ALLEN I GROSS CHARITABLE FOUNDATION: Form 990PF, tax year 2017

View the entire original 990 at ProPublica ↗

Organization: ALLEN I GROSS CHARITABLE FOUNDATION (EIN 11-2906887)
Tax period: 2017-12-01 to 2018-11-30
Filed: 2019-10-10
IRS object ID: 201942839349100714
Schema version: 2017v2.3
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Accounting Fees Schedule
Investments Corp Stock Schedule
Other Assets Schedule
Other Decreases Schedule
Other Expenses Schedule
Other Income Schedule2
Other Increases Schedule
Other Professional Fees Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2019-10-10T12:20:40-05:00	ReturnTs
Tax Period End	2018-11-30	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	113360065	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	ROTH & COMPANY LLP	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	1428 36TH STREET SUITE 200	AddressLine1Txt
City	BROOKLYN	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	11218	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnTypeCd
Tax Period Begin	2017-12-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	112906887	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	ALLEN I GROSS CHARITABLE FOUNDATION	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Business Name Control	ALLE	BusinessNameControlTxt
Phone	2128374602	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	140 BROADWAY 41ST FLOOR	AddressLine1Txt
City	NEW YORK	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	10005	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	ALLEN I GROSS	PersonNm
Person Title	PRESIDENT	PersonTitleTxt
Phone	2128374602	PhoneNum
Signature	2019-10-07	SignatureDt
Discuss With Paid Preparer	Yes (1)	DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	ALAN MARK BOTWINICK	PreparerPersonNm
PTIN	P00841433	PTIN
Phone	7182361600	PhoneNum
Preparation	2019-10-07	PreparationDt

Filing Security Information FilingSecurityInformation

IP Address IPAddress

Field	Value	IRS element (for citing)
I Pv4 Address	192.73.80.18	IPv4AddressTxt

Field	Value	IRS element (for citing)
IP	2019-10-07	IPDt
IP Tm	15:53:54	IPTm
IP Timezone	ED	IPTimezoneCd
Filing License Type	P	FilingLicenseTypeCd
At Submission Creation Device Id	D1036983414C4B4DE0C22DF00DD86DBAED6741F7	AtSubmissionCreationDeviceId
At Submission Filing Device Id	7E5673E0CB676CBDF6F3A204EB2BE6BD6A5DBC3E	AtSubmissionFilingDeviceId

Field	Value	IRS element (for citing)
Tax	2017	TaxYr
Build TS	2019-02-21 02:37:17Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
FMV Assets EOY	$540,875	FMVAssetsEOYAmt
Method Of Accounting Cash	Yes (X)	MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Schedule B Not Required	Yes (X)	ScheduleBNotRequiredInd
Interest On Sav Rev And Expnss	$128,913	InterestOnSavRevAndExpnssAmt
Interest On Sav Net Invst Incm	$128,913	InterestOnSavNetInvstIncmAmt
Dividends Rev And Expnss	$188,653	DividendsRevAndExpnssAmt
Dividends Net Invst Incm	$188,653	DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss	-$53,956	NetGainSaleAstRevAndExpnssAmt
Gross Sales Price	$3,844,638	GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm	$0	CapGainNetIncmNetInvstIncmAmt
Other Income Rev And Expnss	$2,837	OtherIncomeRevAndExpnssAmt
Other Income Net Invst Incm	$2,837	OtherIncomeNetInvstIncmAmt
Other Income Adj Net Incm	$0	OtherIncomeAdjNetIncmAmt
Total Rev And Expnss	$266,447	TotalRevAndExpnssAmt
Total Net Invst Incm	$320,403	TotalNetInvstIncmAmt
Total Adj Net Incm	$0	TotalAdjNetIncmAmt
Comp Ofcr Dir Trst Rev And Expnss	$0	CompOfcrDirTrstRevAndExpnssAmt
Comp Ofcr Dir Trst Net Invst Incm	$0	CompOfcrDirTrstNetInvstIncmAmt
Comp Ofcr Dir Trst Adj Net Incm	$0	CompOfcrDirTrstAdjNetIncmAmt
Comp Ofcr Dir Trst Dsbrs Chrtbl	$0	CompOfcrDirTrstDsbrsChrtblAmt
Accounting Fees Rev And Expnss	$13,832	AccountingFeesRevAndExpnssAmt
Accounting Fees Net Invst Incm	$11,065	AccountingFeesNetInvstIncmAmt
Accounting Fees Adj Net Incm	$0	AccountingFeesAdjNetIncmAmt
Accounting Fees Chrtbl Prps	$0	AccountingFeesChrtblPrpsAmt
Other Prof Fees Rev And Expnss	$64,055	OtherProfFeesRevAndExpnssAmt
Other Prof Fees Net Invst Incm	$64,055	OtherProfFeesNetInvstIncmAmt
Other Prof Fees Adj Net Incm	$0	OtherProfFeesAdjNetIncmAmt
Other Prof Fees Dsbrs Chrtbl	$0	OtherProfFeesDsbrsChrtblAmt
Taxes Rev And Expnss	$5,935	TaxesRevAndExpnssAmt
Taxes Net Invst Incm	$0	TaxesNetInvstIncmAmt
Taxes Adj Net Incm	$0	TaxesAdjNetIncmAmt
Taxes Dsbrs Chrtbl	$0	TaxesDsbrsChrtblAmt
Other Expenses Rev And Expnss	$36,906	OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm	$35,906	OtherExpensesNetInvstIncmAmt
Other Expenses Adj Net Incm	$0	OtherExpensesAdjNetIncmAmt
Other Expenses Dsbrs Chrtbl	$0	OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss	$120,728	TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm	$111,026	TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Adj Net Incm	$0	TotOprExpensesAdjNetIncmAmt
Tot Opr Expenses Dsbrs Chrtbl	$0	TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss	$856,229	ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl	$856,229	ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss	$976,957	TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm	$111,026	TotalExpensesNetInvstIncmAmt
Total Expenses Adj Net Incm	$0	TotalExpensesAdjNetIncmAmt
Total Expenses Dsbrs Chrtbl	$856,229	TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses	-$710,510	ExcessRevenueOverExpensesAmt
Net Investment Income	$209,377	NetInvestmentIncomeAmt
Adjusted Net Income	$0	AdjustedNetIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Field	Value	IRS element (for citing)
Cash BOY	$724,983	CashBOYAmt
Cash EOY	$540,875	CashEOYAmt
Cash EOYFMV	$540,875	CashEOYFMVAmt
Corporate Stock BOY	$10,918,394	CorporateStockBOYAmt
Corporate Stock EOY	$9,558,195	CorporateStockEOYAmt
Corporate Stock EOYFMV	$0	CorporateStockEOYFMVAmt
Other Assets BOY	$1,924,377	OtherAssetsBOYAmt
Other Assets EOY	$1,973,271	OtherAssetsEOYAmt
Other Assets EOYFMV	$0	OtherAssetsEOYFMVAmt
Total Assets BOY	$13,567,754	TotalAssetsBOYAmt
Total Assets EOY	$12,072,341	TotalAssetsEOYAmt
Total Assets EOYFMV	$540,875	TotalAssetsEOYFMVAmt
Total Liabilities BOY	$0	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$0	TotalLiabilitiesEOYAmt
Organization Follows SFAS117	Yes (X)	OrganizationFollowsSFAS117Ind
Unrestricted BOY	$13,567,754	UnrestrictedBOYAmt
Unrestricted EOY	$12,072,341	UnrestrictedEOYAmt
Tot Net Ast Or Fund Balances BOY	$13,567,754	TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY	$12,072,341	TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY	$13,567,754	TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY	$12,072,341	TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Field	Value	IRS element (for citing)
Tot Net Ast Or Fund Balances BOY	$13,567,754	TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses	-$710,510	ExcessRevenueOverExpensesAmt
Other Increases	$1,936	OtherIncreasesAmt
Subtotal	$12,859,180	SubtotalAmt
Other Decreases	$786,839	OtherDecreasesAmt
Tot Net Ast Or Fund Balances EOY	$12,072,341	TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (707 entries)

