ASSOCIATION OF UNIVERSITY TECHNOLOGY MANAGERS: Form 990, tax year 2018

View the entire original 990 at ProPublica ↗

Organization: ASSOCIATION OF UNIVERSITY TECHNOLOGY MANAGERS (EIN 36-3011951)
Tax period: 2018-01-01 to 2018-12-31
Filed: 2019-11-14
IRS object ID: 201933189349308188
Schema version: 2018v3.1
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule B
Schedule C
Schedule D
Schedule F
Schedule I
Schedule J
Schedule O

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2019-11-14T13:45:29-06:00	ReturnTs
Tax Period End	2018-12-31	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	363963131	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	MANN WEITZ & ASSOCIATES LLC	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	111 DEER LAKE ROAD SUITE 125	AddressLine1Txt
City	DEERFIELD	CityNm
State Abbreviation	IL	StateAbbreviationCd
ZIP	60015	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990	ReturnTypeCd
Tax Period Begin	2018-01-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	363011951	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	ASSOCIATION OF UNIVERSITY TECHNOLOGY	BusinessNameLine1Txt
Business Name Line2	MANAGERS INC	BusinessNameLine2Txt

Field	Value	IRS element (for citing)
Business Name Control	ASSO	BusinessNameControlTxt
Phone	8476862307	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	ONE PARKVIEW PLAZA NO 800	AddressLine1Txt
City	OAKBROOK TERRACE	CityNm
State Abbreviation	IL	StateAbbreviationCd
ZIP	60181	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	JOE HENSON	PersonNm
Person Title	VP, ACCOUNTING SERVICES	PersonTitleTxt
Phone	8476862307	PhoneNum
Signature	2019-11-14	SignatureDt
Discuss With Paid Preparer	Yes (1)	DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	MARCY STEINDLER	PreparerPersonNm
PTIN	P00573131	PTIN
Phone	8472673400	PhoneNum

Filing Security Information FilingSecurityInformation

IP Address IPAddress

Field	Value	IRS element (for citing)
I Pv4 Address	50.225.221.110	IPv4AddressTxt

Field	Value	IRS element (for citing)
IP	2019-11-14	IPDt
IP Tm	13:45:03	IPTm
IP Timezone	CS	IPTimezoneCd
Filing License Type	P	FilingLicenseTypeCd
At Submission Creation Device Id	3ACE44DA01BAC7D596916A1D400CF57B0480D543	AtSubmissionCreationDeviceId
At Submission Filing Device Id	CAFB5C9C123FBA50312E98C662C50AD8AE74D4A6	AtSubmissionFilingDeviceId

Field	Value	IRS element (for citing)
Tax	2018	TaxYr
Build TS	2020-03-31 21:24:44Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Principal Officer	STEPHEN SUSALKA	PrincipalOfficerNm

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	ONE PARKVIEW PLAZA NO 800	AddressLine1Txt
City	OAKBROOK TERRACE	CityNm
State Abbreviation	IL	StateAbbreviationCd
ZIP	60181	ZIPCd

