2017-11-15T14:33:53-06:00 2016-12-31 Foundation Source One Hollow Ln Ste 212 Lake Success NY 11042 990PF 2016-01-01 274093841 Michael and Andrea Leven Family Foundation % Foundation Source MICH 8008391754 Foundation Source 501 Silverside Rd Wilmington DE 198091377 MICAHEL A LEVEN president 8008391754 2017-11-04 true Jeffrey D Haskell P01345770 8008391754 108.14.9.153 06391520173195000012 2017-11-15 P BC971FC33BAF52379132A0473611089A0DAEC697 259C731B7C7CCB55DA46458F0098BC0D5A2501CB 2016 2017-02-10 21:41:12Z X 12236733 X 0 X 387 387 414362 414362 -1687172 14107118 518874 4369 645 -1268054 934268 0 69262 69262 23900 55572 1180 54372 148734 70442 54372 3675210 3675210 3823944 70442 3729582 -5091998 863826 277656 322747 322747 1897 2834 1897 1897 13931542 7310193 7615578 1467093 2611859 2619977 1041607 1357075 1676534 16720732 11603771 12236733 28040 3077 28040 3077 X 16692692 11600694 16692692 11600694 16720732 11603771 16692692 -5091998 11600694 11600694 Publicly-traded Securities 14107118 13584606 522512 522512 Passthrough K1 Capital Gain/(Loss) 34 Sec 751 Gain on Sale of Ptshp Reclass -3672 518874 false 3249284 17356889 0.187204 2497007 23637995 0.105635 1272871 18325032 0.069461 440854 9817777 0.044904 172153 1685509 0.102137 0.509341 0.101868 13701505 1395745 8638 1404383 3729582 X 8638 8638 8638 20600 20600 X 11962 8700 3262 false false false false false true true false true true DE true false false false false true Foundation Source 8008391754 501 Silverside Road Suite 123 Wilmington DE 198091377 false false false false false false false false false false false false false false false false false false false false Andrea Leven Foundation Source 501 Silverside Rd Wilmington DE 198091377 VP / Dir 1.0 0 0 0 Jon Leven Foundation Source 501 Silverside Rd Wilmington DE 198091377 VP 1.0 0 0 0 Michael A Leven Foundation Source 501 Silverside Rd Wilmington DE 198091377 Pres / Dir / Sec 1.0 0 0 0 Morgan Stanley 3424 peachtree road ne ste 1200 ATLANTA GA 30326 Investment Mgmt 69262 Foundation Source 55 Walls Drive 3rd floor Fairfield CT 06824 Administrative 53347 10797436 1902626 1210095 13910157 0 13910157 208652 13701505 685075 685075 8638 8638 676437 676437 676437 3729582 0 0 0 0 3729582 8638 3720944 676437 2014 2013 2012 45452 370999 1334141 2405692 4156284 3729582 676437 3053145 7209429 0 45452 7163977 370999 1334141 2405692 3053145 Andrea Leven Michael A Leven X ALPHA EPSILON PI FOUNDATION INC 8815 WESLEYAN RD INDIANAPOLIS IN 46268 N/A PC Michael A. Leven Leadership Institute Fund 160000 AMERICAN FRIENDS OF MAGEN DAVID ADOM 3300 PGA BLVD STE 970 PALM BEACH GARDENS FL 33410 N/A PC to sponsor a Mobil Intensive Care Unit (MICU) for Israel 125000 AYN RAND INSTITUTE THE CENTER FOR THE ADVANCEMENT 2121 ALTON PKWY STE 250 IRVINE CA 92606 N/A PC Charitable Event 125000 BNAI BRITH YOUTH ORGANIZATION INC 800 8TH ST NW WASHINGTON DC 20001 N/A PC Support curriculum development and deployment for the BBYO Leadership Academy Campaign 105000 BOSTON LATIN SCHOOL ASSOCIATION 27 SCHOOL ST