SAUL FOUNDATION FOR PROGRESS INC: Form 990PF, tax year 2017
View the entire original 990 at ProPublica ↗
- Organization
- SAUL FOUNDATION FOR PROGRESS INC (EIN 47-4954803)
- Tax period
- 2017-01-01 to 2017-12-31
- Filed
- 2018-11-16
- IRS object ID
- 201803209349100510
- Schema version
- 2017v2.3
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Expenditure Responsibility Stmt
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-11-16T05:41:41-06:00 | ReturnTs |
| Tax Period End | 2017-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 133598907 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | FREEDMAN & CO CPA PC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 61 BROADWAY | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10006 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2017-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 474954803 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SAUL FOUNDATION FOR PROGRESS INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | SAUL | BusinessNameControlTxt |
| Phone | 6462390187 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 68 3RD STREET NO 221 | AddressLine1Txt |
| City | BROOKLYN | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 11231 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | MARION ULMANN | PersonNm |
| Person Title | DIRECTOR | PersonTitleTxt |
| Phone | 6462390187 | PhoneNum |
| Signature | 2018-11-12 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | PAUL J FREEDMAN | PreparerPersonNm |
| PTIN | P00725388 | PTIN |
| Phone | 2125096700 | PhoneNum |
| Preparation | 2018-11-12 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 204.2.245.18 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2018-11-12 | IPDt |
| IP Tm | 12:01:05 | IPTm |
| IP Timezone | ES | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 7E192482BA8B1F9A40CBB995427A5F977CCF8FB9 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2017 | TaxYr |
| Build TS | 2019-02-21 02:37:17Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Special Condition | 965 TAX | SpecialConditionDesc |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $33,526,009 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $1,075 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $1,075 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $685,654 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $685,654 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $201,242 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $5,881,458 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $201,242 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $10,735 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $2,291 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $898,706 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $890,262 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $70,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $7,000 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $63,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $19,965 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $1,996 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $17,969 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $17,953 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $17,953 | LegalFeesDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $279,415 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $187,821 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $91,594 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $10,577 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $7,077 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Occupancy Rev And Expnss | $10,050 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $1,005 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $9,045 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $79 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $8 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $71 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $4,361 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $134 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $1,323 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $412,400 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $205,041 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $200,955 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $100,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $100,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $512,400 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $205,041 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $300,955 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $386,306 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $685,221 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $286,310 | CashBOYAmt |
| Cash EOY | $233,438 | CashEOYAmt |
| Cash EOYFMV | $233,438 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $9,647,259 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $68,812 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $68,812 | SavAndTempCashInvstEOYFMVAmt |
| Prepaid Expenses BOY | $5,633 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $3,432 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $3,432 | PrepaidExpensesEOYFMVAmt |
| Corporate Stock BOY | $20,191,503 | CorporateStockBOYAmt |
| Corporate Stock EOY | $28,758,696 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $31,353,834 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $400,000 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $1,850,000 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $1,850,000 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $13,860 | OtherAssetsBOYAmt |
| Other Assets EOY | $16,493 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $16,493 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $30,544,565 | TotalAssetsBOYAmt |
| Total Assets EOY | $30,930,871 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $33,526,009 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $30,544,565 | RetainedEarningBOYAmt |
