RICHARD AND HINDA ROSENTHAL FOUNDATION: Form 990PF, tax year 2017
View the entire original 990 at ProPublica ↗
- Organization
- RICHARD AND HINDA ROSENTHAL FOUNDATION (EIN 13-6104817)
- Tax period
- 2017-01-01 to 2017-12-31
- Filed
- 2018-10-31
- IRS object ID
- 201843049349100019
- Schema version
- 2017v2.3
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- All Oth Prog Rltd Investments Sch
- Contractor Compensation Expln
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-10-31T13:12:17-05:00 | ReturnTs |
| Tax Period End | 2017-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WITHUMSMITHBROWN PC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1411 BROADWAY 9TH FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10018 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2017-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 136104817 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE ROSENTHAL FAMILY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % ASSETS ADMIN & MANAGEMENT IN | InCareOfNm |
| Business Name Control | ROSE | BusinessNameControlTxt |
| Phone | 2033259900 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2777 SUMMER STREET SUITE 208B Suit | AddressLine1Txt |
| City | STAMFORD | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06905 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JAMIE R WOLF | PersonNm |
| Person Title | Trustee | PersonTitleTxt |
| Phone | 2033259900 | PhoneNum |
| Signature | 2018-10-31 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JOSEPH RUPPE CPA | PreparerPersonNm |
| PTIN | P00135441 | PTIN |
| Phone | 2127519100 | PhoneNum |
| Preparation | 2018-10-31 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 198.46.120.251 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Federal Original Submission Id | 22006220183045000011 | FederalOriginalSubmissionId |
| Federal Original Submission Id | 2018-10-31 | FederalOriginalSubmissionIdDt |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 4C80BEC0A39B0BEC68393910DB08D0DF904C09AB | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 26AFAFBB5600322D6E89E54C209108A7D7F44349 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2017 | TaxYr |
| Build TS | 2018-06-14 16:35:46Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $20,760,746 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $380,824 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $307,472 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $307,472 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $639,866 | NetGainSaleAstRevAndExpnssAmt |
| Cap Gain Net Incm Net Invst Incm | $639,866 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $47,112 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | -$126,415 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | -$131,189 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $1,201,747 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $816,149 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $47,112 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $80,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $3,000 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $77,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $60,000 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $20,000 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $40,000 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $282,789 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $202,789 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $80,000 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $16,226 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $5,526 | TaxesNetInvstIncmAmt |
| Trav Conf Meeting Rev And Expnss | $11,405 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $11,405 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $2,074 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $1,991 | OtherExpensesNetInvstIncmAmt |
| Tot Opr Expenses Rev And Expnss | $452,494 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $233,306 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $208,405 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,497,625 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,497,625 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,950,119 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $233,306 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,706,030 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$748,372 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $582,843 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $47,112 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $220,152 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $397,274 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $397,274 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $557,381 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $687,845 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $670,031 | USGovtObligationsEOYFMVAmt |
| Corporate Bonds BOY | $1,387,990 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $1,316,358 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $1,303,007 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $14,151,278 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $11,639,218 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $18,390,434 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $16,316,801 | TotalAssetsBOYAmt |
