2018-08-06T09:17:08-05:00 2017-09-30 990 2016-10-01 314379427 BATTELLE MEMORIAL INSTITUTE BATT 6144246424 505 KING AVENUE COLUMBUS OH 432012693 Thomas E Sharpe Asst. Treasurer 6144244971 2018-08-06 2016 2022-09-23 18:48:47Z DrJEFFREY WADSWORTH 505 KING AVENUE COLUMBUS OH 432012693 5087516849 0 X www.battelle.org X 1925 OH SEE MISSION STATEMENT ON SCHEDULE O BATTELLE MEMORIAL INSTITUTE ("BMI") IS ORGANIZED EXCLUSIVELY FOR CHARITABLE, EDUCATIONAL AND SCIENTIFIC PURPOSES, INCLUDING THE UTILIZATION OF SCIENCE, THE SCIENTIFIC METHOD AND RESEARCH FOR THE BENEFIT AND EDUCATION OF MANKIND. 9 9 22472 0 64109782 0 4051515397 4021423284 691921914 884647052 35423377 31391496 10293003 9888222 4789153691 4947350054 7383242 7552130 0 0 2625165367 2657047923 0 0 0 2278126185 2293338682 4910674794 4957938735 -121521103 -10588681 1053933344 1050938764 713515276 631686654 340418068 419252110 X BATTELLE MEMORIAL INSTITUTE ("BMI") IS ORGANIZED EXCLUSIVELY FOR CHARITABLE, EDUCATIONAL AND SCIENTIFIC PURPOSES, INCLUDING THE UTILIZATION OF SCIENCE, THE SCIENTIFIC METHOD AND RESEARCH FOR THE BENEFIT AND EDUCATION OF MANKIND. 0 0 2653264309 351886529 BATTELLE MEMORIAL INSTITUTE ("BMI") AND ITS AFFILIATES OPERATE FIVE UNITED STATES DEPARTMENT OF ENERGY ("DOE") NATIONAL LABORATORIES: PACIFIC NORTHWEST NATIONAL LABORATORY; OAK RIDGE NATIONAL LABORATORY; IDAHO NATIONAL LABORATORY; BROOKHAVEN NATIONAL LABORATORY AND NATIONAL RENEWABLE ENERGY LABORATORY. BMI IS AN INTEGRATED SUBCONTRACTOR AT A SIXTH DOE NATIONAL LABORATORY: LAWRENCE LIVERMORE NATIONAL LABORATORY. IN ADDITION, A BMI AFFILIATE HOLDS THE MANAGEMENT CONTRACT WITH RESPECT TO THE UNITED STATES DEPARTMENT OF HOMELAND SECURITY'S NATIONAL BIODEFENSE ANALYSIS AND COUNTERMEASURES CENTER. THROUGH OPERATION OF THE NATIONAL LABORATORIES, BMI AND ITS AFFILIATES ADDRESS CRITICAL ELEMENTS OF THE NATION'S SCIENTIFIC RESEARCH AGENDA, PERFORM BASIC AND APPLIED SCIENTIFIC RESEARCH, CREATE SCIENTIFIC KNOWLEDGE AND TECHNICAL SOLUTIONS IN KEY AREAS OF SCIENCE, INCREASE THE AVAILABILITY OF CLEAN AND ABUNDANT ENERGY, RESTORE AND PROTECT THE ENVIRONMENT, ENGAGE IN EDUCATIONAL ACTIVITIES, AND CONTRIBUTE TO NATIONAL SECURITY. 617412554 468836833 BMI ALSO CONDUCTS SCIENTIFIC RESEARCH AND DEVELOPMENT PROGRAMS FOR OTHER FEDERAL, STATE AND LOCAL GOVERNMENT AGENCIES AND INDUSTRIAL SPONSORS, AND TRANSLATES SCIENCE AND TECHNOLOGY INTO PRODUCTS, SYSTEMS AND SERVICES FOR ITS SPONSORS. BMI PLACES SPECIAL EMPHASIS UPON SIGNATURE AREAS OF ENERGY, ENVIRONMENT AND MATERIAL SCIENCES, NATIONAL SECURITY, AND HEALTH AND LIFE SCIENCES. 7552130 7552130 EACH YEAR, BMI DISTRIBUTES AT LEAST TWENTY PERCENT OF ITS CONSOLIDATED NET INCOME TO PUBLIC CHARITIES AND EDUCATIONAL INSTITUTIONS. DISTRIBUTIONS ARE PRIMARILY FOCUSED UPON EDUCATION, HUMAN SERVICES, ARTS AND SCIENCES, AND ECONOMIC DEVELOPMENT. BMI ACTIVELY SUPPORTS EDUCATIONAL INITIATIVES IN OHIO, TENNESSEE AND ACROSS THE UNITED STATES THAT MEASURE STUDENT ACHIEVEMENT, ASSIST WITH PROFESSIONAL DEVELOPMENT FOR TEACHERS, AND PROMOTE INQUIRY-BASED LEARNING, ESPECIALLY IN THE SCIENCE, TECHNOLOGY, ENGINEERING, AND MATHEMATICS (STEM) DISCIPLINES. 3278228993 1 0 0 1 0 0 0 0 0 0 1 1 0 0 1 0 0 1 0 1 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 1 1 0 0 0 0 1 1 1 1 0 1 1 X 3167 0 1 22472 1 1 1 1 GG JA SA SZ UK 0 0 0 0 0 0 0 0 X 9 9 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 1 1 CA DC IL KY MA NY OR VA X X Edward Grecco 6144247997 505 KING AVENUe columbus OH 432012693 John K Welch CHAIRMAN AND DIRECTOR 3.00 X 140734 0 0 Vicky A Bailey DIRECTOR 3.00 X 124240 0 0 Frank L Douglas DIRECTOR 3.00 X 104224 0 0 Michael J Gasser DIRECTOR 3.00 X 128456 0 0 Lester L Lyles DIRECTOR 3.00 X 117729 0 0 Michael G Morris DIRECTOR 3.00 X 123459 0 0 Sean C O'Keefe DIRECTOR 3.00 X 134730 0 0 Subra Suresh DIRECTOR to 08/17 3.00 X 111475 0 0 Kirkland H Donald DIRECTOR 3.00 X 124230 0 0 Suzanne M Vautrinot DIRECTOR 3.00 X 119715 0 0 Jeffrey Wadsworth PRESIDENT & CEO 39.00 1.00 X 3311048 0 92960 David C Evans EXECUTIVE VP,CFO 40.00 X 1370751 0 147920 Ronald D Townsend EXECUTIVE VP, Global Lab OPS 40.00 X 1475082 0 27532 Russell P Austin SR VP, GEN COUNSEL & SEC 40.00 X 745173 0 238540 Patrick F Jarvis SR VP, Mktg & Comm 40.00 X 617346 0 92780 Stephen E Kelly SENIOR VP 40.00 X 903899 0 365241 Steven F Ashby SENIOR VP 40.00 X 651635 0 90073 THOMAS E MASON SENIOR VP 40.00 X 1193453 0 605870 Mark T Peters SENIOR VP 40.00 X 802765 0 62802 Robert J Dillon VP FINANCE & ASST TREAS 40.00 X 276370 0 68863 Malesa Litteral Senior VP, Human Resources 40.00 X 455530 0 121445 Brian R Smith TREASURER 39.00 1.00 X 217349 0 66862 THOMAS E SHARPE ASST TREAS & ASST SEC 39.50 0.50 X 302424 0 139366 Aimee Kennedy SENIOR VP 39.00 1.00 X 277675 0 55236 Brett Bosley ACTING CFO 40.00 X 415983 0 74610 Laurence DOON GIBBS LABORATORY DIRECTOR 40.00 X 611905 