LOUISE ESTE BRUCE FOUNDATION INC: Form 990PF, tax year 2018
View the entire original 990 at ProPublica ↗
- Organization
- LOUISE ESTE BRUCE FOUNDATION INC (EIN 47-1439173)
- Tax period
- 2018-07-01 to 2019-06-30
- Filed
- 2019-08-12
- IRS object ID
- 201932249349100108
- Schema version
- 2018v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Substantial Contributors Sch
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2019-08-12T09:18:44-05:00 | ReturnTs |
| Tax Period End | 2019-06-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 061413357 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ELIZABETH A SMITH INC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 3002 | AddressLine1Txt |
| City | MILFORD | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06460 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2018-07-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 471439173 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE LOUISE ESTE BRUCE FOUNDATION INC | BusinessNameLine1Txt |
| Business Name Line2 | c/o RICHARD J BOWLER ESQ | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | BRUC | BusinessNameControlTxt |
| Phone | 9149930936 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10 BANK STREET No 650 | AddressLine1Txt |
| City | WHITE PLAINS | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 106061946 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | RICHARD J BOWLER | PersonNm |
| Person Title | PRESIDENT, TREASURER | PersonTitleTxt |
| Phone | 9149930936 | PhoneNum |
| Signature | 2019-08-12 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ELIZABETH A SMITH | PreparerPersonNm |
| PTIN | P01209615 | PTIN |
| Phone | 2038785106 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 67.86.136.165 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2019-08-12 | IPDt |
| IP Tm | 10:18:32 | IPTm |
| IP Timezone | ED | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 54D94CF7DD77E8D86BBDFE828A1A7BB7C00EE1F7 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 973031C5C7A1C6AE410E047B60D7F496EC9B1E5D | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2018 | TaxYr |
| Build TS | 2019-02-21 02:37:17Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $4,583,188 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $3,333,543 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $2,539 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $2,539 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $123,293 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $122,156 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $349,847 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $3,200,610 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $349,847 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $3,809,222 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $474,542 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $4,437 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $3,328 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $1,109 | AccountingFeesChrtblPrpsAmt |
| Taxes Rev And Expnss | $1,009 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $1,009 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $42,471 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $42,221 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $250 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $47,917 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $46,558 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $1,359 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $210,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $210,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $257,917 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $46,558 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $211,359 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $3,551,305 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $427,984 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $12,516 | CashBOYAmt |
| Cash EOY | $16,377 | CashEOYAmt |
