2018-11-16T05:41:41-06:00 2017-12-31 133598907 FREEDMAN & CO CPA PC 61 BROADWAY NEW YORK NY 10006 990PF 2017-01-01 474954803 SAUL FOUNDATION FOR PROGRESS INC SAUL 6462390187 68 3RD STREET NO 221 BROOKLYN NY 11231 MARION ULMANN DIRECTOR 6462390187 2018-11-12 1 PAUL J FREEDMAN P00725388 2125096700 2018-11-12 204.2.245.18 2018-11-12 12:01:05 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 7E192482BA8B1F9A40CBB995427A5F977CCF8FB9 2017 2019-02-21 02:37:17Z 965 TAX X 33526009 X X 1075 1075 685654 685654 201242 5881458 201242 10735 2291 898706 890262 70000 7000 63000 19965 1996 17969 17953 0 17953 279415 187821 91594 10577 7077 0 10050 1005 9045 79 8 71 4361 134 1323 412400 205041 200955 100000 100000 512400 205041 300955 386306 685221 286310 233438 233438 9647259 68812 68812 5633 3432 3432 20191503 28758696 31353834 400000 1850000 1850000 13860 16493 16493 30544565 30930871 33526009 0 0 X 0 0 0 0 30544565 30930871 30544565 30930871 30544565 30930871 30544565 386306 0 30930871 0 30930871 250 SHS ALLERGAN PLC 2016-09-27 2017-11-01 44644 59762 -15118 -15118 3200 SHS AMTRUST FINANCIAL SERVICES INC 2017-01-27 2017-05-09 40672 84915 -44243 -44243 1400 SHS ANADARKO PETROLEUM CORP 2016-09-27 2017-06-16 65500 80834 -15334 -15334 1200 SHS ANADARKO PETROLEUM CORP 2017-01-27 2017-06-16 56143 84325 -28182 -28182 225 SHS ASSURANT INC 2016-10-11 2017-05-09 23687 20418 3269 3269 675 SHS ASSURANT INC 2016-09-27 2017-05-09 71060 60861 10199 10199 900 SHS DEVON ENERGY CORPORATION NEW 2017-01-27 2017-08-18 27364 42046 -14682 -14682 2100 SHS DEVON ENERGY CORPORATION NEW 2016-09-27 2017-08-21 63432 79954 -16522 -16522 450 SHS DEVON ENERGY CORPORATION NEW 2017-01-27 2017-08-21 13593 21023 -7430 -7430 900 SHS JOHNSON CONTROLS INC INTERNATIONAL PLC 2017-01-27 2017-07-18 39609 39838 -229 -229 900 SHS JOHNSON CONTROLS INC INTERNATIONAL PLC 2016-09-27 2017-07-18 39609 39771 -162 -162 300 SHS LYONDELLBASELL INDUSTRIESN V CL A 2017-01-27 2017-07-18 25575 28556 -2981 -2981 1200 SHS PFIZER INC 2016-09-26 2017-07-18 39952 40435 -483 -483 46558.796 SHS ROWE T PRICE NEW INCOME FD INC CL I 2016-05-11 2017-04-18 441843 446288 -4445 -4445 23 SHS ACCENTURE PLC IRELAND SHS CL A 2016-05-11 2017-04-12 2666 2678 -12 -12 15 SHS ADIDAS AG SPONSORED ADR 2016-08-05 2017-04-12 1404 1221 183 183 220 SHS AIA GROUP LTD SPONSORED ADR 2017-01-18 2017-12-07 6879 5419 1460 1460 8 SHS ALPHABET INC CLASS C CAPITAL STOCK 2017-03-16 2017-12-07 8259 6789 1470 1470 2747 SHS AMBEV S A ADS 2016-08-19 2017-06-09 15165 16959 -1794 -1794 556 SHS AMBEV S A ADS 2016-08-19 2017-04-12 3100 3433 -333 -333 491 SHS AMBEV S A ADS 2016-09-06 2017-06-09 2711 3042 -331 -331 483 SHS AMBEV S A ADS 2016-10-05 2017-06-09 2666 2939 -273 -273 316 SHS AMBEV S A ADS 2017-02-24 2017-06-09 1745 1806 -61 -61 1576 SHS AMBEV S A ADS 2017-01-05 2017-06-09 8701 8077 624 624 3305 SHS AMBEV S A ADS 2017-01-12 2017-06-09 18246 17373 873 873 9 SHS APPLE INC 2016-06-17 2017-01-25 1090 862 228 228 157 SHS ATLAS COPCO AB-SPONSORED ADR REPSTG SER A 2017-04-07 2017-12-07 6613 5550 1063 1063 45.54 SHS BLACKROCK FDS ISHARES RUSSELL MD CP IDX CL K 2016-12-16 2017-07-05 511 454 57 57 56.353 SHS BLACKROCK FDS ISHARES RUSSELL MD CP IDX CL K 2016-12-16 2017-07-05 633 562 71 71 69.847 SHS BLACKROCK FDS ISHARES RUSSELL MD CP IDX CL K 2016-07-22 2017-07-05 784 696 88 88 133.592 SHS BLACKROCK FDS ISHARES RUSSELL MD CP IDX CL K 2016-10-14 2017-07-05 1500 1332 168 168 141.586 SHS BLACKROCK FDS ISHARES RUSSELL MD CP IDX CL K 2017-04-13 2017-07-05 1590 1412 178 178 193.126 SHS BLACKROCK FDS ISHARES RUSSELL MD CP IDX CL K 2016-12-16 2017-07-05 2169 1926 243 243 1389.185 SHS BLACKROCK FDS ISHARES RUSSELL MD CP IDX CL K 2017-02-24 2017-07-05 15601 13851 1750 1750 3084.137 SHS BLACKROCK FDS ISHARES RUSSELL MD CP