2019-08-12T09:18:44-05:00 2019-06-30 061413357 ELIZABETH A SMITH INC PO BOX 3002 MILFORD CT 06460 990PF 2018-07-01 471439173 THE LOUISE ESTE BRUCE FOUNDATION INC c/o RICHARD J BOWLER ESQ BRUC 9149930936 10 BANK STREET No 650 WHITE PLAINS NY 106061946 RICHARD J BOWLER PRESIDENT, TREASURER 9149930936 2019-08-12 1 ELIZABETH A SMITH P01209615 2038785106 67.86.136.165 2019-08-12 10:18:32 ED P 54D94CF7DD77E8D86BBDFE828A1A7BB7C00EE1F7 973031C5C7A1C6AE410E047B60D7F496EC9B1E5D 2018 2019-02-21 02:37:17Z X 4583188 X 3333543 2539 2539 123293 122156 349847 3200610 349847 3809222 474542 0 0 0 4437 3328 1109 1009 1009 0 42471 42221 250 47917 46558 1359 210000 210000 257917 46558 211359 3551305 427984 12516 16377 16377 393219 64149 64149 587424 2324623 3293882 181049 1189930 1208780 1174208 3595079 4583188 0 0 X 1174208 3595079 1174208 3595079 1174208 3595079 1174208 3551305 0 4725513 1130434 3595079 40 SHS ABBOTT LAB 2017-02-03 2018-10-22 2723 1749 974 974 14 SHS ADOBE SYSTEMS 2015-08-21 2018-07-19 3585 1218 2367 2367 7 SHS ADOBE SYSTEMS 2015-08-21 2018-09-21 1852 609 1243 1243 4 SHS ADOBE SYSTEMS 2015-08-21 2018-09-25 1046 348 698 698 13 SHS ADOBE SYSTEMS 2015-08-21 2018-11-01 3098 1131 1967 1967 6 SHS ADOBE SYSTEMS 2015-08-21 2018-09-03 1534 522 1012 1012 120 SHS ALLY FINANCIAL INC 2015-08-21 2018-10-16 3200 2613 587 587 2 SHS ALPHABET INC CL A 2015-10-05 2018-11-01 2222 1402 820 820 4 SHS ALPHABET INC CL A 2015-10-05 2019-03-12 4154 2804 1350 1350 10 SHS ALPHABET INC CL A 2018-07-19 2018-08-02 11435 8031 3404 3404 3 SHS AMAZON COM 2015-06-22 2018-08-02 5301 827 4474 4474 49 SHS ANDEAVOR CORP 2017-08-01 2018-10-05 7461 4171 3290 3290 13 SHS APPLE INC 2017-10-05 2019-05-29 2335 2011 324 324 10 SHS APPLE INC 2018-11-02 2018-11-06 2065 572 1493 1493 187 SHS APPLE INC 2018-11-02 2018-11-27 32213 10692 21521 21521 28 SHS APPLE INC 2018-11-02 2018-12-11 4750 1601 3149 3149 20 SHS ATLASSIAN CORP 2018-03-06 2018-09-17 1552 1152 400 400 10 SHS ATLASSIAN CORP 2018-03-07 2018-09-25 909 583 326 326 10 SHS ATLASSIAN CORP 2018-03-08 2018-10-24 710 592 118 118 10 SHS ATLASSIAN CORP 2018-03-08 2019-01-23 921 592 329 329 16 SHS BROADCOM LTD 2017-12-29 2018-07-16 3309 3682 -373 -373 340 SHS CHEMOURS 2018-07-10 2018-07-20 15546 15546 15546 30 SHS CISCO SYSTEMS 2018-09-25 2019-03-18 1579 1455 124 124 50 SHS CISCO SYSTEMS 2018-09-25 2019-03-22 2658 2424 234 234 1,000 SHS CISCO SYSTEMS 2018-07-10 2018-07-20 41905 8840 33065 33065 30 SHS COMCAST CORP 2017-03-22 