0 9426 Thomas Zacharia LABORATORY DIRECTOR 40.00 X 502019 0 628962 Jeffrey W Smith DEPUTY OF OPERATIONS 40.00 X 489819 0 403356 Martin Keller LABORATORY DIRECTOR 40.00 X 409324 0 191096 Juan Alvarez Deputy Lab Director 40.00 X 476811 0 189326 Kelly Beierschmitt Deputy Lab Director 40.00 X 505400 0 106117 Joseph P Fitch LABORATORY DIRECTOR 40.00 X 551701 0 95108 Uzma S Burki SR VP, Chief HR Officer to 01/16 40.00 X 779574 0 5299 18572028 0 3878790 7970 1 1 0 American Centrifuge Operating LLC 6903 Rockledge Drive 400 Bethesda MD 20817 Professional, Scientific and Technical S 34280248 General Atomics 3350 General Atomics Court San Diego CA 92121 Research in Biotechnology 26343533 The University of Tennessee Research 1534 White Avenue Knoxville TN 37996 Professional, Scientific and Technical S 24553831 AREVA FEDERAL SERVICES LLC 3315 OLD FOREST RD LYNCHBURG VA 24501 Construction Services 17301043 YOH SERVICES LLC 1500 SPRING GARDEN STREET PHILADELPHIA PA 19130 Professional, Scientific and Technical S 13450714 394 3996396082 25027202 4021423284 Government contracts 541700 700884071 700884071 SCIENTIFIC RESEARCH 541700 183762981 119839291 63923690 884647052 7138922 186092 6952830 6368604 6368604 581536 445471 136065 136065 136065 163933698 40200 139394540 326784 24539158 -286584 24252574 24252574 Equity Gain investment 541700 3322430 3322430 Other Revenue 541700 61123 61123 3383553 4947350054 820723362 64109782 41093626 X 7552130 7552130 15425563 15425563 1911573214 1193157835 718415379 138412033 85534809 52877224 448132672 285244380 162888292 143504441 89698523 53805918 498021009 498021009 7086078 7086078 1091742 1091742 1041753 1041753 1314295 1314295 909562827 583417919 326144908 5283521 5283521 10719155 556075 10163080 53980794 32811006 21169788 155374471 98030067 57344404 95015363 58365510 36649853 2698207 1682184 1016023 7975664 4543563 3432101 28766156 16010934 12755222 4765174 4765174 PURCHASES 421090854 259818633 161272221 Restructuring Costs 21899316 12463303 9436013 NON-INCOME TAX EXPENSE 20646434 12969343 7677091 Rental & Maintenance 16251661 9883283 6368378 30754208 22143213 8610995 4957938735 3278228993 1679709742 0 37393717 39941033 31510683 75857012 275283325 247455986 5349363 8454100 28056051 24567972 668704547 440796047 229711432 227908500 322188338 306476251 75380456 77092823 49059979 43185087 1053933344 1050938764 141187957 134625020 24419912 21717337 202700000 202500000 345207407 272844297 713515276 631686654 X 0 0 0 0 340418068 419252110 340418068 419252110 1053933344 1050938764 X -10588681 89422723 X 0 1 X 1 1 1 X 4044734254 4036275724 3989960217 4051515397 4021423284 20143908876 4044734254 4036275724 3989960217 4051515397 4021423284 20143908876 20143908876 15940398 17696880 16103324 16826722 17433343 84000667 708913 894717 26784 3133898 2624143 7388455 20235297998 3463331357 0.99550 0.99560 X 0 0 0 0 0 1 0 0 0 0 1 1004707 0 1 37046 1041753 0 Part II-B, Line 1: Line 1 (i) Other Activities Seventeen Organizations reported that a portion of membership dues paid by Battelle were used for lobbying. Schedule C Supplemental Information - Part IV Internal lobbying expenses totaled $372,028 and external lobbying expenses totaled $632,679 for a total of $1,004,707. THE GENERAL ISSUE AREA FOR LOBBYING IS INCREASED APPROPRIATIONS IN THE FEDERAL BUDGET FOR SCIENTIFIC RESEARCH AND DEVELOPMENT PROGRAMS THROUGH APPROPRIATIONS AND REPORT LANGUAGE. THE SPECIFIC LOBBYING ISSUES INCLUDE THE HOUSE AND SENATE AUTHORIZATION AND APPROPRIATIONS BILLS FOR ENERGY AND WATER DEVELOPMENT; DEFENSE; LABOR, HEALTH AND HUMAN SERVICES, EDUCATION, AND RELATED AGENCIES; COMMERCE, JUSTICE, SCIENCE, AND RELATED AGENCIES; HOMELAND SECURITY. THE HOUSE(S) OF CONGRESS AND FEDERAL AGENCIES CONTACTED INCLUDE: U.S. HOUSE, U.S. SENATE, DEPARTMENT OF ENERGY, DEPARTMENT OF DEFENSE, DEPARTMENT OF TRANSPORTATION, DEPARTMENT OF HOMELAND SECURITY, DEPARTMENT OF EDUCATION, ENVIRONMENTAL PROTECTION AGENCY, DEPARTMENT OF HEALTH AND HUMAN SERVICES (NATIONAL INSTITUTES OF HEALTH), NATIONAL SCIENCE FOUNDATION, AND NATIONAL OCEANIC AND ATMOSPHERIC ADMINISTRATION. In addition, a minor amount of lobbying is conducted with various state and local governments and/or agencies. 