Field	Value	IRS element (for citing)
Gross Receipts	$4,716,391	GrossReceiptsAmt
Group Return For Affiliates	0	GroupReturnForAffiliatesInd
Organization501c	Yes (X)	Organization501cInd
Website Address	WWW.AUTM.NET	WebsiteAddressTxt
Type Of Organization Corp	Yes (X)	TypeOfOrganizationCorpInd
Formation	1989	FormationYr
Legal Domicile State	CT	LegalDomicileStateCd
Activity Or Mission	THE CORE PURPOSE OF AUTM IS TO SUPPORT AND ADVANCE ACADEMIC TECHNOLOGY TRANSFER GLOBALLY.	ActivityOrMissionDesc
Voting Members Governing Body	13	VotingMembersGoverningBodyCnt
Voting Members Independent	13	VotingMembersIndependentCnt
Total Employee	2	TotalEmployeeCnt
Total Volunteers	285	TotalVolunteersCnt
Total Gross UBI	$47,731	TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm	$37,523	NetUnrelatedBusTxblIncmAmt
PY Contributions Grants	$590,598	PYContributionsGrantsAmt
CY Contributions Grants	$512,925	CYContributionsGrantsAmt
PY Program Service Revenue	$3,358,040	PYProgramServiceRevenueAmt
CY Program Service Revenue	$3,491,599	CYProgramServiceRevenueAmt
PY Investment Income	$150,674	PYInvestmentIncomeAmt
CY Investment Income	$255,870	CYInvestmentIncomeAmt
PY Other Revenue	$10,140	PYOtherRevenueAmt
CY Other Revenue	$3,443	CYOtherRevenueAmt
PY Total Revenue	$4,109,452	PYTotalRevenueAmt
CY Total Revenue	$4,263,837	CYTotalRevenueAmt
PY Grants And Similar Paid	$232,866	PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid	$293,224	CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members	$0	PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members	$0	CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid	$310,604	PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid	$453,783	CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns	$0	PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns	$0	CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense	$0	CYTotalFundraisingExpenseAmt
PY Other Expenses	$4,032,138	PYOtherExpensesAmt
CY Other Expenses	$3,806,657	CYOtherExpensesAmt
PY Total Expenses	$4,575,608	PYTotalExpensesAmt
CY Total Expenses	$4,553,664	CYTotalExpensesAmt
PY Revenues Less Expenses	-$466,156	PYRevenuesLessExpensesAmt
CY Revenues Less Expenses	-$289,827	CYRevenuesLessExpensesAmt
Total Assets BOY	$5,327,562	TotalAssetsBOYAmt
Total Assets EOY	$5,346,274	TotalAssetsEOYAmt
Total Liabilities BOY	$1,489,640	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$2,328,838	TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY	$3,837,922	NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY	$3,017,436	NetAssetsOrFundBalancesEOYAmt
Info In Schedule O Part III	Yes (X)	InfoInScheduleOPartIIIInd
Mission	THE ASSOCIATION WAS FORMED IN 1990 AS A NONPROFIT PROFESSIONAL AND EDUCATIONAL SOCIETY TO ENGAGE IN A VARIETY OF ACTIVITIES AND ACCOMPLISH A VARIETY OF PURPOSES RELATED TO TECHNOLOGY TRANSFER, COMMERCIALIZATION, AND INNOVATION. THE CORE PURPOSE OF THE ASSOCIATION IS TO SUPPORT AND ADVANCE ACADEMIC TECHNOLOGY TRANSFER WORLDWIDE.	MissionDesc
Significant New Program Srvc	0	SignificantNewProgramSrvcInd
Significant Change	0	SignificantChangeInd
Desc	ANNUAL AND REGIONAL MEETINGS AND WEB CONFERENCES PROVIDE A FORUM FOR INDIVIDUALS TO BE EDUCATED IN THE TECHNOLOGY TRANSFER FIELD. APPROXIMATELY 1,710 MEMBERS AND NON-MEMBERS ATTENDED THE 2018 ANNUAL MEETING; APPROXIMATELY 697 ATTENDED THE 4 REGIONAL MEETINGS AND 1,434 PARTICIPATED IN 19 WEBINARS.	Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

Field	Value	IRS element (for citing)
Desc	PROFESSIONAL DEVELOPMENT COURSES OFFER AN ADDITIONAL OPPORTUNITY TO LEARN ABOUT SPECIFIC TOPICS RELEVANT TO TECHNOLOGY TRANSFER, INCLUDING LICENSING, MARKETING, STARTUP DEVELOPMENT AND SOFTWARE TECHNOLOGIES. APPROXIMATELY 789 MEMBERS AND NON-MEMBERS PARTICIPATED IN 11 COURSES.	Desc

Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp

Field	Value	IRS element (for citing)
Desc	PUBLICATIONS AND PERIODICALS RELATING TO PRESENTATIONS AND NEW ADVANCES IN TECHNOLOGY TRANSFER SUCH AS PATENTS, COPYRIGHTS AND TECHNOLOGY INNOVATION. THESE PROVIDE MEMBERS AND NON-MEMBERS WITH MATERIALS TO ADVANCE THEIR KNOWLEDGE IN THE AREA OF TECHNOLOGY LICENSING AND COMMERCIALIZATION. THERE ARE APPROXIMATELY 5,934 READERS.	Desc

Prog Srvc Accom Acty Other ProgSrvcAccomActyOtherGrp

Field	Value	IRS element (for citing)
Desc	METRICS AND SURVEYSADVOCACYINTERNATIONAL STRATEGYGRANTS	Desc

