2018-11-14T12:12:00-06:00 2017-12-31 341885304 CBIZ MHM LLC 2301 DUPONT DRIVE SUITE 200 IRVINE CA 92612 990PF 2017-01-01 330622707 LYONS SHARE FOUNDATION LYON 9494745500 36 HARBOR ISLAND NEWPORT BEACH CA 92660 MARY LYONS PRESIDENT 9496759225 2018-10-31 1 VERLON MCKAY P00186204 9497528115 4.16.202.74 2018-10-31 20:52:18 PD P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 7B547AE6D5ACF959366CA8800AB80ACA6E6DED5B 2017 2019-02-21 02:37:17Z X 10362663 X 9097653 X 40953 40953 70481 4889667 3326685 72075 0 9281162 3367638 0 0 0 13103 0 0 5985 5985 0 19088 5985 0 732400 732400 751488 5985 732400 8529674 3361653 57607 5686 5686 134 5669533 5669533 142767 131619 131619 1614581 4555825 4555825 1276 1276 0 1816365 10363939 10362663 0 0 X 1816365 10363939 0 0 0 0 1816365 10363939 1816365 10363939 1816365 8529674 17900 10363939 0 10363939 AON PLC 2005-10-10 2017-12-28 151125 58253 92872 92872 AQR MANAGED FUTURES 2015-11-18 2017-03-13 6 7 -1 -1 AQR MGD FUTURES STRAT I 2016-12-21 2017-05-10 9 11 -2 -2 AQR MGD FUTURES STRAT I 2016-12-21 2017-03-13 1 2 -1 -1 AQR MGD FUTURES STRAT I 2015-12-22 2017-05-10 701 795 -94 -94 AQR MGD FUTURES STRAT I 2015-12-22 2017-05-10 9 11 -2 -2 AQR MGD FUTURES STRAT I 2015-12-22 2017-05-10 9 10 -1 -1 AQR MGD FUTURES STRAT I 2015-12-22 2017-05-10 90 102 -12 -12 AQR MGD FUTURES STRAT I 2015-12-22 2017-05-10 225 255 -30 -30 AQR MGD FUTURES STRAT I 2015-11-18 2017-05-10 3 4 -1 -1 AQR MGD FUTURES STRAT I 2015-11-18 2017-03-13 2038 2391 -353 -353 AQR MGD FUTURES STRAT I 2015-11-18 2017-05-10 7615 9292 -1677 -1677 AQR MULTI STRAT ALTNTV I 2016-12-21 2017-03-13 3 3 0 0 AQR MULTI STRAT ALTNTV I 2016-12-21 2017-05-15 2 2 0 0 AQR MULTI STRAT ALTNTV I 2016-12-21 2017-05-31 198 201 -3 -3 AQR MULTI STRAT ALTNTV I 2016-12-21 2017-05-31 104 105 -1 -1 AQR MULTI STRAT ALTNTV I 2016-12-21 2017-05-31 0 0 AQR MULTI STRAT ALTNTV I 2016-07-27 2017-05-31 7453 7508 -55 -55 AQR MULTI STRAT ALTNTV I 2016-07-27 2017-03-13 3636 3583 53 53 AQR MULTI STRAT ALTNTV I 2016-07-27 2017-05-15 1031 1033 -2 -2 ARTISAN INTERNATIONAL 2016-11-17 2017-01-11 25 25 0 0 ARTISAN INTERNATIONAL 2016-11-17 2017-01-11 105 103 2 2 ARTISAN INTERNATIONAL 2015-11-19 2017-01-11 26 29 -3 -3 ARTISAN INTERNATIONAL 2015-11-19 2017-01-11 53 59 -6 -6 ARTISAN INTERNATIONAL 2015-11-18 2017-01-11 4287 4776 -489 -489 ARTISAN INTERNATIONAL 2015-11-18 2017-01-11 26 30 -4 -4 ARTISAN INTERNATIONAL 2015-11-18 2017-01-11 579 645 -66 -66 ARTISAN INTERNATIONAL 2015-04-23 2017-01-11 3813 4623 -810 -810 AVERY DENNISON CORP 1998-04-21 2017-12-28 251239 251239 251239 BECTON DICKINSON CO 2002-11-04 2017-12-28 100082 100082 100082 BIOGEN INC 2005-10-10 2017-12-28 100265 39572 60693 60693 BLACKSTONE ALT MULTI 2016-12-19 2017-03-13 6 5 1 1 BLACKSTONE ALT MULTI 2015-11-18 2017-03-13 3685 3692 -7 -7 BLACKSTONE ALT MULTI 2015-11-18 2017-03-13 2 2 0 0 BROWN FORMAN CORP CL A 2004-06-08 2017-05-25 76204 325 75879 75879 BROWN FORMAN CORP CL A 2004-06-08 2017-06-16 17899 79 17820 17820 BROWN FORMAN CORP CL A 2004-06-08 2017-12-28 8799 29 8770 8770 DOLLAR TREE INC 2000-08-01 2017-12-28 99599 1741 97858 97858 DOUBLELINE CORE FIXED 2017-02-14 2017-05-15 2 2 0 0 DOUBLELINE CR FXD IN I 2017-04-28 2017-05-15 5 5 0 0 DOUBLELINE CR FXD IN I 2017-02-28 2017-03-29 6 6 0 0 DOUBLELINE CR FXD IN I 2017-02-28 2017-03-13 0 0 DOUBLELINE CR FXD IN I 2017-02-14 2017-05-15 8799 8718 81 81 DOUBLELINE CR FXD IN I 2017-02-14 2017-03-29 1492 1484 8 8 DOUBLELINE CR FXD IN I 2017-01-31 2017-03-29 33 32 1 1 DOUBLELINE CR FXD IN I 2016-12-30 2017-03-29 11 11 0 0 DOUBLELINE CR FXD IN I 2016-12-30 2017-03-29 33 32 1 1 