2019-10-10T12:20:40-05:00 2018-11-30 113360065 ROTH & COMPANY LLP 1428 36TH STREET SUITE 200 BROOKLYN NY 11218 990PF 2017-12-01 112906887 ALLEN I GROSS CHARITABLE FOUNDATION ALLE 2128374602 140 BROADWAY 41ST FLOOR NEW YORK NY 10005 ALLEN I GROSS PRESIDENT 2128374602 2019-10-07 1 ALAN MARK BOTWINICK P00841433 7182361600 2019-10-07 192.73.80.18 2019-10-07 15:53:54 ED P D1036983414C4B4DE0C22DF00DD86DBAED6741F7 7E5673E0CB676CBDF6F3A204EB2BE6BD6A5DBC3E 2017 2019-02-21 02:37:17Z X 540875 X X 128913 128913 188653 188653 -53956 3844638 0 2837 2837 0 266447 320403 0 0 0 0 0 13832 11065 0 0 64055 64055 0 0 5935 0 0 0 36906 35906 0 0 120728 111026 0 0 856229 856229 976957 111026 0 856229 -710510 209377 0 724983 540875 540875 10918394 9558195 0 1924377 1973271 0 13567754 12072341 540875 0 0 X 13567754 12072341 13567754 12072341 13567754 12072341 13567754 -710510 1936 12859180 786839 12072341 ACS ACTIV DE CONSTRUC Y SERV ADR P 2018-06-07 2018-07-26 4 4 0 0 ACTAVIS FUNDING SCS NTS 03.000% 031220 DTD031215 FC091215 CALL@MW+20BP P 2015-04-17 2018-08-23 997 1009 -12 -12 AIR LIQUIDE ADR FRANCE ADR P 2016-08-10 2018-04-06 397 312 85 85 AIR LIQUIDE ADR FRANCE ADR P 2016-08-10 2018-06-06 796 601 195 195 AIR LIQUIDE ADR FRANCE ADR P 2016-08-11 2018-06-06 882 670 212 212 AIR LIQUIDE ADR FRANCE ADR P 2016-09-01 2018-06-06 825 639 186 186 AIR LIQUIDE ADR FRANCE ADR P 2017-04-20 2018-06-06 1649 1340 309 309 AIR LIQUIDE ADR FRANCE ADR P 2017-05-31 2018-06-06 967 834 133 133 AIR LIQUIDE ADR FRANCE ADR P 2018-01-04 2018-06-06 879 887 -8 -8 AIRBUS SE UNSPONSORED ADR P 2015-12-01 2018-04-03 516 322 194 194 AIRBUS SE UNSPONSORED ADR P 2015-12-01 2018-07-19 155 89 66 66 AIRBUS SE UNSPONSORED ADR P 2015-12-23 2018-07-19 340 188 152 152 AKZO NOBEL NV **REVERSE SPLIT: 01/2019** ADR P 2018-04-06 2018-06-06 2487 2652 -165 -165 AMBEV SA SPON ADR P 2018-06-07 2018-06-29 2243 2318 -75 -75 AMBEV SA SPON ADR P 2018-06-07 2018-07-03 4128 4250 -122 -122 AMER EXPRESS CO P 2012-05-09 2018-01-04 1009 596 413 413 AMER EXPRESS CO P 2012-05-17 2018-01-04 1009 569 440 440 AMER EXPRESS CO P 2012-11-28 2018-01-04 1514 831 683 683 AMER EXPRESS CO P 2013-08-09 2018-01-04 1009 751 258 258 ANHEUSER BUSCH INBEV FIN 03.700% 020124 DTD012714 FC080114 INC P 2014-07-24 2018-08-29 11064 11213 -149 -149 ANHEUSER BUSCH INBEV SPON ADR P 2015-11-18 2018-06-06 1325 1758 -433 -433 ANHEUSER BUSCH INBEV SPON ADR P 2016-09-21 2018-06-06 473 631 -158 -158 ANHEUSER BUSCH INBEV SPON ADR P 2017-01-27 2018-06-06 473 526 -53 -53 ANHEUSER BUSCH INBEV SPON ADR P 2017-05-31 2018-06-06 1136 1405 -269 -269 ANHEUSER BUSCH INBEV SPON ADR P 2018-01-04 2018-06-06 663 796 -133 -133 ANNALY CAPITAL MANAGEMENT INC REIT P 2014-01-02 2018-12-13 7673 6307 1366 1366 ARCELORMITTAL LUXEMBOURG P 2016-03-29 2018-01-25 425 206 219 219 ARCELORMITTAL LUXEMBOURG P 2016-03-29 2018-01-25 129 62 67 67 ARCELORMITTAL LUXEMBOURG P 2016-04-14 2018-01-25 493 401 92 92 ARCELORMITTAL LUXEMBOURG P 2016-04-14 2018-01-25 247 110 137 137 ASPEN TECHNOLOGY INC DEL CHANGE IN STATE OF INC P 2015-04-17 2018-06-08 4984 2091 2893 2893 AUSTRALIA & NEW ZEALAND BKG GRP LTD SPONSRD ADR AUSTRALIA ADR P 2013-08-09 2018-06-06 776 1014 -238 -238 AUSTRALIA & NEW ZEALAND BKG GRP LTD SPONSRD ADR AUSTRALIA ADR P 2013-08-30 2018-06-06 327 420 -93 -93 AUSTRALIA & NEW ZEALAND BKG GRP LTD SPONSRD ADR AUSTRALIA ADR P 2013-09-11 2018-06-06 388 539 -151 -151 AUSTRALIA & NEW ZEALAND BKG GRP LTD SPONSRD ADR AUSTRALIA ADR P 2013-10-02 2018-06-06 388 551 -163 -163 AUSTRALIA & NEW ZEALAND BKG GRP LTD SPONSRD ADR AUSTRALIA ADR P 2013-12-26 2018-06-06 409 577 -168 -168 AUSTRALIA & NEW ZEALAND BKG GRP LTD SPONSRD ADR AUSTRALIA ADR P 2014-06-19 2018-06-06 266 419 -153 -153 AUSTRALIA & NEW ZEALAND BKG GRP LTD SPONSRD ADR AUSTRALIA ADR P 2014-10-21 2018-06-06 980 1387 -407 -407 AUSTRALIA & NEW ZEALAND BKG GRP LTD SPONSRD ADR AUSTRALIA ADR P 2016-03-09 2018-06-06 1226 1133 93 93 AUSTRALIA & NEW ZEALAND BKG GRP LTD SPONSRD ADR AUSTRALIA ADR P 2016-04-13 2018-06-06 368 324 44 44 AUSTRALIA & NEW ZEALAND BKG GRP LTD SPONSRD ADR AUSTRALIA ADR P 2016-05-04 2018-06-06 82 75 7 7 AUSTRALIA & NEW ZEALAND BKG GRP LTD SPONSRD ADR AUSTRALIA ADR P 2016-05-05 2018-06-06 756 702 54 54 AUSTRALIA & NEW ZEALAND BKG GRP LTD SPONSRD ADR AUSTRALIA ADR P 2018-01-04 2018-06-06 1205 1327 -122 -122 BAIDU INC ADS REPSNTG CL A ORD SHS SPON ADR P 2018-06-07 2018-08-08 1787 2121 -334 -334 BANK OF AMER CORP B/E 05.200% 122949 DTD052913 FC120113 P 2013-05-30 2018-04-27 39050 40975 -1925 -1925 BANK OZK P 2016-04-20 2018-10-19 4582 8195 -3613 -3613 BANK OZK P 2017-09-15 2018-10-19 2987 5130 -2143 -2143 BARCLAYS BANK PLC L/O TA-CYN RTY SX5E 07/30/2027 P 2017-07-27 2018-08-01 75000 75000 0 0 BASF SE SPON ADR P 2018-01-25 2018-06-06 1216 1432 -216 -216 BAYER A G SPON ADR P 2013-10-02 2018-08-16 87 118 -31 -31 BAYER A G SPON ADR P 2013-12-26 2018-08-16 522 840 -318 -318 BAYER A G SPON ADR P 2015-05-12 2018-08-16 174 295 -121 -121 BAYER A G SPON ADR P 2015-11-12 2018-08-16 348 522 -174 -174 BAYER A G SPON ADR P 2016-02-26 2018-08-16 435 536 -101 -101 BAYER A G SPON ADR P 2018-01-04 2018-08-16 261 379 -118 -118 BAYER A G SPON ADR P 2018-06-07 2018-08-16 3045 4199 -1154 -1154 BAYER A G SPON ADR P 2018-06-07 2018-08-17 2367 3209 -842 -842 BAYER A G SPON ADR P 2018-06-25 2018-08-17 221 282 -61 -61 BIOVERATIV INC **MERGER: 03/2018** P 2011-04-20 2018-01-22 1091 139 952 952 BIOVERATIV INC **MERGER: 03/2018** P 2012-01-13 2018-01-22 312 54 258 258 BIOVERATIV INC **MERGER: 03/2018** P 2013-01-07 2018-01-22 104 23 81 81 BIOVERATIV INC **MERGER: 03/2018** P 2014-10-13 2018-01-22 208 95 113 113 BIOVERATIV INC **MERGER: 03/2018** P 2014-10-15 2018-01-22 312 141 171 171 BIOVERATIV INC **MERGER: 03/2018** P 2014-12-26 2018-01-22 260 133 127 127 BIOVERATIV INC **MERGER: 03/2018** P 2015-08-24 2018-01-22 104 45 59 59 BIOVERATIV INC **MERGER: 03/2018** P 2015-09-22 2018-01-22 623 274 349 349 BLACKROCK BOND ALLOCATION TARGET SHARES BATS SER C P 2012-05-09 2018-05-16 2173 2328 -155 -155 BLACKROCK BOND ALLOCATION TARGET SHARES BATS SER C P 2012-05-09 2018-08-23 1587 1677 -90 -90 BLACKROCK BOND ALLOCATION TARGET SHARES BATS SER C P 2012-05-09 2018-09-11 2034 2168 -134 -134 BLACKROCK BOND ALLOCATION TARGET SHARES BATS SER M P 2012-05-09 2018-05-16 3801 4322 -521 -521 BLACKROCK BOND ALLOCATION TARGET SHARES BATS SER M P 2012-05-09 2018-08-23 1786 2007 -221 -221 BLACKROCK BOND ALLOCATION TARGET SHARES BATS SER M P 2012-05-09 2018-09-11 2242 2538 -296 -296 BLACKROCK GLOBAL ALLOCATION FUND INC C P 2013-09-10 2018-12-17 12484 15005 -2521 -2521 BLACKROCK GLOBAL ALLOCATION FUND INC C P 2013-10-01 2018-12-17 12364 15005 -2641 -2641 BLACKROCK GLOBAL ALLOCATION FUND INC C P 2013-11-19 2018-12-17 8025 10005 -1980 -1980 BLACKROCK GLOBAL ALLOCATION FUND INC C P 2013-12-17 2018-12-17 1211 1423 -212 -212 BLACKROCK GLOBAL ALLOCATION FUND INC C P 2013-12-17 2018-12-17 431 507 -76 -76 BLACKROCK GLOBAL ALLOCATION FUND INC C P 2013-12-17 2018-12-17 88 104 -16 -16 BLACKROCK GLOBAL ALLOCATION FUND INC C P 2014-01-08 2018-12-17 8339 10005 -1666 -1666 BLACKROCK GLOBAL ALLOCATION FUND INC C P 2014-07-17 2018-12-17 177 218 -41 -41 BLACKROCK GLOBAL ALLOCATION FUND INC C P 2014-12-17 2018-12-17 3033 3318 -285 -285 BLACKROCK GLOBAL ALLOCATION FUND INC C P 2014-12-17 2018-12-17 569 623 -54 -54 BLACKROCK GLOBAL ALLOCATION FUND INC C P 2014-12-17 2018-12-17 510 558 -48 -48 BLACKROCK GLOBAL ALLOCATION FUND INC C P 2015-07-16 2018-12-17 40 46 -6 -6 BLACKROCK GLOBAL ALLOCATION FUND INC C P 2015-12-15 2018-12-17 4111 4038 73 73 BLACKROCK GLOBAL ALLOCATION FUND INC C P 2015-12-15 2018-12-17 353 347 6 6 BLACKROCK GLOBAL ALLOCATION FUND INC C P 2015-12-15 2018-12-17 115 113 2 2 BLACKROCK GLOBAL ALLOCATION FUND INC C P 2016-12-19 2018-12-17 469 474 -5 -5 BLACKROCK GLOBAL ALLOCATION FUND INC C P 2016-12-19 2018-12-17 137 138 -1 -1 BLACKROCK GLOBAL ALLOCATION FUND INC C P 2017-12-19 2018-12-17 1263 1363 -100 -100 BLACKROCK GLOBAL ALLOCATION FUND INC C P 2017-12-19 2018-12-17 822 887 -65 -65 BLACKROCK GLOBAL ALLOCATION FUND INC C P 2017-12-19 2018-12-17 369 398 -29 -29 BNP PARIBAS SA ADR