LYONS SHARE FOUNDATION: Form 990PF, tax year 2017
View the entire original 990 at ProPublica ↗
- Organization
- LYONS SHARE FOUNDATION (EIN 33-0622707)
- Tax period
- 2017-01-01 to 2017-12-31
- Filed
- 2018-11-14
- IRS object ID
- 201813189349101826
- Schema version
- 2017v2.3
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-11-14T12:12:00-06:00 | ReturnTs |
| Tax Period End | 2017-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 341885304 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CBIZ MHM LLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2301 DUPONT DRIVE SUITE 200 | AddressLine1Txt |
| City | IRVINE | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92612 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2017-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 330622707 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | LYONS SHARE FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | LYON | BusinessNameControlTxt |
| Phone | 9494745500 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 36 HARBOR ISLAND | AddressLine1Txt |
| City | NEWPORT BEACH | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92660 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | MARY LYONS | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 9496759225 | PhoneNum |
| Signature | 2018-10-31 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | VERLON MCKAY | PreparerPersonNm |
| PTIN | P00186204 | PTIN |
| Phone | 9497528115 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 4.16.202.74 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2018-10-31 | IPDt |
| IP Tm | 20:52:18 | IPTm |
| IP Timezone | PD | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 7B547AE6D5ACF959366CA8800AB80ACA6E6DED5B | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2017 | TaxYr |
| Build TS | 2019-02-21 02:37:17Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $10,362,663 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $9,097,653 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $40,953 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $40,953 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $70,481 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $4,889,667 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $3,326,685 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $72,075 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $0 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $9,281,162 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $3,367,638 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Taxes Rev And Expnss | $13,103 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $5,985 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $5,985 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $19,088 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $5,985 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $732,400 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $732,400 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $751,488 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $5,985 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $732,400 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $8,529,674 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $3,361,653 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $57,607 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $5,686 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $5,686 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $134 | CorporateStockBOYAmt |
| Corporate Stock EOY | $5,669,533 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $5,669,533 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $142,767 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $131,619 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $131,619 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $1,614,581 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $4,555,825 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $4,555,825 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $1,276 | OtherAssetsBOYAmt |
| Other Assets EOY | $1,276 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $0 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $1,816,365 | TotalAssetsBOYAmt |
| Total Assets EOY | $10,363,939 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $10,362,663 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $1,816,365 | CapitalStockBOYAmt |
| Capital Stock EOY | $10,363,939 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $0 | RetainedEarningBOYAmt |
| Retained Earning EOY | $0 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $1,816,365 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $10,363,939 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $1,816,365 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $10,363,939 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $1,816,365 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $8,529,674 | ExcessRevenueOverExpensesAmt |
| Other Increases | $17,900 | OtherIncreasesAmt |
| Subtotal | $10,363,939 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $10,363,939 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (425 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| AON PLC | 2005-10-10 | 2017-12-28 | $151,125 | $58,253 | $92,872 | $92,872 | |
| AQR MANAGED FUTURES | 2015-11-18 | 2017-03-13 | $6 | $7 | -$1 | -$1 | |
| AQR MGD FUTURES STRAT I | 2016-12-21 | 2017-05-10 | $9 | $11 | -$2 | -$2 | |
| AQR MGD FUTURES STRAT I | 2016-12-21 | 2017-03-13 | $1 | $2 | -$1 | -$1 | |
| AQR MGD FUTURES STRAT I | 2015-12-22 | 2017-05-10 | $701 | $795 | -$94 | -$94 | |
| AQR MGD FUTURES STRAT I | 2015-12-22 | 2017-05-10 | $9 | $11 | -$2 | -$2 | |
| AQR MGD FUTURES STRAT I | 2015-12-22 | 2017-05-10 | $9 | $10 | -$1 | -$1 | |
| AQR MGD FUTURES STRAT I | 2015-12-22 | 2017-05-10 | $90 | $102 | -$12 | -$12 | |
| AQR MGD FUTURES STRAT I | 2015-12-22 | 2017-05-10 | $225 | $255 | -$30 | -$30 | |