| Cash EOYFMV | $16,377 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $393,219 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $64,149 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $64,149 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $587,424 | CorporateStockBOYAmt |
| Corporate Stock EOY | $2,324,623 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $3,293,882 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $181,049 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $1,189,930 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $1,208,780 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $1,174,208 | TotalAssetsBOYAmt |
| Total Assets EOY | $3,595,079 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $4,583,188 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $1,174,208 | UnrestrictedBOYAmt |
| Unrestricted EOY | $3,595,079 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $1,174,208 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $3,595,079 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $1,174,208 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $3,595,079 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $1,174,208 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $3,551,305 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $4,725,513 | SubtotalAmt |
| Other Decreases | $1,130,434 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $3,595,079 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (167 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| 40 SHS ABBOTT LAB | 2017-02-03 | 2018-10-22 | $2,723 | $1,749 | $974 | $974 | |
| 14 SHS ADOBE SYSTEMS | 2015-08-21 | 2018-07-19 | $3,585 | $1,218 | $2,367 | $2,367 | |
| 7 SHS ADOBE SYSTEMS | 2015-08-21 | 2018-09-21 | $1,852 | $609 | $1,243 | $1,243 | |
| 4 SHS ADOBE SYSTEMS | 2015-08-21 | 2018-09-25 | $1,046 | $348 | $698 | $698 | |
| 13 SHS ADOBE SYSTEMS | 2015-08-21 | 2018-11-01 | $3,098 | $1,131 | $1,967 | $1,967 | |
| 6 SHS ADOBE SYSTEMS | 2015-08-21 | 2018-09-03 | $1,534 | $522 | $1,012 | $1,012 | |
| 120 SHS ALLY FINANCIAL INC | 2015-08-21 | 2018-10-16 | $3,200 | $2,613 | $587 | $587 | |
| 2 SHS ALPHABET INC CL A | 2015-10-05 | 2018-11-01 | $2,222 | $1,402 | $820 | $820 | |
| 4 SHS ALPHABET INC CL A | 2015-10-05 | 2019-03-12 | $4,154 | $2,804 | $1,350 | $1,350 | |
| 10 SHS ALPHABET INC CL A | 2018-07-19 | 2018-08-02 | $11,435 | $8,031 | $3,404 | $3,404 | |
| 3 SHS AMAZON COM | 2015-06-22 | 2018-08-02 | $5,301 | $827 | $4,474 | $4,474 | |
| 49 SHS ANDEAVOR CORP | 2017-08-01 | 2018-10-05 | $7,461 | $4,171 | $3,290 | $3,290 | |
| 13 SHS APPLE INC | 2017-10-05 | 2019-05-29 | $2,335 | $2,011 | $324 | $324 | |
| 10 SHS APPLE INC | 2018-11-02 | 2018-11-06 | $2,065 | $572 | $1,493 | $1,493 | |
| 187 SHS APPLE INC | 2018-11-02 | 2018-11-27 | $32,213 | $10,692 | $21,521 | $21,521 | |
| 28 SHS APPLE INC | 2018-11-02 | 2018-12-11 | $4,750 | $1,601 | $3,149 | $3,149 | |
| 20 SHS ATLASSIAN CORP | 2018-03-06 | 2018-09-17 | $1,552 | $1,152 | $400 | $400 | |
| 10 SHS ATLASSIAN CORP | 2018-03-07 | 2018-09-25 | $909 | $583 | $326 | $326 | |
| 10 SHS ATLASSIAN CORP | 2018-03-08 | 2018-10-24 | $710 | $592 | $118 | $118 | |
| 10 SHS ATLASSIAN CORP | 2018-03-08 | 2019-01-23 | $921 | $592 | $329 | $329 | |
| 16 SHS BROADCOM LTD | 2017-12-29 | 2018-07-16 | $3,309 | $3,682 | -$373 | -$373 | |
| 340 SHS CHEMOURS | 2018-07-10 | 2018-07-20 | $15,546 | $15,546 | $15,546 | ||
| 30 SHS CISCO SYSTEMS | 2018-09-25 | 2019-03-18 | $1,579 | $1,455 | $124 | $124 | |
| 50 SHS CISCO SYSTEMS | 2018-09-25 | 2019-03-22 | $2,658 | $2,424 | $234 | $234 | |
| 1,000 SHS CISCO SYSTEMS | 2018-07-10 | 2018-07-20 | $41,905 | $8,840 | $33,065 | $33,065 | |
| 30 SHS COMCAST CORP | 2017-03-22 | 2018-08-28 | $1,093 | $1,077 | $16 | $16 | |
| 40 SHS CORNING INC | 2017-07-05 | 2018-09-25 | $1,437 | $1,241 | $196 | $196 | |
| 80 SHS CORNING INC | 2017-07-10 | 2019-04-05 | $2,748 | $2,561 | $187 | $187 | |
| 40 SHS CORNING INC | 2017-07-28 | 2019-04-08 | $1,378 | $1,281 | $97 | $97 | |
| 60 SHS CORNING INC | 2017-07-28 | 2019-04-23 | $2,089 | $1,921 | $168 | $168 | |