P 2013-08-09 2018-06-06 413 435 -22 -22 BNP PARIBAS SA ADR P 2013-08-30 2018-06-06 699 692 7 7 BNP PARIBAS SA ADR P 2013-09-11 2018-06-06 699 748 -49 -49 BNP PARIBAS SA ADR P 2013-10-02 2018-06-06 508 558 -50 -50 BNP PARIBAS SA ADR P 2013-11-20 2018-06-06 508 580 -72 -72 BNP PARIBAS SA ADR P 2015-02-06 2018-06-06 826 699 127 127 BNP PARIBAS SA ADR P 2015-08-04 2018-06-06 381 394 -13 -13 BNP PARIBAS SA ADR P 2016-06-28 2018-06-06 858 579 279 279 BNP PARIBAS SA ADR P 2017-11-30 2018-06-06 286 344 -58 -58 BNP PARIBAS SA ADR P 2018-01-04 2018-06-06 889 1083 -194 -194 BRIDGESTONE CORP LTD ADR JAPAN ADR P 2016-09-29 2018-06-06 1479 1354 125 125 BRIDGESTONE CORP LTD ADR JAPAN ADR P 2016-11-17 2018-06-06 588 556 32 32 BRIDGESTONE CORP LTD ADR JAPAN ADR P 2016-11-29 2018-06-06 466 445 21 21 BRIDGESTONE CORP LTD ADR JAPAN ADR P 2017-01-30 2018-06-06 1135 1033 102 102 BRIDGESTONE CORP LTD ADR JAPAN ADR P 2018-01-04 2018-06-06 669 778 -109 -109 BRITISH AMER TOBACCO PLC GB SPON ADR P 2018-06-07 2018-06-22 4026 3815 211 211 CANADIAN NAT RESOURCES LTD CAD P 2018-06-07 2018-10-05 1341 1431 -90 -90 CANADIAN NAT RESOURCES LTD CAD P 2018-06-07 2018-10-08 1079 1158 -79 -79 CANADIAN NAT RESOURCES LTD CAD P 2018-06-07 2018-10-09 2190 2385 -195 -195 CANADIAN NAT RESOURCES LTD CAD P 2018-06-07 2018-10-10 1427 1601 -174 -174 CARLISLE COS INC P 2016-02-23 2018-09-07 12295 8627 3668 3668 CARREFOUR SA SPON ADR P 2018-06-07 2018-07-06 3544 3869 -325 -325 CARREFOUR SA SPON ADR P 2018-06-07 2018-07-09 2025 2205 -180 -180 CARREFOUR SA SPON ADR P 2018-06-07 2018-07-10 620 679 -59 -59 CDW CORP P 2014-12-05 2018-09-05 5494 2160 3334 3334 CDW CORP P 2014-12-05 2018-09-06 957 377 580 580 CHIRON CAPITAL ALLOCATION FUND CLASS I P 2018-01-22 2018-12-17 20000 23409 -3409 -3409 CISCO SYSTEMS INC P 2012-05-09 2018-01-04 2930 1408 1522 1522 CISCO SYSTEMS INC P 2012-05-09 2018-03-01 310 131 179 179 CISCO SYSTEMS INC P 2012-05-17 2018-03-01 1464 551 913 913 CISCO SYSTEMS INC P 2012-05-17 2018-11-12 1010 367 643 643 CISCO SYSTEMS INC P 2013-08-09 2018-11-12 2065 1170 895 895 CISCO SYSTEMS INC P 2013-09-04 2018-11-12 1835 954 881 881 CISCO SYSTEMS INC P 2013-10-02 2018-11-12 597 302 295 295 CK HUTCHISON HLDGS LTD UNSPONSORED ADR P 2018-06-07 2018-11-02 5749 6623 -874 -874 CNOOC LTD SPON ADR P 2015-08-28 2018-01-25 995 726 269 269 CNOOC LTD SPON ADR P 2015-08-28 2018-04-06 287 242 45 45 CNOOC LTD SPON ADR P 2015-09-29 2018-04-06 287 198 89 89 CNOOC LTD SPON ADR P 2015-09-29 2018-06-06 681 397 284 284 CNOOC LTD SPON ADR P 2015-11-03 2018-06-06 511 351 160 160 CNOOC LTD SPON ADR P 2018-01-04 2018-06-06 681 615 66 66 CONOCOPHILLIPS P 2016-11-14 2018-01-04 2844 2206 638 638 CONOCOPHILLIPS P 2016-11-14 2018-03-29 4142 3089 1053 1053 CORE LABORATORIES N V EUR P 2013-08-13 2018-06-08 1776 2115 -339 -339 CORE LABORATORIES N V EUR P 2013-09-10 2018-06-08 888 1145 -257 -257 CORE LABORATORIES N V EUR P 2013-09-11 2018-06-08 634 824 -190 -190 CORE LABORATORIES N V EUR P 2013-10-03 2018-06-08 380 517 -137 -137 CORE LABORATORIES N V EUR P 2013-11-20 2018-06-08 380 557 -177 -177 CORE LABORATORIES N V EUR P 2014-06-13 2018-06-08 634 800 -166 -166 CORE LABORATORIES N V EUR P 2014-06-13 2018-10-23 2150 3520 -1370 -1370 CORE LABORATORIES N V EUR P 2015-09-28 2018-10-23 1857 1920 -63 -63 CORE LABORATORIES N V EUR P 2015-09-28 2018-10-24 565 606 -41 -41 CORE LABORATORIES N V EUR P 2017-09-26 2018-10-24 5089 5292 -203 -203 COTIVITI HLDGS INC *MERGER: 08/2018* P 2017-03-24 2018-08-27 8189 7316 873 873 COTIVITI HLDGS INC *MERGER: 08/2018* P 2017-08-15 2018-08-27 7652 6185 1467 1467 COTIVITI HLDGS INC *MERGER: 08/2018* P 2018-01-30 2018-08-27 3356 2616 740 740 CREDIT SUISSE GROUP SPON ADR P 2017-05-18 2018-01-25 983 717 266 266 CREDIT SUISSE GROUP SPON ADR P 2017-05-18 2018-06-06 1914 1764 150 150 CREDIT SUISSE GROUP SPON ADR P 2017-06-06 2018-06-06 887 781 106 106 CREDIT SUISSE GROUP SPON ADR P 2018-01-04 2018-06-06 669 787 -118 -118 CTRIP.COM INTL LTD ADS P 2018-06-27 2018-11-19 1561 2772 -1211 -1211 CTRIP.COM INTL LTD ADS P 2018-06-27 2018-11-20 1621 2960 -1339 -1339 CTRIP.COM INTL LTD ADS P 2018-06-27 2018-11-21 416 705 -289 -289 CVS HEALTH CORP P 2016-11-30 2018-03-20 4973 6134 -1161 -1161 CVS HEALTH CORP P 2016-11-30 2018-04-04 963 1150 -187 -187 CVS HEALTH CORP P 2017-03-08 2018-04-04 4171 5279 -1108 -1108 DBS GROUP HLDGS LTD. SPON ADR P 2016-11-30 2018-04-03 497 296 201 201 DIAMOND OFFSHORE DRILLING INC P 2014-12-05 2018-01-04 3521 5341 -1820 -1820 DIAMOND OFFSHORE DRILLING INC P 2015-01-09 2018-01-04 1721 2845 -1124 -1124 DIAMOND OFFSHORE DRILLING INC P 2015-01-12 2018-01-04 39 62 -23 -23 DRIL-QUIP INC P 2016-10-04 2018-04-26 2302 2892 -590 -590 DRIL-QUIP INC P 2016-10-04 2018-04-27 3774 5173 -1399 -1399 EBAY INC P 2014-05-14 2018-03-07 9094 4278 4816 4816 ENEL SPA ADR P 2014-01-23 2018-06-06 984 849 135 135 ENEL SPA ADR P 2014-03-07 2018-06-06 940 909 31 31 ENEL SPA ADR P 2014-03-21 2018-06-06 585 592 -7 -7 ENEL SPA ADR P 2014-09-30 2018-06-06 224 217 7 7 ENEL SPA ADR P 2015-01-23 2018-06-06 787 640 147 147 ENEL SPA ADR P 2015-02-27 2018-06-06 579 484 95 95 ENEL SPA ADR P 2015-03-25 2018-06-06 60 51 9 9 ENEL SPA ADR P 2015-03-27 2018-06-06 492 412 80 80 ENEL SPA ADR P 2015-08-06 2018-06-06 241 209 32 32 ENEL SPA ADR P 2018-01-04 2018-06-06 754 865 -111 -111 EXELON CORP P 2012-10-05 2018-08-20 1239 1010 229 229 EXELON CORP P 2012-11-15 2018-08-20 2435 1612 823 823 EXELON CORP P 2012-11-28 2018-08-20 1549 1042 507 507 EXELON CORP P 2013-01-11 2018-08-20 1416 938 478 478 FAST RETAILING CO LTD ADR P 2018-06-07 2018-09-18 7126 6129 997 997 FAST RETAILING CO LTD ADR P 2018-06-07 2018-09-19 560 492 68 68 FERGUSON PLC *REVERSE SPLIT: 06/2018* SPON ADR P 2014-12-03 2018-06-06 415 302 113 113 FERGUSON PLC *REVERSE SPLIT: 06/2018* SPON ADR P 2015-09-29 2018-06-06 1156 816 340 340 FERGUSON PLC *REVERSE SPLIT: 06/2018* SPON ADR P 2016-02-24 2018-06-06 710 455 255 255 FERGUSON PLC *REVERSE SPLIT: 06/2018* SPON ADR P 2018-01-04 2018-06-06 447 405 42 42 FHLMC PL A97040 04.0000 DUE 02/01/41 FACTOR 0.196383600000 P 2011-05-03 2018-01-22 6453 6189 264 264 FHLMC PL G08737 03.0000 DUE 11/01/46 FACTOR 0.782268400000 P 2016-12-12 2018-01-22 3651 3673 -22 -22 GENWORTH FINANCIAL INC 07.625% 092421 DTD032511 B/E CALL@MW + 50BP P 2015-02-11 2018-10-04 40708 41109 -401 -401 GLAXO SMITHKLINE PLC ADR P 2018-01-25 2018-06-06 1870 1771 99 99 GOTHAM ABSOLUTE RETURN INSTITUTIONAL P 2014-01-22 2018-12-17 50000 46269 3731 3731 GOTHAM NEUTRAL FUND CLASS I P 2014-09-03 2018-12-17 98152 108273 -10121 -10121 GOTHAM NEUTRAL FUND CLASS I P 2014-12-02 2018-12-17 1848 2058 -210 -210 GS FINANCE CORP L/O TA-CYN RTY SX5E 04/27/2027 P 2017-04-21 2018-04-25 75000 75000 0 0 HONDA MOTOR CO ADR JAPAN ADR P 2016-02-29 2018-06-06 1610 1287 323 323 HONDA MOTOR CO ADR JAPAN ADR P 2016-03-14 2018-06-06 740 642 98 98 HONDA MOTOR CO ADR JAPAN ADR P 2016-03-29 2018-06-06 837 706 131 131 HONDA MOTOR CO ADR JAPAN ADR P 2016-07-12 2018-06-06 773 625 148 148 HONDA MOTOR CO ADR JAPAN ADR P 2017-03-06 2018-06-06 547 525 22 22 HONDA MOTOR CO ADR JAPAN ADR P 2017-05-24 2018-06-06 966 838 128 128 HONDA MOTOR CO ADR JAPAN ADR P 2018-01-04 2018-06-06 1416 1561 -145 -145 IBERDROLA SA SPON ADR P 2017-02-27 2018-06-06 2722 2426 296 296 IBERDROLA SA SPON ADR P 2017-03-06 2018-06-06 1196 1084 112 112 IBERDROLA SA SPON ADR P 2017-12-01 2018-06-06 1226 1296 -70 -70 IBERDROLA SA SPON ADR P 2018-01-04 2018-06-06 778 836 -58 -58 INFINEON TECHNOLOGIES ADR P 2015-03-12 2018-06-06 788 316 472 472 INFINEON TECHNOLOGIES ADR P 2015-04-21 2018-06-06 1051 454 597 597 INFINEON TECHNOLOGIES ADR P 2018-01-04 2018-06-06 292 292 0 0 ING GROEP N V NL SPON ADR P 2013-09-11 2018-06-06 315 244 71 71 ING GROEP N V NL SPON ADR P 2013-10-02 2018-06-06 75 60 15 15 ING GROEP N V NL SPON ADR P 2013-12-19 2018-06-06 705 617 88 88 ING GROEP N V NL SPON ADR P 2014-04-04 2018-06-06 735 727 8 8 ING GROEP N V NL SPON ADR P 2015-01-06 2018-06-06 405 331 74 74 ING GROEP N V NL SPON ADR P 2015-02-13 2018-06-06 390 368 22 22 ING GROEP N V NL SPON ADR P 2015-10-23 2018-06-06 720 710 10 10 ING GROEP N V NL SPON