2018-08-28 1093 1077 16 16 40 SHS CORNING INC 2017-07-05 2018-09-25 1437 1241 196 196 80 SHS CORNING INC 2017-07-10 2019-04-05 2748 2561 187 187 40 SHS CORNING INC 2017-07-28 2019-04-08 1378 1281 97 97 60 SHS CORNING INC 2017-07-28 2019-04-23 2089 1921 168 168 30 SHS CORNING INC 2017-12-18 2019-04-26 1042 961 81 81 .333 SH CORTEVA INC 2017-09-01 2019-06-05 8 8 0 0 33 SHS CORTEVA INC 2017-09-01 2019-06-12 849 805 44 44 15,665.443 SHS DODGE & CORX INCOME FD 2018-07-12 2019-07-20 210230 210000 230 230 .333 SH DOW INC 2017-09-01 2019-04-01 19 15 4 4 .333 SH DOW INC 2017-09-01 2019-04-02 18 18 18 2,179 SHS DOWDUPONT INC 2018-07-10 2019-04-16 85241 1 85240 85240 .333 SH DUPONT DE NEMOURS 2017-09-01 2019-04-16 25 22 3 3 20 SHS ELECTRONIC ARTS 2016-11-02 2018-11-02 1825 1596 229 229 5 FACEBOOK INC 2015-08-21 2018-08-09 921 471 450 450 3 SHS FACEBOOK INC 2015-08-21 2018-09-25 492 283 209 209 .4 SH GARRETT MOTION 2018-10-02 2018-11-14 6 3 3 3 4,000 SHS GENERAL ELECTRIC 2018-07-10 2018-07-20 52100 3994 48106 48106 31 SHS HOME DEPOT INC 2015-08-21 2019-01-04 5336 3783 1553 1553 11 SHS HOME DEPOT INC 2015-08-21 2019-01-22 1905 1491 414 414 7 SHS HONEYWELL INTL 2015-06-22 2018-11-06 1015 529 486 486 330 SHS INTEL CORP 2018-11-02 2019-01-28 16318 7941 8377 8377 90 SHS INTEL CORP 2018-11-02 2019-05-01 4608 2166 2442 2442 90 SHS INTERCONTINENTAL EXCHANGES 2018-02-21 2019-03-06 6852 5286 1566 1566 750 SHS ISHARES US REAL ESTATE ETF 2018-07-10 2018-12-13 60415 46785 13630 13630 107 SHS JOHNSON & JOHNSON 2018-11-02 2018-11-23 15741 9269 6472 6472 21 SHS JOHNSON & JOHNSON 2018-11-02 2019-01-22 2697 1819 878 878 34 SHS JOHNSON & JOHNSON 2018-11-02 2019-01-28 4303 2945 1358 1358 111 SHS JPMORGAN CHASE & CO 2018-11-02 2019-01-17 11155 5810 5345 5345 2 SHS LAM RESEARCH 2017-08-01 2018-08-09 371 334 37 37 14 SHS LAM RESEARCH 2017-09-10 2019-03-11 2340 2233 107 107 13 SHS LAM RESERCH 2017-11-09 2019-06-26 2363 2710 -347 -347 13 SHS LAM RESERCH 2019-01-28 2019-06-17 2333 2033 300 300 300 SHS LAM RESEARCH 2018-10-10 2019-04-03 57649 42584 15065 15065 20 MEDTRONIC PLC 2018-06-04 2019-03-04 1822 1728 94 94 10 SHS MEDTRONIC PLC 2018-06-04 2019-04-04 902 864 38 38 110 SHS MEDTRONIC PLC 2018-11-02 2019-01-09 9070 6387 2683 2683 30 SHS MERCK & CO 2015-08-21 2019-06-12 2539 1792 747 747 200 SHS MERCK & CO 2018-11-02 2019-04-04 16631 9319 7312 7312 130 SHS MICRON TECHNOLOGIES 2018-03-13 2018-09-17 6004 5174 830 830 22 SHS MICROSOFT CORP 2016-01-12 2018-11-21 2317 1170 