IDX CL K 2016-08-09 2017-07-05 34635 30750 3885 3885 3782.664 SHS BLACKROCK FDS ISHARES RUSSELL MD CP IDX CL K 2016-09-06 2017-07-05 42479 37715 4764 4764 4321.132 SHS BLACKROCK FDS ISHARES RUSSELL MD CP IDX CL K 2016-10-05 2017-07-05 48526 43084 5442 5442 5672.737 SHS BLACKROCK FDS ISHARES RUSSELL MD CP IDX CL K 2017-01-05 2017-07-05 63705 56560 7145 7145 6 SHS BLACKROCK INC 2016-05-11 2017-01-25 2311 2139 172 172 1619.032 SHS BLACKROCK INDEX FDS INC ISHARES MSCI EAFE INTL IDX K 2017-05-25 2017-12-07 23006 21574 1432 1432 1654.922 SHS BROWN ADVISORY FDS JPAN ALPHA OPPTY FUND INVT SHS 2016-10-05 2017-05-25 17542 15946 1596 1596 1737.719 SHS BROWN ADVISORY FDS JPAN ALPHA OPPTY FUND INVT SHS 2016-09-06 2017-05-25 18420 16744 1676 1676 2553.585 SHS BROWN ADVISORY FDS JPAN ALPHA OPPTY FUND INVT SHS 2016-08-09 2017-05-25 27068 24605 2463 2463 4269.217 SHS BROWN ADVISORY FDS JPAN ALPHA OPPTY FUND INVT SHS 2017-01-03 2017-05-25 45254 41137 4117 4117 1752.369 SHS BROWN ADVISORY FDS JPAN ALPHA OPPTY FUND INVT SHS 2017-01-03 2017-12-07 21239 16931 4308 4308 10 SHS CANADIAN PACIFIC RAILWAY LTD USD ISSUE 2016-05-11 2017-01-18 1448 1379 69 69 41 SHS CHR HANSEN HLDG A S SPONSORED ADR 2016-05-11 2017-04-12 1283 1304 -21 -21 10 SHS CHUBB LTD COM 2016-05-11 2017-04-12 1367 1244 123 123 36 SHS CHUBB LTD COM 2016-05-11 2017-01-18 4747 4479 268 268 19 SHS CTRIP.COM INTL LTD AMERICAN DEP SHS 2016-05-11 2017-04-12 929 831 98 98 273 SHS CTRIP.COM INTL LTD AMERICAN DEP SHS 2017-01-05 2017-11-07 12511 11659 852 852 4 SHS DEERE & CO 2016-05-11 2017-01-25 432 338 94 94 74 SHS DSV A/S UNSPONSORED ADR 2016-08-19 2017-04-12 1915 1872 43 43 228 SHS EDGEWELL PERS CARE CO COM 2016-10-10 2017-06-30 17426 18117 -691 -691 72 SHS EDGEWELL PERS CARE CO COM 2016-08-09 2017-03-17 5422 5868 -446 -446 194 SHS EDGEWELL PERS CARE CO COM 2016-05-11 2017-03-16 14646 14968 -322 -322 72 SHS EDGEWELL PERS CARE CO COM 2016-09-06 2017-03-17 5422 5723 -301 -301 61 SHS EDGEWELL PERS CARE CO COM 2016-10-05 2017-03-17 4594 4869 -275 -275 82 SHS EDGEWELL PERS CARE CO COM 2016-10-11 2017-06-30 6267 6484 -217 -217 86 SHS EDGEWELL PERS CARE CO COM 2016-05-11 2017-03-17 6476 6679 -203 -203 23 SHS EDGEWELL PERS CARE CO COM 2016-10-10 2017-03-17 1732 1828 -96 -96 45 SHS EDGEWELL PERS CARE CO COM 2017-02-24 2017-06-30 3439 3438 1 1 133 SHS EDGEWELL PERS CARE CO COM 2017-01-05 2017-06-30 10165 10129 36 36 28.373 SHS FEDERATED TOTAL RETURN SERS INC ULTRASHORT BD FD INSTL SHS 2016-06-01 2017-04-18 259 258 1 1 44.023 SHS FEDERATED TOTAL RETURN SERS INC ULTRASHORT BD FD INSTL SHS 2016-07-01 2017-04-18 401 401 0 0 44.828 SHS FEDERATED TOTAL RETURN SERS INC ULTRASHORT BD FD INSTL SHS 2016-08-01 2017-04-18 409 408 1 1 61.83 SHS FEDERATED TOTAL RETURN SERS INC ULTRASHORT BD FD INSTL SHS 2016-09-01 2017-04-18 564 563 1 1 71.989 SHS FEDERATED TOTAL RETURN SERS INC ULTRASHORT BD FD INSTL SHS 2016-10-03 2017-04-18 657 655 2 2 72.842 SHS FEDERATED TOTAL RETURN SERS INC ULTRASHORT BD FD INSTL SHS 2017-01-03 2017-04-18 664 663 1 1 75.992 SHS FEDERATED TOTAL RETURN SERS INC ULTRASHORT BD FD INSTL SHS 2017-02-01 2017-04-18 693 691 2 2 80.314 SHS FEDERATED TOTAL RETURN SERS INC ULTRASHORT BD FD INSTL SHS 2016-11-01 2017-04-18 732 731 1 1 80.474 SHS FEDERATED TOTAL RETURN SERS INC ULTRASHORT BD FD INSTL SHS 2016-12-01 2017-04-18 734 732 2 2 82.142 SHS FEDERATED TOTAL RETURN SERS INC ULTRASHORT BD FD INSTL SHS 2017-03-01 2017-04-18 749 747 2 2 94.718 SHS FEDERATED TOTAL RETURN SERS INC ULTRASHORT BD FD INSTL SHS 2017-04-03 2017-04-18 864 862 2 2 4487.019 SHS FEDERATED TOTAL RETURN SERS INC ULTRASHORT BD FD INSTL SHS 2017-02-24 2017-04-18 40922 40822 100 100 8450.553 SHS FEDERATED TOTAL RETURN SERS INC ULTRASHORT BD FD INSTL SHS 2016-10-05 2017-04-18 77069 76882 187 187 8793.341 