BATTELLE MEMORIAL INSTITUTE: Form 990, tax year 2016

View the entire original 990 at ProPublica ↗

Organization: BATTELLE MEMORIAL INSTITUTE (EIN 31-4379427)
Tax period: 2016-10-01 to 2017-09-30
Filed: 2018-08-06
IRS object ID: 201842189349300124
Schema version: 2016v3.0
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule C
Schedule D
Schedule F
Schedule I
Schedule J
Schedule L
Schedule O
Schedule R

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2018-08-06T09:17:08-05:00	ReturnTs
Tax Period End	2017-09-30	TaxPeriodEndDt
Return Type	990	ReturnTypeCd
Tax Period Begin	2016-10-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	314379427	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	BATTELLE MEMORIAL INSTITUTE	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Business Name Control	BATT	BusinessNameControlTxt
Phone	6144246424	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	505 KING AVENUE	AddressLine1Txt
City	COLUMBUS	CityNm
State Abbreviation	OH	StateAbbreviationCd
ZIP	432012693	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	Thomas E Sharpe	PersonNm
Person Title	Asst. Treasurer	PersonTitleTxt
Phone	6144244971	PhoneNum
Signature	2018-08-06	SignatureDt

Field	Value	IRS element (for citing)
Tax	2016	TaxYr
Build TS	2022-09-23 18:48:47Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Principal Officer	DrJEFFREY WADSWORTH	PrincipalOfficerNm

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	505 KING AVENUE	AddressLine1Txt
City	COLUMBUS	CityNm
State Abbreviation	OH	StateAbbreviationCd
ZIP	432012693	ZIPCd

Field	Value	IRS element (for citing)
Gross Receipts	$5,087,516,849	GrossReceiptsAmt
Group Return For Affiliates	0	GroupReturnForAffiliatesInd
Organization501c3	Yes (X)	Organization501c3Ind
Website Address	www.battelle.org	WebsiteAddressTxt
Type Of Organization Corp	Yes (X)	TypeOfOrganizationCorpInd
Formation	1925	FormationYr
Legal Domicile State	OH	LegalDomicileStateCd
Activity Or Mission	SEE MISSION STATEMENT ON SCHEDULE O BATTELLE MEMORIAL INSTITUTE ("BMI") IS ORGANIZED EXCLUSIVELY FOR CHARITABLE, EDUCATIONAL AND SCIENTIFIC PURPOSES, INCLUDING THE UTILIZATION OF SCIENCE, THE SCIENTIFIC METHOD AND RESEARCH FOR THE BENEFIT AND EDUCATION OF MANKIND.	ActivityOrMissionDesc
Voting Members Governing Body	9	VotingMembersGoverningBodyCnt
Voting Members Independent	9	VotingMembersIndependentCnt
Total Employee	22472	TotalEmployeeCnt
Total Volunteers	0	TotalVolunteersCnt
Total Gross UBI	$64,109,782	TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm	$0	NetUnrelatedBusTxblIncmAmt
PY Contributions Grants	$4,051,515,397	PYContributionsGrantsAmt
CY Contributions Grants	$4,021,423,284	CYContributionsGrantsAmt
PY Program Service Revenue	$691,921,914	PYProgramServiceRevenueAmt
CY Program Service Revenue	$884,647,052	CYProgramServiceRevenueAmt
PY Investment Income	$35,423,377	PYInvestmentIncomeAmt
CY Investment Income	$31,391,496	CYInvestmentIncomeAmt
PY Other Revenue	$10,293,003	PYOtherRevenueAmt
CY Other Revenue	$9,888,222	CYOtherRevenueAmt
PY Total Revenue	$4,789,153,691	PYTotalRevenueAmt
CY Total Revenue	$4,947,350,054	CYTotalRevenueAmt
PY Grants And Similar Paid	$7,383,242	PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid	$7,552,130	CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members	$0	PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members	$0	CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid	$2,625,165,367	PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid	$2,657,047,923	CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns	$0	PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns	$0	CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense	$0	CYTotalFundraisingExpenseAmt
PY Other Expenses	$2,278,126,185	PYOtherExpensesAmt
CY Other Expenses	$2,293,338,682	CYOtherExpensesAmt
PY Total Expenses	$4,910,674,794	PYTotalExpensesAmt
CY Total Expenses	$4,957,938,735	CYTotalExpensesAmt
PY Revenues Less Expenses	-$121,521,103	PYRevenuesLessExpensesAmt
CY Revenues Less Expenses	-$10,588,681	CYRevenuesLessExpensesAmt
Total Assets BOY	$1,053,933,344	TotalAssetsBOYAmt
Total Assets EOY	$1,050,938,764	TotalAssetsEOYAmt
Total Liabilities BOY	$713,515,276	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$631,686,654	TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY	$340,418,068	NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY	$419,252,110	NetAssetsOrFundBalancesEOYAmt
Info In Schedule O Part III	Yes (X)	InfoInScheduleOPartIIIInd
Mission	BATTELLE MEMORIAL INSTITUTE ("BMI") IS ORGANIZED EXCLUSIVELY FOR CHARITABLE, EDUCATIONAL AND SCIENTIFIC PURPOSES, INCLUDING THE UTILIZATION OF SCIENCE, THE SCIENTIFIC METHOD AND RESEARCH FOR THE BENEFIT AND EDUCATION OF MANKIND.	MissionDesc
Significant New Program Srvc	0	SignificantNewProgramSrvcInd
Significant Change	0	SignificantChangeInd
Expense	$2,653,264,309	ExpenseAmt
Revenue	$351,886,529	RevenueAmt
Desc	BATTELLE MEMORIAL INSTITUTE ("BMI") AND ITS AFFILIATES OPERATE FIVE UNITED STATES DEPARTMENT OF ENERGY ("DOE") NATIONAL LABORATORIES: PACIFIC NORTHWEST NATIONAL LABORATORY; OAK RIDGE NATIONAL LABORATORY; IDAHO NATIONAL LABORATORY; BROOKHAVEN NATIONAL LABORATORY AND NATIONAL RENEWABLE ENERGY LABORATORY. BMI IS AN INTEGRATED SUBCONTRACTOR AT A SIXTH DOE NATIONAL LABORATORY: LAWRENCE LIVERMORE NATIONAL LABORATORY. IN ADDITION, A BMI AFFILIATE HOLDS THE MANAGEMENT CONTRACT WITH RESPECT TO THE UNITED STATES DEPARTMENT OF HOMELAND SECURITY'S NATIONAL BIODEFENSE ANALYSIS AND COUNTERMEASURES CENTER. THROUGH OPERATION OF THE NATIONAL LABORATORIES, BMI AND ITS AFFILIATES ADDRESS CRITICAL ELEMENTS OF THE NATION'S SCIENTIFIC RESEARCH AGENDA, PERFORM BASIC AND APPLIED SCIENTIFIC RESEARCH, CREATE SCIENTIFIC KNOWLEDGE AND TECHNICAL SOLUTIONS IN KEY AREAS OF SCIENCE, INCREASE THE AVAILABILITY OF CLEAN AND ABUNDANT ENERGY, RESTORE AND PROTECT THE ENVIRONMENT, ENGAGE IN EDUCATIONAL ACTIVITIES, AND CONTRIBUTE TO NATIONAL SECURITY.	Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

Field	Value	IRS element (for citing)
Expense	$617,412,554	ExpenseAmt
Revenue	$468,836,833	RevenueAmt
Desc	BMI ALSO CONDUCTS SCIENTIFIC RESEARCH AND DEVELOPMENT PROGRAMS FOR OTHER FEDERAL, STATE AND LOCAL GOVERNMENT AGENCIES AND INDUSTRIAL SPONSORS, AND TRANSLATES SCIENCE AND TECHNOLOGY INTO PRODUCTS, SYSTEMS AND SERVICES FOR ITS SPONSORS. BMI PLACES SPECIAL EMPHASIS UPON SIGNATURE AREAS OF ENERGY, ENVIRONMENT AND MATERIAL SCIENCES, NATIONAL SECURITY, AND HEALTH AND LIFE SCIENCES.	Desc

Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp

Field	Value	IRS element (for citing)
Expense	$7,552,130	ExpenseAmt
Grant	$7,552,130	GrantAmt
Desc	EACH YEAR, BMI DISTRIBUTES AT LEAST TWENTY PERCENT OF ITS CONSOLIDATED NET INCOME TO PUBLIC CHARITIES AND EDUCATIONAL INSTITUTIONS. DISTRIBUTIONS ARE PRIMARILY FOCUSED UPON EDUCATION, HUMAN SERVICES, ARTS AND SCIENCES, AND ECONOMIC DEVELOPMENT. BMI ACTIVELY SUPPORTS EDUCATIONAL INITIATIVES IN OHIO, TENNESSEE AND ACROSS THE UNITED STATES THAT MEASURE STUDENT ACHIEVEMENT, ASSIST WITH PROFESSIONAL DEVELOPMENT FOR TEACHERS, AND PROMOTE INQUIRY-BASED LEARNING, ESPECIALLY IN THE SCIENCE, TECHNOLOGY, ENGINEERING, AND MATHEMATICS (STEM) DISCIPLINES.	Desc