DOUBLELINE CR FXD IN I 2016-11-30 2017-03-29 11 11 0 0 DOUBLELINE CR FXD IN I 2016-11-30 2017-03-29 44 43 1 1 DOUBLELINE CR FXD IN I 2016-10-31 2017-03-29 33 33 0 0 DOUBLELINE CR FXD IN I 2016-10-31 2017-03-29 11 11 0 0 DOUBLELINE CR FXD IN I 2016-09-30 2017-03-29 33 33 0 0 DOUBLELINE CR FXD IN I 2016-09-30 2017-03-29 11 11 0 0 DOUBLELINE CR FXD IN I 2016-08-31 2017-03-29 33 33 0 0 DOUBLELINE CR FXD IN I 2016-08-26 2017-05-15 11 11 0 0 DOUBLELINE CR FXD IN I 2016-08-26 2017-05-15 120 123 -3 -3 DOUBLELINE CR FXD IN I 2016-07-29 2017-05-15 131 134 -3 -3 DOUBLELINE CR FXD IN I 2016-07-29 2017-03-29 11 11 0 0 DOUBLELINE CR FXD IN I 2016-07-29 2017-03-29 44 45 -1 -1 DOUBLELINE CR FXD IN I 2016-07-27 2017-05-15 11 11 0 0 DOUBLELINE CR FXD IN I 2016-07-27 2017-05-15 164 167 -3 -3 DOUBLELINE CR FXD IN I 2016-07-27 2017-03-13 6155 6384 -229 -229 DOUBLELINE CR FXD IN I 2016-07-27 2017-03-29 6229 6424 -195 -195 DOUBLELINE CR FXD IN I 2016-07-27 2017-03-29 11 11 0 0 DOUBLELINE CR FXD IN I 2016-07-27 2017-03-29 120 123 -3 -3 DOUBLELINE CR FXD IN I 2016-07-27 2017-03-29 11533 11818 -285 -285 DOUBLELINE CR FXD IN I 2016-07-27 2017-03-29 11 11 0 0 DOUBLELINE CR FXD IN I 2016-07-27 2017-03-29 163 167 -4 -4 DOUBLELINE CR FXD IN I 2016-07-27 2017-03-29 131 134 -3 -3 DOUBLELINE SH ENH CAPE I 2017-04-28 2017-05-15 6 6 0 0 DOUBLELINE SH ENH CAPE I 2017-02-28 2017-03-29 8 8 0 0 DOUBLELINE SH ENH CAPE I 2017-02-28 2017-03-13 1 1 0 0 DOUBLELINE SH ENH CAPE I 2016-05-27 2017-05-15 8804 7227 1577 1577 DOUBLELINE SH ENH CAPE I 2016-05-27 2017-05-15 15 12 3 3 DOUBLELINE SH ENH CAPE I 2016-04-29 2017-05-15 61 49 12 12 DOUBLELINE SH ENH CAPE I 2016-03-31 2017-05-15 61 49 12 12 DOUBLELINE SH ENH CAPE I 2016-03-31 2017-05-15 15 12 3 3 DOUBLELINE SH ENH CAPE I 2016-02-29 2017-05-15 61 46 15 15 DOUBLELINE SH ENH CAPE I 2016-01-29 2017-05-15 61 46 15 15 DOUBLELINE SH ENH CAPE I 2016-01-29 2017-05-15 15 12 3 3 DOUBLELINE SH ENH CAPE I 2015-12-31 2017-05-15 61 48 13 13 DOUBLELINE SH ENH CAPE I 2015-12-04 2017-05-15 455 363 92 92 DOUBLELINE SH ENH CAPE I 2015-12-04 2017-05-15 15 12 3 3 DOUBLELINE SH ENH CAPE I 2015-11-30 2017-05-15 61 49 12 12 DOUBLELINE SH ENH CAPE I 2015-11-19 2017-03-13 14179 11722 2457 2457 DOUBLELINE SH ENH CAPE I 2015-11-19 2017-05-15 152 122 30 30 DOUBLELINE SH ENH CAPE I 2015-11-19 2017-03-29 14992 12393 2599 2599 DOUBLELINE SHILLER 2015-11-19 2017-03-29 1 1 0 0 DOUBLELINE TOT RTRN BD I 2017-04-28 2017-05-15 5 5 0 0 DOUBLELINE TOT RTRN BD I 2017-02-28 2017-03-13 6 6 0 0 DOUBLELINE TOT RTRN BD I 2017-02-28 2017-03-29 3 3 0 0 DOUBLELINE TOT RTRN BD I 2017-01-31 2017-02-14 4 4 0 0 DOUBLELINE TOT RTRN BD I 2015-11-19 2017-03-13 5359 5517 -158 -158 DOUBLELINE TOT RTRN BD I 2015-11-19 2017-03-29 160 163 -3 -3 DOUBLELINE TOT RTRN BD I 2015-11-19 2017-05-15 160 163 -3 -3 DOUBLELINE TOT RTRN BD I 2015-11-19 2017-02-14 5427 5549 -122 -122 DOUBLELINE TOT RTRN BD I 2015-11-19 2017-05-15 1495 1520 -25 -25 DOUBLELINE TOT RTRN BD I 2015-11-19 2017-05-15 7262 7385 -123 -123 DOUBLELINE TOT RTRN BD I 2015-11-19 2017-03-29 19836 20189 -353 -353 DOUBLELINE TOT RTRN BD I 2015-11-19 2017-05-15 11 11 0 0 DOUBLELINE TOT RTRN BD I 2015-11-18 2017-02-14 62881 64243 -1362 -1362 DOUBLELINE TOT RTRN BD I 2015-11-18 2017-02-14 11 11 0 0 DOUBLELINE TOT RTRN BD I 2015-10-30 2017-02-14 96 98 -2 -2 DOUBLELINE TOT RTRN BD I 2015-10-30 2017-02-14 11 11 0 0 DOUBLELINE TOT RTRN BD I 2015-09-30 2017-02-14 96 98 -2 -2 DOUBLELINE TOT RTRN BD I 2015-09-30 2017-02-14 11 11 0 0 DOUBLELINE TOT RTRN BD I 2015-08-31 2017-02-14 96 98 -2 -2 DOUBLELINE TOT RTRN BD I 2015-07-31 2017-02-14 