| Total Assets EOY | $14,040,695 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $20,760,746 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $105,000 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $226,000 | AccountsPayableEOYAmt |
| Total Liabilities BOY | $105,000 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $226,000 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $765,328 | CapitalStockBOYAmt |
| Capital Stock EOY | $765,328 | CapitalStockEOYAmt |
| Retained Earning BOY | $15,446,473 | RetainedEarningBOYAmt |
| Retained Earning EOY | $14,698,101 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $16,211,801 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $15,463,429 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $16,316,801 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $15,689,429 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $16,211,801 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$748,372 | ExcessRevenueOverExpensesAmt |
| Subtotal | $15,463,429 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $15,463,429 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (21 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gain Or LossGainOrLossAmt |
|---|---|---|
| THROUGH MFC ISHARES MSCI ACWI ETF | P | $1,332 |
| THROUGH MFC ISHARES MSCI ACWI ETF | P | $280,631 |
| THROUGH NORTHERN TRUST MANAGED BOND ACCOUNT | P | -$3,976 |
| THROUGH CERBERUS INTERNTIONAL | P | $9,562 |
| THROUGH OZ OVERSEAS FUND | P | $861 |
| THROUGH VIKING GLOBAL | P | $50,353 |
| THROUGH COLCHESTER GLOBAL BOND FUND | P | -$997 |
| THROUGH COLCHESTER GLOBAL BOND FUND | P | -$7,403 |
| THROUGH FIR TREE INTERNATIONAL FUND LP | P | -$174 |
| THROUGH FIR TREE INTERNATIONAL FUND LP | P | $1,829 |
| THROUGH ABERDEEN US PRIVATE EQUITY III LP | P | $277 |
| THROUGH ABERDEEN US PRIVATE EQUITY III LP | P | $62,236 |
| THROUGH ABERDEEN VENTURE PARTNERS VI LP | P | -$385 |
| THROUGH ABERDEEN VENTURE PARTNERS VI LP | P | $46,484 |
| THROUGH ABERDEEN NEXT GENERATION PARTNERS V LP | P | -$169 |
| THROUGH ABERDEEN NEXT GENERATION PARTNERS V LP | P | $26,364 |
| THROUGH TCV V, LP | P | $6,685 |
| THROUGH TCV VI, LP | P | $2,571 |
| THROUGH WELLINGTON TRUST CO. DIVERSIFIED PORTFOLIO | P | $47,228 |
| THROUGH WELLINGTON TRUST CO. DIVERSIFIED PORTFOLIO | P | $114,851 |
| THROUGH WLR RECOVERY V LP | P | $1,706 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $639,866 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | $47,112 | NetShortTermCapitalGainLossAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $3,056,550 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $20,112,490 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.151973 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $3,491,808 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $23,622,829 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.147815 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $2,954,571 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $26,079,607 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.11329 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $2,330,637 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $25,911,603 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.089946 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $2,494,123 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $24,769,771 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.100692 | DistributionYr5Rt |
| Total Distribution | 0.603716 | TotalDistributionRt |
| Average Distribution | 0.120743 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $19,987,594 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $2,413,362 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $5,828 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $2,419,190 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,874,030 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $11,657 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $11,657 | SubtotalAmt |
| Tax Based On Investment Income | $11,657 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $15,884 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $15,884 | TotalPaymentsAndCreditsAmt |
| Overpayment | $4,227 | OverpaymentAmt |
| Applied To ES Tax | $4,227 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | Yes (true) | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | None | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ASSETS ADMIN & MANAGEMENT INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2033259900 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2777 SUMMER STREET SUITE 208B | AddressLine1Txt |
| City | Stamford | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06905 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | Yes (true) | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | false | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (true) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (8 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt | Address Line2USAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|---|