1147 1147 29 SHS MICROSOFT CORP 2016-04-25 2019-02-12 3038 2060 978 978 21 SHS MICROSOFT CORP 2018-04-24 2019-02-13 2213 2124 89 89 16 SHS MICROSOFT CORP 2019-01-22 2019-04-05 1923 1686 237 237 30 SHS MONSTER BEVERAGE 2015-08-21 2019-03-21 1734 1517 217 217 50 SHS MONSTER BEVERAGE 2015-08-21 2019-05-02 2978 2528 450 450 40 SHS NUCOR CORP 2015-08-21 2018-08-13 2552 1869 683 683 9 SHS NUCOR CORP 2016-10-18 2018-08-03 2215 589 1626 1626 2 SHS NUCOR CORP 2016-10-18 2018-08-09 514 131 383 383 5 SHS NUCOR CORP 2016-10-18 2018-09-24 1331 327 1004 1004 4 SHS NUCOR CORP 2016-10-18 2018-09-25 1056 262 794 794 46 SHS NUCOR CORP 2016-10-21 2018-11-21 6936 3454 3482 3482 90 SHS PFIZER INC 2018-08-07 2019-03-12 3664 3239 425 425 550 SHS PFIZER INC 2018-11-02 2019-01-22 23298 15458 7840 7840 30 SHS PROCTER & GAMBLE 2016-01-29 2018-08-13 2445 2362 83 83 550 SHS QUALCOMM INC 2018-07-24 2019-04-18 43708 29503 14205 14205 10 SHS RESIDEO TECH 2015-06-22 2018-11-06 212 141 71 71 .6669 SH RESIDEO TECH 2018-10-30 2018-11-29 13 9 4 4 7 SHS SALESFORCE.COM 2015-08-21 2018-09-21 1070 518 552 552 3 SHS SALESFORCE.COM 2015-08-21 2018-09-25 467 222 245 245 24 SHS SALESFORCE.COM 2015-08-21 2018-10-24 3371 1774 1597 1597 4 SHS SALESFORCE.COM 2015-08-21 2018-11-01 528 296 232 232 10 SHS SPLUNK INC 2017-03-06 2018-08-28 1252 636 616 616 5 SHS SPLUNK INC 2017-03-06 2018-09-25 585 318 267 267 20 SHS SPLUNK INC 2017-03-06 2018-10-24 1898 1272 626 626 19 SHS STRYKER CORP 2018-04-20 2018-08-02 3119 3119 0 0 TAKEDA PHARM - CASH IN MERGER 2018-11-02 2019-01-22 10009 10009 10009 151 SHS TEXAS INSTRUMENTS 2018-11-02 2019-02-21 16141 5309 10832 10832 100 SHS UNION PACIFIC 2018-07-10 2018-10-05 16401 494 15907 15907 9 SHS UNITEDHEALTH GROUP 2016-09-19 2018-08-02 2294 1199 1095 1095 6 SHS UNITEDHEALTH GROUP 2016-09-19 2018-09-20 1580 799 781 781 15 SHS UNITEDHEALTH GROUP 2016-09-19 2019-03-04 3640 1999 1641 1641 27 SHS UNITEDHEALTH GROUP 2017-06-29 2019-04-22 5804 4071 1733 1733 40 SHS WORLDPAY INC 2017-07-17 2019-04-12 4527 2512 2015 2015 40 SHS WORLDPAY INC 2017-07-17 2019-04-15 4524 2512 2012 2012 4,411.018 UTS BLACKROCK GLOBAL ALLOCATION 2018-07-12 2018-07-20 86941 80000 6941 6941 19,374.823 UTS BLACKROCK NATIONAL MUN FD 2018-07-12 2018-07-20 209442 198000 11442 11442 3,366.275 UTS BNY MELLON INTL APPRICIATION 2018-10-30 2019-05-03 45377 39958 5419 5419 5,800.464 UTS FEDERATED STRATEGIC VALUE DID 2018-07-12 2018-07-20 33817 25000 8817 8817 64,480.656 UTS FIDELITY PRIME