| 30 SHS CORNING INC | 2017-12-18 | 2019-04-26 | $1,042 | $961 | $81 | $81 | |
| .333 SH CORTEVA INC | 2017-09-01 | 2019-06-05 | $8 | $8 | $0 | $0 | |
| 33 SHS CORTEVA INC | 2017-09-01 | 2019-06-12 | $849 | $805 | $44 | $44 | |
| 15,665.443 SHS DODGE & CORX INCOME FD | 2018-07-12 | 2019-07-20 | $210,230 | $210,000 | $230 | $230 | |
| .333 SH DOW INC | 2017-09-01 | 2019-04-01 | $19 | $15 | $4 | $4 | |
| .333 SH DOW INC | 2017-09-01 | 2019-04-02 | $18 | $18 | $18 | ||
| 2,179 SHS DOWDUPONT INC | 2018-07-10 | 2019-04-16 | $85,241 | $1 | $85,240 | $85,240 | |
| .333 SH DUPONT DE NEMOURS | 2017-09-01 | 2019-04-16 | $25 | $22 | $3 | $3 | |
| 20 SHS ELECTRONIC ARTS | 2016-11-02 | 2018-11-02 | $1,825 | $1,596 | $229 | $229 | |
| 5 FACEBOOK INC | 2015-08-21 | 2018-08-09 | $921 | $471 | $450 | $450 | |
| 3 SHS FACEBOOK INC | 2015-08-21 | 2018-09-25 | $492 | $283 | $209 | $209 | |
| .4 SH GARRETT MOTION | 2018-10-02 | 2018-11-14 | $6 | $3 | $3 | $3 | |
| 4,000 SHS GENERAL ELECTRIC | 2018-07-10 | 2018-07-20 | $52,100 | $3,994 | $48,106 | $48,106 | |
| 31 SHS HOME DEPOT INC | 2015-08-21 | 2019-01-04 | $5,336 | $3,783 | $1,553 | $1,553 | |
| 11 SHS HOME DEPOT INC | 2015-08-21 | 2019-01-22 | $1,905 | $1,491 | $414 | $414 | |
| 7 SHS HONEYWELL INTL | 2015-06-22 | 2018-11-06 | $1,015 | $529 | $486 | $486 | |
| 330 SHS INTEL CORP | 2018-11-02 | 2019-01-28 | $16,318 | $7,941 | $8,377 | $8,377 | |
| 90 SHS INTEL CORP | 2018-11-02 | 2019-05-01 | $4,608 | $2,166 | $2,442 | $2,442 | |
| 90 SHS INTERCONTINENTAL EXCHANGES | 2018-02-21 | 2019-03-06 | $6,852 | $5,286 | $1,566 | $1,566 | |
| 750 SHS ISHARES US REAL ESTATE ETF | 2018-07-10 | 2018-12-13 | $60,415 | $46,785 | $13,630 | $13,630 | |
| 107 SHS JOHNSON & JOHNSON | 2018-11-02 | 2018-11-23 | $15,741 | $9,269 | $6,472 | $6,472 | |
| 21 SHS JOHNSON & JOHNSON | 2018-11-02 | 2019-01-22 | $2,697 | $1,819 | $878 | $878 | |
| 34 SHS JOHNSON & JOHNSON | 2018-11-02 | 2019-01-28 | $4,303 | $2,945 | $1,358 | $1,358 | |
| 111 SHS JPMORGAN CHASE & CO | 2018-11-02 | 2019-01-17 | $11,155 | $5,810 | $5,345 | $5,345 | |
| 2 SHS LAM RESEARCH | 2017-08-01 | 2018-08-09 | $371 | $334 | $37 | $37 | |
| 14 SHS LAM RESEARCH | 2017-09-10 | 2019-03-11 | $2,340 | $2,233 | $107 | $107 | |
| 13 SHS LAM RESERCH | 2017-11-09 | 2019-06-26 | $2,363 | $2,710 | -$347 | -$347 | |
| 13 SHS LAM RESERCH | 2019-01-28 | 2019-06-17 | $2,333 | $2,033 | $300 | $300 | |
| 300 SHS LAM RESEARCH | 2018-10-10 | 2019-04-03 | $57,649 | $42,584 | $15,065 | $15,065 | |
| 20 MEDTRONIC PLC | 2018-06-04 | 2019-03-04 | $1,822 | $1,728 | $94 | $94 | |
| 10 SHS MEDTRONIC PLC | 2018-06-04 | 2019-04-04 | $902 | $864 | $38 | $38 | |
| 110 SHS MEDTRONIC PLC | 2018-11-02 | 2019-01-09 | $9,070 | $6,387 | $2,683 | $2,683 | |
| 30 SHS MERCK & CO | 2015-08-21 | 2019-06-12 | $2,539 | $1,792 | $747 | $747 | |
| 200 SHS MERCK & CO | 2018-11-02 | 2019-04-04 | $16,631 | $9,319 | $7,312 | $7,312 | |
| 130 SHS MICRON TECHNOLOGIES | 2018-03-13 | 2018-09-17 | $6,004 | $5,174 | $830 | $830 | |
| 22 SHS MICROSOFT CORP | 2016-01-12 | 2018-11-21 | $2,317 | $1,170 | $1,147 | $1,147 | |
| 29 SHS MICROSOFT CORP | 2016-04-25 | 2019-02-12 | $3,038 | $2,060 | $978 | $978 | |
| 21 SHS MICROSOFT CORP | 2018-04-24 | 2019-02-13 | $2,213 | $2,124 | $89 | $89 | |
| 16 SHS MICROSOFT CORP | 2019-01-22 | 2019-04-05 | $1,923 | $1,686 | $237 | $237 | |
| 30 SHS MONSTER BEVERAGE | 2015-08-21 | 2019-03-21 | $1,734 | $1,517 | $217 | $217 | |
| 50 SHS MONSTER BEVERAGE | 2015-08-21 | 2019-05-02 | $2,978 | $2,528 | $450 | $450 | |
| 40 SHS NUCOR CORP | 2015-08-21 | 2018-08-13 | $2,552 | $1,869 | $683 | $683 | |
| 9 SHS NUCOR CORP | 2016-10-18 | 2018-08-03 | $2,215 | $589 | $1,626 | $1,626 | |
| 2 SHS NUCOR CORP | 2016-10-18 | 2018-08-09 | $514 | $131 | $383 | $383 | |
| 5 SHS NUCOR CORP | 2016-10-18 | 2018-09-24 | $1,331 | $327 | $1,004 | $1,004 | |
| 4 SHS NUCOR CORP | 2016-10-18 | 2018-09-25 | $1,056 | $262 | $794 | $794 | |
| 46 SHS NUCOR CORP | 2016-10-21 | 2018-11-21 | $6,936 | $3,454 | $3,482 | $3,482 | |
| 90 SHS PFIZER INC | 2018-08-07 | 2019-03-12 | $3,664 | $3,239 | $425 | $425 | |