ADR P 2016-05-13 2018-06-06 975 764 211 211 ING GROEP N V NL SPON ADR P 2018-01-04 2018-06-06 690 875 -185 -185 INTERCONTINENTAL HOTELS GROUP PLC NEW **REVERSE SPLIT: 01/2019** SPON P 2013-12-26 2018-01-25 409 270 139 139 INTERCONTINENTAL HOTELS GROUP PLC NEW **REVERSE SPLIT: 01/2019** SPON P 2013-12-26 2018-06-06 378 254 124 124 INTERCONTINENTAL HOTELS GROUP PLC NEW **REVERSE SPLIT: 01/2019** SPON P 2016-02-25 2018-06-06 962 667 295 295 INTERCONTINENTAL HOTELS GROUP PLC NEW **REVERSE SPLIT: 01/2019** SPON P 2018-01-04 2018-06-06 402 381 21 21 INTL GAME TECHNOLOGY B/E 05.500% 061520 DTD060810 FC121510 P 2015-03-13 2018-10-21 51820 50656 1164 1164 INTL LEASE FIN CORP B/E 03.875% 041518 DTD031113 FC101513 P 2014-08-07 2018-04-15 75000 75000 0 0 INVESCO BALANCED-RISK ALLOCATION FUND C P 2012-10-23 2018-12-17 19314 25005 -5691 -5691 INVESCO BALANCED-RISK ALLOCATION FUND C P 2012-11-02 2018-12-17 19283 25005 -5722 -5722 INVESCO BALANCED-RISK ALLOCATION FUND C P 2012-12-07 2018-12-17 757 953 -196 -196 INVESCO BALANCED-RISK ALLOCATION FUND C P 2012-12-07 2018-12-17 669 843 -174 -174 INVESCO BALANCED-RISK ALLOCATION FUND C P 2012-12-07 2018-12-17 441 556 -115 -115 INVESCO BALANCED-RISK ALLOCATION FUND C P 2013-12-13 2018-12-17 1851 2154 -303 -303 INVESCO BALANCED-RISK ALLOCATION FUND C P 2013-12-13 2018-12-17 1432 1666 -234 -234 INVESCO BALANCED-RISK ALLOCATION FUND C P 2014-12-12 2018-12-17 1319 1514 -195 -195 INVESCO BALANCED-RISK ALLOCATION FUND C P 2014-12-12 2018-12-17 1273 1461 -188 -188 INVESCO BALANCED-RISK ALLOCATION FUND C P 2014-12-12 2018-12-17 569 653 -84 -84 INVESCO BALANCED-RISK ALLOCATION FUND C P 2015-12-11 2018-12-17 1093 1120 -27 -27 INVESCO BALANCED-RISK ALLOCATION FUND C P 2015-12-11 2018-12-17 915 938 -23 -23 INVESCO BALANCED-RISK ALLOCATION FUND C P 2015-12-11 2018-12-17 889 911 -22 -22 INVESCO BALANCED-RISK ALLOCATION FUND C P 2016-12-13 2018-12-17 1583 1659 -76 -76 INVESCO BALANCED-RISK ALLOCATION FUND C P 2016-12-13 2018-12-17 1346 1412 -66 -66 INVESCO BALANCED-RISK ALLOCATION FUND C P 2016-12-13 2018-12-17 929 974 -45 -45 INVESCO BALANCED-RISK ALLOCATION FUND C P 2017-12-13 2018-12-17 1841 1940 -99 -99 INVESCO BALANCED-RISK ALLOCATION FUND C P 2017-12-13 2018-12-17 1826 1924 -98 -98 INVESCO SENIOR LN ETF P 2017-07-31 2018-09-17 2152 2164 -12 -12 ISHARES 1-3 YR TREAS BOND ETF P 2017-07-31 2018-09-17 3489 3553 -64 -64 ISHARES IBOXX USD HIGH YIELD CORPORATE BOND ETF P 2017-07-31 2018-03-14 66447 69001 -2554 -2554 ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF P 2017-07-31 2018-01-08 3026 2995 31 31 ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF P 2017-09-27 2018-01-08 102772 102295 477 477 ISHARES SHORT TREAS BOND ETF P 2018-03-21 2018-12-28 12685 12683 2 2 ITV PLC ADR P 2016-11-23 2018-06-06 1759 1577 182 182 ITV PLC ADR P 2017-06-01 2018-06-06 857 915 -58 -58 ITV PLC ADR P 2018-01-04 2018-06-06 486 492 -6 -6 IVY ASSET STRATEGY FUND CLASS C P 2013-11-19 2018-04-27 9731 12576 -2845 -2845 IVY ASSET STRATEGY FUND CLASS C P 2013-12-12 2018-04-27 18 24 -6 -6 IVY ASSET STRATEGY FUND CLASS C P 2014-01-08 2018-04-27 10979 15005 -4026 -4026 IVY ASSET STRATEGY FUND CLASS C P 2014-12-11 2018-04-27 15472 16685 -1213 -1213 IVY ASSET STRATEGY FUND CLASS C P 2014-12-11 2018-04-27 90 97 -7 -7 IVY ASSET STRATEGY FUND CLASS C P 2015-12-10 2018-04-27 6081 5635 446 446 IVY ASSET STRATEGY FUND CLASS C P 2017-12-14 2018-04-27 861 833 28 28 IVY ASSET STRATEGY FUND CLASS C P 2017-12-14 2018-04-27 158 153 5 5 JAPAN TOBACCO INC UNSPONSORED ADR P 2017-05-23 2018-06-06 1538 2156 -618 -618 JAPAN TOBACCO INC UNSPONSORED ADR P 2017-06-01 2018-06-06 1470 2074 -604 -604 JAPAN TOBACCO INC UNSPONSORED ADR P 2018-01-04 2018-06-06 553 670 -117 -117 JEFFERIES GRP LLC 04.000% 052626 DTD052616 STEP UP CALL NTS P 2016-05-16 2018-04-27 97508 100000 -2492 -2492 JP MORGAN INTERNATIONAL VALUE SMA FUND P 2013-08-12 2018-06-06 1486 1406 80 80 JP MORGAN INTERNATIONAL VALUE SMA FUND P 2013-08-15 2018-06-06 2386 2264 122 122 JP MORGAN INTERNATIONAL VALUE SMA FUND P 2013-08-28 2018-06-06 1637 1503 134 134 JP MORGAN INTERNATIONAL VALUE SMA FUND P 2013-08-30 2018-06-06 9764 8870 894 894 JP MORGAN INTERNATIONAL VALUE SMA FUND P 2013-09-11 2018-06-06 14661 14238 423 423 JP MORGAN INTERNATIONAL VALUE SMA FUND P 2013-10-02 2018-06-06 9501 9309 192 192 JP MORGAN INTERNATIONAL VALUE SMA FUND P 2013-11-20 2018-06-06 2344 2351 -7 -7 JP MORGAN INTERNATIONAL VALUE SMA FUND P 2013-12-26 2018-06-06 5395 5314 81 81 JP MORGAN INTERNATIONAL VALUE SMA FUND P 2014-03-07 2018-06-06 1429 1409 20 20 JP MORGAN INTERNATIONAL VALUE SMA FUND P 2014-04-07 2018-06-06 1470 1456 14 14 JP MORGAN INTERNATIONAL VALUE SMA FUND P 2015-09-14 2018-06-06 3842 3169 673 673 JP MORGAN INTERNATIONAL VALUE SMA FUND P 2015-12-21 2018-06-06 1074 978 96 96 JP MORGAN INTERNATIONAL VALUE SMA FUND P 2015-12-21 2018-06-06 1068 922 146 146 JP MORGAN INTERNATIONAL VALUE SMA FUND P 2015-12-21 2018-06-06 569 478 91 91 JP MORGAN INTERNATIONAL VALUE SMA FUND P 2015-12-21 2018-06-06 166 144 22 22 JP MORGAN INTERNATIONAL VALUE SMA FUND P 2016-02-17 2018-06-06 1692 1593 99 99 JP MORGAN INTERNATIONAL VALUE SMA FUND P 2016-02-17 2018-06-06 985 927 58 58 JP MORGAN INTERNATIONAL VALUE SMA FUND P 2016-02-23 2018-06-06 2108 1537 571 571 JP MORGAN INTERNATIONAL VALUE SMA FUND P 2016-03-01 2018-06-06 1359 1020 339 339 JP MORGAN INTERNATIONAL VALUE SMA FUND P 2016-05-31 2018-06-06 3814 3044 770 770 JP MORGAN INTERNATIONAL VALUE SMA FUND P 2016-06-27 2018-06-06 2927 2102 825 825 JP MORGAN INTERNATIONAL VALUE SMA FUND P 2016-07-27 2018-06-06 1823 1430 393 393 JP MORGAN INTERNATIONAL VALUE SMA FUND P 2016-10-19 2018-06-06 989 948 41 41 JP MORGAN INTERNATIONAL VALUE SMA FUND P 2017-09-18 2018-06-06 246 244 2 2 JP MORGAN INTERNATIONAL VALUE SMA FUND P 2018-01-04 2018-06-06 13578 14371 -793 -793 JP MORGAN INTERNATIONAL VALUE SMA FUND P 2018-01-04 2018-06-08 12 13 -1 -1 KBC GROUP NV ADR P 2015-12-22 2018-06-06 704 561 143 143 KBC GROUP NV ADR P 2016-03-29 2018-06-06 1056 704 352 352 KBC GROUP NV ADR P 2018-01-04 2018-06-06 313 351 -38 -38 KREDITANSTALT FUR 01.000% 071519 DTD071916 FC011517 WIEDERAUFBAU P 2016-11-16 2018-03-15 26528 26668 -140 -140 KROGER COMPANY P 2017-06-20 2018-01-04 2157 1792 365 365 KROGER COMPANY P 2017-06-20 2018-08-10 6008 4480 1528 1528 LAFARGEHOLCIM LTD UNSPONSORED ADR P 2016-04-08 2018-06-06 1314 1189 125 125 LAFARGEHOLCIM LTD UNSPONSORED ADR P 2016-09-16 2018-06-06 282 271 11 11 LAFARGEHOLCIM LTD UNSPONSORED ADR P 2017-12-01 2018-06-06 1252 1301 -49 -49 LAFARGEHOLCIM LTD UNSPONSORED ADR P 2018-01-04 2018-06-06 480 538 -58 -58 LANDSTAR SYSTEMS INC P 2013-09-10 2018-10-23 1120 623 497 497 LANDSTAR SYSTEMS INC P 2013-09-11 2018-10-23 1426 798 628 628 LANDSTAR SYSTEMS INC P 2013-10-03 2018-10-23 713 388 325 325 LANDSTAR SYSTEMS INC P 2013-10-03 2018-10-24 503 277 226 226 LANDSTAR SYSTEMS INC P 2014-01-17 2018-10-24 6441 3719 2722 2722 LLOYDS BANKING GROUP PLC SPON ADR P 2018-01-25 2018-12-19 433 433 0 0 LLOYDS BANKING GROUP PLC SPON ADR P 2018-01-25 2018-12-20 213 213 0 0 LLOYDS BANKING GROUP PLC SPON ADR P 2018-06-07 2018-12-20 417 417 0 0 LLOYDS BANKING GROUP PLC SPON ADR P 2018-06-07 2018-12-21 1271 1731 -460 -460 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2012-05-07 2018-12-17 202646 225005 -22359 -22359 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2012-05-31 2018-12-17 393 433 -40 -40 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2012-06-29 2018-12-17 561 622 -61 -61 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2012-07-31 2018-12-17 541 602 -61 -61 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2012-08-17 2018-12-17 13481 15005 -1524 -1524 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2012-08-31 2018-12-17 567 632 -65 -65 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2012-09-28 2018-12-17 577 647 -70 -70 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2012-10-31 2018-12-17 573 643 -70 -70 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2012-11-30 2018-12-17 548 614 -66 -66 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2012-12-18 