SHS FEDERATED TOTAL RETURN SERS INC ULTRASHORT BD FD INSTL SHS 2016-09-06 2017-04-18 80195 80001 194 194 9753.37 SHS FEDERATED TOTAL RETURN SERS INC ULTRASHORT BD FD INSTL SHS 2016-08-09 2017-04-18 88951 88735 216 216 13493.804 SHS FEDERATED TOTAL RETURN SERS INC ULTRASHORT BD FD INSTL SHS 2017-01-05 2017-04-18 123063 122765 298 298 25994.306 SHS FEDERATED TOTAL RETURN SERS INC ULTRASHORT BD FD INSTL SHS 2016-05-11 2017-04-18 237068 236493 575 575 35 SHS FERRARI N V COM 2017-08-02 2017-12-07 3666 3829 -163 -163 23.469 SHS GATEWAY TR GATEWAY FD CL Y 2017-06-29 2017-07-05 757 708 49 49 24.935 SHS GATEWAY TR GATEWAY FD CL Y 2017-03-30 2017-07-05 805 752 53 53 35.308 SHS GATEWAY TR GATEWAY FD CL Y 2016-10-03 2017-07-05 1139 1065 74 74 40.307 SHS GATEWAY TR GATEWAY FD CL Y 2016-12-21 2017-07-05 1301 1216 85 85 339.263 SHS GATEWAY TR GATEWAY FD CL Y 2017-02-24 2017-07-05 10948 10237 711 711 1293.15 SHS GATEWAY TR GATEWAY FD CL Y 2016-09-06 2017-07-05 41730 39019 2711 2711 1293.92 SHS GATEWAY TR GATEWAY FD CL Y 2016-08-09 2017-07-05 41755 39042 2713 2713 1303.915 SHS GATEWAY TR GATEWAY FD CL Y 2016-10-05 2017-07-05 42077 39344 2733 2733 2338.615 SHS GATEWAY TR GATEWAY FD CL Y 2017-01-05 2017-07-05 75467 70565 4902 4902 6558.853 SHS GATEWAY TR GATEWAY FD CL Y 2016-05-11 2017-02-08 205423 197343 8080 8080 202 SHS GENERAL ELECTRIC COMPANY COM 2016-09-06 2017-06-30 5445 6369 -924 -924 192 SHS GENERAL ELECTRIC COMPANY COM 2017-01-05 2017-06-30 5176 6045 -869 -869 693 SHS GENERAL ELECTRIC COMPANY COM 2016-05-11 2017-03-16 20588 21216 -628 -628 145 SHS GENERAL ELECTRIC COMPANY COM 2016-08-09 2017-06-30 3909 4530 -621 -621 110 SHS GENERAL ELECTRIC COMPANY COM 2016-10-05 2017-06-30 2965 3238 -273 -273 62 SHS GENERAL ELECTRIC COMPANY COM 2016-10-05 2017-06-30 1671 1865 -194 -194 52 SHS GENERAL ELECTRIC COMPANY COM 2016-08-09 2017-03-16 1545 1624 -79 -79 7 SHS HDFC BK LTD ADR REPSTG 3 SHS 2016-05-11 2017-01-18 450 447 3 3 25 SHS HERMES INTL S A UNSPONSORED ADR 2016-06-09 2017-04-12 1205 940 265 265 14 SHS ICON PLC 2016-05-11 2017-04-12 1118 894 224 224 153 SHS INDUSTRIA DE DISENO TEXTIL INDITEX SA UNSPONSORED ADR 2016-05-11 2017-01-18 2546 2456 90 90 256 SHS LAZARD LTD SHS A 2017-01-05 2017-05-05 11017 10819 198 198 71 SHS LAZARD LTD SHS A 2016-10-05 2017-05-05 3055 2578 477 477 96 SHS LAZARD LTD SHS A 2016-09-06 2017-05-05 4131 3535 596 596 87 SHS LAZARD LTD SHS A 2016-08-09 2017-05-05 3744 3048 696 696 443 SHS LAZARD LTD SHS A 2016-05-11 2017-05-05 19064 15445 3619 3619 98 SHS LVMH MOET HENNESSY LOUIS VUITTON SA UNSPONSORED ADR 2016-05-11 2017-01-18 3909 3284 625 625 97 SHS MOSAIC COMPANY 2017-01-05 2017-01-25 3230 2975 255 255 118 SHS MOSAIC COMPANY 2016-09-06 2017-01-25 3929 3600 329 329 62 SHS MOSAIC COMPANY 2016-10-05 2017-01-25 2064 1660 404 404 114 SHS MOSAIC COMPANY 2016-08-09 2017-01-25 3796 3217 579 579 253 SHS MOSAIC COMPANY 2016-05-11 2017-01-25 8424 6723 1701 1701 55.084 SHS PIMCO FDS UNCONSTRAINED BD FD INSTL CL 2016-06-01 2017-02-08 593 576 17 17 68.536 SHS PIMCO FDS UNCONSTRAINED BD FD INSTL CL 2016-08-01 2017-02-08 738 717 21 21 75.017 SHS PIMCO FDS UNCONSTRAINED BD FD INSTL CL 2016-07-01 2017-02-08 808 784 24 24 1989.762 SHS PIMCO FDS UNCONSTRAINED BD FD INSTL CL 2016-08-09 2017-02-08 21430 20803 627 627 7516.909 SHS PIMCO FDS UNCONSTRAINED BD FD INSTL CL 2016-05-11 2017-02-08 80957 78591 2366 2366 32 SHS RYANAIR HLDGS PLC SPONSORED ADR NEW 2017-11-28 2017-12-07 3808 3863 -55 -55 245 SHS SGS SA ADR 2016-10-05 2017-09-11 5641 5473 168 168 115 SHS SGS SA ADR 2016-05-11 2017-01-18 2379 2379 0 0 484 SHS SGS SA ADR 2017-01-05 2017-09-11 11143 10077 1066 1066 115 SHS SGS SA ADR 2017-01-05 2017-09-11 2648 2482 166 166 265 SHS SHOPRITE HOLDINGS LTD ORD SPONSORED ADR 2016-08-16 2017-01-19 3425 4142 -717 -717 181 SHS SHOPRITE HOLDINGS LTD ORD SPONSORED ADR 2016-08-09 2017-01-19 2340 2804 -464 -464 148 SHS SHOPRITE HOLDINGS LTD ORD SPONSORED ADR 2016-08-15 2017-01-19 1913 2328 -415 -415 142 SHS SHOPRITE HOLDINGS LTD ORD SPONSORED ADR 2016-08-18 2017-01-19 1835 2200 -365 -365 273 SHS SHOPRITE HOLDINGS LTD ORD SPONSORED ADR 2016-10-05 2017-01-19 3529 3890 -361 -361 130 SHS SHOPRITE HOLDINGS LTD ORD SPONSORED ADR 2016-08-17 2017-01-19 1680 1983 -303 -303 301 SHS SHOPRITE HOLDINGS LTD ORD SPONSORED ADR 2016-09-06 2017-01-19 3891 4136 -245 -245 807 SHS SHOPRITE HOLDINGS LTD ORD SPONSORED ADR 2017-01-05 2017-01-19 10431 10128 303 303 358 SHS SHOPRITE HOLDINGS LTD ORD SPONSORED ADR 2016-05-11 2017-01-19 4669 4078 591 591 521 SHS SHOPRITE HOLDINGS LTD ORD SPONSORED ADR 2016-05-11 2017-01-19 6734 5934 800 800 94 SHS SOUTHWEST AIRLINES CO 2017-01-25 2017-12-07 5918 4663 1255 1255 12 SHS TAIWAN SEMICONDUCTOR MFG CO LTD-SPONSORED ADR REPSTG 5 COM 2016-05-11 2017-04-12 389 279 110 110 578 SHS TAIWAN SEMICONDUCTOR MFG CO LTD-SPONSORED ADR REPSTG 5 COM 2016-05-11 2017-02-10 17569 13432 4137 4137 112 SHS TENCENT HOLDINGS LIMITED UNSPONSORED ADR REPRESENTING B SHARES 2016-05-11 2017-04-12 3312 2257 1055 1055 1799.814 SHS VANGUARD CHARLOTTE FDS TOTAL INTL BD INDEX FD ADMIRAL CL 2016-12-19 2017-12-07 39668 39149 519 519 1151.902 SHS VANGUARD INDEX TR VANGUARD 500 INDEX FD ADMIRAL 2016-09-23 2017-01-03 239976 230082 9894 9894 226 SHS VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF 2017-05-25 2017-12-07 13133 12598 535 535 109 SHS WAL-MART DE MEXICO S A B DE C V SPONS ADR REPSTG SER V SHS 2016-05-11 2017-04-12 2555 2633 -78 -78 57 SHS WELLS FARGO & CO 2016-05-11 2017-01-25 3220 2826 394 394 34267.602 SHS WELLS FARGO CORE BOND FUND INSTITUTIONAL 2016-05-11 2017-04-18 441367 445203 -3836 -3836 342 SHS COLOPLAST AS UNSPONSORED ADR 2016-05-11 2017-01-18 2380 2380 0 0 25 SHS CORE LABORATORIES NV 2016-05-11 2017-01-18 3045 3045 0 0 36 SHS CSL LTD SPONSORED ADR 2016-05-11 2017-01-18 1345 1345 0 0 32 SHS NESTLE SA-SPONSORED ADR REPSTG REGD ORD (SF 10 PAR) 2016-05-11 2017-01-18 2344 2344 0 0 125 SHS NOVOZYMES A/S ADR 2016-05-11 2017-01-18 4337 4337 0 0 131 SHS RECKITT BENCKISER PLC SPONSORED ADR 2016-05-11 2017-01-18 2223 2223 0 0 46 SHS SYSMEX CORPORATION UNSPONSORED ADR 2016-05-11 2017-01-18 1366 1366 0 0 8 SHS VERIZON COMMUNICATIONS 2016-05-11 2017-01-25 398 398 0 0 50 SHS ACCENTURE PLC IRELAND SHS CL A 2016-05-11 2017-12-07 7405 5823 1582 1582 42 SHS ADIDAS AG SPONSORED ADR 2016-08-05 2017-12-07 4462 3419 1043 1043 12 SHS ALLEGHANY CORP-DEL 2016-05-11 2017-12-07 6988 6341 647 647 71 SHS APPLE INC 2016-06-17 2017-12-07 12042 6803 5239 5239 1041.598 SHS AQR FDS MANAGED FUTURES STRATEGY FD R6 2016-05-11 2017-12-07 9541 10176 -635 -635 103 SHS BANK OF AMERICA CORP 2016-05-11 2017-12-07 2978 1483 1495 1495 60 SHS BERKSHIRE HATHAWAY INC DEL CL B 2016-05-11 2017-12-07 11780 8607 3173 3173 19643.683 SHS BLACKROCK FDS ISHARES RUSSELL MD CP IDX CL K 2016-05-11 2017-05-25 218438 195857 22581 22581 1211.374 SHS BLACKROCK FDS ISHARES RUSSELL MD CP IDX CL K 2016-05-11 2017-07-05 13604 12078 1526 1526 17 SHS BLACKROCK INC 2016-05-11 2017-12-07 8718 6060 2658 2658 604.214 SHS BLACKROCK INFLATION PROTECTD BOND PORTFOLIO CLASS K 2016-05-11 2017-12-07 6326 6350 -24 -24 87 SHS BRISTOL MYERS SQUIBB CO 2016-05-11 2017-12-07 5367 6203 -836 -836 10822.511 SHS BROWN ADVISORY FDS JPAN ALPHA OPPTY FUND INVT SHS 2016-05-11 2017-05-25 114719 104282 10437 10437 55 SHS CANADIAN PACIFIC RAILWAY LTD USD ISSUE 2016-05-11 2017-12-07 9695 7583 2112 2112 104 SHS CARMAX INC 2016-05-11 2017-12-07 6939 5328 1611 1611 126 SHS CARNIVAL CORP COMMON PAIRED STOCK 2016-05-11 2017-12-07 8345 6385 1960 1960 26 SHS CHEVRON CORPORATION 2016-05-11 2017-12-07 3105 2639 