| 550 SHS PFIZER INC | 2018-11-02 | 2019-01-22 | $23,298 | $15,458 | $7,840 | $7,840 | |
| 30 SHS PROCTER & GAMBLE | 2016-01-29 | 2018-08-13 | $2,445 | $2,362 | $83 | $83 | |
| 550 SHS QUALCOMM INC | 2018-07-24 | 2019-04-18 | $43,708 | $29,503 | $14,205 | $14,205 | |
| 10 SHS RESIDEO TECH | 2015-06-22 | 2018-11-06 | $212 | $141 | $71 | $71 | |
| .6669 SH RESIDEO TECH | 2018-10-30 | 2018-11-29 | $13 | $9 | $4 | $4 | |
| 7 SHS SALESFORCE.COM | 2015-08-21 | 2018-09-21 | $1,070 | $518 | $552 | $552 | |
| 3 SHS SALESFORCE.COM | 2015-08-21 | 2018-09-25 | $467 | $222 | $245 | $245 | |
| 24 SHS SALESFORCE.COM | 2015-08-21 | 2018-10-24 | $3,371 | $1,774 | $1,597 | $1,597 | |
| 4 SHS SALESFORCE.COM | 2015-08-21 | 2018-11-01 | $528 | $296 | $232 | $232 | |
| 10 SHS SPLUNK INC | 2017-03-06 | 2018-08-28 | $1,252 | $636 | $616 | $616 | |
| 5 SHS SPLUNK INC | 2017-03-06 | 2018-09-25 | $585 | $318 | $267 | $267 | |
| 20 SHS SPLUNK INC | 2017-03-06 | 2018-10-24 | $1,898 | $1,272 | $626 | $626 | |
| 19 SHS STRYKER CORP | 2018-04-20 | 2018-08-02 | $3,119 | $3,119 | $0 | $0 | |
| TAKEDA PHARM - CASH IN MERGER | 2018-11-02 | 2019-01-22 | $10,009 | $10,009 | $10,009 | ||
| 151 SHS TEXAS INSTRUMENTS | 2018-11-02 | 2019-02-21 | $16,141 | $5,309 | $10,832 | $10,832 | |
| 100 SHS UNION PACIFIC | 2018-07-10 | 2018-10-05 | $16,401 | $494 | $15,907 | $15,907 | |
| 9 SHS UNITEDHEALTH GROUP | 2016-09-19 | 2018-08-02 | $2,294 | $1,199 | $1,095 | $1,095 | |
| 6 SHS UNITEDHEALTH GROUP | 2016-09-19 | 2018-09-20 | $1,580 | $799 | $781 | $781 | |
| 15 SHS UNITEDHEALTH GROUP | 2016-09-19 | 2019-03-04 | $3,640 | $1,999 | $1,641 | $1,641 | |
| 27 SHS UNITEDHEALTH GROUP | 2017-06-29 | 2019-04-22 | $5,804 | $4,071 | $1,733 | $1,733 | |
| 40 SHS WORLDPAY INC | 2017-07-17 | 2019-04-12 | $4,527 | $2,512 | $2,015 | $2,015 | |
| 40 SHS WORLDPAY INC | 2017-07-17 | 2019-04-15 | $4,524 | $2,512 | $2,012 | $2,012 | |
| 4,411.018 UTS BLACKROCK GLOBAL ALLOCATION | 2018-07-12 | 2018-07-20 | $86,941 | $80,000 | $6,941 | $6,941 | |
| 19,374.823 UTS BLACKROCK NATIONAL MUN FD | 2018-07-12 | 2018-07-20 | $209,442 | $198,000 | $11,442 | $11,442 | |
| 3,366.275 UTS BNY MELLON INTL APPRICIATION | 2018-10-30 | 2019-05-03 | $45,377 | $39,958 | $5,419 | $5,419 | |
| 5,800.464 UTS FEDERATED STRATEGIC VALUE DID | 2018-07-12 | 2018-07-20 | $33,817 | $25,000 | $8,817 | $8,817 | |
| 64,480.656 UTS FIDELITY PRIME RESERVES PORT | 2018-07-10 | 2019-01-29 | $64,500 | $64,499 | $1 | $1 | |
| 4,698.59 UTS FIDELITY PRIME RESERVES PORT | 2018-07-10 | 2019-04-15 | $4,700 | $4,700 | $0 | $0 | |
| 81,475.557 UTS FIDELITY PRIME RESERVES PORT | 2018-07-10 | 2019-04-18 | $81,500 | $81,500 | $0 | $0 | |
| 99,970.009 UTS FIDELITY PRIME RESERVES PORT | 2018-07-10 | 2019-05-06 | $100,000 | $99,999 | $1 | $1 | |
| 5 SHS ALEXON PHARM | 2016-11-09 | 2018-08-07 | $620 | $683 | -$63 | -$63 | |
| 11 SHS ALEXION PHARM | 2016-12-22 | 2018-08-08 | $1,353 | $1,419 | -$66 | -$66 | |
| 11 SHS ALLERGAN PLC | 2015-08-21 | 2018-11-01 | $1,742 | $2,723 | -$981 | -$981 | |
| 18 SHS APPLE INC | 2017-03-16 | 2019-01-28 | $2,734 | $2,415 | $319 | $319 | |
| 16 SHS APPLE INC | 2017-03-16 | 2019-02-13 | $2,717 | $2,476 | $241 | $241 | |
| 3 SHS BIOGEN INC | 2018-01-22 | 2019-03-25 | $681 | $1,031 | -$350 | -$350 | |
| 625 SHS BUNGE LTD | 2018-12-06 | 2019-04-03 | $32,571 | $36,541 | -$3,970 | -$3,970 | |
| 5 SHS CHEVRON CORP | 2015-06-22 | 2019-01-04 | $550 | $589 | -$39 | -$39 | |
| 30 SHS CISCO SYSTEMS | 2018-09-25 | 2019-01-23 | $1,347 | $1,455 | -$108 | -$108 | |
| 50 SHS CORNING | 2019-02-21 | 2019-05-22 | $1,481 | $1,601 | -$120 | -$120 | |
| 48 SHS ELECTRONIC ART | 2016-11-07 | 2018-12-04 | $4,039 | $4,141 | -$102 | -$102 | |
| 70 SHS GILEAD SCIENCES | 2018-06-22 | 2019-06-07 | $4,483 | $4,996 | -$513 | -$513 | |
| 90 SHS HARTFORD FINL SERVICES | 2016-10-07 | 2018-11-06 | $4,043 | $4,251 | -$208 | -$208 | |
| 6 SHS ILLUMINA INC | 2018-08-02 | 2019-03-04 | $1,878 | $1,915 | -$37 | -$37 | |
| 90 SHS INTEL CORP | 2019-03-18 | 2019-05-01 | $4,608 | $4,854 | -$246 | -$246 | |
| 270 SHS INVESCO LTD | 2015-08-21 | 2018-10-16 | $5,432 | $9,549 | -$4,117 | -$4,117 | |