2018-12-17 66 74 -8 -8 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2012-12-31 2018-12-17 557 625 -68 -68 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2013-01-31 2018-12-17 528 593 -65 -65 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2013-02-28 2018-12-17 569 639 -70 -70 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2013-03-28 2018-12-17 533 596 -63 -63 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2013-04-30 2018-12-17 538 604 -66 -66 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2013-05-31 2018-12-17 534 595 -61 -61 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2013-06-28 2018-12-17 577 635 -58 -58 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2013-07-31 2018-12-17 579 639 -60 -60 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2013-08-30 2018-12-17 586 643 -57 -57 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2013-09-30 2018-12-17 566 623 -57 -57 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2013-10-31 2018-12-17 542 597 -55 -55 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2013-11-29 2018-12-17 549 606 -57 -57 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2013-12-18 2018-12-17 276 304 -28 -28 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2013-12-18 2018-12-17 25 27 -2 -2 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2013-12-31 2018-12-17 534 587 -53 -53 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2014-01-31 2018-12-17 557 613 -56 -56 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2014-02-28 2018-12-17 575 633 -58 -58 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2014-03-31 2018-12-17 553 607 -54 -54 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2014-04-30 2018-12-17 580 637 -57 -57 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2014-05-30 2018-12-17 572 630 -58 -58 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2014-06-30 2018-12-17 582 640 -58 -58 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2014-07-31 2018-12-17 596 652 -56 -56 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2014-08-29 2018-12-17 616 674 -58 -58 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2014-09-30 2018-12-17 608 661 -53 -53 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2014-10-31 2018-12-17 585 636 -51 -51 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2014-11-28 2018-12-17 601 653 -52 -52 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2014-12-31 2018-12-17 630 678 -48 -48 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2015-01-30 2018-12-17 614 662 -48 -48 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2015-02-27 2018-12-17 636 685 -49 -49 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2015-03-31 2018-12-17 644 693 -49 -49 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2015-04-30 2018-12-17 652 702 -50 -50 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2015-05-29 2018-12-17 607 653 -46 -46 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2015-06-30 2018-12-17 648 693 -45 -45 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2015-07-31 2018-12-17 611 652 -41 -41 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2015-08-31 2018-12-17 657 697 -40 -40 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2015-09-30 2018-12-17 649 684 -35 -35 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2015-10-30 2018-12-17 620 654 -34 -34 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2015-11-30 2018-12-17 660 693 -33 -33 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2015-12-31 2018-12-17 651 677 -26 -26 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2016-01-29 2018-12-17 701 726 -25 -25 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2016-02-29 2018-12-17 692 714 -22 -22 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2016-03-31 2018-12-17 667 696 -29 -29 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2016-04-29 2018-12-17 688 721 -33 -33 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2016-05-31 2018-12-17 645 675 -30 -30 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2016-06-30 2018-12-17 690 725 -35 -35 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2016-07-29 2018-12-17 639 672 -33 -33 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2016-08-31 2018-12-17 703 738 -35 -35 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2016-09-30 2018-12-17 691 726 -35 -35 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2016-10-31 2018-12-17 660 691 -31 -31 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2016-11-30 2018-12-17 689 717 -28 -28 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2016-12-30 2018-12-17 655 680 -25 -25 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2017-01-31 2018-12-17 656 683 -27 -27 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2017-02-28 2018-12-17 680 708 -28 -28 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2017-03-31 2018-12-17 652 678 -26 -26 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2017-04-28 2018-12-17 663 689 -26 -26 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2017-05-31 2018-12-17 623 647 -24 -24 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2017-06-30 2018-12-17 654 677 -23 -23 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2017-07-31 2018-12-17 616 638 -22 -22 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2017-08-31 2018-12-17 647 670 -23 -23 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2017-09-29 2018-12-17 642 663 -21 -21 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2017-10-31 2018-12-17 595 613 -18 -18 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2017-11-30 2018-12-17 644 663 -19 -19 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2017-12-29 2018-12-17 625 641 -16 -16 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2018-01-31 2018-12-17 637 651 -14 -14 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2018-02-28 2018-12-17 666 677 -11 -11 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2018-03-29 2018-12-17 667 677 -10 -10 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2018-04-30 2018-12-17 722 731 -9 -9 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2018-05-31 2018-12-17 685 693 -8 -8 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2018-06-29 2018-12-17 735 742 -7 -7 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2018-07-31 2018-12-17 681 686 -5 -5 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2018-08-31 2018-12-17 740 745 -5 -5 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2018-09-28 2018-12-17 741 745 -4 -4 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2018-10-31 2018-12-17 701 701 0 0 LORD ABBETT SHORT DURATION INCOME FUND CLASS C P 2018-11-30 2018-12-17 730 730 0 0 LOWES COMPANIES INC P 2017-08-22 2018-01-04 2779 2259 520 520 MANHATTAN ASSOC INC P 2016-02-23 2018-03-29 2518 3274 -756 -756 MANHATTAN ASSOC INC P 2016-02-23 2018-04-02 769 1037 -268 -268 MANHATTAN ASSOC INC P 2016-09-26 2018-04-02 2307 3273 -966 -966 MANHATTAN ASSOC INC P 2016-09-26 2018-04-03 201 287 -86 -86 MANHATTAN ASSOC INC P 2016-11-23 2018-04-03 3262 4320 -1058 -1058 MANHATTAN ASSOC INC P 2017-10-24 2018-04-03 2255 2751 -496 -496 MANHATTAN ASSOC INC P 2017-10-24 2018-04-04 1836 2210 -374 -374 METLIFE INC B/E 05.250% 122949 DTD060115 FC121515 P 2016-04-18 2018-04-27 40489 39327 1162 1162 MFS EMERGING MARKETS BOND FUND CLASS C P 2012-09-04 2018-12-17 6882 8012 -1130 -1130 MFS EMERGING MARKETS BOND FUND CLASS C P 2012-10-23 2018-12-17 12612 15005 -2393 -2393 MFS EMERGING MARKETS BOND FUND CLASS C P 2012-11-02 2018-12-17 8465 10005 -1540 -1540 MFS EMERGING MARKETS BOND FUND CLASS C P 2013-08-27 2018-12-17 11853 12505 -652 -652 MFS EMERGING MARKETS BOND FUND CLASS C P 2013-09-10 2018-12-17 14312 15005 -693 -693 MFS EMERGING MARKETS BOND FUND CLASS C P 2013-10-21 2018-12-17 13739 15005 -1266 -1266 MFS EMERGING MARKETS BOND FUND CLASS C P 2013-11-19 2018-12-17 14010 15005 -995 -995 MFS EMERGING MARKETS BOND FUND CLASS C P 2014-01-08 2018-12-17 14097 15005 -908 -908 MICROSOFT CORP P 2013-08-09 2018-06-04 5063 1637 3426 3426 MICROSOFT