| Retained Earning EOY | $30,930,871 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $30,544,565 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $30,930,871 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $30,544,565 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $30,930,871 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $30,544,565 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $386,306 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $30,930,871 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $30,930,871 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (247 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| 250 SHS ALLERGAN PLC | 2016-09-27 | 2017-11-01 | $44,644 | $59,762 | -$15,118 | -$15,118 | |
| 3200 SHS AMTRUST FINANCIAL SERVICES INC | 2017-01-27 | 2017-05-09 | $40,672 | $84,915 | -$44,243 | -$44,243 | |
| 1400 SHS ANADARKO PETROLEUM CORP | 2016-09-27 | 2017-06-16 | $65,500 | $80,834 | -$15,334 | -$15,334 | |
| 1200 SHS ANADARKO PETROLEUM CORP | 2017-01-27 | 2017-06-16 | $56,143 | $84,325 | -$28,182 | -$28,182 | |
| 225 SHS ASSURANT INC | 2016-10-11 | 2017-05-09 | $23,687 | $20,418 | $3,269 | $3,269 | |
| 675 SHS ASSURANT INC | 2016-09-27 | 2017-05-09 | $71,060 | $60,861 | $10,199 | $10,199 | |
| 900 SHS DEVON ENERGY CORPORATION NEW | 2017-01-27 | 2017-08-18 | $27,364 | $42,046 | -$14,682 | -$14,682 | |
| 2100 SHS DEVON ENERGY CORPORATION NEW | 2016-09-27 | 2017-08-21 | $63,432 | $79,954 | -$16,522 | -$16,522 | |
| 450 SHS DEVON ENERGY CORPORATION NEW | 2017-01-27 | 2017-08-21 | $13,593 | $21,023 | -$7,430 | -$7,430 | |
| 900 SHS JOHNSON CONTROLS INC INTERNATIONAL PLC | 2017-01-27 | 2017-07-18 | $39,609 | $39,838 | -$229 | -$229 | |
| 900 SHS JOHNSON CONTROLS INC INTERNATIONAL PLC | 2016-09-27 | 2017-07-18 | $39,609 | $39,771 | -$162 | -$162 | |
| 300 SHS LYONDELLBASELL INDUSTRIESN V CL A | 2017-01-27 | 2017-07-18 | $25,575 | $28,556 | -$2,981 | -$2,981 | |
| 1200 SHS PFIZER INC | 2016-09-26 | 2017-07-18 | $39,952 | $40,435 | -$483 | -$483 | |
| 46558.796 SHS ROWE T PRICE NEW INCOME FD INC CL I | 2016-05-11 | 2017-04-18 | $441,843 | $446,288 | -$4,445 | -$4,445 | |
| 23 SHS ACCENTURE PLC IRELAND SHS CL A | 2016-05-11 | 2017-04-12 | $2,666 | $2,678 | -$12 | -$12 | |
| 15 SHS ADIDAS AG SPONSORED ADR | 2016-08-05 | 2017-04-12 | $1,404 | $1,221 | $183 | $183 | |
| 220 SHS AIA GROUP LTD SPONSORED ADR | 2017-01-18 | 2017-12-07 | $6,879 | $5,419 | $1,460 | $1,460 | |
| 8 SHS ALPHABET INC CLASS C CAPITAL STOCK | 2017-03-16 | 2017-12-07 | $8,259 | $6,789 | $1,470 | $1,470 | |
| 2747 SHS AMBEV S A ADS | 2016-08-19 | 2017-06-09 | $15,165 | $16,959 | -$1,794 | -$1,794 | |
| 556 SHS AMBEV S A ADS | 2016-08-19 | 2017-04-12 | $3,100 | $3,433 | -$333 | -$333 | |
| 491 SHS AMBEV S A ADS | 2016-09-06 | 2017-06-09 | $2,711 | $3,042 | -$331 | -$331 | |
| 483 SHS AMBEV S A ADS | 2016-10-05 | 2017-06-09 | $2,666 | $2,939 | -$273 | -$273 | |
| 316 SHS AMBEV S A ADS | 2017-02-24 | 2017-06-09 | $1,745 | $1,806 | -$61 | -$61 | |
| 1576 SHS AMBEV S A ADS | 2017-01-05 | 2017-06-09 | $8,701 | $8,077 | $624 | $624 | |
| 3305 SHS AMBEV S A ADS | 2017-01-12 | 2017-06-09 | $18,246 | $17,373 | $873 | $873 | |
| 9 SHS APPLE INC | 2016-06-17 | 2017-01-25 | $1,090 | $862 | $228 | $228 | |
| 157 SHS ATLAS COPCO AB-SPONSORED ADR REPSTG SER A | 2017-04-07 | 2017-12-07 | $6,613 | $5,550 | $1,063 | $1,063 | |
| 45.54 SHS BLACKROCK FDS ISHARES RUSSELL MD CP IDX CL K | 2016-12-16 | 2017-07-05 | $511 | $454 | $57 | $57 | |
| 56.353 SHS BLACKROCK FDS ISHARES RUSSELL MD CP IDX CL K | 2016-12-16 | 2017-07-05 | $633 | $562 | $71 | $71 | |
| 69.847 SHS BLACKROCK FDS ISHARES RUSSELL MD CP IDX CL K | 2016-07-22 | 2017-07-05 | $784 | $696 | $88 | $88 | |
| 133.592 SHS BLACKROCK FDS ISHARES RUSSELL MD CP IDX CL K | 2016-10-14 | 2017-07-05 | $1,500 | $1,332 | $168 | $168 | |
| 141.586 SHS BLACKROCK FDS ISHARES RUSSELL MD CP IDX CL K | 2017-04-13 | 2017-07-05 | $1,590 | $1,412 | $178 | $178 | |
| 193.126 SHS BLACKROCK FDS ISHARES RUSSELL MD CP IDX CL K | 2016-12-16 | 2017-07-05 | $2,169 | $1,926 | $243 | $243 | |
| 1389.185 SHS BLACKROCK FDS ISHARES RUSSELL MD CP IDX CL K | 2017-02-24 | 2017-07-05 | $15,601 | $13,851 | $1,750 | $1,750 | |
| 3084.137 SHS BLACKROCK FDS ISHARES RUSSELL MD CP IDX CL K | 2016-08-09 | 2017-07-05 | $34,635 | $30,750 | $3,885 | $3,885 | |
| 3782.664 SHS BLACKROCK FDS ISHARES RUSSELL MD CP IDX CL K | 2016-09-06 | 2017-07-05 | $42,479 | $37,715 | $4,764 | $4,764 | |
| 4321.132 SHS BLACKROCK FDS ISHARES RUSSELL MD CP IDX CL K | 2016-10-05 | 2017-07-05 | $48,526 | $43,084 | $5,442 | $5,442 | |
| 5672.737 SHS BLACKROCK FDS ISHARES RUSSELL MD CP IDX CL K | 2017-01-05 | 2017-07-05 | $63,705 | $56,560 | $7,145 | $7,145 | |
| 6 SHS BLACKROCK INC | 2016-05-11 | 2017-01-25 | $2,311 | $2,139 | $172 | $172 | |
| 1619.032 SHS BLACKROCK INDEX FDS INC ISHARES MSCI EAFE INTL IDX K | 2017-05-25 | 2017-12-07 | $23,006 | $21,574 | $1,432 | $1,432 | |
| 1654.922 SHS BROWN ADVISORY FDS JPAN ALPHA OPPTY FUND INVT SHS | 2016-10-05 | 2017-05-25 | $17,542 | $15,946 | $1,596 | $1,596 | |
| 1737.719 SHS BROWN ADVISORY FDS JPAN ALPHA OPPTY FUND INVT SHS | 2016-09-06 | 2017-05-25 | $18,420 | $16,744 | $1,676 | $1,676 | |
| 2553.585 SHS BROWN ADVISORY FDS JPAN ALPHA OPPTY FUND INVT SHS | 2016-08-09 | 2017-05-25 | $27,068 | $24,605 | $2,463 | $2,463 | |
| 4269.217 SHS BROWN ADVISORY FDS JPAN ALPHA OPPTY FUND INVT SHS | 2017-01-03 | 2017-05-25 | $45,254 | $41,137 | $4,117 | $4,117 | |
| 1752.369 SHS BROWN ADVISORY FDS JPAN ALPHA OPPTY FUND INVT SHS | 2017-01-03 | 2017-12-07 | $21,239 | $16,931 | $4,308 | $4,308 | |
| 10 SHS CANADIAN PACIFIC RAILWAY LTD USD ISSUE | 2016-05-11 | 2017-01-18 | $1,448 | $1,379 | $69 | $69 | |
| 41 SHS CHR HANSEN HLDG A S SPONSORED ADR | 2016-05-11 | 2017-04-12 | $1,283 | $1,304 | -$21 | -$21 | |
| 10 SHS CHUBB LTD COM | 2016-05-11 | 2017-04-12 | $1,367 | $1,244 | $123 | $123 | |
| 36 SHS CHUBB LTD COM | 2016-05-11 | 2017-01-18 | $4,747 | $4,479 | $268 | $268 | |
| 19 SHS CTRIP.COM INTL LTD AMERICAN DEP SHS | 2016-05-11 | 2017-04-12 | $929 | $831 | $98 | $98 | |
| 273 SHS CTRIP.COM INTL LTD AMERICAN DEP SHS | 2017-01-05 | 2017-11-07 | $12,511 | $11,659 | $852 | $852 | |
| 4 SHS DEERE & CO | 2016-05-11 | 2017-01-25 | $432 | $338 | $94 | $94 | |