STE 300 BOSTON MA 02108 N/A PC Michael A. Leven '55 Family Fund for Athletics 183210 BOSTON UNIVERSITY TRUSTEES OF BOSTON UNIVERSITY 595 COMMONWEALTH AVE STE 700 BOSTON MA 02215 N/A PC Campaign for Boston University, Schools of Management 300000 CENTER FOR ENTREPRENEURIAL JEWISH PHILANTHROPY 435 STRATTON RD NEW ROCHELLE NY 10804 N/A PC General & Unrestricted 125000 CENTER FOR EXCELLENCE IN HIGHER EDUCATION INC 4021 S 700 E STE 400 SALT LAKE CTY UT 84107 N/A PC Inquiry into the Morality of Capitalism per the Foundation's pledge agreement 108000 CENTRAL FUND OF ISRAEL 980 AVE OF THE AMERICAS FRNT 3 NEW YORK NY 10018 N/A PC Shurat HaDin 25000 CONGREGATION NER HAMIZRACH 1858 LAVISTA RD NE ATLANTA GA 30329 N/A PC Kollel Ner HaMizrach 50000 DR MIRIAM AND SHELDON G ADELSON EDUCATIONAL INSTIT 9700 HILLPOINTE RD LAS VEGAS NV 89134 N/A PC Scholarship Fund 18400 ELI AND BESSIE COHEN CAMPS 888 WORCESTER ST STE 350 WELLESLEY MA 02482 N/A PC Aaron and Blanche Gordon Facility at Camp Tevya 125000 FOUNDATION OF THE HOSPITALITY SALES AND MARKETING 7918 JONES BRANCH DR STE 300 MCLEAN VA 22102 N/A SO I Charitable Event 100000 FUEL FREEDOM FOUNDATION 18100 VON KARMAN AVE STE 870 IRVINE CA 92612 N/A PC General & Unrestricted 50000 FUENTE LATINA INC 1395 BRICKELL AVE STE 800 MIAMI FL 33131 N/A PC Miami Office Operations support 125000 HEBREW BENEVOLENT CONGREGATION THE TEMPLE 1589 PEACHTREE ST NE ATLANTA GA 30309 N/A PC Andrea and Michael Leven Jewish Identity Institute Program 200000 INSTITUTE FOR HUMANE STUDIES 3434 WASHINGTON BLVD MS 1C5 ARLINGTON VA 22201 N/A PC Liberty Expansion in Academia Project 200000 INTERCOLLEGIATE STUDIES INSTITUTE INC 3901 CENTERVILLE RD WILMINGTON DE 19807 N/A PC Salem Radio Network ISI Matching Challenge Program 50000 INTERFAITHFAMILY COM INC 90 OAK ST 4TH FL NEWTON MA 02464 N/A PC InterfaithFamily/Atlanta Project 90000 JEWISH FAMILY & CAREER SERVICES INC 4549 CHAMBLEE DUNWOODY RD ATLANTA GA 30338 N/A PC Guardians of Human Dignity Campaign 110000 JOHNSON & WALES UNIVERSITY - CHARLOTTE CAMPUS 801 W TRADE ST CHARLOTTE NC 28202 N/A PC Free Markets and the American Identity Course and Center for Free Market Studies 42000 MOISHE HOUSE 441 SAXONY RD BARN 2 ENCINITAS CA 92024 N/A PC Moishe House Boca-South Palm Beach Project 60000 NATIONAL CENTER FOR CIVIL AND HUMAN RIGHTS INC 250 WILLIAMS ST STE 2322 ATLANTA GA 30303 N/A PC sponsorship of the memoriam Program 62500 P E F ISRAEL ENDOWMENT FUNDS INC 630 3RD AVE 15TH FL NEW YORK NY 10017 N/A PC construction of two biotechnology laboratories on the campus of Hadassah College 100000 P E F ISRAEL ENDOWMENT FUNDS INC 630 3RD AVE 15TH FL NEW YORK NY 10017 N/A PC Michael A. and Andrea Leven Fellowship Program at Hadassah Academic College in Jerusalem 168500 PACE ACADEMY INC 966 W PACES FERRY RD NW ATLANTA GA 30327 N/A PC Aim High Campaign in support of the Upper School and the Riverview Stadium Expansion Project 100000 PRAGER UNIVERSITY FOUNDATION 10045 RED RUN BLVD STE 250 OWINGS MILLS MD 21117 N/A PC General & Unrestricted 