PropertyPropertyDesc	How AcquiredHowAcquiredCd	AcquiredAcquiredDt	SoldSoldDt	Gross Sales PriceGrossSalesPriceAmt	Cost Or Other BasisCostOrOtherBasisAmt	Gain Or LossGainOrLossAmt	Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt
ACS ACTIV DE CONSTRUC Y SERV ADR	P	2018-06-07	2018-07-26	$4	$4	$0	$0
ACTAVIS FUNDING SCS NTS 03.000% 031220 DTD031215 FC091215 CALL@MW+20BP	P	2015-04-17	2018-08-23	$997	$1,009	-$12	-$12
AIR LIQUIDE ADR FRANCE ADR	P	2016-08-10	2018-04-06	$397	$312	$85	$85
AIR LIQUIDE ADR FRANCE ADR	P	2016-08-10	2018-06-06	$796	$601	$195	$195
AIR LIQUIDE ADR FRANCE ADR	P	2016-08-11	2018-06-06	$882	$670	$212	$212
AIR LIQUIDE ADR FRANCE ADR	P	2016-09-01	2018-06-06	$825	$639	$186	$186
AIR LIQUIDE ADR FRANCE ADR	P	2017-04-20	2018-06-06	$1,649	$1,340	$309	$309
AIR LIQUIDE ADR FRANCE ADR	P	2017-05-31	2018-06-06	$967	$834	$133	$133
AIR LIQUIDE ADR FRANCE ADR	P	2018-01-04	2018-06-06	$879	$887	-$8	-$8
AIRBUS SE UNSPONSORED ADR	P	2015-12-01	2018-04-03	$516	$322	$194	$194
AIRBUS SE UNSPONSORED ADR	P	2015-12-01	2018-07-19	$155	$89	$66	$66
AIRBUS SE UNSPONSORED ADR	P	2015-12-23	2018-07-19	$340	$188	$152	$152
AKZO NOBEL NV REVERSE SPLIT: 01/2019 ADR	P	2018-04-06	2018-06-06	$2,487	$2,652	-$165	-$165
AMBEV SA SPON ADR	P	2018-06-07	2018-06-29	$2,243	$2,318	-$75	-$75
AMBEV SA SPON ADR	P	2018-06-07	2018-07-03	$4,128	$4,250	-$122	-$122
AMER EXPRESS CO	P	2012-05-09	2018-01-04	$1,009	$596	$413	$413
AMER EXPRESS CO	P	2012-05-17	2018-01-04	$1,009	$569	$440	$440
AMER EXPRESS CO	P	2012-11-28	2018-01-04	$1,514	$831	$683	$683
AMER EXPRESS CO	P	2013-08-09	2018-01-04	$1,009	$751	$258	$258
ANHEUSER BUSCH INBEV FIN 03.700% 020124 DTD012714 FC080114 INC	P	2014-07-24	2018-08-29	$11,064	$11,213	-$149	-$149
ANHEUSER BUSCH INBEV SPON ADR	P	2015-11-18	2018-06-06	$1,325	$1,758	-$433	-$433
ANHEUSER BUSCH INBEV SPON ADR	P	2016-09-21	2018-06-06	$473	$631	-$158	-$158
ANHEUSER BUSCH INBEV SPON ADR	P	2017-01-27	2018-06-06	$473	$526	-$53	-$53
ANHEUSER BUSCH INBEV SPON ADR	P	2017-05-31	2018-06-06	$1,136	$1,405	-$269	-$269
ANHEUSER BUSCH INBEV SPON ADR	P	2018-01-04	2018-06-06	$663	$796	-$133	-$133
ANNALY CAPITAL MANAGEMENT INC REIT	P	2014-01-02	2018-12-13	$7,673	$6,307	$1,366	$1,366
ARCELORMITTAL LUXEMBOURG	P	2016-03-29	2018-01-25	$425	$206	$219	$219
ARCELORMITTAL LUXEMBOURG	P	2016-03-29	2018-01-25	$129	$62	$67	$67
ARCELORMITTAL LUXEMBOURG	P	2016-04-14	2018-01-25	$493	$401	$92	$92
ARCELORMITTAL LUXEMBOURG	P	2016-04-14	2018-01-25	$247	$110	$137	$137
ASPEN TECHNOLOGY INC DEL CHANGE IN STATE OF INC	P	2015-04-17	2018-06-08	$4,984	$2,091	$2,893	$2,893
AUSTRALIA & NEW ZEALAND BKG GRP LTD SPONSRD ADR AUSTRALIA ADR	P	2013-08-09	2018-06-06	$776	$1,014	-$238	-$238
AUSTRALIA & NEW ZEALAND BKG GRP LTD SPONSRD ADR AUSTRALIA ADR	P	2013-08-30	2018-06-06	$327	$420	-$93	-$93
AUSTRALIA & NEW ZEALAND BKG GRP LTD SPONSRD ADR AUSTRALIA ADR	P	2013-09-11	2018-06-06	$388	$539	-$151	-$151
AUSTRALIA & NEW ZEALAND BKG GRP LTD SPONSRD ADR AUSTRALIA ADR	P	2013-10-02	2018-06-06	$388	$551	-$163	-$163
AUSTRALIA & NEW ZEALAND BKG GRP LTD SPONSRD ADR AUSTRALIA ADR	P	2013-12-26	2018-06-06	$409	$577	-$168	-$168
AUSTRALIA & NEW ZEALAND BKG GRP LTD SPONSRD ADR AUSTRALIA ADR	P	2014-06-19	2018-06-06	$266	$419	-$153	-$153
AUSTRALIA & NEW ZEALAND BKG GRP LTD SPONSRD ADR AUSTRALIA ADR	P	2014-10-21	2018-06-06	$980	$1,387	-$407	-$407
AUSTRALIA & NEW ZEALAND BKG GRP LTD SPONSRD ADR AUSTRALIA ADR	P	2016-03-09	2018-06-06	$1,226	$1,133	$93	$93
AUSTRALIA & NEW ZEALAND BKG GRP LTD SPONSRD ADR AUSTRALIA ADR	P	2016-04-13	2018-06-06	$368	$324	$44	$44
AUSTRALIA & NEW ZEALAND BKG GRP LTD SPONSRD ADR AUSTRALIA ADR	P	2016-05-04	2018-06-06	$82	$75	$7	$7
AUSTRALIA & NEW ZEALAND BKG GRP LTD SPONSRD ADR AUSTRALIA ADR	P	2016-05-05	2018-06-06	$756	$702	$54	$54
AUSTRALIA & NEW ZEALAND BKG GRP LTD SPONSRD ADR AUSTRALIA ADR	P	2018-01-04	2018-06-06	$1,205	$1,327	-$122	-$122
BAIDU INC ADS REPSNTG CL A ORD SHS SPON ADR	P	2018-06-07	2018-08-08	$1,787	$2,121	-$334	-$334
BANK OF AMER CORP B/E 05.200% 122949 DTD052913 FC120113	P	2013-05-30	2018-04-27	$39,050	$40,975	-$1,925	-$1,925
BANK OZK	P	2016-04-20	2018-10-19	$4,582	$8,195	-$3,613	-$3,613
BANK OZK	P	2017-09-15	2018-10-19	$2,987	$5,130	-$2,143	-$2,143
BARCLAYS BANK PLC L/O TA-CYN RTY SX5E 07/30/2027	P	2017-07-27	2018-08-01	$75,000	$75,000	$0	$0
BASF SE SPON ADR	P	2018-01-25	2018-06-06	$1,216	$1,432	-$216	-$216
BAYER A G SPON ADR	P	2013-10-02	2018-08-16	$87	$118	-$31	-$31
BAYER A G SPON ADR	P	2013-12-26	2018-08-16	$522	$840	-$318	-$318
BAYER A G SPON ADR	P	2015-05-12	2018-08-16	$174	$295	-$121	-$121
BAYER A G SPON ADR	P	2015-11-12	2018-08-16	$348	$522	-$174	-$174
BAYER A G SPON ADR	P	2016-02-26	2018-08-16	$435	$536	-$101	-$101
BAYER A G SPON ADR	P	2018-01-04	2018-08-16	$261	$379	-$118	-$118
BAYER A G SPON ADR	P	2018-06-07	2018-08-16	$3,045	$4,199	-$1,154	-$1,154
BAYER A G SPON ADR	P	2018-06-07	2018-08-17	$2,367	$3,209	-$842	-$842
BAYER A G SPON ADR	P	2018-06-25	2018-08-17	$221	$282	-$61	-$61
BIOVERATIV INC MERGER: 03/2018	P	2011-04-20	2018-01-22	$1,091	$139	$952	$952
BIOVERATIV INC MERGER: 03/2018	P	2012-01-13	2018-01-22	$312	$54	$258	$258
BIOVERATIV INC MERGER: 03/2018	P	2013-01-07	2018-01-22	$104	$23	$81	$81
BIOVERATIV INC MERGER: 03/2018	P	2014-10-13	2018-01-22	$208	$95	$113	$113
BIOVERATIV INC MERGER: 03/2018	P	2014-10-15	2018-01-22	$312	$141	$171	$171
BIOVERATIV INC MERGER: 03/2018	P	2014-12-26	2018-01-22	$260	$133	$127	$127
BIOVERATIV INC MERGER: 03/2018	P	2015-08-24	2018-01-22	$104	$45	$59	$59
BIOVERATIV INC MERGER: 03/2018	P	2015-09-22	2018-01-22	$623	$274	$349	$349
BLACKROCK BOND ALLOCATION TARGET SHARES BATS SER C	P	2012-05-09	2018-05-16	$2,173	$2,328	-$155	-$155
BLACKROCK BOND ALLOCATION TARGET SHARES BATS SER C	P	2012-05-09	2018-08-23	$1,587	$1,677	-$90	-$90
BLACKROCK BOND ALLOCATION TARGET SHARES BATS SER C	P	2012-05-09	2018-09-11	$2,034	$2,168	-$134	-$134
BLACKROCK BOND ALLOCATION TARGET SHARES BATS SER M	P	2012-05-09	2018-05-16	$3,801	$4,322	-$521	-$521
BLACKROCK BOND ALLOCATION TARGET SHARES BATS SER M	P	2012-05-09	2018-08-23	$1,786	$2,007	-$221	-$221
BLACKROCK BOND ALLOCATION TARGET SHARES BATS SER M	P	2012-05-09	2018-09-11	$2,242	$2,538	-$296	-$296
BLACKROCK GLOBAL ALLOCATION FUND INC C	P	2013-09-10	2018-12-17	$12,484	$15,005	-$2,521	-$2,521
BLACKROCK GLOBAL ALLOCATION FUND INC C	P	2013-10-01	2018-12-17	$12,364	$15,005	-$2,641	-$2,641
BLACKROCK GLOBAL ALLOCATION FUND INC C	P	2013-11-19	2018-12-17	$8,025	$10,005	-$1,980	-$1,980
BLACKROCK GLOBAL ALLOCATION FUND INC C	P	2013-12-17	2018-12-17	$1,211	$1,423	-$212	-$212
BLACKROCK GLOBAL ALLOCATION FUND INC C	P	2013-12-17	2018-12-17	$431	$507	-$76	-$76
BLACKROCK GLOBAL ALLOCATION FUND INC C	P	2013-12-17	2018-12-17	$88	$104	-$16	-$16
BLACKROCK GLOBAL ALLOCATION FUND INC C	P	2014-01-08	2018-12-17	$8,339	$10,005	-$1,666	-$1,666
BLACKROCK GLOBAL ALLOCATION FUND INC C	P	2014-07-17	2018-12-17	$177	$218	-$41	-$41
BLACKROCK GLOBAL ALLOCATION FUND INC C	P	2014-12-17	2018-12-17	$3,033	$3,318	-$285	-$285
BLACKROCK GLOBAL ALLOCATION FUND INC C	P	2014-12-17	2018-12-17	$569	$623	-$54	-$54
BLACKROCK GLOBAL ALLOCATION FUND INC C	P	2014-12-17	2018-12-17	$510	$558	-$48	-$48
BLACKROCK GLOBAL ALLOCATION FUND INC C	P	2015-07-16	2018-12-17	$40	$46	-$6	-$6
BLACKROCK GLOBAL ALLOCATION FUND INC C	P	2015-12-15	2018-12-17	$4,111	$4,038	$73	$73
BLACKROCK GLOBAL ALLOCATION FUND INC C	P	2015-12-15	2018-12-17	$353	$347	$6	$6
BLACKROCK GLOBAL ALLOCATION FUND INC C	P	2015-12-15	2018-12-17	$115	$113	$2	$2
BLACKROCK GLOBAL ALLOCATION FUND INC C	P	2016-12-19	2018-12-17	$469	$474	-$5	-$5
BLACKROCK GLOBAL ALLOCATION FUND INC C	P	2016-12-19	2018-12-17	$137	$138	-$1	-$1
BLACKROCK GLOBAL ALLOCATION FUND INC C	P	2017-12-19	2018-12-17	$1,263	$1,363	-$100	-$100
BLACKROCK GLOBAL ALLOCATION FUND INC C	P	2017-12-19	2018-12-17	$822	$887	-$65	-$65
BLACKROCK GLOBAL ALLOCATION FUND INC C	P	2017-12-19	2018-12-17	$369	$398	-$29	-$29
BNP PARIBAS SA ADR	P	2013-08-09	2018-06-06	$413	$435	-$22	-$22
BNP PARIBAS SA ADR	P	2013-08-30	2018-06-06	$699	$692	$7	$7
BNP PARIBAS SA ADR	P	2013-09-11	2018-06-06	$699	$748	-$49	-$49
BNP PARIBAS SA ADR	P	2013-10-02	2018-06-06	$508	$558	-$50	-$50
BNP PARIBAS SA ADR	P	2013-11-20	2018-06-06	$508	$580	-$72	-$72
BNP PARIBAS SA ADR	P	2015-02-06	2018-06-06	$826	$699	$127	$127
BNP PARIBAS SA ADR	P	2015-08-04	2018-06-06	$381	$394	-$13	-$13
BNP PARIBAS SA ADR	P	2016-06-28	2018-06-06	$858	$579	$279	$279
BNP PARIBAS SA ADR	P	2017-11-30	2018-06-06	$286	$344	-$58	-$58
BNP PARIBAS SA ADR	P	2018-01-04	2018-06-06	$889	$1,083	-$194	-$194
BRIDGESTONE CORP LTD ADR JAPAN ADR	P	2016-09-29	2018-06-06	$1,479	$1,354	$125	$125
BRIDGESTONE CORP LTD ADR JAPAN ADR	P	2016-11-17	2018-06-06	$588	$556	$32	$32
BRIDGESTONE CORP LTD ADR JAPAN ADR	P	2016-11-29	2018-06-06	$466	$445	$21	$21
BRIDGESTONE CORP LTD ADR JAPAN ADR	P	2017-01-30	2018-06-06	$1,135	$1,033	$102	$102
BRIDGESTONE CORP LTD ADR JAPAN ADR	P	2018-01-04	2018-06-06	$669	$778	-$109	-$109
BRITISH AMER TOBACCO PLC GB SPON ADR	P	2018-06-07	2018-06-22	$4,026	$3,815	$211	$211
CANADIAN NAT RESOURCES LTD CAD	P	2018-06-07	2018-10-05	$1,341	$1,431	-$90	-$90
CANADIAN NAT RESOURCES LTD CAD	P	2018-06-07	2018-10-08	$1,079	$1,158	-$79	-$79
CANADIAN NAT RESOURCES LTD CAD	P	2018-06-07	2018-10-09	$2,190	$2,385	-$195	-$195
CANADIAN NAT RESOURCES LTD CAD	P	2018-06-07	2018-10-10	$1,427	$1,601	-$174	-$174
CARLISLE COS INC	P	2016-02-23	2018-09-07	$12,295	$8,627	$3,668	$3,668
CARREFOUR SA SPON ADR	P	2018-06-07	2018-07-06	$3,544	$3,869	-$325	-$325
CARREFOUR SA SPON ADR	P	2018-06-07	2018-07-09	$2,025	$2,205	-$180	-$180
CARREFOUR SA SPON ADR	P	2018-06-07	2018-07-10	$620	$679	-$59	-$59
CDW CORP	P	2014-12-05	2018-09-05	$5,494	$2,160	$3,334	$3,334
CDW CORP	P	2014-12-05	2018-09-06	$957	$377	$580	$580
CHIRON CAPITAL ALLOCATION FUND CLASS I	P	2018-01-22	2018-12-17	$20,000	$23,409	-$3,409	-$3,409
CISCO SYSTEMS INC	P	2012-05-09	2018-01-04	$2,930	$1,408	$1,522	$1,522
CISCO SYSTEMS INC	P	2012-05-09	2018-03-01	$310	$131	$179	$179
CISCO SYSTEMS INC	P	2012-05-17	2018-03-01	$1,464	$551	$913	$913
CISCO SYSTEMS INC	P	2012-05-17	2018-11-12	$1,010	$367	$643	$643
CISCO SYSTEMS INC	P	2013-08-09	2018-11-12	$2,065	$1,170	$895	$895
CISCO SYSTEMS INC	P	2013-09-04	2018-11-12	$1,835	$954	$881	$881
CISCO SYSTEMS INC	P	2013-10-02	2018-11-12	$597	$302	$295	$295
CK HUTCHISON HLDGS LTD UNSPONSORED ADR	P	2018-06-07	2018-11-02	$5,749	$6,623	-$874	-$874
CNOOC LTD SPON ADR	P	2015-08-28	2018-01-25	$995	$726	$269	$269
CNOOC LTD SPON ADR	P	2015-08-28	2018-04-06	$287	$242	$45	$45
CNOOC LTD SPON ADR	P	2015-09-29	2018-04-06	$287	$198	$89	$89
CNOOC LTD SPON ADR	P	2015-09-29	2018-06-06	$681	$397	$284	$284
CNOOC LTD SPON ADR	P	2015-11-03	2018-06-06	$511	$351	$160	$160
CNOOC LTD SPON ADR	P	2018-01-04	2018-06-06	$681	$615	$66	$66
CONOCOPHILLIPS	P	2016-11-14	2018-01-04	$2,844	$2,206	$638	$638
CONOCOPHILLIPS	P	2016-11-14	2018-03-29	$4,142	$3,089	$1,053	$1,053
CORE LABORATORIES N V EUR	P	2013-08-13	2018-06-08	$1,776	$2,115	-$339	-$339
CORE LABORATORIES N V EUR	P	2013-09-10	2018-06-08	$888	$1,145	-$257	-$257
CORE LABORATORIES N V EUR	P	2013-09-11	2018-06-08	$634	$824	-$190	-$190
CORE LABORATORIES N V EUR	P	2013-10-03	2018-06-08	$380	$517	-$137	-$137
CORE LABORATORIES N V EUR	P	2013-11-20	2018-06-08	$380	$557	-$177	-$177
CORE LABORATORIES N V EUR	P	2014-06-13	2018-06-08	$634	$800	-$166	-$166
CORE LABORATORIES N V EUR	P	2014-06-13	2018-10-23	$2,150	$3,520	-$1,370	-$1,370
CORE LABORATORIES N V EUR	P	2015-09-28	2018-10-23	$1,857	$1,920	-$63	-$63
CORE LABORATORIES N V EUR	P	2015-09-28	2018-10-24	$565	$606	-$41	-$41
CORE LABORATORIES N V EUR	P	2017-09-26	2018-10-24	$5,089	$5,292	-$203	-$203
COTIVITI HLDGS INC MERGER: 08/2018	P	2017-03-24	2018-08-27	$8,189	$7,316	$873	$873