106 109 -3 -3 DOUBLELINE TOT RTRN BD I 2015-07-31 2017-02-14 11 11 0 0 DOUBLELINE TOT RTRN BD I 2015-06-30 2017-02-14 106 109 -3 -3 DOUBLELINE TOT RTRN BD I 2015-05-29 2017-02-14 106 110 -4 -4 DOUBLELINE TOT RTRN BD I 2015-05-29 2017-02-14 11 11 0 0 DOUBLELINE TOT RTRN BD I 2015-05-20 2017-02-14 361 378 -17 -17 DOUBLELINE TOT RTRN BD I 2015-05-10 2017-05-15 11 11 0 0 DOUBLELINE TOT RTRN BD I 2015-05-10 2017-05-15 171 180 -9 -9 DOUBLELINE TOT RTRN BD I 2015-05-07 2017-03-13 232 244 -12 -12 DOUBLELINE TOT RTRN BD I 2015-04-30 2017-02-14 127 132 -5 -5 DOUBLELINE TOT RTRN BD I 2015-04-23 2017-02-14 4163 4336 -173 -173 DOUBLELINE TOT RTRN BD I 2015-04-23 2017-02-14 234 243 -9 -9 DOUBLELINE TOT RTRN BD I 2015-04-22 2017-02-14 11 11 0 0 DOUBLELINE TOT RTRN BD I 2015-04-22 2017-03-13 169 178 -9 -9 DOUBLELINE TOT RTRN BD I 2015-04-22 2017-03-13 11 11 0 0 DOUBLELINE TOT RTRN BD I 2015-04-22 2017-02-14 489 512 -23 -23 DOUBLELINE TOT RTRN BD I 2015-04-22 2017-03-13 317 334 -17 -17 DOUBLELINE TOTAL RETURN 2015-11-19 2017-02-14 4 4 0 0 DOUBLELINE TOTAL RETURN 2015-11-19 2017-03-29 1 1 0 0 EXXON MOBIL CORP COM 1996-07-11 2017-12-28 25000 77 24923 24923 FAIRPOINT COMMUNICATIONS 2004-12-28 2017-04-27 134 -134 -134 HARTFORD SCHRODERS INTL 2017-03-31 2017-06-16 6 6 0 0 HARTFORD SCHRODERS INTL 2017-01-11 2017-02-14 1 1 0 0 HARTFORD SCHRODERS INTL 2016-05-27 2017-06-16 2105 1808 297 297 HARTFORD SCHRODERS INTL 2016-05-27 2017-06-16 10 8 2 2 HARTFORD SCHRODERS INTL 2015-12-30 2017-06-16 10 8 2 2 HARTFORD SCHRODERS INTL 2015-12-30 2017-06-16 204 171 33 33 HARTFORD SCHRODERS INTL 2015-11-18 2017-03-13 1822 1655 167 167 HARTFORD SCHRODERS INTL 2015-11-18 2017-02-14 3 3 0 0 HARTFORD SCHRODERS INTL 2015-11-18 2017-02-14 3279 2993 286 286 HARTFORD SCHRODERS INTL 2015-11-18 2017-03-13 2 1 1 1 HARTFORD SCHRODERS INTL 2015-11-18 2017-03-29 4 4 0 0 HARTFORD SCHRODERS INTL 2015-11-18 2017-06-16 679 585 94 94 HARTFORD SCHRODERS INTL 2015-11-18 2017-03-29 4244 3779 465 465 HARTFORD SCHRODERS INTL 2015-11-18 2017-03-29 1 1 0 0 HOME DEPOT INC 2004-06-08 2017-12-28 100099 174 99925 99925 INVESCO BALANCED RISK 2015-11-18 2017-03-13 3 3 0 0 INVESCO BALANCED RISK 2015-11-18 2017-05-31 2 2 0 0 INVESCO BLD RK ALL CL Y 2016-12-13 2017-03-13 5 5 0 0 INVESCO BLD RK ALL CL Y 2015-11-18 2017-03-13 3326 3466 -140 -140 INVESCO BLD RK ALL CL Y 2015-11-18 2017-05-31 2704 2728 -24 -24 INVESCO BLD RK ALL CL Y 2015-11-18 2017-05-31 8 9 -1 -1 INVESCO EQU WT S&P 500 Y 2017-02-14 2017-03-13 38 37 1 1 INVESCO EQU WT S&P 500 Y 2017-02-14 2017-03-29 16 16 0 0 INVESCO EQU WT S&P 500 Y 2017-02-14 2017-08-25 5655 5497 158 158 INVESCO EQU WT S&P 500 Y 2016-12-13 2017-08-25 113 107 6 6 INVESCO EQU WT S&P 500 Y 2016-12-13 2017-08-25 1131 1072 59 59 INVESCO EQU WT S&P 500 Y 2016-12-13 2017-08-25 57 54 3 3 INVESCO EQU WT S&P 500 Y 2016-12-13 2017-08-25 113 107 6 6 INVESCO EQU WT S&P 500 Y 2016-12-08 2017-08-25 59095 56744 2351 2351 INVESCO EQU WT S&P 500 Y 2016-12-08 2017-03-29 14981 14715 266 266 INVESCO EQU WT S&P 500 Y 2016-12-08 2017-03-13 12608 12380 228 228 INVESCO EQU WT S&P 500 Y 2016-12-08 2017-08-25 15 14 1 1 INVESCO EQU WT S&P 500 Y 2016-12-08 2017-05-15 8276 8036 240 240 INVESCO EQU WT S&P 500 Y 2016-12-08 2017-05-15 39 38 1 1 INVESCO EQUALLY WEIGHTED 2016-12-08 2017-03-29 3 3 0 0 ISH TR CORE DIVID GROWTH 2016-05-27 2017-03-29 670 597 73 73 ISH TR CORE DIVID GROWTH 2016-01-21 2017-02-23 5591 4365 1226 1226 ISH TR CORE DIVID GROWTH 2016-01-21 2017-02-14 3400 2696 704 704 ISH TR CORE DIVID GROWTH 2016-01-21 2017-03-29 17149 13430 3719 3719 ISH TR CORE DIVID GROWTH 2016-01-21 2017-03-13 