Field	Value	IRS element (for citing)
Total Program Service Expenses	$3,278,228,993	TotalProgramServiceExpensesAmt
Described In Section501c3	Yes (1)	DescribedInSection501c3Ind
Schedule B Required	0	ScheduleBRequiredInd
Political Campaign Acty	0	PoliticalCampaignActyInd
Lobbying Activities	Yes (1)	LobbyingActivitiesInd
Subject To Proxy Tax	0	SubjectToProxyTaxInd
Donor Advised Fund	0	DonorAdvisedFundInd
Conservation Easements	0	ConservationEasementsInd
Collections Of Art	0	CollectionsOfArtInd
Credit Counseling	0	CreditCounselingInd
Temp Or Permanent Endowments	0	TempOrPermanentEndowmentsInd
Report Land Building Equipment	Yes (1)	ReportLandBuildingEquipmentInd
Report Investments Other Sec	Yes (1)	ReportInvestmentsOtherSecInd
Report Program Related Invst	0	ReportProgramRelatedInvstInd
Report Other Assets	0	ReportOtherAssetsInd
Report Other Liabilities	Yes (1)	ReportOtherLiabilitiesInd
Include FIN48 Footnote	0	IncludeFIN48FootnoteInd
Independent Audit Fincl Stmt	0	IndependentAuditFinclStmtInd
Consolidated Audit Fincl Stmt	Yes (1)	ConsolidatedAuditFinclStmtInd
School Operating	0	SchoolOperatingInd
Foreign Office	Yes (1)	ForeignOfficeInd
Foreign Activities	Yes (1)	ForeignActivitiesInd
More Than5000 K To Org	0	MoreThan5000KToOrgInd
More Than5000 K To Individuals	0	MoreThan5000KToIndividualsInd
Professional Fundraising	0	ProfessionalFundraisingInd
Fundraising Activities	0	FundraisingActivitiesInd
Gaming Activities	0	GamingActivitiesInd
Operate Hospital	0	OperateHospitalInd
Grants To Organizations	Yes (1)	GrantsToOrganizationsInd
Grants To Individuals	0	GrantsToIndividualsInd
Schedule J Required	Yes (1)	ScheduleJRequiredInd
Tax Exempt Bonds	0	TaxExemptBondsInd
Engaged In Excess Benefit Trans	0	EngagedInExcessBenefitTransInd
PY Excess Benefit Trans	0	PYExcessBenefitTransInd
Loan Outstanding	0	LoanOutstandingInd
Grant To Related Person	0	GrantToRelatedPersonInd
Business Rln With Org Mem	0	BusinessRlnWithOrgMemInd
Business Rln With Fam Mem	Yes (1)	BusinessRlnWithFamMemInd
Business Rln With Officer Ent	Yes (1)	BusinessRlnWithOfficerEntInd
Deductible Non Cash Contri	0	DeductibleNonCashContriInd
Deductible Art Contribution	0	DeductibleArtContributionInd
Terminate Operations	0	TerminateOperationsInd
Partial Liquidation	0	PartialLiquidationInd
Disregarded Entity	Yes (1)	DisregardedEntityInd
Related Entity	Yes (1)	RelatedEntityInd
Related Organization Ctrl Ent	Yes (1)	RelatedOrganizationCtrlEntInd
Transaction With Control Ent	Yes (1)	TransactionWithControlEntInd
Trnsfr Exmpt Non Chrtbl Rltd Org	0	TrnsfrExmptNonChrtblRltdOrgInd
Activities Conducted Prtshp	Yes (1)	ActivitiesConductedPrtshpInd
Schedule O Required	Yes (1)	ScheduleORequiredInd
Info In Schedule O Part V	Yes (X)	InfoInScheduleOPartVInd
IRP Document	3167	IRPDocumentCnt
IRP Document W2 G	0	IRPDocumentW2GCnt
Backup Wthld Compliance	Yes (1)	BackupWthldComplianceInd
Employee	22472	EmployeeCnt
Employment Tax Returns Filed	Yes (1)	EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over Limit	Yes (1)	UnrelatedBusIncmOverLimitInd
Form990 T Filed	Yes (1)	Form990TFiledInd
Foreign Financial Account	Yes (1)	ForeignFinancialAccountInd
Foreign Country	GG	ForeignCountryCd
Foreign Country	JA	ForeignCountryCd
Foreign Country	SA	ForeignCountryCd
Foreign Country	SZ	ForeignCountryCd
Foreign Country	UK	ForeignCountryCd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd
Taxable Party Notification	0	TaxablePartyNotificationInd
Nondeductible Contributions	0	NondeductibleContributionsInd
Quid Pro Quo Contributions	0	QuidProQuoContributionsInd
Form8282 Property Disposed Of	0	Form8282PropertyDisposedOfInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	0	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	0	PayPremiumsPrsnlBnftCntrctInd
Indoor Tanning Services	0	IndoorTanningServicesInd
Info In Schedule O Part VI	Yes (X)	InfoInScheduleOPartVIInd
Governing Body Voting Members	9	GoverningBodyVotingMembersCnt
Independent Voting Member	9	IndependentVotingMemberCnt
Family Or Business Rln	0	FamilyOrBusinessRlnInd
Delegation Of Mgmt Duties	0	DelegationOfMgmtDutiesInd
Change To Org Documents	0	ChangeToOrgDocumentsInd
Material Diversion Or Misuse	0	MaterialDiversionOrMisuseInd
Members Or Stockholders	0	MembersOrStockholdersInd
Election Of Board Members	0	ElectionOfBoardMembersInd
Decisions Subject To Approva	0	DecisionsSubjectToApprovaInd
Minutes Of Governing Body	Yes (1)	MinutesOfGoverningBodyInd
Minutes Of Committees	Yes (1)	MinutesOfCommitteesInd
Officer Mailing Address	0	OfficerMailingAddressInd
Local Chapters	Yes (1)	LocalChaptersInd
Policies Reference Chapters	Yes (1)	PoliciesReferenceChaptersInd
Form990 Provided To Gvrn Body	Yes (1)	Form990ProvidedToGvrnBodyInd
Conflict Of Interest Policy	Yes (1)	ConflictOfInterestPolicyInd
Annual Disclosure Covered Prsn	Yes (1)	AnnualDisclosureCoveredPrsnInd
Regular Monitoring Enfrc	Yes (1)	RegularMonitoringEnfrcInd
Whistleblower Policy	Yes (1)	WhistleblowerPolicyInd
Document Retention Policy	Yes (1)	DocumentRetentionPolicyInd
Compensation Process CEO	Yes (1)	CompensationProcessCEOInd
Compensation Process Other	Yes (1)	CompensationProcessOtherInd
Investment In Joint Venture	Yes (1)	InvestmentInJointVentureInd
Written Policy Or Procedure	Yes (1)	WrittenPolicyOrProcedureInd
States Where Copy Of Return Is Fld	CA	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	DC	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	IL	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	KY	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	MA	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	NY	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	OR	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	VA	StatesWhereCopyOfReturnIsFldCd
Own Website	Yes (X)	OwnWebsiteInd
Upon Request	Yes (X)	UponRequestInd

Books In Care Of Detail BooksInCareOfDetail

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	Edward Grecco	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Phone	6144247997	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	505 KING AVENUe	AddressLine1Txt
City	columbus	CityNm
State Abbreviation	OH	StateAbbreviationCd
ZIP	432012693	ZIPCd

Form990 Part VII Section A Form990PartVIISectionAGrp (33 entries)

TitleTitleTxt	Average Hours Per WeekAverageHoursPerWeekRt	Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd	Reportable Comp From OrgReportableCompFromOrgAmt	Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt	Other CompensationOtherCompensationAmt	Average Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRt	OfficerOfficerInd	Key EmployeeKeyEmployeeInd	Highest Compensated EmployeeHighestCompensatedEmployeeInd	Former Ofcr Director TrusteeFormerOfcrDirectorTrusteeInd
John K Welch
CHAIRMAN AND DIRECTOR	3.00	Yes (X)	$140,734	$0	$0
Vicky A Bailey
DIRECTOR	3.00	Yes (X)	$124,240	$0	$0
Frank L Douglas
DIRECTOR	3.00	Yes (X)	$104,224	$0	$0
Michael J Gasser
DIRECTOR	3.00	Yes (X)	$128,456	$0	$0
Lester L Lyles
DIRECTOR	3.00	Yes (X)	$117,729	$0	$0
Michael G Morris
DIRECTOR	3.00	Yes (X)	$123,459	$0	$0
Sean C O'Keefe
DIRECTOR	3.00	Yes (X)	$134,730	$0	$0
Subra Suresh
DIRECTOR to 08/17	3.00	Yes (X)	$111,475	$0	$0
Kirkland H Donald
DIRECTOR	3.00	Yes (X)	$124,230	$0	$0
Suzanne M Vautrinot
DIRECTOR	3.00	Yes (X)	$119,715	$0	$0
Jeffrey Wadsworth
PRESIDENT & CEO	39.00		$3,311,048	$0	$92,960	1.00	Yes (X)
David C Evans
EXECUTIVE VP,CFO	40.00		$1,370,751	$0	$147,920		Yes (X)
Ronald D Townsend
EXECUTIVE VP, Global Lab OPS	40.00		$1,475,082	$0	$27,532		Yes (X)
Russell P Austin
SR VP, GEN COUNSEL & SEC	40.00		$745,173	$0	$238,540		Yes (X)
Patrick F Jarvis
SR VP, Mktg & Comm	40.00		$617,346	$0	$92,780		Yes (X)
Stephen E Kelly
SENIOR VP	40.00		$903,899	$0	$365,241		Yes (X)
Steven F Ashby
SENIOR VP	40.00		$651,635	$0	$90,073		Yes (X)
THOMAS E MASON
SENIOR VP	40.00		$1,193,453	$0	$605,870		Yes (X)
Mark T Peters
SENIOR VP	40.00		$802,765	$0	$62,802		Yes (X)
Robert J Dillon
VP FINANCE & ASST TREAS	40.00		$276,370	$0	$68,863		Yes (X)
Malesa Litteral
Senior VP, Human Resources	40.00		$455,530	$0	$121,445		Yes (X)
Brian R Smith
TREASURER	39.00		$217,349	$0	$66,862	1.00	Yes (X)
THOMAS E SHARPE
ASST TREAS & ASST SEC	39.50		$302,424	$0	$139,366	0.50	Yes (X)
Aimee Kennedy
SENIOR VP	39.00		$277,675	$0	$55,236	1.00	Yes (X)
Brett Bosley
ACTING CFO	40.00		$415,983	$0	$74,610			Yes (X)
Laurence DOON GIBBS
LABORATORY DIRECTOR	40.00		$611,905	$0	$9,426			Yes (X)
Thomas Zacharia
LABORATORY DIRECTOR	40.00		$502,019	$0	$628,962			Yes (X)
Jeffrey W Smith
DEPUTY OF OPERATIONS	40.00		$489,819	$0	$403,356				Yes (X)
Martin Keller
LABORATORY DIRECTOR	40.00		$409,324	$0	$191,096				Yes (X)
Juan Alvarez
Deputy Lab Director	40.00		$476,811	$0	$189,326				Yes (X)
Kelly Beierschmitt
Deputy Lab Director	40.00		$505,400	$0	$106,117				Yes (X)
Joseph P Fitch
LABORATORY DIRECTOR	40.00		$551,701	$0	$95,108				Yes (X)
Uzma S Burki
SR VP, Chief HR Officer to 01/16	40.00		$779,574	$0	$5,299					Yes (X)

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	$18,572,028	TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org	$0	TotReportableCompRltdOrgAmt
Total Other Compensation	$3,878,790	TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K	7970	IndivRcvdGreaterThan100KCnt
Former Ofcr Employees Listed	Yes (1)	FormerOfcrEmployeesListedInd
Total Comp Greater Than150 K	Yes (1)	TotalCompGreaterThan150KInd
Compensation From Other Srcs	0	CompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1Txt	CityContractorAddress/USAddress/CityNm	State AbbreviationContractorAddress/USAddress/StateAbbreviationCd	ZIPContractorAddress/USAddress/ZIPCd	ServicesServicesDesc	CompensationCompensationAmt
American Centrifuge Operating LLC
6903 Rockledge Drive 400	Bethesda	MD	20817	Professional, Scientific and Technical S	$34,280,248
General Atomics
3350 General Atomics Court	San Diego	CA	92121	Research in Biotechnology	$26,343,533
The University of Tennessee Research
1534 White Avenue	Knoxville	TN	37996	Professional, Scientific and Technical S	$24,553,831
AREVA FEDERAL SERVICES LLC
3315 OLD FOREST RD	LYNCHBURG	VA	24501	Construction Services	$17,301,043
YOH SERVICES LLC
1500 SPRING GARDEN STREET	PHILADELPHIA	PA	19130	Professional, Scientific and Technical S	$13,450,714

Field	Value	IRS element (for citing)
Cntrct Rcvd Greater Than100 K	394	CntrctRcvdGreaterThan100KCnt
Government Grants	$3,996,396,082	GovernmentGrantsAmt
All Other Contributions	$25,027,202	AllOtherContributionsAmt
Total Contributions	$4,021,423,284	TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp (2 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt	Unrelated Business RevenueUnrelatedBusinessRevenueAmt
Government contracts	541700	$700,884,071	$700,884,071
SCIENTIFIC RESEARCH	541700	$183,762,981	$119,839,291	$63,923,690