COTIVITI HLDGS INC MERGER: 08/2018	P	2017-08-15	2018-08-27	$7,652	$6,185	$1,467	$1,467
COTIVITI HLDGS INC MERGER: 08/2018	P	2018-01-30	2018-08-27	$3,356	$2,616	$740	$740
CREDIT SUISSE GROUP SPON ADR	P	2017-05-18	2018-01-25	$983	$717	$266	$266
CREDIT SUISSE GROUP SPON ADR	P	2017-05-18	2018-06-06	$1,914	$1,764	$150	$150
CREDIT SUISSE GROUP SPON ADR	P	2017-06-06	2018-06-06	$887	$781	$106	$106
CREDIT SUISSE GROUP SPON ADR	P	2018-01-04	2018-06-06	$669	$787	-$118	-$118
CTRIP.COM INTL LTD ADS	P	2018-06-27	2018-11-19	$1,561	$2,772	-$1,211	-$1,211
CTRIP.COM INTL LTD ADS	P	2018-06-27	2018-11-20	$1,621	$2,960	-$1,339	-$1,339
CTRIP.COM INTL LTD ADS	P	2018-06-27	2018-11-21	$416	$705	-$289	-$289
CVS HEALTH CORP	P	2016-11-30	2018-03-20	$4,973	$6,134	-$1,161	-$1,161
CVS HEALTH CORP	P	2016-11-30	2018-04-04	$963	$1,150	-$187	-$187
CVS HEALTH CORP	P	2017-03-08	2018-04-04	$4,171	$5,279	-$1,108	-$1,108
DBS GROUP HLDGS LTD. SPON ADR	P	2016-11-30	2018-04-03	$497	$296	$201	$201
DIAMOND OFFSHORE DRILLING INC	P	2014-12-05	2018-01-04	$3,521	$5,341	-$1,820	-$1,820
DIAMOND OFFSHORE DRILLING INC	P	2015-01-09	2018-01-04	$1,721	$2,845	-$1,124	-$1,124
DIAMOND OFFSHORE DRILLING INC	P	2015-01-12	2018-01-04	$39	$62	-$23	-$23
DRIL-QUIP INC	P	2016-10-04	2018-04-26	$2,302	$2,892	-$590	-$590
DRIL-QUIP INC	P	2016-10-04	2018-04-27	$3,774	$5,173	-$1,399	-$1,399
EBAY INC	P	2014-05-14	2018-03-07	$9,094	$4,278	$4,816	$4,816
ENEL SPA ADR	P	2014-01-23	2018-06-06	$984	$849	$135	$135
ENEL SPA ADR	P	2014-03-07	2018-06-06	$940	$909	$31	$31
ENEL SPA ADR	P	2014-03-21	2018-06-06	$585	$592	-$7	-$7
ENEL SPA ADR	P	2014-09-30	2018-06-06	$224	$217	$7	$7
ENEL SPA ADR	P	2015-01-23	2018-06-06	$787	$640	$147	$147
ENEL SPA ADR	P	2015-02-27	2018-06-06	$579	$484	$95	$95
ENEL SPA ADR	P	2015-03-25	2018-06-06	$60	$51	$9	$9
ENEL SPA ADR	P	2015-03-27	2018-06-06	$492	$412	$80	$80
ENEL SPA ADR	P	2015-08-06	2018-06-06	$241	$209	$32	$32
ENEL SPA ADR	P	2018-01-04	2018-06-06	$754	$865	-$111	-$111
EXELON CORP	P	2012-10-05	2018-08-20	$1,239	$1,010	$229	$229
EXELON CORP	P	2012-11-15	2018-08-20	$2,435	$1,612	$823	$823
EXELON CORP	P	2012-11-28	2018-08-20	$1,549	$1,042	$507	$507
EXELON CORP	P	2013-01-11	2018-08-20	$1,416	$938	$478	$478
FAST RETAILING CO LTD ADR	P	2018-06-07	2018-09-18	$7,126	$6,129	$997	$997
FAST RETAILING CO LTD ADR	P	2018-06-07	2018-09-19	$560	$492	$68	$68
FERGUSON PLC REVERSE SPLIT: 06/2018 SPON ADR	P	2014-12-03	2018-06-06	$415	$302	$113	$113
FERGUSON PLC REVERSE SPLIT: 06/2018 SPON ADR	P	2015-09-29	2018-06-06	$1,156	$816	$340	$340
FERGUSON PLC REVERSE SPLIT: 06/2018 SPON ADR	P	2016-02-24	2018-06-06	$710	$455	$255	$255
FERGUSON PLC REVERSE SPLIT: 06/2018 SPON ADR	P	2018-01-04	2018-06-06	$447	$405	$42	$42
FHLMC PL A97040 04.0000 DUE 02/01/41 FACTOR 0.196383600000	P	2011-05-03	2018-01-22	$6,453	$6,189	$264	$264
FHLMC PL G08737 03.0000 DUE 11/01/46 FACTOR 0.782268400000	P	2016-12-12	2018-01-22	$3,651	$3,673	-$22	-$22
GENWORTH FINANCIAL INC 07.625% 092421 DTD032511 B/E CALL@MW + 50BP	P	2015-02-11	2018-10-04	$40,708	$41,109	-$401	-$401
GLAXO SMITHKLINE PLC ADR	P	2018-01-25	2018-06-06	$1,870	$1,771	$99	$99
GOTHAM ABSOLUTE RETURN INSTITUTIONAL	P	2014-01-22	2018-12-17	$50,000	$46,269	$3,731	$3,731
GOTHAM NEUTRAL FUND CLASS I	P	2014-09-03	2018-12-17	$98,152	$108,273	-$10,121	-$10,121
GOTHAM NEUTRAL FUND CLASS I	P	2014-12-02	2018-12-17	$1,848	$2,058	-$210	-$210
GS FINANCE CORP L/O TA-CYN RTY SX5E 04/27/2027	P	2017-04-21	2018-04-25	$75,000	$75,000	$0	$0
HONDA MOTOR CO ADR JAPAN ADR	P	2016-02-29	2018-06-06	$1,610	$1,287	$323	$323
HONDA MOTOR CO ADR JAPAN ADR	P	2016-03-14	2018-06-06	$740	$642	$98	$98
HONDA MOTOR CO ADR JAPAN ADR	P	2016-03-29	2018-06-06	$837	$706	$131	$131
HONDA MOTOR CO ADR JAPAN ADR	P	2016-07-12	2018-06-06	$773	$625	$148	$148
HONDA MOTOR CO ADR JAPAN ADR	P	2017-03-06	2018-06-06	$547	$525	$22	$22
HONDA MOTOR CO ADR JAPAN ADR	P	2017-05-24	2018-06-06	$966	$838	$128	$128
HONDA MOTOR CO ADR JAPAN ADR	P	2018-01-04	2018-06-06	$1,416	$1,561	-$145	-$145
IBERDROLA SA SPON ADR	P	2017-02-27	2018-06-06	$2,722	$2,426	$296	$296
IBERDROLA SA SPON ADR	P	2017-03-06	2018-06-06	$1,196	$1,084	$112	$112
IBERDROLA SA SPON ADR	P	2017-12-01	2018-06-06	$1,226	$1,296	-$70	-$70
IBERDROLA SA SPON ADR	P	2018-01-04	2018-06-06	$778	$836	-$58	-$58
INFINEON TECHNOLOGIES ADR	P	2015-03-12	2018-06-06	$788	$316	$472	$472
INFINEON TECHNOLOGIES ADR	P	2015-04-21	2018-06-06	$1,051	$454	$597	$597
INFINEON TECHNOLOGIES ADR	P	2018-01-04	2018-06-06	$292	$292	$0	$0
ING GROEP N V NL SPON ADR	P	2013-09-11	2018-06-06	$315	$244	$71	$71
ING GROEP N V NL SPON ADR	P	2013-10-02	2018-06-06	$75	$60	$15	$15
ING GROEP N V NL SPON ADR	P	2013-12-19	2018-06-06	$705	$617	$88	$88
ING GROEP N V NL SPON ADR	P	2014-04-04	2018-06-06	$735	$727	$8	$8
ING GROEP N V NL SPON ADR	P	2015-01-06	2018-06-06	$405	$331	$74	$74
ING GROEP N V NL SPON ADR	P	2015-02-13	2018-06-06	$390	$368	$22	$22
ING GROEP N V NL SPON ADR	P	2015-10-23	2018-06-06	$720	$710	$10	$10
ING GROEP N V NL SPON ADR	P	2016-05-13	2018-06-06	$975	$764	$211	$211
ING GROEP N V NL SPON ADR	P	2018-01-04	2018-06-06	$690	$875	-$185	-$185
INTERCONTINENTAL HOTELS GROUP PLC NEW REVERSE SPLIT: 01/2019 SPON	P	2013-12-26	2018-01-25	$409	$270	$139	$139
INTERCONTINENTAL HOTELS GROUP PLC NEW REVERSE SPLIT: 01/2019 SPON	P	2013-12-26	2018-06-06	$378	$254	$124	$124
INTERCONTINENTAL HOTELS GROUP PLC NEW REVERSE SPLIT: 01/2019 SPON	P	2016-02-25	2018-06-06	$962	$667	$295	$295
INTERCONTINENTAL HOTELS GROUP PLC NEW REVERSE SPLIT: 01/2019 SPON	P	2018-01-04	2018-06-06	$402	$381	$21	$21
INTL GAME TECHNOLOGY B/E 05.500% 061520 DTD060810 FC121510	P	2015-03-13	2018-10-21	$51,820	$50,656	$1,164	$1,164
INTL LEASE FIN CORP B/E 03.875% 041518 DTD031113 FC101513	P	2014-08-07	2018-04-15	$75,000	$75,000	$0	$0
INVESCO BALANCED-RISK ALLOCATION FUND C	P	2012-10-23	2018-12-17	$19,314	$25,005	-$5,691	-$5,691
INVESCO BALANCED-RISK ALLOCATION FUND C	P	2012-11-02	2018-12-17	$19,283	$25,005	-$5,722	-$5,722
INVESCO BALANCED-RISK ALLOCATION FUND C	P	2012-12-07	2018-12-17	$757	$953	-$196	-$196
INVESCO BALANCED-RISK ALLOCATION FUND C	P	2012-12-07	2018-12-17	$669	$843	-$174	-$174
INVESCO BALANCED-RISK ALLOCATION FUND C	P	2012-12-07	2018-12-17	$441	$556	-$115	-$115
INVESCO BALANCED-RISK ALLOCATION FUND C	P	2013-12-13	2018-12-17	$1,851	$2,154	-$303	-$303
INVESCO BALANCED-RISK ALLOCATION FUND C	P	2013-12-13	2018-12-17	$1,432	$1,666	-$234	-$234
INVESCO BALANCED-RISK ALLOCATION FUND C	P	2014-12-12	2018-12-17	$1,319	$1,514	-$195	-$195
INVESCO BALANCED-RISK ALLOCATION FUND C	P	2014-12-12	2018-12-17	$1,273	$1,461	-$188	-$188
INVESCO BALANCED-RISK ALLOCATION FUND C	P	2014-12-12	2018-12-17	$569	$653	-$84	-$84
INVESCO BALANCED-RISK ALLOCATION FUND C	P	2015-12-11	2018-12-17	$1,093	$1,120	-$27	-$27
INVESCO BALANCED-RISK ALLOCATION FUND C	P	2015-12-11	2018-12-17	$915	$938	-$23	-$23
INVESCO BALANCED-RISK ALLOCATION FUND C	P	2015-12-11	2018-12-17	$889	$911	-$22	-$22
INVESCO BALANCED-RISK ALLOCATION FUND C	P	2016-12-13	2018-12-17	$1,583	$1,659	-$76	-$76
INVESCO BALANCED-RISK ALLOCATION FUND C	P	2016-12-13	2018-12-17	$1,346	$1,412	-$66	-$66
INVESCO BALANCED-RISK ALLOCATION FUND C	P	2016-12-13	2018-12-17	$929	$974	-$45	-$45
INVESCO BALANCED-RISK ALLOCATION FUND C	P	2017-12-13	2018-12-17	$1,841	$1,940	-$99	-$99
INVESCO BALANCED-RISK ALLOCATION FUND C	P	2017-12-13	2018-12-17	$1,826	$1,924	-$98	-$98
INVESCO SENIOR LN ETF	P	2017-07-31	2018-09-17	$2,152	$2,164	-$12	-$12
ISHARES 1-3 YR TREAS BOND ETF	P	2017-07-31	2018-09-17	$3,489	$3,553	-$64	-$64
ISHARES IBOXX USD HIGH YIELD CORPORATE BOND ETF	P	2017-07-31	2018-03-14	$66,447	$69,001	-$2,554	-$2,554
ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF	P	2017-07-31	2018-01-08	$3,026	$2,995	$31	$31
ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF	P	2017-09-27	2018-01-08	$102,772	$102,295	$477	$477
ISHARES SHORT TREAS BOND ETF	P	2018-03-21	2018-12-28	$12,685	$12,683	$2	$2
ITV PLC ADR	P	2016-11-23	2018-06-06	$1,759	$1,577	$182	$182
ITV PLC ADR	P	2017-06-01	2018-06-06	$857	$915	-$58	-$58
ITV PLC ADR	P	2018-01-04	2018-06-06	$486	$492	-$6	-$6
IVY ASSET STRATEGY FUND CLASS C	P	2013-11-19	2018-04-27	$9,731	$12,576	-$2,845	-$2,845
IVY ASSET STRATEGY FUND CLASS C	P	2013-12-12	2018-04-27	$18	$24	-$6	-$6
IVY ASSET STRATEGY FUND CLASS C	P	2014-01-08	2018-04-27	$10,979	$15,005	-$4,026	-$4,026
IVY ASSET STRATEGY FUND CLASS C	P	2014-12-11	2018-04-27	$15,472	$16,685	-$1,213	-$1,213
IVY ASSET STRATEGY FUND CLASS C	P	2014-12-11	2018-04-27	$90	$97	-$7	-$7
IVY ASSET STRATEGY FUND CLASS C	P	2015-12-10	2018-04-27	$6,081	$5,635	$446	$446
IVY ASSET STRATEGY FUND CLASS C	P	2017-12-14	2018-04-27	$861	$833	$28	$28
IVY ASSET STRATEGY FUND CLASS C	P	2017-12-14	2018-04-27	$158	$153	$5	$5
JAPAN TOBACCO INC UNSPONSORED ADR	P	2017-05-23	2018-06-06	$1,538	$2,156	-$618	-$618
JAPAN TOBACCO INC UNSPONSORED ADR	P	2017-06-01	2018-06-06	$1,470	$2,074	-$604	-$604
JAPAN TOBACCO INC UNSPONSORED ADR	P	2018-01-04	2018-06-06	$553	$670	-$117	-$117
JEFFERIES GRP LLC 04.000% 052626 DTD052616 STEP UP CALL NTS	P	2016-05-16	2018-04-27	$97,508	$100,000	-$2,492	-$2,492
JP MORGAN INTERNATIONAL VALUE SMA FUND	P	2013-08-12	2018-06-06	$1,486	$1,406	$80	$80
JP MORGAN INTERNATIONAL VALUE SMA FUND	P	2013-08-15	2018-06-06	$2,386	$2,264	$122	$122
JP MORGAN INTERNATIONAL VALUE SMA FUND	P	2013-08-28	2018-06-06	$1,637	$1,503	$134	$134
JP MORGAN INTERNATIONAL VALUE SMA FUND	P	2013-08-30	2018-06-06	$9,764	$8,870	$894	$894
JP MORGAN INTERNATIONAL VALUE SMA FUND	P	2013-09-11	2018-06-06	$14,661	$14,238	$423	$423
JP MORGAN INTERNATIONAL VALUE SMA FUND	P	2013-10-02	2018-06-06	$9,501	$9,309	$192	$192
JP MORGAN INTERNATIONAL VALUE SMA FUND	P	2013-11-20	2018-06-06	$2,344	$2,351	-$7	-$7
JP MORGAN INTERNATIONAL VALUE SMA FUND	P	2013-12-26	2018-06-06	$5,395	$5,314	$81	$81
JP MORGAN INTERNATIONAL VALUE SMA FUND	P	2014-03-07	2018-06-06	$1,429	$1,409	$20	$20
JP MORGAN INTERNATIONAL VALUE SMA FUND	P	2014-04-07	2018-06-06	$1,470	$1,456	$14	$14
JP MORGAN INTERNATIONAL VALUE SMA FUND	P	2015-09-14	2018-06-06	$3,842	$3,169	$673	$673
JP MORGAN INTERNATIONAL VALUE SMA FUND	P	2015-12-21	2018-06-06	$1,074	$978	$96	$96
JP MORGAN INTERNATIONAL VALUE SMA FUND	P	2015-12-21	2018-06-06	$1,068	$922	$146	$146
JP MORGAN INTERNATIONAL VALUE SMA FUND	P	2015-12-21	2018-06-06	$569	$478	$91	$91
JP MORGAN INTERNATIONAL VALUE SMA FUND	P	2015-12-21	2018-06-06	$166	$144	$22	$22
JP MORGAN INTERNATIONAL VALUE SMA FUND	P	2016-02-17	2018-06-06	$1,692	$1,593	$99	$99
JP MORGAN INTERNATIONAL VALUE SMA FUND	P	2016-02-17	2018-06-06	$985	$927	$58	$58
JP MORGAN INTERNATIONAL VALUE SMA FUND	P	2016-02-23	2018-06-06	$2,108	$1,537	$571	$571
JP MORGAN INTERNATIONAL VALUE SMA FUND	P	2016-03-01	2018-06-06	$1,359	$1,020	$339	$339
JP MORGAN INTERNATIONAL VALUE SMA FUND	P	2016-05-31	2018-06-06	$3,814	$3,044	$770	$770
JP MORGAN INTERNATIONAL VALUE SMA FUND	P	2016-06-27	2018-06-06	$2,927	$2,102	$825	$825
JP MORGAN INTERNATIONAL VALUE SMA FUND	P	2016-07-27	2018-06-06	$1,823	$1,430	$393	$393
JP MORGAN INTERNATIONAL VALUE SMA FUND	P	2016-10-19	2018-06-06	$989	$948	$41	$41
JP MORGAN INTERNATIONAL VALUE SMA FUND	P	2017-09-18	2018-06-06	$246	$244	$2	$2
JP MORGAN INTERNATIONAL VALUE SMA FUND	P	2018-01-04	2018-06-06	$13,578	$14,371	-$793	-$793
JP MORGAN INTERNATIONAL VALUE SMA FUND	P	2018-01-04	2018-06-08	$12	$13	-$1	-$1
KBC GROUP NV ADR	P	2015-12-22	2018-06-06	$704	$561	$143	$143
KBC GROUP NV ADR	P	2016-03-29	2018-06-06	$1,056	$704	$352	$352
KBC GROUP NV ADR	P	2018-01-04	2018-06-06	$313	$351	-$38	-$38
KREDITANSTALT FUR 01.000% 071519 DTD071916 FC011517 WIEDERAUFBAU	P	2016-11-16	2018-03-15	$26,528	$26,668	-$140	-$140
KROGER COMPANY	P	2017-06-20	2018-01-04	$2,157	$1,792	$365	$365
KROGER COMPANY	P	2017-06-20	2018-08-10	$6,008	$4,480	$1,528	$1,528