| 1,900 SHS INVESCO LTD | 2018-07-02 | 2018-10-10 | $40,959 | $48,651 | -$7,692 | -$7,692 | |
| 2,400 SHS KNIGHT-SWIFT TRANSAN HLDGS | 2018-07-23 | 2019-05-31 | $66,823 | $85,321 | -$18,498 | -$18,498 | |
| 14 SHS LAM RESEARCH CORP | 2019-01-28 | 2018-09-17 | $2,406 | $2,372 | $34 | $34 | |
| 90 SHS INTEL CORP | 2018-08-22 | 2019-04-18 | $21,184 | $25,074 | -$3,890 | -$3,890 | |
| 60 SHS MARVELL TECH GROUP | 2018-01-26 | 2018-08-03 | $1,273 | $1,397 | -$124 | -$124 | |
| 20 SHS MONDELEZ INTL | 2016-03-28 | 2018-07-03 | $822 | $811 | $11 | $11 | |
| 420 SHS NABORS INDUSTRIES | 2016-08-30 | 2019-05-22 | $1,394 | $4,683 | -$3,289 | -$3,289 | |
| 90 SHS NUTANIX INC | 2019-01-23 | 2019-06-05 | $2,425 | $4,735 | -$2,310 | -$2,310 | |
| 50 SHS QUALCOMM INC | 2018-11-27 | 2019-01-28 | $2,545 | $2,798 | -$253 | -$253 | |
| 180 SHS QUALCOMM INC | 2018-11-02 | 2018-11-21 | $10,157 | $10,867 | -$710 | -$710 | |
| 90 SHS QUALCOMM INC | 2018-11-02 | 2019-01-22 | $4,915 | $5,434 | -$519 | -$519 | |
| 3,000 SHS SPDR BLOOMERG BARCLAYS HIGH YIELD | 2018-07-02 | 2018-07-20 | $107,199 | $120,120 | -$12,921 | -$12,921 | |
| 100 SHS STARBUCK CORP | 2017-07-25 | 2018-07-03 | $4,877 | $5,907 | -$1,030 | -$1,030 | |
| 270 SHS STATE STREET CORP | 2018-11-02 | 2019-06-07 | $15,091 | $18,687 | -$3,596 | -$3,596 | |
| .74 SH TAKEDA PHARM | 2018-11-02 | 2019-01-28 | $15 | $17 | -$2 | -$2 | |
| 34 SHS TEXAS INSTRUMENTS | 2018-08-03 | 2019-03-18 | $3,613 | $3,811 | -$198 | -$198 | |
| 21 SHS TEXAS INSTRUMENTS | 2018-08-09 | 2019-03-27 | $2,244 | $2,303 | -$59 | -$59 | |
| .5194 SH WABTEC CORP | 2019-02-26 | 2019-03-12 | $37 | $40 | -$3 | -$3 | |
| 60 SHS WESTERN DIGITAL CORP | 2019-04-22 | 2019-05-29 | $2,460 | $3,252 | -$792 | -$792 | |
| 120 SHS WESTERN DIGITAL CORP | 2019-05-01 | 2019-06-17 | $4,445 | $6,334 | -$1,889 | -$1,889 | |
| 2,273.69 SHS ADVANTAGE DYN TOTOAL RET-Y | 2017-04-21 | 2018-12-07 | $35,220 | $36,769 | -$1,549 | -$1,549 | |
| 9,402.609 SHS BLACKROCK STRATEGIC INCOME OPPTYS | 2018-07-12 | 2018-07-20 | $91,769 | $94,265 | -$2,496 | -$2,496 | |
| 111,966.41 UTS FIDELITY PRIME RESERVES PORT | 2018-07-20 | 2018-07-23 | $112,000 | $112,001 | -$1 | -$1 | |
| 110,766.77 UTS FIDELITY PRIME RESERVES PORT | 2018-07-20 | 2018-07-24 | $110,800 | $110,801 | -$1 | -$1 | |
| 170,248.925 UTS FIDELITY PRIME RESERVES PORT | 2018-07-20 | 2018-07-25 | $170,300 | $170,301 | -$1 | -$1 | |
| 50,984.705 UTS FIDELITY PRIME RESERVES PORT | 2018-07-20 | 2018-08-10 | $51,000 | $51,000 | $0 | $0 | |
| 37,488.753 UTS FIDELITY PRIME RESERVES PORT | 2018-07-20 | 2018-08-21 | $37,500 | $37,500 | $0 | $0 | |
| 24,992.502 UTS FIDELITY PRIME RESERVES PORT | 2018-07-20 | 2018-08-22 | $25,000 | $25,000 | $0 | $0 | |
| 23,392.982 UTS FIDELITY PRIME RESERVES PORT | 2018-07-20 | 2018-09-04 | $23,400 | $23,400 | $0 | $0 | |
| 29,491.153 UTS FIDELITY PRIME RESERVES PORT | 2018-07-20 | 2018-09-18 | $29,500 | $29,500 | $0 | $0 | P |
| 79,384.123 UTS FIDELITY PRIME RESERVES PORT | 2018-07-20 | 2018-09-25 | $79,400 | $79,408 | -$8 | -$8 | P |
| 45,240.952 UTS FIDELITY PRIME RESERVES PORT | 2018-07-20 | 2018-10-05 | $45,250 | $45,255 | -$5 | -$5 | P |
| 27,594.481 UTS FIDELITY PRIME RESERVES PORT | 2018-07-20 | 2018-10-10 | $27,600 | $27,603 | -$3 | -$3 | P |
| 5,748.85 UTS FIDELITY PRIME RESERVES PORT | 2018-07-20 | 2018-10-16 | $5,750 | $5,751 | -$1 | -$1 | P |
| 16,746.651 UTS FIDELITY PRIME RESERVES PORT | 2018-07-20 | 2018-10-24 | $16,750 | $16,752 | -$2 | -$2 | |
| 47,990.402 UTS FIDELITY PRIME RESERVES PORT | 2018-07-20 | 2018-10-25 | $48,000 | $48,005 | -$5 | -$5 | |
| 47,490.502 UTS FIDELITY PRIME RESERVES PORT | 2018-07-20 | 2018-11-07 | $47,500 | $47,505 | -$5 | -$5 | |
| 93,031.394 UTS FIDELITY PRIME RESERVES PORT | 2018-07-20 | 2018-12-07 | $93,050 | $93,060 | -$10 | -$10 | |
| 4,249.15 UTS FIDELITY PRIME RESERVES PORT | 2018-07-20 | 2019-01-14 | $4,250 | $4,250 | $0 | $0 | |
| 1,942.862 UTS TEMPLETON GLOBAL BOND | 2018-07-02 | 2018-07-20 | $22,634 | $26,406 | -$3,772 | -$3,772 | |
| 15,015.015 UTS WELLS FARGO S/T MUN BOND | 2018-07-02 | 2018-07-20 | $148,048 | $150,000 | -$1,952 | -$1,952 | |
