX INC | $21,605 | $24,760 |
| NEXTERA ENERGY, INC | $26,040 | $25,326 |
| NIKE INC-CL B | $19,593 | $29,634 |
| NOVARTIS AG ADR | $35,263 | $34,016 |
| NOVOZYMES A/S UNSP/ADR | $3,784 | $3,175 |
| O'REILLY AUTOMOTIVE INC | $8,579 | $15,869 |
| OM ASSET MGMT SR NOTES 5.125% | $17,416 | $15,095 |
| OPPENHEIMER DEVELOPING MARKETS | $31,565 | $30,547 |
| ORACLE CORP | $13,954 | $17,264 |
| PALO ALTO NETWORKS INC | $64,176 | $50,020 |
| PARTNERRE LTD PFD H | $34,228 | $31,656 |
| PARTNERS GROUP | $999 | $1,875 |
| PAYSAFE GROUP PLC | $8,629 | $8,829 |
| PEOPLES UNITED FINANCIAL INC | $17,542 | $17,268 |
| PEPSICO INC | $6,483 | $10,463 |
| PFIZER INC | $25,829 | $23,873 |
| PHILIP MORRIS INTL | $57,712 | $53,064 |
| PIMCO INCOME FUND P CLASS | $38,367 | $38,932 |
| PNC FINANCIAL GROUP INC | $6,490 | $11,696 |
| PNC FINANCIAL SERVICES PFD SER | $60,020 | $54,989 |
| PRICELINE.COM INCORPORATED | $17,584 | $21,991 |
| PRICESMART, INC | $1,388 | $1,420 |
| PROCTER GAMBLE CO | $6,426 | $8,408 |
| PRUDENTIAL HIGH YIELD FUND, IN | $27,827 | $28,665 |
| PRUDENTIAL JENNISON MLP Z | $8,556 | $11,905 |
| PS BUSINESS PARKS PFD SER T - | $21,948 | $20,299 |
| PWSHR DYN LEISUR&ENT | $10,830 | $12,006 |
| QWEST CORP PFD STOCK - 6.625% | $8,595 | $7,876 |
| QWEST CORP SR NOTES 6.500% - 0 | $26,337 | $23,193 |
| QWEST CORPORATION | $25,876 | $23,837 |
| RAKUTEN SP ADR | $4,393 | $3,838 |
| RAYMOND JAMES FINANCIAL PFD - | $17,449 | $16,757 |
| RAYTHEON CO | $31,527 | $35,926 |
| REA GROUP UNSP ADR | $2,328 | $2,382 |
| REGENCY RED PFD SER 6 - 6.625% | $17,644 | $16,943 |
| REGENERON PHARMACEUTICALS INC | $100,817 | $93,607 |
| REGIONS FINANCIAL CORP | $32,502 | $50,260 |
| REGIONS FINANCIAL CORP NEW MON | $8,496 | $7,959 |
| REINSURANCE GROUP OF AMERICA I | $39,251 | $38,500 |
| REINSURANCE GRP OF AMER 6.20% | $34,175 | $30,757 |
| REMY COINTREAU | $1,353 | $1,697 |
| ROCHE HOLDING LTD ADR | $18,135 | $16,633 |
| ROGERS COMM CL B | $15,292 | $14,660 |
| ROYAL BK OF SCOT GRP SER L - 5 | $8,881 | $8,211 |
| ROYAL BK OF SCOT GRP SER S - 6 | $30,583 | $30,185 |
| ROYAL DUTCH SHEL PLC SPONS ADR | $25,609 | $27,826 |
| SANDS CHINA LTD UNSP ADR | $1,795 | $1,976 |
| SANOFI-AVENTIS SPONSORED ADR | $26,316 | $26,286 |
| SCE TRUST IV NEW MONEY PFD SER | $4,249 | $3,653 |
| SCE TRUST IV PFD K | $8,667 | $7,704 |
| SCHLUMBERGER LTD | $37,949 | $41,975 |
| SCHRODERS PLC | $4,533 | $4,033 |
| SEAGATE TECHNOLOGY | $17,601 | $22,902 |
| SELECT SECTOR SPDR ENERGY FUND | $28,762 | $30,128 |
| SGS SA UNSP ADR | $2,533 | $2,633 |
| SHAW COMMUNICATIONS INC | $18,378 | $19,157 |
| SHWAB PREFER D | $17,144 | $15,744 |