13665132 13665132 420260710 304664326 115596384 218539358 136131721 82407637 16239347 16239347 227908500 67464266 C RABBI TRUSTS 9628557 F 77092823 LONG TERM BENEFIT RELATED LIABILITIES 13445931 OTHER LONG TERM LIABILITIES 5632109 LIABILITY FOR POSTRETIREMENT & OTHER BENEFITS 253766257 272844297 Supplemental Information Part X, Line 2 - FIN 48(ASC 740) Footnote THE PROVISIONS OF FIN 48 INCLUDED IN FASB ASC 740 APPLY TO BATTELLE MEMORIAL INSTITUTE (BMI). A FIN 48 ANALYSIS FOR UNCERTAIN INCOME TAX POSITIONS WAS PERFORMED BY BMI AND REVIEWED BY ITS INDEPENDENT AUDITORS. AS A RESULT OF THE ANALYSIS, NO FIN 48 RESERVES FOR UNCERTAIN TAX POSITIONS WERE REQUIRED AND NONE WERE RECORDED IN THE FINANCIAL STATEMENTS. THEREFORE NO SPECIFIC FIN 48 FOOTNOTE WAS INCLUDED IN BMI'S FINANCIAL STATEMENTS. Europe investments 34547303 Central America and the Caribbean investments 100036434 East Asia and the Pacific 1 1 Program Services Scientific Research/services 135290 Europe 5 66 Program Services Scientific Research/services and laboratory management 11491914 Middle East and North Africa 2 3 Program Services Scientific Research/Services 269016 Russia and Neighboring States - Armenia, Azerbijan, Belarus, 4 32 Program Services Scientific Research/services and laboratory management 3634406 North America 1 1 Program Services Scientific Research/services and laboratory management 108122 13 103 0 0 13 103 150222485 0 150222485 1 0 1 1 1 1 Part I, line 3: All expenditures are based on the accrual method of accounting. 1 Aid to Distressed Families of Anderson County PO Box 5953 Oak Ridge TN 37831 581727751 501(c)3 5900 general operating support American Cancer Society 250 Williams Street NW Atlanta GA 30303 131788491 501(c)3 6933 general operating support American Heart Association Inc PO Box 50065 Prescott AZ 86304 135613797 501(c)3 184150 general operating support American National Red Cross 6921 Middlebrook Pike Knoxville TN 37909 530196605 501(c)3 19113 general operating support ANN S CHOICE INC 701 MAIDEN CHOICE LN Baltimore MD 21228 522324152 501(c)3 8000 general operating support Ballet Metropolitan Inc 322 Mount Vernon Ave Columbus OH 43215 310858562 501(c)3 6200 general operating support Boise State University Foundation 1910 University Dr Boise ID 83725 826010706 501(c)3 36220 general operating support Carnegie Mellon University PO Box 371525 Pittsburgh PA 15251 250969449 501(c)3 20000 general operating support Catholic Relief Services 228 West Lexington Street Baltimore MD 21201 135563422 501(c)3 12722 general operating support CENTER FOR CHILD AND FAMILY ADVOCACY 1 Whitebarn Road New Albany OH 43054 020627166 501(c)3 22140 general operating support Children's Hunger Alliance 1105 Schrock Road Columbus OH 43229 237303509 501(c)3 5530 general operating support Columbus Council on World Affairs 51 Jefferson Ave Columbus OH 43215 510180760 501(c)3 5120 general operating support Columbus Foundation 1234 E Broad Street Columbus OH 43205 316044264 501(c)3 4992762 general operating support Columbus Metropolitan Club 100 East Broad Street Columbus OH 43215 310889324 501(c)3 18530 general operating support COLUMBUS METROPOLITAN LIBRARY FOUNDATION 96 S Grant Ave Columbus OH 43215 311692755 501(c)3 25000 general operating support Columbus Museum of Art 480 E Broad St Columbus OH 43215 314379447 501(c)3 29775 general operating support Council on Competitiveness 900 17th Street Washington DC 20006 521872849 501(c)3 25000 general operating support Design Outreach Inc PO BOX 82345 Columbus OH 43202 460779062 501(c)3 6250 general operating support Drake University 2507 UNIVERSITY AVE Des Moines IA 50311 420680460 501(c)3 7240 general operating support Eastern Idaho Community Action Partnership 935 E Lincoln Rd Idaho Falls ID 83401 820297279 501(c)3 8494 general operating support FAITH MISSION INC 500 W Wilson Bridge Rd Worthington OH 43085 310809759 501(c)3 5889 general operating support Farmhouse Foundation 7306 NW Tiffany Springs Pkwy Kansas City MO 64153 366111880 501(c)3 7500 general operating support For Inspiration and Recognition of Science and Technology 1020 Commerce Park Drive Oak Ridge TN 37830 264400392 501(c)3 10000 Smoky Mountain Regionals FORT WAYNE MUSEUM OF ART INC 311 E Main St Fort Wayne IN 46802 350953440 501(c)3 7500 general operating support Franklin County Historical Society 333 W Broad St Columbus OH 43215 314383802 501(c)3 7790 general operating support Franklin University 201 S GRANT AVE Columbus OH 43215 310707369 501(c)3 20250 general operating support FRIENDS OF THE CONSERVATORY 1777 E Broad St Columbus OH 43203 311657027 501(c)3 10175 general operating support GRACE MINISTRIES THAILAND 8350 SW SEMINOLE TRL Tualatin OR 97062 463164982 501(c)3 7000 general operating support Great Smoky Mountain Council 373 Camp Buck Toms Road Rockwood TN 37854 620476811 501(c)3 7465 general operating support Hilliard Baseball Association PO BOX 202 Hilliard OH 43026 311022221 501(c)3 10000 general operating support Historic Old Town Pocatello Foundation Inc PO Box 222 Pocatello ID 83204 161768019 501(c)3 17000 general operating support Idaho Falls Arts Council 498 A Street Idaho Falls ID 83402 820434714 501(c)3 5500 general operating support Idaho Falls High School 601 S Holmes Ave Idaho Falls ID 83401 826001158 170(c)1 186987 STEM funding Idaho Falls Symphony Society Inc 450 A Street Idaho Falls ID 83402 826007411 501(c)3 7500 general operating support Idaho Governor's Cup PO Box 983 Boise