Field	Value	IRS element (for citing)
Total Program Service Revenue	$884,647,052	TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$7,138,922	TotalRevenueColumnAmt
Unrelated Business Revenue	$186,092	UnrelatedBusinessRevenueAmt
Exclusion	$6,952,830	ExclusionAmt

Royalties Revenue RoyaltiesRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$6,368,604	TotalRevenueColumnAmt
Exclusion	$6,368,604	ExclusionAmt

Gross Rents GrossRentsGrp

Field	Value	IRS element (for citing)
Real	$581,536	RealAmt

Less Rental Expenses LessRentalExpensesGrp

Field	Value	IRS element (for citing)
Real	$445,471	RealAmt

Rental Income Or Loss RentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Real	$136,065	RealAmt

Net Rental Income Or Loss NetRentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$136,065	TotalRevenueColumnAmt
Exclusion	$136,065	ExclusionAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

Field	Value	IRS element (for citing)
Securities	$163,933,698	SecuritiesAmt
Other	$40,200	OtherAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

Field	Value	IRS element (for citing)
Securities	$139,394,540	SecuritiesAmt
Other	$326,784	OtherAmt

Gain Or Loss GainOrLossGrp

Field	Value	IRS element (for citing)
Securities	$24,539,158	SecuritiesAmt
Other	-$286,584	OtherAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$24,252,574	TotalRevenueColumnAmt
Exclusion	$24,252,574	ExclusionAmt

Other Revenue Misc OtherRevenueMiscGrp (2 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	ExclusionExclusionAmt
Equity Gain investment	541700	$3,322,430	$3,322,430
Other Revenue	541700	$61,123	$61,123

Field	Value	IRS element (for citing)
Other Revenue Total	$3,383,553	OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$4,947,350,054	TotalRevenueColumnAmt
Related Or Exempt Func Income	$820,723,362	RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue	$64,109,782	UnrelatedBusinessRevenueAmt
Exclusion	$41,093,626	ExclusionAmt

Field	Value	IRS element (for citing)
Info In Schedule O Part IX	Yes (X)	InfoInScheduleOPartIXInd

Grants To Domestic Orgs GrantsToDomesticOrgsGrp

Field	Value	IRS element (for citing)
Total	$7,552,130	TotalAmt
Program Services	$7,552,130	ProgramServicesAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

Field	Value	IRS element (for citing)
Total	$15,425,563	TotalAmt
Management And General	$15,425,563	ManagementAndGeneralAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

Field	Value	IRS element (for citing)
Total	$1,911,573,214	TotalAmt
Program Services	$1,193,157,835	ProgramServicesAmt
Management And General	$718,415,379	ManagementAndGeneralAmt

Pension Plan Contributions PensionPlanContributionsGrp

Field	Value	IRS element (for citing)
Total	$138,412,033	TotalAmt
Program Services	$85,534,809	ProgramServicesAmt
Management And General	$52,877,224	ManagementAndGeneralAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

Field	Value	IRS element (for citing)
Total	$448,132,672	TotalAmt
Program Services	$285,244,380	ProgramServicesAmt
Management And General	$162,888,292	ManagementAndGeneralAmt

Payroll Taxes PayrollTaxesGrp

Field	Value	IRS element (for citing)
Total	$143,504,441	TotalAmt
Program Services	$89,698,523	ProgramServicesAmt
Management And General	$53,805,918	ManagementAndGeneralAmt

Fees For Services Management FeesForServicesManagementGrp

Field	Value	IRS element (for citing)
Total	$498,021,009	TotalAmt
Program Services	$498,021,009	ProgramServicesAmt

Fees For Services Legal FeesForServicesLegalGrp

Field	Value	IRS element (for citing)
Total	$7,086,078	TotalAmt
Management And General	$7,086,078	ManagementAndGeneralAmt

Fees For Services Accounting FeesForServicesAccountingGrp

Field	Value	IRS element (for citing)
Total	$1,091,742	TotalAmt
Management And General	$1,091,742	ManagementAndGeneralAmt

Fees For Services Lobbying FeesForServicesLobbyingGrp

Field	Value	IRS element (for citing)
Total	$1,041,753	TotalAmt
Program Services	$1,041,753	ProgramServicesAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

Field	Value	IRS element (for citing)
Total	$1,314,295	TotalAmt
Management And General	$1,314,295	ManagementAndGeneralAmt

Fees For Services Other FeesForServicesOtherGrp

Field	Value	IRS element (for citing)
Total	$909,562,827	TotalAmt
Program Services	$583,417,919	ProgramServicesAmt
Management And General	$326,144,908	ManagementAndGeneralAmt

Advertising AdvertisingGrp

Field	Value	IRS element (for citing)
Total	$5,283,521	TotalAmt
Program Services	$5,283,521	ProgramServicesAmt

Office Expenses OfficeExpensesGrp

Field	Value	IRS element (for citing)
Total	$10,719,155	TotalAmt
Program Services	$556,075	ProgramServicesAmt
Management And General	$10,163,080	ManagementAndGeneralAmt

Information Technology InformationTechnologyGrp

Field	Value	IRS element (for citing)
Total	$53,980,794	TotalAmt
Program Services	$32,811,006	ProgramServicesAmt
Management And General	$21,169,788	ManagementAndGeneralAmt

Occupancy OccupancyGrp

Field	Value	IRS element (for citing)
Total	$155,374,471	TotalAmt
Program Services	$98,030,067	ProgramServicesAmt
Management And General	$57,344,404	ManagementAndGeneralAmt

Travel TravelGrp

Field	Value	IRS element (for citing)
Total	$95,015,363	TotalAmt
Program Services	$58,365,510	ProgramServicesAmt
Management And General	$36,649,853	ManagementAndGeneralAmt

Conferences Meetings ConferencesMeetingsGrp

Field	Value	IRS element (for citing)
Total	$2,698,207	TotalAmt
Program Services	$1,682,184	ProgramServicesAmt
Management And General	$1,016,023	ManagementAndGeneralAmt

Interest InterestGrp

Field	Value	IRS element (for citing)
Total	$7,975,664	TotalAmt
Program Services	$4,543,563	ProgramServicesAmt
Management And General	$3,432,101	ManagementAndGeneralAmt

Depreciation Depletion DepreciationDepletionGrp

Field	Value	IRS element (for citing)
Total	$28,766,156	TotalAmt
Program Services	$16,010,934	ProgramServicesAmt
Management And General	$12,755,222	ManagementAndGeneralAmt

Insurance InsuranceGrp

Field	Value	IRS element (for citing)
Total	$4,765,174	TotalAmt
Management And General	$4,765,174	ManagementAndGeneralAmt

Other Expenses OtherExpensesGrp (4 entries)

DescDesc	TotalTotalAmt	Program ServicesProgramServicesAmt	Management And GeneralManagementAndGeneralAmt
PURCHASES	$421,090,854	$259,818,633	$161,272,221
Restructuring Costs	$21,899,316	$12,463,303	$9,436,013
NON-INCOME TAX EXPENSE	$20,646,434	$12,969,343	$7,677,091
Rental & Maintenance	$16,251,661	$9,883,283	$6,368,378

All Other Expenses AllOtherExpensesGrp

Field	Value	IRS element (for citing)
Total	$30,754,208	TotalAmt
Program Services	$22,143,213	ProgramServicesAmt
Management And General	$8,610,995	ManagementAndGeneralAmt

Total Functional Expenses TotalFunctionalExpensesGrp

Field	Value	IRS element (for citing)
Total	$4,957,938,735	TotalAmt
Program Services	$3,278,228,993	ProgramServicesAmt
Management And General	$1,679,709,742	ManagementAndGeneralAmt
Fundraising	$0	FundraisingAmt

Cash Non Interest Bearing CashNonInterestBearingGrp

Field	Value	IRS element (for citing)
BOY	$37,393,717	BOYAmt
EOY	$39,941,033	EOYAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

Field	Value	IRS element (for citing)
BOY	$31,510,683	BOYAmt
EOY	$75,857,012	EOYAmt

Accounts Receivable AccountsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$275,283,325	BOYAmt
EOY	$247,455,986	EOYAmt

Inventories For Sale Or Use InventoriesForSaleOrUseGrp

Field	Value	IRS element (for citing)
BOY	$5,349,363	BOYAmt
EOY	$8,454,100	EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

Field	Value	IRS element (for citing)
BOY	$28,056,051	BOYAmt
EOY	$24,567,972	EOYAmt

Field	Value	IRS element (for citing)
Land Bldg Equip Cost Or Other Bss	$668,704,547	LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec	$440,796,047	LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

Field	Value	IRS element (for citing)
BOY	$229,711,432	BOYAmt
EOY	$227,908,500	EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

Field	Value	IRS element (for citing)
BOY	$322,188,338	BOYAmt
EOY	$306,476,251	EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

Field	Value	IRS element (for citing)
BOY	$75,380,456	BOYAmt
EOY	$77,092,823	EOYAmt

Other Assets Total OtherAssetsTotalGrp

Field	Value	IRS element (for citing)
BOY	$49,059,979	BOYAmt
EOY	$43,185,087	EOYAmt

Total Assets TotalAssetsGrp

Field	Value	IRS element (for citing)
BOY	$1,053,933,344	BOYAmt
EOY	$1,050,938,764	EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

Field	Value	IRS element (for citing)
BOY	$141,187,957	BOYAmt
EOY	$134,625,020	EOYAmt

Deferred Revenue DeferredRevenueGrp

Field	Value	IRS element (for citing)
BOY	$24,419,912	BOYAmt
EOY	$21,717,337	EOYAmt

Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp

Field	Value	IRS element (for citing)
BOY	$202,700,000	BOYAmt
EOY	$202,500,000	EOYAmt

Other Liabilities OtherLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$345,207,407	BOYAmt
EOY	$272,844,297	EOYAmt

Total Liabilities TotalLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$713,515,276	BOYAmt
EOY	$631,686,654	EOYAmt

Field	Value	IRS element (for citing)
Org Does Not Follow SFAS117	Yes (X)	OrgDoesNotFollowSFAS117Ind

Cap Stk Tr Prin Current Funds CapStkTrPrinCurrentFundsGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Pd In Cap Srpls Land Bldg Eqp Fund PdInCapSrplsLandBldgEqpFundGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Rtn Earn Endowment Incm Oth Fnds RtnEarnEndowmentIncmOthFndsGrp

Field	Value	IRS element (for citing)
BOY	$340,418,068	BOYAmt
EOY	$419,252,110	EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$340,418,068	BOYAmt
EOY	$419,252,110	EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$1,053,933,344	BOYAmt
EOY	$1,050,938,764	EOYAmt

Field	Value	IRS element (for citing)
Info In Schedule O Part XI	Yes (X)	InfoInScheduleOPartXIInd
Reconcilation Revenue Expnss	-$10,588,681	ReconcilationRevenueExpnssAmt
Other Changes In Net Assets	$89,422,723	OtherChangesInNetAssetsAmt
Method Of Accounting Accrual	Yes (X)	MethodOfAccountingAccrualInd
Accountant Compile Or Review	0	AccountantCompileOrReviewInd
FS Audited	Yes (1)	FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