| AQR MGD FUTURES STRAT I | 2015-11-18 | 2017-05-10 | $3 | $4 | -$1 | -$1 | |
| AQR MGD FUTURES STRAT I | 2015-11-18 | 2017-03-13 | $2,038 | $2,391 | -$353 | -$353 | |
| AQR MGD FUTURES STRAT I | 2015-11-18 | 2017-05-10 | $7,615 | $9,292 | -$1,677 | -$1,677 | |
| AQR MULTI STRAT ALTNTV I | 2016-12-21 | 2017-03-13 | $3 | $3 | $0 | $0 | |
| AQR MULTI STRAT ALTNTV I | 2016-12-21 | 2017-05-15 | $2 | $2 | $0 | $0 | |
| AQR MULTI STRAT ALTNTV I | 2016-12-21 | 2017-05-31 | $198 | $201 | -$3 | -$3 | |
| AQR MULTI STRAT ALTNTV I | 2016-12-21 | 2017-05-31 | $104 | $105 | -$1 | -$1 | |
| AQR MULTI STRAT ALTNTV I | 2016-12-21 | 2017-05-31 | $0 | $0 | |||
| AQR MULTI STRAT ALTNTV I | 2016-07-27 | 2017-05-31 | $7,453 | $7,508 | -$55 | -$55 | |
| AQR MULTI STRAT ALTNTV I | 2016-07-27 | 2017-03-13 | $3,636 | $3,583 | $53 | $53 | |
| AQR MULTI STRAT ALTNTV I | 2016-07-27 | 2017-05-15 | $1,031 | $1,033 | -$2 | -$2 | |
| ARTISAN INTERNATIONAL | 2016-11-17 | 2017-01-11 | $25 | $25 | $0 | $0 | |
| ARTISAN INTERNATIONAL | 2016-11-17 | 2017-01-11 | $105 | $103 | $2 | $2 | |
| ARTISAN INTERNATIONAL | 2015-11-19 | 2017-01-11 | $26 | $29 | -$3 | -$3 | |
| ARTISAN INTERNATIONAL | 2015-11-19 | 2017-01-11 | $53 | $59 | -$6 | -$6 | |
| ARTISAN INTERNATIONAL | 2015-11-18 | 2017-01-11 | $4,287 | $4,776 | -$489 | -$489 | |
| ARTISAN INTERNATIONAL | 2015-11-18 | 2017-01-11 | $26 | $30 | -$4 | -$4 | |
| ARTISAN INTERNATIONAL | 2015-11-18 | 2017-01-11 | $579 | $645 | -$66 | -$66 | |
| ARTISAN INTERNATIONAL | 2015-04-23 | 2017-01-11 | $3,813 | $4,623 | -$810 | -$810 | |
| AVERY DENNISON CORP | 1998-04-21 | 2017-12-28 | $251,239 | $251,239 | $251,239 | ||
| BECTON DICKINSON CO | 2002-11-04 | 2017-12-28 | $100,082 | $100,082 | $100,082 | ||
| BIOGEN INC | 2005-10-10 | 2017-12-28 | $100,265 | $39,572 | $60,693 | $60,693 | |
| BLACKSTONE ALT MULTI | 2016-12-19 | 2017-03-13 | $6 | $5 | $1 | $1 | |
| BLACKSTONE ALT MULTI | 2015-11-18 | 2017-03-13 | $3,685 | $3,692 | -$7 | -$7 | |
| BLACKSTONE ALT MULTI | 2015-11-18 | 2017-03-13 | $2 | $2 | $0 | $0 | |
| BROWN FORMAN CORP CL A | 2004-06-08 | 2017-05-25 | $76,204 | $325 | $75,879 | $75,879 | |
| BROWN FORMAN CORP CL A | 2004-06-08 | 2017-06-16 | $17,899 | $79 | $17,820 | $17,820 | |
| BROWN FORMAN CORP CL A | 2004-06-08 | 2017-12-28 | $8,799 | $29 | $8,770 | $8,770 | |
| DOLLAR TREE INC | 2000-08-01 | 2017-12-28 | $99,599 | $1,741 | $97,858 | $97,858 | |
| DOUBLELINE CORE FIXED | 2017-02-14 | 2017-05-15 | $2 | $2 | $0 | $0 | |
| DOUBLELINE CR FXD IN I | 2017-04-28 | 2017-05-15 | $5 | $5 | $0 | $0 | |
| DOUBLELINE CR FXD IN I | 2017-02-28 | 2017-03-29 | $6 | $6 | $0 | $0 | |
| DOUBLELINE CR FXD IN I | 2017-02-28 | 2017-03-13 | $0 | $0 | |||
| DOUBLELINE CR FXD IN I | 2017-02-14 | 2017-05-15 | $8,799 | $8,718 | $81 | $81 | |
| DOUBLELINE CR FXD IN I | 2017-02-14 | 2017-03-29 | $1,492 | $1,484 | $8 | $8 | |
| DOUBLELINE CR FXD IN I | 2017-01-31 | 2017-03-29 | $33 | $32 | $1 | $1 | |
| DOUBLELINE CR FXD IN I | 2016-12-30 | 2017-03-29 | $11 | $11 | $0 | $0 | |
| DOUBLELINE CR FXD IN I | 2016-12-30 | 2017-03-29 | $33 | $32 | $1 | $1 | |
| DOUBLELINE CR FXD IN I | 2016-11-30 | 2017-03-29 | $11 | $11 | $0 | $0 | |
| DOUBLELINE CR FXD IN I | 2016-11-30 | 2017-03-29 | $44 | $43 | $1 | $1 | |
| DOUBLELINE CR FXD IN I | 2016-10-31 | 2017-03-29 | $33 | $33 | $0 | $0 | |
| DOUBLELINE CR FXD IN I | 2016-10-31 | 2017-03-29 | $11 | $11 | $0 | $0 | |
| DOUBLELINE CR FXD IN I | 2016-09-30 | 2017-03-29 | $33 | $33 | $0 | $0 | |
| DOUBLELINE CR FXD IN I | 2016-09-30 | 2017-03-29 | $11 | $11 | $0 | $0 | |
| DOUBLELINE CR FXD IN I | 2016-08-31 | 2017-03-29 | $33 | $33 | $0 | $0 | |
| DOUBLELINE CR FXD IN I | 2016-08-26 | 2017-05-15 | $11 | $11 | $0 | $0 | |
| DOUBLELINE CR FXD IN I | 2016-08-26 | 2017-05-15 | $120 | $123 | -$3 | -$3 | |
| DOUBLELINE CR FXD IN I | 2016-07-29 | 2017-05-15 | $131 | $134 | -$3 | -$3 | |
| DOUBLELINE CR FXD IN I | 2016-07-29 | 2017-03-29 | $11 | $11 | $0 | $0 | |
| DOUBLELINE CR FXD IN I | 2016-07-29 | 2017-03-29 | $44 | $45 | -$1 | -$1 | |
| DOUBLELINE CR FXD IN I | 2016-07-27 | 2017-05-15 | $11 | $11 | $0 | $0 | |
| DOUBLELINE CR FXD IN I | 2016-07-27 | 2017-05-15 | $164 | $167 | -$3 | -$3 | |
| DOUBLELINE CR FXD IN I | 2016-07-27 | 2017-03-13 | $6,155 | $6,384 | -$229 | -$229 | |
| DOUBLELINE CR FXD IN I | 2016-07-27 | 2017-03-29 | $6,229 | $6,424 | -$195 | -$195 | |
| DOUBLELINE CR FXD IN I | 2016-07-27 | 2017-03-29 | $11 | $11 | $0 | $0 | |
| DOUBLELINE CR FXD IN I | 2016-07-27 | 2017-03-29 | $120 | $123 | -$3 | -$3 | |
| DOUBLELINE CR FXD IN I | 2016-07-27 | 2017-03-29 | $11,533 | $11,818 | -$285 | -$285 | |
| DOUBLELINE CR FXD IN I | 2016-07-27 | 2017-03-29 | $11 | $11 | $0 | $0 | |
| DOUBLELINE CR FXD IN I | 2016-07-27 | 2017-03-29 | $163 | $167 | -$4 | -$4 | |
| DOUBLELINE CR FXD IN I | 2016-07-27 | 2017-03-29 | $131 | $134 | -$3 | -$3 | |
| DOUBLELINE SH ENH CAPE I | 2017-04-28 | 2017-05-15 | $6 | $6 | $0 | $0 | |
| DOUBLELINE SH ENH CAPE I | 2017-02-28 | 2017-03-29 | $8 | $8 | $0 | $0 | |
| DOUBLELINE SH ENH CAPE I | 2017-02-28 | 2017-03-13 | $1 | $1 | $0 | $0 | |
| DOUBLELINE SH ENH CAPE I | 2016-05-27 | 2017-05-15 | $8,804 | $7,227 | $1,577 | $1,577 | |
| DOUBLELINE SH ENH CAPE I | 2016-05-27 | 2017-05-15 | $15 | $12 | $3 | $3 | |
| DOUBLELINE SH ENH CAPE I | 2016-04-29 | 2017-05-15 | $61 | $49 | $12 | $12 | |
| DOUBLELINE SH ENH CAPE I | 2016-03-31 | 2017-05-15 | $61 | $49 | $12 | $12 | |
| DOUBLELINE SH ENH CAPE I | 2016-03-31 | 2017-05-15 | $15 | $12 | $3 | $3 | |
| DOUBLELINE SH ENH CAPE I | 2016-02-29 | 2017-05-15 | $61 | $46 | $15 | $15 | |
| DOUBLELINE SH ENH CAPE I | 2016-01-29 | 2017-05-15 | $61 | $46 | $15 | $15 | |
| DOUBLELINE SH ENH CAPE I | 2016-01-29 | 2017-05-15 | $15 | $12 | $3 | $3 | |
| DOUBLELINE SH ENH CAPE I | 2015-12-31 | 2017-05-15 | $61 | $48 | $13 | $13 | |
| DOUBLELINE SH ENH CAPE I | 2015-12-04 | 2017-05-15 | $455 | $363 | $92 | $92 | |
| DOUBLELINE SH ENH CAPE I | 2015-12-04 | 2017-05-15 | $15 | $12 | $3 | $3 | |
| DOUBLELINE SH ENH CAPE I | 2015-11-30 | 2017-05-15 | $61 | $49 | $12 | $12 | |