466 466 155 SHS CHR HANSEN HLDG A S SPONSORED ADR 2016-05-11 2017-12-07 7005 4931 2074 2074 37 SHS CHUBB LTD COM 2016-05-11 2017-12-07 5552 4603 949 949 123 SHS CISCO SYSTEMS INC 2016-05-11 2017-12-07 4606 3308 1298 1298 52 SHS COCA COLA COMPANY (THE) 2016-05-11 2017-12-07 2388 2374 14 14 568 SHS COLOPLAST AS UNSPONSORED ADR 2016-05-11 2017-12-07 4398 4322 76 76 355 SHS COMPASS GROUP PLC AMERICAN DEPOSITARY RECEIPTS SPONSORED 2016-05-11 2017-12-07 7208 6687 521 521 42 SHS CORE LABORATORIES NV 2016-05-11 2017-12-07 4153 5181 -1028 -1028 189 SHS CSL LTD SPONSORED ADR 2016-05-11 2017-12-07 10121 7696 2425 2425 530 SHS CTRIP.COM INTL LTD AMERICAN DEP SHS 2016-05-11 2017-11-07 24288 23191 1097 1097 99 SHS CTRIP.COM INTL LTD AMERICAN DEP SHS 2016-08-09 2017-11-07 4537 4454 83 83 154 SHS CTRIP.COM INTL LTD AMERICAN DEP SHS 2016-09-06 2017-11-07 7057 7041 16 16 66 SHS CTRIP.COM INTL LTD AMERICAN DEP SHS 2016-10-05 2017-11-07 3025 3127 -102 -102 46 SHS DEERE & CO 2016-05-11 2017-12-07 6953 3886 3067 3067 2538.125 SHS DODGE & COX INCOME FUND 2016-05-11 2017-12-07 35204 34908 296 296 82 SHS DOLLAR TREE INC 2016-05-11 2017-12-07 8761 6511 2250 2250 199 SHS DSV A/S UNSPONSORED ADR 2016-08-19 2017-12-07 7652 5033 2619 2619 57 SHS ELI LILLY & CO 2016-05-11 2017-12-07 4882 4384 498 498 110 SHS ESSILOR INTERNATIONAL SA ADR 2016-06-09 2017-12-07 7415 7412 3 3 368 SHS EXPERIAN PLC SPONSORED ADR 2016-05-11 2017-12-07 7711 6745 966 966 25 SHS FEDEX CORP 2016-05-11 2017-12-07 5978 4057 1921 1921 210.611 SHS GATEWAY TR GATEWAY FD CL Y 2016-05-11 2017-07-05 6796 6355 441 441 31.951 SHS GATEWAY TR GATEWAY FD CL Y 2016-07-01 2017-07-05 1031 964 67 67 34 SHS GENERAL DYNAMICS CORP 2016-05-11 2017-12-07 6818 4948 1870 1870 2733.246 SHS GOLDMAN SACHS STRATEGIC INCOME FUND INSTL CL 2016-10-28 2017-12-07 25884 26198 -314 -314 68 SHS HDFC BK LTD ADR REPSTG 3 SHS 2016-05-11 2017-12-07 6475 4344 2131 2131 78 SHS HERMES INTL S A UNSPONSORED ADR 2016-06-09 2017-12-07 4057 2932 1125 1125 38 SHS ICON PLC 2016-05-11 2017-12-07 4225 2426 1799 1799 141 SHS INDUSTRIA DE DISENO TEXTIL INDITEX SA UNSPONSORED ADR 2016-05-11 2017-12-07 2564 2263 301 301 119.475 SHS JOHN HANCOCK FDS II STRATEGIC INCOME OPPTYS FD I 2016-05-11 2017-12-07 1299 1272 27 27 10215.483 SHS JOHN HANCOCK FDS II STRATEGIC INCOME OPPTYS FD I 2016-05-11 2017-07-05 110838 108603 2235 2235 11580.052 SHS JPMORGAN GLOBAL RESEARCH ENHANCED INDEX FUND CL I 2016-05-11 2017-05-25 239591 212340 27251 27251 1592.767 SHS JPMORGAN GLOBAL RESEARCH ENHANCED INDEX FUND CL I 2016-05-11 2017-12-07 35821 29316 6505 6505 803.76 SHS JPMORGAN TR II CORE PLUS BD FD ULTRA CL 2016-05-11 2017-12-07 6663 6666 -3 -3 10392.481 SHS JPMORGAN UNCONSTRAINED DEBT FUND CL I 2016-05-11 2017-07-05 103925 102655 1270 1270 175.775 SHS JPMORGAN UNCONSTRAINED DEBT FUND R6 2016-05-11 2017-12-07 1763 1740 23 23 22 SHS LOWES COMPANIES INC 2016-05-11 2017-12-07 1831 1662 169 169 78 SHS LUXOTTICA GROUP SPA AMERICAN DEPOSITARY RECEIPTS SPONSORED 2016-11-18 2017-12-07 4713 4046 667 667 100 SHS LVMH MOET HENNESSY LOUIS VUITTON SA UNSPONSORED ADR 2016-05-11 2017-12-07 5823 3351 2472 2472 834.796 SHS MAINSTAY FDS MACKAY HGH YLD CORP BD FD R6 2016-05-11 2017-12-07 4792 4691 101 101 670.397 SHS MFS SER TR X EMERGING MARKET DEBT FUND CLASS I 2016-07-28 2017-12-07 10076 9976 100 100 76 SHS NESTLE SA-SPONSORED ADR REPSTG REGD ORD (SF 10 PAR) 2016-05-11 2017-12-07 6557 5692 865 865 593.218 SHS NEUBERGER BERMAN ALTERNATIVE FDS LONG SHORT FD INSTL CL 2016-05-11 2017-12-07 8619 7626 993 993 8493.566 SHS NEUBERGER BERMAN ALTERNATIVE FDS LONG SHORT FD INSTL CL 2016-05-11 2017-07-05 118655 108740 9915 9915 12 SHS NEWMARKET CORPORATION 2016-05-11 2017-12-07 4684 4895 -211 -211 91 SHS NIKE INC CLASS B COM 2016-08-25 2017-12-07 5507 