100000 THE ELECTRIC INFRASTRUCTURE SECURITY 13400 WASHINGTON BLVD STE 206 MARINA DEL REY CA 90292 N/A PC Emergency Communications (ECOM) System Architecture Project 125000 TRUSTEES OF TUFTS COLLEGE PO BOX 3306 BOSTON MA 02241 N/A PC to establish the Michael and Andrea Leven Scholars at the School of Arts and Sciences at Tufts University 110000 TURNING POINT USA NFP 217 1/2 E ILLINOIS ST LEMONT IL 60439 N/A PC Student Leadership Development Program 160000 TURNING POINT USA NFP 217 1/2 E ILLINOIS ST LEMONT IL 60439 N/A PC Big Ten Student Government Project 22600 VANGUARD CHARITABLE ENDOWMENT PROGRAM 100 VANGUARD BLVD MALVERN PA 19355 N/A PC Philanthropy Roundtable's Culture of Freedom (Culture Equity Fund) Initiative 250000 3675210 14 387 14 414362 18 -1687172 K-1 Inc/Loss 525990 -8340 14 -19 Federal Tax Refund 01 8392 Sec 751 Gain on Sale of Ptshp 525990 3672 CLASS ACTION LAWSUIT PROCEEDS 01 664 -4668 -1263386 -1268054 false false false false false false false false false false ACMP FIN - 4.875% - 05/15/2023 13753 14261 AES CORP SER B - 8.000% - 06/0 14076 13950 AIR LEASE CORP - 4.250% - 09/1 36049 35549 AK STL CORP NOTE - 7.500% - 07 34999 38849 ALLY FINANCIAL - 0.000% - 11/2 24483 24938 ALLY FINL - 5.125% - 09/30/202 14682 14245 ALLY FINL INC - 8.000% - 03/15 28664 28313 AMERIGAS PARTNERS L P NOTE - 0 14713 14210 AMSURG CORP - 0.056% - 07/15/2 14268 14434 ANTERO RESOURCES - 5.375% - 11 27715 28630 APX GROUP INC - 8.750% - 12/01 51312 50374 ARAMARK - 0.051% - 01/15/2024 14400 14438 BALL - 0.044% - 12/15/2020 14901 14630 BEAZER HOMES USA BOND - 0.058% 24906 25875 BERRY PLASTICS - 5.125% - 07/1 14306 14245 BLUE CUBE SPINCO INC - 0.100% 14354 14490 BOYD GAMING CORP - 6.875% - 05 14872 15050 CABLEVISION SYS - 5.875% - 09/ 40549 38999 CALPINE CORP SR NT - 5.375% - 45562 43987 CALPINE CORP SR NT - 5.750% - 13823 13510 CBRE SERVICES INC - 5.000% - 0 23033 22695 CBS OUTDOOR AMERS CAP LLC BOND 14890 14595 CCO HLDGS LLC - 5.750% - 01/15 14740 14630 CDW LLC / CDW FIN CORP - 6.000 13815 13748 CEC ENTERTAINMENT - 0.080% - 0 30363 35699 CENTENE CORP NTS - 4.750% - 05 14435 14140 CHEMOURS CO - 0.066% - 05/15/2 13543 13860 CHS / CMNTY HEALTH SYS INC BON 14823 13913 CHS COMM HEALTH - 5.125% - 08/ 7000 6860 CITI GROUP - 0.050% - 08/01/20 25419 25813 CLEAN HARBORS INC - 5.250% - 0 14329 14315 CLEAR CHANNEL WORLDWIDE BOND - 14298 14315 CLEAR CHANNEL WW HLDGS INC NOT 29025 30000 CNH CAPITAL - 0.036% - 04/15/2 13129 13163 CONCHO RESOURCES NOTE - 6.500% 14587 14486 CONSOL ENERGY - 0.059% - 04/15 12925 14700 CONSTELLATION BRANDS - 6.000% 14781 14662 CREDIT ACCEPTANCE - 0.061% - 0 28475 30300 CRESTWOOD MIDSTREAM - 0.061% - 28913 30750 CROWN AMERICAS NOTE - 4.500% - 14170 14280 CSC HLDGS INC - 7.625% - 07/15 14114 13878 CSC HOLDINGS BOND - 0.068% - 1 13860 13975 D.R. HORTON INC - 4.000% - 02/ 14668 14385 DAVITA HEALTHCARE PTNRS - 5.12 14402 13965 DAVITA INC - 5.750% - 08/15/20 14707 14630 DISH DBS CORP - 5.875% - 07/15 14991 15788 DISH DBS CORP SR NT - 7.875% - 14463 14430 EL PASO PIPELINE PART