Field	Value	IRS element (for citing)
Described In Section501c3	0	DescribedInSection501c3Ind
Schedule B Required	Yes (1)	ScheduleBRequiredInd
Political Campaign Acty	0	PoliticalCampaignActyInd
Subject To Proxy Tax	Yes (1)	SubjectToProxyTaxInd
Donor Advised Fund	0	DonorAdvisedFundInd
Conservation Easements	0	ConservationEasementsInd
Collections Of Art	0	CollectionsOfArtInd
Credit Counseling	0	CreditCounselingInd
Temp Or Permanent Endowments	0	TempOrPermanentEndowmentsInd
Report Land Building Equipment	Yes (1)	ReportLandBuildingEquipmentInd
Report Investments Other Sec	0	ReportInvestmentsOtherSecInd
Report Program Related Invst	0	ReportProgramRelatedInvstInd
Report Other Assets	0	ReportOtherAssetsInd
Report Other Liabilities	0	ReportOtherLiabilitiesInd
Include FIN48 Footnote	0	IncludeFIN48FootnoteInd
Independent Audit Fincl Stmt	0	IndependentAuditFinclStmtInd
Consolidated Audit Fincl Stmt	0	ConsolidatedAuditFinclStmtInd
School Operating	0	SchoolOperatingInd
Foreign Office	0	ForeignOfficeInd
Foreign Activities	Yes (1)	ForeignActivitiesInd
More Than5000 K To Org	0	MoreThan5000KToOrgInd
More Than5000 K To Individuals	Yes (1)	MoreThan5000KToIndividualsInd
Professional Fundraising	0	ProfessionalFundraisingInd
Fundraising Activities	0	FundraisingActivitiesInd
Gaming Activities	0	GamingActivitiesInd
Operate Hospital	0	OperateHospitalInd
Grants To Organizations	Yes (1)	GrantsToOrganizationsInd
Grants To Individuals	Yes (1)	GrantsToIndividualsInd
Schedule J Required	Yes (1)	ScheduleJRequiredInd
Tax Exempt Bonds	0	TaxExemptBondsInd
Loan Outstanding	0	LoanOutstandingInd
Grant To Related Person	0	GrantToRelatedPersonInd
Business Rln With Org Mem	0	BusinessRlnWithOrgMemInd
Business Rln With Fam Mem	0	BusinessRlnWithFamMemInd
Business Rln With Officer Ent	0	BusinessRlnWithOfficerEntInd
Deductible Non Cash Contri	0	DeductibleNonCashContriInd
Deductible Art Contribution	0	DeductibleArtContributionInd
Terminate Operations	0	TerminateOperationsInd
Partial Liquidation	0	PartialLiquidationInd
Disregarded Entity	0	DisregardedEntityInd
Related Entity	0	RelatedEntityInd
Related Organization Ctrl Ent	0	RelatedOrganizationCtrlEntInd
Activities Conducted Prtshp	0	ActivitiesConductedPrtshpInd
Schedule O Required	Yes (1)	ScheduleORequiredInd
Info In Schedule O Part V	Yes (X)	InfoInScheduleOPartVInd
IRP Document	20	IRPDocumentCnt
IRP Document W2 G	0	IRPDocumentW2GCnt
Backup Wthld Compliance	Yes (1)	BackupWthldComplianceInd
Employee	2	EmployeeCnt
Employment Tax Returns Filed	Yes (1)	EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over Limit	Yes (1)	UnrelatedBusIncmOverLimitInd
Form990 T Filed	Yes (1)	Form990TFiledInd
Foreign Financial Account	0	ForeignFinancialAccountInd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd
Taxable Party Notification	0	TaxablePartyNotificationInd
Nondeductible Contributions	Yes (1)	NondeductibleContributionsInd
Nondeductible Contri Discl	Yes (1)	NondeductibleContriDisclInd
Indoor Tanning Services	0	IndoorTanningServicesInd
Subj To Tax Rmnrtn Ex Prcht Pymt	0	SubjToTaxRmnrtnExPrchtPymtInd
Subject To Excs Tax Net Invst Inc	0	SubjectToExcsTaxNetInvstIncInd
Info In Schedule O Part VI	Yes (X)	InfoInScheduleOPartVIInd
Governing Body Voting Members	13	GoverningBodyVotingMembersCnt
Independent Voting Member	13	IndependentVotingMemberCnt
Family Or Business Rln	0	FamilyOrBusinessRlnInd
Delegation Of Mgmt Duties	Yes (1)	DelegationOfMgmtDutiesInd
Change To Org Documents	0	ChangeToOrgDocumentsInd
Material Diversion Or Misuse	0	MaterialDiversionOrMisuseInd
Members Or Stockholders	Yes (1)	MembersOrStockholdersInd
Election Of Board Members	Yes (1)	ElectionOfBoardMembersInd
Decisions Subject To Approva	Yes (1)	DecisionsSubjectToApprovaInd
Minutes Of Governing Body	Yes (1)	MinutesOfGoverningBodyInd
Minutes Of Committees	Yes (1)	MinutesOfCommitteesInd
Officer Mailing Address	0	OfficerMailingAddressInd
Local Chapters	0	LocalChaptersInd
Form990 Provided To Gvrn Body	Yes (1)	Form990ProvidedToGvrnBodyInd
Conflict Of Interest Policy	Yes (1)	ConflictOfInterestPolicyInd
Annual Disclosure Covered Prsn	Yes (1)	AnnualDisclosureCoveredPrsnInd
Regular Monitoring Enfrc	Yes (1)	RegularMonitoringEnfrcInd
Whistleblower Policy	Yes (1)	WhistleblowerPolicyInd
Document Retention Policy	Yes (1)	DocumentRetentionPolicyInd
Compensation Process CEO	0	CompensationProcessCEOInd
Compensation Process Other	0	CompensationProcessOtherInd
Investment In Joint Venture	0	InvestmentInJointVentureInd
Upon Request	Yes (X)	UponRequestInd