Field	Value	IRS element (for citing)
Consolidated Basis Fincl Stmt	Yes (X)	ConsolidatedBasisFinclStmtInd

Field	Value	IRS element (for citing)
Audit Committee	Yes (1)	AuditCommitteeInd
Federal Grant Audit Required	Yes (1)	FederalGrantAuditRequiredInd
Federal Grant Audit Performed	Yes (1)	FederalGrantAuditPerformedInd

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
Public Organization170	Yes (X)	PublicOrganization170Ind

Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$4,044,734,254	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$4,036,275,724	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$3,989,960,217	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$4,051,515,397	CurrentTaxYearMinus1YearAmt
Current Tax Year	$4,021,423,284	CurrentTaxYearAmt
Total	$20,143,908,876	TotalAmt

Total Calendar Year170 TotalCalendarYear170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$4,044,734,254	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$4,036,275,724	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$3,989,960,217	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$4,051,515,397	CurrentTaxYearMinus1YearAmt
Current Tax Year	$4,021,423,284	CurrentTaxYearAmt
Total	$20,143,908,876	TotalAmt

Field	Value	IRS element (for citing)
Public Support Total170	$20,143,908,876	PublicSupportTotal170Amt

Gross Investment Income170 GrossInvestmentIncome170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$15,940,398	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$17,696,880	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$16,103,324	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$16,826,722	CurrentTaxYearMinus1YearAmt
Current Tax Year	$17,433,343	CurrentTaxYearAmt
Total	$84,000,667	TotalAmt

Unrelated Business Net Incm170 UnrelatedBusinessNetIncm170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$708,913	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$894,717	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$26,784	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$3,133,898	CurrentTaxYearMinus1YearAmt
Current Tax Year	$2,624,143	CurrentTaxYearAmt
Total	$7,388,455	TotalAmt

Field	Value	IRS element (for citing)
Total Support	$20,235,297,998	TotalSupportAmt
Gross Receipts Rltd Activities	$3,463,331,357	GrossReceiptsRltdActivitiesAmt
Public Support CY170	0.99550	PublicSupportCY170Pct
Public Support PY170	0.99560	PublicSupportPY170Pct
Thirty Thr Pct Suprt Tests CY170	Yes (X)	ThirtyThrPctSuprtTestsCY170Ind

Schedule C IRS990ScheduleC

Field	Value	IRS element (for citing)
Political Expenditures	$0	PoliticalExpendituresAmt
Volunteer Hours	0	VolunteerHoursCnt
Section4955 Organization Tax	$0	Section4955OrganizationTaxAmt
Section4955 Managers Tax	$0	Section4955ManagersTaxAmt
Volunteers	0	VolunteersInd
Paid Staff Or Management	Yes (1)	PaidStaffOrManagementInd
Media Advertisements	0	MediaAdvertisementsInd
Mailings Members	0	MailingsMembersInd
Publications Or Broadcast	0	PublicationsOrBroadcastInd
Grants Other Organizations	0	GrantsOtherOrganizationsInd
Direct Contact Legislators	Yes (1)	DirectContactLegislatorsInd
Direct Contact Legislators	$1,004,707	DirectContactLegislatorsAmt
Rallies Demonstrations	0	RalliesDemonstrationsInd
Other Activities	Yes (1)	OtherActivitiesInd
Other Activities	$37,046	OtherActivitiesAmt
Total Lobbying Expenditures	$1,041,753	TotalLobbyingExpendituresAmt
Not Described Section501c3	0	NotDescribedSection501c3Ind

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

Part II-B, Line 1:

Line 1 (i) Other Activities Seventeen Organizations reported that a portion of membership dues paid by Battelle were used for lobbying.

Schedule C Supplemental Information - Part IV

Internal lobbying expenses totaled $372,028 and external lobbying expenses totaled $632,679 for a total of $1,004,707. THE GENERAL ISSUE AREA FOR LOBBYING IS INCREASED APPROPRIATIONS IN THE FEDERAL BUDGET FOR SCIENTIFIC RESEARCH AND DEVELOPMENT PROGRAMS THROUGH APPROPRIATIONS AND REPORT LANGUAGE. THE SPECIFIC LOBBYING ISSUES INCLUDE THE HOUSE AND SENATE AUTHORIZATION AND APPROPRIATIONS BILLS FOR ENERGY AND WATER DEVELOPMENT; DEFENSE; LABOR, HEALTH AND HUMAN SERVICES, EDUCATION, AND RELATED AGENCIES; COMMERCE, JUSTICE, SCIENCE, AND RELATED AGENCIES; HOMELAND SECURITY. THE HOUSE(S) OF CONGRESS AND FEDERAL AGENCIES CONTACTED INCLUDE: U.S. HOUSE, U.S. SENATE, DEPARTMENT OF ENERGY, DEPARTMENT OF DEFENSE, DEPARTMENT OF TRANSPORTATION, DEPARTMENT OF HOMELAND SECURITY, DEPARTMENT OF EDUCATION, ENVIRONMENTAL PROTECTION AGENCY, DEPARTMENT OF HEALTH AND HUMAN SERVICES (NATIONAL INSTITUTES OF HEALTH), NATIONAL SCIENCE FOUNDATION, AND NATIONAL OCEANIC AND ATMOSPHERIC ADMINISTRATION. In addition, a minor amount of lobbying is conducted with various state and local governments and/or agencies.

Schedule D IRS990ScheduleD

Land LandGrp

Field	Value	IRS element (for citing)
Investment Cost Or Other Basis	$13,665,132	InvestmentCostOrOtherBasisAmt
Book Value	$13,665,132	BookValueAmt

Buildings BuildingsGrp

Field	Value	IRS element (for citing)
Investment Cost Or Other Basis	$420,260,710	InvestmentCostOrOtherBasisAmt
Depreciation	$304,664,326	DepreciationAmt
Book Value	$115,596,384	BookValueAmt

Equipment EquipmentGrp

Field	Value	IRS element (for citing)
Investment Cost Or Other Basis	$218,539,358	InvestmentCostOrOtherBasisAmt
Depreciation	$136,131,721	DepreciationAmt
Book Value	$82,407,637	BookValueAmt

Other Land Buildings OtherLandBuildingsGrp

Field	Value	IRS element (for citing)
Investment Cost Or Other Basis	$16,239,347	InvestmentCostOrOtherBasisAmt
Book Value	$16,239,347	BookValueAmt

Field	Value	IRS element (for citing)
Total Book Value Land Buildings	$227,908,500	TotalBookValueLandBuildingsAmt

Closely Held Equity Interests CloselyHeldEquityInterestsGrp

Field	Value	IRS element (for citing)
Book Value	$67,464,266	BookValueAmt
Method Valuation	C	MethodValuationCd

Other Securities OtherSecuritiesGrp

Field	Value	IRS element (for citing)
Desc	RABBI TRUSTS	Desc
Book Value	$9,628,557	BookValueAmt
Method Valuation	F	MethodValuationCd

Field	Value	IRS element (for citing)
Total Book Value Securities	$77,092,823	TotalBookValueSecuritiesAmt

Other Liabilities Org OtherLiabilitiesOrgGrp (3 entries)

DescDesc	AmtAmt
LONG TERM BENEFIT RELATED LIABILITIES	$13,445,931
OTHER LONG TERM LIABILITIES	$5,632,109
LIABILITY FOR POSTRETIREMENT & OTHER BENEFITS	$253,766,257

Field	Value	IRS element (for citing)
Total Liability	$272,844,297	TotalLiabilityAmt

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	Supplemental Information	FormAndLineReferenceDesc
Explanation	Part X, Line 2 - FIN 48(ASC 740) Footnote THE PROVISIONS OF FIN 48 INCLUDED IN FASB ASC 740 APPLY TO BATTELLE MEMORIAL INSTITUTE (BMI). A FIN 48 ANALYSIS FOR UNCERTAIN INCOME TAX POSITIONS WAS PERFORMED BY BMI AND REVIEWED BY ITS INDEPENDENT AUDITORS. AS A RESULT OF THE ANALYSIS, NO FIN 48 RESERVES FOR UNCERTAIN TAX POSITIONS WERE REQUIRED AND NONE WERE RECORDED IN THE FINANCIAL STATEMENTS. THEREFORE NO SPECIFIC FIN 48 FOOTNOTE WAS INCLUDED IN BMI'S FINANCIAL STATEMENTS.	ExplanationTxt

Schedule F IRS990ScheduleF

Account Activities Outside US AccountActivitiesOutsideUSGrp (7 entries)

RegionRegionTxt	Type Of Activities ConductedTypeOfActivitiesConductedTxt	Region Total ExpendituresRegionTotalExpendituresAmt	OfficesOfficesCnt	EmployeeEmployeeCnt	Specific Services ProvidedSpecificServicesProvidedTxt
Europe	investments	$34,547,303
Central America and the Caribbean	investments	$100,036,434
East Asia and the Pacific	Program Services	$135,290	1	1	Scientific Research/services
Europe	Program Services	$11,491,914	5	66	Scientific Research/services and laboratory management
Middle East and North Africa	Program Services	$269,016	2	3	Scientific Research/Services
Russia and Neighboring States - Armenia, Azerbijan, Belarus,	Program Services	$3,634,406	4	32	Scientific Research/services and laboratory management
North America	Program Services	$108,122	1	1	Scientific Research/services and laboratory management

Field	Value	IRS element (for citing)
Subtotal Offices	13	SubtotalOfficesCnt
Subtotal Employees	103	SubtotalEmployeesCnt
Continutation Total Office	0	ContinutationTotalOfficeCnt
Continutation Total Employee	0	ContinutationTotalEmployeeCnt
Total Office	13	TotalOfficeCnt
Total Employee	103	TotalEmployeeCnt
Subtotal Spent	$150,222,485	SubtotalSpentAmt
Continuation Spent	$0	ContinuationSpentAmt
Total Spent	$150,222,485	TotalSpentAmt
Transfer To Foreign Corp	Yes (1)	TransferToForeignCorpInd
Interest In Foreign Trust	0	InterestInForeignTrustInd
Foreign Corp Ownership	Yes (1)	ForeignCorpOwnershipInd
Passive Foreign Investmest Co	Yes (1)	PassiveForeignInvestmestCoInd
Foreign Partnership	Yes (1)	ForeignPartnershipInd
Boycott Countries	Yes (1)	BoycottCountriesInd

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	Part I, line 3:	FormAndLineReferenceDesc
Explanation	All expenditures are based on the accrual method of accounting.	ExplanationTxt

Schedule I IRS990ScheduleI

Field	Value	IRS element (for citing)
Grant Records Maintained	Yes (1)	GrantRecordsMaintainedInd