7637 5916 1721 1721 ISH TR CORE DIVID GROWTH 2015-11-19 2017-02-14 55754 48548 7206 7206 ISHARES 1-3 YEAR 2016-05-27 2017-03-29 5258 5273 -15 -15 ISHARES GOLD TR 2017-05-31 2017-08-31 3 3 0 0 ISHARES GOLD TR 2017-05-31 2017-07-31 3 3 0 0 ISHARES GOLD TR 2017-05-31 2017-06-30 3 3 0 0 ISHARES GOLD TR 2017-05-31 2017-09-30 3 3 0 0 ISHARES GOLD TR 2017-05-31 2017-12-31 3 3 0 0 ISHARES GOLD TR 2017-05-31 2017-11-30 3 3 0 0 ISHARES GOLD TR 2017-05-31 2017-10-31 3 3 0 0 ISHARES RS 2000 GROWTH 2016-12-07 2017-02-14 10917 10593 324 324 ISHARES RS 2000 GROWTH 2016-12-07 2017-03-13 3362 3271 91 91 ISHARES RS 2000 GROWTH 2016-12-07 2017-03-29 804 779 25 25 ISHARES RS 2000 GROWTH 2015-11-19 2017-02-14 29861 26486 3375 3375 ISHARES RS 2000 GROWTH 2015-04-23 2017-02-14 12522 12020 502 502 ISHARES RS 2000 GROWTH 2014-12-11 2017-02-14 4335 3757 578 578 ISHARES RS 2000 VALUE 2016-12-07 2017-02-14 13068 12886 182 182 ISHARES RS 2000 VALUE 2016-12-07 2017-03-13 2928 2983 -55 -55 ISHARES RS 2000 VALUE 2016-12-07 2017-03-29 467 477 -10 -10 ISHARES RS 2000 VALUE 2015-11-19 2017-02-14 33760 26641 7119 7119 ISHARES RS 2000 VALUE 2015-04-23 2017-02-14 15005 12849 2156 2156 ISHARES RS 2000 VALUE 2014-12-11 2017-02-14 2057 1690 367 367 ISHARES RUSSELL MIDCAP 2015-11-19 2017-03-13 19078 16765 2313 2313 ISHARES RUSSELL MIDCAP 2015-11-19 2017-02-14 12748 11176 1572 1572 ISHARES RUSSELL MIDCAP 2015-11-19 2017-05-15 7962 6903 1059 1059 ISHARES RUSSELL MIDCAP 2015-11-19 2017-03-29 14946 13149 1797 1797 ISHARES RUSSELL MIDCAP 2015-04-23 2017-02-14 26432 24716 1716 1716 ISHARES RUSSELL MIDCAP 2014-12-11 2017-02-14 3937 3474 463 463 ISHARES SELECT 2016-12-07 2017-03-29 364 356 8 8 ISHARES SELECT 2015-11-19 2017-02-14 5267 4435 832 832 ISHARES SELECT 2015-11-19 2017-03-13 3211 2676 535 535 ISHARES SELECT 2015-11-19 2017-03-29 4186 3517 669 669 ISHARES SELECT 2014-12-11 2017-02-14 16166 14001 2165 2165 ISHARES U.S. PREFERRED 2015-11-19 2017-03-29 2896 2930 -34 -34 ISHARES U.S. PREFERRED 2015-11-19 2017-03-13 3830 3945 -115 -115 ISHARES U.S. PREFERRED 2015-11-19 2017-05-15 3229 3242 -13 -13 ISHARES U.S. PREFERRED 2015-11-19 2017-08-08 13218 13202 16 16 ISHARES U.S. PREFERRED 2015-11-19 2017-06-16 12897 12929 -32 -32 ISHARES U.S. PREFERRED 2015-04-22 2017-02-23 6833 7076 -243 -243 ISHARES U.S. PREFERRED 2015-04-22 2017-03-13 2048 2159 -111 -111 IVY HIGH INCOME 2016-02-01 2017-03-29 2 2 0 0 IVY HIGH INCOME 2015-11-19 2017-02-14 1 1 0 0 IVY HIGH INCOME 2015-11-19 2017-03-13 0 0 IVY HIGH INCOME FD I 2017-03-27 2017-03-29 2 2 0 0 IVY HIGH INCOME FD I 2017-02-27 2017-03-13 7 7 0 0 IVY HIGH INCOME FD I 2017-01-27 2017-02-14 3 3 0 0 IVY HIGH INCOME FD I 2016-02-01 2017-03-29 4518 3999 519 519 IVY HIGH INCOME FD I 2016-02-01 2017-03-29 8 7 1 1 IVY HIGH INCOME FD I 2016-01-27 2017-03-29 280 248 32 32 IVY HIGH INCOME FD I 2015-12-31 2017-03-29 8 7 1 1 IVY HIGH INCOME FD I 2015-12-31 2017-03-29 387 354 33 33 IVY HIGH INCOME FD I 2015-11-27 2017-03-29 205 197 8 8 IVY HIGH INCOME FD I 2015-11-19 2017-03-29 1501 1457 44 44 IVY HIGH INCOME FD I 2015-11-19 2017-03-13 9722 9465 257 257 IVY HIGH INCOME FD I 2015-11-19 2017-02-14 8 7 1 1 IVY HIGH INCOME FD I 2015-11-19 2017-02-14 1710 1656 54 54 IVY HIGH INCOME FD I 2015-11-18 2017-02-14 15405 15000 405 405 IVY HIGH INCOME FD I 2015-10-27 2017-02-14 8 8 0 0 IVY HIGH INCOME FD I 2015-10-27 2017-02-14 137 136 1 1 IVY HIGH INCOME FD I 2015-09-25 2017-02-14 137 136 1 1 IVY HIGH INCOME FD I 2015-08-27 2017-02-14 137 138 -1 -1 IVY HIGH INCOME FD I 2015-08-27 2017-02-14 8 8 0 0 IVY HIGH INCOME FD I 2015-07-27 2017-02-14 122 125 -3 -3 