ID 83701 208277116 501(c)3 10000 general operating support Idaho Science Math and Tech Coalition 2018 S Jackson St Boise ID 83705 201790549 501(c)3 20000 STEM funding Idaho State University Foundation 802 W Bannock Street Boise ID 83702 826013543 501(c)3 11000 general operating support International Justice Mission PO Box 58147 Washington DC 20037 541722887 501(c)3 5372 general operating support Little Sisters of the Poor Baltimore 601 Maiden Choice Ln Baltimore MD 21228 520715244 501(c)3 10000 general operating support Metro College Early High School 1929 Kenney Road Columbus OH 43210 900838465 501(c)3 5925 2498 FMV Technical Equipment general operating support MID-OHIO FOODBANK 3960 Brookham Drive Grove City OH 43123 310865343 501(c)3 29779 general operating support Museum of Appalachia PO Box 1189 Norris TN 37828 043595011 501(c)3 10000 general operating support Museum of Mathematics 134 West 29th St New York NY 10001 271450809 501(c)3 5903 general operating support North Idaho Discovery Association 1109 W Main St Boise ID 83702 270452797 501(c)3 16180 STEM funding Oak Ridge Civic Music Association 320 Robertsville Road Oak Ridge TN 37830 620649604 501(c)3 10000 general operating support Oak Ridge Public Schools Education Foundation PO Box 117 Oak Ridge TN 37831 621809810 170(c)1 10000 FIRST Robotics Lego League OHIO HANDS & VOICES 4348 BRICKWOOD DR Hilliard OH 43026 272395561 501(c)3 6685 general operating support Ohio Health Corporation 180 EAST BROAD STREET Columbus OH 43215 237446919 501(c)3 10524 general operating support Pellissippi State Science Center PO Box 22990 Knoxville TN 37923 581493050 501(c)3 150000 general operating support Pocatello Valley Montessori School PO Box 4026 Pocatello ID 83205 473645756 501(c)3 6000 general operating support REDI Foundation Inc PO Box 51564 Idaho Falls ID 83405 820460529 501(c)3 38000 general operating support Region IV Development Association 315 Falls Ave Twin Falls ID 83301 820311062 501(c)3 10000 general operating support Rigby Middle School 290 North 3800 East Rigby ID 83442 826000779 170(c)1 10000 STEM funding Roane State Foundation 276 Patton Lane Harriman TN 37748 581413034 501(c)3 34000 general operating support Ronald McDonald House Charities of Central Ohio 711 E Livingston Ave Columbus OH 43205 310890152 501(c)3 6387 general operating support Scholarship America Inc PO Box 240 St Peter MN 56082 042296967 501(c)3 25900 Scholarship Funding SECOND CHANCE SHELTER 130 COUNTY ROAD 398 Boaz AL 35957 262717351 501(c)3 10000 general operating support Skipsations Jump Rope Team 104 BUCKEYE LN Chapel Hill NC 27516 331104198 501(c)3 5200 general operating support St Jude Children's Research Hospital 501 St Jude Place Memphis TN 38105 620646012 501(c)3 7592 general operating support Sun Valley Institute for Resilience 631 Second Street East Ketchum ID 83340 473151484 501(c)3 15000 general operating support The Art Museum of Eastern Idaho 300 S Capital Ave Idaho Falls ID 83402 481273754 501(c)3 5500 general operating support The Change Center PO Box 14756 Knoxville TN 37914 383991050 501(c)3 30000 general operating support The Ohio State University Foundation PO Box 710811 Columbus OH 43215 311145986 501(c)3 82113 general operating support The University of Tennessee 800 Andy Holt Tower Knoxville TN 37996 626001636 170(c)1 20000 Scholarship Funding THE UNIVERSITY OF TENNESSEE FOUNDATION INC 1327 Circle Park Drive Knoxville TN 37996 621844686 501(c)3 51050 general operating support THOMAS MORE COLLEGE 333 THOMAS MORE PKWY Crestview Hills KY 41017 610448560 501(c)3 10000 general operating support UNITED WAY of central Ohio 360 S Third Street Columbus OH 43215 314393712 501(c)3 30342 general operating support United Way of Idaho 151 North Ridge Ave Idaho Falls ID 83402 820233588 501(c)3 43304 general operating support United Way of Long Island 819 Grand Blvd Deer Park NY 11729 116042392 501(c)3 10000 general operating support United Way of Southeastern Idaho PO Box 911 Pocatello ID 83204 820209625 501(c)3 10620 general operating support United Way of Tennessee 1301 Hannah Avenue Knoxville TN 37921 621818021 501(c)3 100000 general operating support WYCLIFFE BIBLE TRANSLATERS PO BOX 628200 ORLANDO FL 32832 951831097 501(c)3 12000 GENERAL OPERATING SUPPORT 72 0 Part I, Line 2: Battelle Memorial Institute (BMI) sends a letter to each organization that states that by signing and depositing the check they are confirming that they are a 501(c)(3) charitable organization or a 170(c)(1) qualifying government entity. For larger grants, BMI asks the organizations to sign a Donor Objective Letter that states the scope and purpose of the distribution. The BMI board of directors has final approval for any distributions over $500,000. Battelle Energy Alliance LLC, Battelle National Biodefense Institute LLC, Brookhaven