| DOUBLELINE SH ENH CAPE I | 2015-11-19 | 2017-03-13 | $14,179 | $11,722 | $2,457 | $2,457 | |
| DOUBLELINE SH ENH CAPE I | 2015-11-19 | 2017-05-15 | $152 | $122 | $30 | $30 | |
| DOUBLELINE SH ENH CAPE I | 2015-11-19 | 2017-03-29 | $14,992 | $12,393 | $2,599 | $2,599 | |
| DOUBLELINE SHILLER | 2015-11-19 | 2017-03-29 | $1 | $1 | $0 | $0 | |
| DOUBLELINE TOT RTRN BD I | 2017-04-28 | 2017-05-15 | $5 | $5 | $0 | $0 | |
| DOUBLELINE TOT RTRN BD I | 2017-02-28 | 2017-03-13 | $6 | $6 | $0 | $0 | |
| DOUBLELINE TOT RTRN BD I | 2017-02-28 | 2017-03-29 | $3 | $3 | $0 | $0 | |
| DOUBLELINE TOT RTRN BD I | 2017-01-31 | 2017-02-14 | $4 | $4 | $0 | $0 | |
| DOUBLELINE TOT RTRN BD I | 2015-11-19 | 2017-03-13 | $5,359 | $5,517 | -$158 | -$158 | |
| DOUBLELINE TOT RTRN BD I | 2015-11-19 | 2017-03-29 | $160 | $163 | -$3 | -$3 | |
| DOUBLELINE TOT RTRN BD I | 2015-11-19 | 2017-05-15 | $160 | $163 | -$3 | -$3 | |
| DOUBLELINE TOT RTRN BD I | 2015-11-19 | 2017-02-14 | $5,427 | $5,549 | -$122 | -$122 | |
| DOUBLELINE TOT RTRN BD I | 2015-11-19 | 2017-05-15 | $1,495 | $1,520 | -$25 | -$25 | |
| DOUBLELINE TOT RTRN BD I | 2015-11-19 | 2017-05-15 | $7,262 | $7,385 | -$123 | -$123 | |
| DOUBLELINE TOT RTRN BD I | 2015-11-19 | 2017-03-29 | $19,836 | $20,189 | -$353 | -$353 | |
| DOUBLELINE TOT RTRN BD I | 2015-11-19 | 2017-05-15 | $11 | $11 | $0 | $0 | |
| DOUBLELINE TOT RTRN BD I | 2015-11-18 | 2017-02-14 | $62,881 | $64,243 | -$1,362 | -$1,362 | |
| DOUBLELINE TOT RTRN BD I | 2015-11-18 | 2017-02-14 | $11 | $11 | $0 | $0 | |
| DOUBLELINE TOT RTRN BD I | 2015-10-30 | 2017-02-14 | $96 | $98 | -$2 | -$2 | |
| DOUBLELINE TOT RTRN BD I | 2015-10-30 | 2017-02-14 | $11 | $11 | $0 | $0 | |
| DOUBLELINE TOT RTRN BD I | 2015-09-30 | 2017-02-14 | $96 | $98 | -$2 | -$2 | |
| DOUBLELINE TOT RTRN BD I | 2015-09-30 | 2017-02-14 | $11 | $11 | $0 | $0 | |
| DOUBLELINE TOT RTRN BD I | 2015-08-31 | 2017-02-14 | $96 | $98 | -$2 | -$2 | |
| DOUBLELINE TOT RTRN BD I | 2015-07-31 | 2017-02-14 | $106 | $109 | -$3 | -$3 | |
| DOUBLELINE TOT RTRN BD I | 2015-07-31 | 2017-02-14 | $11 | $11 | $0 | $0 | |
| DOUBLELINE TOT RTRN BD I | 2015-06-30 | 2017-02-14 | $106 | $109 | -$3 | -$3 | |
| DOUBLELINE TOT RTRN BD I | 2015-05-29 | 2017-02-14 | $106 | $110 | -$4 | -$4 | |
| DOUBLELINE TOT RTRN BD I | 2015-05-29 | 2017-02-14 | $11 | $11 | $0 | $0 | |
| DOUBLELINE TOT RTRN BD I | 2015-05-20 | 2017-02-14 | $361 | $378 | -$17 | -$17 | |
| DOUBLELINE TOT RTRN BD I | 2015-05-10 | 2017-05-15 | $11 | $11 | $0 | $0 | |
| DOUBLELINE TOT RTRN BD I | 2015-05-10 | 2017-05-15 | $171 | $180 | -$9 | -$9 | |
| DOUBLELINE TOT RTRN BD I | 2015-05-07 | 2017-03-13 | $232 | $244 | -$12 | -$12 | |
| DOUBLELINE TOT RTRN BD I | 2015-04-30 | 2017-02-14 | $127 | $132 | -$5 | -$5 | |
| DOUBLELINE TOT RTRN BD I | 2015-04-23 | 2017-02-14 | $4,163 | $4,336 | -$173 | -$173 | |
| DOUBLELINE TOT RTRN BD I | 2015-04-23 | 2017-02-14 | $234 | $243 | -$9 | -$9 | |
| DOUBLELINE TOT RTRN BD I | 2015-04-22 | 2017-02-14 | $11 | $11 | $0 | $0 | |
| DOUBLELINE TOT RTRN BD I | 2015-04-22 | 2017-03-13 | $169 | $178 | -$9 | -$9 | |
| DOUBLELINE TOT RTRN BD I | 2015-04-22 | 2017-03-13 | $11 | $11 | $0 | $0 | |
| DOUBLELINE TOT RTRN BD I | 2015-04-22 | 2017-02-14 | $489 | $512 | -$23 | -$23 | |
| DOUBLELINE TOT RTRN BD I | 2015-04-22 | 2017-03-13 | $317 | $334 | -$17 | -$17 | |
| DOUBLELINE TOTAL RETURN | 2015-11-19 | 2017-02-14 | $4 | $4 | $0 | $0 | |
| DOUBLELINE TOTAL RETURN | 2015-11-19 | 2017-03-29 | $1 | $1 | $0 | $0 | |
| EXXON MOBIL CORP COM | 1996-07-11 | 2017-12-28 | $25,000 | $77 | $24,923 | $24,923 | |
| FAIRPOINT COMMUNICATIONS | 2004-12-28 | 2017-04-27 | $134 | -$134 | -$134 | ||
| HARTFORD SCHRODERS INTL | 2017-03-31 | 2017-06-16 | $6 | $6 | $0 | $0 | |
| HARTFORD SCHRODERS INTL | 2017-01-11 | 2017-02-14 | $1 | $1 | $0 | $0 | |
| HARTFORD SCHRODERS INTL | 2016-05-27 | 2017-06-16 | $2,105 | $1,808 | $297 | $297 | |
| HARTFORD SCHRODERS INTL | 2016-05-27 | 2017-06-16 | $10 | $8 | $2 | $2 | |
| HARTFORD SCHRODERS INTL | 2015-12-30 | 2017-06-16 | $10 | $8 | $2 | $2 | |
| HARTFORD SCHRODERS INTL | 2015-12-30 | 2017-06-16 | $204 | $171 | $33 | $33 | |
| HARTFORD SCHRODERS INTL | 2015-11-18 | 2017-03-13 | $1,822 | $1,655 | $167 | $167 | |
| HARTFORD SCHRODERS INTL | 2015-11-18 | 2017-02-14 | $3 | $3 | $0 | $0 | |
| HARTFORD SCHRODERS INTL | 2015-11-18 | 2017-02-14 | $3,279 | $2,993 | $286 | $286 | |
| HARTFORD SCHRODERS INTL | 2015-11-18 | 2017-03-13 | $2 | $1 | $1 | $1 | |
| HARTFORD SCHRODERS INTL | 2015-11-18 | 2017-03-29 | $4 | $4 | $0 | $0 | |
| HARTFORD SCHRODERS INTL | 2015-11-18 | 2017-06-16 | $679 | $585 | $94 | $94 | |
| HARTFORD SCHRODERS INTL | 2015-11-18 | 2017-03-29 | $4,244 | $3,779 | $465 | $465 | |
| HARTFORD SCHRODERS INTL | 2015-11-18 | 2017-03-29 | $1 | $1 | $0 | $0 | |
| HOME DEPOT INC | 2004-06-08 | 2017-12-28 | $100,099 | $174 | $99,925 | $99,925 | |
| INVESCO BALANCED RISK | 2015-11-18 | 2017-03-13 | $3 | $3 | $0 | $0 | |
| INVESCO BALANCED RISK | 2015-11-18 | 2017-05-31 | $2 | $2 | $0 | $0 | |
| INVESCO BLD RK ALL CL Y | 2016-12-13 | 2017-03-13 | $5 | $5 | $0 | $0 | |
| INVESCO BLD RK ALL CL Y | 2015-11-18 | 2017-03-13 | $3,326 | $3,466 | -$140 | -$140 | |
| INVESCO BLD RK ALL CL Y | 2015-11-18 | 2017-05-31 | $2,704 | $2,728 | -$24 | -$24 | |
| INVESCO BLD RK ALL CL Y | 2015-11-18 | 2017-05-31 | $8 | $9 | -$1 | -$1 | |
| INVESCO EQU WT S&P 500 Y | 2017-02-14 | 2017-03-13 | $38 | $37 | $1 | $1 | |
| INVESCO EQU WT S&P 500 Y | 2017-02-14 | 2017-03-29 | $16 | $16 | $0 | $0 | |
| INVESCO EQU WT S&P 500 Y | 2017-02-14 | 2017-08-25 | $5,655 | $5,497 | $158 | $158 | |
| INVESCO EQU WT S&P 500 Y | 2016-12-13 | 2017-08-25 | $113 | $107 | $6 | $6 | |
| INVESCO EQU WT S&P 500 Y | 2016-12-13 | 2017-08-25 | $1,131 | $1,072 | $59 | $59 | |
| INVESCO EQU WT S&P 500 Y | 2016-12-13 | 2017-08-25 | $57 | $54 | $3 | $3 | |
| INVESCO EQU WT S&P 500 Y | 2016-12-13 | 2017-08-25 | $113 | $107 | $6 | $6 | |
| INVESCO EQU WT S&P 500 Y | 2016-12-08 | 2017-08-25 | $59,095 | $56,744 | $2,351 | $2,351 | |
| INVESCO EQU WT S&P 500 Y | 2016-12-08 | 2017-03-29 | $14,981 | $14,715 | $266 | $266 | |