| SINGAPORE TELE ADR | $24,596 | $20,700 |
| SOLAR CAPITAL LTD | $4,289 | $4,230 |
| SSE PLC SPON ADR | $29,885 | $26,343 |
| ST JAMES PLACE | $4,341 | $4,205 |
| STARBUCKS CORP COM | $32,371 | $49,746 |
| STATE STREET CORP NEW MONEY PF | $16,987 | $15,393 |
| STIFEL FINANCIAL CORPS SER A 6 | $8,761 | $8,080 |
| SUNTRUST BKS INC | $43,254 | $54,850 |
| SWEDBANK AB S/ADR | $7,521 | $8,453 |
| SWISSCOM AG S/ADR | $19,928 | $18,120 |
| SYNOVUS FIN CORP 7.875% | $8,814 | $8,394 |
| TCW EMERGING MARKETS INCOME FU | $40,153 | $40,843 |
| TELENOR ASA | $9,914 | $8,728 |
| TELEPHONE & DATA SYSTEMS INC | $25,928 | $25,008 |
| TELSTRA CORPORATION | $19,042 | $16,617 |
| TELUS CORP | $17,911 | $17,836 |
| TENCENT HOLDINGS LIMITED | $2,319 | $2,374 |
| TJX COMPANIES INC | $15,291 | $19,008 |
| TORCHMARK CAP TR III PFD C | $8,619 | $8,329 |
| TORONTO DOMINION | $9,539 | $10,608 |
| TOTAL FINA ELF S.A | $23,634 | $25,077 |
| TRANSCANADA CORP | $16,669 | $17,383 |
| TRAVELERS COMPANIES INC | $33,085 | $47,989 |
| UBS AG | $1,847 | $1,927 |
| ULTA SALON, COSMETICS & FRAGRA | $20,447 | $25,494 |
| UNILEVER N V N Y | $26,683 | $24,225 |
| UNILEVER PLC AMER | $25,876 | $22,792 |
| US CELLULAR CORP | $4,284 | $4,116 |
| US CELLULAR CORP SERIES C | $8,524 | $8,451 |
| UNITEDHEALTH GROUP INC | $38,203 | $48,012 |
| US BANCORP PFD SER G - 6.000% | $28,594 | $27,479 |
| US BANCORP PFD STK - 6.500% | $30,264 | $28,149 |
| USD CYRUSONE INC | $40,443 | $33,548 |
| VALEANT PHARMACEUTICALS INTL | $43,164 | $13,068 |
| VALLEY NATL BANCORP - 6.250% - | $8,580 | $7,770 |
| VENTAS INC | $35,632 | $37,512 |
| VEREIT INC PFD SER F | $17,311 | $16,565 |
| VIPSHOP HOLDINGS LTD | $1,881 | $1,817 |
| VIRTUS EMERGING MARKETS OPPTS | $20,904 | $19,275 |
| VISA INC | $46,952 | $59,841 |
| VODAFONE GROUP PLC | $30,547 | $23,697 |
| WALGREENS BOOTS ALLIANCE | $37,708 | $37,242 |
| WALT DISNEY HOLDINGS CO | $10,815 | $20,844 |
| WELLS FARGO & CO | $34,632 | $42,159 |
| WELLS FARGO & CO 5.500% PFD | $4,281 | $3,803 |
| WELLS FARGO PFD SER R - 6.625% | $54,610 | $49,729 |
| WELLS FARGO PFD SHS SER W - 5. | $8,528 | $7,690 |
| WELLS FARGO PREFERRED 8.00% | $17,590 | $16,651 |
| WELLTOWER INC | $29,229 | $28,044 |
| WESTERN ALLIANCE BAN CORP | $8,792 | $8,266 |
| WESTERN DIGITAL CORP | $31,157 | $47,565 |
| WESTPAC BANKING CP | $8,445 | $8,688 |
| WINTRUST FIN CORP - 6.500% - P | $21,525 | $19,403 |
| WIRECARD AG | $6,821 | $7,355 |
| WISDOMTREE INVTS INC | $3,047 | $2,562 |
| WORLDPAY GRP PLC UNSPON ADR | $4,913 | $4,259 |
| WR BERKLEY CORP PFD C | $8,669 | $8,037 |
| WR BERKLEY CORP PFD D | $4,287 | $3,890 |