RESERVES PORT 2018-07-10 2019-01-29 64500 64499 1 1 4,698.59 UTS FIDELITY PRIME RESERVES PORT 2018-07-10 2019-04-15 4700 4700 0 0 81,475.557 UTS FIDELITY PRIME RESERVES PORT 2018-07-10 2019-04-18 81500 81500 0 0 99,970.009 UTS FIDELITY PRIME RESERVES PORT 2018-07-10 2019-05-06 100000 99999 1 1 5 SHS ALEXON PHARM 2016-11-09 2018-08-07 620 683 -63 -63 11 SHS ALEXION PHARM 2016-12-22 2018-08-08 1353 1419 -66 -66 11 SHS ALLERGAN PLC 2015-08-21 2018-11-01 1742 2723 -981 -981 18 SHS APPLE INC 2017-03-16 2019-01-28 2734 2415 319 319 16 SHS APPLE INC 2017-03-16 2019-02-13 2717 2476 241 241 3 SHS BIOGEN INC 2018-01-22 2019-03-25 681 1031 -350 -350 625 SHS BUNGE LTD 2018-12-06 2019-04-03 32571 36541 -3970 -3970 5 SHS CHEVRON CORP 2015-06-22 2019-01-04 550 589 -39 -39 30 SHS CISCO SYSTEMS 2018-09-25 2019-01-23 1347 1455 -108 -108 50 SHS CORNING 2019-02-21 2019-05-22 1481 1601 -120 -120 48 SHS ELECTRONIC ART 2016-11-07 2018-12-04 4039 4141 -102 -102 70 SHS GILEAD SCIENCES 2018-06-22 2019-06-07 4483 4996 -513 -513 90 SHS HARTFORD FINL SERVICES 2016-10-07 2018-11-06 4043 4251 -208 -208 6 SHS ILLUMINA INC 2018-08-02 2019-03-04 1878 1915 -37 -37 90 SHS INTEL CORP 2019-03-18 2019-05-01 4608 4854 -246 -246 270 SHS INVESCO LTD 2015-08-21 2018-10-16 5432 9549 -4117 -4117 1,900 SHS INVESCO LTD 2018-07-02 2018-10-10 40959 48651 -7692 -7692 2,400 SHS KNIGHT-SWIFT TRANSAN HLDGS 2018-07-23 2019-05-31 66823 85321 -18498 -18498 14 SHS LAM RESEARCH CORP 2019-01-28 2018-09-17 2406 2372 34 34 90 SHS INTEL CORP 2018-08-22 2019-04-18 21184 25074 -3890 -3890 60 SHS MARVELL TECH GROUP 2018-01-26 2018-08-03 1273 1397 -124 -124 20 SHS MONDELEZ INTL 2016-03-28 2018-07-03 822 811 11 11 420 SHS NABORS INDUSTRIES 2016-08-30 2019-05-22 1394 4683 -3289 -3289 90 SHS NUTANIX INC 2019-01-23 2019-06-05 2425 4735 -2310 -2310 50 SHS QUALCOMM INC 2018-11-27 2019-01-28 2545 2798 -253 -253 180 SHS QUALCOMM INC 2018-11-02 2018-11-21 10157 10867 -710 -710 90 SHS QUALCOMM INC 2018-11-02 2019-01-22 4915 5434 -519 -519 3,000 SHS SPDR BLOOMERG BARCLAYS HIGH YIELD 2018-07-02 2018-07-20 107199 120120 -12921 -12921 100 SHS STARBUCK CORP 2017-07-25 2018-07-03 4877 5907 -1030 -1030 270 SHS STATE STREET CORP 2018-11-02 2019-06-07 15091 18687 -3596 -3596 .74 SH TAKEDA PHARM 2018-11-02 2019-01-28 15 17 -2 -2 34 SHS TEXAS INSTRUMENTS 2018-08-03 2019-03-18 3613 3811 -198 -198 21 SHS TEXAS INSTRUMENTS 2018-08-09 2019-03-27 2244 2303 -59 -59 .5194 SH WABTEC CORP 2019-02-26 2019-03-12 37 40 -3 -3 60 SHS