Books In Care Of Detail BooksInCareOfDetail

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	KELLEN	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Phone	8476862307	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	ONE PARKVIEW PLAZA STE 800	AddressLine1Txt
City	OAKBROOK TERRACE	CityNm
State Abbreviation	IL	StateAbbreviationCd
ZIP	60181	ZIPCd

Form990 Part VII Section A Form990PartVIISectionAGrp (15 entries)

TitleTitleTxt	Average Hours Per WeekAverageHoursPerWeekRt	Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd	OfficerOfficerInd	Reportable Comp From OrgReportableCompFromOrgAmt	Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt	Other CompensationOtherCompensationAmt	Highest Compensated EmployeeHighestCompensatedEmployeeInd
MARY ALBERTSON
IMMEDIATE PAST PRESIDENT	8.00	Yes (X)	Yes (X)	$0	$0	$0
ALISON CAMPBELL
CHAIR	8.00	Yes (X)	Yes (X)	$0	$0	$0
RICHARD CHYLLA
CHAIR-ELECT	8.00	Yes (X)	Yes (X)	$0	$0	$0
REBECCA MAHURIN
DIRECTOR AT LARGE	3.00	Yes (X)		$0	$0	$0
JOANN MACMASTER
DIRECTOR AT LARGE	3.00	Yes (X)		$0	$0	$0
HOLLY MEADOWS
DIRECTOR AT LARGE	3.00	Yes (X)		$0	$0	$0
GRAHAM MORTON
TREASURER	3.00	Yes (X)	Yes (X)	$0	$0	$0
CHRISTOPHER NOBLE
DIRECTOR AT LARGE	3.00	Yes (X)		$0	$0	$0
KENNETH PORTER
DIRECTOR AT LARGE	3.00	Yes (X)		$0	$0	$0
LAURA SAVATSKI
DIRECTOR AT LARGE	3.00	Yes (X)		$0	$0	$0
MARC SEDAM
DIRECTOR AT LARGE	3.00	Yes (X)		$0	$0	$0
SHARON SEMONES
DIRECTOR AT LARGE	3.00	Yes (X)		$0	$0	$0
GAYATRI VARMA
DIRECTOR AT LARGE	3.00	Yes (X)		$0	$0	$0
STEPHEN SUSALKA
CHIEF EXECUTIVE OFFFICER	40.00		Yes (X)	$215,434	$0	$58,137
LEEF BARNES
CHIEF MARKETING OFFICER	40.00			$145,589	$0	$47,671	Yes (X)

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	$361,023	TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org	$0	TotReportableCompRltdOrgAmt
Total Other Compensation	$105,808	TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K	2	IndivRcvdGreaterThan100KCnt
Former Ofcr Employees Listed	0	FormerOfcrEmployeesListedInd
Total Comp Greater Than150 K	Yes (1)	TotalCompGreaterThan150KInd
Compensation From Other Srcs	0	CompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (2 entries)