OP - 5.0 13919 13842 EQUINIX INC - 4.875% - 04/01/2 10350 10300 EQUINIX INC - 5.750% - 01/01/2 13723 13585 FRONTIER COMMUNICATIONS BOND - 31849 31325 GENESIS ENERGY - 0.068% - 08/0 23875 25975 GEO GROUP INC NOTE - 0.060% - 31012 29475 GOODYEAR TIRE & RUBBER - 7.000 10680 10550 GRAPHIC PACKAGING - 4.750% - 0 11565 11550 HCA INC - 0.059% - 02/15/2026 14945 14420 HCA INC - 3.750% - 03/15/2019 14491 14385 HCA INC NOTE - 4.500% - 02/15/ 30006 29475 HEALTHSOUTH - 5.750% - 11/01/2 25310 25313 HUGHES SATELLITE SYS BOND - 0. 32624 32925 ICAHN ENTERPRISES LP - 6.000% 14826 15319 ICAHN ENTERPRISES NT - 5.875% 35568 34738 INTERNATIONAL LEASE FIN CORP - 28490 27960 IRON MOUNTAIN INC BOND - 5.750 14318 14385 ISTAR - 0.065% - 07/01/2021 43627 45319 ISTAR FINANCIAL INC - 0.040% - 13842 14070 ISTAR FINL - 5.000% - 07/01/20 14588 15056 KENNEDY WILSON INC - 5.875% - 25331 25469 KINDRED HEALTHCARE - 0.088% - 14008 13090 KINDRED HEALTHCARE INC - 0.001 30113 29850 LAMAR MEDIA CORP - 5.000% - 05 14698 14420 LENNAR - 4.750% - 05/30/2025 14171 13650 LENNAR CORP - 4.500% - 06/15/2 14618 14455 LEUCADIA NATL CORP - 5.500% - 14461 14826 LEVEL 3 COMMUNICATIONS - 5.750 14507 14385 LEVEL 3 FINANCING INC - 0.054% 14463 14280 LKQ CORP BOND - 0.048% - 05/15 13184 12935 MARTIN MIDSTREAM PARTNERS LP - 25513 24688 MASCO CORP NT - 5.950% - 03/15 13695 13260 MERCER INTL - 0.078% - 12/01/2 30750 31500 MGIC INVT CORP - 0.058% - 08/1 20823 20850 MGM RESORTS - 6.750% - 10/01/2 28701 28925 MGM RESORTS INTL BOND - 4.625% 30075 28875 NATIONSTAR MORT CAP - 6.500% - 13882 16200 NATIONSTAR MORT/CAP CORP - 0.0 14560 14648 NATIONSTAR MORTGAGE LLC - 6.50 15812 16260 NAVIENT CORP - 0.055% - 01/15/ 14150 14525 NEWSTAR FINANCIAL - 0.072% - 0 29128 29850 NPC INTL INC - 0.105% - 01/15/ 26281 25781 NRG ENERGY INC - 6.625% - 03/1 55099 54134 NUSTAR NOTE - 4.800% - 09/01/2 29250 30075 PRIDE INTL INC - 0.085% - 06/1 25000 27875 PULTEGROUP INC - 5.500% - 03/0 14638 13895 PVH CORP - 0.045% - 12/15/2022 14428 14210 RADIAN GROUP INC NTS B/E - 7.0 13155 13350 RICE ENERGY INC NOTE - 0.063% 14261 14385 RITE AID - 6.750% - 06/15/2021 14750 14700 ROYAL CARIBBEAN CRUISES LTD - 13950 13813 SABINE PASS LIQUEFACTION - 5.6 27969 28890 SALLY HLDGS LLC - 5.750% - 06/ 14675 14543 SEAGATE HDD CAYMAN - 0.000% - 14420 14291 SLM CORP SR NT - 8.000% - 03/2 13991 14422 SM ENERGY CO - 0.065% - 11/15/ 26513 30600 SOUTHWESTERN ENERGY CO - 0.041 13394 14420 SPRINGLEAF FINANCE CORP - 0.08 14251 14138 SPRINT CORP NOTE - 0.079% - 09 32287 37362 SPRINT CORP NTS B/E - 11.500% 6045 7365 STANDARD PACIFIC CORP SENIOR N 14383 14105 STEEL DYNAMICS - 5.250% - 04/1 15632 15713 SUMMIT MATERIALS LLC NOTE - 0. 