CORP P 2013-09-11 2018-06-04 5570 1802 3768 3768 MITSUBISHI UFJ FINANCIAL GROUP INC SPON ADR P 2013-08-09 2018-06-06 278 283 -5 -5 MITSUBISHI UFJ FINANCIAL GROUP INC SPON ADR P 2013-08-30 2018-06-06 549 520 29 29 MITSUBISHI UFJ FINANCIAL GROUP INC SPON ADR P 2013-09-11 2018-06-06 790 812 -22 -22 MITSUBISHI UFJ FINANCIAL GROUP INC SPON ADR P 2013-10-02 2018-06-06 617 632 -15 -15 MITSUBISHI UFJ FINANCIAL GROUP INC SPON ADR P 2013-10-17 2018-06-06 882 936 -54 -54 MITSUBISHI UFJ FINANCIAL GROUP INC SPON ADR P 2013-12-26 2018-06-06 524 549 -25 -25 MITSUBISHI UFJ FINANCIAL GROUP INC SPON ADR P 2014-03-04 2018-06-06 1061 1005 56 56 MITSUBISHI UFJ FINANCIAL GROUP INC SPON ADR P 2014-06-20 2018-06-06 827 838 -11 -11 MITSUBISHI UFJ FINANCIAL GROUP INC SPON ADR P 2015-07-28 2018-06-06 574 664 -90 -90 MITSUBISHI UFJ FINANCIAL GROUP INC SPON ADR P 2018-01-04 2018-06-06 1012 1242 -230 -230 MORGAN STANLEY FINANCE L/O TA-CYN RTY SX5E 08/31/2027 P 2017-08-29 2018-08-31 50000 50000 0 0 MORGAN STANLEY NTS B/E 03.875% 012726 DTD012716 FC072716 CALL@MW+30BP P 2016-02-24 2018-08-23 992 1019 -27 -27 MORGAN STANLEY TRIGGER PS SX5E 10/31/2018 P 2013-10-29 2018-10-31 15673 15000 673 673 NIPPON TELEG & TEL CORP SPON ADR P 2014-10-10 2018-06-06 665 465 200 200 NIPPON TELEG & TEL CORP SPON ADR P 2014-10-10 2018-06-06 285 175 110 110 NIPPON TELEG & TEL CORP SPON ADR P 2015-02-10 2018-06-06 1901 1229 672 672 NIPPON TELEG & TEL CORP SPON ADR P 2015-07-06 2018-06-06 570 434 136 136 NIPPON TELEG & TEL CORP SPON ADR P 2015-08-25 2018-06-06 1331 1038 293 293 NIPPON TELEG & TEL CORP SPON ADR P 2018-01-04 2018-06-06 808 815 -7 -7 NORSK HYDRO A.S NEW NORWAY SPON ADR P 2015-03-06 2018-01-26 621 448 173 173 NORSK HYDRO A.S NEW NORWAY SPON ADR P 2015-05-19 2018-01-26 421 288 133 133 NORSK HYDRO A.S NEW NORWAY SPON ADR P 2015-05-19 2018-06-06 772 592 180 180 NORSK HYDRO A.S NEW NORWAY SPON ADR P 2015-08-27 2018-06-06 396 206 190 190 NORSK HYDRO A.S NEW NORWAY SPON ADR P 2018-01-04 2018-06-06 396 455 -59 -59 NOVARTIS AG SPON ADR P 2017-06-16 2018-06-06 976 1048 -72 -72 NOVARTIS AG SPON ADR P 2017-08-16 2018-06-06 2328 2612 -284 -284 NOVARTIS AG SPON ADR P 2018-01-04 2018-06-06 601 683 -82 -82 NVENT ELEC PLC P 2011-03-16 2018-09-26 314 122 192 192 NVENT ELEC PLC P 2011-04-20 2018-09-26 302 133 169 169 NVENT ELEC PLC P 2013-01-11 2018-09-26 168 102 66 66 NVENT ELEC PLC P 2013-01-11 2018-09-27 567 357 210 210 NVENT ELEC PLC P 2013-09-04 2018-09-27 621 477 144 144 NVENT ELEC PLC P 2013-10-02 2018-09-27 378 311 67 67 ONEOK INC 04.250% 020122 DTD012612 CALL@MW+35BPS P 2015-06-12 2018-04-27 75732 73637 2095 2095 PANASONIC CORP SPON ADR P 2018-01-26 2018-06-06 1985 2177 -192 -192 PHILIP MORRIS INTL INC P 2018-06-07 2018-11-01 1674 1486 188 188 PHILIP MORRIS INTL INC P 2018-06-07 2018-12-31 4373 5162 -789 -789 PIMCO ENHANCED SHORT MAT ACTIVE EXCHANGE-TRADED FD P 2017-07-31 2018-09-17 2741 2748 -7 -7 PNC FINANCIAL SERVICES GROUP P 2012-05-09 2018-02-23 5850 2405 3445 3445 PNC FINANCIAL SERVICES GROUP P 2012-05-17 2018-02-23 1581 626 955 955 PNC FINANCIAL SERVICES GROUP P 2012-11-28 2018-02-23 474 165 309 309 PPG INDUSTRIES INC P 2016-10-28 2018-01-04 2359 1866 493 493 PRIMERICA INC P 2015-04-13 2018-10-23 2056 874 1182 1182 PRIMERICA INC P 2015-04-13 2018-10-24 3632 1602 2030 2030 PRIMERICA INC P 2015-04-13 2018-10-31 995 437 558 558 PROCTER & GAMBLE CO P 2013-08-09 2018-12-06 4593 4068 525 525 PROCTER & GAMBLE CO P 2013-09-11 2018-12-06 551 465 86 86 PRUDENTIAL PLC ADR UNITED KINGDOM P 2013-08-09 2018-06-06 1393 1031 362 362 PRUDENTIAL PLC ADR UNITED KINGDOM P 2013-08-30 2018-06-06 896 604 292 292 PRUDENTIAL PLC ADR UNITED KINGDOM P 2013-09-11 2018-06-06 547 406 141 141 PRUDENTIAL PLC ADR UNITED KINGDOM P 2013-10-02 2018-06-06 149 116 33 33 PRUDENTIAL PLC ADR UNITED KINGDOM P 2013-11-20 2018-06-06 398 327 71 71 PRUDENTIAL PLC ADR UNITED KINGDOM P 2014-10-09 2018-06-06 796 713 83 83 PRUDENTIAL PLC ADR UNITED KINGDOM P 2016-02-12 2018-06-06 50 33 17 17 PRUDENTIAL PLC ADR UNITED KINGDOM P 2016-04-22 2018-06-06 647 538 109 109 PRUDENTIAL PLC ADR UNITED KINGDOM P 2018-01-04 2018-06-06 746 769 -23 -23 QUALCOMM INC P 2015-01-30 2018-01-04 1985 1827 158 158 RBC BEARINGS INC P 2013-08-13 2018-01-26 3776 1688 2088 2088 RBC BEARINGS INC P 2013-08-13 2018-10-08 770 291 479 479 RBC BEARINGS INC P 2013-08-13 2018-10-09 2618 990 1628 1628 RBC BEARINGS INC P 2013-08-13 2018-10-10 1486 582 904 904 RIO TINTO PLC SPON ADR P 2015-10-07 2018-06-06 1030 650 380 380 RIO TINTO PLC SPON ADR P 2015-10-08 2018-06-06 848 540 308 308 RIO TINTO PLC SPON ADR P 2015-10-14 2018-06-06 909 588 321 321 RIO TINTO PLC SPON ADR P 2015-11-20 2018-06-06 909 522 387 387 RIO TINTO PLC SPON ADR P 2016-02-08 2018-06-06 1151 497 654 654 RIO TINTO PLC SPON ADR P 2018-01-04 2018-06-06 969 876 93 93 ROYAL DUTCH SHELL PLC CL A SPON ADR P 2015-11-04 2018-06-07 1412 1085 327 327 ROYAL DUTCH SHELL PLC CL A SPON ADR P 2015-11-18 2018-06-07 424 300 124 124 ROYAL DUTCH SHELL PLC CL A SPON ADR P 2015-11-24 2018-06-07 1906 1354 552 552 ROYAL DUTCH SHELL PLC CL A SPON ADR P 2016-01-26 2018-06-07 1836 1077 759 759 ROYAL DUTCH SHELL PLC CL A SPON ADR P 2016-01-28 2018-06-07 212 129 83 83 ROYAL DUTCH SHELL PLC CL A SPON ADR P 2016-02-25 2018-06-07 2753 1740 1013 1013 ROYAL DUTCH SHELL PLC CL A SPON ADR P 2016-02-26 2018-06-07 847 548 299 299 ROYAL DUTCH SHELL PLC CL A SPON ADR P 2016-04-01 2018-06-07 71 48 23 23 RYANAIR HOLDINGS PLC SPON ADR P 2014-03-03 2018-06-06 389 185 204 204 RYANAIR HOLDINGS PLC SPON ADR P 2014-03-31 2018-06-06 1059 530 529 529 RYANAIR HOLDINGS PLC SPON ADR P 2016-11-16 2018-06-06 724 490 234 234 RYANAIR HOLDINGS PLC SPON ADR P 2017-02-07 2018-06-06 483 323 160 160 RYANAIR HOLDINGS PLC SPON ADR P 2018-01-04 2018-06-06 483 433 50 50 SALIENT ADAPTIVE GROWTH FUND CLASS C P 2015-12-29 2018-08-13 47343 59864 -12521 -12521 SALIENT ADAPTIVE GROWTH FUND CLASS C P 2016-12-28 2018-08-13 4274 5091 -817 -817 SALIENT ADAPTIVE GROWTH FUND CLASS C P 2016-12-28 2018-08-13 3133 3733 -600 -600 SALIENT ADAPTIVE GROWTH FUND CLASS C P 2016-12-28 2018-08-13 965 1150 -185 -185 SALIENT ADAPTIVE GROWTH FUND CLASS C P 2017-12-28 2018-08-13 5504 6798 -1294 -1294 SALIENT ADAPTIVE GROWTH FUND CLASS C P 2017-12-28 2018-08-13 1357 1676 -319 -319 SALIENT ADAPTIVE GROWTH FUND CLASS C P 2018-08-07 2018-08-13 5724 5724 0 0 SALIENT ADAPTIVE GROWTH FUND CLASS C P 2018-08-07 2018-08-13 3283 3283 0 0 SALIENT ADAPTIVE GROWTH FUND CLASS C P 2018-08-07 2018-08-13 2542 2542 0 0 SANOFI SPON ADR P 2016-11-02 2018-06-06 1118 1159 -41 -41 SANOFI SPON ADR P 2016-11-09 2018-06-06 1041 1133 -92 -92 SANOFI SPON ADR P 2016-11-16 2018-06-06 925 995 -70 -70 SANOFI SPON ADR P 2016-11-22 2018-06-06 424 437 -13 -13 SANOFI SPON ADR P 2018-01-04 2018-06-06 656 750 -94 -94 SCHLUMBERGER LTD NETHERLANDS ANTILLES P 2018-06-07 2018-06-22 3082 3226 -144 -144 SCHLUMBERGER LTD NETHERLANDS ANTILLES P 2018-06-07 2018-12-11 3951 6732 -2781 -2781 SCHNEIDER ELEC SE UNSPONSORED ADR P 2016-04-25 2018-06-06 1827 1333 494 494 SCHNEIDER ELEC SE UNSPONSORED ADR P 2016-05-13 2018-06-06 661 454 207 207 SCHNEIDER ELEC SE UNSPONSORED ADR P 2016-08-04 2018-06-06 992 711 281 281 SCHNEIDER ELEC SE UNSPONSORED ADR P 2017-10-04 2018-06-06 922 901 21 21 SCHNEIDER ELEC SE UNSPONSORED ADR P 2018-01-04 2018-06-06 731 714 17 17 SCHWAB US TIPS ETF P 2017-07-31 2018-09-17 3297 3370 -73 -73 SECOM LTD ADR JAPAN ADR P 2018-06-07 2018-11-07 1101 1043 58 58 SHIRE PLC SPON ADR P 2014-10-16 2018-01-25 145 145 0 0 SHIRE PLC SPON ADR P 2014-11-04 2018-01-25 290 290 0 0 SHIRE PLC SPON ADR P 2015-04-28 2018-01-25 290 290 0 0 SHIRE PLC SPON ADR P 2015-08-19 2018-01-25 145 242 -97 -97 SHIRE PLC SPON ADR P 2015-08-24 2018-01-25 290 445 -155 -155 SHIRE PLC SPON ADR P 2016-01-12 2018-01-25 435 530 -95 -95 SHIRE PLC SPON ADR P 2016-07-01 2018-06-06 801 935 -134 -134 SHIRE PLC SPON ADR P 2017-04-26 2018-06-06 801 887 -86 -86 SHIRE PLC SPON ADR P 2017-05-31 2018-06-06 801 863 -62 -62 SHIRE PLC SPON ADR P 2018-01-04 2018-06-06 320 518 -198 -198 SHIRE PLC SPON ADR P 2018-01-04 2018-06-06 320 414 -94 -94 SHIRE PLC SPON ADR P 2018-01-04 