Address Line1ContractorAddress/USAddress/AddressLine1Txt	CityContractorAddress/USAddress/CityNm	State AbbreviationContractorAddress/USAddress/StateAbbreviationCd	ZIPContractorAddress/USAddress/ZIPCd	ServicesServicesDesc	CompensationCompensationAmt
KELLEN
ONE PARKVIEW PLAZA STE 800	OAKBROOK TERRACE	IL	60181	MANAGEMENT AND ACCOUNTING SERVICES	$1,419,761
UNIVERSITY OF CENTRAL FLORIDA
12201 RESEARCH PARKWAY STE 501	ORLANDO	FL	32826	MANAGEMENT SERVICES	$471,980

Field	Value	IRS element (for citing)
Cntrct Rcvd Greater Than100 K	2	CntrctRcvdGreaterThan100KCnt
All Other Contributions	$512,925	AllOtherContributionsAmt
Total Contributions	$512,925	TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp (5 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt	ExclusionExclusionAmt	Unrelated Business RevenueUnrelatedBusinessRevenueAmt
MEETINGS	611430	$1,848,269	$1,729,319	$118,950
DUES	900099	$908,120	$908,120
COURSES	611430	$563,997	$563,997
METRICS	900099	$66,975	$66,975
WEBSITE JOB POSTINGS	541800	$47,731			$47,731

Total Oth Program Service Rev TotalOthProgramServiceRevGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$56,507	TotalRevenueColumnAmt
Related Or Exempt Func Income	$56,507	RelatedOrExemptFuncIncomeAmt

Field	Value	IRS element (for citing)
Total Program Service Revenue	$3,491,599	TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$244,809	TotalRevenueColumnAmt
Exclusion	$244,809	ExclusionAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

Field	Value	IRS element (for citing)
Securities	$463,615	SecuritiesAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

Field	Value	IRS element (for citing)
Securities	$452,554	SecuritiesAmt

Gain Or Loss GainOrLossGrp

Field	Value	IRS element (for citing)
Securities	$11,061	SecuritiesAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$11,061	TotalRevenueColumnAmt
Exclusion	$11,061	ExclusionAmt

Other Revenue Misc OtherRevenueMiscGrp

Field	Value	IRS element (for citing)
Desc	MISCELLANEOUS	Desc
Business	900099	BusinessCd
Total Revenue Column	$3,443	TotalRevenueColumnAmt
Related Or Exempt Func Income	$3,443	RelatedOrExemptFuncIncomeAmt

Field	Value	IRS element (for citing)
Other Revenue Total	$3,443	OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$4,263,837	TotalRevenueColumnAmt
Related Or Exempt Func Income	$3,328,361	RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue	$47,731	UnrelatedBusinessRevenueAmt
Exclusion	$374,820	ExclusionAmt

Grants To Domestic Orgs GrantsToDomesticOrgsGrp

Field	Value	IRS element (for citing)
Total	$272,631	TotalAmt

Grants To Domestic Individuals GrantsToDomesticIndividualsGrp

Field	Value	IRS element (for citing)
Total	$5,357	TotalAmt

Foreign Grants ForeignGrantsGrp

Field	Value	IRS element (for citing)
Total	$15,236	TotalAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

Field	Value	IRS element (for citing)
Total	$264,590	TotalAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

Field	Value	IRS element (for citing)
Total	$141,522	TotalAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

Field	Value	IRS element (for citing)
Total	$47,671	TotalAmt

Fees For Services Management FeesForServicesManagementGrp

Field	Value	IRS element (for citing)
Total	$1,419,761	TotalAmt

Fees For Services Legal FeesForServicesLegalGrp

Field	Value	IRS element (for citing)
Total	$14,216	TotalAmt

Fees For Services Accounting FeesForServicesAccountingGrp

Field	Value	IRS element (for citing)
Total	$22,138	TotalAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

Field	Value	IRS element (for citing)
Total	$20,385	TotalAmt

Advertising AdvertisingGrp

Field	Value	IRS element (for citing)
Total	$37,424	TotalAmt

Office Expenses OfficeExpensesGrp

Field	Value	IRS element (for citing)
Total	$185,571	TotalAmt

Information Technology InformationTechnologyGrp

Field	Value	IRS element (for citing)
Total	$175,780	TotalAmt

Travel TravelGrp

Field	Value	IRS element (for citing)
Total	$122,451	TotalAmt

Conferences Meetings ConferencesMeetingsGrp

Field	Value	IRS element (for citing)
Total	$1,691,212	TotalAmt

Depreciation Depletion DepreciationDepletionGrp

Field	Value	IRS element (for citing)
Total	$40,433	TotalAmt

Insurance InsuranceGrp

Field	Value	IRS element (for citing)
Total	$3,601	TotalAmt

Other Expenses OtherExpensesGrp (4 entries)