LAFARGEHOLCIM LTD UNSPONSORED ADR	P	2016-04-08	2018-06-06	$1,314	$1,189	$125	$125
LAFARGEHOLCIM LTD UNSPONSORED ADR	P	2016-09-16	2018-06-06	$282	$271	$11	$11
LAFARGEHOLCIM LTD UNSPONSORED ADR	P	2017-12-01	2018-06-06	$1,252	$1,301	-$49	-$49
LAFARGEHOLCIM LTD UNSPONSORED ADR	P	2018-01-04	2018-06-06	$480	$538	-$58	-$58
LANDSTAR SYSTEMS INC	P	2013-09-10	2018-10-23	$1,120	$623	$497	$497
LANDSTAR SYSTEMS INC	P	2013-09-11	2018-10-23	$1,426	$798	$628	$628
LANDSTAR SYSTEMS INC	P	2013-10-03	2018-10-23	$713	$388	$325	$325
LANDSTAR SYSTEMS INC	P	2013-10-03	2018-10-24	$503	$277	$226	$226
LANDSTAR SYSTEMS INC	P	2014-01-17	2018-10-24	$6,441	$3,719	$2,722	$2,722
LLOYDS BANKING GROUP PLC SPON ADR	P	2018-01-25	2018-12-19	$433	$433	$0	$0
LLOYDS BANKING GROUP PLC SPON ADR	P	2018-01-25	2018-12-20	$213	$213	$0	$0
LLOYDS BANKING GROUP PLC SPON ADR	P	2018-06-07	2018-12-20	$417	$417	$0	$0
LLOYDS BANKING GROUP PLC SPON ADR	P	2018-06-07	2018-12-21	$1,271	$1,731	-$460	-$460
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2012-05-07	2018-12-17	$202,646	$225,005	-$22,359	-$22,359
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2012-05-31	2018-12-17	$393	$433	-$40	-$40
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2012-06-29	2018-12-17	$561	$622	-$61	-$61
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2012-07-31	2018-12-17	$541	$602	-$61	-$61
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2012-08-17	2018-12-17	$13,481	$15,005	-$1,524	-$1,524
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2012-08-31	2018-12-17	$567	$632	-$65	-$65
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2012-09-28	2018-12-17	$577	$647	-$70	-$70
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2012-10-31	2018-12-17	$573	$643	-$70	-$70
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2012-11-30	2018-12-17	$548	$614	-$66	-$66
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2012-12-18	2018-12-17	$66	$74	-$8	-$8
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2012-12-31	2018-12-17	$557	$625	-$68	-$68
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2013-01-31	2018-12-17	$528	$593	-$65	-$65
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2013-02-28	2018-12-17	$569	$639	-$70	-$70
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2013-03-28	2018-12-17	$533	$596	-$63	-$63
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2013-04-30	2018-12-17	$538	$604	-$66	-$66
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2013-05-31	2018-12-17	$534	$595	-$61	-$61
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2013-06-28	2018-12-17	$577	$635	-$58	-$58
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2013-07-31	2018-12-17	$579	$639	-$60	-$60
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2013-08-30	2018-12-17	$586	$643	-$57	-$57
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2013-09-30	2018-12-17	$566	$623	-$57	-$57
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2013-10-31	2018-12-17	$542	$597	-$55	-$55
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2013-11-29	2018-12-17	$549	$606	-$57	-$57
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2013-12-18	2018-12-17	$276	$304	-$28	-$28
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2013-12-18	2018-12-17	$25	$27	-$2	-$2
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2013-12-31	2018-12-17	$534	$587	-$53	-$53
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2014-01-31	2018-12-17	$557	$613	-$56	-$56
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2014-02-28	2018-12-17	$575	$633	-$58	-$58
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2014-03-31	2018-12-17	$553	$607	-$54	-$54
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2014-04-30	2018-12-17	$580	$637	-$57	-$57
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2014-05-30	2018-12-17	$572	$630	-$58	-$58
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2014-06-30	2018-12-17	$582	$640	-$58	-$58
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2014-07-31	2018-12-17	$596	$652	-$56	-$56
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2014-08-29	2018-12-17	$616	$674	-$58	-$58
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2014-09-30	2018-12-17	$608	$661	-$53	-$53
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2014-10-31	2018-12-17	$585	$636	-$51	-$51
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2014-11-28	2018-12-17	$601	$653	-$52	-$52
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2014-12-31	2018-12-17	$630	$678	-$48	-$48
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2015-01-30	2018-12-17	$614	$662	-$48	-$48
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2015-02-27	2018-12-17	$636	$685	-$49	-$49
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2015-03-31	2018-12-17	$644	$693	-$49	-$49
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2015-04-30	2018-12-17	$652	$702	-$50	-$50
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2015-05-29	2018-12-17	$607	$653	-$46	-$46
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2015-06-30	2018-12-17	$648	$693	-$45	-$45
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2015-07-31	2018-12-17	$611	$652	-$41	-$41
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2015-08-31	2018-12-17	$657	$697	-$40	-$40
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2015-09-30	2018-12-17	$649	$684	-$35	-$35
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2015-10-30	2018-12-17	$620	$654	-$34	-$34
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2015-11-30	2018-12-17	$660	$693	-$33	-$33
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2015-12-31	2018-12-17	$651	$677	-$26	-$26
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2016-01-29	2018-12-17	$701	$726	-$25	-$25
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2016-02-29	2018-12-17	$692	$714	-$22	-$22
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2016-03-31	2018-12-17	$667	$696	-$29	-$29
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2016-04-29	2018-12-17	$688	$721	-$33	-$33
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2016-05-31	2018-12-17	$645	$675	-$30	-$30
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2016-06-30	2018-12-17	$690	$725	-$35	-$35
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2016-07-29	2018-12-17	$639	$672	-$33	-$33
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2016-08-31	2018-12-17	$703	$738	-$35	-$35
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2016-09-30	2018-12-17	$691	$726	-$35	-$35
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2016-10-31	2018-12-17	$660	$691	-$31	-$31
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2016-11-30	2018-12-17	$689	$717	-$28	-$28
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2016-12-30	2018-12-17	$655	$680	-$25	-$25
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2017-01-31	2018-12-17	$656	$683	-$27	-$27
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2017-02-28	2018-12-17	$680	$708	-$28	-$28
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2017-03-31	2018-12-17	$652	$678	-$26	-$26
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2017-04-28	2018-12-17	$663	$689	-$26	-$26
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2017-05-31	2018-12-17	$623	$647	-$24	-$24
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2017-06-30	2018-12-17	$654	$677	-$23	-$23
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2017-07-31	2018-12-17	$616	$638	-$22	-$22
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2017-08-31	2018-12-17	$647	$670	-$23	-$23
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2017-09-29	2018-12-17	$642	$663	-$21	-$21
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2017-10-31	2018-12-17	$595	$613	-$18	-$18
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2017-11-30	2018-12-17	$644	$663	-$19	-$19
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2017-12-29	2018-12-17	$625	$641	-$16	-$16
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2018-01-31	2018-12-17	$637	$651	-$14	-$14
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2018-02-28	2018-12-17	$666	$677	-$11	-$11
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2018-03-29	2018-12-17	$667	$677	-$10	-$10
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2018-04-30	2018-12-17	$722	$731	-$9	-$9
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2018-05-31	2018-12-17	$685	$693	-$8	-$8
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2018-06-29	2018-12-17	$735	$742	-$7	-$7
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2018-07-31	2018-12-17	$681	$686	-$5	-$5
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2018-08-31	2018-12-17	$740	$745	-$5	-$5
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2018-09-28	2018-12-17	$741	$745	-$4	-$4
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2018-10-31	2018-12-17	$701	$701	$0	$0
LORD ABBETT SHORT DURATION INCOME FUND CLASS C	P	2018-11-30	2018-12-17	$730	$730	$0	$0
LOWES COMPANIES INC	P	2017-08-22	2018-01-04	$2,779	$2,259	$520	$520
MANHATTAN ASSOC INC	P	2016-02-23	2018-03-29	$2,518	$3,274	-$756	-$756
MANHATTAN ASSOC INC	P	2016-02-23	2018-04-02	$769	$1,037	-$268	-$268
MANHATTAN ASSOC INC	P	2016-09-26	2018-04-02	$2,307	$3,273	-$966	-$966
MANHATTAN ASSOC INC	P	2016-09-26	2018-04-03	$201	$287	-$86	-$86
MANHATTAN ASSOC INC	P	2016-11-23	2018-04-03	$3,262	$4,320	-$1,058	-$1,058
MANHATTAN ASSOC INC	P	2017-10-24	2018-04-03	$2,255	$2,751	-$496	-$496
MANHATTAN ASSOC INC	P	2017-10-24	2018-04-04	$1,836	$2,210	-$374	-$374
METLIFE INC B/E 05.250% 122949 DTD060115 FC121515	P	2016-04-18	2018-04-27	$40,489	$39,327	$1,162	$1,162
MFS EMERGING MARKETS BOND FUND CLASS C	P	2012-09-04	2018-12-17	$6,882	$8,012	-$1,130	-$1,130
MFS EMERGING MARKETS BOND FUND CLASS C	P	2012-10-23	2018-12-17	$12,612	$15,005	-$2,393	-$2,393
MFS EMERGING MARKETS BOND FUND CLASS C	P	2012-11-02	2018-12-17	$8,465	$10,005	-$1,540	-$1,540
MFS EMERGING MARKETS BOND FUND CLASS C	P	2013-08-27	2018-12-17	$11,853	$12,505	-$652	-$652
MFS EMERGING MARKETS BOND FUND CLASS C	P	2013-09-10	2018-12-17	$14,312	$15,005	-$693	-$693
MFS EMERGING MARKETS BOND FUND CLASS C	P	2013-10-21	2018-12-17	$13,739	$15,005	-$1,266	-$1,266
MFS EMERGING MARKETS BOND FUND CLASS C	P	2013-11-19	2018-12-17	$14,010	$15,005	-$995	-$995
MFS EMERGING MARKETS BOND FUND CLASS C	P	2014-01-08	2018-12-17	$14,097	$15,005	-$908	-$908
MICROSOFT CORP	P	2013-08-09	2018-06-04	$5,063	$1,637	$3,426	$3,426
MICROSOFT CORP	P	2013-09-11	2018-06-04	$5,570	$1,802	$3,768	$3,768
MITSUBISHI UFJ FINANCIAL GROUP INC SPON ADR	P	2013-08-09	2018-06-06	$278	$283	-$5	-$5
MITSUBISHI UFJ FINANCIAL GROUP INC SPON ADR	P	2013-08-30	2018-06-06	$549	$520	$29	$29
MITSUBISHI UFJ FINANCIAL GROUP INC SPON ADR	P	2013-09-11	2018-06-06	$790	$812	-$22	-$22
MITSUBISHI UFJ FINANCIAL GROUP INC SPON ADR	P	2013-10-02	2018-06-06	$617	$632	-$15	-$15
MITSUBISHI UFJ FINANCIAL GROUP INC SPON ADR	P	2013-10-17	2018-06-06	$882	$936	-$54	-$54
MITSUBISHI UFJ FINANCIAL GROUP INC SPON ADR	P	2013-12-26	2018-06-06	$524	$549	-$25	-$25
MITSUBISHI UFJ FINANCIAL GROUP INC SPON ADR	P	2014-03-04	2018-06-06	$1,061	$1,005	$56	$56
MITSUBISHI UFJ FINANCIAL GROUP INC SPON ADR	P	2014-06-20	2018-06-06	$827	$838	-$11	-$11
MITSUBISHI UFJ FINANCIAL GROUP INC SPON ADR	P	2015-07-28	2018-06-06	$574	$664	-$90	-$90
MITSUBISHI UFJ FINANCIAL GROUP INC SPON ADR	P	2018-01-04	2018-06-06	$1,012	$1,242	-$230	-$230
MORGAN STANLEY FINANCE L/O TA-CYN RTY SX5E 08/31/2027	P	2017-08-29	2018-08-31	$50,000	$50,000	$0	$0
MORGAN STANLEY NTS B/E 03.875% 012726 DTD012716 FC072716 CALL@MW+30BP	P	2016-02-24	2018-08-23	$992	$1,019	-$27	-$27