| 74 SHS DSV A/S UNSPONSORED ADR | 2016-08-19 | 2017-04-12 | $1,915 | $1,872 | $43 | $43 | |
| 228 SHS EDGEWELL PERS CARE CO COM | 2016-10-10 | 2017-06-30 | $17,426 | $18,117 | -$691 | -$691 | |
| 72 SHS EDGEWELL PERS CARE CO COM | 2016-08-09 | 2017-03-17 | $5,422 | $5,868 | -$446 | -$446 | |
| 194 SHS EDGEWELL PERS CARE CO COM | 2016-05-11 | 2017-03-16 | $14,646 | $14,968 | -$322 | -$322 | |
| 72 SHS EDGEWELL PERS CARE CO COM | 2016-09-06 | 2017-03-17 | $5,422 | $5,723 | -$301 | -$301 | |
| 61 SHS EDGEWELL PERS CARE CO COM | 2016-10-05 | 2017-03-17 | $4,594 | $4,869 | -$275 | -$275 | |
| 82 SHS EDGEWELL PERS CARE CO COM | 2016-10-11 | 2017-06-30 | $6,267 | $6,484 | -$217 | -$217 | |
| 86 SHS EDGEWELL PERS CARE CO COM | 2016-05-11 | 2017-03-17 | $6,476 | $6,679 | -$203 | -$203 | |
| 23 SHS EDGEWELL PERS CARE CO COM | 2016-10-10 | 2017-03-17 | $1,732 | $1,828 | -$96 | -$96 | |
| 45 SHS EDGEWELL PERS CARE CO COM | 2017-02-24 | 2017-06-30 | $3,439 | $3,438 | $1 | $1 | |
| 133 SHS EDGEWELL PERS CARE CO COM | 2017-01-05 | 2017-06-30 | $10,165 | $10,129 | $36 | $36 | |
| 28.373 SHS FEDERATED TOTAL RETURN SERS INC ULTRASHORT BD FD INSTL SHS | 2016-06-01 | 2017-04-18 | $259 | $258 | $1 | $1 | |
| 44.023 SHS FEDERATED TOTAL RETURN SERS INC ULTRASHORT BD FD INSTL SHS | 2016-07-01 | 2017-04-18 | $401 | $401 | $0 | $0 | |
| 44.828 SHS FEDERATED TOTAL RETURN SERS INC ULTRASHORT BD FD INSTL SHS | 2016-08-01 | 2017-04-18 | $409 | $408 | $1 | $1 | |
| 61.83 SHS FEDERATED TOTAL RETURN SERS INC ULTRASHORT BD FD INSTL SHS | 2016-09-01 | 2017-04-18 | $564 | $563 | $1 | $1 | |
| 71.989 SHS FEDERATED TOTAL RETURN SERS INC ULTRASHORT BD FD INSTL SHS | 2016-10-03 | 2017-04-18 | $657 | $655 | $2 | $2 | |
| 72.842 SHS FEDERATED TOTAL RETURN SERS INC ULTRASHORT BD FD INSTL SHS | 2017-01-03 | 2017-04-18 | $664 | $663 | $1 | $1 | |
| 75.992 SHS FEDERATED TOTAL RETURN SERS INC ULTRASHORT BD FD INSTL SHS | 2017-02-01 | 2017-04-18 | $693 | $691 | $2 | $2 | |
| 80.314 SHS FEDERATED TOTAL RETURN SERS INC ULTRASHORT BD FD INSTL SHS | 2016-11-01 | 2017-04-18 | $732 | $731 | $1 | $1 | |
| 80.474 SHS FEDERATED TOTAL RETURN SERS INC ULTRASHORT BD FD INSTL SHS | 2016-12-01 | 2017-04-18 | $734 | $732 | $2 | $2 | |
| 82.142 SHS FEDERATED TOTAL RETURN SERS INC ULTRASHORT BD FD INSTL SHS | 2017-03-01 | 2017-04-18 | $749 | $747 | $2 | $2 | |
| 94.718 SHS FEDERATED TOTAL RETURN SERS INC ULTRASHORT BD FD INSTL SHS | 2017-04-03 | 2017-04-18 | $864 | $862 | $2 | $2 | |
| 4487.019 SHS FEDERATED TOTAL RETURN SERS INC ULTRASHORT BD FD INSTL SHS | 2017-02-24 | 2017-04-18 | $40,922 | $40,822 | $100 | $100 | |
| 8450.553 SHS FEDERATED TOTAL RETURN SERS INC ULTRASHORT BD FD INSTL SHS | 2016-10-05 | 2017-04-18 | $77,069 | $76,882 | $187 | $187 | |
| 8793.341 SHS FEDERATED TOTAL RETURN SERS INC ULTRASHORT BD FD INSTL SHS | 2016-09-06 | 2017-04-18 | $80,195 | $80,001 | $194 | $194 | |
| 9753.37 SHS FEDERATED TOTAL RETURN SERS INC ULTRASHORT BD FD INSTL SHS | 2016-08-09 | 2017-04-18 | $88,951 | $88,735 | $216 | $216 | |
| 13493.804 SHS FEDERATED TOTAL RETURN SERS INC ULTRASHORT BD FD INSTL SHS | 2017-01-05 | 2017-04-18 | $123,063 | $122,765 | $298 | $298 | |
| 25994.306 SHS FEDERATED TOTAL RETURN SERS INC ULTRASHORT BD FD INSTL SHS | 2016-05-11 | 2017-04-18 | $237,068 | $236,493 | $575 | $575 | |
| 35 SHS FERRARI N V COM | 2017-08-02 | 2017-12-07 | $3,666 | $3,829 | -$163 | -$163 | |
| 23.469 SHS GATEWAY TR GATEWAY FD CL Y | 2017-06-29 | 2017-07-05 | $757 | $708 | $49 | $49 | |
| 24.935 SHS GATEWAY TR GATEWAY FD CL Y | 2017-03-30 | 2017-07-05 | $805 | $752 | $53 | $53 | |
| 35.308 SHS GATEWAY TR GATEWAY FD CL Y | 2016-10-03 | 2017-07-05 | $1,139 | $1,065 | $74 | $74 | |
| 40.307 SHS GATEWAY TR GATEWAY FD CL Y | 2016-12-21 | 2017-07-05 | $1,301 | $1,216 | $85 | $85 | |
| 339.263 SHS GATEWAY TR GATEWAY FD CL Y | 2017-02-24 | 2017-07-05 | $10,948 | $10,237 | $711 | $711 | |
| 1293.15 SHS GATEWAY TR GATEWAY FD CL Y | 2016-09-06 | 2017-07-05 | $41,730 | $39,019 | $2,711 | $2,711 | |
| 1293.92 SHS GATEWAY TR GATEWAY FD CL Y | 2016-08-09 | 2017-07-05 | $41,755 | $39,042 | $2,713 | $2,713 | |
| 1303.915 SHS GATEWAY TR GATEWAY FD CL Y | 2016-10-05 | 2017-07-05 | $42,077 | $39,344 | $2,733 | $2,733 | |
| 2338.615 SHS GATEWAY TR GATEWAY FD CL Y | 2017-01-05 | 2017-07-05 | $75,467 | $70,565 | $4,902 | $4,902 | |
| 6558.853 SHS GATEWAY TR GATEWAY FD CL Y | 2016-05-11 | 2017-02-08 | $205,423 | $197,343 | $8,080 | $8,080 | |
| 202 SHS GENERAL ELECTRIC COMPANY COM | 2016-09-06 | 2017-06-30 | $5,445 | $6,369 | -$924 | -$924 | |
| 192 SHS GENERAL ELECTRIC COMPANY COM | 2017-01-05 | 2017-06-30 | $5,176 | $6,045 | -$869 | -$869 | |
| 693 SHS GENERAL ELECTRIC COMPANY COM | 2016-05-11 | 2017-03-16 | $20,588 | $21,216 | -$628 | -$628 | |
| 145 SHS GENERAL ELECTRIC COMPANY COM | 2016-08-09 | 2017-06-30 | $3,909 | $4,530 | -$621 | -$621 | |
| 110 SHS GENERAL ELECTRIC COMPANY COM | 2016-10-05 | 2017-06-30 | $2,965 | $3,238 | -$273 | -$273 | |
| 62 SHS GENERAL ELECTRIC COMPANY COM | 2016-10-05 | 2017-06-30 | $1,671 | $1,865 | -$194 | -$194 | |
| 52 SHS GENERAL ELECTRIC COMPANY COM | 2016-08-09 | 2017-03-16 | $1,545 | $1,624 | -$79 | -$79 | |
| 7 SHS HDFC BK LTD ADR REPSTG 3 SHS | 2016-05-11 | 2017-01-18 | $450 | $447 | $3 | $3 | |
| 25 SHS HERMES INTL S A UNSPONSORED ADR | 2016-06-09 | 2017-04-12 | $1,205 | $940 | $265 | $265 | |
| 14 SHS ICON PLC | 2016-05-11 | 2017-04-12 | $1,118 | $894 | $224 | $224 | |
| 153 SHS INDUSTRIA DE DISENO TEXTIL INDITEX SA UNSPONSORED ADR | 2016-05-11 | 2017-01-18 | $2,546 | $2,456 | $90 | $90 | |
| 256 SHS LAZARD LTD SHS A | 2017-01-05 | 2017-05-05 | $11,017 | $10,819 | $198 | $198 | |
| 71 SHS LAZARD LTD SHS A | 2016-10-05 | 2017-05-05 | $3,055 | $2,578 | $477 | $477 | |
| 96 SHS LAZARD LTD SHS A | 2016-09-06 | 2017-05-05 | $4,131 | $3,535 | $596 | $596 | |
| 87 SHS LAZARD LTD SHS A | 2016-08-09 | 2017-05-05 | $3,744 | $3,048 | $696 | $696 | |
| 443 SHS LAZARD LTD SHS A | 2016-05-11 | 2017-05-05 | $19,064 | $15,445 | $3,619 | $3,619 | |
| 98 SHS LVMH MOET HENNESSY LOUIS VUITTON SA UNSPONSORED ADR | 2016-05-11 | 2017-01-18 | $3,909 | $3,284 | $625 | $625 | |
| 97 SHS MOSAIC COMPANY | 2017-01-05 | 2017-01-25 | $3,230 | $2,975 | $255 | $255 | |
| 118 SHS MOSAIC COMPANY | 2016-09-06 | 2017-01-25 | $3,929 | $3,600 | $329 | $329 | |