2018-06-06 160 188 -28 -28 SIEMENS A G SPON ADR P 2016-05-13 2018-06-06 401 318 83 83 SIEMENS A G SPON ADR P 2016-05-17 2018-06-06 802 635 167 167 SIEMENS A G SPON ADR P 2016-05-27 2018-06-06 535 439 96 96 SIEMENS A G SPON ADR P 2016-06-02 2018-06-06 935 754 181 181 SIEMENS A G SPON ADR P 2016-06-28 2018-06-06 401 298 103 103 SIEMENS A G SPON ADR P 2016-07-07 2018-06-06 668 487 181 181 SIEMENS A G SPON ADR P 2016-08-04 2018-06-06 668 567 101 101 SIEMENS A G SPON ADR P 2018-01-04 2018-06-06 735 796 -61 -61 SMA RELATIONSHIP TRUST SERIES T P 2014-04-11 2018-09-17 3690 3866 -176 -176 STATE STREET CORP NTS 02.550% 081820 DTD081815 FC021816 B/E P 2015-08-17 2018-08-08 18828 19025 -197 -197 SUMITOMO MITSUI FINANCIAL SPON ADR P 2016-04-13 2018-08-14 1871 1555 316 316 SUMITOMO MITSUI FINANCIAL SPON ADR P 2018-01-04 2018-08-14 626 744 -118 -118 SUMITOMO MITSUI FINANCIAL SPON ADR P 2018-06-07 2018-08-14 122 135 -13 -13 SUMITOMO MITSUI TRUST HOLDINGS SPON ADR P 2016-04-25 2018-06-06 1672 1370 302 302 SUMITOMO MITSUI TRUST HOLDINGS SPON ADR P 2016-05-31 2018-06-06 811 674 137 137 SUMITOMO MITSUI TRUST HOLDINGS SPON ADR P 2016-09-02 2018-06-06 468 414 54 54 SUMITOMO MITSUI TRUST HOLDINGS SPON ADR P 2017-11-30 2018-06-06 1079 974 105 105 SUMITOMO MITSUI TRUST HOLDINGS SPON ADR P 2018-01-04 2018-06-06 564 560 4 4 SWISS RE LTD SPON ADR P 2017-08-17 2018-06-06 1896 1966 -70 -70 SWISS RE LTD SPON ADR P 2017-09-14 2018-06-06 375 385 -10 -10 SWISS RE LTD SPON ADR P 2017-10-04 2018-06-06 529 544 -15 -15 SWISS RE LTD SPON ADR P 2018-01-04 2018-06-06 529 567 -38 -38 TAIWAN SEMICONDUCTOR MFG CO LTD ADR P 2013-08-22 2018-08-07 410 161 249 249 TAIWAN SEMICONDUCTOR MFG CO LTD ADR P 2013-10-02 2018-08-07 2869 1216 1653 1653 TAIWAN SEMICONDUCTOR MFG CO LTD ADR P 2015-07-24 2018-08-07 4508 2427 2081 2081 TARGET CORP P 2013-01-11 2018-01-04 1579 1447 132 132 TARGET CORP P 2013-09-04 2018-01-04 2040 1976 64 64 TARGET CORP P 2013-09-04 2018-03-01 661 574 87 87 TARGET CORP P 2013-09-11 2018-03-01 1469 1292 177 177 TARGET CORP P 2013-10-02 2018-03-01 73 64 9 9 TECHNIPFMC PLC P 2016-08-18 2018-01-25 618 533 85 85 TECHNIPFMC PLC P 2016-08-18 2018-06-06 383 355 28 28 TECHNIPFMC PLC P 2016-09-01 2018-06-06 574 534 40 40 TECHNIPFMC PLC P 2017-05-24 2018-06-06 1021 1007 14 14 TECHNIPFMC PLC P 2018-01-04 2018-06-06 542 548 -6 -6 TELECOM ITALIA SPA NEW REPSTG 10 ORD SHS SPON ADR P 2015-01-21 2018-06-06 212 287 -75 -75 TELECOM ITALIA SPA NEW REPSTG 10 ORD SHS SPON ADR P 2015-05-13 2018-06-06 171 258 -87 -87 TELECOM ITALIA SPA NEW REPSTG 10 ORD SHS SPON ADR P 2015-05-14 2018-06-06 212 321 -109 -109 TELECOM ITALIA SPA NEW REPSTG 10 ORD SHS SPON ADR P 2015-05-15 2018-06-06 106 162 -56 -56 TELECOM ITALIA SPA NEW REPSTG 10 ORD SHS SPON ADR P 2015-05-18 2018-06-06 106 161 -55 -55 TELECOM ITALIA SPA NEW REPSTG 10 ORD SHS SPON ADR P 2016-02-01 2018-06-06 286 378 -92 -92 TELECOM ITALIA SPA NEW REPSTG 10 ORD SHS SPON ADR P 2016-08-01 2018-06-06 457 482 -25 -25 TELECOM ITALIA SPA NEW REPSTG 10 ORD SHS SPON ADR P 2018-01-04 2018-06-06 302 330 -28 -28 TEVA PHARMACEUTICAL NE 03.150% 100126 DTD072116 FC040117 CALL@MW+25BP P 2017-01-06 2018-04-27 7949 9432 -1483 -1483 TEVA PHARMACEUTICAL NE 03.150% 100126 DTD072116 FC040117 CALL@MW+25BP P 2017-08-25 2018-04-27 19871 23265 -3394 -3394 TEVA PHARMACEUTICALS IND LTD ISRAEL ADR P 2015-12-16 2018-01-08 479 479 0 0 TEVA PHARMACEUTICALS IND LTD ISRAEL ADR P 2015-12-23 2018-01-08 192 660 -468 -468 TEVA PHARMACEUTICALS IND LTD ISRAEL ADR P 2016-04-21 2018-01-08 249 751 -502 -502 TEVA PHARMACEUTICALS IND LTD ISRAEL ADR P 2016-05-04 2018-01-08 268 754 -486 -486 TEVA PHARMACEUTICALS IND LTD ISRAEL ADR P 2016-10-18 2018-01-08 230 509 -279 -279 TEVA PHARMACEUTICALS IND LTD ISRAEL ADR P 2017-01-11 2018-01-08 364 665 -301 -301 TEVA PHARMACEUTICALS IND LTD ISRAEL ADR P 2017-04-20 2018-01-08 153 246 -93 -93 TEVA PHARMACEUTICALS IND LTD ISRAEL ADR P 2017-05-22 2018-01-08 403 618 -215 -215 TEVA PHARMACEUTICALS IND LTD ISRAEL ADR P 2017-05-31 2018-01-08 38 56 -18 -18 TEVA PHARMACEUTICALS IND LTD ISRAEL ADR P 2017-05-31 2018-06-06 328 417 -89 -89 TEVA PHARMACEUTICALS IND LTD ISRAEL ADR P 2018-01-04 2018-06-06 546 1629 -1083 -1083 TORCHMARK CORP **NAME CHANGE 08/2019** P 2012-05-08 2018-01-04 2723 951 1772 1772 TORCHMARK CORP **NAME CHANGE 08/2019** P 2012-05-09 2018-01-04 454 160 294 294 TOTAL CPTL CANADA LTD 01.450% 011518 DTD011713 FC071513 CALL@MW+12.5BP P 2013-02-06 2018-01-15 12000 12000 0 0 TOTAL S.A. FRANCE SPON ADR P 2014-11-26 2018-06-07 1185 1139 46 46 TOTAL S.A. FRANCE SPON ADR P 2014-11-28 2018-06-07 935 833 102 102 TOTAL S.A. FRANCE SPON ADR P 2014-12-02 2018-06-07 1434 1322 112 112 TOYOTA MOTOR CORP NEW JAPAN SPON ADR P 2017-03-22 2018-06-06 1495 1217 278 278 TOYOTA MOTOR CORP NEW JAPAN SPON ADR P 2018-01-04 2018-06-06 272 264 8 8 TRANSCANADA CORP (HOLDING CO) *NAME CHANGE: 05/2019* CAD P 2016-04-26 2018-06-06 1323 1310 13 13 TRANSCANADA CORP (HOLDING CO) *NAME CHANGE: 05/2019* CAD P 2016-05-24 2018-06-06 620 614 6 6 TRANSCANADA CORP (HOLDING CO) *NAME CHANGE: 05/2019* CAD P 2016-11-02 2018-06-06 579 607 -28 -28 TRANSCANADA CORP (HOLDING CO) *NAME CHANGE: 05/2019* CAD P 2017-05-23 2018-06-06 785 894 -109 -109 TRANSCANADA CORP (HOLDING CO) *NAME CHANGE: 05/2019* CAD P 2018-01-04 2018-06-06 661 791 -130 -130 TRAVELERS COS INC/THE P 2012-05-08 2018-01-04 1986 969 1017 1017 UBS GROUP AG CHF P 2018-01-25 2018-06-06 789 1054 -265 -265 UNITED PARCEL SERVICE INC CL B P 2017-03-08 2018-01-04 1917 1586 331 331 UNITED STATES TREAS BILL DUE 05/10/18 P 2018-04-27 2018-05-10 120000 119956 44 44 UNITED STATES TREAS BILL DUE 05/17/18 P 2018-04-27 2018-05-17 100000 99928 72 72 UNITED STATES TREAS BILL DUE 05/17/18 P 2018-04-27 2018-05-17 360000 359745 255 255 UNITED STATES TREAS BILL DUE 09/27/18 P 2018-09-05 2018-09-27 50000 49945 55 55 UNITED STATES TREAS BILL DUE 09/27/18 P 2018-09-05 2018-09-27 475000 474489 511 511 UNITED STATES TREAS BOND 00.750 % DUE 02/15/42 FACTOR 1.134960000000 P 2012-07-24 2018-01-23 17362 19478 -2116 -2116 UNITED STATES TREAS BOND 03.750 % DUE 11/15/43 DTD 11/15/13 FC 05/15/14 P 2017-09-01 2018-09-17 1108 1189 -81 -81 UNITED STATES TREAS BOND 04.500 % DUE 02/15/36 DTD 02/15/06 FC 08/15/06 P 2017-09-01 2018-10-31 1169 1294 -125 -125 UNITEDHEALTH GROUP INC P 2011-10-04 2018-05-01 709 127 582 582 UNITEDHEALTH GROUP INC P 2012-10-26 2018-05-01 236 56 180 180 UNITEDHEALTH GROUP INC P 2012-11-27 2018-05-01 236 53 183 183 UNITEDHEALTH GROUP INC P 2013-01-11 2018-05-01 1653 367 1286 1286 UNITEDHEALTH GROUP INC P 2013-01-11 2018-10-09 3786 734 3052 3052 UNITEDHEALTH GROUP INC P 2013-01-11 2018-11-12 2460 472 1988 1988 UNITEDHEALTH GROUP INC P 2013-08-08 2018-11-12 1093 293 800 800 US TSY NOTE 01.375 % DUE 03/31/20 DTD 03/31/15 FC 09/30/15 P 2015-04-17 2018-08-29 17651 18019 -368 -368 US TSY NOTE 01.375 % DUE 03/31/20 DTD 03/31/15 FC 09/30/15 P 2018-01-18 2018-08-29 14709 14773 -64 -64 US TSY NOTE 01.500 % DUE 02/28/19 DTD 02/28/14 FC 08/31/14 P 2017-07-31 2018-01-31 3980 4008 -28 -28 US TSY NOTE 01.500 % DUE 02/28/19 DTD 02/28/14 FC 08/31/14 P 2017-07-31 2018-02-28 6960 7013 -53 -53 US TSY NOTE 01.500 % DUE 02/28/19 DTD 02/28/14 FC 08/31/14 P 2017-07-31 2018-03-29 1989 2003 -14 -14 US TSY NOTE 01.500 % DUE 02/28/19 DTD 02/28/14 FC 08/31/14 P 2017-07-31 2018-04-30 7952 8012 -60 -60 US TSY NOTE 01.500 % DUE 02/28/19 DTD 02/28/14 FC 08/31/14 P 2017-07-31 2018-05-31 995 1001 -6 -6 US TSY NOTE 01.500 % DUE 02/28/19 DTD 02/28/14 FC 08/31/14 P 2017-07-31 2018-06-29 1990 2002 -12 -12 US TSY NOTE 01.500 % DUE 02/28/19 DTD 02/28/14 FC 08/31/14 P 2017-07-31 2018-07-31 2987 3003 -16 -16 US TSY NOTE 01.500 % DUE 02/28/19 DTD 02/28/14 FC 08/31/14 P 2017-07-31 2018-08-31 1993 2002 -9 -9 US TSY NOTE 01.500 % DUE 02/28/19 DTD 02/28/14 FC 08/31/14 P 2017-07-31 2018-10-31 1994 2001 -7 -7 US TSY NOTE 01.500 % DUE 02/28/19 DTD 02/28/14 FC 08/31/14 P 2017-07-31 2018-12-31 1997 2001 -4 -4 US TSY NOTE 01.500 % DUE 04/15/20 DTD 04/15/17 FC 10/15/17 P 2017-07-31 2018-09-17 2943 3002 -59 -59 US TSY NOTE 01.500 % DUE 06/15/20 DTD 06/15/17 FC 12/15/17 P 2017-07-31 2018-09-17 979 