IVY HIGH INCOME FD I 2015-06-26 2017-02-14 129 136 -7 -7 IVY HIGH INCOME FD I 2015-06-26 2017-02-14 8 8 0 0 IVY HIGH INCOME FD I 2015-05-27 2017-02-14 137 146 -9 -9 IVY HIGH INCOME FD I 2015-04-27 2017-02-14 144 155 -11 -11 IVY HIGH INCOME FD I 2015-03-27 2017-02-14 8 8 0 0 IVY HIGH INCOME FD I 2015-03-27 2017-02-14 175 186 -11 -11 IVY HIGH INCOME FD I 2015-02-27 2017-02-14 8 8 0 0 IVY HIGH INCOME FD I 2015-02-27 2017-02-14 228 244 -16 -16 IVY HIGH INCOME FD I 2015-01-27 2017-02-14 190 200 -10 -10 IVY HIGH INCOME FD I 2015-01-06 2017-02-14 334 364 -30 -30 IVY HIGH INCOME FD I 2015-01-06 2017-02-14 8 8 0 0 IVY HIGH INCOME FD I 2014-12-31 2017-02-14 129 137 -8 -8 IVY HIGH INCOME FD I 2014-12-25 2017-03-29 8 8 0 0 IVY HIGH INCOME FD I 2014-12-25 2017-03-29 30 32 -2 -2 IVY HIGH INCOME FD I 2014-12-25 2017-03-29 53 56 -3 -3 IVY HIGH INCOME FD I 2014-12-24 2017-03-13 197 211 -14 -14 IVY HIGH INCOME FD I 2014-12-11 2017-02-14 258 275 -17 -17 IVY HIGH INCOME FD I 2014-12-11 2017-02-14 198 210 -12 -12 IVY HIGH INCOME FD I 2014-12-11 2017-02-14 6414 6820 -406 -406 IVY HIGH INCOME FD I 2014-12-11 2017-03-13 8 8 0 0 IVY HIGH INCOME FD I 2014-12-11 2017-03-13 83 89 -6 -6 IVY HIGH INCOME FD I 2014-12-11 2017-03-13 166 177 -11 -11 IVY HIGH INCOME FD I 2014-12-11 2017-02-14 365 387 -22 -22 J HNCK GLB ABS RTN STR I 2016-05-12 2017-05-15 1308 1289 19 19 J HNCK GLB ABS RTN STR I 2016-05-12 2017-03-13 3343 3350 -7 -7 J HNCK GLB ABS RTN STR I 2016-05-12 2017-03-13 1 1 0 0 J HNCK GLB ABS RTN STR I 2016-05-12 2017-05-31 9 9 0 0 J HNCK GLB ABS RTN STR I 2016-05-12 2017-05-31 7787 7673 114 114 J HNCK GLB ABS RTN STR I 2016-05-12 2017-05-15 6 6 0 0 JN HANCOCK INTL GRTH I 2017-01-11 2017-02-14 2 2 0 0 JN HANCOCK INTL GRTH I 2016-12-08 2017-06-16 1357 1137 220 220 JN HANCOCK INTL GRTH I 2016-12-08 2017-06-16 25 21 4 4 JN HANCOCK INTL GRTH I 2016-05-27 2017-03-29 386 365 21 21 JN HANCOCK INTL GRTH I 2016-05-27 2017-03-29 23 22 1 1 JN HANCOCK INTL GRTH I 2016-05-27 2017-06-16 1974 1719 255 255 JN HANCOCK INTL GRTH I 2015-12-17 2017-03-29 68 65 3 3 JN HANCOCK INTL GRTH I 2015-11-18 2017-03-13 7 7 0 0 JN HANCOCK INTL GRTH I 2015-11-18 2017-02-14 22 22 0 0 JN HANCOCK INTL GRTH I 2015-11-18 2017-02-14 1557 1559 -2 -2 JN HANCOCK INTL GRTH I 2015-11-18 2017-03-29 8 7 1 1 JN HANCOCK INTL GRTH I 2015-11-18 2017-06-16 2 1 1 1 JN HANCOCK INTL GRTH I 2015-11-18 2017-03-13 2030 1992 38 38 JN HANCOCK INTL GRTH I 2015-11-18 2017-03-29 4266 4070 196 196 JN HANCOCK INTL GRTH I 2015-11-09 2017-02-14 1687 1675 12 12 JOHN HANCOCK GLOBAL ABS 2016-05-12 2017-03-13 4 4 0 0 JOHN HANCOCK GLOBAL ABS 2016-05-12 2017-05-15 1 1 0 0 JOHN HANCOCK INTL GROWTH 2015-11-18 2017-02-14 4 4 0 0 JONES LANG LASALLE INC 1998-04-21 2017-12-28 175330 175330 175330 JPMORGAN CHASE & CO 2012-06-07 2017-12-28 9239 2841 6398 6398 JPMORGAN CHASE & CO 2011-09-08 2017-12-28 32228 10352 21876 21876 JPMORGAN CHASE & CO 2009-04-23 2017-12-28 18800 5642 13158 13158 LINCOLN NTL CORP IND NPV 2012-06-07 2017-12-28 148846 40376 108470 108470 LORD ABB SHRT DUR INC F 2017-02-28 2017-03-29 1 1 0 0 LORD ABB SHRT DUR INC F 2017-01-31 2017-02-14 0 0 LORD ABB SHRT DUR INC F 2016-05-12 2017-03-29 4 4 0 0 LORD ABB SHRT DUR INC F 2016-05-12 2017-03-29 16890 17008 -118 -118 LORD ABB SHRT DUR INC F 2016-04-29 2017-03-29 163 165 -2 -2 LORD ABB SHRT DUR INC F 2016-03-31 2017-03-29 159 160 -1 -1 LORD ABB SHRT DUR INC F 2016-02-29 2017-03-29 163 162 1 1 LORD ABB SHRT DUR INC F 2016-01-29 2017-03-29 168 167 1 1 LORD ABB SHRT DUR INC F 2015-12-31 2017-03-29 4 4 0 0 LORD ABB SHRT DUR INC F 2015-12-31 2017-03-29 155 155 0 0 LORD