2018-10-31T13:12:17-05:00 2017-12-31 WITHUMSMITHBROWN PC 1411 BROADWAY 9TH FLOOR NEW YORK NY 10018 990PF 2017-01-01 136104817 THE ROSENTHAL FAMILY FOUNDATION % ASSETS ADMIN & MANAGEMENT IN ROSE 2033259900 2777 SUMMER STREET SUITE 208B Suit STAMFORD CT 06905 JAMIE R WOLF Trustee 2033259900 2018-10-31 true JOSEPH RUPPE CPA P00135441 2127519100 2018-10-31 198.46.120.251 22006220183045000011 2018-10-31 P 4C80BEC0A39B0BEC68393910DB08D0DF904C09AB 26AFAFBB5600322D6E89E54C209108A7D7F44349 2017 2018-06-14 16:35:46Z X 20760746 X 380824 307472 307472 639866 639866 47112 -126415 -131189 1201747 816149 47112 80000 3000 77000 60000 20000 0 40000 282789 202789 80000 16226 5526 11405 11405 2074 1991 452494 233306 0 208405 1497625 1497625 1950119 233306 0 1706030 -748372 582843 47112 220152 397274 397274 557381 687845 670031 1387990 1316358 1303007 14151278 11639218 18390434 16316801 14040695 20760746 105000 226000 105000 226000 X 765328 765328 15446473 14698101 16211801 15463429 16316801 15689429 16211801 -748372 15463429 15463429 THROUGH MFC ISHARES MSCI ACWI ETF P 1332 THROUGH MFC ISHARES MSCI ACWI ETF P 280631 THROUGH NORTHERN TRUST MANAGED BOND ACCOUNT P -3976 THROUGH CERBERUS INTERNTIONAL P 9562 THROUGH OZ OVERSEAS FUND P 861 THROUGH VIKING GLOBAL P 50353 THROUGH COLCHESTER GLOBAL BOND FUND P -997 THROUGH COLCHESTER GLOBAL BOND FUND P -7403 THROUGH FIR TREE INTERNATIONAL FUND LP P -174 THROUGH FIR TREE INTERNATIONAL FUND LP P 1829 THROUGH ABERDEEN US PRIVATE EQUITY III LP P 277 THROUGH ABERDEEN US PRIVATE EQUITY III LP P 62236 THROUGH ABERDEEN VENTURE PARTNERS VI LP P -385 THROUGH ABERDEEN VENTURE PARTNERS VI LP P 46484 THROUGH ABERDEEN NEXT GENERATION PARTNERS V LP P -169 THROUGH ABERDEEN NEXT GENERATION PARTNERS V LP P 26364 THROUGH TCV V, LP P 6685 THROUGH TCV VI, LP P 2571 THROUGH WELLINGTON TRUST CO. DIVERSIFIED PORTFOLIO P 47228 THROUGH WELLINGTON TRUST CO. DIVERSIFIED PORTFOLIO P 114851 THROUGH WLR RECOVERY V LP P 1706 639866 47112 false 3056550 20112490 0.151973 3491808 23622829 0.147815 2954571 26079607 0.11329 2330637 25911603 0.089946 2494123 24769771 0.100692 0.603716 0.120743 19987594 2413362 5828 2419190 1874030 11657 11657 11657 15884 15884 4227 4227 false false false false false false false true true NY true false true false false true None ASSETS ADMIN & MANAGEMENT INC 2033259900 2777 SUMMER STREET SUITE 208B Stamford CT 06905 false false false false false false false false false false false false false false false true false false true false false false NANCY STEPHENS 255 N SALTAIR AVENUE Los Angeles CA 90049 PRESIDENT & TRUSTEE 20.0 10000 0 0 JAMIE R WOLF 812 N FOOTHILL ROAD BEVERLEY HILLS CA 90210 SECRETARY & TRUSTEE 20.0 10000 0 0 RICK ROSENTHAL 255 N SALTAIR AVENUE LOS ANGELES CA 90049 TREASURER & TRUSTEE 5.0 10000 0 0 NOAH ROSENTHAL 2015 NICHOLS CANYON ROAD LOS ANGELES CA 90046 TRUSTEE 5.0 10000 0 0 DAVID M WOLF 812 N FOOTHILL ROAD BEVERLY HILLS CA 90210 TRUSTEE 5.0 10000 0 0 KATE WOLF 5031 MERIDIAN STREET LOS ANGELES CA 90042 TRUSTEE 5.0 10000 0 0 JANE STEPHENS ROSENTHAL 1874 Morton Avenue Los Angeles CA 90026 TRUSTEE 5.0 10000 0 0 MICHAEL STEPHENS ROSENTHAL 210 West 16th Street Apt 6C New York NY 10011 TRUSTEE 5.0 10000 0 0 Assets Administration & Management Inc 2777 Summer Street Suite 208B STAMFORD CT 06905 Management Services 180000 DOOR TRADER LLC - CURRENTLY UNTITLED DOCUMENTARY FILM ABOUT LIFE AND PHILOSOPHY OF SCOTTY BOWERS. 