| 62 SHS MOSAIC COMPANY | 2016-10-05 | 2017-01-25 | $2,064 | $1,660 | $404 | $404 | |
| 114 SHS MOSAIC COMPANY | 2016-08-09 | 2017-01-25 | $3,796 | $3,217 | $579 | $579 | |
| 253 SHS MOSAIC COMPANY | 2016-05-11 | 2017-01-25 | $8,424 | $6,723 | $1,701 | $1,701 | |
| 55.084 SHS PIMCO FDS UNCONSTRAINED BD FD INSTL CL | 2016-06-01 | 2017-02-08 | $593 | $576 | $17 | $17 | |
| 68.536 SHS PIMCO FDS UNCONSTRAINED BD FD INSTL CL | 2016-08-01 | 2017-02-08 | $738 | $717 | $21 | $21 | |
| 75.017 SHS PIMCO FDS UNCONSTRAINED BD FD INSTL CL | 2016-07-01 | 2017-02-08 | $808 | $784 | $24 | $24 | |
| 1989.762 SHS PIMCO FDS UNCONSTRAINED BD FD INSTL CL | 2016-08-09 | 2017-02-08 | $21,430 | $20,803 | $627 | $627 | |
| 7516.909 SHS PIMCO FDS UNCONSTRAINED BD FD INSTL CL | 2016-05-11 | 2017-02-08 | $80,957 | $78,591 | $2,366 | $2,366 | |
| 32 SHS RYANAIR HLDGS PLC SPONSORED ADR NEW | 2017-11-28 | 2017-12-07 | $3,808 | $3,863 | -$55 | -$55 | |
| 245 SHS SGS SA ADR | 2016-10-05 | 2017-09-11 | $5,641 | $5,473 | $168 | $168 | |
| 115 SHS SGS SA ADR | 2016-05-11 | 2017-01-18 | $2,379 | $2,379 | $0 | $0 | |
| 484 SHS SGS SA ADR | 2017-01-05 | 2017-09-11 | $11,143 | $10,077 | $1,066 | $1,066 | |
| 115 SHS SGS SA ADR | 2017-01-05 | 2017-09-11 | $2,648 | $2,482 | $166 | $166 | |
| 265 SHS SHOPRITE HOLDINGS LTD ORD SPONSORED ADR | 2016-08-16 | 2017-01-19 | $3,425 | $4,142 | -$717 | -$717 | |
| 181 SHS SHOPRITE HOLDINGS LTD ORD SPONSORED ADR | 2016-08-09 | 2017-01-19 | $2,340 | $2,804 | -$464 | -$464 | |
| 148 SHS SHOPRITE HOLDINGS LTD ORD SPONSORED ADR | 2016-08-15 | 2017-01-19 | $1,913 | $2,328 | -$415 | -$415 | |
| 142 SHS SHOPRITE HOLDINGS LTD ORD SPONSORED ADR | 2016-08-18 | 2017-01-19 | $1,835 | $2,200 | -$365 | -$365 | |
| 273 SHS SHOPRITE HOLDINGS LTD ORD SPONSORED ADR | 2016-10-05 | 2017-01-19 | $3,529 | $3,890 | -$361 | -$361 | |
| 130 SHS SHOPRITE HOLDINGS LTD ORD SPONSORED ADR | 2016-08-17 | 2017-01-19 | $1,680 | $1,983 | -$303 | -$303 | |
| 301 SHS SHOPRITE HOLDINGS LTD ORD SPONSORED ADR | 2016-09-06 | 2017-01-19 | $3,891 | $4,136 | -$245 | -$245 | |
| 807 SHS SHOPRITE HOLDINGS LTD ORD SPONSORED ADR | 2017-01-05 | 2017-01-19 | $10,431 | $10,128 | $303 | $303 | |
| 358 SHS SHOPRITE HOLDINGS LTD ORD SPONSORED ADR | 2016-05-11 | 2017-01-19 | $4,669 | $4,078 | $591 | $591 | |
| 521 SHS SHOPRITE HOLDINGS LTD ORD SPONSORED ADR | 2016-05-11 | 2017-01-19 | $6,734 | $5,934 | $800 | $800 | |
| 94 SHS SOUTHWEST AIRLINES CO | 2017-01-25 | 2017-12-07 | $5,918 | $4,663 | $1,255 | $1,255 | |
| 12 SHS TAIWAN SEMICONDUCTOR MFG CO LTD-SPONSORED ADR REPSTG 5 COM | 2016-05-11 | 2017-04-12 | $389 | $279 | $110 | $110 | |
| 578 SHS TAIWAN SEMICONDUCTOR MFG CO LTD-SPONSORED ADR REPSTG 5 COM | 2016-05-11 | 2017-02-10 | $17,569 | $13,432 | $4,137 | $4,137 | |
| 112 SHS TENCENT HOLDINGS LIMITED UNSPONSORED ADR REPRESENTING B SHARES | 2016-05-11 | 2017-04-12 | $3,312 | $2,257 | $1,055 | $1,055 | |
| 1799.814 SHS VANGUARD CHARLOTTE FDS TOTAL INTL BD INDEX FD ADMIRAL CL | 2016-12-19 | 2017-12-07 | $39,668 | $39,149 | $519 | $519 | |
| 1151.902 SHS VANGUARD INDEX TR VANGUARD 500 INDEX FD ADMIRAL | 2016-09-23 | 2017-01-03 | $239,976 | $230,082 | $9,894 | $9,894 | |
| 226 SHS VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF | 2017-05-25 | 2017-12-07 | $13,133 | $12,598 | $535 | $535 | |
| 109 SHS WAL-MART DE MEXICO S A B DE C V SPONS ADR REPSTG SER V SHS | 2016-05-11 | 2017-04-12 | $2,555 | $2,633 | -$78 | -$78 | |
| 57 SHS WELLS FARGO & CO | 2016-05-11 | 2017-01-25 | $3,220 | $2,826 | $394 | $394 | |
| 34267.602 SHS WELLS FARGO CORE BOND FUND INSTITUTIONAL | 2016-05-11 | 2017-04-18 | $441,367 | $445,203 | -$3,836 | -$3,836 | |
| 342 SHS COLOPLAST AS UNSPONSORED ADR | 2016-05-11 | 2017-01-18 | $2,380 | $2,380 | $0 | $0 | |
| 25 SHS CORE LABORATORIES NV | 2016-05-11 | 2017-01-18 | $3,045 | $3,045 | $0 | $0 | |
| 36 SHS CSL LTD SPONSORED ADR | 2016-05-11 | 2017-01-18 | $1,345 | $1,345 | $0 | $0 | |
| 32 SHS NESTLE SA-SPONSORED ADR REPSTG REGD ORD (SF 10 PAR) | 2016-05-11 | 2017-01-18 | $2,344 | $2,344 | $0 | $0 | |
| 125 SHS NOVOZYMES A/S ADR | 2016-05-11 | 2017-01-18 | $4,337 | $4,337 | $0 | $0 | |
| 131 SHS RECKITT BENCKISER PLC SPONSORED ADR | 2016-05-11 | 2017-01-18 | $2,223 | $2,223 | $0 | $0 | |
| 46 SHS SYSMEX CORPORATION UNSPONSORED ADR | 2016-05-11 | 2017-01-18 | $1,366 | $1,366 | $0 | $0 | |
| 8 SHS VERIZON COMMUNICATIONS | 2016-05-11 | 2017-01-25 | $398 | $398 | $0 | $0 | |
| 50 SHS ACCENTURE PLC IRELAND SHS CL A | 2016-05-11 | 2017-12-07 | $7,405 | $5,823 | $1,582 | $1,582 | |
| 42 SHS ADIDAS AG SPONSORED ADR | 2016-08-05 | 2017-12-07 | $4,462 | $3,419 | $1,043 | $1,043 | |
| 12 SHS ALLEGHANY CORP-DEL | 2016-05-11 | 2017-12-07 | $6,988 | $6,341 | $647 | $647 | |
| 71 SHS APPLE INC | 2016-06-17 | 2017-12-07 | $12,042 | $6,803 | $5,239 | $5,239 | |
| 1041.598 SHS AQR FDS MANAGED FUTURES STRATEGY FD R6 | 2016-05-11 | 2017-12-07 | $9,541 | $10,176 | -$635 | -$635 | |
| 103 SHS BANK OF AMERICA CORP | 2016-05-11 | 2017-12-07 | $2,978 | $1,483 | $1,495 | $1,495 | |
| 60 SHS BERKSHIRE HATHAWAY INC DEL CL B | 2016-05-11 | 2017-12-07 | $11,780 | $8,607 | $3,173 | $3,173 | |
| 19643.683 SHS BLACKROCK FDS ISHARES RUSSELL MD CP IDX CL K | 2016-05-11 | 2017-05-25 | $218,438 | $195,857 | $22,581 | $22,581 | |
| 1211.374 SHS BLACKROCK FDS ISHARES RUSSELL MD CP IDX CL K | 2016-05-11 | 2017-07-05 | $13,604 | $12,078 | $1,526 | $1,526 | |
| 17 SHS BLACKROCK INC | 2016-05-11 | 2017-12-07 | $8,718 | $6,060 | $2,658 | $2,658 | |
| 604.214 SHS BLACKROCK INFLATION PROTECTD BOND PORTFOLIO CLASS K | 2016-05-11 | 2017-12-07 | $6,326 | $6,350 | -$24 | -$24 | |
| 87 SHS BRISTOL MYERS SQUIBB CO | 2016-05-11 | 2017-12-07 | $5,367 | $6,203 | -$836 | -$836 | |
| 10822.511 SHS BROWN ADVISORY FDS JPAN ALPHA OPPTY FUND INVT SHS | 2016-05-11 | 2017-05-25 | $114,719 | $104,282 | $10,437 | $10,437 | |
| 55 SHS CANADIAN PACIFIC RAILWAY LTD USD ISSUE | 2016-05-11 | 2017-12-07 | $9,695 | $7,583 | $2,112 | $2,112 | |
| 104 SHS CARMAX INC | 2016-05-11 | 2017-12-07 | $6,939 | $5,328 | $1,611 | $1,611 | |
| 126 SHS CARNIVAL CORP COMMON PAIRED STOCK | 2016-05-11 | 2017-12-07 | $8,345 | $6,385 | $1,960 | $1,960 | |
| 26 SHS CHEVRON CORPORATION | 2016-05-11 | 2017-12-07 | $3,105 | $2,639 | $466 | $466 | |