MORGAN STANLEY TRIGGER PS SX5E 10/31/2018	P	2013-10-29	2018-10-31	$15,673	$15,000	$673	$673
NIPPON TELEG & TEL CORP SPON ADR	P	2014-10-10	2018-06-06	$665	$465	$200	$200
NIPPON TELEG & TEL CORP SPON ADR	P	2014-10-10	2018-06-06	$285	$175	$110	$110
NIPPON TELEG & TEL CORP SPON ADR	P	2015-02-10	2018-06-06	$1,901	$1,229	$672	$672
NIPPON TELEG & TEL CORP SPON ADR	P	2015-07-06	2018-06-06	$570	$434	$136	$136
NIPPON TELEG & TEL CORP SPON ADR	P	2015-08-25	2018-06-06	$1,331	$1,038	$293	$293
NIPPON TELEG & TEL CORP SPON ADR	P	2018-01-04	2018-06-06	$808	$815	-$7	-$7
NORSK HYDRO A.S NEW NORWAY SPON ADR	P	2015-03-06	2018-01-26	$621	$448	$173	$173
NORSK HYDRO A.S NEW NORWAY SPON ADR	P	2015-05-19	2018-01-26	$421	$288	$133	$133
NORSK HYDRO A.S NEW NORWAY SPON ADR	P	2015-05-19	2018-06-06	$772	$592	$180	$180
NORSK HYDRO A.S NEW NORWAY SPON ADR	P	2015-08-27	2018-06-06	$396	$206	$190	$190
NORSK HYDRO A.S NEW NORWAY SPON ADR	P	2018-01-04	2018-06-06	$396	$455	-$59	-$59
NOVARTIS AG SPON ADR	P	2017-06-16	2018-06-06	$976	$1,048	-$72	-$72
NOVARTIS AG SPON ADR	P	2017-08-16	2018-06-06	$2,328	$2,612	-$284	-$284
NOVARTIS AG SPON ADR	P	2018-01-04	2018-06-06	$601	$683	-$82	-$82
NVENT ELEC PLC	P	2011-03-16	2018-09-26	$314	$122	$192	$192
NVENT ELEC PLC	P	2011-04-20	2018-09-26	$302	$133	$169	$169
NVENT ELEC PLC	P	2013-01-11	2018-09-26	$168	$102	$66	$66
NVENT ELEC PLC	P	2013-01-11	2018-09-27	$567	$357	$210	$210
NVENT ELEC PLC	P	2013-09-04	2018-09-27	$621	$477	$144	$144
NVENT ELEC PLC	P	2013-10-02	2018-09-27	$378	$311	$67	$67
ONEOK INC 04.250% 020122 DTD012612 CALL@MW+35BPS	P	2015-06-12	2018-04-27	$75,732	$73,637	$2,095	$2,095
PANASONIC CORP SPON ADR	P	2018-01-26	2018-06-06	$1,985	$2,177	-$192	-$192
PHILIP MORRIS INTL INC	P	2018-06-07	2018-11-01	$1,674	$1,486	$188	$188
PHILIP MORRIS INTL INC	P	2018-06-07	2018-12-31	$4,373	$5,162	-$789	-$789
PIMCO ENHANCED SHORT MAT ACTIVE EXCHANGE-TRADED FD	P	2017-07-31	2018-09-17	$2,741	$2,748	-$7	-$7
PNC FINANCIAL SERVICES GROUP	P	2012-05-09	2018-02-23	$5,850	$2,405	$3,445	$3,445
PNC FINANCIAL SERVICES GROUP	P	2012-05-17	2018-02-23	$1,581	$626	$955	$955
PNC FINANCIAL SERVICES GROUP	P	2012-11-28	2018-02-23	$474	$165	$309	$309
PPG INDUSTRIES INC	P	2016-10-28	2018-01-04	$2,359	$1,866	$493	$493
PRIMERICA INC	P	2015-04-13	2018-10-23	$2,056	$874	$1,182	$1,182
PRIMERICA INC	P	2015-04-13	2018-10-24	$3,632	$1,602	$2,030	$2,030
PRIMERICA INC	P	2015-04-13	2018-10-31	$995	$437	$558	$558
PROCTER & GAMBLE CO	P	2013-08-09	2018-12-06	$4,593	$4,068	$525	$525
PROCTER & GAMBLE CO	P	2013-09-11	2018-12-06	$551	$465	$86	$86
PRUDENTIAL PLC ADR UNITED KINGDOM	P	2013-08-09	2018-06-06	$1,393	$1,031	$362	$362
PRUDENTIAL PLC ADR UNITED KINGDOM	P	2013-08-30	2018-06-06	$896	$604	$292	$292
PRUDENTIAL PLC ADR UNITED KINGDOM	P	2013-09-11	2018-06-06	$547	$406	$141	$141
PRUDENTIAL PLC ADR UNITED KINGDOM	P	2013-10-02	2018-06-06	$149	$116	$33	$33
PRUDENTIAL PLC ADR UNITED KINGDOM	P	2013-11-20	2018-06-06	$398	$327	$71	$71
PRUDENTIAL PLC ADR UNITED KINGDOM	P	2014-10-09	2018-06-06	$796	$713	$83	$83
PRUDENTIAL PLC ADR UNITED KINGDOM	P	2016-02-12	2018-06-06	$50	$33	$17	$17
PRUDENTIAL PLC ADR UNITED KINGDOM	P	2016-04-22	2018-06-06	$647	$538	$109	$109
PRUDENTIAL PLC ADR UNITED KINGDOM	P	2018-01-04	2018-06-06	$746	$769	-$23	-$23
QUALCOMM INC	P	2015-01-30	2018-01-04	$1,985	$1,827	$158	$158
RBC BEARINGS INC	P	2013-08-13	2018-01-26	$3,776	$1,688	$2,088	$2,088
RBC BEARINGS INC	P	2013-08-13	2018-10-08	$770	$291	$479	$479
RBC BEARINGS INC	P	2013-08-13	2018-10-09	$2,618	$990	$1,628	$1,628
RBC BEARINGS INC	P	2013-08-13	2018-10-10	$1,486	$582	$904	$904
RIO TINTO PLC SPON ADR	P	2015-10-07	2018-06-06	$1,030	$650	$380	$380
RIO TINTO PLC SPON ADR	P	2015-10-08	2018-06-06	$848	$540	$308	$308
RIO TINTO PLC SPON ADR	P	2015-10-14	2018-06-06	$909	$588	$321	$321
RIO TINTO PLC SPON ADR	P	2015-11-20	2018-06-06	$909	$522	$387	$387
RIO TINTO PLC SPON ADR	P	2016-02-08	2018-06-06	$1,151	$497	$654	$654
RIO TINTO PLC SPON ADR	P	2018-01-04	2018-06-06	$969	$876	$93	$93
ROYAL DUTCH SHELL PLC CL A SPON ADR	P	2015-11-04	2018-06-07	$1,412	$1,085	$327	$327
ROYAL DUTCH SHELL PLC CL A SPON ADR	P	2015-11-18	2018-06-07	$424	$300	$124	$124
ROYAL DUTCH SHELL PLC CL A SPON ADR	P	2015-11-24	2018-06-07	$1,906	$1,354	$552	$552
ROYAL DUTCH SHELL PLC CL A SPON ADR	P	2016-01-26	2018-06-07	$1,836	$1,077	$759	$759
ROYAL DUTCH SHELL PLC CL A SPON ADR	P	2016-01-28	2018-06-07	$212	$129	$83	$83
ROYAL DUTCH SHELL PLC CL A SPON ADR	P	2016-02-25	2018-06-07	$2,753	$1,740	$1,013	$1,013
ROYAL DUTCH SHELL PLC CL A SPON ADR	P	2016-02-26	2018-06-07	$847	$548	$299	$299
ROYAL DUTCH SHELL PLC CL A SPON ADR	P	2016-04-01	2018-06-07	$71	$48	$23	$23
RYANAIR HOLDINGS PLC SPON ADR	P	2014-03-03	2018-06-06	$389	$185	$204	$204
RYANAIR HOLDINGS PLC SPON ADR	P	2014-03-31	2018-06-06	$1,059	$530	$529	$529
RYANAIR HOLDINGS PLC SPON ADR	P	2016-11-16	2018-06-06	$724	$490	$234	$234
RYANAIR HOLDINGS PLC SPON ADR	P	2017-02-07	2018-06-06	$483	$323	$160	$160
RYANAIR HOLDINGS PLC SPON ADR	P	2018-01-04	2018-06-06	$483	$433	$50	$50
SALIENT ADAPTIVE GROWTH FUND CLASS C	P	2015-12-29	2018-08-13	$47,343	$59,864	-$12,521	-$12,521
SALIENT ADAPTIVE GROWTH FUND CLASS C	P	2016-12-28	2018-08-13	$4,274	$5,091	-$817	-$817
SALIENT ADAPTIVE GROWTH FUND CLASS C	P	2016-12-28	2018-08-13	$3,133	$3,733	-$600	-$600
SALIENT ADAPTIVE GROWTH FUND CLASS C	P	2016-12-28	2018-08-13	$965	$1,150	-$185	-$185
SALIENT ADAPTIVE GROWTH FUND CLASS C	P	2017-12-28	2018-08-13	$5,504	$6,798	-$1,294	-$1,294
SALIENT ADAPTIVE GROWTH FUND CLASS C	P	2017-12-28	2018-08-13	$1,357	$1,676	-$319	-$319
SALIENT ADAPTIVE GROWTH FUND CLASS C	P	2018-08-07	2018-08-13	$5,724	$5,724	$0	$0
SALIENT ADAPTIVE GROWTH FUND CLASS C	P	2018-08-07	2018-08-13	$3,283	$3,283	$0	$0
SALIENT ADAPTIVE GROWTH FUND CLASS C	P	2018-08-07	2018-08-13	$2,542	$2,542	$0	$0
SANOFI SPON ADR	P	2016-11-02	2018-06-06	$1,118	$1,159	-$41	-$41
SANOFI SPON ADR	P	2016-11-09	2018-06-06	$1,041	$1,133	-$92	-$92
SANOFI SPON ADR	P	2016-11-16	2018-06-06	$925	$995	-$70	-$70
SANOFI SPON ADR	P	2016-11-22	2018-06-06	$424	$437	-$13	-$13
SANOFI SPON ADR	P	2018-01-04	2018-06-06	$656	$750	-$94	-$94
SCHLUMBERGER LTD NETHERLANDS ANTILLES	P	2018-06-07	2018-06-22	$3,082	$3,226	-$144	-$144
SCHLUMBERGER LTD NETHERLANDS ANTILLES	P	2018-06-07	2018-12-11	$3,951	$6,732	-$2,781	-$2,781
SCHNEIDER ELEC SE UNSPONSORED ADR	P	2016-04-25	2018-06-06	$1,827	$1,333	$494	$494
SCHNEIDER ELEC SE UNSPONSORED ADR	P	2016-05-13	2018-06-06	$661	$454	$207	$207
SCHNEIDER ELEC SE UNSPONSORED ADR	P	2016-08-04	2018-06-06	$992	$711	$281	$281
SCHNEIDER ELEC SE UNSPONSORED ADR	P	2017-10-04	2018-06-06	$922	$901	$21	$21
SCHNEIDER ELEC SE UNSPONSORED ADR	P	2018-01-04	2018-06-06	$731	$714	$17	$17
SCHWAB US TIPS ETF	P	2017-07-31	2018-09-17	$3,297	$3,370	-$73	-$73
SECOM LTD ADR JAPAN ADR	P	2018-06-07	2018-11-07	$1,101	$1,043	$58	$58
SHIRE PLC SPON ADR	P	2014-10-16	2018-01-25	$145	$145	$0	$0
SHIRE PLC SPON ADR	P	2014-11-04	2018-01-25	$290	$290	$0	$0
SHIRE PLC SPON ADR	P	2015-04-28	2018-01-25	$290	$290	$0	$0
SHIRE PLC SPON ADR	P	2015-08-19	2018-01-25	$145	$242	-$97	-$97
SHIRE PLC SPON ADR	P	2015-08-24	2018-01-25	$290	$445	-$155	-$155
SHIRE PLC SPON ADR	P	2016-01-12	2018-01-25	$435	$530	-$95	-$95
SHIRE PLC SPON ADR	P	2016-07-01	2018-06-06	$801	$935	-$134	-$134
SHIRE PLC SPON ADR	P	2017-04-26	2018-06-06	$801	$887	-$86	-$86
SHIRE PLC SPON ADR	P	2017-05-31	2018-06-06	$801	$863	-$62	-$62
SHIRE PLC SPON ADR	P	2018-01-04	2018-06-06	$320	$518	-$198	-$198
SHIRE PLC SPON ADR	P	2018-01-04	2018-06-06	$320	$414	-$94	-$94
SHIRE PLC SPON ADR	P	2018-01-04	2018-06-06	$160	$188	-$28	-$28
SIEMENS A G SPON ADR	P	2016-05-13	2018-06-06	$401	$318	$83	$83
SIEMENS A G SPON ADR	P	2016-05-17	2018-06-06	$802	$635	$167	$167
SIEMENS A G SPON ADR	P	2016-05-27	2018-06-06	$535	$439	$96	$96
SIEMENS A G SPON ADR	P	2016-06-02	2018-06-06	$935	$754	$181	$181
SIEMENS A G SPON ADR	P	2016-06-28	2018-06-06	$401	$298	$103	$103
SIEMENS A G SPON ADR	P	2016-07-07	2018-06-06	$668	$487	$181	$181
SIEMENS A G SPON ADR	P	2016-08-04	2018-06-06	$668	$567	$101	$101
SIEMENS A G SPON ADR	P	2018-01-04	2018-06-06	$735	$796	-$61	-$61
SMA RELATIONSHIP TRUST SERIES T	P	2014-04-11	2018-09-17	$3,690	$3,866	-$176	-$176
STATE STREET CORP NTS 02.550% 081820 DTD081815 FC021816 B/E	P	2015-08-17	2018-08-08	$18,828	$19,025	-$197	-$197
SUMITOMO MITSUI FINANCIAL SPON ADR	P	2016-04-13	2018-08-14	$1,871	$1,555	$316	$316
SUMITOMO MITSUI FINANCIAL SPON ADR	P	2018-01-04	2018-08-14	$626	$744	-$118	-$118
SUMITOMO MITSUI FINANCIAL SPON ADR	P	2018-06-07	2018-08-14	$122	$135	-$13	-$13
SUMITOMO MITSUI TRUST HOLDINGS SPON ADR	P	2016-04-25	2018-06-06	$1,672	$1,370	$302	$302
SUMITOMO MITSUI TRUST HOLDINGS SPON ADR	P	2016-05-31	2018-06-06	$811	$674	$137	$137
SUMITOMO MITSUI TRUST HOLDINGS SPON ADR	P	2016-09-02	2018-06-06	$468	$414	$54	$54
SUMITOMO MITSUI TRUST HOLDINGS SPON ADR	P	2017-11-30	2018-06-06	$1,079	$974	$105	$105
SUMITOMO MITSUI TRUST HOLDINGS SPON ADR	P	2018-01-04	2018-06-06	$564	$560	$4	$4
SWISS RE LTD SPON ADR	P	2017-08-17	2018-06-06	$1,896	$1,966	-$70	-$70
SWISS RE LTD SPON ADR	P	2017-09-14	2018-06-06	$375	$385	-$10	-$10
SWISS RE LTD SPON ADR	P	2017-10-04	2018-06-06	$529	$544	-$15	-$15
SWISS RE LTD SPON ADR	P	2018-01-04	2018-06-06	$529	$567	-$38	-$38
TAIWAN SEMICONDUCTOR MFG CO LTD ADR	P	2013-08-22	2018-08-07	$410	$161	$249	$249
TAIWAN SEMICONDUCTOR MFG CO LTD ADR	P	2013-10-02	2018-08-07	$2,869	$1,216	$1,653	$1,653
TAIWAN SEMICONDUCTOR MFG CO LTD ADR	P	2015-07-24	2018-08-07	$4,508	$2,427	$2,081	$2,081
TARGET CORP	P	2013-01-11	2018-01-04	$1,579	$1,447	$132	$132
TARGET CORP	P	2013-09-04	2018-01-04	$2,040	$1,976	$64	$64
TARGET CORP	P	2013-09-04	2018-03-01	$661	$574	$87	$87
TARGET CORP	P	2013-09-11	2018-03-01	$1,469	$1,292	$177	$177
TARGET CORP	P	2013-10-02	2018-03-01	$73	$64	$9	$9
TECHNIPFMC PLC	P	2016-08-18	2018-01-25	$618	$533	$85	$85
TECHNIPFMC PLC	P	2016-08-18	2018-06-06	$383	$355	$28	$28
TECHNIPFMC PLC	P	2016-09-01	2018-06-06	$574	$534	$40	$40
TECHNIPFMC PLC	P	2017-05-24	2018-06-06	$1,021	$1,007	$14	$14
TECHNIPFMC PLC	P	2018-01-04	2018-06-06	$542	$548	-$6	-$6
TELECOM ITALIA SPA NEW REPSTG 10 ORD SHS SPON ADR	P	2015-01-21	2018-06-06	$212	$287	-$75	-$75
TELECOM ITALIA SPA NEW REPSTG 10 ORD SHS SPON ADR	P	2015-05-13	2018-06-06	$171	$258	-$87	-$87
TELECOM ITALIA SPA NEW REPSTG 10 ORD SHS SPON ADR	P	2015-05-14	2018-06-06	$212	$321	-$109	-$109
TELECOM ITALIA SPA NEW REPSTG 10 ORD SHS SPON ADR	P	2015-05-15	2018-06-06	$106	$162	-$56	-$56
TELECOM ITALIA SPA NEW REPSTG 10 ORD SHS SPON ADR	P	2015-05-18	2018-06-06	$106	$161	-$55	-$55
TELECOM ITALIA SPA NEW REPSTG 10 ORD SHS SPON ADR	P	2016-02-01	2018-06-06	$286	$378	-$92	-$92
TELECOM ITALIA SPA NEW REPSTG 10 ORD SHS SPON ADR	P	2016-08-01	2018-06-06	$457	$482	-$25	-$25
TELECOM ITALIA SPA NEW REPSTG 10 ORD SHS SPON ADR	P	2018-01-04	2018-06-06	$302	$330	-$28	-$28
TEVA PHARMACEUTICAL NE 03.150% 100126 DTD072116 FC040117 CALL@MW+25BP	P	2017-01-06	2018-04-27	$7,949	$9,432	-$1,483	-$1,483
TEVA PHARMACEUTICAL NE 03.150% 100126 DTD072116 FC040117 CALL@MW+25BP	P	2017-08-25	2018-04-27	$19,871	$23,265	-$3,394	-$3,394
TEVA PHARMACEUTICALS IND LTD ISRAEL ADR	P	2015-12-16	2018-01-08	$479	$479	$0	$0
TEVA PHARMACEUTICALS IND LTD ISRAEL ADR	P	2015-12-23	2018-01-08	$192	$660	-$468	-$468
TEVA PHARMACEUTICALS IND LTD ISRAEL ADR	P	2016-04-21	2018-01-08	$249	$751	-$502	-$502
TEVA PHARMACEUTICALS IND LTD ISRAEL ADR	P	2016-05-04	2018-01-08	$268	$754	-$486	-$486
TEVA PHARMACEUTICALS IND LTD ISRAEL ADR	P	2016-10-18	2018-01-08	$230	$509	-$279	-$279
TEVA PHARMACEUTICALS IND LTD ISRAEL ADR	P	2017-01-11	2018-01-08	$364	$665	-$301	-$301
TEVA PHARMACEUTICALS IND LTD ISRAEL ADR	P	2017-04-20	2018-01-08	$153	$246	-$93	-$93
TEVA PHARMACEUTICALS IND LTD ISRAEL ADR	P	2017-05-22	2018-01-08	$403	$618	-$215	-$215