| INVESCO EQU WT S&P 500 Y | 2016-12-08 | 2017-03-13 | $12,608 | $12,380 | $228 | $228 | |
| INVESCO EQU WT S&P 500 Y | 2016-12-08 | 2017-08-25 | $15 | $14 | $1 | $1 | |
| INVESCO EQU WT S&P 500 Y | 2016-12-08 | 2017-05-15 | $8,276 | $8,036 | $240 | $240 | |
| INVESCO EQU WT S&P 500 Y | 2016-12-08 | 2017-05-15 | $39 | $38 | $1 | $1 | |
| INVESCO EQUALLY WEIGHTED | 2016-12-08 | 2017-03-29 | $3 | $3 | $0 | $0 | |
| ISH TR CORE DIVID GROWTH | 2016-05-27 | 2017-03-29 | $670 | $597 | $73 | $73 | |
| ISH TR CORE DIVID GROWTH | 2016-01-21 | 2017-02-23 | $5,591 | $4,365 | $1,226 | $1,226 | |
| ISH TR CORE DIVID GROWTH | 2016-01-21 | 2017-02-14 | $3,400 | $2,696 | $704 | $704 | |
| ISH TR CORE DIVID GROWTH | 2016-01-21 | 2017-03-29 | $17,149 | $13,430 | $3,719 | $3,719 | |
| ISH TR CORE DIVID GROWTH | 2016-01-21 | 2017-03-13 | $7,637 | $5,916 | $1,721 | $1,721 | |
| ISH TR CORE DIVID GROWTH | 2015-11-19 | 2017-02-14 | $55,754 | $48,548 | $7,206 | $7,206 | |
| ISHARES 1-3 YEAR | 2016-05-27 | 2017-03-29 | $5,258 | $5,273 | -$15 | -$15 | |
| ISHARES GOLD TR | 2017-05-31 | 2017-08-31 | $3 | $3 | $0 | $0 | |
| ISHARES GOLD TR | 2017-05-31 | 2017-07-31 | $3 | $3 | $0 | $0 | |
| ISHARES GOLD TR | 2017-05-31 | 2017-06-30 | $3 | $3 | $0 | $0 | |
| ISHARES GOLD TR | 2017-05-31 | 2017-09-30 | $3 | $3 | $0 | $0 | |
| ISHARES GOLD TR | 2017-05-31 | 2017-12-31 | $3 | $3 | $0 | $0 | |
| ISHARES GOLD TR | 2017-05-31 | 2017-11-30 | $3 | $3 | $0 | $0 | |
| ISHARES GOLD TR | 2017-05-31 | 2017-10-31 | $3 | $3 | $0 | $0 | |
| ISHARES RS 2000 GROWTH | 2016-12-07 | 2017-02-14 | $10,917 | $10,593 | $324 | $324 | |
| ISHARES RS 2000 GROWTH | 2016-12-07 | 2017-03-13 | $3,362 | $3,271 | $91 | $91 | |
| ISHARES RS 2000 GROWTH | 2016-12-07 | 2017-03-29 | $804 | $779 | $25 | $25 | |
| ISHARES RS 2000 GROWTH | 2015-11-19 | 2017-02-14 | $29,861 | $26,486 | $3,375 | $3,375 | |
| ISHARES RS 2000 GROWTH | 2015-04-23 | 2017-02-14 | $12,522 | $12,020 | $502 | $502 | |
| ISHARES RS 2000 GROWTH | 2014-12-11 | 2017-02-14 | $4,335 | $3,757 | $578 | $578 | |
| ISHARES RS 2000 VALUE | 2016-12-07 | 2017-02-14 | $13,068 | $12,886 | $182 | $182 | |
| ISHARES RS 2000 VALUE | 2016-12-07 | 2017-03-13 | $2,928 | $2,983 | -$55 | -$55 | |
| ISHARES RS 2000 VALUE | 2016-12-07 | 2017-03-29 | $467 | $477 | -$10 | -$10 | |
| ISHARES RS 2000 VALUE | 2015-11-19 | 2017-02-14 | $33,760 | $26,641 | $7,119 | $7,119 | |
| ISHARES RS 2000 VALUE | 2015-04-23 | 2017-02-14 | $15,005 | $12,849 | $2,156 | $2,156 | |
| ISHARES RS 2000 VALUE | 2014-12-11 | 2017-02-14 | $2,057 | $1,690 | $367 | $367 | |
| ISHARES RUSSELL MIDCAP | 2015-11-19 | 2017-03-13 | $19,078 | $16,765 | $2,313 | $2,313 | |
| ISHARES RUSSELL MIDCAP | 2015-11-19 | 2017-02-14 | $12,748 | $11,176 | $1,572 | $1,572 | |
| ISHARES RUSSELL MIDCAP | 2015-11-19 | 2017-05-15 | $7,962 | $6,903 | $1,059 | $1,059 | |
| ISHARES RUSSELL MIDCAP | 2015-11-19 | 2017-03-29 | $14,946 | $13,149 | $1,797 | $1,797 | |
| ISHARES RUSSELL MIDCAP | 2015-04-23 | 2017-02-14 | $26,432 | $24,716 | $1,716 | $1,716 | |
| ISHARES RUSSELL MIDCAP | 2014-12-11 | 2017-02-14 | $3,937 | $3,474 | $463 | $463 | |
| ISHARES SELECT | 2016-12-07 | 2017-03-29 | $364 | $356 | $8 | $8 | |
| ISHARES SELECT | 2015-11-19 | 2017-02-14 | $5,267 | $4,435 | $832 | $832 | |
| ISHARES SELECT | 2015-11-19 | 2017-03-13 | $3,211 | $2,676 | $535 | $535 | |
| ISHARES SELECT | 2015-11-19 | 2017-03-29 | $4,186 | $3,517 | $669 | $669 | |
| ISHARES SELECT | 2014-12-11 | 2017-02-14 | $16,166 | $14,001 | $2,165 | $2,165 | |
| ISHARES U.S. PREFERRED | 2015-11-19 | 2017-03-29 | $2,896 | $2,930 | -$34 | -$34 | |
| ISHARES U.S. PREFERRED | 2015-11-19 | 2017-03-13 | $3,830 | $3,945 | -$115 | -$115 | |
| ISHARES U.S. PREFERRED | 2015-11-19 | 2017-05-15 | $3,229 | $3,242 | -$13 | -$13 | |
| ISHARES U.S. PREFERRED | 2015-11-19 | 2017-08-08 | $13,218 | $13,202 | $16 | $16 | |
| ISHARES U.S. PREFERRED | 2015-11-19 | 2017-06-16 | $12,897 | $12,929 | -$32 | -$32 | |
| ISHARES U.S. PREFERRED | 2015-04-22 | 2017-02-23 | $6,833 | $7,076 | -$243 | -$243 | |
| ISHARES U.S. PREFERRED | 2015-04-22 | 2017-03-13 | $2,048 | $2,159 | -$111 | -$111 | |
| IVY HIGH INCOME | 2016-02-01 | 2017-03-29 | $2 | $2 | $0 | $0 | |
| IVY HIGH INCOME | 2015-11-19 | 2017-02-14 | $1 | $1 | $0 | $0 | |
| IVY HIGH INCOME | 2015-11-19 | 2017-03-13 | $0 | $0 | |||
| IVY HIGH INCOME FD I | 2017-03-27 | 2017-03-29 | $2 | $2 | $0 | $0 | |
| IVY HIGH INCOME FD I | 2017-02-27 | 2017-03-13 | $7 | $7 | $0 | $0 | |
| IVY HIGH INCOME FD I | 2017-01-27 | 2017-02-14 | $3 | $3 | $0 | $0 | |
| IVY HIGH INCOME FD I | 2016-02-01 | 2017-03-29 | $4,518 | $3,999 | $519 | $519 | |
| IVY HIGH INCOME FD I | 2016-02-01 | 2017-03-29 | $8 | $7 | $1 | $1 | |
| IVY HIGH INCOME FD I | 2016-01-27 | 2017-03-29 | $280 | $248 | $32 | $32 | |
| IVY HIGH INCOME FD I | 2015-12-31 | 2017-03-29 | $8 | $7 | $1 | $1 | |
| IVY HIGH INCOME FD I | 2015-12-31 | 2017-03-29 | $387 | $354 | $33 | $33 | |
| IVY HIGH INCOME FD I | 2015-11-27 | 2017-03-29 | $205 | $197 | $8 | $8 | |
| IVY HIGH INCOME FD I | 2015-11-19 | 2017-03-29 | $1,501 | $1,457 | $44 | $44 | |
| IVY HIGH INCOME FD I | 2015-11-19 | 2017-03-13 | $9,722 | $9,465 | $257 | $257 | |
| IVY HIGH INCOME FD I | 2015-11-19 | 2017-02-14 | $8 | $7 | $1 | $1 | |
| IVY HIGH INCOME FD I | 2015-11-19 | 2017-02-14 | $1,710 | $1,656 | $54 | $54 | |
| IVY HIGH INCOME FD I | 2015-11-18 | 2017-02-14 | $15,405 | $15,000 | $405 | $405 | |
| IVY HIGH INCOME FD I | 2015-10-27 | 2017-02-14 | $8 | $8 | $0 | $0 | |
| IVY HIGH INCOME FD I | 2015-10-27 | 2017-02-14 | $137 | $136 | $1 | $1 | |
| IVY HIGH INCOME FD I | 2015-09-25 | 2017-02-14 | $137 | $136 | $1 | $1 | |
| IVY HIGH INCOME FD I | 2015-08-27 | 2017-02-14 | $137 | $138 | -$1 | -$1 | |
| IVY HIGH INCOME FD I | 2015-08-27 | 2017-02-14 | $8 | $8 | $0 | $0 | |
| IVY HIGH INCOME FD I | 2015-07-27 | 2017-02-14 | $122 | $125 | -$3 | -$3 | |
| IVY HIGH INCOME FD I | 2015-06-26 | 2017-02-14 | $129 | $136 | -$7 | -$7 | |
| IVY HIGH INCOME FD I | 2015-06-26 | 2017-02-14 | $8 | $8 | $0 | $0 | |