1000 -21 -21 US TSY NOTE 01.625 % DUE 05/15/26 DTD 05/15/16 FC 11/15/16 P 2016-07-21 2018-03-15 17364 19073 -1709 -1709 US TSY NOTE 01.750 % DUE 10/31/18 DTD 10/31/11 FC 04/30/12 P 2013-10-03 2018-04-27 9986 10018 -32 -32 US TSY NOTE 01.875 % DUE 07/31/22 DTD 07/31/17 FC 01/31/18 P 2017-08-31 2018-04-27 35699 37231 -1532 -1532 US TSY NOTE 02.000 % DUE 11/15/21 DTD 11/15/11 FC 05/15/12 P 2013-05-07 2018-01-19 6927 7120 -193 -193 US TSY NOTE 02.000 % DUE 11/15/21 DTD 11/15/11 FC 05/15/12 P 2013-07-09 2018-01-19 2969 2916 53 53 US TSY NOTE 02.000 % DUE 11/15/21 DTD 11/15/11 FC 05/15/12 P 2013-08-20 2018-01-19 990 960 30 30 US TSY NOTE 02.000 % DUE 11/15/21 DTD 11/15/11 FC 05/15/12 P 2013-09-10 2018-01-19 990 951 39 39 US TSY NOTE 02.000 % DUE 11/15/21 DTD 11/15/11 FC 05/15/12 P 2013-09-17 2018-01-19 990 958 32 32 US TSY NOTE 02.000 % DUE 11/15/21 DTD 11/15/11 FC 05/15/12 P 2013-12-17 2018-01-19 2969 2901 68 68 US TSY NOTE 02.000 % DUE 11/15/21 DTD 11/15/11 FC 05/15/12 P 2014-06-17 2018-01-19 990 978 12 12 US TSY NOTE 02.000 % DUE 11/15/21 DTD 11/15/11 FC 05/15/12 P 2014-09-09 2018-01-19 990 986 4 4 US TSY NOTE 02.000 % DUE 11/15/21 DTD 11/15/11 FC 05/15/12 P 2016-10-14 2018-01-19 1979 2050 -71 -71 US TSY NOTE 02.000 % DUE 11/15/21 DTD 11/15/11 FC 05/15/12 P 2016-10-14 2018-07-23 2929 3066 -137 -137 US TSY NOTE 02.000 % DUE 11/15/21 DTD 11/15/11 FC 05/15/12 P 2016-10-18 2018-07-23 4882 5113 -231 -231 US TSY NOTE 02.000 % DUE 11/15/21 DTD 11/15/11 FC 05/15/12 P 2016-10-25 2018-07-23 11717 12262 -545 -545 US TSY NOTE 02.000 % DUE 11/15/21 DTD 11/15/11 FC 05/15/12 P 2017-09-05 2018-07-23 3906 4056 -150 -150 US TSY NOTE 02.125 % DUE 05/15/25 DTD 05/15/15 FC 11/15/15 P 2017-08-02 2018-09-17 950 999 -49 -49 US TSY NOTE 02.250 % DUE 02/15/27 DTD 02/15/17 FC 08/15/17 P 2017-06-26 2018-05-16 937 1010 -73 -73 US TSY NOTE 02.250 % DUE 02/15/27 DTD 02/15/17 FC 08/15/17 P 2017-06-26 2018-08-29 17154 18172 -1018 -1018 US TSY NOTE 02.250 % DUE 02/29/20 DTD 02/28/18 FC 08/31/18 P 2018-03-15 2018-08-23 995 999 -4 -4 US TSY NOTE 02.250 % DUE 02/29/20 DTD 02/28/18 FC 08/31/18 P 2018-03-15 2018-12-18 15916 15988 -72 -72 US TSY NOTE 02.750 % DUE 02/15/24 DTD 02/15/14 FC 08/15/14 P 2017-07-31 2018-09-17 1983 2071 -88 -88 US TSY NOTE 02.750 % DUE 11/15/23 DTD 11/15/13 FC 05/15/14 P 2014-03-10 2018-09-17 993 1000 -7 -7 US TSY NOTE 02.750 % DUE 11/15/23 DTD 11/15/13 FC 05/15/14 P 2014-03-10 2018-11-30 4976 4999 -23 -23 US TSY NOTE 03.625 % DUE 02/15/20 DTD 02/15/10 FC 08/15/10 P 2013-09-25 2018-05-16 1018 1031 -13 -13 US TSY NOTE 03.625 % DUE 02/15/20 DTD 02/15/10 FC 08/15/10 P 2013-09-25 2018-05-18 11205 11340 -135 -135 US TSY NOTE 03.625 % DUE 02/15/20 DTD 02/15/10 FC 08/15/10 P 2013-09-25 2018-08-29 9129 9234 -105 -105 VANECK VCTOR JPM EM LOCAL CCY BD ETF *REVERSE SPLIT: 10/2018* P 2018-01-08 2018-03-09 62879 62236 643 643 VANECK VCTOR JPM EM LOCAL CCY BD ETF *REVERSE SPLIT: 10/2018* P 2018-01-08 2018-06-04 36512 39514 -3002 -3002 VODAFONE GROUP PLC SPON ADR P 2014-03-17 2018-01-25 1003 1003 0 0 VODAFONE GROUP PLC SPON ADR P 2014-03-17 2018-06-06 154 218 -64 -64 VODAFONE GROUP PLC SPON ADR P 2014-03-17 2018-06-06 5 8 -3 -3 VODAFONE GROUP PLC SPON ADR P 2014-04-09 2018-06-06 239 331 -92 -92 VODAFONE GROUP PLC SPON ADR P 2014-06-26 2018-06-06 796 991 -195 -195 VODAFONE GROUP PLC SPON ADR P 2014-11-19 2018-06-06 531 713 -182 -182 VODAFONE GROUP PLC SPON ADR P 2014-11-20 2018-06-06 398 534 -136 -136 VODAFONE GROUP PLC SPON ADR P 2015-05-12 2018-06-06 478 658 -180 -180 VODAFONE GROUP PLC SPON ADR P 2016-06-28 2018-06-06 159 177 -18 -18 VODAFONE GROUP PLC SPON ADR P 2017-05-31 2018-06-06 1406 1605 -199 -199 VODAFONE GROUP PLC SPON ADR P 2017-11-30 2018-06-06 796 923 -127 -127 VODAFONE GROUP PLC SPON ADR P 2018-01-04 2018-06-06 823 1160 -337 -337 VODAFONE GROUP PLC SPON ADR P 2018-01-04 2018-06-06 212 258 -46 -46 VOYA GLOBAL REAL ESTATE FUND CLASS C P 2013-11-19 2018-12-17 24318 35005 -10687 -10687 VOYA GLOBAL REAL ESTATE FUND CLASS C P 2013-12-31 2018-12-17 119 169 -50 -50 VOYA GLOBAL REAL ESTATE FUND CLASS C P 2014-04-01 2018-12-17 62 90 -28 -28 VOYA GLOBAL REAL ESTATE FUND CLASS C P 2014-07-01 2018-12-17 165 259 -94 -94 VOYA GLOBAL REAL ESTATE FUND CLASS C P 2014-10-01 2018-12-17 81 119 -38 -38 VOYA GLOBAL REAL ESTATE FUND CLASS C P 2014-12-31 2018-12-17 207 324 -117 -117 VOYA GLOBAL REAL ESTATE FUND CLASS C P 2015-04-01 2018-12-17 55 90 -35 -35 VOYA GLOBAL REAL ESTATE FUND CLASS C P 2015-07-01 2018-12-17 124 187 -63 -63 VOYA GLOBAL REAL ESTATE FUND CLASS C P 2015-10-01 2018-12-17 53 77 -24 -24 VOYA GLOBAL REAL ESTATE FUND CLASS C P 2015-12-31 2018-12-17 131 198 -67 -67 VOYA GLOBAL REAL ESTATE FUND CLASS C P 2016-04-01 2018-12-17 212 327 -115 -115 VOYA GLOBAL REAL ESTATE FUND CLASS C P 2016-07-01 2018-12-17 142 224 -82 -82 VOYA GLOBAL REAL ESTATE FUND CLASS C P 2016-10-03 2018-12-17 110 172 -62 -62 VOYA GLOBAL REAL ESTATE FUND CLASS C P 2016-12-16 2018-12-17 81 116 -35 -35 VOYA GLOBAL REAL ESTATE FUND CLASS C P 2016-12-30 2018-12-17 442 636 -194 -194 VOYA GLOBAL REAL ESTATE FUND CLASS C P 2017-04-03 2018-12-17 107 155 -48 -48 VOYA GLOBAL REAL ESTATE FUND CLASS C P 2017-07-03 2018-12-17 189 279 -90 -90 VOYA GLOBAL REAL ESTATE FUND CLASS C P 2017-10-02 2018-12-17 143 210 -67 -67 VOYA GLOBAL REAL ESTATE FUND CLASS C P 2017-12-15 2018-12-17 4612 6049 -1437 -1437 VOYA GLOBAL REAL ESTATE FUND CLASS C P 2017-12-29 2018-12-17 588 761 -173 -173 VOYA GLOBAL REAL ESTATE FUND CLASS C P 2018-04-02 2018-12-17 606 723 -117 -117 VOYA GLOBAL REAL ESTATE FUND CLASS C P 2018-07-02 2018-12-17 244 299 -55 -55 VOYA GLOBAL REAL ESTATE FUND CLASS C P 2018-10-01 2018-12-17 131 158 -27 -27 VOYA GLOBAL REAL ESTATE FUND CLASS C P 2018-12-14 2018-12-17 5256 5388 -132 -132 WALMART INC P 2013-09-11 2018-08-20 485 370 115 115 WALMART INC P 2013-12-24 2018-08-20 1939 1563 376 376 WALMART INC P 2014-05-19 2018-08-20 5332 4222 1110 1110 WALMART INC P 2015-08-20 2018-08-20 6302 4453 1849 1849 WELLS FARGO & CO NTS B/E 03.000% 021925 DTD021915 FC081915 P 2015-05-26 2018-08-23 956 978 -22 -22 WYNN RESORTS LTD P 2015-09-03 2018-01-29 6414 2886 3528 3528 WYNN RESORTS LTD P 2015-09-03 2018-12-17 8187 5771 2416 2416 XTRACKERS USD HIGH YIELD CORPORATE BOND ETF P 2018-03-14 2018-09-17 2638 2628 10 10 ZURICH INS GROUP LTD SPON ADR P 2016-01-11 2018-01-26 1212 895 317 317 ZURICH INS GROUP LTD SPON ADR P 2016-01-11 2018-06-06 119 99 20 20 ZURICH INS GROUP LTD SPON ADR P 2016-01-12 2018-06-06 804 688 116 116 ZURICH INS GROUP LTD SPON ADR P 2016-04-12 2018-06-06 745 531 214 214 ZURICH INS GROUP LTD SPON ADR P 2016-06-14 2018-06-06 1490 1139 351 351 ZURICH INS GROUP LTD SPON ADR P 2016-06-28 2018-06-06 536 420 116 116 ZURICH INS GROUP LTD SPON ADR P 2018-01-04 2018-06-06 745 766 -21 -21 TOTAL REALIZED GAIN/(LOSS): P 0 0 -53956 0 942681 11696415 0.080596 535006 11137900 0.048035 825307 13560817 0.060860 597572 11929967 0.050090 412746 11428942 0.036114 0.275695 0.055139 11132437 613831 2094 615925 856229 X 2094 0 2094 0 2094 2494 0 0 2494 X 0 400 400 0 0 0 0 0 0 0 0 0 0 0 1 1 NY 1 0 0 0 0 1 N/A THE ORGANIZATION 2128374602 C/O GFI 140 BROADWAY 41ST FLR NEW YORK NY 10005 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ALLEN I GROSS 1345 EAST 27TH ST BROOKLYN NY 11210 PRESIDENT 5.00 0 0 0 EDITH GROSS 1345 EAST 27TH ST BROOKLYN NY 11210 TRUSTEE 5.00 0 0 0 BRIAN GROSS 2822 AVE L BROOKLYN NY 11210 TRUSTEE 5.00 0 0 0 JONATHAN GROSS 1224 EAST 24TH ST BROOKLYN NY 11210 TRUSTEE 5.00 0 0 0 CAROLYN WEISER 1368 EAST 26TH STREET BROOKLYN NY 11210 TRUSTEE 5.00 0 0 0 ZAHAVA HURWITZ 1360 EAST 28TH STREET BROOKLYN NY 11210 TRUSTEE 5.00 0 0 0 NONE 0 NONE 0 0 10646647 655319 0 11301966 0 0 11301966 169529 11132437 556622 556622 2094 2094 554528 0 554528 0 554528 856229 0 856229 2094 854135 554528 61947 0 0 856229 61947 0 0 554528 239754 0 0 239754 0 0 0 0 0 0 0 239754 239754 X AGUDATH ISRAEL BAID BINYOMIN 2913 EAST 15 AVENUE L BROOKLYN NY 11210 CHARITY 40000 AGUDATH ISRAEL OF AMERICA 42 BROADWAY NEW YORK NY 10004 CHARITY 10054 AGUDIST BENEVOLENT SOCIETY 1769 46TH STREET BROOKLYN NY 11201 CHARITY 105 JEWISH COMMUNITY FOUNDATION 