Recipient Table RecipientTable (72 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	Recipient EINRecipientEIN	IRC SectionIRCSectionDesc	Cash GrantCashGrantAmt	Purpose Of GrantPurposeOfGrantTxt	Non Cash AssistanceNonCashAssistanceAmt	Valuation Method UsedValuationMethodUsedDesc	Non Cash AssistanceNonCashAssistanceDesc
Aid to Distressed Families of Anderson County
PO Box 5953	Oak Ridge	TN	37831	581727751	501(c)3	$5,900	general operating support
American Cancer Society
250 Williams Street NW	Atlanta	GA	30303	131788491	501(c)3	$6,933	general operating support
American Heart Association Inc
PO Box 50065	Prescott	AZ	86304	135613797	501(c)3	$184,150	general operating support
American National Red Cross
6921 Middlebrook Pike	Knoxville	TN	37909	530196605	501(c)3	$19,113	general operating support
ANN S CHOICE INC
701 MAIDEN CHOICE LN	Baltimore	MD	21228	522324152	501(c)3	$8,000	general operating support
Ballet Metropolitan Inc
322 Mount Vernon Ave	Columbus	OH	43215	310858562	501(c)3	$6,200	general operating support
Boise State University Foundation
1910 University Dr	Boise	ID	83725	826010706	501(c)3	$36,220	general operating support
Carnegie Mellon University
PO Box 371525	Pittsburgh	PA	15251	250969449	501(c)3	$20,000	general operating support
Catholic Relief Services
228 West Lexington Street	Baltimore	MD	21201	135563422	501(c)3	$12,722	general operating support
CENTER FOR CHILD AND FAMILY ADVOCACY
1 Whitebarn Road	New Albany	OH	43054	020627166	501(c)3	$22,140	general operating support
Children's Hunger Alliance
1105 Schrock Road	Columbus	OH	43229	237303509	501(c)3	$5,530	general operating support
Columbus Council on World Affairs
51 Jefferson Ave	Columbus	OH	43215	510180760	501(c)3	$5,120	general operating support
Columbus Foundation
1234 E Broad Street	Columbus	OH	43205	316044264	501(c)3	$4,992,762	general operating support
Columbus Metropolitan Club
100 East Broad Street	Columbus	OH	43215	310889324	501(c)3	$18,530	general operating support
COLUMBUS METROPOLITAN LIBRARY FOUNDATION
96 S Grant Ave	Columbus	OH	43215	311692755	501(c)3	$25,000	general operating support
Columbus Museum of Art
480 E Broad St	Columbus	OH	43215	314379447	501(c)3	$29,775	general operating support
Council on Competitiveness
900 17th Street	Washington	DC	20006	521872849	501(c)3	$25,000	general operating support
Design Outreach Inc
PO BOX 82345	Columbus	OH	43202	460779062	501(c)3	$6,250	general operating support
Drake University
2507 UNIVERSITY AVE	Des Moines	IA	50311	420680460	501(c)3	$7,240	general operating support
Eastern Idaho Community Action Partnership
935 E Lincoln Rd	Idaho Falls	ID	83401	820297279	501(c)3	$8,494	general operating support
FAITH MISSION INC
500 W Wilson Bridge Rd	Worthington	OH	43085	310809759	501(c)3	$5,889	general operating support
Farmhouse Foundation
7306 NW Tiffany Springs Pkwy	Kansas City	MO	64153	366111880	501(c)3	$7,500	general operating support
For Inspiration and Recognition of Science and Technology
1020 Commerce Park Drive	Oak Ridge	TN	37830	264400392	501(c)3	$10,000	Smoky Mountain Regionals
FORT WAYNE MUSEUM OF ART INC
311 E Main St	Fort Wayne	IN	46802	350953440	501(c)3	$7,500	general operating support
Franklin County Historical Society
333 W Broad St	Columbus	OH	43215	314383802	501(c)3	$7,790	general operating support
Franklin University
201 S GRANT AVE	Columbus	OH	43215	310707369	501(c)3	$20,250	general operating support
FRIENDS OF THE CONSERVATORY
1777 E Broad St	Columbus	OH	43203	311657027	501(c)3	$10,175	general operating support
GRACE MINISTRIES THAILAND
8350 SW SEMINOLE TRL	Tualatin	OR	97062	463164982	501(c)3	$7,000	general operating support
Great Smoky Mountain Council
373 Camp Buck Toms Road	Rockwood	TN	37854	620476811	501(c)3	$7,465	general operating support
Hilliard Baseball Association
PO BOX 202	Hilliard	OH	43026	311022221	501(c)3	$10,000	general operating support
Historic Old Town Pocatello Foundation Inc
PO Box 222	Pocatello	ID	83204	161768019	501(c)3	$17,000	general operating support
Idaho Falls Arts Council
498 A Street	Idaho Falls	ID	83402	820434714	501(c)3	$5,500	general operating support
Idaho Falls High School
601 S Holmes Ave	Idaho Falls	ID	83401	826001158	170(c)1	$186,987	STEM funding
Idaho Falls Symphony Society Inc
450 A Street	Idaho Falls	ID	83402	826007411	501(c)3	$7,500	general operating support
Idaho Governor's Cup
PO Box 983	Boise	ID	83701	208277116	501(c)3	$10,000	general operating support
Idaho Science Math and Tech Coalition
2018 S Jackson St	Boise	ID	83705	201790549	501(c)3	$20,000	STEM funding
Idaho State University Foundation
802 W Bannock Street	Boise	ID	83702	826013543	501(c)3	$11,000	general operating support
International Justice Mission
PO Box 58147	Washington	DC	20037	541722887	501(c)3	$5,372	general operating support
Little Sisters of the Poor Baltimore
601 Maiden Choice Ln	Baltimore	MD	21228	520715244	501(c)3	$10,000	general operating support
Metro College Early High School
1929 Kenney Road	Columbus	OH	43210	900838465	501(c)3	$5,925	general operating support	$2,498	FMV	Technical Equipment
MID-OHIO FOODBANK
3960 Brookham Drive	Grove City	OH	43123	310865343	501(c)3	$29,779	general operating support
Museum of Appalachia
PO Box 1189	Norris	TN	37828	043595011	501(c)3	$10,000	general operating support
Museum of Mathematics
134 West 29th St	New York	NY	10001	271450809	501(c)3	$5,903	general operating support
North Idaho Discovery Association
1109 W Main St	Boise	ID	83702	270452797	501(c)3	$16,180	STEM funding
Oak Ridge Civic Music Association
320 Robertsville Road	Oak Ridge	TN	37830	620649604	501(c)3	$10,000	general operating support
Oak Ridge Public Schools Education Foundation
PO Box 117	Oak Ridge	TN	37831	621809810	170(c)1	$10,000	FIRST Robotics Lego League
OHIO HANDS & VOICES
4348 BRICKWOOD DR	Hilliard	OH	43026	272395561	501(c)3	$6,685	general operating support
Ohio Health Corporation
180 EAST BROAD STREET	Columbus	OH	43215	237446919	501(c)3	$10,524	general operating support
Pellissippi State Science Center
PO Box 22990	Knoxville	TN	37923	581493050	501(c)3	$150,000	general operating support
Pocatello Valley Montessori School
PO Box 4026	Pocatello	ID	83205	473645756	501(c)3	$6,000	general operating support
REDI Foundation Inc
PO Box 51564	Idaho Falls	ID	83405	820460529	501(c)3	$38,000	general operating support
Region IV Development Association
315 Falls Ave	Twin Falls	ID	83301	820311062	501(c)3	$10,000	general operating support
Rigby Middle School
290 North 3800 East	Rigby	ID	83442	826000779	170(c)1	$10,000	STEM funding
Roane State Foundation
276 Patton Lane	Harriman	TN	37748	581413034	501(c)3	$34,000	general operating support
Ronald McDonald House Charities of Central Ohio
711 E Livingston Ave	Columbus	OH	43205	310890152	501(c)3	$6,387	general operating support
Scholarship America Inc
PO Box 240	St Peter	MN	56082	042296967	501(c)3	$25,900	Scholarship Funding
SECOND CHANCE SHELTER
130 COUNTY ROAD 398	Boaz	AL	35957	262717351	501(c)3	$10,000	general operating support
Skipsations Jump Rope Team
104 BUCKEYE LN	Chapel Hill	NC	27516	331104198	501(c)3	$5,200	general operating support
St Jude Children's Research Hospital
501 St Jude Place	Memphis	TN	38105	620646012	501(c)3	$7,592	general operating support
Sun Valley Institute for Resilience
631 Second Street East	Ketchum	ID	83340	473151484	501(c)3	$15,000	general operating support
The Art Museum of Eastern Idaho
300 S Capital Ave	Idaho Falls	ID	83402	481273754	501(c)3	$5,500	general operating support
The Change Center
PO Box 14756	Knoxville	TN	37914	383991050	501(c)3	$30,000	general operating support
The Ohio State University Foundation
PO Box 710811	Columbus	OH	43215	311145986	501(c)3	$82,113	general operating support
The University of Tennessee
800 Andy Holt Tower	Knoxville	TN	37996	626001636	170(c)1	$20,000	Scholarship Funding
THE UNIVERSITY OF TENNESSEE FOUNDATION INC
1327 Circle Park Drive	Knoxville	TN	37996	621844686	501(c)3	$51,050	general operating support
THOMAS MORE COLLEGE
333 THOMAS MORE PKWY	Crestview Hills	KY	41017	610448560	501(c)3	$10,000	general operating support
UNITED WAY of central Ohio
360 S Third Street	Columbus	OH	43215	314393712	501(c)3	$30,342	general operating support
United Way of Idaho
151 North Ridge Ave	Idaho Falls	ID	83402	820233588	501(c)3	$43,304	general operating support
United Way of Long Island
819 Grand Blvd	Deer Park	NY	11729	116042392	501(c)3	$10,000	general operating support
United Way of Southeastern Idaho
PO Box 911	Pocatello	ID	83204	820209625	501(c)3	$10,620	general operating support
United Way of Tennessee
1301 Hannah Avenue	Knoxville	TN	37921	621818021	501(c)3	$100,000	general operating support
WYCLIFFE BIBLE TRANSLATERS
PO BOX 628200	ORLANDO	FL	32832	951831097	501(c)3	$12,000	GENERAL OPERATING SUPPORT

Field	Value	IRS element (for citing)
Total501c3 Org	72	Total501c3OrgCnt
Total Other Org	0	TotalOtherOrgCnt

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

Part I, Line 2:

Battelle Memorial Institute (BMI) sends a letter to each organization that states that by signing and depositing the check they are confirming that they are a 501(c)(3) charitable organization or a 170(c)(1) qualifying government entity. For larger grants, BMI asks the organizations to sign a Donor Objective Letter that states the scope and purpose of the distribution. The BMI board of directors has final approval for any distributions over $500,000. Battelle Energy Alliance LLC, Battelle National Biodefense Institute LLC, Brookhaven Science Associates LLC, and UT-Battelle LLC each have their own approach to making sure that grants are only made to proper objects of charity.