WESTERN DIGITAL CORP 2019-04-22 2019-05-29 2460 3252 -792 -792 120 SHS WESTERN DIGITAL CORP 2019-05-01 2019-06-17 4445 6334 -1889 -1889 2,273.69 SHS ADVANTAGE DYN TOTOAL RET-Y 2017-04-21 2018-12-07 35220 36769 -1549 -1549 9,402.609 SHS BLACKROCK STRATEGIC INCOME OPPTYS 2018-07-12 2018-07-20 91769 94265 -2496 -2496 111,966.41 UTS FIDELITY PRIME RESERVES PORT 2018-07-20 2018-07-23 112000 112001 -1 -1 110,766.77 UTS FIDELITY PRIME RESERVES PORT 2018-07-20 2018-07-24 110800 110801 -1 -1 170,248.925 UTS FIDELITY PRIME RESERVES PORT 2018-07-20 2018-07-25 170300 170301 -1 -1 50,984.705 UTS FIDELITY PRIME RESERVES PORT 2018-07-20 2018-08-10 51000 51000 0 0 37,488.753 UTS FIDELITY PRIME RESERVES PORT 2018-07-20 2018-08-21 37500 37500 0 0 24,992.502 UTS FIDELITY PRIME RESERVES PORT 2018-07-20 2018-08-22 25000 25000 0 0 23,392.982 UTS FIDELITY PRIME RESERVES PORT 2018-07-20 2018-09-04 23400 23400 0 0 29,491.153 UTS FIDELITY PRIME RESERVES PORT P 2018-07-20 2018-09-18 29500 29500 0 0 79,384.123 UTS FIDELITY PRIME RESERVES PORT P 2018-07-20 2018-09-25 79400 79408 -8 -8 45,240.952 UTS FIDELITY PRIME RESERVES PORT P 2018-07-20 2018-10-05 45250 45255 -5 -5 27,594.481 UTS FIDELITY PRIME RESERVES PORT P 2018-07-20 2018-10-10 27600 27603 -3 -3 5,748.85 UTS FIDELITY PRIME RESERVES PORT P 2018-07-20 2018-10-16 5750 5751 -1 -1 16,746.651 UTS FIDELITY PRIME RESERVES PORT 2018-07-20 2018-10-24 16750 16752 -2 -2 47,990.402 UTS FIDELITY PRIME RESERVES PORT 2018-07-20 2018-10-25 48000 48005 -5 -5 47,490.502 UTS FIDELITY PRIME RESERVES PORT 2018-07-20 2018-11-07 47500 47505 -5 -5 93,031.394 UTS FIDELITY PRIME RESERVES PORT 2018-07-20 2018-12-07 93050 93060 -10 -10 4,249.15 UTS FIDELITY PRIME RESERVES PORT 2018-07-20 2019-01-14 4250 4250 0 0 1,942.862 UTS TEMPLETON GLOBAL BOND 2018-07-02 2018-07-20 22634 26406 -3772 -3772 15,015.015 UTS WELLS FARGO S/T MUN BOND 2018-07-02 2018-07-20 148048 150000 -1952 -1952 4,050.405 UTS WESTERN INTER BOND FUND 2018-07-02 2018-07-20 43299 45000 -1701 -1701 Capital Gains Dividends P 9840 9840 9840 349847 0 105385 1136604 0.092719 75525 962949 0.078431 74296 970463 0.076557 0 82652 0.000000 0.247707 0.061927 4294287 265932 4280 270212 211359 8560 0 8560 0 8560 655 0 0 655 0 7905 0 0 0 0 0 0 0 0 0 0 0 1 NY 1 0 1 0 0 0 N/A RICHARD J BOWLER ESQ 9149930936 10 BANK STREET SUITE 650 WHITE PLAINS NY 106061994 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 RICHARD J BOWLER 10 BANK STREET SUITE 650 WHITE PLAINS NY 10606 