TEVA PHARMACEUTICALS IND LTD ISRAEL ADR	P	2017-05-31	2018-01-08	$38	$56	-$18	-$18
TEVA PHARMACEUTICALS IND LTD ISRAEL ADR	P	2017-05-31	2018-06-06	$328	$417	-$89	-$89
TEVA PHARMACEUTICALS IND LTD ISRAEL ADR	P	2018-01-04	2018-06-06	$546	$1,629	-$1,083	-$1,083
TORCHMARK CORP NAME CHANGE 08/2019	P	2012-05-08	2018-01-04	$2,723	$951	$1,772	$1,772
TORCHMARK CORP NAME CHANGE 08/2019	P	2012-05-09	2018-01-04	$454	$160	$294	$294
TOTAL CPTL CANADA LTD 01.450% 011518 DTD011713 FC071513 CALL@MW+12.5BP	P	2013-02-06	2018-01-15	$12,000	$12,000	$0	$0
TOTAL S.A. FRANCE SPON ADR	P	2014-11-26	2018-06-07	$1,185	$1,139	$46	$46
TOTAL S.A. FRANCE SPON ADR	P	2014-11-28	2018-06-07	$935	$833	$102	$102
TOTAL S.A. FRANCE SPON ADR	P	2014-12-02	2018-06-07	$1,434	$1,322	$112	$112
TOYOTA MOTOR CORP NEW JAPAN SPON ADR	P	2017-03-22	2018-06-06	$1,495	$1,217	$278	$278
TOYOTA MOTOR CORP NEW JAPAN SPON ADR	P	2018-01-04	2018-06-06	$272	$264	$8	$8
TRANSCANADA CORP (HOLDING CO) NAME CHANGE: 05/2019 CAD	P	2016-04-26	2018-06-06	$1,323	$1,310	$13	$13
TRANSCANADA CORP (HOLDING CO) NAME CHANGE: 05/2019 CAD	P	2016-05-24	2018-06-06	$620	$614	$6	$6
TRANSCANADA CORP (HOLDING CO) NAME CHANGE: 05/2019 CAD	P	2016-11-02	2018-06-06	$579	$607	-$28	-$28
TRANSCANADA CORP (HOLDING CO) NAME CHANGE: 05/2019 CAD	P	2017-05-23	2018-06-06	$785	$894	-$109	-$109
TRANSCANADA CORP (HOLDING CO) NAME CHANGE: 05/2019 CAD	P	2018-01-04	2018-06-06	$661	$791	-$130	-$130
TRAVELERS COS INC/THE	P	2012-05-08	2018-01-04	$1,986	$969	$1,017	$1,017
UBS GROUP AG CHF	P	2018-01-25	2018-06-06	$789	$1,054	-$265	-$265
UNITED PARCEL SERVICE INC CL B	P	2017-03-08	2018-01-04	$1,917	$1,586	$331	$331
UNITED STATES TREAS BILL DUE 05/10/18	P	2018-04-27	2018-05-10	$120,000	$119,956	$44	$44
UNITED STATES TREAS BILL DUE 05/17/18	P	2018-04-27	2018-05-17	$100,000	$99,928	$72	$72
UNITED STATES TREAS BILL DUE 05/17/18	P	2018-04-27	2018-05-17	$360,000	$359,745	$255	$255
UNITED STATES TREAS BILL DUE 09/27/18	P	2018-09-05	2018-09-27	$50,000	$49,945	$55	$55
UNITED STATES TREAS BILL DUE 09/27/18	P	2018-09-05	2018-09-27	$475,000	$474,489	$511	$511
UNITED STATES TREAS BOND 00.750 % DUE 02/15/42 FACTOR 1.134960000000	P	2012-07-24	2018-01-23	$17,362	$19,478	-$2,116	-$2,116
UNITED STATES TREAS BOND 03.750 % DUE 11/15/43 DTD 11/15/13 FC 05/15/14	P	2017-09-01	2018-09-17	$1,108	$1,189	-$81	-$81
UNITED STATES TREAS BOND 04.500 % DUE 02/15/36 DTD 02/15/06 FC 08/15/06	P	2017-09-01	2018-10-31	$1,169	$1,294	-$125	-$125
UNITEDHEALTH GROUP INC	P	2011-10-04	2018-05-01	$709	$127	$582	$582
UNITEDHEALTH GROUP INC	P	2012-10-26	2018-05-01	$236	$56	$180	$180
UNITEDHEALTH GROUP INC	P	2012-11-27	2018-05-01	$236	$53	$183	$183
UNITEDHEALTH GROUP INC	P	2013-01-11	2018-05-01	$1,653	$367	$1,286	$1,286
UNITEDHEALTH GROUP INC	P	2013-01-11	2018-10-09	$3,786	$734	$3,052	$3,052
UNITEDHEALTH GROUP INC	P	2013-01-11	2018-11-12	$2,460	$472	$1,988	$1,988
UNITEDHEALTH GROUP INC	P	2013-08-08	2018-11-12	$1,093	$293	$800	$800
US TSY NOTE 01.375 % DUE 03/31/20 DTD 03/31/15 FC 09/30/15	P	2015-04-17	2018-08-29	$17,651	$18,019	-$368	-$368
US TSY NOTE 01.375 % DUE 03/31/20 DTD 03/31/15 FC 09/30/15	P	2018-01-18	2018-08-29	$14,709	$14,773	-$64	-$64
US TSY NOTE 01.500 % DUE 02/28/19 DTD 02/28/14 FC 08/31/14	P	2017-07-31	2018-01-31	$3,980	$4,008	-$28	-$28
US TSY NOTE 01.500 % DUE 02/28/19 DTD 02/28/14 FC 08/31/14	P	2017-07-31	2018-02-28	$6,960	$7,013	-$53	-$53
US TSY NOTE 01.500 % DUE 02/28/19 DTD 02/28/14 FC 08/31/14	P	2017-07-31	2018-03-29	$1,989	$2,003	-$14	-$14
US TSY NOTE 01.500 % DUE 02/28/19 DTD 02/28/14 FC 08/31/14	P	2017-07-31	2018-04-30	$7,952	$8,012	-$60	-$60
US TSY NOTE 01.500 % DUE 02/28/19 DTD 02/28/14 FC 08/31/14	P	2017-07-31	2018-05-31	$995	$1,001	-$6	-$6
US TSY NOTE 01.500 % DUE 02/28/19 DTD 02/28/14 FC 08/31/14	P	2017-07-31	2018-06-29	$1,990	$2,002	-$12	-$12
US TSY NOTE 01.500 % DUE 02/28/19 DTD 02/28/14 FC 08/31/14	P	2017-07-31	2018-07-31	$2,987	$3,003	-$16	-$16
US TSY NOTE 01.500 % DUE 02/28/19 DTD 02/28/14 FC 08/31/14	P	2017-07-31	2018-08-31	$1,993	$2,002	-$9	-$9
US TSY NOTE 01.500 % DUE 02/28/19 DTD 02/28/14 FC 08/31/14	P	2017-07-31	2018-10-31	$1,994	$2,001	-$7	-$7
US TSY NOTE 01.500 % DUE 02/28/19 DTD 02/28/14 FC 08/31/14	P	2017-07-31	2018-12-31	$1,997	$2,001	-$4	-$4
US TSY NOTE 01.500 % DUE 04/15/20 DTD 04/15/17 FC 10/15/17	P	2017-07-31	2018-09-17	$2,943	$3,002	-$59	-$59
US TSY NOTE 01.500 % DUE 06/15/20 DTD 06/15/17 FC 12/15/17	P	2017-07-31	2018-09-17	$979	$1,000	-$21	-$21
US TSY NOTE 01.625 % DUE 05/15/26 DTD 05/15/16 FC 11/15/16	P	2016-07-21	2018-03-15	$17,364	$19,073	-$1,709	-$1,709
US TSY NOTE 01.750 % DUE 10/31/18 DTD 10/31/11 FC 04/30/12	P	2013-10-03	2018-04-27	$9,986	$10,018	-$32	-$32
US TSY NOTE 01.875 % DUE 07/31/22 DTD 07/31/17 FC 01/31/18	P	2017-08-31	2018-04-27	$35,699	$37,231	-$1,532	-$1,532
US TSY NOTE 02.000 % DUE 11/15/21 DTD 11/15/11 FC 05/15/12	P	2013-05-07	2018-01-19	$6,927	$7,120	-$193	-$193
US TSY NOTE 02.000 % DUE 11/15/21 DTD 11/15/11 FC 05/15/12	P	2013-07-09	2018-01-19	$2,969	$2,916	$53	$53
US TSY NOTE 02.000 % DUE 11/15/21 DTD 11/15/11 FC 05/15/12	P	2013-08-20	2018-01-19	$990	$960	$30	$30
US TSY NOTE 02.000 % DUE 11/15/21 DTD 11/15/11 FC 05/15/12	P	2013-09-10	2018-01-19	$990	$951	$39	$39
US TSY NOTE 02.000 % DUE 11/15/21 DTD 11/15/11 FC 05/15/12	P	2013-09-17	2018-01-19	$990	$958	$32	$32
US TSY NOTE 02.000 % DUE 11/15/21 DTD 11/15/11 FC 05/15/12	P	2013-12-17	2018-01-19	$2,969	$2,901	$68	$68
US TSY NOTE 02.000 % DUE 11/15/21 DTD 11/15/11 FC 05/15/12	P	2014-06-17	2018-01-19	$990	$978	$12	$12
US TSY NOTE 02.000 % DUE 11/15/21 DTD 11/15/11 FC 05/15/12	P	2014-09-09	2018-01-19	$990	$986	$4	$4
US TSY NOTE 02.000 % DUE 11/15/21 DTD 11/15/11 FC 05/15/12	P	2016-10-14	2018-01-19	$1,979	$2,050	-$71	-$71
US TSY NOTE 02.000 % DUE 11/15/21 DTD 11/15/11 FC 05/15/12	P	2016-10-14	2018-07-23	$2,929	$3,066	-$137	-$137
US TSY NOTE 02.000 % DUE 11/15/21 DTD 11/15/11 FC 05/15/12	P	2016-10-18	2018-07-23	$4,882	$5,113	-$231	-$231
US TSY NOTE 02.000 % DUE 11/15/21 DTD 11/15/11 FC 05/15/12	P	2016-10-25	2018-07-23	$11,717	$12,262	-$545	-$545
US TSY NOTE 02.000 % DUE 11/15/21 DTD 11/15/11 FC 05/15/12	P	2017-09-05	2018-07-23	$3,906	$4,056	-$150	-$150
US TSY NOTE 02.125 % DUE 05/15/25 DTD 05/15/15 FC 11/15/15	P	2017-08-02	2018-09-17	$950	$999	-$49	-$49
US TSY NOTE 02.250 % DUE 02/15/27 DTD 02/15/17 FC 08/15/17	P	2017-06-26	2018-05-16	$937	$1,010	-$73	-$73
US TSY NOTE 02.250 % DUE 02/15/27 DTD 02/15/17 FC 08/15/17	P	2017-06-26	2018-08-29	$17,154	$18,172	-$1,018	-$1,018
US TSY NOTE 02.250 % DUE 02/29/20 DTD 02/28/18 FC 08/31/18	P	2018-03-15	2018-08-23	$995	$999	-$4	-$4
US TSY NOTE 02.250 % DUE 02/29/20 DTD 02/28/18 FC 08/31/18	P	2018-03-15	2018-12-18	$15,916	$15,988	-$72	-$72
US TSY NOTE 02.750 % DUE 02/15/24 DTD 02/15/14 FC 08/15/14	P	2017-07-31	2018-09-17	$1,983	$2,071	-$88	-$88
US TSY NOTE 02.750 % DUE 11/15/23 DTD 11/15/13 FC 05/15/14	P	2014-03-10	2018-09-17	$993	$1,000	-$7	-$7
US TSY NOTE 02.750 % DUE 11/15/23 DTD 11/15/13 FC 05/15/14	P	2014-03-10	2018-11-30	$4,976	$4,999	-$23	-$23
US TSY NOTE 03.625 % DUE 02/15/20 DTD 02/15/10 FC 08/15/10	P	2013-09-25	2018-05-16	$1,018	$1,031	-$13	-$13
US TSY NOTE 03.625 % DUE 02/15/20 DTD 02/15/10 FC 08/15/10	P	2013-09-25	2018-05-18	$11,205	$11,340	-$135	-$135
US TSY NOTE 03.625 % DUE 02/15/20 DTD 02/15/10 FC 08/15/10	P	2013-09-25	2018-08-29	$9,129	$9,234	-$105	-$105
VANECK VCTOR JPM EM LOCAL CCY BD ETF REVERSE SPLIT: 10/2018	P	2018-01-08	2018-03-09	$62,879	$62,236	$643	$643
VANECK VCTOR JPM EM LOCAL CCY BD ETF REVERSE SPLIT: 10/2018	P	2018-01-08	2018-06-04	$36,512	$39,514	-$3,002	-$3,002
VODAFONE GROUP PLC SPON ADR	P	2014-03-17	2018-01-25	$1,003	$1,003	$0	$0
VODAFONE GROUP PLC SPON ADR	P	2014-03-17	2018-06-06	$154	$218	-$64	-$64
VODAFONE GROUP PLC SPON ADR	P	2014-03-17	2018-06-06	$5	$8	-$3	-$3
VODAFONE GROUP PLC SPON ADR	P	2014-04-09	2018-06-06	$239	$331	-$92	-$92
VODAFONE GROUP PLC SPON ADR	P	2014-06-26	2018-06-06	$796	$991	-$195	-$195
VODAFONE GROUP PLC SPON ADR	P	2014-11-19	2018-06-06	$531	$713	-$182	-$182
VODAFONE GROUP PLC SPON ADR	P	2014-11-20	2018-06-06	$398	$534	-$136	-$136
VODAFONE GROUP PLC SPON ADR	P	2015-05-12	2018-06-06	$478	$658	-$180	-$180
VODAFONE GROUP PLC SPON ADR	P	2016-06-28	2018-06-06	$159	$177	-$18	-$18
VODAFONE GROUP PLC SPON ADR	P	2017-05-31	2018-06-06	$1,406	$1,605	-$199	-$199
VODAFONE GROUP PLC SPON ADR	P	2017-11-30	2018-06-06	$796	$923	-$127	-$127
VODAFONE GROUP PLC SPON ADR	P	2018-01-04	2018-06-06	$823	$1,160	-$337	-$337
VODAFONE GROUP PLC SPON ADR	P	2018-01-04	2018-06-06	$212	$258	-$46	-$46
VOYA GLOBAL REAL ESTATE FUND CLASS C	P	2013-11-19	2018-12-17	$24,318	$35,005	-$10,687	-$10,687
VOYA GLOBAL REAL ESTATE FUND CLASS C	P	2013-12-31	2018-12-17	$119	$169	-$50	-$50
VOYA GLOBAL REAL ESTATE FUND CLASS C	P	2014-04-01	2018-12-17	$62	$90	-$28	-$28
VOYA GLOBAL REAL ESTATE FUND CLASS C	P	2014-07-01	2018-12-17	$165	$259	-$94	-$94
VOYA GLOBAL REAL ESTATE FUND CLASS C	P	2014-10-01	2018-12-17	$81	$119	-$38	-$38
VOYA GLOBAL REAL ESTATE FUND CLASS C	P	2014-12-31	2018-12-17	$207	$324	-$117	-$117
VOYA GLOBAL REAL ESTATE FUND CLASS C	P	2015-04-01	2018-12-17	$55	$90	-$35	-$35
VOYA GLOBAL REAL ESTATE FUND CLASS C	P	2015-07-01	2018-12-17	$124	$187	-$63	-$63
VOYA GLOBAL REAL ESTATE FUND CLASS C	P	2015-10-01	2018-12-17	$53	$77	-$24	-$24
VOYA GLOBAL REAL ESTATE FUND CLASS C	P	2015-12-31	2018-12-17	$131	$198	-$67	-$67
VOYA GLOBAL REAL ESTATE FUND CLASS C	P	2016-04-01	2018-12-17	$212	$327	-$115	-$115
VOYA GLOBAL REAL ESTATE FUND CLASS C	P	2016-07-01	2018-12-17	$142	$224	-$82	-$82
VOYA GLOBAL REAL ESTATE FUND CLASS C	P	2016-10-03	2018-12-17	$110	$172	-$62	-$62
VOYA GLOBAL REAL ESTATE FUND CLASS C	P	2016-12-16	2018-12-17	$81	$116	-$35	-$35
VOYA GLOBAL REAL ESTATE FUND CLASS C	P	2016-12-30	2018-12-17	$442	$636	-$194	-$194
VOYA GLOBAL REAL ESTATE FUND CLASS C	P	2017-04-03	2018-12-17	$107	$155	-$48	-$48
VOYA GLOBAL REAL ESTATE FUND CLASS C	P	2017-07-03	2018-12-17	$189	$279	-$90	-$90
VOYA GLOBAL REAL ESTATE FUND CLASS C	P	2017-10-02	2018-12-17	$143	$210	-$67	-$67
VOYA GLOBAL REAL ESTATE FUND CLASS C	P	2017-12-15	2018-12-17	$4,612	$6,049	-$1,437	-$1,437
VOYA GLOBAL REAL ESTATE FUND CLASS C	P	2017-12-29	2018-12-17	$588	$761	-$173	-$173
VOYA GLOBAL REAL ESTATE FUND CLASS C	P	2018-04-02	2018-12-17	$606	$723	-$117	-$117
VOYA GLOBAL REAL ESTATE FUND CLASS C	P	2018-07-02	2018-12-17	$244	$299	-$55	-$55
VOYA GLOBAL REAL ESTATE FUND CLASS C	P	2018-10-01	2018-12-17	$131	$158	-$27	-$27
VOYA GLOBAL REAL ESTATE FUND CLASS C	P	2018-12-14	2018-12-17	$5,256	$5,388	-$132	-$132
WALMART INC	P	2013-09-11	2018-08-20	$485	$370	$115	$115
WALMART INC	P	2013-12-24	2018-08-20	$1,939	$1,563	$376	$376
WALMART INC	P	2014-05-19	2018-08-20	$5,332	$4,222	$1,110	$1,110
WALMART INC	P	2015-08-20	2018-08-20	$6,302	$4,453	$1,849	$1,849
WELLS FARGO & CO NTS B/E 03.000% 021925 DTD021915 FC081915	P	2015-05-26	2018-08-23	$956	$978	-$22	-$22
WYNN RESORTS LTD	P	2015-09-03	2018-01-29	$6,414	$2,886	$3,528	$3,528
WYNN RESORTS LTD	P	2015-09-03	2018-12-17	$8,187	$5,771	$2,416	$2,416
XTRACKERS USD HIGH YIELD CORPORATE BOND ETF	P	2018-03-14	2018-09-17	$2,638	$2,628	$10	$10
ZURICH INS GROUP LTD SPON ADR	P	2016-01-11	2018-01-26	$1,212	$895	$317	$317
ZURICH INS GROUP LTD SPON ADR	P	2016-01-11	2018-06-06	$119	$99	$20	$20
ZURICH INS GROUP LTD SPON ADR	P	2016-01-12	2018-06-06	$804	$688	$116	$116
ZURICH INS GROUP LTD SPON ADR	P	2016-04-12	2018-06-06	$745	$531	$214	$214
ZURICH INS GROUP LTD SPON ADR	P	2016-06-14	2018-06-06	$1,490	$1,139	$351	$351
ZURICH INS GROUP LTD SPON ADR	P	2016-06-28	2018-06-06	$536	$420	$116	$116
ZURICH INS GROUP LTD SPON ADR	P	2018-01-04	2018-06-06	$745	$766	-$21	-$21
TOTAL REALIZED GAIN/(LOSS):	P					$0	$0