ABB SHRT DUR INC F 2015-12-18 2017-03-29 301 302 -1 -1 LORD ABB SHRT DUR INC F 2015-12-02 2017-03-29 232 235 -3 -3 LORD ABB SHRT DUR INC F 2015-11-30 2017-03-29 4 4 0 0 LORD ABB SHRT DUR INC F 2015-11-30 2017-03-29 60 61 -1 -1 LORD ABB SHRT DUR INC F 2015-11-18 2017-03-29 4 4 0 0 LORD ABB SHRT DUR INC F 2015-11-18 2017-02-14 38687 39046 -359 -359 LORD ABB SHRT DUR INC F 2015-11-18 2017-02-14 293 296 -3 -3 LORD ABB SHRT DUR INC F 2015-11-18 2017-02-14 233 235 -2 -2 LORD ABB SHRT DUR INC F 2015-11-18 2017-03-29 292 296 -4 -4 LORD ABB SHRT DUR INC F 2015-11-18 2017-03-29 314 318 -4 -4 LORD ABB SHRT DUR INC F 2015-11-18 2017-03-29 821 831 -10 -10 LORD ABB SHRT DUR INC F 2015-11-18 2017-03-29 159 161 -2 -2 LORD ABB SHRT DUR INC F 2015-11-18 2017-03-29 103 104 -1 -1 MFS GLOBAL ALTERNATIVE 2016-12-20 2017-03-13 9 9 0 0 MFS GLOBAL ALTERNATIVE 2016-12-20 2017-05-15 1 1 0 0 MFS GLOBAL ALTERNATIVE 2016-12-20 2017-05-31 350 327 23 23 MFS GLOBAL ALTERNATIVE 2016-05-12 2017-03-13 3257 3323 -66 -66 MFS GLOBAL ALTERNATIVE 2016-05-12 2017-05-15 1456 1434 22 22 MFS GLOBAL ALTERNATIVE 2016-05-12 2017-05-31 3 3 0 0 MFS GLOBAL ALTERNATIVE 2016-05-12 2017-05-31 7481 7343 138 138 MFS GLOBAL ALTERNATIVE 2016-05-12 2017-05-15 7 7 0 0 MOTOROLA SOLUTIONS INC 1983-05-12 2017-12-28 1083272 2660 1080612 1080612 MOTOROLA SOLUTIONS INC 1983-05-12 2017-12-29 770311 1884 768427 768427 OAKMARK INTL FD CL INV 2017-01-11 2017-06-16 3918 3510 408 408 OAKMARK INTL FD CL INV 2017-01-11 2017-06-16 9 8 1 1 PIMCO DIVERSIFIED INCOME 2017-04-28 2017-05-15 5 5 0 0 PIMCO DIVERSIFIED INCOME 2017-02-28 2017-03-13 2 2 0 0 PIMCO DIVERSIFIED INCOME 2017-02-14 2017-03-13 138 139 -1 -1 PIMCO DIVERSIFIED INCOME 2017-02-14 2017-03-13 11 11 0 0 PIMCO DIVERSIFIED INCOME 2017-02-14 2017-03-13 0 0 PIMCO DIVERSIFIED INCOME 2017-02-14 2017-03-13 11 11 0 0 PIMCO DIVERSIFIED INCOME 2017-02-14 2017-03-13 287 288 -1 -1 PIMCO DIVERSIFIED INCOME 2017-02-14 2017-03-29 20000 19814 186 186 PIMCO DIVERSIFIED INCOME 2017-02-14 2017-03-29 0 0 PIMCO DIVERSIFIED INCOME 2017-02-14 2017-05-15 10004 9784 220 220 PIMCO DIVERSIFIED INCOME 2017-02-14 2017-03-13 5926 5954 -28 -28 PIMCO ENHANCED SHORT 2017-02-14 2017-03-29 22354 22328 26 26 PIMCO INCOME FUND CL P 2017-04-28 2017-05-15 2 2 0 0 PIMCO INCOME FUND CL P 2017-02-28 2017-03-13 7 7 0 0 PIMCO INCOME FUND CL P 2017-01-31 2017-02-14 1 1 0 0 PIMCO INCOME FUND CL P 2015-11-19 2017-02-14 2 2 0 0 PIMCO INCOME FUND CL P 2015-11-19 2017-03-29 4 4 0 0 PIMCO INCOME FUND CL P 2015-11-19 2017-03-13 3 3 0 0 PIMCO INCOME FUND CL P 2015-11-19 2017-02-14 13489 13445 44 44 PIMCO INCOME FUND CL P 2015-11-19 2017-03-13 5771 5743 28 28 PIMCO INCOME FUND CL P 2015-11-19 2017-05-15 1 1 0 0 PIMCO INCOME FUND CL P 2015-11-19 2017-05-15 8893 8742 151 151 PIMCO INCOME FUND CL P 2015-11-19 2017-03-29 19996 19768 228 228 PIMCO INCOME FUND CL P 2015-11-18 2017-02-14 12 12 0 0 PIMCO INCOME FUND CL P 2015-11-18 2017-02-14 63258 63053 205 205 PIMCO INCOME FUND CL P 2015-10-30 2017-02-14 146 145 1 1 PIMCO INCOME FUND CL P 2015-09-30 2017-02-14 146 144 2 2 PIMCO INCOME FUND CL P 2015-08-31 2017-02-14 133 134 -1 -1 PIMCO INCOME FUND CL P 2015-08-31 2017-02-14 12 12 0 0 PIMCO INCOME FUND CL P 2015-07-31 2017-02-14 133 135 -2 -2 PIMCO INCOME FUND CL P 2015-06-30 2017-02-14 133 135 -2 -2 PIMCO INCOME FUND CL P 2015-06-30 2017-02-14 12 12 0 0 PIMCO INCOME FUND CL P 2015-05-29 2017-02-14 133 137 -4 -4 PIMCO INCOME FUND CL P 2015-05-29 2017-02-14 12 12 0 0 PIMCO INCOME FUND CL P 2015-05-20 2017-02-14 619 637 -18 -18 PIMCO INCOME FUND CL P 2015-05-10 2017-05-15 74 75 -1 -1 PIMCO INCOME FUND