43817 45154 SUNOCO LP - 0.055% - 08/01/202 14280 14280 T MOBILE USA INC - 6.125% - 01 14870 14770 T MOBILE USA INC - 6.500% - 01 31157 32175 T-MOBILE USA INC - 6.542% - 04 5158 5150 TEMPUR SEALY - 5.500% - 06/15/ 14460 14070 TENET HEALTHCARE CORP - 4.750% 14357 14140 TENET HEALTHCARE CORP - 6.875% 46749 38562 TESORO LOGISTICS - 0.061% - 10 14521 14700 THE ADT CORPORATION - 0.063% - 5425 5425 THE ADT CORPORATION NOTE - 0.0 28350 28650 THE MEN'S WEARHOUSE BOND - 0.0 7035 7840 TRANSDIGM INC NTS - 5.500% - 1 7171 7175 TRIBUNE MEDIA CO NOTE - 0.059% 15091 15244 UNITED RENTALS - 5.750% - 11/1 14395 14700 VANGUARD NAT RES LLC - 7.875% 40055 23000 VEREIT OPER PARTNERSHIP L P NO 28280 27347 VERISIGN - 0.000% - 05/01/2023 14320 14140 WHITING PETROL - 5.750% - 03/1 22825 24896 WPX ENERGY - 8.250% - 08/01/20 35187 39112 ZAYO GROUP LLC/ZAYO CAP INC NO 13448 13520 3M CO 22044 22857 ABBVIE INC 34090 37572 ACCENTURE PLC 9271 19678 ADIENT PLC 745 938 ADOBE SYSTEMS, INC 14013 18119 AEGON N V NON CUM PFD STOCK - 15037 14328 AEGON NV PFD - 6.375% 4379 4207 AEGON NV PFD STOCK SER I FLOAT 8620 7885 AFFIL MANAGERS GR PFD STOCK - 17355 16539 ALIBABA GROUP HOLDING LTD 2024 1844 ALIGN TECHNOLOGY, INC 9364 11247 ALLSTATE CORP 6.625% SER D 4352 3984 ALLSTATE CORP SER E PFD STK 6. 10655 9831 ALLSTATE CORP SUB DE FIXED TO 34963 31588 ALPHABET INC CL A 6479 17434 ALPHABET INC CL C 10532 24698 ALSEA SAB DE CV COM NPV 2960 2564 ALTRIA GROUP INC 27579 28739 AMER INTERNATIONAL GROUP INC 11147 13062 AMERICAN EXPRESS CO 7248 11112 AMERICAN FINANCIAL GROUP 4204 3950 AMERICAN FINANCIAL GROUP PFD - 8732 8290 AMERICAN HOMES 4 RENT PFD D 4365 4200 AMERICAN HOMES 4 RENT PFD E 8740 8456 AMERICAN TOWER REIT INC 32054 42272 AMGEN INC 29455 29242 AMTRUST FINANCIAL SERVICES 4233 4171 AMTRUST FINANCIAL SERVICES INC 8594 7847 ANGEL OAK MULTI-STRATEGY INCOM 52934 52966 ANHEUSER BUSCH COS INC 9146 11071 APOLLO INVESTMENT CORP INC 4338 4229 APOLLO INVESTMENT CORPORATION 13038 12392 APPLE INC 40698 57910 ARCH CAPITAL GROUP LTD PFD - 5 8741 7396 ARCH CAPITAL PFD SER C - 6.750 10832 10194 ASPEN INSURANCE HOLDINGS LIMIT 16958 15186 ASPEN INSURANCE PERP 17242 15297 ASSURED GUARANTY MUNICIPAL HOL 12908 12245 ASTRAZENECA 44591 41117 AT&T, INC 26763 28325 AUTO TRADER GROUP UNSP ADR EA 2052 2150 AUTOMATIC DATA PROCESSING INC 17723 24359 B&M EUROPEAN VALUE RETAIL SA A 4628 4349 BAC CAPITAL PFD 6.20% 17285 16532 BAC CAPITAL TR V PFD - 6.500% 17406 16333 BAIDU.COM - ADR 2095 1973 BANCO SANTANDER PFD - CLASS B 8569 8683 BANK OF AMERICA CORP 9965 15470 BANK OF AMERICA CORP - 6.625% 17246 16197 BANK OF MONTREAL 19518 21936 BARON EMERGING MARKETS FUND 25224 26050 BAYER A G SPONSORED ADR 5375 5318 BCE INC 44919 41683 BETSSON AB 1974 1974 BLACKROCK STRAT INC OPP - INS 34852 35269 BOEING CO 55957 65074 BP PLC SPONSORED ADR 11738 13270 BRITISH AMERICAN TOBACCO PLC 27285 24787 BROADCOM LIMITED 56791 70708 BT GROUP PLC ADS 6270 6034 BUREAU VERITAS EUR0 5375 4861 CAN IMPERIAL BK OF COMMERCE 15403 16157 CAPITAL ONE FINANCIAL CO NON-C 17135 15836 CARSALES.COM 3518 3595 CELGENE CORP 127605 124893 CHEVRON CORP 60583 80035 CHS INC - PFD CLASS B 8814 8006 CHS INC PFD - 6.750% - 12/31/2 34203 32062 CHS INC PFD 7.10% CL B 33746 30619 CHUBB LIMITED 26570 28009 CISCO SYSTEMS INC 60846 65880 CITIGROUP CAPITAL XIII - 7.875 26586 26336 CITIGROUP INC PFD C 6.3% 8491 8096 CITIGROUP INC PFD SER D - 6.87 33770 32410 