4950 MURPHY CANYON RD SAN DIEGO CA 92123 CHARITY 36000 AMERICAN FRIENDS OF KESHER 919 E 24TH ST BROOKLYN NY 11210 CHARITY 360 BAIS CHANA 383 KINSGSTON AVE SUITE 248 BROOKLYN NY 11218 CHARITY 36 BAIS YAAKOV D'RAV MEIR 85 PARKVILLE AVENUE BROOKLYN NY 11230 CHARITY 33350 BAYSWATER NEIGHBORS FUND 2514 HEALEY AVENUE FAR ROCKAWAY NY 11691 CHARITY 360 BENSALEM OUTREACH CENTER 2446 BROSTOL RD BENSALEM PA 19020 CHARITY 180 BETH HATALMUD 2127 82ND ST BROOKLYN NY 11214 CHARITY 100 BETH OLATH 525 COLDSTREAM AVE TORONTO ONTARIO CA M6B 2K7 CHARITY 180 BIKUR CHOLIM 5612 11TH AVENUE BROOKLYN NY 11219 CHARITY 2540 BNEI MOSHE 6800 DRAKE RD WEST BLOOMFIELD MI 48322 CHARITY 200 BNEI TORAH BROOKLYN BROOKLYN NY 11218 CHARITY 36 BONEI OLAM 1755 46TH STREET BROOKLYN NY 11204 CHARITY 360 CHABAD OF THE WEST SIXTIES 2 WEST 64TH ST NEW YORK NY 10023 CHARITY 12500 CHAI LIFE LINE 151 WEST 30TH STREET NEW YORK NY 10001 CHARITY 500 CHAI4EVER 1221 MADISN AVE LAKEWOOD NJ 08701 CHARITY 305 CHAIM MEIR CAMP FUND 132 NASSAU ST NEW YORK NY 10038 CHARITY 180 CHASDEI LEV POB 297257 BROOKLYN NY 11229 CHARITY 55000 CHESED 247 286 N MAIN STREET SUITE 210 SPRING VALLEY NY 10977 CHARITY 360 CHIZUK HATORAH 1044 E 13TH ST BROOKLYN NY 11230 CHARITY 36 CHOFETZ CHAIM HERITAGE FUND 361 SPOOK ROCK RD SUFFERN NY 10901 CHARITY 360 CONGREGATION AHAVAS YITZCHOK 1044 E 13TH ST BROOKLYN NY 11230 CHARITY 360 CONGREGATION WEST PARK 458 RIVERSIDE DRIVE FALLSBURG NY 12733 CHARITY 2000 CONGREGATION YECHEZKEL SHRAGA 5005 COLLINS AVENUE MIAMI BEACH FL 33140 CHARITY 610 DERECH HATORA - KIRYAT 2810 NOSTRAND AVENUE BROOKLYN NY 11229 CHARITY 130 EDUCATIONAL INSTITUTE OHOLEI TORAH 667 EASTERN PKWY BROOKLYN NY 11213 CHARITY 1360 HASC 5902 14TH AVENUE BROOKLYN NY 11219 CHARITY 90100 JEP CAMP SCHOLORSHIP FUND 110 ROCKAWAY TURNPIKE LAWRENCE NY 11559 CHARITY 100 KIMPITORIN AID 1324 50TH STREET BROOKLYN NY 11219 CHARITY 50 KOLLEL BAIS HATORAH BROOKLYN BROOKLYN NY 11218 CHARITY 50 KOLLEL SHOMRE HACHOMOS 18 HEYWARD STREET BROOKLYN NY 11249 CHARITY 186 KUPAS EZRA KEREN EZRIEL YECHIEL BROOKLYN BROOKLYN NY 11218 CHARITY 50 LEV LACHIM 1034 EAST 12TH STREET BROOKLYN NY 11230 CHARITY 120 MAREH YECHEZKEL 1016 EAST 15TH BROOKLYN NY 11230 CHARITY 1650 MASORES BAIS YAAKOV 1451 52ND ST A1 BROOKLYN NY 11219 CHARITY 10060 MATAN BSETAR BAMBI 1667 54TH STREET BROOKLYN NY 11204 CHARITY 180 MATNAS MICHOEL BROOKLYN BROOKLYN NY 11218 CHARITY 360 MESIVTA TIFERES JERUSALEM 145 E BROADWAY NEW YORK NY 10002 CHARITY 360 MESIVTAH SHAREI PROZDOR 111 IRVING PLACE WOODMERE NY 11598 CHARITY 18950 MESORES BAIS YAAKOV 1395 OCEAN AVE BROOKLYN NY 11230 CHARITY 10000 OHEL 4510 16TH AVENUE BROOKLYN NY 11204 CHARITY 5180 OHR NAAVA 2201 EAST 23RD STREET BROOKLYN NY 11229 CHARITY 1000 OPERATION OPEN CURTAIN 835 BARBERRY LN WOODSBURGH NY 11598 CHARITY 360 ORTHODOX UNION 11 BROADWAY SUITE 1301 NEW YORK NY 10004 CHARITY 180 PROJECT INSPIRE 1407 BROADWAY SUITE 1703A NEW YORK NY 10018 CHARITY 228000 PROJECT RANANA 1179 EAST 13TH STREET BROOKLYN NY 11230 CHARITY 2500 PROJECT WITNESS 201 FOSTER AVENUE BROOKLYN NY 11230 CHARITY 5000 PROSPECT PARK YESHIVA 1784 EAST 17TH STREET BROOKLYN NY 11229 CHARITY 1800 PTACH 1689 EAST 5TH ST BROOKLYN NY 11230 CHARITY 750 SAMCHENU 812 HYDE COURT SILVER SPRING MD 20902 CHARITY 180 SATMAR BIKUR CHOLOM 545 BEDFORD AVENUE BROOKLYN NY 11211 CHARITY 180 SHALOM TORAH CENTER 417 13TH ST LAKEWOOD NJ 08701 CHARITY 10000 SHOR YOSHUV 1 CEDARLAWN AVENUE LAWRENCE NY 11559 CHARITY 1500 SINAI ACADEMY 2025 79TH STREET BROOKLYN NY 11214 CHARITY 4700 THE HEBRON FUND 1760 OCEAN AVE BROOKLYN NY 11230 CHARITY 100 THE JCSE 1760 53RD ST BROOKLYN NY 11204 CHARITY 1000 THE JERUSALEM FUND 2425 VIRGINIA AVE NW WAHINGTON DC DC 20037 CHARITY 150000 TORAH UMSORAH 620 FOSTER AVENUE BROOKLYN NY 11230 CHARITY 96 UNIVERSITY JEWISH EXPERIENCE 3402 PINKNEY RD BALTIMORE MD 21215 CHARITY 150 YAD BATYAH L'KALLAH 1256 EAST 26TH STREET BROOKLYN NY 11210 CHARITY 750 YAD ELIEZER 1102 EAST 26TH STREET BROOKLYN NY 11210 CHARITY 300 YAD MOISHE 4706 12TH AVE BROOKLYN NY 11218 CHARITY 360 YESHIVA CHASAN SOFER 1705 49TH STREET BROOKLYN NY 11204 CHARITY 100 YESHIVA CHOFETZ CHAIM 1271 EAST 35TH ST BROOKLYN NY 11218 CHARITY 3000 YESHIVA DARCHEI TORAH 257 BEACH 17TH ST FAR ROCKAWAY NY 11691 CHARITY 600 YESHIVA MERCAZ HATORAH 505 BEACH 129TH STREET ROCKAWAY PARKWAY NY 11694 CHARITY 100 YESHIVA OF BROOKLYN 1470 OCEAN PARKWAY BROOKLYN NY 11230 CHARITY 500 YESHIVA OF STATEN ISLAND 1870 DRUMGOOLE ROAD EAST STATEN ISLAND NY 10309 CHARITY 180 YESHIVA OHR REUVEN 259 GRANDVIEW AVENUE SUFFERN NY 10901 CHARITY 500 YESHIVA TIFERES YISROEL 1271 EAST 35TH STREET BROOKLYN NY 11210 CHARITY 53950 YESHIVA TORAH VODAATH 425 EAST 9TH STREET BROOKLYN NY 11218 CHARITY 10890 YESHIVA ZICHRON MEILECH 510 DAHILL RD BROOKLYN NY 11218 CHARITY 100 AHIEZER 334 CENTRAL AVENUE LAWRENCE NY 11559 CHARITY 360 AMERICAN FRIENDS OF KINDNESS AND CHARITY 405 AVENUE F BROOKLYN NY 11218 CHARITY 36 AMERICANS FRIENDS OF YESHIVA 1412 E 7TH ST BROOKLYN NY 11230 CHARITY 500 AMERICAN HEART ASSOCIATES 10 E 40TH ST 11TH FLOOR NEW YORK NY 10016 CHARITY 25 BAIS MEDRASH MAYAN HATORAH 101 MILTON STREET LAKEWOOD NJ 08701 CHARITY 250 BEER HAGOLAH 671 LOUISIANA AVENUE BROOKLYN NY 11239 CHARITY 1500 BETH MEDRASH NETZACH YISRAEL 827 CORNAGA AVE FAR ROCKAWAY NY 11691 CHARITY 180 BOBBIES PLACE 1404 LOCUST AVENUE BROOKLYN NY 11230 CHARITY 100 CHILD LIFE SOCIETY 1347 43RD STREET BROOKLYN NY 11218 CHARITY 100 CHAMAH 420 LEXINGTON AVE 300 NEW YORK NY 10170 CHARITY 500 CHAYE OLAM 5 BEEKMAN ST NEW YORK NY 10038 CHARITY 180 CONG ISRAEL OF KINGS BAY 3903 NOSTRAND AVE 1 BROOKLYN NY 11235 CHARITY 5000 CONG KHAL SASREGEN 1279 E 24TH ST BROOKLYN NY 11210 CHARITY 180 ECHO WOMEN 295 WEST RTE 59 MONSEY NY 10952 CHARITY 180 JEWISH CENTER FOR SPECIAL ED 1760 53RD STREET BROOKLYN NY 11204 CHARITY 50 KEREN ANIYIM 5014 16TH AVE STE 121A BROOKLYN NY 11204 CHARITY 360 KAHL ADATH JESHRUN 85 BENNETT AVENUE DR RAPHAEL MOLLER HALL-90 BENNETT AVE NEW YORK NY 10033 CHARITY 200 KIDS OF COURAGE 445 CENTRAL AVE SUITE 216 CEDARHURST NY 11516 CHARITY 500 KOLEL SHOMREI HACHNOS 18 HEYWARD STREET BROOKLYN NY 11249 CHARITY 180 MEOR YITZCHOK 85 DYKSTRAS WAY E MONSEY NY 10952 CHARITY 180 MAZEL DAY SCHOOL 2901 BRIGHTON 6TH STREET BROOKLYN NY 11235 CHARITY 250 MIKVAH USA 1451 52ND ST A1 BROOKLYN NY 11219 CHARITY 20000 MISASKIM 5805 16TH AVE BROOKLYN NY 11204 CHARITY 180 MOSDOS VERETZKY 1102 AVENUE L BROOKLYN NY 11230 CHARITY 2300 NCSY 11 BROADWAY NEW YORK NY 10004 CHARITY 180 NSHEI AHAVAS CHESED 1549 46TH ST BROOKLYN NY 11219 CHARITY 50 OHR NISSAN 400 MOUNT WILSON LANE BALTIMORE MD 21208 CHARITY 100 PEYLIM LEV LACHIM 1034 E 12TH ST BROOKLYN NY 11230 CHARITY 180 PARTNERS IN TORAH 228 AYCRIGG AVENUE PASSAIC NJ 07055 CHARITY 100 PEARL BLAU LERNING CENTER 325 10TH ST LAKEWOOD NJ 08701 CHARITY 180 RABBINICAL SEMINARY OF AMERICA 76-01 147TH ST FLUSHING NY 11367 CHARITY 86 RAJE 2915 OCEAN PARKWAY BROOKLYN NY 11235 CHARITY 1000 SHALSHELES BAIS YAAKOV 1681 42ND ST BROOKLYN NY 11204 CHARITY 50 SHUVU 5218 16TH AVE BROOKLYN NY 11204 CHARITY 1200 TALMUD TORAH TZFAS 1321 44TH STREET BROOKLYN NY 11219 CHARITY 18 TORAH UMISORAH 620 FOSTER AVENUE BROOKLYN NY 11230 CHARITY 360 UNITED TALMUDICAL ACADEMY 245 KEAP ST BROOKLYN NY 11211 CHARITY 50 YAD YOSEF 1036 OCEAN PKWY BROOKLYN NY 11230 CHARITY 1000 YESHIVA DERECH CHAIM 1573 39TH ST BROOKLYN NY 11218 CHARITY 1800 YESHIVAH BE'ER YITZCHOK 1391 NORTH AVE ELIZABETH NJ 07208 CHARITY 100 AIBB CHESED FUND 2913 AVENUE L BROOKLYN NY 11210 CHARITY 2200 LEV MODIIN LEV HA-IR ST 2 MODIINMACCABIMREUT IS CHARITY 500 856229 0 14 128913 14 188653 2837 -53956 0 317566 -51119 266447 8 INVESTMENT INCOME IN ORDER TO BE ABLE TO ACCOMPLISH THE CHARITABLE 8 GOALS OF THE ORGANIZATION. 0 0 0 0 0 0 0 0 0 0 PROFFESIONAL FEES 13832 11065 0 0 INVESTMENT IN NOTE 23021 0 BROKERAGE ACCOUNTS 9535174 0 INVESTMENTS 113333 82227 INVESTMENT 1811044 1891044 UNREALIZED GAIN ON SECURITIES 786839 OFFICE EXPENSE 1000 0 0 0 SQUARE MILE K-1 35906 35906 0 0 CAVENDISH K1 2837 2837 K1 BOOK TO TAX 1936 INVESTMENT SERVICE CHARGES 64055 64055 0 0 STATE TAXES 5500 0 0 0 FEDERAL TAXES 435 0 0 0