Field	Value	IRS element (for citing)
Capital Gain Net Income	-$53,956	CapitalGainNetIncomeAmt

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

Field	Value	IRS element (for citing)
Liable Section4942 Tax	0	LiableSection4942TaxInd
Adjusted Qlfy Distri Yr1	$942,681	AdjustedQlfyDistriYr1Amt
Net Vl Noncharitable Assets Yr1	$11,696,415	NetVlNoncharitableAssetsYr1Amt
Distribution Yr1	0.080596	DistributionYr1Rt
Adjusted Qlfy Distri Yr2	$535,006	AdjustedQlfyDistriYr2Amt
Net Vl Noncharitable Assets Yr2	$11,137,900	NetVlNoncharitableAssetsYr2Amt
Distribution Yr2	0.048035	DistributionYr2Rt
Adjusted Qlfy Distri Yr3	$825,307	AdjustedQlfyDistriYr3Amt
Net Vl Noncharitable Assets Yr3	$13,560,817	NetVlNoncharitableAssetsYr3Amt
Distribution Yr3	0.060860	DistributionYr3Rt
Adjusted Qlfy Distri Yr4	$597,572	AdjustedQlfyDistriYr4Amt
Net Vl Noncharitable Assets Yr4	$11,929,967	NetVlNoncharitableAssetsYr4Amt
Distribution Yr4	0.050090	DistributionYr4Rt
Adjusted Qlfy Distri Yr5	$412,746	AdjustedQlfyDistriYr5Amt
Net Vl Noncharitable Assets Yr5	$11,428,942	NetVlNoncharitableAssetsYr5Amt
Distribution Yr5	0.036114	DistributionYr5Rt
Total Distribution	0.275695	TotalDistributionRt
Average Distribution	0.055139	AverageDistributionRt
Net Vl Noncharitable Assets	$11,132,437	NetVlNoncharitableAssetsAmt
Adj Net Vl Noncharitable Assets	$613,831	AdjNetVlNoncharitableAssetsAmt
Net Investment Income Pct	$2,094	NetInvestmentIncomePctAmt
Adj Nonchrtbl Net Invst Incm Pct	$615,925	AdjNonchrtblNetInvstIncmPctAmt
Qualifying Distributions	$856,229	QualifyingDistributionsAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Field	Value	IRS element (for citing)
Domestic Org Meeting Sect4940e	Yes (X)	DomesticOrgMeetingSect4940eInd
Investment Income Excise Tax	$2,094	InvestmentIncomeExciseTaxAmt
Tax Under Section511	$0	TaxUnderSection511Amt
Subtotal	$2,094	SubtotalAmt
Subtitle A Tax	$0	SubtitleATaxAmt
Tax Based On Investment Income	$2,094	TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx	$2,494	EstimatedPlusOvpmtIncmTxAmt
Extsn Request Income Tax Paid	$0	ExtsnRequestIncomeTaxPaidAmt
Backup Withholding Withheld	$0	BackupWithholdingWithheldAmt
Total Payments And Credits	$2,494	TotalPaymentsAndCreditsAmt
Form2220 Attached	Yes (X)	Form2220AttachedInd
Es Penalty	$0	EsPenaltyAmt
Overpayment	$400	OverpaymentAmt
Applied To ES Tax	$400	AppliedToESTaxAmt
Refund	$0	RefundAmt

Statements Regarding Acty StatementsRegardingActyGrp

Field	Value	IRS element (for citing)
Legislative Political Acty	0	LegislativePoliticalActyInd
More Than100 Spent	0	MoreThan100SpentInd
Form1120 POL Filed	0	Form1120POLFiledInd
Section4955 Organization Tax	$0	Section4955OrganizationTaxAmt
Section4955 Managers Tax	$0	Section4955ManagersTaxAmt
Tax Reimbursed	$0	TaxReimbursedAmt
Activities Not Previously Rpt	0	ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws	0	ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over Limit	0	UnrelatedBusIncmOverLimitInd
Organization Dissolved Etc	0	OrganizationDissolvedEtcInd
Section508e Rqr Satisfied	Yes (1)	Section508eRqrSatisfiedInd
At Least5000 In Assets	Yes (1)	AtLeast5000InAssetsInd
Org Report Or Register State	NY	OrgReportOrRegisterStateCd
Form990 PF Filed With Atty Gen	Yes (1)	Form990PFFiledWithAttyGenInd
Private Operating Foundation	0	PrivateOperatingFoundationInd
New Substantial Contributors	0	NewSubstantialContributorsInd
Own Controlled Entity	0	OwnControlledEntityInd
Donor Advised Fund	0	DonorAdvisedFundInd
Comply With Public Insp Rqr	Yes (1)	ComplyWithPublicInspRqrInd
Website Address	N/A	WebsiteAddressTxt

Persons With Books Name PersonsWithBooksName

Field	Value	IRS element (for citing)
Business Name Line1	THE ORGANIZATION	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Phone	2128374602	PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

Field	Value	IRS element (for citing)
Address Line1	C/O GFI 140 BROADWAY 41ST FLR	AddressLine1Txt
City	NEW YORK	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	10005	ZIPCd

Field	Value	IRS element (for citing)
Foreign Accounts Question	0	ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Field	Value	IRS element (for citing)
Sale Or Exch Disqualified Prsn	0	SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn	0	BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn	0	FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified Prsn	0	PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn	0	TransferAstDisqualifiedPrsnInd
Payment To Government Official	0	PaymentToGovernmentOfficialInd
Uncorrected Prior Acts	0	UncorrectedPriorActsInd
Undistributed Income PY	0	UndistributedIncomePYInd
Business Holdings	0	BusinessHoldingsInd
Jeopardy Investments	0	JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst	0	UncorrectedPYJeopardyInvstInd
Influence Legislation	0	InfluenceLegislationInd
Influence Election	0	InfluenceElectionInd
Grants To Individuals	0	GrantsToIndividualsInd
Grants To Organizations	0	GrantsToOrganizationsInd
Noncharitable Purpose	0	NoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	0	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	0	PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	TitleTitleTxt	Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt	CompensationCompensationAmt	Employee Benefit ProgramEmployeeBenefitProgramAmt	Expense Account Other AllwncExpenseAccountOtherAllwncAmt
ALLEN I GROSS
1345 EAST 27TH ST	BROOKLYN	NY	11210	PRESIDENT	5.00	$0	$0	$0
EDITH GROSS
1345 EAST 27TH ST	BROOKLYN	NY	11210	TRUSTEE	5.00	$0	$0	$0
BRIAN GROSS
2822 AVE L	BROOKLYN	NY	11210	TRUSTEE	5.00	$0	$0	$0
JONATHAN GROSS
1224 EAST 24TH ST	BROOKLYN	NY	11210	TRUSTEE	5.00	$0	$0	$0
CAROLYN WEISER
1368 EAST 26TH STREET	BROOKLYN	NY	11210	TRUSTEE	5.00	$0	$0	$0
ZAHAVA HURWITZ
1360 EAST 28TH STREET	BROOKLYN	NY	11210	TRUSTEE	5.00	$0	$0	$0

Field	Value	IRS element (for citing)
Comp Of Hghst Pd Empl Or NONE	NONE	CompOfHghstPdEmplOrNONETxt
Other Employee Paid Over50k	0	OtherEmployeePaidOver50kCnt
Comp Of Hghst Pd Cntrct Or NONE	NONE	CompOfHghstPdCntrctOrNONETxt
Contractor Paid Over50k	0	ContractorPaidOver50kCnt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Minimum Investment Return MinimumInvestmentReturnGrp

Field	Value	IRS element (for citing)
Average Monthly FMV Of Sec	$10,646,647	AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances	$655,319	AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast	$0	FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets	$11,301,966	TotalFMVOfUnusedAssetsAmt
Reduction Claimed	$0	ReductionClaimedAmt
Acquisition Indebtedness	$0	AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast	$11,301,966	AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable	$169,529	CashDeemedCharitableAmt
Net Vl Noncharitable Assets	$11,132,437	NetVlNoncharitableAssetsAmt
Minimum Investment Return	$556,622	MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

Field	Value	IRS element (for citing)
Minimum Investment Return	$556,622	MinimumInvestmentReturnAmt
Tax Based On Investment Income	$2,094	TaxBasedOnInvestmentIncomeAmt
Total Tax	$2,094	TotalTaxAmt
Distributable Before Adj	$554,528	DistributableBeforeAdjAmt
Recoveries Qualfied Distri	$0	RecoveriesQualfiedDistriAmt
Distributable Before Ded	$554,528	DistributableBeforeDedAmt
Deduction From Distributable	$0	DeductionFromDistributableAmt
Distributable As Adjusted	$554,528	DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

Field	Value	IRS element (for citing)
Expenses And Contributions	$856,229	ExpensesAndContributionsAmt
Program Related Invst Total	$0	ProgramRelatedInvstTotalAmt
Qualifying Distributions	$856,229	QualifyingDistributionsAmt
Pct Sect4940e Org Net Invst Incm	$2,094	PctSect4940eOrgNetInvstIncmAmt
Adjusted Qualifying Distri	$854,135	AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

Field	Value	IRS element (for citing)
Distributable As Adjusted	$554,528	DistributableAsAdjustedAmt
Undistributed Income PY	$61,947	UndistributedIncomePYAmt
Total For Prior Years	$0	TotalForPriorYearsAmt
Total Excess Distribution Cyov	$0	TotalExcessDistributionCyovAmt
Qualifying Distributions	$856,229	QualifyingDistributionsAmt
Applied To Year1	$61,947	AppliedToYear1Amt
Applied To Prior Years	$0	AppliedToPriorYearsAmt
Treated As Distri From Corpus	$0	TreatedAsDistriFromCorpusAmt
Applied To Current Year	$554,528	AppliedToCurrentYearAmt
Remaining Distri From Corpus	$239,754	RemainingDistriFromCorpusAmt
Excess Distri Cyov App CY Corpus	$0	ExcessDistriCyovAppCYCorpusAmt
Excess Distribution Cyov App CY	$0	ExcessDistributionCyovAppCYAmt
Total Corpus	$239,754	TotalCorpusAmt
Prior Year Undistributed Incm	$0	PriorYearUndistributedIncmAmt
Prior Year Deficiency Or Tax	$0	PriorYearDeficiencyOrTaxAmt
Taxable1	$0	Taxable1Amt
Taxable2	$0	Taxable2Amt
Undistributed Income CY	$0	UndistributedIncomeCYAmt
Corpus Distri170b1 E Or4942g3	$0	CorpusDistri170b1EOr4942g3Amt
Excess Distri Cyov From Yr5	$0	ExcessDistriCyovFromYr5Amt
Excess Distri Cyov To Next Yr	$239,754	ExcessDistriCyovToNextYrAmt
Excess From Current Year	$239,754	ExcessFromCurrentYearAmt

Supplementary Information SupplementaryInformationGrp

Field	Value	IRS element (for citing)
Only Contri To Preselected	Yes (X)	OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (116 entries)