Science Associates LLC, and UT-Battelle LLC each have their own approach to making sure that grants are only made to proper objects of charity. Supplemental Explanation BMI WAS CREATED PURSUANT TO THE WILL OF GORDON BATTELLE AS AN OHIO NOT-FOR-PROFIT CORPORATION, SPECIFICALLY AS AN OHIO INCORPORATED CHARITABLE TRUST. AS AN INCORPORATED CHARITABLE TRUST, BMI IS SUBJECT TO THE GENERAL SUPERVISION OF THE OHIO ATTORNEY GENERAL AND TO THE REQUIREMENTS OF OHIO NONPROFIT CORPORATION STATUTES. THE ORIGINAL PURPOSE OF BMI WAS TO CONDUCT RESEARCH IN METALLURGY OF COAL, IRON, STEEL AND ZINC AND TO MAKE DISTRIBUTIONS TO OTHER CHARITABLE ORGANIZATIONS. PURSUANT TO AN AGREEMENT WITH THE OHIO ATTORNEY GENERAL, BMI MAKES ANNUAL DISTRIBUTIONS FOR CHARITABLE PURPOSES EQUAL TO AT LEAST 20% OF ITS FINANCIAL STATEMENT NET INCOME, BUT NOT LESS THAN ONE MILLION DOLLARS. On August 11, 2005 the Board of Directors of Battelle adopted a resolution that established a minimum charitable distribution goal of $3,000,000. IN AUGUST 2005, BMI ESTABLISHED A DONOR ADVISED FUND, THE BATTELLE FOUNDATION FUND (THE FUND), UNDER THE COLUMBUS FOUNDATION, A 501(C)(3) PUBLIC CHARITY COMMUNITY FOUNDATION THAT IS LEGALLY AND FINANCIALLY SEPARATE FROM BMI. A SUBSTANTIAL PORTION OF BMI'S CHARITABLE DISTRIBUTIONS ARE MADE TO THE FUND. BMI RECOMMENDS DISTRIBUTIONS FROM THE FUND TO QUALIFYING RECIPIENTS; HOWEVER, THE COLUMBUS FOUNDATION MAKES FINAL DECISIONS ON THE ACTUAL DISTRIBUTIONS. THE FUNDS TRANSFERRED FROM BMI TO THE FUND HAVE NO POSSIBILITY OF REVERSION TO BMI. DISTRIBUTIONS TO THE FUND FULFILL THE OBLIGATIONS UNDER THE WILL OF GORDON BATTELLE AND THE AGREEMENT WITH THE OHIO ATTORNEY GENERAL. X X X X 1 1 X X X X X 1 1 0 0 0 0 0 1 0 Jeffrey Wadsworth PRESIDENT & CEO 1124473 0 1950000 0 236575 0 73301 0 19659 0 3404008 0 0 0 David C Evans EXECUTIVE VP,CFO 595567 0 770427 0 4757 0 124380 0 23540 0 1518671 0 0 0 Ronald D Townsend EXECUTIVE VP, Global Lab OPS 602550 0 770427 0 102105 0 24493 0 3039 0 1502614 0 0 0 Russell P Austin SR VP, GEN COUNSEL & SEC 395899 0 346383 0 2891 0 216410 0 22130 0 983713 0 0 0 Patrick F Jarvis SR VP, Mktg & Comm 298651 0 317687 0 1008 0 66320 0 26460 0 710126 0 0 0 Stephen E Kelly SENIOR VP 410375 0 489502 0 4022 0 347137 0 18104 0 1269140 0 0 0 Steven F Ashby SENIOR VP 380994 0 177415 0 93226 0 62176 0 27897 0 741708 0 0 0 THOMAS E MASON SENIOR VP 479716 0 204120 0 509617 0 577485 0 28385 0 1799323 0 0 0 Mark T Peters SENIOR VP 435638 0 235413 0 131714 0 30291 0 32511 0 865567 0 0 0 Robert J Dillon VP FINANCE & ASST TREAS 218651 0 55000 0 2719 0 52686 0 16177 0 345233 0 0 0 Malesa Litteral Senior VP, Human Resources 268160 0 186533 0 837 0 115961 0 5484 0 576975 0 0 0 Brian R Smith TREASURER 177077 0 40000 0 272 0 46888 0 19974 0 284211 0 0 0 THOMAS E SHARPE ASST TREAS & ASST SEC 228808 0 72265 0 1351 0 116031 0 23335 0 441790 0 0 0 Aimee Kennedy SENIOR VP 218437 0 58892 0 346 0 38441 0 16795 0 332911 0 0 0 Brett Bosley ACTING CFO 279700 0 135184 0 1099 0 57379 0 17231 0 490593 0 0 0 Laurence DOON GIBBS LABORATORY DIRECTOR 429293 0 165547 0 17065 0 0 0 9426 0 621331 0 0 0 Thomas Zacharia LABORATORY DIRECTOR 362768 0 137417 0 1834 0 607315 0 21647 0 1130981 0 0 0 Jeffrey W Smith DEPUTY OF OPERATIONS 358492 0 129515 0 1812 0 376275 0 27081 0 893175 0 0 0 Martin Keller LABORATORY DIRECTOR 335265 0 0 0 74059 0 172830 0 18266 0 600420 0 0 0 Juan Alvarez Deputy Lab Director 300790 0 173281 0 2740 0 171155 0 18171 0 666137 0 0 0 Kelly Beierschmitt Deputy Lab Director 334937 0 168510 0 1953 0 76318 0 29799 0 611517 0 0 0 Joseph P Fitch LABORATORY DIRECTOR 333685 0 212908 0 5108 0 66713 0 28395 0 646809 0 0 0 Uzma S Burki SR VP, Chief HR Officer to 01/16 89468 0 0 0 690106 0 3313 0 1986 0 784873 0 0 0 Part I, Line 1a Directors, Officers, and staff travel on the corporate planes. Travel expenses comply with a written reimbursement policy that follows published IRS guidance. All executives, including those individuals reported on part VII, are required to substantiate travel and entertainment expenseS in accordance with the policy. INTERNAL AUDIT tested THE EXPENSE REPORTS ASSOCIATED WITH DIRECTOR'S AND OFFICER'S TRAVEL AND ENTERTAINMENT EXPENSES. Expenses associated with all companion travel not made for a bona fide business purpose were treated as taxable compensation to the receipient. Any Travel not deemed as non-taxable is reportable as taxable compensation in the W-2. For 2016 one current officer had reportable travel listed in the W-2 with a gross up for taxes. BMI provides a tax gross-up for foreign taxes, foreign allowances, relocation costs, and other miscellaneous items. For 2016 one employee, one officer, and ten directors had tax gross ups. Social club dues pertain to dues that allow business meetings and business activities to take place. For 2016 there was