Supplemental Explanation

BMI WAS CREATED PURSUANT TO THE WILL OF GORDON BATTELLE AS AN OHIO NOT-FOR-PROFIT CORPORATION, SPECIFICALLY AS AN OHIO INCORPORATED CHARITABLE TRUST. AS AN INCORPORATED CHARITABLE TRUST, BMI IS SUBJECT TO THE GENERAL SUPERVISION OF THE OHIO ATTORNEY GENERAL AND TO THE REQUIREMENTS OF OHIO NONPROFIT CORPORATION STATUTES. THE ORIGINAL PURPOSE OF BMI WAS TO CONDUCT RESEARCH IN METALLURGY OF COAL, IRON, STEEL AND ZINC AND TO MAKE DISTRIBUTIONS TO OTHER CHARITABLE ORGANIZATIONS. PURSUANT TO AN AGREEMENT WITH THE OHIO ATTORNEY GENERAL, BMI MAKES ANNUAL DISTRIBUTIONS FOR CHARITABLE PURPOSES EQUAL TO AT LEAST 20% OF ITS FINANCIAL STATEMENT NET INCOME, BUT NOT LESS THAN ONE MILLION DOLLARS. On August 11, 2005 the Board of Directors of Battelle adopted a resolution that established a minimum charitable distribution goal of $3,000,000. IN AUGUST 2005, BMI ESTABLISHED A DONOR ADVISED FUND, THE BATTELLE FOUNDATION FUND (THE FUND), UNDER THE COLUMBUS FOUNDATION, A 501(C)(3) PUBLIC CHARITY COMMUNITY FOUNDATION THAT IS LEGALLY AND FINANCIALLY SEPARATE FROM BMI. A SUBSTANTIAL PORTION OF BMI'S CHARITABLE DISTRIBUTIONS ARE MADE TO THE FUND. BMI RECOMMENDS DISTRIBUTIONS FROM THE FUND TO QUALIFYING RECIPIENTS; HOWEVER, THE COLUMBUS FOUNDATION MAKES FINAL DECISIONS ON THE ACTUAL DISTRIBUTIONS. THE FUNDS TRANSFERRED FROM BMI TO THE FUND HAVE NO POSSIBILITY OF REVERSION TO BMI. DISTRIBUTIONS TO THE FUND FULFILL THE OBLIGATIONS UNDER THE WILL OF GORDON BATTELLE AND THE AGREEMENT WITH THE OHIO ATTORNEY GENERAL.

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
First Class Or Charter Travel	Yes (X)	FirstClassOrCharterTravelInd
Travel For Companions	Yes (X)	TravelForCompanionsInd
Idemnification Gross Up Pmts	Yes (X)	IdemnificationGrossUpPmtsInd
Club Dues Or Fees	Yes (X)	ClubDuesOrFeesInd
Written Policy Ref T And E Expnss	Yes (1)	WrittenPolicyRefTAndEExpnssInd
Substantiation Required	Yes (1)	SubstantiationRequiredInd
Compensation Committee	Yes (X)	CompensationCommitteeInd
Independent Consultant	Yes (X)	IndependentConsultantInd
Written Employment Contract	Yes (X)	WrittenEmploymentContractInd
Compensation Survey	Yes (X)	CompensationSurveyInd
Board Or Committee Approval	Yes (X)	BoardOrCommitteeApprovalInd
Severance Payment	Yes (1)	SeverancePaymentInd
Supplemental Nonqual Rtr Plan	Yes (1)	SupplementalNonqualRtrPlanInd
Equity Based Comp Arrngm	0	EquityBasedCompArrngmInd
Comp Based On Revenue Of Flng Org	0	CompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related Orgs	0	CompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng Org	0	CompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd Orgs	0	CompBsdNetEarnsRltdOrgsInd
Any Non Fixed Payments	Yes (1)	AnyNonFixedPaymentsInd
Initial Contract Exception	0	InitialContractExceptionInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (23 entries)

TitleTitleTxt	Base Compensation Filing OrgBaseCompensationFilingOrgAmt	Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt	Bonus Filing OrganizationBonusFilingOrganizationAmount	Bonus Related OrganizationsBonusRelatedOrganizationsAmt	Other Compensation Filing OrgOtherCompensationFilingOrgAmt	Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt	Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt	Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt	Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt	Total Compensation Filing OrgTotalCompensationFilingOrgAmt	Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt	Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
Jeffrey Wadsworth
PRESIDENT & CEO	$1,124,473	$0	$1,950,000	$0	$236,575	$0	$73,301	$0	$19,659	$0	$3,404,008	$0	$0	$0
David C Evans
EXECUTIVE VP,CFO	$595,567	$0	$770,427	$0	$4,757	$0	$124,380	$0	$23,540	$0	$1,518,671	$0	$0	$0
Ronald D Townsend
EXECUTIVE VP, Global Lab OPS	$602,550	$0	$770,427	$0	$102,105	$0	$24,493	$0	$3,039	$0	$1,502,614	$0	$0	$0
Russell P Austin
SR VP, GEN COUNSEL & SEC	$395,899	$0	$346,383	$0	$2,891	$0	$216,410	$0	$22,130	$0	$983,713	$0	$0	$0
Patrick F Jarvis
SR VP, Mktg & Comm	$298,651	$0	$317,687	$0	$1,008	$0	$66,320	$0	$26,460	$0	$710,126	$0	$0	$0
Stephen E Kelly
SENIOR VP	$410,375	$0	$489,502	$0	$4,022	$0	$347,137	$0	$18,104	$0	$1,269,140	$0	$0	$0
Steven F Ashby
SENIOR VP	$380,994	$0	$177,415	$0	$93,226	$0	$62,176	$0	$27,897	$0	$741,708	$0	$0	$0
THOMAS E MASON
SENIOR VP	$479,716	$0	$204,120	$0	$509,617	$0	$577,485	$0	$28,385	$0	$1,799,323	$0	$0	$0
Mark T Peters
SENIOR VP	$435,638	$0	$235,413	$0	$131,714	$0	$30,291	$0	$32,511	$0	$865,567	$0	$0	$0
Robert J Dillon
VP FINANCE & ASST TREAS	$218,651	$0	$55,000	$0	$2,719	$0	$52,686	$0	$16,177	$0	$345,233	$0	$0	$0
Malesa Litteral
Senior VP, Human Resources	$268,160	$0	$186,533	$0	$837	$0	$115,961	$0	$5,484	$0	$576,975	$0	$0	$0
Brian R Smith
TREASURER	$177,077	$0	$40,000	$0	$272	$0	$46,888	$0	$19,974	$0	$284,211	$0	$0	$0
THOMAS E SHARPE
ASST TREAS & ASST SEC	$228,808	$0	$72,265	$0	$1,351	$0	$116,031	$0	$23,335	$0	$441,790	$0	$0	$0
Aimee Kennedy
SENIOR VP	$218,437	$0	$58,892	$0	$346	$0	$38,441	$0	$16,795	$0	$332,911	$0	$0	$0
Brett Bosley
ACTING CFO	$279,700	$0	$135,184	$0	$1,099	$0	$57,379	$0	$17,231	$0	$490,593	$0	$0	$0
Laurence DOON GIBBS
LABORATORY DIRECTOR	$429,293	$0	$165,547	$0	$17,065	$0	$0	$0	$9,426	$0	$621,331	$0	$0	$0
Thomas Zacharia
LABORATORY DIRECTOR	$362,768	$0	$137,417	$0	$1,834	$0	$607,315	$0	$21,647	$0	$1,130,981	$0	$0	$0
Jeffrey W Smith
DEPUTY OF OPERATIONS	$358,492	$0	$129,515	$0	$1,812	$0	$376,275	$0	$27,081	$0	$893,175	$0	$0	$0
Martin Keller
LABORATORY DIRECTOR	$335,265	$0	$0	$0	$74,059	$0	$172,830	$0	$18,266	$0	$600,420	$0	$0	$0
Juan Alvarez
Deputy Lab Director	$300,790	$0	$173,281	$0	$2,740	$0	$171,155	$0	$18,171	$0	$666,137	$0	$0	$0
Kelly Beierschmitt
Deputy Lab Director	$334,937	$0	$168,510	$0	$1,953	$0	$76,318	$0	$29,799	$0	$611,517	$0	$0	$0
Joseph P Fitch
LABORATORY DIRECTOR	$333,685	$0	$212,908	$0	$5,108	$0	$66,713	$0	$28,395	$0	$646,809	$0	$0	$0
Uzma S Burki
SR VP, Chief HR Officer to 01/16	$89,468	$0	$0	$0	$690,106	$0	$3,313	$0	$1,986	$0	$784,873	$0	$0	$0