| IVY HIGH INCOME FD I | 2015-05-27 | 2017-02-14 | $137 | $146 | -$9 | -$9 | |
| IVY HIGH INCOME FD I | 2015-04-27 | 2017-02-14 | $144 | $155 | -$11 | -$11 | |
| IVY HIGH INCOME FD I | 2015-03-27 | 2017-02-14 | $8 | $8 | $0 | $0 | |
| IVY HIGH INCOME FD I | 2015-03-27 | 2017-02-14 | $175 | $186 | -$11 | -$11 | |
| IVY HIGH INCOME FD I | 2015-02-27 | 2017-02-14 | $8 | $8 | $0 | $0 | |
| IVY HIGH INCOME FD I | 2015-02-27 | 2017-02-14 | $228 | $244 | -$16 | -$16 | |
| IVY HIGH INCOME FD I | 2015-01-27 | 2017-02-14 | $190 | $200 | -$10 | -$10 | |
| IVY HIGH INCOME FD I | 2015-01-06 | 2017-02-14 | $334 | $364 | -$30 | -$30 | |
| IVY HIGH INCOME FD I | 2015-01-06 | 2017-02-14 | $8 | $8 | $0 | $0 | |
| IVY HIGH INCOME FD I | 2014-12-31 | 2017-02-14 | $129 | $137 | -$8 | -$8 | |
| IVY HIGH INCOME FD I | 2014-12-25 | 2017-03-29 | $8 | $8 | $0 | $0 | |
| IVY HIGH INCOME FD I | 2014-12-25 | 2017-03-29 | $30 | $32 | -$2 | -$2 | |
| IVY HIGH INCOME FD I | 2014-12-25 | 2017-03-29 | $53 | $56 | -$3 | -$3 | |
| IVY HIGH INCOME FD I | 2014-12-24 | 2017-03-13 | $197 | $211 | -$14 | -$14 | |
| IVY HIGH INCOME FD I | 2014-12-11 | 2017-02-14 | $258 | $275 | -$17 | -$17 | |
| IVY HIGH INCOME FD I | 2014-12-11 | 2017-02-14 | $198 | $210 | -$12 | -$12 | |
| IVY HIGH INCOME FD I | 2014-12-11 | 2017-02-14 | $6,414 | $6,820 | -$406 | -$406 | |
| IVY HIGH INCOME FD I | 2014-12-11 | 2017-03-13 | $8 | $8 | $0 | $0 | |
| IVY HIGH INCOME FD I | 2014-12-11 | 2017-03-13 | $83 | $89 | -$6 | -$6 | |
| IVY HIGH INCOME FD I | 2014-12-11 | 2017-03-13 | $166 | $177 | -$11 | -$11 | |
| IVY HIGH INCOME FD I | 2014-12-11 | 2017-02-14 | $365 | $387 | -$22 | -$22 | |
| J HNCK GLB ABS RTN STR I | 2016-05-12 | 2017-05-15 | $1,308 | $1,289 | $19 | $19 | |
| J HNCK GLB ABS RTN STR I | 2016-05-12 | 2017-03-13 | $3,343 | $3,350 | -$7 | -$7 | |
| J HNCK GLB ABS RTN STR I | 2016-05-12 | 2017-03-13 | $1 | $1 | $0 | $0 | |
| J HNCK GLB ABS RTN STR I | 2016-05-12 | 2017-05-31 | $9 | $9 | $0 | $0 | |
| J HNCK GLB ABS RTN STR I | 2016-05-12 | 2017-05-31 | $7,787 | $7,673 | $114 | $114 | |
| J HNCK GLB ABS RTN STR I | 2016-05-12 | 2017-05-15 | $6 | $6 | $0 | $0 | |
| JN HANCOCK INTL GRTH I | 2017-01-11 | 2017-02-14 | $2 | $2 | $0 | $0 | |
| JN HANCOCK INTL GRTH I | 2016-12-08 | 2017-06-16 | $1,357 | $1,137 | $220 | $220 | |
| JN HANCOCK INTL GRTH I | 2016-12-08 | 2017-06-16 | $25 | $21 | $4 | $4 | |
| JN HANCOCK INTL GRTH I | 2016-05-27 | 2017-03-29 | $386 | $365 | $21 | $21 | |
| JN HANCOCK INTL GRTH I | 2016-05-27 | 2017-03-29 | $23 | $22 | $1 | $1 | |
| JN HANCOCK INTL GRTH I | 2016-05-27 | 2017-06-16 | $1,974 | $1,719 | $255 | $255 | |
| JN HANCOCK INTL GRTH I | 2015-12-17 | 2017-03-29 | $68 | $65 | $3 | $3 | |
| JN HANCOCK INTL GRTH I | 2015-11-18 | 2017-03-13 | $7 | $7 | $0 | $0 | |
| JN HANCOCK INTL GRTH I | 2015-11-18 | 2017-02-14 | $22 | $22 | $0 | $0 | |
| JN HANCOCK INTL GRTH I | 2015-11-18 | 2017-02-14 | $1,557 | $1,559 | -$2 | -$2 | |
| JN HANCOCK INTL GRTH I | 2015-11-18 | 2017-03-29 | $8 | $7 | $1 | $1 | |
| JN HANCOCK INTL GRTH I | 2015-11-18 | 2017-06-16 | $2 | $1 | $1 | $1 | |
| JN HANCOCK INTL GRTH I | 2015-11-18 | 2017-03-13 | $2,030 | $1,992 | $38 | $38 | |
| JN HANCOCK INTL GRTH I | 2015-11-18 | 2017-03-29 | $4,266 | $4,070 | $196 | $196 | |
| JN HANCOCK INTL GRTH I | 2015-11-09 | 2017-02-14 | $1,687 | $1,675 | $12 | $12 | |
| JOHN HANCOCK GLOBAL ABS | 2016-05-12 | 2017-03-13 | $4 | $4 | $0 | $0 | |
| JOHN HANCOCK GLOBAL ABS | 2016-05-12 | 2017-05-15 | $1 | $1 | $0 | $0 | |
| JOHN HANCOCK INTL GROWTH | 2015-11-18 | 2017-02-14 | $4 | $4 | $0 | $0 | |
| JONES LANG LASALLE INC | 1998-04-21 | 2017-12-28 | $175,330 | $175,330 | $175,330 | ||
| JPMORGAN CHASE & CO | 2012-06-07 | 2017-12-28 | $9,239 | $2,841 | $6,398 | $6,398 | |
| JPMORGAN CHASE & CO | 2011-09-08 | 2017-12-28 | $32,228 | $10,352 | $21,876 | $21,876 | |
| JPMORGAN CHASE & CO | 2009-04-23 | 2017-12-28 | $18,800 | $5,642 | $13,158 | $13,158 | |
| LINCOLN NTL CORP IND NPV | 2012-06-07 | 2017-12-28 | $148,846 | $40,376 | $108,470 | $108,470 | |
| LORD ABB SHRT DUR INC F | 2017-02-28 | 2017-03-29 | $1 | $1 | $0 | $0 | |
| LORD ABB SHRT DUR INC F | 2017-01-31 | 2017-02-14 | $0 | $0 | |||
| LORD ABB SHRT DUR INC F | 2016-05-12 | 2017-03-29 | $4 | $4 | $0 | $0 | |
| LORD ABB SHRT DUR INC F | 2016-05-12 | 2017-03-29 | $16,890 | $17,008 | -$118 | -$118 | |
| LORD ABB SHRT DUR INC F | 2016-04-29 | 2017-03-29 | $163 | $165 | -$2 | -$2 | |
| LORD ABB SHRT DUR INC F | 2016-03-31 | 2017-03-29 | $159 | $160 | -$1 | -$1 | |
| LORD ABB SHRT DUR INC F | 2016-02-29 | 2017-03-29 | $163 | $162 | $1 | $1 | |
| LORD ABB SHRT DUR INC F | 2016-01-29 | 2017-03-29 | $168 | $167 | $1 | $1 | |
| LORD ABB SHRT DUR INC F | 2015-12-31 | 2017-03-29 | $4 | $4 | $0 | $0 | |
| LORD ABB SHRT DUR INC F | 2015-12-31 | 2017-03-29 | $155 | $155 | $0 | $0 | |
| LORD ABB SHRT DUR INC F | 2015-12-18 | 2017-03-29 | $301 | $302 | -$1 | -$1 | |
| LORD ABB SHRT DUR INC F | 2015-12-02 | 2017-03-29 | $232 | $235 | -$3 | -$3 | |
| LORD ABB SHRT DUR INC F | 2015-11-30 | 2017-03-29 | $4 | $4 | $0 | $0 | |
| LORD ABB SHRT DUR INC F | 2015-11-30 | 2017-03-29 | $60 | $61 | -$1 | -$1 | |
| LORD ABB SHRT DUR INC F | 2015-11-18 | 2017-03-29 | $4 | $4 | $0 | $0 | |
| LORD ABB SHRT DUR INC F | 2015-11-18 | 2017-02-14 | $38,687 | $39,046 | -$359 | -$359 | |
| LORD ABB SHRT DUR INC F | 2015-11-18 | 2017-02-14 | $293 | $296 | -$3 | -$3 | |
| LORD ABB SHRT DUR INC F | 2015-11-18 | 2017-02-14 | $233 | $235 | -$2 | -$2 | |
| LORD ABB SHRT DUR INC F | 2015-11-18 | 2017-03-29 | $292 | $296 | -$4 | -$4 | |
| LORD ABB SHRT DUR INC F | 2015-11-18 | 2017-03-29 | $314 | $318 | -$4 | -$4 | |
| LORD ABB SHRT DUR INC F | 2015-11-18 | 2017-03-29 | $821 | $831 | -$10 | -$10 | |
| LORD ABB SHRT DUR INC F | 2015-11-18 | 2017-03-29 | $159 | $161 | -$2 | -$2 | |
| LORD ABB SHRT DUR INC F | 2015-11-18 | 2017-03-29 | $103 | $104 | -$1 | -$1 | |
| MFS GLOBAL ALTERNATIVE | 2016-12-20 | 2017-03-13 | $9 | $9 | $0 | $0 | |
| MFS GLOBAL ALTERNATIVE | 2016-12-20 | 2017-05-15 | $1 | $1 | $0 | $0 | |