PRESIDENT, TREASURER, DIRE 5.00 0 0 0 JEANNE E ZUNICH 10 BANK STREET SUITE 650 WHITE PLAINS NY 10606 VICE PRESIDENT, DIRECTOR 0.00 0 0 0 MAGDALEN GAYNOR 10 BANK STREET SUITE 650 WHITE PLAINS NY 10606 SECRETARY, DIRECTOR 0.00 0 0 0 NONE 0 NONE 0 0 4184587 175095 0 4359682 0 0 4359682 65395 4294287 214714 214714 8560 8560 206154 0 206154 0 206154 211359 0 211359 0 211359 206154 0 0 23048 28026 49585 100659 211359 0 0 0 206154 5205 0 0 105864 0 0 0 0 0 0 0 105864 23048 28026 49585 5205 Richard J Bowler Esq 10 Bank Street Suite 650 White Plains NY 10606 9149930936 bowler.rich89@gmail.com The New York/New Jersey Common Application Form; Include information about organization & purpose of grant No later than June 1 of each fiscal year Qualified charitable organizations for charitable, religious, scientific, or educational purposes CALVERT SCHOOL 105 TUSCANY ROAD BALTIMORE MD 21210 EDUCATION 100000 HUDSON VALLEY SHAKESPEARE FESTIVAL INC 143 MAIN STREET COLD SPRING NY 10516 EDUCATION 15000 MISS HALL'S SCHOOL 492 HOLMES ROAD PITTSFIELD MA 01202 EDUCATION 30000 THE URSULINE SCHOOL 1354 NORTH AVENUE NEW ROCHELLE NY 10804 EDUCATION 50000 BEREA COLLEGE 101 CHESTNUT STREET BEREA KY 40404 EDUCATION 15000 210000 0 14 2539 14 123293 18 349847 0 475679 0 475679 0 0 0 0 0 0 0 0 0 0 X X 1 Estate of Louise Este Bruce Richard J Bowler Esq Executor 10 Bank Street Suite 650 White Plains NY 10606 2930310 X 2 Estate of Louise Este Bruce Richard J Bowler Esq Executor 10 Bank Street Suite 650 White Plains NY 10606 403232 X 1 3,366.275 UTS BNY MELLON INTL APPRECIATION FUND 42752 2018-10-30 1 3,267.435 UTS BNY MELLON SMALL CAP STOCK FUND M 63519 2018-10-30 1 4,191.115 UTS DREYFUS FLOATING RATE INC Y 50377 2018-10-30 1 1,008.403 UTS DREYFUS FLOATING RATE INC Y 12121 2018-10-30 1 168.195 UTS DREYFUS FLOATING RATE INC Y 2022 2018-10-30 1 11,058.452 UTS DREYFUS HIGH YIELD-I 66351 2018-10-30 1 693.147 UTS DREYFUS HIGH YIELD-I 4159 2018-10-30 1 1,849.894 UTS DREYFUS/NEWTOWN INTL EQUITY Y 35906 2018-10-30 1 179 SHS AT&T INC 5458 2018-11-02 1 100 SHS ALLERGAN PLC 16446 2018-11-02 1 22 SHS ALPHABET INC CL A 23892 2018-11-02 1 225 SHS ALLSTATE CORP 20243 2018-11-02 1 225 SHS APPLE INC 50000 2018-11-02 1 400 SHS BB&T CORP 19680 2018-11-02 1 175 SHS BAXTER INTL INC 11037 2018-11-02 1 300 SHS BRISTOL MYERS SQUIBB CO 15639 2018-11-02 1 60.087 UTS DREYFUS HIGH YIELD-I 361 2018-11-02 1 475 SHS INTEL CORP 22904 2018-11-02 1 375 SHS INVESCO LTD 8242 2018-11-02 1 100 SHS IBM CORP 11683 