CL P 2015-05-10 2017-05-15 12 12 0 0 PIMCO INCOME FUND CL P 2015-05-10 2017-05-15 234 236 -2 -2 PIMCO INCOME FUND CL P 2015-05-10 2017-05-15 12 12 0 0 PIMCO INCOME FUND CL P 2015-05-07 2017-03-13 12 12 0 0 PIMCO INCOME FUND CL P 2015-05-07 2017-03-13 535 548 -13 -13 PIMCO INCOME FUND CL P 2015-04-30 2017-02-14 12 12 0 0 PIMCO INCOME FUND CL P 2015-04-30 2017-02-14 24 25 -1 -1 PIMCO INCOME FUND CL P 2015-04-23 2017-02-14 12 12 0 0 PIMCO INCOME FUND CL P 2015-04-23 2017-02-14 534 545 -11 -11 PIMCO INCOME FUND CL P 2015-04-23 2017-02-14 3590 3665 -75 -75 PIMCO INCOME FUND CL P 2015-04-22 2017-02-14 728 744 -16 -16 PIMCO INCOME FUND CL P 2015-04-22 2017-02-14 12 12 0 0 PIMCO INCOME FUND CL P 2015-04-22 2017-03-13 316 321 -5 -5 PIMCO INCOME FUND CL P 2015-04-22 2017-03-13 12 12 0 0 PIMCO INCOME FUND CL P 2015-04-22 2017-03-13 413 420 -7 -7 PIMCO STOCKPLUS FUND 2017-03-16 2017-05-15 3 3 0 0 PIMCO STOCKPLUS FUND 2017-02-14 2017-03-13 13588 13359 229 229 PIMCO STOCKPLUS FUND 2017-02-14 2017-03-13 2 2 0 0 PIMCO STOCKPLUS FUND 2017-02-14 2017-05-15 8558 8314 244 244 PIMCO STOCKPLUS FUND 2017-02-14 2017-03-29 15000 14865 135 135 PIMCO TOTAL RETURN 2016-05-27 2017-02-14 11107 11193 -86 -86 PIMCO TOTAL RETURN 2013-01-15 2017-02-14 6916 7229 -313 -313 POWERSHARES S&P 500 LOW 2017-02-14 2017-03-13 3619 3526 93 93 POWERSHARES S&P 500 LOW 2017-02-14 2017-03-29 4350 4248 102 102 ROYAL BANK CANADA PV$1 1998-04-21 2017-12-28 151613 151613 151613 SELECT SECTOR SPDR TR 2016-01-21 2017-02-23 8494 6441 2053 2053 SELECT SECTOR SPDR TR 2016-01-21 2017-03-13 3031 2266 765 765 SELECT SECTOR SPDR TR 2016-01-21 2017-03-29 1811 1352 459 459 SPDR GOLD TRUST 2016-07-27 2017-03-06 3 4 -1 -1 SPDR GOLD TRUST 2016-07-27 2017-02-03 4 4 0 0 SPDR GOLD TRUST 2016-07-27 2017-01-05 4 4 0 0 SPDR GOLD TRUST 2016-07-27 2017-05-31 11486 11984 -498 -498 SPDR GOLD TRUST 2016-07-27 2017-05-04 4 4 0 0 SPDR GOLD TRUST 2016-07-27 2017-04-07 4 4 0 0 THE OAKMARK FUND 2016-12-09 2017-01-11 56 56 0 0 THE OAKMARK FUND 2016-12-09 2017-01-11 46518 46036 482 482 THE OAKMARK INTL FUND 2017-01-11 2017-06-16 2 2 0 0 THE OAKMARK INTL FUND 2017-01-11 2017-02-14 20 20 0 0 THE OAKMARK INTL FUND 2017-01-11 2017-03-13 2192 2106 86 86 THE OAKMARK INTL FUND 2017-01-11 2017-02-14 1 1 0 0 THE OAKMARK INTL FUND 2017-01-11 2017-02-14 2883 2831 52 52 THE OAKMARK INTL FUND 2017-01-11 2017-03-29 0 0 THE OAKMARK INTL FUND 2017-01-11 2017-03-29 3483 3276 207 207 THE OAKMARK INTL FUND 2017-01-11 2017-03-13 4 4 0 0 THE OAKMARK INTL FUND 2017-01-11 2017-03-29 17 16 1 1 VANGUARD INTL EQUTY INDX 2017-01-11 2017-03-13 1706 1642 64 64 VANGUARD INTL EQUTY INDX 2017-01-11 2017-02-14 3436 3285 151 151 VANGUARD INTL EQUTY INDX 2017-01-11 2017-06-16 2810 2512 298 298 VANGUARD INTL EQUTY INDX 2017-01-11 2017-03-29 4624 4348 276 276 VANGUARD S AND P 500 2017-02-14 2017-03-13 16705 16524 181 181 VANGUARD S AND P 500 2017-02-14 2017-03-29 27565 27708 -143 -143 VANGUARD S AND P 500 2017-02-14 2017-05-15 7221 7255 -34 -34 VANGUARD S&P 500 GROWTH 2015-11-19 2017-03-13 18661 16724 1937 1937 VANGUARD S&P 500 GROWTH 2015-11-19 2017-02-14 47309 43398 3911 3911 VANGUARD S&P 500 GROWTH 2015-11-19 2017-05-15 10609 9209 1400 1400 VANGUARD S&P 500 GROWTH 2015-11-19 2017-03-29 29497 26462 3035 3035 VANGUARD S&P 500 GROWTH 2015-04-23 2017-02-14 18577 16754 1823 1823 VANGUARD S&P 500 GROWTH 2014-12-11 2017-02-14 3692 3209 483 483 VANGUARD TOTAL BOND MKT 2017-02-14 2017-03-13 11046 11148 -102 -102 VANGUARD TOTAL BOND MKT 2017-02-14 2017-02-23 42359 42167 192 192 VANGUARD TOTAL BOND MKT 2017-02-14 2017-06-16 6488 6382 106 106 VANGUARD