| MFS GLOBAL ALTERNATIVE | 2016-12-20 | 2017-05-31 | $350 | $327 | $23 | $23 | |
| MFS GLOBAL ALTERNATIVE | 2016-05-12 | 2017-03-13 | $3,257 | $3,323 | -$66 | -$66 | |
| MFS GLOBAL ALTERNATIVE | 2016-05-12 | 2017-05-15 | $1,456 | $1,434 | $22 | $22 | |
| MFS GLOBAL ALTERNATIVE | 2016-05-12 | 2017-05-31 | $3 | $3 | $0 | $0 | |
| MFS GLOBAL ALTERNATIVE | 2016-05-12 | 2017-05-31 | $7,481 | $7,343 | $138 | $138 | |
| MFS GLOBAL ALTERNATIVE | 2016-05-12 | 2017-05-15 | $7 | $7 | $0 | $0 | |
| MOTOROLA SOLUTIONS INC | 1983-05-12 | 2017-12-28 | $1,083,272 | $2,660 | $1,080,612 | $1,080,612 | |
| MOTOROLA SOLUTIONS INC | 1983-05-12 | 2017-12-29 | $770,311 | $1,884 | $768,427 | $768,427 | |
| OAKMARK INTL FD CL INV | 2017-01-11 | 2017-06-16 | $3,918 | $3,510 | $408 | $408 | |
| OAKMARK INTL FD CL INV | 2017-01-11 | 2017-06-16 | $9 | $8 | $1 | $1 | |
| PIMCO DIVERSIFIED INCOME | 2017-04-28 | 2017-05-15 | $5 | $5 | $0 | $0 | |
| PIMCO DIVERSIFIED INCOME | 2017-02-28 | 2017-03-13 | $2 | $2 | $0 | $0 | |
| PIMCO DIVERSIFIED INCOME | 2017-02-14 | 2017-03-13 | $138 | $139 | -$1 | -$1 | |
| PIMCO DIVERSIFIED INCOME | 2017-02-14 | 2017-03-13 | $11 | $11 | $0 | $0 | |
| PIMCO DIVERSIFIED INCOME | 2017-02-14 | 2017-03-13 | $0 | $0 | |||
| PIMCO DIVERSIFIED INCOME | 2017-02-14 | 2017-03-13 | $11 | $11 | $0 | $0 | |
| PIMCO DIVERSIFIED INCOME | 2017-02-14 | 2017-03-13 | $287 | $288 | -$1 | -$1 | |
| PIMCO DIVERSIFIED INCOME | 2017-02-14 | 2017-03-29 | $20,000 | $19,814 | $186 | $186 | |
| PIMCO DIVERSIFIED INCOME | 2017-02-14 | 2017-03-29 | $0 | $0 | |||
| PIMCO DIVERSIFIED INCOME | 2017-02-14 | 2017-05-15 | $10,004 | $9,784 | $220 | $220 | |
| PIMCO DIVERSIFIED INCOME | 2017-02-14 | 2017-03-13 | $5,926 | $5,954 | -$28 | -$28 | |
| PIMCO ENHANCED SHORT | 2017-02-14 | 2017-03-29 | $22,354 | $22,328 | $26 | $26 | |
| PIMCO INCOME FUND CL P | 2017-04-28 | 2017-05-15 | $2 | $2 | $0 | $0 | |
| PIMCO INCOME FUND CL P | 2017-02-28 | 2017-03-13 | $7 | $7 | $0 | $0 | |
| PIMCO INCOME FUND CL P | 2017-01-31 | 2017-02-14 | $1 | $1 | $0 | $0 | |
| PIMCO INCOME FUND CL P | 2015-11-19 | 2017-02-14 | $2 | $2 | $0 | $0 | |
| PIMCO INCOME FUND CL P | 2015-11-19 | 2017-03-29 | $4 | $4 | $0 | $0 | |
| PIMCO INCOME FUND CL P | 2015-11-19 | 2017-03-13 | $3 | $3 | $0 | $0 | |
| PIMCO INCOME FUND CL P | 2015-11-19 | 2017-02-14 | $13,489 | $13,445 | $44 | $44 | |
| PIMCO INCOME FUND CL P | 2015-11-19 | 2017-03-13 | $5,771 | $5,743 | $28 | $28 | |
| PIMCO INCOME FUND CL P | 2015-11-19 | 2017-05-15 | $1 | $1 | $0 | $0 | |
| PIMCO INCOME FUND CL P | 2015-11-19 | 2017-05-15 | $8,893 | $8,742 | $151 | $151 | |
| PIMCO INCOME FUND CL P | 2015-11-19 | 2017-03-29 | $19,996 | $19,768 | $228 | $228 | |
| PIMCO INCOME FUND CL P | 2015-11-18 | 2017-02-14 | $12 | $12 | $0 | $0 | |
| PIMCO INCOME FUND CL P | 2015-11-18 | 2017-02-14 | $63,258 | $63,053 | $205 | $205 | |
| PIMCO INCOME FUND CL P | 2015-10-30 | 2017-02-14 | $146 | $145 | $1 | $1 | |
| PIMCO INCOME FUND CL P | 2015-09-30 | 2017-02-14 | $146 | $144 | $2 | $2 | |
| PIMCO INCOME FUND CL P | 2015-08-31 | 2017-02-14 | $133 | $134 | -$1 | -$1 | |
| PIMCO INCOME FUND CL P | 2015-08-31 | 2017-02-14 | $12 | $12 | $0 | $0 | |
| PIMCO INCOME FUND CL P | 2015-07-31 | 2017-02-14 | $133 | $135 | -$2 | -$2 | |
| PIMCO INCOME FUND CL P | 2015-06-30 | 2017-02-14 | $133 | $135 | -$2 | -$2 | |
| PIMCO INCOME FUND CL P | 2015-06-30 | 2017-02-14 | $12 | $12 | $0 | $0 | |
| PIMCO INCOME FUND CL P | 2015-05-29 | 2017-02-14 | $133 | $137 | -$4 | -$4 | |
| PIMCO INCOME FUND CL P | 2015-05-29 | 2017-02-14 | $12 | $12 | $0 | $0 | |
| PIMCO INCOME FUND CL P | 2015-05-20 | 2017-02-14 | $619 | $637 | -$18 | -$18 | |
| PIMCO INCOME FUND CL P | 2015-05-10 | 2017-05-15 | $74 | $75 | -$1 | -$1 | |
| PIMCO INCOME FUND CL P | 2015-05-10 | 2017-05-15 | $12 | $12 | $0 | $0 | |
| PIMCO INCOME FUND CL P | 2015-05-10 | 2017-05-15 | $234 | $236 | -$2 | -$2 | |
| PIMCO INCOME FUND CL P | 2015-05-10 | 2017-05-15 | $12 | $12 | $0 | $0 | |
| PIMCO INCOME FUND CL P | 2015-05-07 | 2017-03-13 | $12 | $12 | $0 | $0 | |
| PIMCO INCOME FUND CL P | 2015-05-07 | 2017-03-13 | $535 | $548 | -$13 | -$13 | |
| PIMCO INCOME FUND CL P | 2015-04-30 | 2017-02-14 | $12 | $12 | $0 | $0 | |
| PIMCO INCOME FUND CL P | 2015-04-30 | 2017-02-14 | $24 | $25 | -$1 | -$1 | |
| PIMCO INCOME FUND CL P | 2015-04-23 | 2017-02-14 | $12 | $12 | $0 | $0 | |
| PIMCO INCOME FUND CL P | 2015-04-23 | 2017-02-14 | $534 | $545 | -$11 | -$11 | |
| PIMCO INCOME FUND CL P | 2015-04-23 | 2017-02-14 | $3,590 | $3,665 | -$75 | -$75 | |
| PIMCO INCOME FUND CL P | 2015-04-22 | 2017-02-14 | $728 | $744 | -$16 | -$16 | |
| PIMCO INCOME FUND CL P | 2015-04-22 | 2017-02-14 | $12 | $12 | $0 | $0 | |
| PIMCO INCOME FUND CL P | 2015-04-22 | 2017-03-13 | $316 | $321 | -$5 | -$5 | |
| PIMCO INCOME FUND CL P | 2015-04-22 | 2017-03-13 | $12 | $12 | $0 | $0 | |
| PIMCO INCOME FUND CL P | 2015-04-22 | 2017-03-13 | $413 | $420 | -$7 | -$7 | |
| PIMCO STOCKPLUS FUND | 2017-03-16 | 2017-05-15 | $3 | $3 | $0 | $0 | |
| PIMCO STOCKPLUS FUND | 2017-02-14 | 2017-03-13 | $13,588 | $13,359 | $229 | $229 | |
| PIMCO STOCKPLUS FUND | 2017-02-14 | 2017-03-13 | $2 | $2 | $0 | $0 | |
| PIMCO STOCKPLUS FUND | 2017-02-14 | 2017-05-15 | $8,558 | $8,314 | $244 | $244 | |
| PIMCO STOCKPLUS FUND | 2017-02-14 | 2017-03-29 | $15,000 | $14,865 | $135 | $135 | |
| PIMCO TOTAL RETURN | 2016-05-27 | 2017-02-14 | $11,107 | $11,193 | -$86 | -$86 | |
| PIMCO TOTAL RETURN | 2013-01-15 | 2017-02-14 | $6,916 | $7,229 | -$313 | -$313 | |
| POWERSHARES S&P 500 LOW | 2017-02-14 | 2017-03-13 | $3,619 | $3,526 | $93 | $93 | |
| POWERSHARES S&P 500 LOW | 2017-02-14 | 2017-03-29 | $4,350 | $4,248 | $102 | $102 | |
| ROYAL BANK CANADA PV$1 | 1998-04-21 | 2017-12-28 | $151,613 | $151,613 | $151,613 | ||
| SELECT SECTOR SPDR TR | 2016-01-21 | 2017-02-23 | $8,494 | $6,441 | $2,053 | $2,053 | |
| SELECT SECTOR SPDR TR | 2016-01-21 | 2017-03-13 | $3,031 | $2,266 | $765 | $765 | |
| SELECT SECTOR SPDR TR | 2016-01-21 | 2017-03-29 | $1,811 | $1,352 | $459 | $459 | |