one current officer with social club dues. Part I, Lines 4a-b SEVERANCE PAYMENTS were made to one individual listed on Form 990, part VII. Uzma Burki $684,200 Effective October 1, 2015, Battelle Memorial Institute implemented the Battelle Memorial Institute Retirement Benefits Restoration Plan ("Restoration Plan"), a top hat plan that replaces the now terminated Battelle Memorial Institute Executive's Section 457(f) Pension Plan. The Restoration Plan is a component of Battelle's total compensation package, and it provides a defined contribution accrual specific to pay earned in excess of IRS pay limits. These contributions are vested on a class-year basis (5-years after contribution, or at age 65 if earlier), and are taxable to the participant in the year of vesting. The amount that becomes vested/taxable is reported on the participant's Form W-2 in year of vesting. In 2016, three officer's were reported with vested/taxable compensation in column d of part VII as applicable. Steven F Ashby $31,831 Ronald D Townsend $91,506 Jeff Wadsworth $207,809 Part I, Line 7 SHORT AND LONG-TERM INCENTIVE COMPENSATION PROGRAMS ARE TIED TO CORPORATE AND INDIVIDUAL PERFORMANCE. SCHEDULE J SUPPLEMENTAL INFORMATION DIRECTORS ARE PAID AS INDEPENDENT CONTRACTORS IN PART VII. EMPLOYEE WELFARE BENEFITS AND FRINGE BENEFITS: IN ADDITION TO THE COMPENSATION AND RETIREMENT PLANS OTHERWISE LISTED IN PART VII, THOSE INDIVIDUALS REPORTED ON PART VII WHO ARE EMPLOYEES OF BMI ARE ELIGIBLE TO PARTICIPATE IN BMI'S EMPLOYEE WELFARE BENEFIT AND GROUP INSURANCE PLANS ON THE SAME TERMS AS ANY OTHER EMPLOYEE. CONTRIBUTIONS TO EMPLOYEE WELFARE BENEFIT AND GROUP INSURANCE PLANS ARE MADE IN AGGREGATE BASED UPON GROUP ACTUARIAL FACTORS AND HISTORICAL CLAIMS EXPERIENCE AND APPORTIONING SPECIFIC DOLLAR AMOUNTS TO INDIVIDUALS IS IMPRACTICAL. AS EMPLOYEES, SUCH INDIVIDUALS MAY ALSO HAVE RECEIVED WORKING CONDITION FRINGE BENEFITS AND/OR DE MINIMIS FRINGE BENEFITS AND/OR QUALIFIED MOVING EXPENSE REIMBURSEMENTS EXCLUDED FROM INCOME UNDER INTERNAL REVENUE CODE SECTIONS 132(A)(3),132(A)(4),AND 132(A)(6) RESPECTIVELY. TRAVEL AND ENTERTAINMENT EXPENSE REIMBURSEMENT: BMI'S EXECUTIVES INCUR VARIOUS TRAVEL AND ENTERTAINMENT EXPENSES IN THE CONDUCT OF THEIR OFFICIAL DUTIES AS REPRESENTATIVES OF BMI. BMI HAS WRITTEN TRAVEL AND ENTERTAINMENT EXPENSE REIMBURSEMENT POLICIES THAT COMPLY WITH PUBLISHED IRS GUIDANCE. ALL EXECUTIVES, INCLUDING THOSE INDIVIDUALS REPORTED ON PART VII, ARE REQUIRED TO SUBSTANTIATE TRAVEL AND ENTERTAINMENT EXPENSE IN ACCORDANCE WITH THAT POLICY. INTERNAL AUDIT TESTED THE EXPENSE REPORTS ASSOCIATED WITH DIRECTOR'S AND OFFICER'S TRAVEL AND ENTERTAINMENT EXPENSES. BMI'S TOTAL COMPENSATION PACKAGE CONSISTS OF BASE SALARIES OR HOURLY RATES OF PAY; SHORT AND LONG-TERM INCENTIVE COMPENSATION PROGRAMS TIED TO CORPORATE AND INDIVIDUAL PERFORMANCE; QUALIFIED DEFINED BENEFIT for eligible employees AND DEFINED CONTRIBUTION EMPLOYEE BENEFIT PLANS; NONQUALIFIED PLANS AND CASH PAYMENT ARRANGEMENTS WHICH PROVIDE THE ECONOMIC VALUE OF BENEFITS OTHERWISE PAYABLE UNDER THE NORMAL PROVISIONS OF BMI'S QUALIFIED DEFINED BENEFIT AND DEFINED CONTRIBUTION EMPLOYEE BENEFIT PLANS (QUALIFIED PLANS) BUT FOR OPERATION OF THE INTERNAL REVENUE CODES LIMITATIONS UPON THE AMOUNT OF COMPENSATION WHICH CAN BE TAKEN INTO ACCOUNT IN DETERMINING BENEFITS UNDER A QUALIFIED PLAN, THE AMOUNT OF CONTRIBUTIONS WHICH CAN BE MADE TO A QUALIFIED PLAN, AND/OR THE AMOUNT OF BENEFITS WHICH CAN BE PAID FROM A QUALIFIED PLAN; VARIOUS EMPLOYEE WELFARE BENEFIT PLANS AND GROUP INSURANCES; PAID LEAVE TIME; TUITION REIMBURSEMENT; AND MISCELLANEOUS DE MINIMIS, WORKING CONDITION FRINGE BENEFITS, AND QUALIFIED MOVING EXPENSE REIMBURSEMENTS. Deferred compensation from retirement plans reported in Schedule J, Part II, Column C reflects the impact of the changes in the discount rate and actuarial impacts of salary growth, age, and additional service and other actuarial factors, thereby increasing or decreasing the amounts. Blake Kluse Michael Kluse-Family Member 123901 PAYROLL 0 Form 990, Part VI, Section B, line 11b A detailed analysis of form 990 and 990T and final copies of each form are provided to every member of the board of directors prior to filing. The audit committee of the Board of directors holds a special meeting to review and approve the forms for filing. The audit committee reports its findings and conclusions to the entire board following the committee meeting. Form 990, Part VI, Section B, line 12c Each year, BMI uses a detailed conflict of interest certificate to obtain information from directors, officers and any key employee. In addition, directors and officers periodically update lists of their affiliations with other entities. BMI periodically distributes an Ethical Code of Conduct Training Course that must be reviewed and