Supplemental Information Detail SupplementalInformationDetail (4 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
Part I, Line 1a	Directors, Officers, and staff travel on the corporate planes. Travel expenses comply with a written reimbursement policy that follows published IRS guidance. All executives, including those individuals reported on part VII, are required to substantiate travel and entertainment expenseS in accordance with the policy. INTERNAL AUDIT tested THE EXPENSE REPORTS ASSOCIATED WITH DIRECTOR'S AND OFFICER'S TRAVEL AND ENTERTAINMENT EXPENSES. Expenses associated with all companion travel not made for a bona fide business purpose were treated as taxable compensation to the receipient. Any Travel not deemed as non-taxable is reportable as taxable compensation in the W-2. For 2016 one current officer had reportable travel listed in the W-2 with a gross up for taxes. BMI provides a tax gross-up for foreign taxes, foreign allowances, relocation costs, and other miscellaneous items. For 2016 one employee, one officer, and ten directors had tax gross ups. Social club dues pertain to dues that allow business meetings and business activities to take place. For 2016 there was one current officer with social club dues.
Part I, Lines 4a-b	SEVERANCE PAYMENTS were made to one individual listed on Form 990, part VII. Uzma Burki $684,200 Effective October 1, 2015, Battelle Memorial Institute implemented the Battelle Memorial Institute Retirement Benefits Restoration Plan ("Restoration Plan"), a top hat plan that replaces the now terminated Battelle Memorial Institute Executive's Section 457(f) Pension Plan. The Restoration Plan is a component of Battelle's total compensation package, and it provides a defined contribution accrual specific to pay earned in excess of IRS pay limits. These contributions are vested on a class-year basis (5-years after contribution, or at age 65 if earlier), and are taxable to the participant in the year of vesting. The amount that becomes vested/taxable is reported on the participant's Form W-2 in year of vesting. In 2016, three officer's were reported with vested/taxable compensation in column d of part VII as applicable. Steven F Ashby $31,831 Ronald D Townsend $91,506 Jeff Wadsworth $207,809
Part I, Line 7	SHORT AND LONG-TERM INCENTIVE COMPENSATION PROGRAMS ARE TIED TO CORPORATE AND INDIVIDUAL PERFORMANCE.
SCHEDULE J SUPPLEMENTAL INFORMATION	DIRECTORS ARE PAID AS INDEPENDENT CONTRACTORS IN PART VII. EMPLOYEE WELFARE BENEFITS AND FRINGE BENEFITS: IN ADDITION TO THE COMPENSATION AND RETIREMENT PLANS OTHERWISE LISTED IN PART VII, THOSE INDIVIDUALS REPORTED ON PART VII WHO ARE EMPLOYEES OF BMI ARE ELIGIBLE TO PARTICIPATE IN BMI'S EMPLOYEE WELFARE BENEFIT AND GROUP INSURANCE PLANS ON THE SAME TERMS AS ANY OTHER EMPLOYEE. CONTRIBUTIONS TO EMPLOYEE WELFARE BENEFIT AND GROUP INSURANCE PLANS ARE MADE IN AGGREGATE BASED UPON GROUP ACTUARIAL FACTORS AND HISTORICAL CLAIMS EXPERIENCE AND APPORTIONING SPECIFIC DOLLAR AMOUNTS TO INDIVIDUALS IS IMPRACTICAL. AS EMPLOYEES, SUCH INDIVIDUALS MAY ALSO HAVE RECEIVED WORKING CONDITION FRINGE BENEFITS AND/OR DE MINIMIS FRINGE BENEFITS AND/OR QUALIFIED MOVING EXPENSE REIMBURSEMENTS EXCLUDED FROM INCOME UNDER INTERNAL REVENUE CODE SECTIONS 132(A)(3),132(A)(4),AND 132(A)(6) RESPECTIVELY. TRAVEL AND ENTERTAINMENT EXPENSE REIMBURSEMENT: BMI'S EXECUTIVES INCUR VARIOUS TRAVEL AND ENTERTAINMENT EXPENSES IN THE CONDUCT OF THEIR OFFICIAL DUTIES AS REPRESENTATIVES OF BMI. BMI HAS WRITTEN TRAVEL AND ENTERTAINMENT EXPENSE REIMBURSEMENT POLICIES THAT COMPLY WITH PUBLISHED IRS GUIDANCE. ALL EXECUTIVES, INCLUDING THOSE INDIVIDUALS REPORTED ON PART VII, ARE REQUIRED TO SUBSTANTIATE TRAVEL AND ENTERTAINMENT EXPENSE IN ACCORDANCE WITH THAT POLICY. INTERNAL AUDIT TESTED THE EXPENSE REPORTS ASSOCIATED WITH DIRECTOR'S AND OFFICER'S TRAVEL AND ENTERTAINMENT EXPENSES. BMI'S TOTAL COMPENSATION PACKAGE CONSISTS OF BASE SALARIES OR HOURLY RATES OF PAY; SHORT AND LONG-TERM INCENTIVE COMPENSATION PROGRAMS TIED TO CORPORATE AND INDIVIDUAL PERFORMANCE; QUALIFIED DEFINED BENEFIT for eligible employees AND DEFINED CONTRIBUTION EMPLOYEE BENEFIT PLANS; NONQUALIFIED PLANS AND CASH PAYMENT ARRANGEMENTS WHICH PROVIDE THE ECONOMIC VALUE OF BENEFITS OTHERWISE PAYABLE UNDER THE NORMAL PROVISIONS OF BMI'S QUALIFIED DEFINED BENEFIT AND DEFINED CONTRIBUTION EMPLOYEE BENEFIT PLANS (QUALIFIED PLANS) BUT FOR OPERATION OF THE INTERNAL REVENUE CODES LIMITATIONS UPON THE AMOUNT OF COMPENSATION WHICH CAN BE TAKEN INTO ACCOUNT IN DETERMINING BENEFITS UNDER A QUALIFIED PLAN, THE AMOUNT OF CONTRIBUTIONS WHICH CAN BE MADE TO A QUALIFIED PLAN, AND/OR THE AMOUNT OF BENEFITS WHICH CAN BE PAID FROM A QUALIFIED PLAN; VARIOUS EMPLOYEE WELFARE BENEFIT PLANS AND GROUP INSURANCES; PAID LEAVE TIME; TUITION REIMBURSEMENT; AND MISCELLANEOUS DE MINIMIS, WORKING CONDITION FRINGE BENEFITS, AND QUALIFIED MOVING EXPENSE REIMBURSEMENTS. Deferred compensation from retirement plans reported in Schedule J, Part II, Column C reflects the impact of the changes in the discount rate and actuarial impacts of salary growth, age, and additional service and other actuarial factors, thereby increasing or decreasing the amounts.

Schedule L IRS990ScheduleL

Bus Tr Involve Interested Prsn BusTrInvolveInterestedPrsnGrp

Name Of Interested NameOfInterested

Field	Value	IRS element (for citing)
Person	Blake Kluse	PersonNm

Field	Value	IRS element (for citing)
Relationship Description	Michael Kluse-Family Member	RelationshipDescriptionTxt
Transaction	$123,901	TransactionAmt
Transaction	PAYROLL	TransactionDesc
Sharing Of Revenues	0	SharingOfRevenuesInd

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (7 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
Form 990, Part VI, Section B, line 11b	A detailed analysis of form 990 and 990T and final copies of each form are provided to every member of the board of directors prior to filing. The audit committee of the Board of directors holds a special meeting to review and approve the forms for filing. The audit committee reports its findings and conclusions to the entire board following the committee meeting.
Form 990, Part VI, Section B, line 12c	Each year, BMI uses a detailed conflict of interest certificate to obtain information from directors, officers and any key employee. In addition, directors and officers periodically update lists of their affiliations with other entities. BMI periodically distributes an Ethical Code of Conduct Training Course that must be reviewed and signed by every employee. Training with respect to Section 501(c)(3) compliance requirements, limitations and prohibitions, including improper private benefit and other conflict of interest-related matters is included in the Ethical Code of Conduct Training Course that must be reviewed and electronically signed by every employee. BMI maintains an ethics hot-line for its staff for use with respect to any ethics-related matter, and also maintains a dedicated e-mail box for use with respect to Section 501(c)(3) related matters. Matters reported or concerns raised by contact with the hot-line or through the e-mail box are given due consideration and investigated appropriately.
Form 990, Part VI, Section B, line 15	COMPENSATION POLICY: BMI HAS A COMPREHENSIVE TOTAL COMPENSATION POLICY WHICH IT APPLIES TO ALL EMPLOYEES. BMI'S POLICY IS TO COMPENSATE EACH EMPLOYEE IN A MANNER WHICH IS EQUITABLE AND CONSISTENT WITH THE MARKET VALUE OF HIS/HER POSITION, HIS/HER PERFORMANCE, AND COMPENSATION OF HIS/HER ASSOCIATES AND PEERS. THE GOAL UNDERLYING BMI'S POLICY IS TO ATTRACT, RETAIN, AND REWARD THE HIGH-QUALITY EMPLOYEES IT NEEDS TO CONTINUE AND ADVANCE ITS EXEMPT PURPOSES. IN IMPLEMENTING ITS POLICY, BMI RIGOROUSLY UTILIZES NATIONAL, REGIONAL, AND LOCAL COMPENSATION SURVEYS AND BENCHMARKING OF OTHER ORGANIZATIONS TO ESTABLISH MARKET-COMPARABILITY OF TOTAL COMPENSATION AND TAKES GREAT CARE TO STRUCTURE COMPENSATION PROGRAMS TO COMPLY WITH ALL RELEVANT LEGAL, TAX AND REGULATORY REQUIREMENTS. WHEN CONSIDERING AND APPROVING KEY EXECUTIVE COMPENSATION, THE BMI BOARD OF DIRECTOR'S NORMAL PRACTICE IS TO FOLLOW PROCEDURES WHICH ESTABLISH A REBUTTABLE PRESUMPTION OF REASONABLENESS PURSUANT TO TREASURY REGULATION SECTION 53.4958-6.
Form 990, Part VI, Section C, line 19	BMI provides form 1023, application for tax exemption, on request, form 1023 includes the articles of incorporation and the code of regulations. The code of regulations in form 1023 does not reflect the changes made on November 12, 2008. BMI makes forms 990 and 990T available to the public from itS Web Site. The conflict of interest policies and financial statements are not made available to the public.
Form 990, Part IX, line 11g	Subcontract & Consulting: Program service expenses 583,417,919. Management and general expenses 326,144,908. Fundraising expenses 0. Total expenses 909,562,827.
Form 990, Part XI, line 9:	MARKET VALUE ADJUSTMENT ON MARKETABLE SECURITIES 23,402,933. CURRENCY TRANSLATION ADJUSTMENT 178,307. Transfers -31,481. PENSION AND POST RETIREMENT BENEFITS 66,657,192. NONCONTROLLING INTEREST -784,228.
Form 990, Part I, Line 7A	FORM 990 IS PREPARED ON GAAP FINANCIAL ACCOUNTING BASIS AND FORM 990T IS PREPARED ON AN INCOME TAX ACCOUNTING BASIS. THEREFORE THERE ARE BOOK TO TAX DIFFERENCES THAT ARE RECONCILED IN THE FOLLOWING SCHEDULE FOR THE UNRELATED BUSINESS REVENUE TO FORM 990T, PART I, LINE 13, COLUMN A FORM 990 UNRELATED BUSINESS REVENUE 64,109,782 DEDUCT INCOME TAX BASIS PARTNERSHIP LOSS 266,856 DEDUCT THE COSTS OF GOODS SOLD 57,069,978 EQUALS TOTAL ON FORM 990T PART I, LINE 13, COLUMN A 6,772,948

Schedule R IRS990ScheduleR

Id Disregarded Entities IdDisregardedEntitiesGrp (5 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	EINEIN	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile StateLegalDomicileStateCd	Total IncomeTotalIncomeAmt	End Of Year AssetsEndOfYearAssetsAmt	Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt	Address Line1ForeignAddress/AddressLine1Txt	CityForeignAddress/CityNm	CountryForeignAddress/CountryCd	Legal Domicile Foreign CountryLegalDomicileForeignCountryCd
Battelle National Biodefense Institute LLC
8300 Research Plaza	FREDERICK	MD	21702	043851808	Management of National Laboratory	DE	$36,863,479	$14,445,443	BATTELLE MEMORIAL INSTITUTE
Battelle Energy Alliance LLC
2525 N FREMONT AVE	IDAHO FALLS	ID	83415	680588324	Management of National Laboratory	DE	$994,102,068	$8,176,344	BATTELLE MEMORIAL INSTITUTE
Battelle Sandia LLC
505 King Avenue	Columbus	OH	43201	812597561	MANAgement of National Laboratory	DE	$0	$0	BATTELLE MEMORIAL INSTITUTE
SeeByte Limited
				981146573	Custom Computer Programing services		$6,360,832	$5,744,452	SeeByte Holdings LTD	Orchard Brae House 30 Queensferry R	Edinburgh	UK	UK
Seebyte Holdings LTD
				981140866	Holding Company		$0	$20,458,276	bATTELLE MEMORIAL INSTITUTE	16 Charlotte Square	Edinburgh	UK	UK

Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp (2 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	EINEIN	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile StateLegalDomicileStateCd	Exempt Code SectionExemptCodeSectionTxt	Public Charity StatusPublicCharityStatusTxt	Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt	Controlled OrganizationControlledOrganizationInd
Battelle Education
505 KING AVENUE	COLUMBUS	OH	43201	460585021	PROMOTE STEM EDUCATION	OH	501(c)(3)	11(a)I	BATTELLE MEMORIAL INSTITUTE	0
NATIONAL ECOLOGICAL OBSERVATORY NETWORK INC
1685 38th St Suite 100	Boulder	CO	80301	204510571	Ecological Monitoring	DC	501(c)(3)	7	bATTELLE MEMORIAL INSTITUTE	0

Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp (22 entries)