| SPDR GOLD TRUST | 2016-07-27 | 2017-03-06 | $3 | $4 | -$1 | -$1 | |
| SPDR GOLD TRUST | 2016-07-27 | 2017-02-03 | $4 | $4 | $0 | $0 | |
| SPDR GOLD TRUST | 2016-07-27 | 2017-01-05 | $4 | $4 | $0 | $0 | |
| SPDR GOLD TRUST | 2016-07-27 | 2017-05-31 | $11,486 | $11,984 | -$498 | -$498 | |
| SPDR GOLD TRUST | 2016-07-27 | 2017-05-04 | $4 | $4 | $0 | $0 | |
| SPDR GOLD TRUST | 2016-07-27 | 2017-04-07 | $4 | $4 | $0 | $0 | |
| THE OAKMARK FUND | 2016-12-09 | 2017-01-11 | $56 | $56 | $0 | $0 | |
| THE OAKMARK FUND | 2016-12-09 | 2017-01-11 | $46,518 | $46,036 | $482 | $482 | |
| THE OAKMARK INTL FUND | 2017-01-11 | 2017-06-16 | $2 | $2 | $0 | $0 | |
| THE OAKMARK INTL FUND | 2017-01-11 | 2017-02-14 | $20 | $20 | $0 | $0 | |
| THE OAKMARK INTL FUND | 2017-01-11 | 2017-03-13 | $2,192 | $2,106 | $86 | $86 | |
| THE OAKMARK INTL FUND | 2017-01-11 | 2017-02-14 | $1 | $1 | $0 | $0 | |
| THE OAKMARK INTL FUND | 2017-01-11 | 2017-02-14 | $2,883 | $2,831 | $52 | $52 | |
| THE OAKMARK INTL FUND | 2017-01-11 | 2017-03-29 | $0 | $0 | |||
| THE OAKMARK INTL FUND | 2017-01-11 | 2017-03-29 | $3,483 | $3,276 | $207 | $207 | |
| THE OAKMARK INTL FUND | 2017-01-11 | 2017-03-13 | $4 | $4 | $0 | $0 | |
| THE OAKMARK INTL FUND | 2017-01-11 | 2017-03-29 | $17 | $16 | $1 | $1 | |
| VANGUARD INTL EQUTY INDX | 2017-01-11 | 2017-03-13 | $1,706 | $1,642 | $64 | $64 | |
| VANGUARD INTL EQUTY INDX | 2017-01-11 | 2017-02-14 | $3,436 | $3,285 | $151 | $151 | |
| VANGUARD INTL EQUTY INDX | 2017-01-11 | 2017-06-16 | $2,810 | $2,512 | $298 | $298 | |
| VANGUARD INTL EQUTY INDX | 2017-01-11 | 2017-03-29 | $4,624 | $4,348 | $276 | $276 | |
| VANGUARD S AND P 500 | 2017-02-14 | 2017-03-13 | $16,705 | $16,524 | $181 | $181 | |
| VANGUARD S AND P 500 | 2017-02-14 | 2017-03-29 | $27,565 | $27,708 | -$143 | -$143 | |
| VANGUARD S AND P 500 | 2017-02-14 | 2017-05-15 | $7,221 | $7,255 | -$34 | -$34 | |
| VANGUARD S&P 500 GROWTH | 2015-11-19 | 2017-03-13 | $18,661 | $16,724 | $1,937 | $1,937 | |
| VANGUARD S&P 500 GROWTH | 2015-11-19 | 2017-02-14 | $47,309 | $43,398 | $3,911 | $3,911 | |
| VANGUARD S&P 500 GROWTH | 2015-11-19 | 2017-05-15 | $10,609 | $9,209 | $1,400 | $1,400 | |
| VANGUARD S&P 500 GROWTH | 2015-11-19 | 2017-03-29 | $29,497 | $26,462 | $3,035 | $3,035 | |
| VANGUARD S&P 500 GROWTH | 2015-04-23 | 2017-02-14 | $18,577 | $16,754 | $1,823 | $1,823 | |
| VANGUARD S&P 500 GROWTH | 2014-12-11 | 2017-02-14 | $3,692 | $3,209 | $483 | $483 | |
| VANGUARD TOTAL BOND MKT | 2017-02-14 | 2017-03-13 | $11,046 | $11,148 | -$102 | -$102 | |
| VANGUARD TOTAL BOND MKT | 2017-02-14 | 2017-02-23 | $42,359 | $42,167 | $192 | $192 | |
| VANGUARD TOTAL BOND MKT | 2017-02-14 | 2017-06-16 | $6,488 | $6,382 | $106 | $106 | |
| VANGUARD TOTAL BOND MKT | 2017-02-14 | 2017-03-29 | $8,433 | $8,401 | $32 | $32 | |
| VANGUARD TOTAL INTL STK | 2015-11-18 | 2017-03-29 | $2,847 | $2,647 | $200 | $200 | |
| VANGUARD TOTAL INTL STK | 2015-11-18 | 2017-06-16 | $2,821 | $2,507 | $314 | $314 | |
| VANGUARD TOTAL INTL STK | 2015-11-09 | 2017-02-14 | $3,155 | $3,016 | $139 | $139 | |
| VANGUARD TOTAL INTL STK | 2015-11-09 | 2017-03-13 | $2,009 | $1,903 | $106 | $106 | |
| VANGUARD TOTAL INTL STK | 2015-11-09 | 2017-03-29 | $1,648 | $1,531 | $117 | $117 | |
| VERTEX PHARMCTLS INC | 2002-11-04 | 2017-12-28 | $100,325 | $100,325 | $100,325 | ||
| 6 WASH SALE ADJUSTMENTS | $515 | $515 | $515 | ||||
| WASH SALE/BASIS ADJ 2017 SALES | $2,617 | -$2,617 | -$2,617 | ||||
| GROSS PROCEEDS ROUNDING ADJUSTMENT | $11 | $22 | -$11 | -$11 | |||
| CAPITAL GAINS DIVIDENDS | $5,019 | $5,019 | $5,019 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $3,326,685 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $687,500 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $1,856,550 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.370311 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $677,151 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $1,186,642 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.570645 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $667,672 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $903,696 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.738824 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $717,371 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $1,296,291 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.553403 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $787,603 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $1,872,320 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.420656 | DistributionYr5Rt |
| Total Distribution | 2.653839 | TotalDistributionRt |
| Average Distribution | 0.530768 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $1,825,028 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $968,666 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $33,617 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,002,283 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $732,400 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $67,233 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $67,233 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $67,233 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $12,679 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $60,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $72,679 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $5,446 | OverpaymentAmt |
| Applied To ES Tax | $5,446 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | Yes (1) | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | MARY LYONS | IndividualWithBooksNm |
| Phone | 9494745500 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 36 HARBOR ISLAND | AddressLine1Txt |
| City | NEWPORT BEACH | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92660 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| MARY A LYONS | ||||||||
| 36 HARBOR ISLAND | NEWPORT BEACH | CA | 92660 | PRESIDENT | 5.00 | $0 | $0 | $0 |
| PHILLIP N LYONS | ||||||||