CITIGROUP INC PFD SER J - 7.12 8429 8114 COCA COLA ICECEK A S SPONSORED 2413 1299 COLOPLAST AS ADR 3809 3829 COLUMBIA EMERGING MARKETS CONS 12583 12315 CONOCOPHILLIPS 28645 33343 CONSTELLATION SOFTWA 3085 5489 CORESITE REALTY CORPORATION 22266 51591 CORNING INC 16664 20265 CRITEO SA 3010 3245 CROWN CASTLE INTL 48194 49893 CTRIP.COM INTERNATIONAL LTD 3187 2920 CUMMINS INC 32527 44418 CVS CAREMARK CORP 4137 7891 DIAGEO PLC ADS 50911 50515 DIGITAL REALTY TR PFD SER H - 17436 16562 DIGITAL RLTY TR INC 31465 46674 DOLLAR GENERAL CORP 13208 12073 DOUBLELINE TOTAL RETURN BOND 35692 34820 DU PONT DE NEMOURS 26186 28626 DUPONT FABROS TECHNOLOGY INC P 4221 3961 EBAY PFD STK SENIOR NOTES - 6. 17306 16991 EDENRED SA 6111 4964 ELI LILLY & CO 16956 16181 ENDURANCE SPEC HLDG 6.350% SER 4403 4139 ENTERTAINMENT PPTYS SER F - 6. 4389 4172 EQUITY LIFESTYLE PRP 26861 50470 ESSILOR INTL ADR 3323 3448 EUROFINS SCIENTIFIC 1388 1704 EVOLUTION GAMING GROUP AB ADR 2585 2374 EXTRA SPACE STORAGE 34456 38620 EXXON MOBIL CORP 17795 17871 FACEBOOK INC 18882 23355 FEDERATED HIGH YIELD TRUST INS 41172 42812 FEDERATED ULTRASHORT BOND FUND 54235 54292 FITB - 6.625% - PFD SER 1 25958 23026 FNB CORP 7.25% PFD 16455 14842 FOMENTO ECONOMICO MEXICANO 6478 5411 FORTIS INC 5967 6207 FOXTONS GROUP PLC 4520 1931 FRESENIUS MED CAR AG 4802 4854 GALAXY ENTERTAINMENT 1547 2245 GAMESTOP CORP 24323 20208 GARTNER INC 8448 14049 GEN DYNAMICS CP 47997 60431 GENERAL ELECTRIC CO 73753 81843 GILDAN ACTIVEWEAR INC 3354 3349 GLAXOSMITHKLINE PLC 15597 13787 GMAC CAPITAL TRUST I - 8.125% 52020 52832 GOLDMAN SACHS GP PFD - 6.375% 25999 25105 GOLDMAN SACHS GROUP 52662 71834 GOLDMAN SACHS GROUP PFD SER J 25522 24599 GOLDMAN SACHS PFD SER D - 4.00 12844 13092 GRIFOLS SA REP 1/2 CL B 4305 4371 GUGGENHEIM ENHANCED SHORT DURA 574626 576379 GUGGENHEIM LIMITED DURATION FU 6987 7036 GUGGENHEIM MACRO OPPORTUNITIES 34417 35265 GUGGENHEIM TOTAL RETURN BOND F 31724 31560 HARGREAVES LANSDOWN 3022 2904 HARTFORD FINL SVCS GRP PFD - 7 35331 33186 HEALTH CARE PPTY INVS INC 12332 10402 HERSHA HOSPITALITY TRUST 51680 51063 HERSHA HOSPITALITY TRUST PFD E 249999 225099 HERSHA HOSPITALITY TRUST PREF 249999 242899 HOME DEPOT INC 45825 53632 HSBC HOLDINGS PLC 17906 22300 HUNTINGTON BANCSHARES 12752 12018 IMPERIAL BRANDS PL 30674 24824 ING GROEP DEBT - 6.200% - PERP 13011 12645 ING GROEP NV PERP PFD - 6.375% 13058 12696 ING GROUP N V SPONSORED ADR 1747 2016 INGENICO S.A 4606 3403 INTEL CORP 16410 18679 J P MORGAN CHASE PFD SER T- 6. 8722 8330 JAPAN EXCHANGE GROUP INC 2303 2249 JOHNSON & JOHNSON 79120 84563 JOHNSON CONTROLS INTERNATIONAL 16438 15240 JP MORGAN 6.10% PFD 8587 8115 JP MORGAN CHASE 68779 101390 JPM CHASE CAP XIV - 6.200% - 1 4314 4056 JPM NON-CUM PFD SER W - 6.300% 8624 8177 JUST EAT PLC UNSP ADR 1781 2085 KBW REGIONAL BANKING ETF 8757 10892 KEYCORP 6.125% DEP PFD SERIES 16556 17082 KEYCORP PFD SER C - 12/31/2049 42972 41804 KIMBERLY CLARK CORP 22014 19400 LINE CORPORATION 3532 2789 LOCKHEED MARTIN CORP 30184 37491 MARKET VECTORS PHARMACEUTICAL 