| YOOX NET A PORTER GRP | $4,116 | $4,082 |
| ZALANDO SE | $2,384 | $2,920 |
| ZIONS BANCORP DEP SHARES | $4,329 | $4,103 |
| ZIONS BANCORPORATION 6.3% SRS | $20,878 | $18,816 |
| ZURICH INS GROU ADR | $6,700 | $7,168 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (13 entries)
| Category Or ItemCategoryOrItemTxt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| BLACKSTONE RE DEBT STRATEGIES | $34,733 | $29,336 |
| CS PLUS ON SX5E | $250,000 | $250,000 |
| ENERGY TRANSFER EQUITY LP | $9,574 | $11,586 |
| ENTERPRISE PRODUCTS PARTNERS L | $35,005 | $52,728 |
| HPC DOUBLE BLK DMND D-D ESC | $100,000 | $126,711 |
| HPC MILLENNIUM INT LTD D ESC | $299,999 | $454,401 |
| HPC STARBOARD VALUE LTD D ESC | $100,000 | $152,560 |
| JP MORGAN PLUS ON XOP | $80,000 | $93,120 |
| MAGELLAN MIDSTREAM PARTNERS LP | $21,964 | $52,941 |
| RICE MIDSTREAM PARTNERS LP | $37,581 | $54,076 |
| RIVERVIEW (F/K/A AIP) SELECT M | $258,678 | $262,587 |
| SPECTRA ENERGY PRTN LP | $29,541 | $32,088 |
| UBS TRIGGER PLUS ON THE EURO S | $100,000 | $104,400 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (6 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| Administrative Fees | $54,347 | $54,347 | |
| Bank Charges | $1,168 | $1,168 | |
| K-1 Exp MAGELLAN MIDSTREAM PAR | $8 | ||
| K-1 Exp RICE MIDSTREAM PARTNER | $4 | ||
| K-1 Exp SPECTRA ENERGY PRTN LP | $20 | $12 | |
| State or Local Filing Fees | $25 | $25 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (10 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| K-1 Inc/Loss ENERGY TRANSFER EQUITY LP | -$309 | $17 |
| K-1 Inc/Loss ENTERPRISE PRODUCTS PARTNERS LP | -$4,411 | -$51 |
| K-1 Inc/Loss MAGELLAN MIDSTREAM PARTNERS LP | -$603 | $2 |
| K-1 Inc/Loss RICE MIDSTREAM PARTNERS LP | -$601 | |
| K-1 Inc/Loss SPECTRA ENERGY PRTN LP | -$2,288 | $9 |
| K-1 Inc/Loss WESTERN GAS PARTNERS, LP | -$147 | $4 |
| Class Action Lawsuit Proceeds | $664 | $664 |
| Federal Tax Refund | $8,392 | |
| Sec 751 Gain on Sale MAGELLAN MIDSTREAM PARTNERS L | $1,568 | |
| Sec 751 Gain on Sale WESTERN GAS PARTNERS, LP | $2,104 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OUTSTANDING OPTIONS | Desc |
| BOY Book Value | $28,040 | BOYBookValueAmt |
| EOY Book Value | $3,077 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Management Services | CategoryTxt |
| Amt | $69,262 | Amt |
| Net Investment Income | $69,262 | NetInvestmentIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt |
|---|---|
| 990-PF Estimated Tax for 2016 | $12,900 |
| 990-T 1st Extension for 2015 | $11,000 |
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