| 36 HARBOR ISLAND | NEWPORT BEACH | CA | 92660 | SECRETARY | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $1,813,691 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $39,129 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $1,852,820 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $1,852,820 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $27,792 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $1,825,028 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $91,251 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $91,251 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $67,233 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $67,233 | TotalTaxAmt |
| Distributable Before Adj | $24,018 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $24,018 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $24,018 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $732,400 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $732,400 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $732,400 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $24,018 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $701,381 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $654,814 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $645,549 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $638,717 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $606,987 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $3,247,448 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $732,400 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $24,018 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $708,382 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $3,955,830 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $701,381 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $3,254,449 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $654,814 | ExcessFromYear4Amt |
| Excess From Year3 | $645,549 | ExcessFromYear3Amt |
| Excess From Year2 | $638,717 | ExcessFromYear2Amt |
| Excess From Year1 | $606,987 | ExcessFromYear1Amt |
| Excess From Current Year | $708,382 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | MARY A LYONS | ContributingManagerNm |
| Contributing Manager | PHILLIP N LYONS | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (10 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| CHORUS AMERICA | |||||||
| 1156 15TH NW STE 310 | WASHINGTON | DC | 200052750 | MARY LYONS SERVES ON BOARD | PUBLIC | TO SUPPORT NATIONAL PRESENTATIONS/CONCERTS | $25,000 |
| PBS SOCALKOCE-TV FOUNDATION | |||||||
| 3080 BRISTOL ST STE 100 | COSTA MESA | CA | 92626 | MARY LYONS SERVES ON BOARD | PUBLIC | DIGITAL FORMAT CONVERSION/EDUCATIONAL & ARTS PROGRAM | $50,000 |
| PACIFIC CHORALE | |||||||
| 3621 S HARBOR BLVD STE 220 | SANTA ANA | CA | 92704 | MARY LYONS SERVES ON BOARD | PUBLIC | UNDERWRITE CONCERTS & OPERATING EXPENSES | $325,000 |
| PACIFIC SYMPHONY ORCHESTRA | |||||||
| 3631 S HARBOR BLVD STE 100 | SANTA ANA | CA | 92704 | PHIL LYONS SERVES ON BOARD | PUBLIC | UNDERWRITE CONCERTS & OPERATING EXPENSES | $252,400 |
| SEGERSTROM CENTER FOR THE ARTS | |||||||
| 615 TOWN CENTER DR | COSTA MESA | CA | 92626 | NONE | PUBLIC | ENHANCE PRESENTATIONS AT THE CENTER | $25,000 |
| UCLA FOUNDATION | |||||||
| 10920 WILSHIRE BLVD STE 900 | LOS ANGELES | CA | 90024 | NONE | PUBLIC | SUPPORT EDUCATIONAL PROGRAMS OF THE UNIVERSITY OF CALIFORNIA, LOS ANGELES | $5,000 |
| CHILDRENS HOSPITAL OF ORANGE COUNTY | |||||||
| 1201 WEST LA VETA AVENUE | ORANGE | CA | 92868 | NONE | PUBLIC | SUPPORT OF NON-PROFIT HOSPITAL PROGRAMS AND SERVICES | $10,000 |
| ARTS & LEARNING CONSERVATORY | |||||||
| 151 KALMUS DRIVE SUITE G-3 | COSTA MESA | CA | 92626 | MARY LYONS SERVES ON BOARD | PUBLIC | SUPPORT OF MUSICAL THEATER & PERFORMING ARTS PROGRAMS FOR CHILDREN | $5,000 |
| FRIENDS OF THE SMITHSONIAN INSTITUTION | |||||||
| PO BOX 37012 MRC 712 | WASHINGTON | DC | 200137012 | NONE | PUBLIC | SUPPORT OF SMITHSONIAN MUSEUMS & PROGRAMS | $25,000 |
| PHILHARMONIC SOCIETY OF ORANGE COUNTY | |||||||
| 2082 BUSINESS CENTER DR STE 100 | IRVINE | CA | 92612 | NONE | PUBLIC | SUPPORT OF MUSICAL PRESENTATIONS AND EDUCATIONAL PROGRAMS | $10,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $732,400 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $40,953 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $72,075 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $70,481 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $183,509 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $183,509 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | CORPORATE BONDS | BondNm |
| EOY Book Value | $131,619 | EOYBookValueAmt |
| EOYFMV | $131,619 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | CORPORATE STOCK | StockNm |
| EOY Book Value | $5,669,533 | EOYBookValueAmt |
| EOYFMV | $5,669,533 | EOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (2 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| MUTUAL FUNDS | FMV | $3,368,955 | $3,368,955 |
| NET RECEIVABLE - UNSETTLED TRADES | FMV | $1,186,870 | $1,186,870 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ORGANIZATION COSTS | Desc |
| BOY Book Value | $1,276 | BOYBookValueAmt |
| EOY Book Value | $1,276 | EOYBookValueAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| ANNUAL INVESTMENT ACCOUNT FEES | $152 | $152 | $0 |
| INVESTMENT ADVISOR FEES | $5,833 | $5,833 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAIN ON INVESTMENTS | Desc |
| Revenue And Expenses Per Books | $72,075 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $72,075 | AdjustedNetIncomeAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | 12-31-2016 UNREALIZED GAIN ON INVESTMENTS (CONVERSION TO GAAP FINANCIALS) | Desc |
| Amt | $17,900 | Amt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| REGISTRY OF CHARITABLE TRUSTS & FRANCHISE TAX BOARD | $85 | $0 | $0 |
| FEDERAL EXCISE TAX PAYMENTS | $13,000 | $0 | $0 |
| FOREIGN TAX ON DIVIDEND | $18 | $0 | $0 |
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