5384 123 123 69 SHS NORFOLK SOUTHERN CORP 2016-05-11 2017-12-07 9765 6186 3579 3579 107 SHS NOVOZYMES A/S ADR 2016-05-11 2017-12-07 5730 5188 542 542 6147.562 SHS PIMCO HIGH YIELD FUND INSTL CL 2016-08-09 2017-11-28 55205 53492 1713 1713 178.857 SHS PIMCO HIGH YIELD FUND INSTL CL 2016-09-01 2017-11-28 1606 1556 50 50 6399.68 SHS PIMCO HIGH YIELD FUND INSTL CL 2016-09-06 2017-11-28 57469 55686 1783 1783 227.668 SHS PIMCO HIGH YIELD FUND INSTL CL 2016-10-03 2017-11-28 2044 1981 63 63 2028.139 SHS PIMCO HIGH YIELD FUND INSTL CL 2016-10-05 2017-11-28 18213 17648 565 565 745.981 SHS PIMCO HIGH YIELD FUND INSTL CL 2016-10-05 2017-12-07 6691 6493 198 198 25002.237 SHS PIMCO HIGH YIELD FUND INSTL CL 2016-05-11 2017-07-05 225020 216982 8038 8038 10375.121 SHS PIMCO HIGH YIELD FUND INSTL CL 2016-05-11 2017-11-28 93169 90278 2891 2891 105.469 SHS PIMCO HIGH YIELD FUND INSTL CL 2016-06-01 2017-11-28 947 918 29 29 162.721 SHS PIMCO HIGH YIELD FUND INSTL CL 2016-07-01 2017-11-28 1461 1416 45 45 159.689 SHS PIMCO HIGH YIELD FUND INSTL CL 2016-08-01 2017-11-28 1434 1390 44 44 149 SHS PROGRESSIVE CORP-OHIO 2016-05-11 2017-12-07 8139 4974 3165 3165 541 SHS RECKITT BENCKISER PLC SPONSORED ADR 2016-05-11 2017-12-07 9639 10928 -1289 -1289 520.571 SHS ROWE T PRICE NEW INCOME FD INC CL I 2016-05-11 2017-12-07 4940 4949 -9 -9 244 SHS SGS SA ADR 2016-08-09 2017-09-11 5618 5385 233 233 225 SHS SGS SA ADR 2016-09-06 2017-09-11 5180 5083 97 97 1070 SHS SGS SA ADR 2016-05-11 2017-09-11 24634 22952 1682 1682 91 SHS SYSMEX CORPORATION UNSPONSORED ADR 2016-05-11 2017-12-07 3406 3130 276 276 201 SHS TAIWAN SEMICONDUCTOR MFG CO LTD-SPONSORED ADR REPSTG 5 COM 2016-05-11 2017-12-07 7816 4671 3145 3145 116 SHS TENCENT HOLDINGS LIMITED UNSPONSORED ADR REPRESENTING B SHARES 2016-08-09 2017-12-14 5864 2825 3039 3039 281 SHS TENCENT HOLDINGS LIMITED UNSPONSORED ADR REPRESENTING B SHARES 2016-05-11 2017-12-07 13654 5662 7992 7992 547 SHS TENCENT HOLDINGS LIMITED UNSPONSORED ADR REPRESENTING B SHARES 2016-05-11 2017-12-14 27651 11022 16629 16629 488.497 SHS VANGUARD INDEX TR VANGUARD 500 INDEX FD ADMIRAL 2016-10-05 2017-12-07 119379 103294 16085 16085 288.944 SHS VANGUARD INDEX TR VANGUARD 500 INDEX FD ADMIRAL 2016-09-23 2017-12-07 70612 61098 9514 9514 83 SHS VISA INC CL A COMMON STOCK 2016-05-11 2017-12-07 9225 6469 2756 2756 165 SHS WAL-MART DE MEXICO S A B DE C V SPONS ADR REPSTG SER V SHS 2016-05-11 2017-12-07 3866 3986 -120 -120 118 SHS WELLS FARGO & CO 2016-05-11 2017-12-07 7024 5851 1173 1173 289.132 SHS WELLS FARGO CORE BOND FUND INSTITUTIONAL 2016-05-11 2017-12-07 3724 3731 -7 -7 205 SHS YANDEX N V CLASS A 2016-05-11 2017-12-07 6756 4068 2688 2688 286.789 SHS VANGUARD FIXED INCOME SECS INTER TERM INVT GRADE FD ADMIRAL CL 2016-05-11 2017-12-07 2805 2805 0 0 953 SHS LAZARD LTD SHS A COST ADJ 2016-05-11 2017-05-05 121 121 121 CAPITAL GAINS DIVIDENDS P 27996 27996 27996 201242 0 582027 30122331 0.019322 0 30006628 0.000000 0.019322 0.009661 31490356 304228 6852 311080 1750955 X 6852 0 6852 0 6852 979 10000 0 10979 37 4090 4090 0 0 0 0 0 0 0 0 0 0 0 1 1 NY 1 0 0 0 0 1 N/A MARION ULMANN 6462390187 68 3RD STREET SUITE 221 BROOKLYN NY 11231 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 MARION ULMANN 68 3RD STREET SUITE 221 BROOKLYN NY 11231 DIRECTOR 15.00 70000 0 0 JEAN DE LARROCHE 68 3RD STREET SUITE 221 BROOKLYN NY 11231 TREASURER 0.00 0 0 0 NONE 0 JP MORGAN 390 COURT STREET BROOKLYN NY 11231 INVESTMENT CUSTODIAN SERVICES 104601 CEMAG 55 RUE DE TURBIGO PARIS FR 75003 CONSULTING SERVICES 87594 NEUBERGER BERMAN BD LLC 1290 AVENUE OF THE AMERICAS NEW YORK NY 10104 INVESTMENT CUSTODIAN SERVICES 64390 0 UNIVERSITE LAVAL - TO PREVENT UNINTENDED PREGNANCY AND FERTILITY CONTROL SPACING/PLANNING PREGNANCY - SEE STATEMENT 11. 