Address Line1ForeignAddress/AddressLine1Txt	CityForeignAddress/CityNm	CountryForeignAddress/CountryCd	Foreign PostalForeignAddress/ForeignPostalCd	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile Foreign CountryLegalDomicileForeignCountryCd	Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt	Entity TypeEntityTypeTxt	OwnershipOwnershipPct	Controlled OrganizationControlledOrganizationInd	Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	EINEIN	Legal Domicile StateLegalDomicileStateCd	Share Of Total IncomeShareOfTotalIncomeAmt	Share Of EOY AssetsShareOfEOYAssetsAmt
360IP (CHINA) PTE LTD
391B ORCHARD ROAD 16-03/04	NGEE ANN CITY TOWER B	SN	238874	Intellecutal Prop Management and Investment	SN	BATTELLE MEMORIAL INSTITUTE	C	0.71050	Yes (1)
360IP CORPORATION
				Intellecutal Prop Management and Investment		BATTELLE MEMORIAL INSTITUTE	C	0.71050	Yes (1)	100 Princeton South St 150	Ewing	NJ	08628	261970537	DE
360IP Japan Pte Ltd
6-6-1 Ginza Chuo-KU	Tokyo	JA		Contract Research IP Consulting	JA	BATTELLE MEMORIAL INSTITUTE	C	0.70330	Yes (1)
360IP Investment Company
190 Elgin Avenue George Town	Grand Cayman	CJ		Management Services	CJ	BATTELLE MEMORIAL INSTITUTE	C	0.71050	Yes (1)
360IP KOREA
14 FLOOR SH TOWER 278-22	NONHYEONDONG gANGNAMgu	KS		Intellecutal Prop Management and Investment	KS	BATTELLE MEMORIAL INSTITUTE	C	0.71050	Yes (1)
360IP PTE LTD
391B ORCHARD ROAD 16-03/04	NGEE ANN CITY TOWER B	SN	238874	Other Investment Holding Company	SN	BATTELLE MEMORIAL INSTITUTE	C	0.71050	Yes (1)					200817081		$45,372
Battelle Arabia for Science & Technology
Al-Akaria Plaza Level 6 North Win	Riyadh	SA	11673	Scientific Research	SA	BATTELLE MEMORIAL INSTITUTE	C	1.00000	Yes (1)
Battelle Institute EV
Frankfurt am Main	Frankfurt	GM		Scientific Research (dormant)	GM	BATTELLE MEMORIAL INSTITUTE	C	1.00000	Yes (1)
Battelle Japan Corporation
2-Chome Uchisaiwai-Cho Chiyoda-KU	TOKYO	JA		Scientific Research	JA	BATTELLE MEMORIAL INSTITUTE	C	0.60000	Yes (1)
Battelle Oklahoma LLC
				Real Estate Activities		BATTELLE MEMORIAL INSTITUTE	C	1.00000	Yes (1)	505 KING AVENUE	COLUMBUS	OH	43201	200292062	OK	$288,359	$330,738
Battelle Science & Technology India Pvt Ltd
Unit 302 Panchshil Tech Park	Hinjewadi Pune	IN	411057	Scientific Research	IN	BATTELLE MEMORIAL INSTITUTE	C	1.00000	Yes (1)
Battelle Services Company Inc
				Employee Leasing		BATTELLE MEMORIAL INSTITUTE	C	1.00000	Yes (1)	505 KING AVENUE	COLUMBUS	OH	43201	311792334	OH	$385,060	$1,143,263
Battelle UK Limited
29 springfield lyons approach	chelsford essex	UK	CM2 5LB	Scientific Research	UK	BATTELLE MEMORIAL INSTITUTE	C	1.00000	Yes (1)							$13,241,334	$18,043,405
B-C JV LLC
				Scientific Research		BATTELLE MEMORIAL INSTITUTE	C	0.70000	Yes (1)	1204 Technology Drive	Aberdeen	MD	21004	471470805	MD
Geosafe Australia Pty Limited
LEVEL 14 140 ST GEORGES TERRACE	PERTH	AS	WA 6000	Hazardous Waste Remediation (Dormant)	AS	GEOSAFE CORPORATION	C	1.00000	Yes (1)
Geosafe Corporation
				Waste Cleanup		BATTELLE MEMORIAL INSTITUTE	C	1.00000	Yes (1)	505 KING AVENUE	COLUMBUS	OH	43201	911404268	WA	$3,432	$484,151
The Healthcare Colloquium Inc
				Consulting		BATTELLE MEMORIAL INSTITUTE	C	1.00000	Yes (1)	505 KING AVENUE	COLUMBUS	OH	43201	262347432	OH
Research Insurance Company Ltd
73 Front Street 3rd Floor	HAMILTON	BD	HM11	Insuring Battelle Risks	BD	BATTELLE MEMORIAL INSTITUTE	C	1.00000	Yes (1)							$4,115,144	$100,717,643
Scientific Advances Inc
				Venture Capital Management		BATTELLE MEMORIAL INSTITUTE	C	1.00000	Yes (1)	505 KING AVENUE	COLUMBUS	OH	43201	316024333	OH	$1,666	$107,848
SeeByte Inc
				Software Development		Seebyte Limited	C	1.00000	Yes (1)	2240 Shelter Island Drive Suite 210	San Diego	CA	92106	980563142	DE	$1,450,215	$1,078,966
Vitex Systems Inc
				Licensing Company		BATTELLE MEMORIAL INSTITUTE	C	1.00000	Yes (1)	505 KING AVENUE	colUMBUS	OH	43201	770526364	DE	$31,617	$80,160
Winner Water Services Inc
				Water Treatment		BATTELLE MEMORIAL INSTITUTE	S	0.58000	Yes (1)	Winner Bldg 32W State St	Sharon	PA	16146	461707320	PA	-$349,171

Field	Value	IRS element (for citing)
Receipt Of Int Annts Rnts Rylts	Yes (1)	ReceiptOfIntAnntsRntsRyltsInd
Gift Grnt Or Cap Contri To Oth Org	Yes (1)	GiftGrntOrCapContriToOthOrgInd
Gift Grnt Cap Contri From Oth Org	0	GiftGrntCapContriFromOthOrgInd
Loans Or Guarantees To Other Org	Yes (1)	LoansOrGuaranteesToOtherOrgInd
Loans Or Guarantees From Oth Org	0	LoansOrGuaranteesFromOthOrgInd
Div Related Organization	0	DivRelatedOrganizationInd
Asset Sale To Other Org	0	AssetSaleToOtherOrgInd
Asset Purchase From Other Org	0	AssetPurchaseFromOtherOrgInd
Asset Exchange	0	AssetExchangeInd
Rental Of Facilities To Oth Org	0	RentalOfFacilitiesToOthOrgInd
Rental Of Fclts From Oth Org	0	RentalOfFcltsFromOthOrgInd
Perform Of Services For Oth Org	Yes (1)	PerformOfServicesForOthOrgInd
Perform Of Services By Other Org	Yes (1)	PerformOfServicesByOtherOrgInd
Sharing Of Facilities	Yes (1)	SharingOfFacilitiesInd
Paid Employees Sharing	Yes (1)	PaidEmployeesSharingInd
Reimbursement Paid To Other Org	0	ReimbursementPaidToOtherOrgInd
Reimbursement Paid By Other Org	0	ReimbursementPaidByOtherOrgInd
Transfer To Other Org	0	TransferToOtherOrgInd
Transfer From Other Org	0	TransferFromOtherOrgInd

Transactions Related Org TransactionsRelatedOrgGrp (11 entries)

Transaction TypeTransactionTypeTxt	InvolvedInvolvedAmt	Method Of Amount DeterminationMethodOfAmountDeterminationTxt
Battelle Oklahoma LLC - SPECIFIED PAYMENT
A	$2,483	FMV
Battelle Services CompanY - SPECIFIED PAYMENT
A	$11,700	FMV
Battelle UK Limited
A	$74,345	FMV
Geosafe Corporation - SPECIFIED PAYMENT
A	$141,024	FMV
Vitex Systems Inc - SPECIFIED PAYMENT
A	$30,885	FMV
Vitex Systems Inc
B	$717,792	FMV
Battelle Services Company Inc
D	$335,000	FMV
Battelle UK Limited
L	$320,488	FMV
SeeByte Inc
L	$514,691	FMV
Battelle UK Limited
M	$517,297	FMV
SeeByte Inc
M	$266,226	FMV

Unrelated Org Txbl Partnership UnrelatedOrgTxblPartnershipGrp (3 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	EINEIN	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile StateLegalDomicileStateCd	Predominate IncomePredominateIncomeDesc	All Partners C3 SAllPartnersC3SInd	Share Of Total IncomeShareOfTotalIncomeAmt	Share Of EOY AssetsShareOfEOYAssetsAmt	Disproportionate AllocationsDisproportionateAllocationsInd	UBI Code VUBICodeVAmt	General Or Managing PartnerGeneralOrManagingPartnerInd	OwnershipOwnershipPct
BROOKHAVEN SCIENCE ASSOCIATESLLC
PO BOX 5000	UPTON	NY	11973	113403915	management of national laboratory	DE	RELATED	Yes (1)	$2,137,074	$3,110,830	0	$0	0	0.50000
UT-BATTELLE LLC
1 BETHEL VALLEY ROAD BLDG 4500N MS	OAK RIDGE	TN	37831	621788235	MANAGEMENT OF NATIONAL LABORATORY	TN	RELATED	Yes (1)	$4,367,403	$4,055,879	0	$0	0	0.50000
National Defense Energy & Environmental Alliance LLC
6165 Guardian Gateway	Aberdeen	MD	21005	474206336	PROCURE AND PERFORM US GOVERNMENT PRIME CONTRACTS	MD	reLATED	Yes (1)	$93,473	$35,543	0	$0	0	0.50000

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
Schedule R,Part V	DURING FISCAL YEAR 2017, BMI RELATED ENTITIES PROVIDED CONTRACT SCIENTIFIC RESEARCH AND DEVELOPMENT AND TECHNICAL SERVICES IN THE ORDINARY COURSE OF BUSINESS UNDER ARMS-LENGTH TERMS, CONDITIONS, AND PRICING. SERVICES TO BMI AND BMI'S JAPAN, INDIA, SAUDI ARABIA, SINGAPORE, AND UNITED KINGDOM AFFILIATES WERE PROVIDED UNDER ARMS-LENGTH TERMS AND AT PRICING WHICH COMPLIED WITH THE INTER-COMPANY TRANSFER PRICING RULES OF JAPAN, INDIA, SAUDI ARABIA, SINGAPORE, UNITED KINGDOM, AND THE UNITED STATES. BMI ENGAGED IN TRANSACTIONS WITH RELATED ENTITIES SUCH AS: THE PROVISION OF CAPITAL AND THE FURNISHING OF GOODS, SERVICES OR FACILITIES. All TRANSACTIONS with taxable related entities WERE CONDUCTED AT FAIR MARKET VALUE RATES AND ARE IN ACCORDANCE WITH INTERNAL REVENUE CODE SECTION 482 AND OTHER APPLICABLE INTER-COMPANY TRANSFER PRICING RULES. THESE TRANSACTIONS HAVE BEEN APPROVED AND DOCUMENTED AND CONDUCTED IN THE ORDINARY COURSE OF BUSINESS.
SCHEDULE R, PART VI	BMI is required to consolidate Brookhaven Science Associates, LLC and UT-Battelle, LLC for financial accounting purposes and accordingly, their financial attributes are reflected in the revenues and expenses and other financial information in this form and related schedules.
SCHEDULE R, PART V, LINE 1M AND 1N	BMI SHARES EMPLOYEES, Facilities, AND EQUIPMENT WITH Battelle Education.