| 4,050.405 UTS WESTERN INTER BOND FUND | 2018-07-02 | 2018-07-20 | $43,299 | $45,000 | -$1,701 | -$1,701 | |
| Capital Gains Dividends | $9,840 | $9,840 | $9,840 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $349,847 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $105,385 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $1,136,604 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.092719 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $75,525 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $962,949 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.078431 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $74,296 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $970,463 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.076557 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $0 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $82,652 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.000000 | DistributionYr4Rt |
| Total Distribution | 0.247707 | TotalDistributionRt |
| Average Distribution | 0.061927 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $4,294,287 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $265,932 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $4,280 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $270,212 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $211,359 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $8,560 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $8,560 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $8,560 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $655 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $655 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Tax Due | $7,905 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | 0 | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | Yes (1) | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | 0 | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | RICHARD J BOWLER ESQ | IndividualWithBooksNm |
| Phone | 9149930936 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10 BANK STREET SUITE 650 | AddressLine1Txt |
| City | WHITE PLAINS | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 106061994 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| RICHARD J BOWLER | ||||||||
| 10 BANK STREET SUITE 650 | WHITE PLAINS | NY | 10606 | PRESIDENT, TREASURER, DIRE | 5.00 | $0 | $0 | $0 |
| JEANNE E ZUNICH | ||||||||
| 10 BANK STREET SUITE 650 | WHITE PLAINS | NY | 10606 | VICE PRESIDENT, DIRECTOR | 0.00 | $0 | $0 | $0 |
| MAGDALEN GAYNOR | ||||||||
| 10 BANK STREET SUITE 650 | WHITE PLAINS | NY | 10606 | SECRETARY, DIRECTOR | 0.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $4,184,587 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $175,095 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $4,359,682 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $4,359,682 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $65,395 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $4,294,287 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $214,714 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $214,714 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $8,560 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $8,560 | TotalTaxAmt |
| Distributable Before Adj | $206,154 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $206,154 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $206,154 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $211,359 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $211,359 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $211,359 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $206,154 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr3 | $23,048 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $28,026 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $49,585 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $100,659 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $211,359 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $206,154 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $5,205 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $105,864 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $105,864 | ExcessDistriCyovToNextYrAmt |