2018-11-02 1 200 SHS JPMORGAN CHASE & CO 21796 2018-11-02 1 175 SHS JOHNSON & JOHNSON 24644 2018-11-02 1 143 SHS MEDTRONIC PLC 13092 2018-11-02 1 273 SHS MERCK & CO INC 19962 2018-11-02 1 350 SHS METLIFE INC 14679 2018-11-02 1 200 SHS MICROSOFT CORP 21184 2018-11-02 1 120 SHS PNC FINANCIAL SERVICES GROUUP 15569 2018-11-02 1 675 SHS PFIZER INC 29477 2018-11-02 1 275 SHS QUALCOMM INC 17520 2018-11-02 1 110 SHS SHIRE PLC SPONS ADR 19903 2018-11-02 1 200 SHS STATE STRET CORP 13992 2018-11-02 1 200 SHS TEXAS INSTRUMENTS INC 19520 2018-11-02 1 150 SHS TRAVELERS COMPANIES INC 18780 2018-11-02 1 320 SHS WELLS FARGO & CO 17139 2018-11-02 1 2,700 SHS AT&T INC 87750 2018-07-10 1 1,000 SHS BP PLC SPONS ADR 47050 2018-07-10 1 1,400 SHS BRISTOL MYERS SQUIBB CO 78652 2018-07-10 1 300 SHS CHEMOURS CO 15626 2018-07-10 1 4,200 SHS CISCO SYSTEMS INC 180012 2018-07-10 1 2,179 SHS DOWDUPONT INC 147758 2018-07-10 1 1,000 SHS EXXON MOBIL CORP 83660 2018-07-10 1 4,000 SHS GENERAL ELECTRIC CO 56680 2018-07-10 1 1,800 SHS GLAXOSMITHKLINE PLC ADR 74574 2018-07-10 1 750 SHS ISHARES U.S. REAL ESTATE ETF 61208 2018-07-10 1 1,000 SHS ISHARES MSCI EMERGING MARKETS ETF 44090 2018-07-10 1 1,970 SHS PFIZER INC 73737 2018-07-10 1 3,000 SHS SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF 106860 2018-07-10 1 1,000 SHS UNION PACIFIC CORP 144110 2018-07-10 1 2,500 SHS VANGUARD INTL FTSE ALL WORLD EX US ETF 131825 2018-07-10 1 4,411.018 UTS BLACKROCK GLOBAL ALLOCATION INSTL 86985 2018-07-12 1 9,402.609 UTS BLACKROCK STRATEGIC INCOME OPPTYS PORT INSTL 91769 2018-07-12 1 19,374.823 UTS BLACKROCK NATIONAL MUN FUND INSTL 209442 2018-07-12 1 15,665.443 UTS DODGE & COX INCOME FUND 210230 2018-07-12 1 5,800.464 UTS FEDERATED STRATEGIC VALUE DIVIDEND FUND INSTL 34107 2018-07-12 1 15,015.015 UTS WELLS FARGO SHORT TERM MUN BOND FUND 148048 2018-07-12 1 1,942.862 UTS TEMPLETON GLOBAL BOND FUND ADVISOR CL 22790 2018-07-12 1 4,050.405 UTS WESTERN ASSETS FUNDS INTER BOND FUND CL I 43298 2018-07-12 ACCOUNTING & TAX PREPARATION FEES 4437 3328 1109 CORPORATE STOCKS 2324623 3293882 MUTUAL FUNDS AT COST 1189930 1208780 Difference in the book value and contribution date value of securities 1130434 BNY MELLON, MARKET VALUE FEE 18428 18428 0 FILING FEE 250 0 250 BANK SERVICE FEE 15 15 0 ADR FEES 41 41 0 WELLS FARGO, ADVISORY FEE 23737 23737 0 ESTATE OF LOUISE ESTE BRUCE RICHARD J BOWLER EXECUTOR 10 BANK STREET SUITE 650 WHITE PLAINS NY 10606 EXCISE TAX 790 790 0 FOREIGN TAX 219 219 0