1450000 1450000 29087744 2418957 463204 31969905 0 0 31969905 479549 31490356 1574518 1574518 6852 6852 1567666 0 1567666 0 1567666 300955 1450000 1750955 6852 1744103 1567666 1416552 0 0 1750955 1416552 0 0 334403 0 0 0 0 0 0 0 0 1233263 0 0 0 X INSTITUT CURIE 28 RUE DULM 75248 PARIS PARIS FR CEDEX 05 NONE FOREIGN EQUIVALENT P TO DEVELOP A STANDARDIZED AND LOW-COST METHOD FOR THE EARLY DETECTION OF BREAST CANER BY HIGHLY TRAINED DOGS. 100000 100000 0 14 1075 14 685654 14 2103 8444 18 201242 SECTION 965(A) INCOME INCLUSION 188 0 890074 8632 898706 7 INCOME REPORTED IN COLUMN E REPRESENTS RETURN OF CAPITAL AND ACCRUED INCOME FROM THE INVESTMENTS. 11A PASSTHROUGH INCOME OF SECTION 965(A) 0 0 0 0 0 0 0 0 0 0 INSTITUT CURIE 26 RUE DULM 75248 PARIS FR CEDEX 05 2016-12-27 200000 TO DEVELOP A STANDARDIZED AND LOW-COST METHOLD FOR THE EARLY DETECTION OF BREAST CANCER BY HIGHLY TRAINED DOGS. 81101 NOT TO OUR KNOWLEDGE 06/16/2017, 10/25/2018 N/A UNIVERSITE LAVAL 2320 RUE DES BIBLIOTHEQUES LOCAL 1462 QUBEC QUEBEC CA G1V 0A6 2016-10-05 1850000 TO PREVENT UNINTENDED PREGNANCY AND FERTILITY CONTROL SPACING/PLANNING PREGNANCY. 244892 NOT TO OUR KNOWLEDGE 05/15/2017, 06/01/2018 1661122.46 SHS JPMORGAN DEPOSIT SWEEP 1661123 1661122 20956.45 SHS DREYFUS TREASURY SEC CASH MGMT ADMIN 20956 20956 513 SHS ACCENTURE PLC IRELAND 59517 78535 2700 SHS ACTIVISION BLIZZARD INC 106899 170964 401 SHS ADIDAS AG 32392 40028 90 SHS ADIENT PLC COM 4193 7083 32465.09 SHS ADVISORS INNER CIRCLE FD III 350669 351597 1450 SHS AETNA INC 176282 261566 2726 SHS AIA GRUP LTD 74950 93325 459 SHS ALEXION PHARMACEUTICALS 56045 54892 100 SHS ALLEGHANY CORP-DEL 55110 59609 267 SHS ALPHABET INC CAP STK CL C 218161 279389 1002 SHS ALTRIA GROUP INC 65670 71553 4000 SHS AMERICAN AIRLINES GROUP INC 170828 208120 35358.261 SHS AMERICAN BEACON FDS 360720 350400 1300 SHS ANALOG DEVICES INC 105365 115739 11000 SHS ANNALY CAPITAL MANAGEMENT INC 119397 130790 2000 SHS AON PLC COM 233792 268000 586 SHS APPLE INC 64537 99169 65049.277 SHS AQR FDS MANAGED FUTURES STRATEGY FD 635498 601055 1891 SHS ATLAS COPCO AB-SPONSORED 69237 81493 1115 SHS BANK OF AMERICA CORP 18747 32915 704 SHS BERSHIRE HATHAWAY INC 105252 139547 157 SHS BLACKROCK INC 58060 80652 51108.259 SHS BLACKROCK INDEX FDS INC 681817 724715 67402.597 SHS BLACKROCK INFLATION PORT BD PORT CL K 712727 710423 674 SHS BRISTOL MYERS SQUIBB CO 43810 41303 21204.039 SHS BROWN ADVISORY FDS JPAN ALPHA OPPTY FUND 207704 242786 5200 SHS CABOT OIL & GAS CP COM 124159 148720 410 SHS CANADIAN PACIFIC RAILWAY 59560 74932 1117 SHS CARMAX INC 63630 71633 1333 SHS CARNIVAL CORP 68005 88471 369 SHS CHEVRON CORPORATION 38561 46195 1240 SHS CHR HANSEN HLDG 38040 58528 1865 SHS CHUBB LTD 238783 272532 1303 SHS CISCO SYSTEMS INC 38248 49905 2800 SHS CITIGROUP INC 145503 208348 8800 SHS CITIGROUP INC DEP 6.875% 253378 251064 7000 SHS CITIGROUP INC DEP SHS PFD S 6.3% 186908 188510 781 SHS COCA COLA COMPANY 34864 35832 6366 SHS COLOPLAST AS 47751 50260 1800 SHS COMCAST CORP NEW CL A 59438 72090 3170 SHS COMPASS GROUP PLC 61111 69597 2250 SHS CONAGRA BRANDS INC 77645 84758 1000 SHS CONCHO RES INC 130502 150220 447 SHS CORE LABORATORIES NV 54647 48969 1685 SHS CSL LTD 67694 92961 4775 SHS D R HORTON INC 144852 243859 493 SHS DEERE & CO 44297 77159 3950 SHS DELTA AIRLINES INC 178977 221200 18500 SHS DEUTSCHE BK CONTGNT CAP TR III TR 437590 475450 10000 SHS DEUTSCHE BK CONTINGNT CAP TR V 240008 261300 102823.494 SHS DODGE & COX INCOME FUND 1414177 1414851 932 SHS DOLLAR TREE 74823 100013 1953 SHS DSV A/S 47883 77085 743 SHS ELI LILLY & CO 57931 62754 1900 SHS EOG RESOURCES INC 183513 205029 41491.736 SHS EQUINOX FDS TR IPM SYSTEMATIC MACRO FD CL I 436886 414502 652 SHS ESSILOR INTERNATIONAL SA 41192 44975 3642 SHS EXPERIAN PLC 69857 79833 