| Excess From Year3 | $23,048 | ExcessFromYear3Amt |
| Excess From Year2 | $28,026 | ExcessFromYear2Amt |
| Excess From Year1 | $49,585 | ExcessFromYear1Amt |
| Excess From Current Year | $5,205 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | Richard J Bowler Esq | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10 Bank Street Suite 650 | AddressLine1Txt |
| City | White Plains | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10606 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 9149930936 | RecipientPhoneNum |
| Recipient Email Address | bowler.rich89@gmail.com | RecipientEmailAddressTxt |
| Form And Info And Materials | The New York/New Jersey Common Application Form; Include information about organization & purpose of grant | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | No later than June 1 of each fiscal year | SubmissionDeadlinesTxt |
| Restrictions On Awards | Qualified charitable organizations for charitable, religious, scientific, or educational purposes | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (5 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|
| CALVERT SCHOOL | |||||
| 105 TUSCANY ROAD | BALTIMORE | MD | 21210 | EDUCATION | $100,000 |
| HUDSON VALLEY SHAKESPEARE FESTIVAL INC | |||||
| 143 MAIN STREET | COLD SPRING | NY | 10516 | EDUCATION | $15,000 |
| MISS HALL'S SCHOOL | |||||
| 492 HOLMES ROAD | PITTSFIELD | MA | 01202 | EDUCATION | $30,000 |
| THE URSULINE SCHOOL | |||||
| 1354 NORTH AVENUE | NEW ROCHELLE | NY | 10804 | EDUCATION | $50,000 |
| BEREA COLLEGE | |||||
| 101 CHESTNUT STREET | BEREA | KY | 40404 | EDUCATION | $15,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $210,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $2,539 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $123,293 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $349,847 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $475,679 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $475,679 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (2 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Noncash ContributionNoncashContributionInd | Person ContributionPersonContributionInd |
|---|---|---|---|---|---|---|---|
| Estate of Louise Este Bruce Richard J Bowler Esq Executor | |||||||
| 1 | 10 Bank Street Suite 650 | White Plains | NY | 10606 | $2,930,310 | Yes (X) | |
| Estate of Louise Este Bruce Richard J Bowler Esq Executor | |||||||
| 2 | 10 Bank Street Suite 650 | White Plains | NY | 10606 | $403,232 | Yes (X) | |
Non Cash Property Contribution NonCashPropertyContributionGrp (57 entries)
| ContributorContributorNum | Noncash PropertyNoncashPropertyDesc | Fair Market ValueFairMarketValueAmt | ReceivedReceivedDt |
|---|---|---|---|
| 1 | 3,366.275 UTS BNY MELLON INTL APPRECIATION FUND | $42,752 | 2018-10-30 |
| 1 | 3,267.435 UTS BNY MELLON SMALL CAP STOCK FUND M | $63,519 | 2018-10-30 |
| 1 | 4,191.115 UTS DREYFUS FLOATING RATE INC Y | $50,377 | 2018-10-30 |
| 1 | 1,008.403 UTS DREYFUS FLOATING RATE INC Y | $12,121 | 2018-10-30 |
| 1 | 168.195 UTS DREYFUS FLOATING RATE INC Y | $2,022 | 2018-10-30 |
| 1 | 11,058.452 UTS DREYFUS HIGH YIELD-I | $66,351 | 2018-10-30 |
| 1 | 693.147 UTS DREYFUS HIGH YIELD-I | $4,159 | 2018-10-30 |
| 1 | 1,849.894 UTS DREYFUS/NEWTOWN INTL EQUITY Y | $35,906 | 2018-10-30 |
| 1 | 179 SHS AT&T INC | $5,458 | 2018-11-02 |
| 1 | 100 SHS ALLERGAN PLC | $16,446 | 2018-11-02 |
| 1 | 22 SHS ALPHABET INC CL A | $23,892 | 2018-11-02 |
| 1 | 225 SHS ALLSTATE CORP | $20,243 | 2018-11-02 |
| 1 | 225 SHS APPLE INC | $50,000 | 2018-11-02 |
| 1 | 400 SHS BB&T CORP | $19,680 | 2018-11-02 |
| 1 | 175 SHS BAXTER INTL INC | $11,037 | 2018-11-02 |
| 1 | 300 SHS BRISTOL MYERS SQUIBB CO | $15,639 | 2018-11-02 |
| 1 | 60.087 UTS DREYFUS HIGH YIELD-I | $361 | 2018-11-02 |
| 1 | 475 SHS INTEL CORP | $22,904 | 2018-11-02 |