| 155 SHS CHR HANSEN HLDG A S SPONSORED ADR | 2016-05-11 | 2017-12-07 | $7,005 | $4,931 | $2,074 | $2,074 | |
| 37 SHS CHUBB LTD COM | 2016-05-11 | 2017-12-07 | $5,552 | $4,603 | $949 | $949 | |
| 123 SHS CISCO SYSTEMS INC | 2016-05-11 | 2017-12-07 | $4,606 | $3,308 | $1,298 | $1,298 | |
| 52 SHS COCA COLA COMPANY (THE) | 2016-05-11 | 2017-12-07 | $2,388 | $2,374 | $14 | $14 | |
| 568 SHS COLOPLAST AS UNSPONSORED ADR | 2016-05-11 | 2017-12-07 | $4,398 | $4,322 | $76 | $76 | |
| 355 SHS COMPASS GROUP PLC AMERICAN DEPOSITARY RECEIPTS SPONSORED | 2016-05-11 | 2017-12-07 | $7,208 | $6,687 | $521 | $521 | |
| 42 SHS CORE LABORATORIES NV | 2016-05-11 | 2017-12-07 | $4,153 | $5,181 | -$1,028 | -$1,028 | |
| 189 SHS CSL LTD SPONSORED ADR | 2016-05-11 | 2017-12-07 | $10,121 | $7,696 | $2,425 | $2,425 | |
| 530 SHS CTRIP.COM INTL LTD AMERICAN DEP SHS | 2016-05-11 | 2017-11-07 | $24,288 | $23,191 | $1,097 | $1,097 | |
| 99 SHS CTRIP.COM INTL LTD AMERICAN DEP SHS | 2016-08-09 | 2017-11-07 | $4,537 | $4,454 | $83 | $83 | |
| 154 SHS CTRIP.COM INTL LTD AMERICAN DEP SHS | 2016-09-06 | 2017-11-07 | $7,057 | $7,041 | $16 | $16 | |
| 66 SHS CTRIP.COM INTL LTD AMERICAN DEP SHS | 2016-10-05 | 2017-11-07 | $3,025 | $3,127 | -$102 | -$102 | |
| 46 SHS DEERE & CO | 2016-05-11 | 2017-12-07 | $6,953 | $3,886 | $3,067 | $3,067 | |
| 2538.125 SHS DODGE & COX INCOME FUND | 2016-05-11 | 2017-12-07 | $35,204 | $34,908 | $296 | $296 | |
| 82 SHS DOLLAR TREE INC | 2016-05-11 | 2017-12-07 | $8,761 | $6,511 | $2,250 | $2,250 | |
| 199 SHS DSV A/S UNSPONSORED ADR | 2016-08-19 | 2017-12-07 | $7,652 | $5,033 | $2,619 | $2,619 | |
| 57 SHS ELI LILLY & CO | 2016-05-11 | 2017-12-07 | $4,882 | $4,384 | $498 | $498 | |
| 110 SHS ESSILOR INTERNATIONAL SA ADR | 2016-06-09 | 2017-12-07 | $7,415 | $7,412 | $3 | $3 | |
| 368 SHS EXPERIAN PLC SPONSORED ADR | 2016-05-11 | 2017-12-07 | $7,711 | $6,745 | $966 | $966 | |
| 25 SHS FEDEX CORP | 2016-05-11 | 2017-12-07 | $5,978 | $4,057 | $1,921 | $1,921 | |
| 210.611 SHS GATEWAY TR GATEWAY FD CL Y | 2016-05-11 | 2017-07-05 | $6,796 | $6,355 | $441 | $441 | |
| 31.951 SHS GATEWAY TR GATEWAY FD CL Y | 2016-07-01 | 2017-07-05 | $1,031 | $964 | $67 | $67 | |
| 34 SHS GENERAL DYNAMICS CORP | 2016-05-11 | 2017-12-07 | $6,818 | $4,948 | $1,870 | $1,870 | |
| 2733.246 SHS GOLDMAN SACHS STRATEGIC INCOME FUND INSTL CL | 2016-10-28 | 2017-12-07 | $25,884 | $26,198 | -$314 | -$314 | |
| 68 SHS HDFC BK LTD ADR REPSTG 3 SHS | 2016-05-11 | 2017-12-07 | $6,475 | $4,344 | $2,131 | $2,131 | |
| 78 SHS HERMES INTL S A UNSPONSORED ADR | 2016-06-09 | 2017-12-07 | $4,057 | $2,932 | $1,125 | $1,125 | |
| 38 SHS ICON PLC | 2016-05-11 | 2017-12-07 | $4,225 | $2,426 | $1,799 | $1,799 | |
| 141 SHS INDUSTRIA DE DISENO TEXTIL INDITEX SA UNSPONSORED ADR | 2016-05-11 | 2017-12-07 | $2,564 | $2,263 | $301 | $301 | |
| 119.475 SHS JOHN HANCOCK FDS II STRATEGIC INCOME OPPTYS FD I | 2016-05-11 | 2017-12-07 | $1,299 | $1,272 | $27 | $27 | |
| 10215.483 SHS JOHN HANCOCK FDS II STRATEGIC INCOME OPPTYS FD I | 2016-05-11 | 2017-07-05 | $110,838 | $108,603 | $2,235 | $2,235 | |
| 11580.052 SHS JPMORGAN GLOBAL RESEARCH ENHANCED INDEX FUND CL I | 2016-05-11 | 2017-05-25 | $239,591 | $212,340 | $27,251 | $27,251 | |
| 1592.767 SHS JPMORGAN GLOBAL RESEARCH ENHANCED INDEX FUND CL I | 2016-05-11 | 2017-12-07 | $35,821 | $29,316 | $6,505 | $6,505 | |
| 803.76 SHS JPMORGAN TR II CORE PLUS BD FD ULTRA CL | 2016-05-11 | 2017-12-07 | $6,663 | $6,666 | -$3 | -$3 | |
| 10392.481 SHS JPMORGAN UNCONSTRAINED DEBT FUND CL I | 2016-05-11 | 2017-07-05 | $103,925 | $102,655 | $1,270 | $1,270 | |
| 175.775 SHS JPMORGAN UNCONSTRAINED DEBT FUND R6 | 2016-05-11 | 2017-12-07 | $1,763 | $1,740 | $23 | $23 | |
| 22 SHS LOWES COMPANIES INC | 2016-05-11 | 2017-12-07 | $1,831 | $1,662 | $169 | $169 | |
| 78 SHS LUXOTTICA GROUP SPA AMERICAN DEPOSITARY RECEIPTS SPONSORED | 2016-11-18 | 2017-12-07 | $4,713 | $4,046 | $667 | $667 | |
| 100 SHS LVMH MOET HENNESSY LOUIS VUITTON SA UNSPONSORED ADR | 2016-05-11 | 2017-12-07 | $5,823 | $3,351 | $2,472 | $2,472 | |
| 834.796 SHS MAINSTAY FDS MACKAY HGH YLD CORP BD FD R6 | 2016-05-11 | 2017-12-07 | $4,792 | $4,691 | $101 | $101 | |
| 670.397 SHS MFS SER TR X EMERGING MARKET DEBT FUND CLASS I | 2016-07-28 | 2017-12-07 | $10,076 | $9,976 | $100 | $100 | |
| 76 SHS NESTLE SA-SPONSORED ADR REPSTG REGD ORD (SF 10 PAR) | 2016-05-11 | 2017-12-07 | $6,557 | $5,692 | $865 | $865 | |
| 593.218 SHS NEUBERGER BERMAN ALTERNATIVE FDS LONG SHORT FD INSTL CL | 2016-05-11 | 2017-12-07 | $8,619 | $7,626 | $993 | $993 | |
| 8493.566 SHS NEUBERGER BERMAN ALTERNATIVE FDS LONG SHORT FD INSTL CL | 2016-05-11 | 2017-07-05 | $118,655 | $108,740 | $9,915 | $9,915 | |
| 12 SHS NEWMARKET CORPORATION | 2016-05-11 | 2017-12-07 | $4,684 | $4,895 | -$211 | -$211 | |
| 91 SHS NIKE INC CLASS B COM | 2016-08-25 | 2017-12-07 | $5,507 | $5,384 | $123 | $123 | |
| 69 SHS NORFOLK SOUTHERN CORP | 2016-05-11 | 2017-12-07 | $9,765 | $6,186 | $3,579 | $3,579 | |
| 107 SHS NOVOZYMES A/S ADR | 2016-05-11 | 2017-12-07 | $5,730 | $5,188 | $542 | $542 | |
| 6147.562 SHS PIMCO HIGH YIELD FUND INSTL CL | 2016-08-09 | 2017-11-28 | $55,205 | $53,492 | $1,713 | $1,713 | |
| 178.857 SHS PIMCO HIGH YIELD FUND INSTL CL | 2016-09-01 | 2017-11-28 | $1,606 | $1,556 | $50 | $50 | |
| 6399.68 SHS PIMCO HIGH YIELD FUND INSTL CL | 2016-09-06 | 2017-11-28 | $57,469 | $55,686 | $1,783 | $1,783 | |
| 227.668 SHS PIMCO HIGH YIELD FUND INSTL CL | 2016-10-03 | 2017-11-28 | $2,044 | $1,981 | $63 | $63 | |
| 2028.139 SHS PIMCO HIGH YIELD FUND INSTL CL | 2016-10-05 | 2017-11-28 | $18,213 | $17,648 | $565 | $565 | |
| 745.981 SHS PIMCO HIGH YIELD FUND INSTL CL | 2016-10-05 | 2017-12-07 | $6,691 | $6,493 | $198 | $198 | |
| 25002.237 SHS PIMCO HIGH YIELD FUND INSTL CL | 2016-05-11 | 2017-07-05 | $225,020 | $216,982 | $8,038 | $8,038 | |
| 10375.121 SHS PIMCO HIGH YIELD FUND INSTL CL | 2016-05-11 | 2017-11-28 | $93,169 | $90,278 | $2,891 | $2,891 | |
| 105.469 SHS PIMCO HIGH YIELD FUND INSTL CL | 2016-06-01 | 2017-11-28 | $947 | $918 | $29 | $29 | |
| 162.721 SHS PIMCO HIGH YIELD FUND INSTL CL | 2016-07-01 | 2017-11-28 | $1,461 | $1,416 | $45 | $45 | |