30000 FLORIDA 2018-DOCUMENTARY EDUCATIONAL FILM ABOUT ELECTORAL PROCESS AND ANDREW GILLUM'S CAMPAIGN FOR GOVERNOR OF FLORIDA 138000 168000 5687969 219311 14384694 20291974 0 20291974 304380 19987594 999380 999380 11657 11657 987723 987723 987723 1706030 168000 0 0 0 1874030 1874030 987723 0 2015 2014 2013 0 1262032 1044007 1670277 2325447 2060659 8362422 1874030 0 987723 886307 9248729 0 0 0 0 1262032 7986697 1044007 1670277 2325447 2060659 886307 NONE NONE Nancy Stephens 2777 Summer Street Suite 208B Stamford CT 06905 2033259900 No Specific Form No Specific Deadline No SPecific Restrictions See Attached Statement 2777 SUMMER STREET STAMFORD CT 06905 N/A Public charity Unrestricted grant 1497625 1497625 14 307271 18 651373 OTHER INVESTMENT INCOME 18 -131849 826795 826795 false false false false false false false false false false X X 1 Jamie R Wolf 2777 Summer Street Suite 208B Stamford CT 06905 279824 X 2 Richard L Rosenthal Jr 2777 Summer Street Suite 208B Stamford CT 06905 101000 X TAX PREPARATION/PLANNING FEES 20000 20000 ACCOUNTING/RECORD KEEPING 40000 SCHEDULE ATTACHED Assets Administration Management FOUNDATION HAS NO EMPLOYEES. U.S. GOVERNMENT AGENCY BONDS 296947 299033 CORPORATE BONDS 1019411 1003974 687845 670031 CERBERUS ASIA PARTNERS, LTD AT COST CERBERUS INTL LTD AT COST 35827 COLCHESTER GLOBAL BOND FUND AT COST 1995695 1930966 CONTRARIAN OFFSHORE FUND AT COST 250000 785176 DAVIDSON KEMPNER PARTNERS AT COST 250000 667721 FIR TREE INTERNATAL VALUE FUND AT COST 300000 694963 ABERDEEN PRIVATE EQUITY III AT COST 249370 FLAG VENTURE CAPITAL VI AT COST 32660 460944 GREENLIGHT MASTERS OFFSHORE AT COST 2900000 4809600 ISHARES MCSI ACWI AT COST 2651715 3971871 PRINCIPAL FDS DIV RE AT COST 2045252 2036893 LEXINGTON PARTNERS VII AT COST 55496 NEXT GENERATION PARTNERS V AT COST 524331 OZ OVERSEAS FUND AT COST 2507 2793 PERRY PARTNERS INTERNATIONAL AT COST 19493 2240 SIRIOS OVERSEAS FUND AT COST TECHNLGY CROSSOVR VENTURES III AT COST 77517 TECHNLGY CROSSOVER VENTURES V AT COST 161451 TECHNLGY CROSSOVER VENTURES VI AT COST 70591 TIFF PARTNERS II AT COST VIKING GLOBAL EQUITIES III AT COST 281730 1086990 WELLINGTON TRUST CO AT COST WLR RECOVERY FUND AT COST 32071 42633 PROGRAM RELATED INVESTMENTS AT COST 800578 800578 FILING FEES 750 750 MISCELLANEOUS 1241 1241 NET NON DEDUCTIBLE EXPENSES 83 THROUGH NORTHERN TRUST MANAGED ACCOUNT 105 105 THROUGH THE COLCHESTER GLOBAL BOND FUND -63259 -63259 THROUGH FLAG VENTURE PARTNERS VI, L.P. 8019 4206 THROUGH NEXT GENERATION PARTNERS V, L.P. 142 142 THROUGH WELLINGTON TRUST COMPANY, NA -41551 -41551 THROUGH 64TH STREET MEDIA, LLC -6491 -6491 THROUGH E-TEAM THE MOVIE, LLC -3 -3 THROUGH AIG -5 -5 THROUGH FLAG PRIVATE EQUITY III, L.P. 51 -221 THROUGH CERBERUS ASIA PARTNERS, L.P. 48 48 THROUGH EAGLE HUNTRESS, LLC -17964 -17964 THROUGH ALIVE INSIDE, LLC THROUGH TCV V, L.P. THROUGH WLR Recovery AIV 2 2 THROUGH WLR RECOVERY FUND V -350 -350 THROUGH THE TECH MOVIE, LLC -5848 -5848 THROUGH WLR V RRH AIV 689 BOOK/TAX PARTNERSHIP DIFFERENCE 0 PORTFOLIO MANAGEMENT/ADMIN 127853 127853 GRANT & ADMINISTRATION EXPENSE 80000 CAMBRIDGE ASSOCIATES FEES 39936 39936 IMPACT PARTNERS CONSULTING FEE 35000 35000 FOREIGN WITHHOLDING TAXES 5526 5526 FEDERAL EXCISE TAXES 10700