| NANCY STEPHENS | |||||||||
| 255 N SALTAIR AVENUE | Los Angeles | CA | 90049 | PRESIDENT & TRUSTEE | 20.0 | $10,000 | $0 | $0 | |
| JAMIE R WOLF | |||||||||
| 812 N FOOTHILL ROAD | BEVERLEY HILLS | CA | 90210 | SECRETARY & TRUSTEE | 20.0 | $10,000 | $0 | $0 | |
| RICK ROSENTHAL | |||||||||
| 255 N SALTAIR AVENUE | LOS ANGELES | CA | 90049 | TREASURER & TRUSTEE | 5.0 | $10,000 | $0 | $0 | |
| NOAH ROSENTHAL | |||||||||
| 2015 NICHOLS CANYON ROAD | LOS ANGELES | CA | 90046 | TRUSTEE | 5.0 | $10,000 | $0 | $0 | |
| DAVID M WOLF | |||||||||
| 812 N FOOTHILL ROAD | BEVERLY HILLS | CA | 90210 | TRUSTEE | 5.0 | $10,000 | $0 | $0 | |
| KATE WOLF | |||||||||
| 5031 MERIDIAN STREET | LOS ANGELES | CA | 90042 | TRUSTEE | 5.0 | $10,000 | $0 | $0 | |
| JANE STEPHENS ROSENTHAL | |||||||||
| 1874 Morton Avenue | Los Angeles | CA | 90026 | TRUSTEE | 5.0 | $10,000 | $0 | $0 | |
| MICHAEL STEPHENS ROSENTHAL | |||||||||
| 210 West 16th Street | New York | NY | 10011 | TRUSTEE | 5.0 | $10,000 | $0 | $0 | Apt 6C |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Assets Administration & Management Inc | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2777 Summer Street Suite 208B | AddressLine1Txt |
| City | STAMFORD | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06905 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | Management Services | ServiceTypeTxt |
| Compensation | $180,000 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | DOOR TRADER LLC - CURRENTLY UNTITLED DOCUMENTARY FILM ABOUT LIFE AND PHILOSOPHY OF SCOTTY BOWERS. | Description1Txt |
| Expenses1 | $30,000 | Expenses1Amt |
| Description2 | FLORIDA 2018-DOCUMENTARY EDUCATIONAL FILM ABOUT ELECTORAL PROCESS AND ANDREW GILLUM'S CAMPAIGN FOR GOVERNOR OF FLORIDA | Description2Txt |
| Expenses2 | $138,000 | Expenses2Amt |
| Total | $168,000 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $5,687,969 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $219,311 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $14,384,694 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $20,291,974 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $20,291,974 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $304,380 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $19,987,594 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $999,380 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $999,380 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $11,657 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $11,657 | TotalTaxAmt |
| Distributable Before Adj | $987,723 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $987,723 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $987,723 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,706,030 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $168,000 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $1,874,030 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $1,874,030 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $987,723 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2015 | PriorYear1Yr |
| Prior Year2 | 2014 | PriorYear2Yr |
| Prior Year3 | 2013 | PriorYear3Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $1,262,032 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $1,044,007 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $1,670,277 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $2,325,447 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $2,060,659 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $8,362,422 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,874,030 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Current Year | $987,723 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $886,307 | RemainingDistriFromCorpusAmt |
| Total Corpus | $9,248,729 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $1,262,032 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $7,986,697 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $1,044,007 | ExcessFromYear4Amt |
| Excess From Year3 | $1,670,277 | ExcessFromYear3Amt |
| Excess From Year2 | $2,325,447 | ExcessFromYear2Amt |
| Excess From Year1 | $2,060,659 | ExcessFromYear1Amt |
| Excess From Current Year | $886,307 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NONE | ContributingManagerNm |
| Shareholder Manager | NONE | ShareholderManagerNm |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | Nancy Stephens | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2777 Summer Street Suite 208B | AddressLine1Txt |
| City | Stamford | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06905 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 2033259900 | RecipientPhoneNum |
| Form And Info And Materials | No Specific Form | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | No Specific Deadline | SubmissionDeadlinesTxt |
| Restrictions On Awards | No SPecific Restrictions | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | See Attached Statement | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2777 SUMMER STREET | AddressLine1Txt |