TOTAL BOND MKT 2017-02-14 2017-03-29 8433 8401 32 32 VANGUARD TOTAL INTL STK 2015-11-18 2017-03-29 2847 2647 200 200 VANGUARD TOTAL INTL STK 2015-11-18 2017-06-16 2821 2507 314 314 VANGUARD TOTAL INTL STK 2015-11-09 2017-02-14 3155 3016 139 139 VANGUARD TOTAL INTL STK 2015-11-09 2017-03-13 2009 1903 106 106 VANGUARD TOTAL INTL STK 2015-11-09 2017-03-29 1648 1531 117 117 VERTEX PHARMCTLS INC 2002-11-04 2017-12-28 100325 100325 100325 6 WASH SALE ADJUSTMENTS 515 515 515 WASH SALE/BASIS ADJ 2017 SALES 2617 -2617 -2617 GROSS PROCEEDS ROUNDING ADJUSTMENT 11 22 -11 -11 CAPITAL GAINS DIVIDENDS P 5019 5019 5019 3326685 0 687500 1856550 0.370311 677151 1186642 0.570645 667672 903696 0.738824 717371 1296291 0.553403 787603 1872320 0.420656 2.653839 0.530768 1825028 968666 33617 1002283 732400 67233 0 67233 0 67233 12679 60000 0 72679 X 0 5446 5446 0 0 0 0 0 0 0 0 1 0 0 1 1 CA 1 0 0 0 0 1 N/A MARY LYONS 9494745500 36 HARBOR ISLAND NEWPORT BEACH CA 92660 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 MARY A LYONS 36 HARBOR ISLAND NEWPORT BEACH CA 92660 PRESIDENT 5.00 0 0 0 PHILLIP N LYONS 36 HARBOR ISLAND NEWPORT BEACH CA 92660 SECRETARY 1.00 0 0 0 NONE 0 NONE 0 0 1813691 39129 0 1852820 0 0 1852820 27792 1825028 91251 91251 67233 67233 24018 0 24018 0 24018 732400 0 732400 0 732400 24018 0 0 701381 654814 645549 638717 606987 3247448 732400 0 0 0 24018 708382 0 0 3955830 0 0 0 0 0 0 701381 3254449 654814 645549 638717 606987 708382 MARY A LYONS PHILLIP N LYONS X CHORUS AMERICA 1156 15TH NW STE 310 WASHINGTON DC 200052750 MARY LYONS SERVES ON BOARD PUBLIC TO SUPPORT NATIONAL PRESENTATIONS/CONCERTS 25000 PBS SOCALKOCE-TV FOUNDATION 3080 BRISTOL ST STE 100 COSTA MESA CA 92626 MARY LYONS SERVES ON BOARD PUBLIC DIGITAL FORMAT CONVERSION/EDUCATIONAL & ARTS PROGRAM 50000 PACIFIC CHORALE 3621 S HARBOR BLVD STE 220 SANTA ANA CA 92704 MARY LYONS SERVES ON BOARD PUBLIC UNDERWRITE CONCERTS & OPERATING EXPENSES 325000 PACIFIC SYMPHONY ORCHESTRA 3631 S HARBOR BLVD STE 100 SANTA ANA CA 92704 PHIL LYONS SERVES ON BOARD PUBLIC UNDERWRITE CONCERTS & OPERATING EXPENSES 252400 SEGERSTROM CENTER FOR THE ARTS 615 TOWN CENTER DR COSTA MESA CA 92626 NONE PUBLIC ENHANCE PRESENTATIONS AT THE CENTER 25000 UCLA FOUNDATION 10920 WILSHIRE BLVD STE 900 LOS ANGELES CA 90024 NONE PUBLIC SUPPORT EDUCATIONAL PROGRAMS OF THE UNIVERSITY OF CALIFORNIA, LOS ANGELES 5000 CHILDRENS HOSPITAL OF ORANGE COUNTY 1201 WEST LA VETA AVENUE ORANGE CA 92868 NONE PUBLIC SUPPORT OF NON-PROFIT HOSPITAL PROGRAMS AND SERVICES 10000 ARTS & LEARNING CONSERVATORY 151 KALMUS DRIVE SUITE G-3 COSTA MESA CA 92626 MARY LYONS SERVES ON BOARD PUBLIC SUPPORT OF MUSICAL THEATER & PERFORMING ARTS PROGRAMS FOR CHILDREN 5000 FRIENDS OF THE SMITHSONIAN INSTITUTION PO BOX 37012 MRC 712 WASHINGTON DC 200137012 NONE PUBLIC SUPPORT OF SMITHSONIAN MUSEUMS & PROGRAMS 25000 PHILHARMONIC SOCIETY OF ORANGE COUNTY 2082 BUSINESS CENTER DR STE 100 IRVINE CA 92612 NONE PUBLIC SUPPORT OF MUSICAL PRESENTATIONS AND EDUCATIONAL PROGRAMS 10000 732400 0 14 40953 18 72075 18 70481 0 183509 0 183509 0 0 0 0 0 0 0 0 0 0 CORPORATE BONDS 131619 131619 CORPORATE STOCK 5669533 5669533 MUTUAL FUNDS FMV 3368955 3368955 NET RECEIVABLE - UNSETTLED TRADES FMV 1186870 1186870 ORGANIZATION COSTS 1276 1276 ANNUAL INVESTMENT ACCOUNT FEES 152 152 0 INVESTMENT ADVISOR FEES 5833 5833 0 UNREALIZED GAIN ON INVESTMENTS 72075 0 72075 12-31-2016 UNREALIZED GAIN ON INVESTMENTS (CONVERSION TO GAAP FINANCIALS) 17900 REGISTRY OF CHARITABLE TRUSTS & FRANCHISE TAX BOARD 85 0 0 FEDERAL EXCISE TAX PAYMENTS 13000 0 0 FOREIGN TAX ON DIVIDEND 18 0 0