18352 18379 MARRIOTT INTERNATIONAL INC. CL 5580 6614 MASTERCARD INC 14043 19618 MATTHEWS ASIA PACIFIC EQUITY I 244379 234504 MATTHEWS PACIFIC TIGER FUND 19323 18869 MCDONALD'S CORP 36392 36516 MEDTRONIC PLC 11082 10756 MERCK & CO INC 26296 27375 MERLIN ENTERTAINME SPON ADR EA 2686 2500 METLIFE INC 22558 28023 MICROSOFT CORP 65350 77488 MORGAN STANLEY - 6.375% PFD CL 34263 31777 MORGAN STANLEY PFD SER A - FLO 8538 9200 MORGAN STANLEY PFD SER E - 7.1 25990 24473 MORGAN STANLEY PFD SER F - 6.8 34004 31907 MUENCHENER RUECKVERS 16863 18548 NATIONAL AUSTRALIA BK LTD 7462 8265 NATIONAL GRID TRANSCO PLC 31543 25374 NATL RETAIL PROP PFD SER D - 6 26265 25236 NESTLE S.A 40083 37448 NETENT AB ADR UNSPONSORED 2485 2250 NETFLIX INC 21605 24760 NEXTERA ENERGY, INC 26040 25326 NIKE INC-CL B 19593 29634 NOVARTIS AG ADR 35263 34016 NOVOZYMES A/S UNSP/ADR 3784 3175 O'REILLY AUTOMOTIVE INC 8579 15869 OM ASSET MGMT SR NOTES 5.125% 17416 15095 OPPENHEIMER DEVELOPING MARKETS 31565 30547 ORACLE CORP 13954 17264 PALO ALTO NETWORKS INC 64176 50020 PARTNERRE LTD PFD H 34228 31656 PARTNERS GROUP 999 1875 PAYSAFE GROUP PLC 8629 8829 PEOPLES UNITED FINANCIAL INC 17542 17268 PEPSICO INC 6483 10463 PFIZER INC 25829 23873 PHILIP MORRIS INTL 57712 53064 PIMCO INCOME FUND P CLASS 38367 38932 PNC FINANCIAL GROUP INC 6490 11696 PNC FINANCIAL SERVICES PFD SER 60020 54989 PRICELINE.COM INCORPORATED 17584 21991 PRICESMART, INC 1388 1420 PROCTER GAMBLE CO 6426 8408 PRUDENTIAL HIGH YIELD FUND, IN 27827 28665 PRUDENTIAL JENNISON MLP Z 8556 11905 PS BUSINESS PARKS PFD SER T - 21948 20299 PWSHR DYN LEISUR&ENT 10830 12006 QWEST CORP PFD STOCK - 6.625% 8595 7876 QWEST CORP SR NOTES 6.500% - 0 26337 23193 QWEST CORPORATION 25876 23837 RAKUTEN SP ADR 4393 3838 RAYMOND JAMES FINANCIAL PFD - 17449 16757 RAYTHEON CO 31527 35926 REA GROUP UNSP ADR 2328 2382 REGENCY RED PFD SER 6 - 6.625% 17644 16943 REGENERON PHARMACEUTICALS INC 100817 93607 REGIONS FINANCIAL CORP 32502 50260 REGIONS FINANCIAL CORP NEW MON 8496 7959 REINSURANCE GROUP OF AMERICA I 39251 38500 REINSURANCE GRP OF AMER 6.20% 34175 30757 REMY COINTREAU 1353 1697 ROCHE HOLDING LTD ADR 18135 16633 ROGERS COMM CL B 15292 14660 ROYAL BK OF SCOT GRP SER L - 5 8881 8211 ROYAL BK OF SCOT GRP SER S - 6 30583 30185 ROYAL DUTCH SHEL PLC SPONS ADR 25609 27826 SANDS CHINA LTD UNSP ADR 1795 1976 SANOFI-AVENTIS SPONSORED ADR 26316 26286 SCE TRUST IV NEW MONEY PFD SER 4249 3653 SCE TRUST IV PFD K 8667 7704 SCHLUMBERGER LTD 37949 41975 SCHRODERS PLC 4533 4033 SEAGATE TECHNOLOGY 17601 22902 SELECT SECTOR SPDR ENERGY FUND 28762 30128 SGS SA UNSP ADR 2533 2633 SHAW COMMUNICATIONS INC 18378 19157 SHWAB PREFER D 17144 15744 SINGAPORE TELE ADR 24596 20700 SOLAR CAPITAL LTD 4289 4230 SSE PLC SPON ADR 29885 26343 ST JAMES PLACE 4341 4205 STARBUCKS CORP COM 32371 49746 STATE STREET CORP NEW MONEY PF 16987 15393 STIFEL FINANCIAL CORPS SER A 6 8761 8080 SUNTRUST BKS INC 43254 54850 SWEDBANK AB S/ADR 7521 8453 SWISSCOM AG S/ADR 19928 18120 SYNOVUS FIN CORP 7.875% 8814 8394 TCW EMERGING