| City | STAMFORD | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06905 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | N/A | RecipientRelationshipTxt |
| Recipient Foundation Status | Public charity | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | Unrestricted grant | GrantOrContributionPurposeTxt |
| Amt | $1,497,625 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,497,625 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $307,271 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $651,373 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OTHER INVESTMENT INCOME | Desc |
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$131,849 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $826,795 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $826,795 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (2 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd |
|---|---|---|---|---|---|---|
| Jamie R Wolf | ||||||
| 1 | 2777 Summer Street Suite 208B | Stamford | CT | 06905 | $279,824 | Yes (X) |
| Richard L Rosenthal Jr | ||||||
| 2 | 2777 Summer Street Suite 208B | Stamford | CT | 06905 | $101,000 | Yes (X) |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| TAX PREPARATION/PLANNING FEES | $20,000 | $20,000 |
| ACCOUNTING/RECORD KEEPING | $40,000 |
All Oth Prog Rltd Investments Sch AllOthProgRltdInvestmentsSch
All Other Program Related Invst AllOtherProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | SCHEDULE ATTACHED | Desc |
Contractor Compensation Expln ContractorCompensationExpln
Contractor Comp Expln ContractorCompExplnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Person | Assets Administration Management | ContractorPersonNm |
| Explanation | FOUNDATION HAS NO EMPLOYEES. | ExplanationTxt |
Depreciation Schedule DepreciationSchedule
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (2 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| U.S. GOVERNMENT AGENCY BONDS | $296,947 | $299,033 |
| CORPORATE BONDS | $1,019,411 | $1,003,974 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $687,845 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $670,031 | USGovtObligationsEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (24 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | EOYFMVEOYFMVAmt | Book ValueBookValueAmt |
|---|---|---|---|
| CERBERUS ASIA PARTNERS, LTD | AT COST | ||
| CERBERUS INTL LTD | AT COST | $35,827 | |
| COLCHESTER GLOBAL BOND FUND | AT COST | $1,930,966 | $1,995,695 |
| CONTRARIAN OFFSHORE FUND | AT COST | $785,176 | $250,000 |
| DAVIDSON KEMPNER PARTNERS | AT COST | $667,721 | $250,000 |
| FIR TREE INTERNATAL VALUE FUND | AT COST | $694,963 | $300,000 |
| ABERDEEN PRIVATE EQUITY III | AT COST | $249,370 | |
| FLAG VENTURE CAPITAL VI | AT COST | $460,944 | $32,660 |
| GREENLIGHT MASTERS OFFSHORE | AT COST | $4,809,600 | $2,900,000 |
| ISHARES MCSI ACWI | AT COST | $3,971,871 | $2,651,715 |
| PRINCIPAL FDS DIV RE | AT COST | $2,036,893 | $2,045,252 |
| LEXINGTON PARTNERS VII | AT COST | $55,496 | |
| NEXT GENERATION PARTNERS V | AT COST | $524,331 | |
| OZ OVERSEAS FUND | AT COST | $2,793 | $2,507 |
| PERRY PARTNERS INTERNATIONAL | AT COST | $2,240 | $19,493 |
| SIRIOS OVERSEAS FUND | AT COST | ||
| TECHNLGY CROSSOVR VENTURES III | AT COST | $77,517 | |
| TECHNLGY CROSSOVER VENTURES V | AT COST | $161,451 | |
| TECHNLGY CROSSOVER VENTURES VI | AT COST | $70,591 | |
| TIFF PARTNERS II | AT COST | ||
| VIKING GLOBAL EQUITIES III | AT COST | $1,086,990 | $281,730 |
| WELLINGTON TRUST CO | AT COST | ||
| WLR RECOVERY FUND | AT COST | $42,633 | $32,071 |
| PROGRAM RELATED INVESTMENTS | AT COST | $800,578 | $800,578 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| FILING FEES | $750 | $750 |
| MISCELLANEOUS | $1,241 | $1,241 |
| NET NON DEDUCTIBLE EXPENSES | $83 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (17 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| THROUGH NORTHERN TRUST MANAGED ACCOUNT | $105 | $105 |
| THROUGH THE COLCHESTER GLOBAL BOND FUND | -$63,259 | -$63,259 |
| THROUGH FLAG VENTURE PARTNERS VI, L.P. | $8,019 | $4,206 |
| THROUGH NEXT GENERATION PARTNERS V, L.P. | $142 | $142 |
| THROUGH WELLINGTON TRUST COMPANY, NA | -$41,551 | -$41,551 |
| THROUGH 64TH STREET MEDIA, LLC | -$6,491 | -$6,491 |
| THROUGH E-TEAM THE MOVIE, LLC | -$3 | -$3 |
| THROUGH AIG | -$5 | -$5 |
| THROUGH FLAG PRIVATE EQUITY III, L.P. | $51 | -$221 |
| THROUGH CERBERUS ASIA PARTNERS, L.P. | $48 | $48 |
| THROUGH EAGLE HUNTRESS, LLC | -$17,964 | -$17,964 |
| THROUGH ALIVE INSIDE, LLC | ||
| THROUGH TCV V, L.P. | ||
| THROUGH WLR Recovery AIV | $2 | $2 |
| THROUGH WLR RECOVERY FUND V | -$350 | -$350 |
| THROUGH THE TECH MOVIE, LLC | -$5,848 | -$5,848 |
| THROUGH WLR V RRH AIV | $689 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | BOOK/TAX PARTNERSHIP DIFFERENCE | Desc |
| Amt | $0 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| PORTFOLIO MANAGEMENT/ADMIN | $127,853 | $127,853 |
| GRANT & ADMINISTRATION EXPENSE | $80,000 | |
| CAMBRIDGE ASSOCIATES FEES | $39,936 | $39,936 |
| IMPACT PARTNERS CONSULTING FEE | $35,000 | $35,000 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| FOREIGN WITHHOLDING TAXES | $5,526 | $5,526 |
| FEDERAL EXCISE TAXES | $10,700 |
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