| 159.689 SHS PIMCO HIGH YIELD FUND INSTL CL | 2016-08-01 | 2017-11-28 | $1,434 | $1,390 | $44 | $44 | |
| 149 SHS PROGRESSIVE CORP-OHIO | 2016-05-11 | 2017-12-07 | $8,139 | $4,974 | $3,165 | $3,165 | |
| 541 SHS RECKITT BENCKISER PLC SPONSORED ADR | 2016-05-11 | 2017-12-07 | $9,639 | $10,928 | -$1,289 | -$1,289 | |
| 520.571 SHS ROWE T PRICE NEW INCOME FD INC CL I | 2016-05-11 | 2017-12-07 | $4,940 | $4,949 | -$9 | -$9 | |
| 244 SHS SGS SA ADR | 2016-08-09 | 2017-09-11 | $5,618 | $5,385 | $233 | $233 | |
| 225 SHS SGS SA ADR | 2016-09-06 | 2017-09-11 | $5,180 | $5,083 | $97 | $97 | |
| 1070 SHS SGS SA ADR | 2016-05-11 | 2017-09-11 | $24,634 | $22,952 | $1,682 | $1,682 | |
| 91 SHS SYSMEX CORPORATION UNSPONSORED ADR | 2016-05-11 | 2017-12-07 | $3,406 | $3,130 | $276 | $276 | |
| 201 SHS TAIWAN SEMICONDUCTOR MFG CO LTD-SPONSORED ADR REPSTG 5 COM | 2016-05-11 | 2017-12-07 | $7,816 | $4,671 | $3,145 | $3,145 | |
| 116 SHS TENCENT HOLDINGS LIMITED UNSPONSORED ADR REPRESENTING B SHARES | 2016-08-09 | 2017-12-14 | $5,864 | $2,825 | $3,039 | $3,039 | |
| 281 SHS TENCENT HOLDINGS LIMITED UNSPONSORED ADR REPRESENTING B SHARES | 2016-05-11 | 2017-12-07 | $13,654 | $5,662 | $7,992 | $7,992 | |
| 547 SHS TENCENT HOLDINGS LIMITED UNSPONSORED ADR REPRESENTING B SHARES | 2016-05-11 | 2017-12-14 | $27,651 | $11,022 | $16,629 | $16,629 | |
| 488.497 SHS VANGUARD INDEX TR VANGUARD 500 INDEX FD ADMIRAL | 2016-10-05 | 2017-12-07 | $119,379 | $103,294 | $16,085 | $16,085 | |
| 288.944 SHS VANGUARD INDEX TR VANGUARD 500 INDEX FD ADMIRAL | 2016-09-23 | 2017-12-07 | $70,612 | $61,098 | $9,514 | $9,514 | |
| 83 SHS VISA INC CL A COMMON STOCK | 2016-05-11 | 2017-12-07 | $9,225 | $6,469 | $2,756 | $2,756 | |
| 165 SHS WAL-MART DE MEXICO S A B DE C V SPONS ADR REPSTG SER V SHS | 2016-05-11 | 2017-12-07 | $3,866 | $3,986 | -$120 | -$120 | |
| 118 SHS WELLS FARGO & CO | 2016-05-11 | 2017-12-07 | $7,024 | $5,851 | $1,173 | $1,173 | |
| 289.132 SHS WELLS FARGO CORE BOND FUND INSTITUTIONAL | 2016-05-11 | 2017-12-07 | $3,724 | $3,731 | -$7 | -$7 | |
| 205 SHS YANDEX N V CLASS A | 2016-05-11 | 2017-12-07 | $6,756 | $4,068 | $2,688 | $2,688 | |
| 286.789 SHS VANGUARD FIXED INCOME SECS INTER TERM INVT GRADE FD ADMIRAL CL | 2016-05-11 | 2017-12-07 | $2,805 | $2,805 | $0 | $0 | |
| 953 SHS LAZARD LTD SHS A COST ADJ | 2016-05-11 | 2017-05-05 | $121 | $121 | $121 | ||
| CAPITAL GAINS DIVIDENDS | $27,996 | $27,996 | $27,996 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $201,242 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $582,027 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $30,122,331 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.019322 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $0 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $30,006,628 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.000000 | DistributionYr2Rt |
| Total Distribution | 0.019322 | TotalDistributionRt |
| Average Distribution | 0.009661 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $31,490,356 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $304,228 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $6,852 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $311,080 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,750,955 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $6,852 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $6,852 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $6,852 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $979 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $10,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $10,979 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $37 | EsPenaltyAmt |
| Overpayment | $4,090 | OverpaymentAmt |
| Applied To ES Tax | $4,090 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | MARION ULMANN | IndividualWithBooksNm |
| Phone | 6462390187 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 68 3RD STREET SUITE 221 | AddressLine1Txt |
| City | BROOKLYN | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 11231 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | 0 | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (1) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| MARION ULMANN | ||||||||
| 68 3RD STREET SUITE 221 | BROOKLYN | NY | 11231 | DIRECTOR | 15.00 | $70,000 | $0 | $0 |
| JEAN DE LARROCHE | ||||||||
| 68 3RD STREET SUITE 221 | BROOKLYN | NY | 11231 | TREASURER | 0.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt | Address Line1ForeignAddress/AddressLine1Txt | Province Or StateForeignAddress/ProvinceOrStateNm | CountryForeignAddress/CountryCd | Foreign PostalForeignAddress/ForeignPostalCd |
|---|---|---|---|---|---|---|---|---|---|
| JP MORGAN | |||||||||
| 390 COURT STREET | BROOKLYN | NY | 11231 | INVESTMENT CUSTODIAN SERVICES | $104,601 | ||||
| CEMAG | |||||||||
| CONSULTING SERVICES | $87,594 | 55 RUE DE TURBIGO | PARIS | FR | 75003 | ||||
| NEUBERGER BERMAN BD LLC | |||||||||
| 1290 AVENUE OF THE AMERICAS | NEW YORK | NY | 10104 | INVESTMENT CUSTODIAN SERVICES | $64,390 | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | UNIVERSITE LAVAL - TO PREVENT UNINTENDED PREGNANCY AND FERTILITY CONTROL SPACING/PLANNING PREGNANCY - SEE STATEMENT 11. | Description1Txt |
| Expenses1 | $1,450,000 | Expenses1Amt |
| Total | $1,450,000 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $29,087,744 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $2,418,957 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $463,204 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $31,969,905 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $31,969,905 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $479,549 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $31,490,356 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,574,518 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,574,518 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $6,852 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $6,852 | TotalTaxAmt |