| 1 | 375 SHS INVESCO LTD | $8,242 | 2018-11-02 |
| 1 | 100 SHS IBM CORP | $11,683 | 2018-11-02 |
| 1 | 200 SHS JPMORGAN CHASE & CO | $21,796 | 2018-11-02 |
| 1 | 175 SHS JOHNSON & JOHNSON | $24,644 | 2018-11-02 |
| 1 | 143 SHS MEDTRONIC PLC | $13,092 | 2018-11-02 |
| 1 | 273 SHS MERCK & CO INC | $19,962 | 2018-11-02 |
| 1 | 350 SHS METLIFE INC | $14,679 | 2018-11-02 |
| 1 | 200 SHS MICROSOFT CORP | $21,184 | 2018-11-02 |
| 1 | 120 SHS PNC FINANCIAL SERVICES GROUUP | $15,569 | 2018-11-02 |
| 1 | 675 SHS PFIZER INC | $29,477 | 2018-11-02 |
| 1 | 275 SHS QUALCOMM INC | $17,520 | 2018-11-02 |
| 1 | 110 SHS SHIRE PLC SPONS ADR | $19,903 | 2018-11-02 |
| 1 | 200 SHS STATE STRET CORP | $13,992 | 2018-11-02 |
| 1 | 200 SHS TEXAS INSTRUMENTS INC | $19,520 | 2018-11-02 |
| 1 | 150 SHS TRAVELERS COMPANIES INC | $18,780 | 2018-11-02 |
| 1 | 320 SHS WELLS FARGO & CO | $17,139 | 2018-11-02 |
| 1 | 2,700 SHS AT&T INC | $87,750 | 2018-07-10 |
| 1 | 1,000 SHS BP PLC SPONS ADR | $47,050 | 2018-07-10 |
| 1 | 1,400 SHS BRISTOL MYERS SQUIBB CO | $78,652 | 2018-07-10 |
| 1 | 300 SHS CHEMOURS CO | $15,626 | 2018-07-10 |
| 1 | 4,200 SHS CISCO SYSTEMS INC | $180,012 | 2018-07-10 |
| 1 | 2,179 SHS DOWDUPONT INC | $147,758 | 2018-07-10 |
| 1 | 1,000 SHS EXXON MOBIL CORP | $83,660 | 2018-07-10 |
| 1 | 4,000 SHS GENERAL ELECTRIC CO | $56,680 | 2018-07-10 |
| 1 | 1,800 SHS GLAXOSMITHKLINE PLC ADR | $74,574 | 2018-07-10 |
| 1 | 750 SHS ISHARES U.S. REAL ESTATE ETF | $61,208 | 2018-07-10 |
| 1 | 1,000 SHS ISHARES MSCI EMERGING MARKETS ETF | $44,090 | 2018-07-10 |
| 1 | 1,970 SHS PFIZER INC | $73,737 | 2018-07-10 |
| 1 | 3,000 SHS SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF | $106,860 | 2018-07-10 |
| 1 | 1,000 SHS UNION PACIFIC CORP | $144,110 | 2018-07-10 |
| 1 | 2,500 SHS VANGUARD INTL FTSE ALL WORLD EX US ETF | $131,825 | 2018-07-10 |
| 1 | 4,411.018 UTS BLACKROCK GLOBAL ALLOCATION INSTL | $86,985 | 2018-07-12 |
| 1 | 9,402.609 UTS BLACKROCK STRATEGIC INCOME OPPTYS PORT INSTL | $91,769 | 2018-07-12 |
| 1 | 19,374.823 UTS BLACKROCK NATIONAL MUN FUND INSTL | $209,442 | 2018-07-12 |
| 1 | 15,665.443 UTS DODGE & COX INCOME FUND | $210,230 | 2018-07-12 |
| 1 | 5,800.464 UTS FEDERATED STRATEGIC VALUE DIVIDEND FUND INSTL | $34,107 | 2018-07-12 |
| 1 | 15,015.015 UTS WELLS FARGO SHORT TERM MUN BOND FUND | $148,048 | 2018-07-12 |
| 1 | 1,942.862 UTS TEMPLETON GLOBAL BOND FUND ADVISOR CL | $22,790 | 2018-07-12 |
| 1 | 4,050.405 UTS WESTERN ASSETS FUNDS INTER BOND FUND CL I | $43,298 | 2018-07-12 |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING & TAX PREPARATION FEES | CategoryTxt |
| Amt | $4,437 | Amt |
| Net Investment Income | $3,328 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $1,109 | DisbursementsCharitablePrpsAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | CORPORATE STOCKS | StockNm |
| EOY Book Value | $2,324,623 | EOYBookValueAmt |
| EOYFMV | $3,293,882 | EOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | MUTUAL FUNDS | CategoryOrItemTxt |
| Listed At Cost Or FMV | AT COST | ListedAtCostOrFMVCd |
| Book Value | $1,189,930 | BookValueAmt |
| EOYFMV | $1,208,780 | EOYFMVAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Difference in the book value and contribution date value of securities | Desc |
| Amt | $1,130,434 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BNY MELLON, MARKET VALUE FEE | $18,428 | $18,428 | $0 |
| FILING FEE | $250 | $0 | $250 |
| BANK SERVICE FEE | $15 | $15 | $0 |
| ADR FEES | $41 | $41 | $0 |
| WELLS FARGO, ADVISORY FEE | $23,737 | $23,737 | $0 |
Substantial Contributors Sch SubstantialContributorsSch
Substantial Contributor Detail SubstantialContributorDetail
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ESTATE OF LOUISE ESTE BRUCE RICHARD J BOWLER EXECUTOR | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10 BANK STREET SUITE 650 | AddressLine1Txt |
| City | WHITE PLAINS | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10606 | ZIPCd |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| EXCISE TAX | $790 | $790 | $0 |
| FOREIGN TAX | $219 | $219 | $0 |