signed by every employee. Training with respect to Section 501(c)(3) compliance requirements, limitations and prohibitions, including improper private benefit and other conflict of interest-related matters is included in the Ethical Code of Conduct Training Course that must be reviewed and electronically signed by every employee. BMI maintains an ethics hot-line for its staff for use with respect to any ethics-related matter, and also maintains a dedicated e-mail box for use with respect to Section 501(c)(3) related matters. Matters reported or concerns raised by contact with the hot-line or through the e-mail box are given due consideration and investigated appropriately. Form 990, Part VI, Section B, line 15 COMPENSATION POLICY: BMI HAS A COMPREHENSIVE TOTAL COMPENSATION POLICY WHICH IT APPLIES TO ALL EMPLOYEES. BMI'S POLICY IS TO COMPENSATE EACH EMPLOYEE IN A MANNER WHICH IS EQUITABLE AND CONSISTENT WITH THE MARKET VALUE OF HIS/HER POSITION, HIS/HER PERFORMANCE, AND COMPENSATION OF HIS/HER ASSOCIATES AND PEERS. THE GOAL UNDERLYING BMI'S POLICY IS TO ATTRACT, RETAIN, AND REWARD THE HIGH-QUALITY EMPLOYEES IT NEEDS TO CONTINUE AND ADVANCE ITS EXEMPT PURPOSES. IN IMPLEMENTING ITS POLICY, BMI RIGOROUSLY UTILIZES NATIONAL, REGIONAL, AND LOCAL COMPENSATION SURVEYS AND BENCHMARKING OF OTHER ORGANIZATIONS TO ESTABLISH MARKET-COMPARABILITY OF TOTAL COMPENSATION AND TAKES GREAT CARE TO STRUCTURE COMPENSATION PROGRAMS TO COMPLY WITH ALL RELEVANT LEGAL, TAX AND REGULATORY REQUIREMENTS. WHEN CONSIDERING AND APPROVING KEY EXECUTIVE COMPENSATION, THE BMI BOARD OF DIRECTOR'S NORMAL PRACTICE IS TO FOLLOW PROCEDURES WHICH ESTABLISH A REBUTTABLE PRESUMPTION OF REASONABLENESS PURSUANT TO TREASURY REGULATION SECTION 53.4958-6. Form 990, Part VI, Section C, line 19 BMI provides form 1023, application for tax exemption, on request, form 1023 includes the articles of incorporation and the code of regulations. The code of regulations in form 1023 does not reflect the changes made on November 12, 2008. BMI makes forms 990 and 990T available to the public from itS Web Site. The conflict of interest policies and financial statements are not made available to the public. Form 990, Part IX, line 11g Subcontract & Consulting: Program service expenses 583,417,919. Management and general expenses 326,144,908. Fundraising expenses 0. Total expenses 909,562,827. Form 990, Part XI, line 9: MARKET VALUE ADJUSTMENT ON MARKETABLE SECURITIES 23,402,933. CURRENCY TRANSLATION ADJUSTMENT 178,307. Transfers -31,481. PENSION AND POST RETIREMENT BENEFITS 66,657,192. NONCONTROLLING INTEREST -784,228. Form 990, Part I, Line 7A FORM 990 IS PREPARED ON GAAP FINANCIAL ACCOUNTING BASIS AND FORM 990T IS PREPARED ON AN INCOME TAX ACCOUNTING BASIS. THEREFORE THERE ARE BOOK TO TAX DIFFERENCES THAT ARE RECONCILED IN THE FOLLOWING SCHEDULE FOR THE UNRELATED BUSINESS REVENUE TO FORM 990T, PART I, LINE 13, COLUMN A FORM 990 UNRELATED BUSINESS REVENUE 64,109,782 DEDUCT INCOME TAX BASIS PARTNERSHIP LOSS 266,856 DEDUCT THE COSTS OF GOODS SOLD 57,069,978 EQUALS TOTAL ON FORM 990T PART I, LINE 13, COLUMN A 6,772,948 Battelle National Biodefense Institute LLC 8300 Research Plaza FREDERICK MD 21702 043851808 Management of National Laboratory DE 36863479 14445443 BATTELLE MEMORIAL INSTITUTE Battelle Energy Alliance LLC 2525 N FREMONT AVE IDAHO FALLS ID 83415 680588324 Management of National Laboratory DE 994102068 8176344 BATTELLE MEMORIAL INSTITUTE Battelle Sandia LLC 505 King Avenue Columbus OH 43201 812597561 MANAgement of National Laboratory DE 0 0 BATTELLE MEMORIAL INSTITUTE SeeByte Limited Orchard Brae House 30 Queensferry R Edinburgh UK 981146573 Custom Computer Programing services UK 6360832 5744452 SeeByte Holdings LTD Seebyte Holdings LTD 16 Charlotte Square Edinburgh UK 981140866 Holding Company UK 0 20458276 bATTELLE MEMORIAL INSTITUTE Battelle Education 505 KING AVENUE COLUMBUS OH 43201 460585021 PROMOTE STEM EDUCATION OH 501(c)(3) 11(a)I BATTELLE MEMORIAL INSTITUTE 0 NATIONAL ECOLOGICAL OBSERVATORY NETWORK INC 1685 38th St Suite 100 Boulder CO 80301 204510571 Ecological Monitoring DC 501(c)(3) 7 bATTELLE MEMORIAL INSTITUTE 0 360IP (CHINA) PTE LTD 391B ORCHARD ROAD 16-03/04 NGEE ANN CITY TOWER B SN 238874 Intellecutal Prop Management and Investment SN BATTELLE MEMORIAL INSTITUTE C 0.71050 1 360IP CORPORATION 100 Princeton South St 150 Ewing NJ 08628 261970537 Intellecutal Prop Management and Investment DE BATTELLE MEMORIAL INSTITUTE C 0.71050 1 360IP Japan Pte Ltd 6-6-1 Ginza Chuo-KU Tokyo JA Contract Research IP Consulting JA BATTELLE MEMORIAL INSTITUTE C 0.70330 1 360IP Investment Company 190 Elgin Avenue George Town Grand Cayman CJ Management Services CJ BATTELLE MEMORIAL INSTITUTE C 0.71050 1 360IP KOREA 14 FLOOR SH TOWER 278-22 NONHYEONDONG gANGNAMgu KS Intellecutal Prop Management and Investment KS