Address Line1RecipientUSAddress/AddressLine1Txt	CityRecipientUSAddress/CityNm	State AbbreviationRecipientUSAddress/StateAbbreviationCd	ZIPRecipientUSAddress/ZIPCd	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt	Address Line1RecipientForeignAddress/AddressLine1Txt	CityRecipientForeignAddress/CityNm	Province Or StateRecipientForeignAddress/ProvinceOrStateNm	CountryRecipientForeignAddress/CountryCd	Foreign PostalRecipientForeignAddress/ForeignPostalCd	Address Line2RecipientUSAddress/AddressLine2Txt
AGUDATH ISRAEL BAID BINYOMIN
2913 EAST 15 AVENUE L	BROOKLYN	NY	11210	CHARITY	$40,000
AGUDATH ISRAEL OF AMERICA
42 BROADWAY	NEW YORK	NY	10004	CHARITY	$10,054
AGUDIST BENEVOLENT SOCIETY
1769 46TH STREET	BROOKLYN	NY	11201	CHARITY	$105
JEWISH COMMUNITY FOUNDATION
4950 MURPHY CANYON RD	SAN DIEGO	CA	92123	CHARITY	$36,000
AMERICAN FRIENDS OF KESHER
919 E 24TH ST	BROOKLYN	NY	11210	CHARITY	$360
BAIS CHANA
383 KINSGSTON AVE SUITE 248	BROOKLYN	NY	11218	CHARITY	$36
BAIS YAAKOV D'RAV MEIR
85 PARKVILLE AVENUE	BROOKLYN	NY	11230	CHARITY	$33,350
BAYSWATER NEIGHBORS FUND
2514 HEALEY AVENUE	FAR ROCKAWAY	NY	11691	CHARITY	$360
BENSALEM OUTREACH CENTER
2446 BROSTOL RD	BENSALEM	PA	19020	CHARITY	$180
BETH HATALMUD
2127 82ND ST	BROOKLYN	NY	11214	CHARITY	$100
BETH OLATH
				CHARITY	$180	525 COLDSTREAM AVE	TORONTO	ONTARIO	CA	M6B 2K7
BIKUR CHOLIM
5612 11TH AVENUE	BROOKLYN	NY	11219	CHARITY	$2,540
BNEI MOSHE
6800 DRAKE RD	WEST BLOOMFIELD	MI	48322	CHARITY	$200
BNEI TORAH
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$36
BONEI OLAM
1755 46TH STREET	BROOKLYN	NY	11204	CHARITY	$360
CHABAD OF THE WEST SIXTIES
2 WEST 64TH ST	NEW YORK	NY	10023	CHARITY	$12,500
CHAI LIFE LINE
151 WEST 30TH STREET	NEW YORK	NY	10001	CHARITY	$500
CHAI4EVER
1221 MADISN AVE	LAKEWOOD	NJ	08701	CHARITY	$305
CHAIM MEIR CAMP FUND
132 NASSAU ST	NEW YORK	NY	10038	CHARITY	$180
CHASDEI LEV
POB 297257	BROOKLYN	NY	11229	CHARITY	$55,000
CHESED 247
286 N MAIN STREET SUITE 210	SPRING VALLEY	NY	10977	CHARITY	$360
CHIZUK HATORAH
1044 E 13TH ST	BROOKLYN	NY	11230	CHARITY	$36
CHOFETZ CHAIM HERITAGE FUND
361 SPOOK ROCK RD	SUFFERN	NY	10901	CHARITY	$360
CONGREGATION AHAVAS YITZCHOK
1044 E 13TH ST	BROOKLYN	NY	11230	CHARITY	$360
CONGREGATION WEST PARK
458 RIVERSIDE DRIVE	FALLSBURG	NY	12733	CHARITY	$2,000
CONGREGATION YECHEZKEL SHRAGA
5005 COLLINS AVENUE	MIAMI BEACH	FL	33140	CHARITY	$610
DERECH HATORA - KIRYAT
2810 NOSTRAND AVENUE	BROOKLYN	NY	11229	CHARITY	$130
EDUCATIONAL INSTITUTE OHOLEI TORAH
667 EASTERN PKWY	BROOKLYN	NY	11213	CHARITY	$1,360
HASC
5902 14TH AVENUE	BROOKLYN	NY	11219	CHARITY	$90,100
JEP CAMP SCHOLORSHIP FUND
110 ROCKAWAY TURNPIKE	LAWRENCE	NY	11559	CHARITY	$100
KIMPITORIN AID
1324 50TH STREET	BROOKLYN	NY	11219	CHARITY	$50
KOLLEL BAIS HATORAH
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$50
KOLLEL SHOMRE HACHOMOS
18 HEYWARD STREET	BROOKLYN	NY	11249	CHARITY	$186
KUPAS EZRA KEREN EZRIEL YECHIEL
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$50
LEV LACHIM
1034 EAST 12TH STREET	BROOKLYN	NY	11230	CHARITY	$120
MAREH YECHEZKEL
1016 EAST 15TH	BROOKLYN	NY	11230	CHARITY	$1,650
MASORES BAIS YAAKOV
1451 52ND ST A1	BROOKLYN	NY	11219	CHARITY	$10,060
MATAN BSETAR BAMBI
1667 54TH STREET	BROOKLYN	NY	11204	CHARITY	$180
MATNAS MICHOEL
BROOKLYN	BROOKLYN	NY	11218	CHARITY	$360
MESIVTA TIFERES JERUSALEM
145 E BROADWAY	NEW YORK	NY	10002	CHARITY	$360
MESIVTAH SHAREI PROZDOR
111 IRVING PLACE	WOODMERE	NY	11598	CHARITY	$18,950
MESORES BAIS YAAKOV
1395 OCEAN AVE	BROOKLYN	NY	11230	CHARITY	$10,000
OHEL
4510 16TH AVENUE	BROOKLYN	NY	11204	CHARITY	$5,180
OHR NAAVA
2201 EAST 23RD STREET	BROOKLYN	NY	11229	CHARITY	$1,000
OPERATION OPEN CURTAIN
835 BARBERRY LN	WOODSBURGH	NY	11598	CHARITY	$360
ORTHODOX UNION
11 BROADWAY SUITE 1301	NEW YORK	NY	10004	CHARITY	$180
PROJECT INSPIRE
1407 BROADWAY SUITE 1703A	NEW YORK	NY	10018	CHARITY	$228,000
PROJECT RANANA
1179 EAST 13TH STREET	BROOKLYN	NY	11230	CHARITY	$2,500
PROJECT WITNESS
201 FOSTER AVENUE	BROOKLYN	NY	11230	CHARITY	$5,000
PROSPECT PARK YESHIVA
1784 EAST 17TH STREET	BROOKLYN	NY	11229	CHARITY	$1,800
PTACH
1689 EAST 5TH ST	BROOKLYN	NY	11230	CHARITY	$750
SAMCHENU
812 HYDE COURT	SILVER SPRING	MD	20902	CHARITY	$180
SATMAR BIKUR CHOLOM
545 BEDFORD AVENUE	BROOKLYN	NY	11211	CHARITY	$180
SHALOM TORAH CENTER
417 13TH ST	LAKEWOOD	NJ	08701	CHARITY	$10,000
SHOR YOSHUV
1 CEDARLAWN AVENUE	LAWRENCE	NY	11559	CHARITY	$1,500
SINAI ACADEMY
2025 79TH STREET	BROOKLYN	NY	11214	CHARITY	$4,700
THE HEBRON FUND
1760 OCEAN AVE	BROOKLYN	NY	11230	CHARITY	$100
THE JCSE
1760 53RD ST	BROOKLYN	NY	11204	CHARITY	$1,000
THE JERUSALEM FUND
2425 VIRGINIA AVE NW	WAHINGTON DC	DC	20037	CHARITY	$150,000
TORAH UMSORAH
620 FOSTER AVENUE	BROOKLYN	NY	11230	CHARITY	$96
UNIVERSITY JEWISH EXPERIENCE
3402 PINKNEY RD	BALTIMORE	MD	21215	CHARITY	$150
YAD BATYAH L'KALLAH
1256 EAST 26TH STREET	BROOKLYN	NY	11210	CHARITY	$750
YAD ELIEZER
1102 EAST 26TH STREET	BROOKLYN	NY	11210	CHARITY	$300
YAD MOISHE
4706 12TH AVE	BROOKLYN	NY	11218	CHARITY	$360
YESHIVA CHASAN SOFER
1705 49TH STREET	BROOKLYN	NY	11204	CHARITY	$100
YESHIVA CHOFETZ CHAIM
1271 EAST 35TH ST	BROOKLYN	NY	11218	CHARITY	$3,000
YESHIVA DARCHEI TORAH
257 BEACH 17TH ST	FAR ROCKAWAY	NY	11691	CHARITY	$600
YESHIVA MERCAZ HATORAH
505 BEACH 129TH STREET	ROCKAWAY PARKWAY	NY	11694	CHARITY	$100
YESHIVA OF BROOKLYN
1470 OCEAN PARKWAY	BROOKLYN	NY	11230	CHARITY	$500
YESHIVA OF STATEN ISLAND
1870 DRUMGOOLE ROAD EAST	STATEN ISLAND	NY	10309	CHARITY	$180
YESHIVA OHR REUVEN
259 GRANDVIEW AVENUE	SUFFERN	NY	10901	CHARITY	$500
YESHIVA TIFERES YISROEL
1271 EAST 35TH STREET	BROOKLYN	NY	11210	CHARITY	$53,950
YESHIVA TORAH VODAATH
425 EAST 9TH STREET	BROOKLYN	NY	11218	CHARITY	$10,890
YESHIVA ZICHRON MEILECH
510 DAHILL RD	BROOKLYN	NY	11218	CHARITY	$100
AHIEZER
334 CENTRAL AVENUE	LAWRENCE	NY	11559	CHARITY	$360
AMERICAN FRIENDS OF KINDNESS AND CHARITY
405 AVENUE F	BROOKLYN	NY	11218	CHARITY	$36
AMERICANS FRIENDS OF YESHIVA
1412 E 7TH ST	BROOKLYN	NY	11230	CHARITY	$500
AMERICAN HEART ASSOCIATES
10 E 40TH ST 11TH FLOOR	NEW YORK	NY	10016	CHARITY	$25
BAIS MEDRASH MAYAN HATORAH
101 MILTON STREET	LAKEWOOD	NJ	08701	CHARITY	$250
BEER HAGOLAH
671 LOUISIANA AVENUE	BROOKLYN	NY	11239	CHARITY	$1,500
BETH MEDRASH NETZACH YISRAEL
827 CORNAGA AVE	FAR ROCKAWAY	NY	11691	CHARITY	$180
BOBBIES PLACE
1404 LOCUST AVENUE	BROOKLYN	NY	11230	CHARITY	$100
CHILD LIFE SOCIETY
1347 43RD STREET	BROOKLYN	NY	11218	CHARITY	$100
CHAMAH
420 LEXINGTON AVE 300	NEW YORK	NY	10170	CHARITY	$500
CHAYE OLAM
5 BEEKMAN ST	NEW YORK	NY	10038	CHARITY	$180
CONG ISRAEL OF KINGS BAY
3903 NOSTRAND AVE 1	BROOKLYN	NY	11235	CHARITY	$5,000
CONG KHAL SASREGEN
1279 E 24TH ST	BROOKLYN	NY	11210	CHARITY	$180
ECHO WOMEN
295 WEST RTE 59	MONSEY	NY	10952	CHARITY	$180
JEWISH CENTER FOR SPECIAL ED
1760 53RD STREET	BROOKLYN	NY	11204	CHARITY	$50
KEREN ANIYIM
5014 16TH AVE STE 121A	BROOKLYN	NY	11204	CHARITY	$360
KAHL ADATH JESHRUN
85 BENNETT AVENUE DR RAPHAEL MOLLER	NEW YORK	NY	10033	CHARITY	$200						HALL-90 BENNETT AVE
KIDS OF COURAGE
445 CENTRAL AVE SUITE 216	CEDARHURST	NY	11516	CHARITY	$500
KOLEL SHOMREI HACHNOS
18 HEYWARD STREET	BROOKLYN	NY	11249	CHARITY	$180
MEOR YITZCHOK
85 DYKSTRAS WAY E	MONSEY	NY	10952	CHARITY	$180
MAZEL DAY SCHOOL
2901 BRIGHTON 6TH STREET	BROOKLYN	NY	11235	CHARITY	$250
MIKVAH USA
1451 52ND ST A1	BROOKLYN	NY	11219	CHARITY	$20,000
MISASKIM
5805 16TH AVE	BROOKLYN	NY	11204	CHARITY	$180
MOSDOS VERETZKY
1102 AVENUE L	BROOKLYN	NY	11230	CHARITY	$2,300
NCSY
11 BROADWAY	NEW YORK	NY	10004	CHARITY	$180
NSHEI AHAVAS CHESED
1549 46TH ST	BROOKLYN	NY	11219	CHARITY	$50
OHR NISSAN
400 MOUNT WILSON LANE	BALTIMORE	MD	21208	CHARITY	$100
PEYLIM LEV LACHIM
1034 E 12TH ST	BROOKLYN	NY	11230	CHARITY	$180
PARTNERS IN TORAH
228 AYCRIGG AVENUE	PASSAIC	NJ	07055	CHARITY	$100
PEARL BLAU LERNING CENTER
325 10TH ST	LAKEWOOD	NJ	08701	CHARITY	$180
RABBINICAL SEMINARY OF AMERICA
76-01 147TH ST	FLUSHING	NY	11367	CHARITY	$86
RAJE
2915 OCEAN PARKWAY	BROOKLYN	NY	11235	CHARITY	$1,000
SHALSHELES BAIS YAAKOV
1681 42ND ST	BROOKLYN	NY	11204	CHARITY	$50
SHUVU
5218 16TH AVE	BROOKLYN	NY	11204	CHARITY	$1,200
TALMUD TORAH TZFAS
1321 44TH STREET	BROOKLYN	NY	11219	CHARITY	$18
TORAH UMISORAH
620 FOSTER AVENUE	BROOKLYN	NY	11230	CHARITY	$360
UNITED TALMUDICAL ACADEMY
245 KEAP ST	BROOKLYN	NY	11211	CHARITY	$50
YAD YOSEF
1036 OCEAN PKWY	BROOKLYN	NY	11230	CHARITY	$1,000
YESHIVA DERECH CHAIM
1573 39TH ST	BROOKLYN	NY	11218	CHARITY	$1,800
YESHIVAH BE'ER YITZCHOK
1391 NORTH AVE	ELIZABETH	NJ	07208	CHARITY	$100
AIBB CHESED FUND
2913 AVENUE L	BROOKLYN	NY	11210	CHARITY	$2,200
LEV MODIIN
				CHARITY	$500	LEV HA-IR ST 2	MODIINMACCABIMREUT		IS

Field	Value	IRS element (for citing)
Total Grant Or Contri Pd Dur Yr	$856,229	TotalGrantOrContriPdDurYrAmt
Total Grant Or Contri Apprv Fut	$0	TotalGrantOrContriApprvFutAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$128,913	ExclusionAmt

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$188,653	ExclusionAmt

Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp

Field	Value	IRS element (for citing)
Related Or Exempt Function Incm	$2,837	RelatedOrExemptFunctionIncmAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Field	Value	IRS element (for citing)
Related Or Exempt Function Incm	-$53,956	RelatedOrExemptFunctionIncmAmt

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Field	Value	IRS element (for citing)
Unrelated Business Taxbl Incm	$0	UnrelatedBusinessTaxblIncmAmt
Exclusion	$317,566	ExclusionAmt
Related Or Exempt Function Incm	-$51,119	RelatedOrExemptFunctionIncmAmt

Field	Value	IRS element (for citing)
Total Income Producing Acty	$266,447	TotalIncomeProducingActyAmt

Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp

Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp (2 entries)

Line NumberLineNumberTxt	Relationship StatementRelationshipStatementTxt
8	INVESTMENT INCOME IN ORDER TO BE ABLE TO ACCOMPLISH THE CHARITABLE
8	GOALS OF THE ORGANIZATION.

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO	0	TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO	0	TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets	0	SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO	0	PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets	0	RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements	0	ReimbursementArrangementsInd
Loans Or Loan Guarantees	0	LoansOrLoanGuaranteesInd
Performance Of Services Etc	0	PerformanceOfServicesEtcInd
Sharing Of Facilities Etc	0	SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO	0	RelationshipsNonchrtblEOInd

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

Field	Value	IRS element (for citing)
Category	PROFFESIONAL FEES	CategoryTxt
Amt	$13,832	Amt
Net Investment Income	$11,065	NetInvestmentIncomeAmt
Adjusted Net Income	$0	AdjustedNetIncomeAmt
Disbursements Charitable Prps	$0	DisbursementsCharitablePrpsAmt

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (2 entries)

StockStockNm	EOY Book ValueEOYBookValueAmt	EOYFMVEOYFMVAmt
INVESTMENT IN NOTE	$23,021	$0
BROKERAGE ACCOUNTS	$9,535,174	$0

Other Assets Schedule OtherAssetsSchedule

Other Assets Schedule OtherAssetsScheduleGrp (2 entries)

DescDesc	BOY Book ValueBOYBookValueAmt	EOY Book ValueEOYBookValueAmt
INVESTMENTS	$113,333	$82,227
INVESTMENT	$1,811,044	$1,891,044

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases Detail OtherDecreasesDetail

Field	Value	IRS element (for citing)
Desc	UNREALIZED GAIN ON SECURITIES	Desc
Amt	$786,839	Amt

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt	Adjusted Net IncomeAdjustedNetIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
OFFICE EXPENSE	$1,000	$0	$0	$0
SQUARE MILE K-1	$35,906	$35,906	$0	$0

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail

Field	Value	IRS element (for citing)
Desc	CAVENDISH K1	Desc
Revenue And Expenses Per Books	$2,837	RevenueAndExpensesPerBooksAmt
Net Investment Income	$2,837	NetInvestmentIncomeAmt

Other Increases Schedule OtherIncreasesSchedule

Other Increases Detail OtherIncreasesDetail

Field	Value	IRS element (for citing)
Desc	K1 BOOK TO TAX	Desc
Amt	$1,936	Amt

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail

Field	Value	IRS element (for citing)
Category	INVESTMENT SERVICE CHARGES	CategoryTxt
Amt	$64,055	Amt
Net Investment Income	$64,055	NetInvestmentIncomeAmt
Adjusted Net Income	$0	AdjustedNetIncomeAmt
Disbursements Charitable Prps	$0	DisbursementsCharitablePrpsAmt

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (2 entries)

CategoryCategoryTxt	AmtAmt	Net Investment IncomeNetInvestmentIncomeAmt	Adjusted Net IncomeAdjustedNetIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
STATE TAXES	$5,500	$0	$0	$0
FEDERAL TAXES	$435	$0	$0	$0

ALLEN I GROSS CHARITABLE FOUNDATION: Form 990PF, tax year 2017

Return header ReturnHeader

Preparer Firm PreparerFirmGrp

Preparer Firm Name PreparerFirmName

Preparer US Address PreparerUSAddress

Filer Filer

Business Name BusinessName

US Address USAddress

Business Officer BusinessOfficerGrp

Preparer Person PreparerPersonGrp

Filing Security Information FilingSecurityInformation

IP Address IPAddress

Form 990-PF IRS990PF

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (707 entries)

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Statements Regarding Acty StatementsRegardingActyGrp

Persons With Books Name PersonsWithBooksName

Location Of Books US Address LocationOfBooksUSAddress

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Minimum Investment Return MinimumInvestmentReturnGrp

Distributable Amount DistributableAmountGrp

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

Undistributed Income UndistributedIncomeGrp

Supplementary Information SupplementaryInformationGrp

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (116 entries)

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp

Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp (2 entries)

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (2 entries)

Other Assets Schedule OtherAssetsSchedule

Other Assets Schedule OtherAssetsScheduleGrp (2 entries)

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases Detail OtherDecreasesDetail

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail

Other Increases Schedule OtherIncreasesSchedule

Other Increases Detail OtherIncreasesDetail

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (2 entries)

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