DescDesc	TotalTotalAmt
LICENSING SURVEY	$42,468
TAXES	$14,491
PROFESSIONAL DEVELOPMEN	$12,800
MISCELLANEOUS	$3,926

Total Functional Expenses TotalFunctionalExpensesGrp

Field	Value	IRS element (for citing)
Total	$4,553,664	TotalAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

Field	Value	IRS element (for citing)
BOY	$1,159,515	BOYAmt
EOY	$1,198,765	EOYAmt

Accounts Receivable AccountsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$11,639	BOYAmt
EOY	$154,914	EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

Field	Value	IRS element (for citing)
BOY	$53,336	BOYAmt
EOY	$131,888	EOYAmt

Field	Value	IRS element (for citing)
Land Bldg Equip Cost Or Other Bss	$322,266	LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec	$189,654	LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

Field	Value	IRS element (for citing)
BOY	$84,023	BOYAmt
EOY	$132,612	EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

Field	Value	IRS element (for citing)
BOY	$4,019,049	BOYAmt
EOY	$3,728,095	EOYAmt

Total Assets TotalAssetsGrp

Field	Value	IRS element (for citing)
BOY	$5,327,562	BOYAmt
EOY	$5,346,274	EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

Field	Value	IRS element (for citing)
BOY	$143,009	BOYAmt
EOY	$222,714	EOYAmt

Deferred Revenue DeferredRevenueGrp

Field	Value	IRS element (for citing)
BOY	$1,346,631	BOYAmt
EOY	$2,106,124	EOYAmt

Total Liabilities TotalLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$1,489,640	BOYAmt
EOY	$2,328,838	EOYAmt

Field	Value	IRS element (for citing)
Organization Follows SFAS117	Yes (X)	OrganizationFollowsSFAS117Ind

Unrestricted Net Assets UnrestrictedNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$3,662,794	BOYAmt
EOY	$2,842,308	EOYAmt

Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$175,128	BOYAmt
EOY	$175,128	EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$3,837,922	BOYAmt
EOY	$3,017,436	EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$5,327,562	BOYAmt
EOY	$5,346,274	EOYAmt

Field	Value	IRS element (for citing)
Reconcilation Revenue Expnss	-$289,827	ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst	-$530,659	NetUnrlzdGainsLossesInvstAmt
Other Changes In Net Assets	$0	OtherChangesInNetAssetsAmt
Method Of Accounting Accrual	Yes (X)	MethodOfAccountingAccrualInd
Accountant Compile Or Review	0	AccountantCompileOrReviewInd
FS Audited	0	FSAuditedInd
Federal Grant Audit Required	0	FederalGrantAuditRequiredInd

Schedule B IRS990ScheduleB

Contributor Information ContributorInformationGrp

Field	Value	IRS element (for citing)
Contributor	RESTRICTED	ContributorNum

Contributor Business Name ContributorBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	RESTRICTED	BusinessNameLine1

Contributor US Address ContributorUSAddress

Field	Value	IRS element (for citing)
Address Line1	RESTRICTED	AddressLine1
Address Line2	RESTRICTED	AddressLine2
City	RESTRICTED	City
State	RESTRICTED	State
ZIP Code	RESTRICTED	ZIPCode

Field	Value	IRS element (for citing)
Total Contributions	RESTRICTED	TotalContributionsAmt

Schedule C IRS990ScheduleC

Field	Value	IRS element (for citing)
Substantially All Dues Nonded	0	SubstantiallyAllDuesNondedInd
Only In House Lobbying	Yes (1)	OnlyInHouseLobbyingInd
Agree Carryover Prior Year	0	AgreeCarryoverPriorYearInd

Schedule D IRS990ScheduleD

Other Land Buildings OtherLandBuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$322,266	OtherCostOrOtherBasisAmt
Depreciation	$189,654	DepreciationAmt
Book Value	$132,612	BookValueAmt

Field	Value	IRS element (for citing)
Total Book Value Land Buildings	$132,612	TotalBookValueLandBuildingsAmt

Schedule F IRS990ScheduleF

Field	Value	IRS element (for citing)
Grant Records Maintained	Yes (1)	GrantRecordsMaintainedInd

Account Activities Outside US AccountActivitiesOutsideUSGrp (7 entries)