| Distributable Before Adj | $1,567,666 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,567,666 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,567,666 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $300,955 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $1,450,000 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,750,955 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $6,852 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,744,103 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,567,666 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $1,416,552 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,750,955 | QualifyingDistributionsAmt |
| Applied To Year1 | $1,416,552 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $334,403 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $1,233,263 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | INSTITUT CURIE | BusinessNameLine1Txt |
Recipient Foreign Address RecipientForeignAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 28 RUE DULM 75248 | AddressLine1Txt |
| City | PARIS | CityNm |
| Province Or State | PARIS | ProvinceOrStateNm |
| Country | FR | CountryCd |
| Foreign Postal | CEDEX 05 | ForeignPostalCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | NONE | RecipientRelationshipTxt |
| Recipient Foundation Status | FOREIGN EQUIVALENT P | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | TO DEVELOP A STANDARDIZED AND LOW-COST METHOD FOR THE EARLY DETECTION OF BREAST CANER BY HIGHLY TRAINED DOGS. | GrantOrContributionPurposeTxt |
| Amt | $100,000 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $100,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,075 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $685,654 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $2,103 | ExclusionAmt |
| Related Or Exempt Function Incm | $8,444 | RelatedOrExemptFunctionIncmAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $201,242 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | SECTION 965(A) INCOME INCLUSION | Desc |
| Related Or Exempt Function Incm | $188 | RelatedOrExemptFunctionIncmAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $890,074 | ExclusionAmt |
| Related Or Exempt Function Incm | $8,632 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $898,706 | TotalIncomeProducingActyAmt |
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp (2 entries)
| Line NumberLineNumberTxt | Relationship StatementRelationshipStatementTxt |
|---|---|
| 7 | INCOME REPORTED IN COLUMN E REPRESENTS RETURN OF CAPITAL AND ACCRUED INCOME FROM THE INVESTMENTS. |
| 11A | PASSTHROUGH INCOME OF SECTION 965(A) |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp (2 entries)
| Address Line1ForeignAddress/AddressLine1Txt | Province Or StateForeignAddress/ProvinceOrStateNm | CountryForeignAddress/CountryCd | Foreign PostalForeignAddress/ForeignPostalCd | GrantGrantDt | GrantGrantAmt | Purpose Of GrantPurposeOfGrantTxt | Expended By GranteeExpendedByGranteeAmt | Any Diversion By GranteeAnyDiversionByGranteeTxt | Dates Of Reports By GranteeDatesOfReportsByGranteeTxt | Results Of VerificationResultsOfVerificationTxt | Address Line2ForeignAddress/AddressLine2Txt | CityForeignAddress/CityNm |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| INSTITUT CURIE | ||||||||||||
| 26 RUE DULM 75248 | PARIS | FR | CEDEX 05 | 2016-12-27 | $200,000 | TO DEVELOP A STANDARDIZED AND LOW-COST METHOLD FOR THE EARLY DETECTION OF BREAST CANCER BY HIGHLY TRAINED DOGS. | $81,101 | NOT TO OUR KNOWLEDGE | 06/16/2017, 10/25/2018 | N/A | ||
| UNIVERSITE LAVAL | ||||||||||||
| 2320 RUE DES BIBLIOTHEQUES LOCAL | QUEBEC | CA | G1V 0A6 | 2016-10-05 | $1,850,000 | TO PREVENT UNINTENDED PREGNANCY AND FERTILITY CONTROL SPACING/PLANNING PREGNANCY. | $244,892 | NOT TO OUR KNOWLEDGE | 05/15/2017, 06/01/2018 | 1462 | QUBEC | |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (130 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 1661122.46 SHS JPMORGAN DEPOSIT SWEEP | $1,661,123 | $1,661,122 |
| 20956.45 SHS DREYFUS TREASURY SEC CASH MGMT ADMIN | $20,956 | $20,956 |
| 513 SHS ACCENTURE PLC IRELAND | $59,517 | $78,535 |
| 2700 SHS ACTIVISION BLIZZARD INC | $106,899 | $170,964 |
| 401 SHS ADIDAS AG | $32,392 | $40,028 |
| 90 SHS ADIENT PLC COM | $4,193 | $7,083 |
| 32465.09 SHS ADVISORS INNER CIRCLE FD III | $350,669 | $351,597 |
| 1450 SHS AETNA INC | $176,282 | $261,566 |
| 2726 SHS AIA GRUP LTD | $74,950 | $93,325 |
| 459 SHS ALEXION PHARMACEUTICALS | $56,045 | $54,892 |
| 100 SHS ALLEGHANY CORP-DEL | $55,110 | $59,609 |
| 267 SHS ALPHABET INC CAP STK CL C | $218,161 | $279,389 |
| 1002 SHS ALTRIA GROUP INC | $65,670 | $71,553 |
| 4000 SHS AMERICAN AIRLINES GROUP INC | $170,828 | $208,120 |
| 35358.261 SHS AMERICAN BEACON FDS | $360,720 | $350,400 |
| 1300 SHS ANALOG DEVICES INC | $105,365 | $115,739 |
| 11000 SHS ANNALY CAPITAL MANAGEMENT INC | $119,397 | $130,790 |
| 2000 SHS AON PLC COM | $233,792 | $268,000 |
| 586 SHS APPLE INC | $64,537 | $99,169 |
| 65049.277 SHS AQR FDS MANAGED FUTURES STRATEGY FD | $635,498 | $601,055 |
| 1891 SHS ATLAS COPCO AB-SPONSORED | $69,237 | $81,493 |
| 1115 SHS BANK OF AMERICA CORP | $18,747 | $32,915 |
| 704 SHS BERSHIRE HATHAWAY INC | $105,252 | $139,547 |
| 157 SHS BLACKROCK INC | $58,060 | $80,652 |
| 51108.259 SHS BLACKROCK INDEX FDS INC | $681,817 | $724,715 |
| 67402.597 SHS BLACKROCK INFLATION PORT BD PORT CL K | $712,727 | $710,423 |
| 674 SHS BRISTOL MYERS SQUIBB CO | $43,810 | $41,303 |
| 21204.039 SHS BROWN ADVISORY FDS JPAN ALPHA OPPTY FUND | $207,704 | $242,786 |
| 5200 SHS CABOT OIL & GAS CP COM | $124,159 | $148,720 |
| 410 SHS CANADIAN PACIFIC RAILWAY | $59,560 | $74,932 |
| 1117 SHS CARMAX INC | $63,630 | $71,633 |
| 1333 SHS CARNIVAL CORP | $68,005 | $88,471 |
| 369 SHS CHEVRON CORPORATION | $38,561 | $46,195 |
| 1240 SHS CHR HANSEN HLDG | $38,040 | $58,528 |
| 1865 SHS CHUBB LTD | $238,783 | $272,532 |
| 1303 SHS CISCO SYSTEMS INC | $38,248 | $49,905 |
| 2800 SHS CITIGROUP INC | $145,503 | $208,348 |
| 8800 SHS CITIGROUP INC DEP 6.875% | $253,378 | $251,064 |
| 7000 SHS CITIGROUP INC DEP SHS PFD S 6.3% | $186,908 | $188,510 |
| 781 SHS COCA COLA COMPANY | $34,864 | $35,832 |
| 6366 SHS COLOPLAST AS | $47,751 | $50,260 |
| 1800 SHS COMCAST CORP NEW CL A | $59,438 | $72,090 |
| 3170 SHS COMPASS GROUP PLC | $61,111 | $69,597 |
| 2250 SHS CONAGRA BRANDS INC | $77,645 | $84,758 |