MARKETS INCOME FU 40153 40843 TELENOR ASA 9914 8728 TELEPHONE & DATA SYSTEMS INC 25928 25008 TELSTRA CORPORATION 19042 16617 TELUS CORP 17911 17836 TENCENT HOLDINGS LIMITED 2319 2374 TJX COMPANIES INC 15291 19008 TORCHMARK CAP TR III PFD C 8619 8329 TORONTO DOMINION 9539 10608 TOTAL FINA ELF S.A 23634 25077 TRANSCANADA CORP 16669 17383 TRAVELERS COMPANIES INC 33085 47989 UBS AG 1847 1927 ULTA SALON, COSMETICS & FRAGRA 20447 25494 UNILEVER N V N Y 26683 24225 UNILEVER PLC AMER 25876 22792 US CELLULAR CORP 4284 4116 US CELLULAR CORP SERIES C 8524 8451 UNITEDHEALTH GROUP INC 38203 48012 US BANCORP PFD SER G - 6.000% 28594 27479 US BANCORP PFD STK - 6.500% 30264 28149 USD CYRUSONE INC 40443 33548 VALEANT PHARMACEUTICALS INTL 43164 13068 VALLEY NATL BANCORP - 6.250% - 8580 7770 VENTAS INC 35632 37512 VEREIT INC PFD SER F 17311 16565 VIPSHOP HOLDINGS LTD 1881 1817 VIRTUS EMERGING MARKETS OPPTS 20904 19275 VISA INC 46952 59841 VODAFONE GROUP PLC 30547 23697 WALGREENS BOOTS ALLIANCE 37708 37242 WALT DISNEY HOLDINGS CO 10815 20844 WELLS FARGO & CO 34632 42159 WELLS FARGO & CO 5.500% PFD 4281 3803 WELLS FARGO PFD SER R - 6.625% 54610 49729 WELLS FARGO PFD SHS SER W - 5. 8528 7690 WELLS FARGO PREFERRED 8.00% 17590 16651 WELLTOWER INC 29229 28044 WESTERN ALLIANCE BAN CORP 8792 8266 WESTERN DIGITAL CORP 31157 47565 WESTPAC BANKING CP 8445 8688 WINTRUST FIN CORP - 6.500% - P 21525 19403 WIRECARD AG 6821 7355 WISDOMTREE INVTS INC 3047 2562 WORLDPAY GRP PLC UNSPON ADR 4913 4259 WR BERKLEY CORP PFD C 8669 8037 WR BERKLEY CORP PFD D 4287 3890 YOOX NET A PORTER GRP 4116 4082 ZALANDO SE 2384 2920 ZIONS BANCORP DEP SHARES 4329 4103 ZIONS BANCORPORATION 6.3% SRS 20878 18816 ZURICH INS GROU ADR 6700 7168 BLACKSTONE RE DEBT STRATEGIES 34733 29336 CS PLUS ON SX5E 250000 250000 ENERGY TRANSFER EQUITY LP 9574 11586 ENTERPRISE PRODUCTS PARTNERS L 35005 52728 HPC DOUBLE BLK DMND D-D ESC 100000 126711 HPC MILLENNIUM INT LTD D ESC 299999 454401 HPC STARBOARD VALUE LTD D ESC 100000 152560 JP MORGAN PLUS ON XOP 80000 93120 MAGELLAN MIDSTREAM PARTNERS LP 21964 52941 RICE MIDSTREAM PARTNERS LP 37581 54076 RIVERVIEW (F/K/A AIP) SELECT M 258678 262587 SPECTRA ENERGY PRTN LP 29541 32088 UBS TRIGGER PLUS ON THE EURO S 100000 104400 Administrative Fees 54347 54347 Bank Charges 1168 1168 K-1 Exp MAGELLAN MIDSTREAM PAR 8 K-1 Exp RICE MIDSTREAM PARTNER 4 K-1 Exp SPECTRA ENERGY PRTN LP 20 12 State or Local Filing Fees 25 25 K-1 Inc/Loss ENERGY TRANSFER EQUITY LP -309 17 K-1 Inc/Loss ENTERPRISE PRODUCTS PARTNERS LP -4411 -51 K-1 Inc/Loss MAGELLAN MIDSTREAM PARTNERS LP -603 2 K-1 Inc/Loss RICE MIDSTREAM PARTNERS LP -601 K-1 Inc/Loss SPECTRA ENERGY PRTN LP -2288 9 K-1 Inc/Loss WESTERN GAS PARTNERS, LP -147 4 Class Action Lawsuit Proceeds 664 664 Federal Tax Refund 8392 Sec 751 Gain on Sale MAGELLAN MIDSTREAM PARTNERS L 1568 Sec 751 Gain on Sale WESTERN GAS PARTNERS, LP 2104 OUTSTANDING OPTIONS 28040 3077 Investment Management Services 69262 69262 990-PF Estimated Tax for 2016 12900 990-T 1st Extension for 2015 11000