1085 SHS FEDEX CORP 197331 270751 380 SHS FERRARI NV 41573 39839 4050 SHS FGL HOLDINGS COM 44523 40784 384 SHS GENERAL DYNAMICS CORP 60056 78125 7000 SHS GOLDMAN SACHS GROUP INC 189702 194880 49793.748 SHS GOLDMAN SACHS STRATEGIC INC FD INSTL 478657 472543 697 SHS HDFC BK LTD 45655 70864 834 SHS HERMES INTL S A 33528 44619 550 SHS HONEYWELL INTL INC 58631 84348 431 SHS ICON PLC 30863 48337 1383 SHS INDUSTRIA DE DISENO 23419 24092 6493 SHS ISHARES CORE S&P 500 ETF 1382294 1745643 600 SHS ISHARES MSCI EMERGING MARKETS ETF 26565 28272 200 SHS ISHARES RUSSELL 2000 ETF 27547 30492 600 SHS ISHARES TRUST CORE MSCI EUROPE 28780 30102 43368.24 SHS JOHN HANCOCK FDS II STRATEGIC INCOME OPP 461739 470112 16910.796 SHS JOHN HANCOCK FDS II ABSLT RETURN 164645 162175 2500 SHS JPMORGAN CHASE & CO 186352 267350 31814.219 SHS JPMORGAN GLOBAL RESEARCH ENHANCED INDEX FUND CL SELECT 586768 721865 113890.943 SHS JPMORGAN TR II CORE PL BD FD ULTRA CL 945586 943017 47392.503 SHS JPMORGAN UNCONSTRIANED DEBT FD R6 469117 473451 5000 SHS KKR & CO LP DEL PFD UNIT SER A 6.75% EXP 134655 135050 1400 SHS LENNAR CORP CL A 122723 177072 56 SHS LENNAR CORP CL B 2078 2894 3800 SHS LINCOLN NATIONAL CORP IND 237414 292106 508 SHS LOWES COMPANIES INC 39045 47214 596 SHS LUXOTTICA GROUP SPA 30911 36457 1172 SHS LVMH MOET HENNESSY LOUIS VUITTON 41151 68796 1600 SHS LYONDELLBASELL INDUSTRIES NV 133907 176512 82579.113 SHS MAINSTAY FDS HIGH YIELD COPR BD FD CL R6 464925 474004 31320.794 SHS MFS SER TR X EMERGING MARKE DEBT FD CL I 466078 471691 2900 SHS MICROSOFT CORP 176716 248066 3200 SHS MORGAN STANLEY 6.37504% 90247 89120 1000 SHS MORGAN STANLEY 6.625% 27528 26710 878 SHS NESTLE SA 66750 75482 24349.26 SHS NEUBERGER BERMAN ALT FDS LONG SHORT 312997 356717 138 SHS NEWMARKET CORPORATION 58472 54840 895 SHS NIKE INC 51729 55982 503 SHS NORFOLK SOUTHERN CORP 48409 72885 1054 SHS NOVOZYME A/S 47776 60194 182 SHS O REILLY AUTOMOTIVE INC 49621 43778 2300 SHS ORACLE CORP 90413 108744 29761.588 SHS PIMCO FDS UNCONSTRAINED BD FD INSTL 311718 322020 26276.046 SHS PIMCO HIGH YIELD FD INSTL CL 228697 235433 1666 SHS PROGRESSIVE CORP-OHIO 58086 93829 3866 SHS RECKITT BENCKISER PLC 74062 73493 86833.338 SHS T ROWE PRICE NEW INCOME FUND INC 831952 824048 341 SHS RYANAIR HLDGS PLC 41165 35529 110 SHS RYDEX ETF TRUST GUGGENHEIM S&P 500 9578 11113 618 SHS SOUTHWEST AIRLINES CO 31028 40448 500 SHS SPDR SER TR S&P BIOTECH ETF 38093 42435 809 SHS SYSMEX COPORATION 27023 31915 1931 SHS TAIWAN SEMICONDUCTOR MFG 54653 76564 1379 SHS TENCENT HOLDINGS LIMITED 36180 71598 2500 SHS TEXTRON INC 118633 141475 525 SHS TRAVELERS COMPANIES INC 59868 71211 129970.031 SHS VANGUARD CHARLOTTE FDS TOTAL INTL BD 2826981 2820350 96458.815 SHS VANGUARD FIXED INCOME 957827 940473 4544.49 SHS VANGUARD INDEX TR 961733 1121671 8101 SHS VANGUARD INTL EQUITY 451564 479174 597 SHS VERIZON COMMUNICATIONS 31142 31599 713 SHS VISA INC 58495 81296 1922 SHS WAL-MART DE MEXICO S A B 40496 46935 1140 SHS WELLS FARGO & CO 58608 69164 15000 SHS WELLS FARGO & CO NEW DEP SHS 370743 383100 63947.112 SHS WELLS FARGO CORE BOND FUND INST 830399 823639 875 SHS WHIRLPOOL CORP 146747 147560 9000 SHS WPX ENERGY INC COM 129454 126630 1655 SHS YANDEX N V 34779 54201 5700 SHS STARWOOD PPTY TR INC COM 132245 121695 PROGRAM RELATED INVESTMENT - UNIVERSITE LAVAL AT COST 1850000 1850000 LEGAL FEES 17953 0 17953 ACCRUED DIVIDEND 12556 15189 15189 SECURITY DEPOSITS 1304 1304 1304 BANK FEES 15 2 13 REGISTRATION AND FILING FEES 875 0 125 OFFICE EXPENSES 3471 132 1185 KKR & CO LP 2103 2103 2103 NONDIVIDEND DISTRIBUTIONS 8444 0 8444 SECTION 965(A) INCOME INCLUSION 188 188 188 INVESTMENT ADVISORY FEES 187821 187821 0 CONSULTING FEES 87594 0 87594 WEBSITE 4000 0 4000 FOREIGN TAXES 7077 7077 0 FEDERAL TAXES 3500 0 0