| 1000 SHS CONCHO RES INC | $130,502 | $150,220 |
| 447 SHS CORE LABORATORIES NV | $54,647 | $48,969 |
| 1685 SHS CSL LTD | $67,694 | $92,961 |
| 4775 SHS D R HORTON INC | $144,852 | $243,859 |
| 493 SHS DEERE & CO | $44,297 | $77,159 |
| 3950 SHS DELTA AIRLINES INC | $178,977 | $221,200 |
| 18500 SHS DEUTSCHE BK CONTGNT CAP TR III TR | $437,590 | $475,450 |
| 10000 SHS DEUTSCHE BK CONTINGNT CAP TR V | $240,008 | $261,300 |
| 102823.494 SHS DODGE & COX INCOME FUND | $1,414,177 | $1,414,851 |
| 932 SHS DOLLAR TREE | $74,823 | $100,013 |
| 1953 SHS DSV A/S | $47,883 | $77,085 |
| 743 SHS ELI LILLY & CO | $57,931 | $62,754 |
| 1900 SHS EOG RESOURCES INC | $183,513 | $205,029 |
| 41491.736 SHS EQUINOX FDS TR IPM SYSTEMATIC MACRO FD CL I | $436,886 | $414,502 |
| 652 SHS ESSILOR INTERNATIONAL SA | $41,192 | $44,975 |
| 3642 SHS EXPERIAN PLC | $69,857 | $79,833 |
| 1085 SHS FEDEX CORP | $197,331 | $270,751 |
| 380 SHS FERRARI NV | $41,573 | $39,839 |
| 4050 SHS FGL HOLDINGS COM | $44,523 | $40,784 |
| 384 SHS GENERAL DYNAMICS CORP | $60,056 | $78,125 |
| 7000 SHS GOLDMAN SACHS GROUP INC | $189,702 | $194,880 |
| 49793.748 SHS GOLDMAN SACHS STRATEGIC INC FD INSTL | $478,657 | $472,543 |
| 697 SHS HDFC BK LTD | $45,655 | $70,864 |
| 834 SHS HERMES INTL S A | $33,528 | $44,619 |
| 550 SHS HONEYWELL INTL INC | $58,631 | $84,348 |
| 431 SHS ICON PLC | $30,863 | $48,337 |
| 1383 SHS INDUSTRIA DE DISENO | $23,419 | $24,092 |
| 6493 SHS ISHARES CORE S&P 500 ETF | $1,382,294 | $1,745,643 |
| 600 SHS ISHARES MSCI EMERGING MARKETS ETF | $26,565 | $28,272 |
| 200 SHS ISHARES RUSSELL 2000 ETF | $27,547 | $30,492 |
| 600 SHS ISHARES TRUST CORE MSCI EUROPE | $28,780 | $30,102 |
| 43368.24 SHS JOHN HANCOCK FDS II STRATEGIC INCOME OPP | $461,739 | $470,112 |
| 16910.796 SHS JOHN HANCOCK FDS II ABSLT RETURN | $164,645 | $162,175 |
| 2500 SHS JPMORGAN CHASE & CO | $186,352 | $267,350 |
| 31814.219 SHS JPMORGAN GLOBAL RESEARCH ENHANCED INDEX FUND CL SELECT | $586,768 | $721,865 |
| 113890.943 SHS JPMORGAN TR II CORE PL BD FD ULTRA CL | $945,586 | $943,017 |
| 47392.503 SHS JPMORGAN UNCONSTRIANED DEBT FD R6 | $469,117 | $473,451 |
| 5000 SHS KKR & CO LP DEL PFD UNIT SER A 6.75% EXP | $134,655 | $135,050 |
| 1400 SHS LENNAR CORP CL A | $122,723 | $177,072 |
| 56 SHS LENNAR CORP CL B | $2,078 | $2,894 |
| 3800 SHS LINCOLN NATIONAL CORP IND | $237,414 | $292,106 |
| 508 SHS LOWES COMPANIES INC | $39,045 | $47,214 |
| 596 SHS LUXOTTICA GROUP SPA | $30,911 | $36,457 |
| 1172 SHS LVMH MOET HENNESSY LOUIS VUITTON | $41,151 | $68,796 |
| 1600 SHS LYONDELLBASELL INDUSTRIES NV | $133,907 | $176,512 |
| 82579.113 SHS MAINSTAY FDS HIGH YIELD COPR BD FD CL R6 | $464,925 | $474,004 |
| 31320.794 SHS MFS SER TR X EMERGING MARKE DEBT FD CL I | $466,078 | $471,691 |
| 2900 SHS MICROSOFT CORP | $176,716 | $248,066 |
| 3200 SHS MORGAN STANLEY 6.37504% | $90,247 | $89,120 |
| 1000 SHS MORGAN STANLEY 6.625% | $27,528 | $26,710 |
| 878 SHS NESTLE SA | $66,750 | $75,482 |
| 24349.26 SHS NEUBERGER BERMAN ALT FDS LONG SHORT | $312,997 | $356,717 |
| 138 SHS NEWMARKET CORPORATION | $58,472 | $54,840 |
| 895 SHS NIKE INC | $51,729 | $55,982 |
| 503 SHS NORFOLK SOUTHERN CORP | $48,409 | $72,885 |
| 1054 SHS NOVOZYME A/S | $47,776 | $60,194 |
| 182 SHS O REILLY AUTOMOTIVE INC | $49,621 | $43,778 |
| 2300 SHS ORACLE CORP | $90,413 | $108,744 |
| 29761.588 SHS PIMCO FDS UNCONSTRAINED BD FD INSTL | $311,718 | $322,020 |
| 26276.046 SHS PIMCO HIGH YIELD FD INSTL CL | $228,697 | $235,433 |
| 1666 SHS PROGRESSIVE CORP-OHIO | $58,086 | $93,829 |
| 3866 SHS RECKITT BENCKISER PLC | $74,062 | $73,493 |
| 86833.338 SHS T ROWE PRICE NEW INCOME FUND INC | $831,952 | $824,048 |
| 341 SHS RYANAIR HLDGS PLC | $41,165 | $35,529 |
| 110 SHS RYDEX ETF TRUST GUGGENHEIM S&P 500 | $9,578 | $11,113 |
| 618 SHS SOUTHWEST AIRLINES CO | $31,028 | $40,448 |
| 500 SHS SPDR SER TR S&P BIOTECH ETF | $38,093 | $42,435 |
| 809 SHS SYSMEX COPORATION | $27,023 | $31,915 |
| 1931 SHS TAIWAN SEMICONDUCTOR MFG | $54,653 | $76,564 |
| 1379 SHS TENCENT HOLDINGS LIMITED | $36,180 | $71,598 |
| 2500 SHS TEXTRON INC | $118,633 | $141,475 |
| 525 SHS TRAVELERS COMPANIES INC | $59,868 | $71,211 |
| 129970.031 SHS VANGUARD CHARLOTTE FDS TOTAL INTL BD | $2,826,981 | $2,820,350 |
| 96458.815 SHS VANGUARD FIXED INCOME | $957,827 | $940,473 |
| 4544.49 SHS VANGUARD INDEX TR | $961,733 | $1,121,671 |
| 8101 SHS VANGUARD INTL EQUITY | $451,564 | $479,174 |
| 597 SHS VERIZON COMMUNICATIONS | $31,142 | $31,599 |
| 713 SHS VISA INC | $58,495 | $81,296 |
| 1922 SHS WAL-MART DE MEXICO S A B | $40,496 | $46,935 |
| 1140 SHS WELLS FARGO & CO | $58,608 | $69,164 |
| 15000 SHS WELLS FARGO & CO NEW DEP SHS | $370,743 | $383,100 |
| 63947.112 SHS WELLS FARGO CORE BOND FUND INST | $830,399 | $823,639 |
| 875 SHS WHIRLPOOL CORP | $146,747 | $147,560 |
| 9000 SHS WPX ENERGY INC COM | $129,454 | $126,630 |
| 1655 SHS YANDEX N V | $34,779 | $54,201 |
| 5700 SHS STARWOOD PPTY TR INC COM | $132,245 | $121,695 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | PROGRAM RELATED INVESTMENT - UNIVERSITE LAVAL | CategoryOrItemTxt |
| Listed At Cost Or FMV | AT COST | ListedAtCostOrFMVCd |
| Book Value | $1,850,000 | BookValueAmt |
| EOYFMV | $1,850,000 | EOYFMVAmt |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $17,953 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $17,953 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ACCRUED DIVIDEND | $12,556 | $15,189 | $15,189 |
| SECURITY DEPOSITS | $1,304 | $1,304 | $1,304 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BANK FEES | $15 | $2 | $13 |
| REGISTRATION AND FILING FEES | $875 | $0 | $125 |
| OFFICE EXPENSES | $3,471 | $132 | $1,185 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| KKR & CO LP | $2,103 | $2,103 | $2,103 |
| NONDIVIDEND DISTRIBUTIONS | $8,444 | $0 | $8,444 |
| SECTION 965(A) INCOME INCLUSION | $188 | $188 | $188 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT ADVISORY FEES | $187,821 | $187,821 | $0 |
| CONSULTING FEES | $87,594 | $0 | $87,594 |
| WEBSITE | $4,000 | $0 | $4,000 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $7,077 | $7,077 | $0 |
| FEDERAL TAXES | $3,500 | $0 | $0 |
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