RegionRegionTxt	Type Of Activities ConductedTypeOfActivitiesConductedTxt	Region Total ExpendituresRegionTotalExpendituresAmt
MIDDLE EAST AND NORTH AFRICA	GRANTS TO RECIPIENTS LOCATED IN REGION	$1,075
SOUTH AMERICA	GRANTS TO RECIPIENTS LOCATED IN REGION	$2,836
NORTH AMERICA	FUNDRAISING
EUROPE (INCLUDING ICELAND & GREENLAND)	FUNDRAISING
SUB-SAHARAN AFRICA	GRANTS TO RECIPIENTS LOCATED IN REGION	$7,725
SOUTH ASIA	GRANTS TO RECIPIENTS LOCATED IN REGION	$1,800
NORTH AMERICA	GRANTS TO RECIPIENTS LOCATED IN REGION	$1,800

Field	Value	IRS element (for citing)
Subtotal Offices	0	SubtotalOfficesCnt
Subtotal Employees	0	SubtotalEmployeesCnt
Continuation Total Office	0	ContinuationTotalOfficeCnt
Continuation Total Employee	0	ContinuationTotalEmployeeCnt
Total Office	0	TotalOfficeCnt
Total Employee	0	TotalEmployeeCnt
Subtotal Spent	$15,236	SubtotalSpentAmt
Continuation Spent	$0	ContinuationSpentAmt
Total Spent	$15,236	TotalSpentAmt

Foreign Individuals Grants ForeignIndividualsGrantsGrp (5 entries)

Type Of AssistanceTypeOfAssistanceTxt	RegionRegionTxt	RecipientRecipientCnt	Cash GrantCashGrantAmt	Manner Of Cash DisbursementMannerOfCashDisbursementTxt
SCHOLARSHIP	MIDDLE EAST AND NORTH AFRICA	1	$1,075	WIRE TRANSFER
SCHOLARSHIP	SOUTH AMERICA	1	$2,836	WIRE TRANSFER
SCHOLARSHIP	SUB-SAHARAN AFRICA	3	$7,725	WIRE TRANSFER
SCHOLARSHIP	SOUTH ASIA	1	$1,800	WIRE TRANSFER
SCHOLARSHIP	NORTH AMERICA	1	$1,800	WIRE TRANSFER

Field	Value	IRS element (for citing)
Transfer To Foreign Corp	0	TransferToForeignCorpInd
Interest In Foreign Trust	0	InterestInForeignTrustInd
Foreign Corp Ownership	0	ForeignCorpOwnershipInd
Passive Foreign Investmest Co	0	PassiveForeignInvestmestCoInd
Foreign Partnership	0	ForeignPartnershipInd
Boycott Countries	0	BoycottCountriesInd

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	PART I, LINE 2:	FormAndLineReferenceDesc
Explanation	A REIMBURSEMENT FORM IS FILLED OUT WITH CORRESPONDING RECEIPTS AND DOCUMENTATION ATTACHED PRIOR TO DISBURSEMENT OF FUNDS.	ExplanationTxt

Schedule I IRS990ScheduleI

Field	Value	IRS element (for citing)
Grant Records Maintained	Yes (1)	GrantRecordsMaintainedInd

Recipient Table RecipientTable

Recipient Business Name RecipientBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	ASSOCIATION OF UNIVERSITY TECHNOLOGY MANAGERS FOUNDATION	BusinessNameLine1Txt

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	5203 SW 91ST TERRACE SUITE D	AddressLine1Txt
City	GAINESVILLE	CityNm
State Abbreviation	FL	StateAbbreviationCd
ZIP	32608	ZIPCd

Field	Value	IRS element (for citing)
Recipient EIN	142000899	RecipientEIN
IRC Section	501(C)(3)	IRCSectionDesc
Cash Grant	$272,631	CashGrantAmt
Purpose Of Grant	SUPPORT OPERATIONS, INCLUDING FUNDING FOR EXPANSION OF STAFF	PurposeOfGrantTxt

Field	Value	IRS element (for citing)
Total501c3 Org	1	Total501c3OrgCnt

Grants Other Asst To Indiv In US GrantsOtherAsstToIndivInUSGrp

Field	Value	IRS element (for citing)
Grant Type	TRAVEL SCHOLARSHIP	GrantTypeTxt
Recipient	3	RecipientCnt
Cash Grant	$5,357	CashGrantAmt