BATTELLE MEMORIAL INSTITUTE C 0.71050 1 360IP PTE LTD 391B ORCHARD ROAD 16-03/04 NGEE ANN CITY TOWER B SN 238874 200817081 Other Investment Holding Company SN BATTELLE MEMORIAL INSTITUTE C 45372 0.71050 1 Battelle Arabia for Science & Technology Al-Akaria Plaza Level 6 North Win Riyadh SA 11673 Scientific Research SA BATTELLE MEMORIAL INSTITUTE C 1.00000 1 Battelle Institute EV Frankfurt am Main Frankfurt GM Scientific Research (dormant) GM BATTELLE MEMORIAL INSTITUTE C 1.00000 1 Battelle Japan Corporation 2-Chome Uchisaiwai-Cho Chiyoda-KU TOKYO JA Scientific Research JA BATTELLE MEMORIAL INSTITUTE C 0.60000 1 Battelle Oklahoma LLC 505 KING AVENUE COLUMBUS OH 43201 200292062 Real Estate Activities OK BATTELLE MEMORIAL INSTITUTE C 288359 330738 1.00000 1 Battelle Science & Technology India Pvt Ltd Unit 302 Panchshil Tech Park Hinjewadi Pune IN 411057 Scientific Research IN BATTELLE MEMORIAL INSTITUTE C 1.00000 1 Battelle Services Company Inc 505 KING AVENUE COLUMBUS OH 43201 311792334 Employee Leasing OH BATTELLE MEMORIAL INSTITUTE C 385060 1143263 1.00000 1 Battelle UK Limited 29 springfield lyons approach chelsford essex UK CM2 5LB Scientific Research UK BATTELLE MEMORIAL INSTITUTE C 13241334 18043405 1.00000 1 B-C JV LLC 1204 Technology Drive Aberdeen MD 21004 471470805 Scientific Research MD BATTELLE MEMORIAL INSTITUTE C 0.70000 1 Geosafe Australia Pty Limited LEVEL 14 140 ST GEORGES TERRACE PERTH AS WA 6000 Hazardous Waste Remediation (Dormant) AS GEOSAFE CORPORATION C 1.00000 1 Geosafe Corporation 505 KING AVENUE COLUMBUS OH 43201 911404268 Waste Cleanup WA BATTELLE MEMORIAL INSTITUTE C 3432 484151 1.00000 1 The Healthcare Colloquium Inc 505 KING AVENUE COLUMBUS OH 43201 262347432 Consulting OH BATTELLE MEMORIAL INSTITUTE C 1.00000 1 Research Insurance Company Ltd 73 Front Street 3rd Floor HAMILTON BD HM11 Insuring Battelle Risks BD BATTELLE MEMORIAL INSTITUTE C 4115144 100717643 1.00000 1 Scientific Advances Inc 505 KING AVENUE COLUMBUS OH 43201 316024333 Venture Capital Management OH BATTELLE MEMORIAL INSTITUTE C 1666 107848 1.00000 1 SeeByte Inc 2240 Shelter Island Drive Suite 210 San Diego CA 92106 980563142 Software Development DE Seebyte Limited C 1450215 1078966 1.00000 1 Vitex Systems Inc 505 KING AVENUE colUMBUS OH 43201 770526364 Licensing Company DE BATTELLE MEMORIAL INSTITUTE C 31617 80160 1.00000 1 Winner Water Services Inc Winner Bldg 32W State St Sharon PA 16146 461707320 Water Treatment PA BATTELLE MEMORIAL INSTITUTE S -349171 0.58000 1 1 1 0 1 0 0 0 0 0 0 0 1 1 1 1 0 0 0 0 Battelle Oklahoma LLC - SPECIFIED PAYMENT A 2483 FMV Battelle Services CompanY - SPECIFIED PAYMENT A 11700 FMV Battelle UK Limited A 74345 FMV Geosafe Corporation - SPECIFIED PAYMENT A 141024 FMV Vitex Systems Inc - SPECIFIED PAYMENT A 30885 FMV Vitex Systems Inc B 717792 FMV Battelle Services Company Inc D 335000 FMV Battelle UK Limited L 320488 FMV SeeByte Inc L 514691 FMV Battelle UK Limited M 517297 FMV SeeByte Inc M 266226 FMV BROOKHAVEN SCIENCE ASSOCIATESLLC PO BOX 5000 UPTON NY 11973 113403915 management of national laboratory DE RELATED 1 2137074 3110830 0 0 0 0.50000 UT-BATTELLE LLC 1 BETHEL VALLEY ROAD BLDG 4500N MS OAK RIDGE TN 37831 621788235 MANAGEMENT OF NATIONAL LABORATORY TN RELATED 1 4367403 4055879 0 0 0 0.50000 National Defense Energy & Environmental Alliance LLC 6165 Guardian Gateway Aberdeen MD 21005 474206336 PROCURE AND PERFORM US GOVERNMENT PRIME CONTRACTS MD reLATED 1 93473 35543 0 0 0 0.50000 Schedule R,Part V DURING FISCAL YEAR 2017, BMI RELATED ENTITIES PROVIDED CONTRACT SCIENTIFIC RESEARCH AND DEVELOPMENT AND TECHNICAL SERVICES IN THE ORDINARY COURSE OF BUSINESS UNDER ARMS-LENGTH TERMS, CONDITIONS, AND PRICING. SERVICES TO BMI AND BMI'S JAPAN, INDIA, SAUDI ARABIA, SINGAPORE, AND UNITED KINGDOM AFFILIATES WERE PROVIDED UNDER ARMS-LENGTH TERMS AND AT PRICING WHICH COMPLIED WITH THE INTER-COMPANY TRANSFER PRICING RULES OF JAPAN, INDIA, SAUDI ARABIA, SINGAPORE, UNITED KINGDOM, AND THE UNITED STATES. BMI ENGAGED IN TRANSACTIONS WITH RELATED ENTITIES SUCH AS: THE PROVISION OF CAPITAL AND THE FURNISHING OF GOODS, SERVICES OR FACILITIES. All TRANSACTIONS with taxable related entities WERE CONDUCTED AT FAIR MARKET VALUE RATES AND ARE IN ACCORDANCE WITH INTERNAL REVENUE CODE SECTION 482 AND OTHER APPLICABLE INTER-COMPANY TRANSFER PRICING RULES. THESE TRANSACTIONS HAVE BEEN APPROVED AND DOCUMENTED AND CONDUCTED IN THE ORDINARY COURSE OF BUSINESS. SCHEDULE R, PART VI BMI is required to consolidate Brookhaven Science Associates, LLC and UT-Battelle, LLC for financial accounting purposes and accordingly, their financial attributes are reflected in the revenues and expenses and other financial information in this form and related schedules. SCHEDULE R, PART V, LINE 1M AND 1N BMI SHARES EMPLOYEES, Facilities, AND EQUIPMENT WITH Battelle Education.