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	PART I, LINE 2:	FormAndLineReferenceDesc
Explanation	ASSISTANCE WAS APPROVED TO AUTM FOUNDATION TO FURTHER ITS MISSION.	ExplanationTxt

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
Written Employment Contract	Yes (X)	WrittenEmploymentContractInd
Board Or Committee Approval	Yes (X)	BoardOrCommitteeApprovalInd
Severance Payment	0	SeverancePaymentInd
Supplemental Nonqual Rtr Plan	0	SupplementalNonqualRtrPlanInd
Equity Based Comp Arrngm	0	EquityBasedCompArrngmInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (2 entries)

TitleTitleTxt	Base Compensation Filing OrgBaseCompensationFilingOrgAmt	Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt	Bonus Filing OrganizationBonusFilingOrganizationAmount	Bonus Related OrganizationsBonusRelatedOrganizationsAmt	Other Compensation Filing OrgOtherCompensationFilingOrgAmt	Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt	Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt	Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt	Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt	Total Compensation Filing OrgTotalCompensationFilingOrgAmt	Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt	Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
STEPHEN SUSALKA
CHIEF EXECUTIVE OFFFICER	$215,434	$0	$0	$0	$0	$0	$0	$0	$58,137	$0	$273,571	$0	$0	$0
LEEF BARNES
CHIEF MARKETING OFFICER	$145,589	$0	$0	$0	$0	$0	$0	$0	$47,671	$0	$193,260	$0	$0	$0

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (8 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
FORM 990, PART V, 2A:	AUTM HAS AN EMPLOYMENT AGREEMENT WITH THE UNIVERSITY OF CENTRAL FLORIDA FOR THE SERVICES OF THEIR CEO AND CMO. THEREFORE, NO W-2 FORMS WERE ISSUED BY THE ORGANIZATION.
FORM 990, PART VI, SECTION A, LINE 3	AUTM HIRED KELLEN AS THEIR MANAGEMENT COMPANY.
FORM 990, PART VI, SECTION A, LINE 6	AUTM HAS 3 CLASSES OF MEMBERSHIP; REGULAR, MEMBER EMERITUS AND PARTICIPANT MEMBERS. PARTICIPANT MEMBERS ARE EITHER ELECTRONIC OR STUDENT MEMBERS. ALL MEMBERS ARE ALLOWED TO VOTE. REGULAR, ELECTRONIC AND STUDENT MEMBERS ARE REQUIRED TO PAY DUES. ONCE ONE REACHES MEMBER EMERITUS STATUS, THEY ARE NO LONGER REQUIRED TO PAY DUES.
FORM 990, PART VI, SECTION A, LINE 7A	ALL MEMBERS ARE ALLOWED TO VOTE. ELECTIONS OF DIRECTORS MAY BE CONDUCTED AT A MEETING OF MEMBERS OR BY MAIL (WHICH MAY BE ELECTRONICALLY TRANSMITTED). THE BALLOT, ALONG WITH ANY OTHER NOMINEES PROPOSED BY VOTING MEMBERS BY MEANS OF THE PETITION PROCESS, WILL BE VOTED ON IN PERSON, BY PROXY (WHICH MAY BE ELECTRONICALLY TRANSMITTED), OR BY MAIL (WHICH MAY BE ELECTRONICALLY TRANSMITTED). DIRECTORS ARE ELECTED BY A PLURALITY OF THE VOTES CAST BY THE MEMBERS ENTITLED TO VOTE IN THE ELECTION.
FORM 990, PART VI, SECTION A, LINE 7B	THE LEADERSHIP DEVELOPMENT COMMITTEE WILL IDENTIFY CANDIDATES TO BE INCLUDED ON THE SLATE SUBMITTED TO A VOTE OF THE MEMBERS. CHANGES OF BYLAWS SHOULD BE PRESENTED TO THE MEMBERSHIP AT LEAST 30 DAYS PRIOR TO THE DEADLINE FOR VOTING.
FORM 990, PART VI, SECTION B, LINE 11B	KELLEN PROVIDES A COPY OF THE 990 TO THE BOARD OF DIRECTORS FOR REVIEW BEFORE THE 990 IS FILED.
FORM 990, PART VI, SECTION B, LINE 12C	BOARD MEMBERS ARE REQUIRED TO SIGN CONFLICT OF INTEREST POLICY STATEMENT ON AN ANNUAL BASIS.
FORM 990, PART VI, SECTION C, LINE 19	THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST.