NORWICH UNIVERSITY APPLIED RESEARCH INSTITUTES LTD: Form 990, tax year 2017

View the entire original 990 at ProPublica ↗

Organization: NORWICH UNIVERSITY APPLIED RESEARCH INSTITUTES LTD (EIN 06-1669185)
Tax period: 2017-06-01 to 2018-05-31
Filed: 2019-04-12
IRS object ID: 201921029349300702
Schema version: 2017v2.2
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule D
Schedule F
Schedule J
Schedule O
Schedule R

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2019-04-12T06:09:21-07:00	ReturnTs
Tax Period End	2018-05-31	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	Tapia & Huckabay PC	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	PO Box 38	AddressLine1Txt
City	Vergennes	CityNm
State Abbreviation	VT	StateAbbreviationCd
ZIP	05491	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990	ReturnTypeCd
Tax Period Begin	2017-06-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	061669185	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	Norwich University Applied Research Institutes Ltd	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Business Name Control	NORW	BusinessNameControlTxt
Phone	8024852819	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	PO Box 30	AddressLine1Txt
City	Northfield	CityNm
State Abbreviation	VT	StateAbbreviationCd
ZIP	056630030	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	PHILIP T SUSMANN	PersonNm
Person Title	PRESIDENT	PersonTitleTxt
Phone	8024852819	PhoneNum
Signature	2019-03-11	SignatureDt
Discuss With Paid Preparer	Yes (true)	DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	WILLIAM S HUCKABAY CPA	PreparerPersonNm
PTIN	P00154308	PTIN
Phone	8028707086	PhoneNum

Filing Security Information FilingSecurityInformation

IP Address IPAddress

Field	Value	IRS element (for citing)
I Pv4 Address	50.252.240.121	IPv4AddressTxt

Field	Value	IRS element (for citing)
IP	2019-04-12	IPDt
IP Tm	06:09:01	IPTm
IP Timezone	PD	IPTimezoneCd
Filing License Type	P	FilingLicenseTypeCd
At Submission Creation Device Id	F5EAD35F26E8E7C6943A0EFFCB5EA88474B008A5	AtSubmissionCreationDeviceId
At Submission Filing Device Id	F5EAD35F26E8E7C6943A0EFFCB5EA88474B008A5	AtSubmissionFilingDeviceId

Field	Value	IRS element (for citing)
Tax	2017	TaxYr
Build TS	2019-02-21 02:37:17Z	BuildTS

Form 990 IRS990

Doing Business As Name DoingBusinessAsName

Field	Value	IRS element (for citing)
Business Name Line1	NUARI	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Principal Officer	PHILIP SUSMANN	PrincipalOfficerNm

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	PO Box 30	AddressLine1Txt
City	Northfield	CityNm
State Abbreviation	VT	StateAbbreviationCd
ZIP	05663	ZIPCd

Field	Value	IRS element (for citing)
Gross Receipts	$1,924,769	GrossReceiptsAmt
Group Return For Affiliates	false	GroupReturnForAffiliatesInd
Organization501c3	Yes (X)	Organization501c3Ind
Website Address	www.NUARI.org	WebsiteAddressTxt
Type Of Organization Corp	Yes (X)	TypeOfOrganizationCorpInd
Formation	2002	FormationYr
Legal Domicile State	VT	LegalDomicileStateCd
Activity Or Mission	TO SERVE THE NATIONAL PUBLIC INTEREST THROUGH THE STUDY OF CRITICAL ISSUES, TO PROVIDE RAPID RESEARCH AND DEVELOPMENT OF NEEDED TECHNOLOGY, TO ENHANCE NATIONAL RESPONSE CAPABILITY THROUGH EDUCATIONAL AND TRAINING PROGRAMS SERVING AS A NATIONAL EDUCATION CENTER FOR COUNTER-TERRORISM AND CYBERCRIME.	ActivityOrMissionDesc
Voting Members Governing Body	12	VotingMembersGoverningBodyCnt
Voting Members Independent	10	VotingMembersIndependentCnt
Total Employee	26	TotalEmployeeCnt
Total Volunteers	11	TotalVolunteersCnt
Total Gross UBI	$0	TotalGrossUBIAmt
PY Contributions Grants	$2,842,422	PYContributionsGrantsAmt
CY Contributions Grants	$1,245,486	CYContributionsGrantsAmt
PY Program Service Revenue	$320,343	PYProgramServiceRevenueAmt
CY Program Service Revenue	$677,412	CYProgramServiceRevenueAmt
PY Investment Income	$2,223	PYInvestmentIncomeAmt
CY Investment Income	$1,697	CYInvestmentIncomeAmt
PY Other Revenue	$2	PYOtherRevenueAmt
CY Other Revenue	$174	CYOtherRevenueAmt
PY Total Revenue	$3,164,990	PYTotalRevenueAmt
CY Total Revenue	$1,924,769	CYTotalRevenueAmt
CY Grants And Similar Paid	$0	CYGrantsAndSimilarPaidAmt
CY Benefits Paid To Members	$0	CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid	$2,054,949	PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid	$1,343,473	CYSalariesCompEmpBnftPaidAmt
CY Total Prof Fndrsng Expns	$0	CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense	$0	CYTotalFundraisingExpenseAmt
PY Other Expenses	$1,528,038	PYOtherExpensesAmt
CY Other Expenses	$963,256	CYOtherExpensesAmt
PY Total Expenses	$3,582,987	PYTotalExpensesAmt
CY Total Expenses	$2,306,729	CYTotalExpensesAmt
PY Revenues Less Expenses	-$417,997	PYRevenuesLessExpensesAmt
CY Revenues Less Expenses	-$381,960	CYRevenuesLessExpensesAmt
Total Assets BOY	$995,455	TotalAssetsBOYAmt
Total Assets EOY	$626,886	TotalAssetsEOYAmt
Total Liabilities BOY	$211,317	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$224,708	TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY	$784,138	NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY	$402,178	NetAssetsOrFundBalancesEOYAmt
Mission	To serve the national public interest through the study of critical national issues;	MissionDesc
Significant New Program Srvc	false	SignificantNewProgramSrvcInd
Significant Change	false	SignificantChangeInd
Expense	$612,912	ExpenseAmt
Revenue	$368,137	RevenueAmt
Desc	TRAINING, EXERCISE AND SIMULATION ACTIVITIES PROVIDED MANAGEMENT AND CONSULTING SERVICES INCLUDING: DECIDE - A SIMULATION TOOL FOR EMULATING IMPACTS OF A CYBER ATTACK ON FINANCIAL INSTITUTIONS WITHIN THE PUBLIC AND PRIVATE SECTORS; QD IV, WPI, CYBER EXERCISE SUPP. EXERCISES AND CANADIAN PAYMENTS - SCENARIOS AND EXERCISES USING THE DECIDE FS TOOL TO DEMONSTRATE EFFECTIVENESS AND NEED FOR CYBER INCIDENT RESPONSE PLANS.	Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

Field	Value	IRS element (for citing)
Expense	$638,847	ExpenseAmt
Desc	COURSEWARE DEVELOPMENT AND DESIGN ACTIVITIES DEVELOP WEB BASED INCIDENT RESPONSE TRAINING FOR STATES AND COMMUNITIES WHICH WILL ENHANCE THEIR RESPONSE CAPABILITIES AND PREPAREDNESS IN THE EVENT OF A CYBER ATTACK, NATIONAL EMERGENCY OR OTHER DISASTER.	Desc

Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp

Field	Value	IRS element (for citing)
Expense	$353,013	ExpenseAmt
Revenue	$309,275	RevenueAmt
Desc	OTHER PROGRAM SERVICES PROVIDED SME SUPPORT AND PROGRAM MANAGEMENT FOR VISUAL AUGMENTATION SYSTEMS AND OTHER RELATED DEFENSE TECHNOLOGY PROGRAMS; DEVELOP EDUCATIONAL INNOVATION THROUGH SME SUPPORT AND PROGRAM MANAGEMENT, AND PROVIDE OTHER SPECIALIZED TECHNICAL SERVICES.	Desc

Field	Value	IRS element (for citing)
Total Program Service Expenses	$1,604,772	TotalProgramServiceExpensesAmt
Described In Section501c3	Yes (true)	DescribedInSection501c3Ind
Schedule B Required	Yes (true)	ScheduleBRequiredInd
Political Campaign Acty	false	PoliticalCampaignActyInd
Lobbying Activities	false	LobbyingActivitiesInd
Subject To Proxy Tax	false	SubjectToProxyTaxInd
Donor Advised Fund	false	DonorAdvisedFundInd
Conservation Easements	false	ConservationEasementsInd
Collections Of Art	false	CollectionsOfArtInd
Credit Counseling	false	CreditCounselingInd
Temp Or Permanent Endowments	false	TempOrPermanentEndowmentsInd
Report Land Building Equipment	Yes (true)	ReportLandBuildingEquipmentInd
Report Investments Other Sec	false	ReportInvestmentsOtherSecInd
Report Program Related Invst	false	ReportProgramRelatedInvstInd
Report Other Assets	false	ReportOtherAssetsInd
Report Other Liabilities	Yes (true)	ReportOtherLiabilitiesInd
Include FIN48 Footnote	Yes (true)	IncludeFIN48FootnoteInd
Independent Audit Fincl Stmt	Yes (true)	IndependentAuditFinclStmtInd
Consolidated Audit Fincl Stmt	Yes (true)	ConsolidatedAuditFinclStmtInd
School Operating	false	SchoolOperatingInd
Foreign Office	false	ForeignOfficeInd
Foreign Activities	Yes (true)	ForeignActivitiesInd
More Than5000 K To Org	false	MoreThan5000KToOrgInd
More Than5000 K To Individuals	false	MoreThan5000KToIndividualsInd
Professional Fundraising	false	ProfessionalFundraisingInd
Fundraising Activities	false	FundraisingActivitiesInd
Gaming Activities	false	GamingActivitiesInd
Operate Hospital	false	OperateHospitalInd
Grants To Organizations	false	GrantsToOrganizationsInd
Grants To Individuals	false	GrantsToIndividualsInd
Schedule J Required	Yes (true)	ScheduleJRequiredInd
Tax Exempt Bonds	false	TaxExemptBondsInd
Engaged In Excess Benefit Trans	false	EngagedInExcessBenefitTransInd
PY Excess Benefit Trans	false	PYExcessBenefitTransInd
Loan Outstanding	false	LoanOutstandingInd
Grant To Related Person	false	GrantToRelatedPersonInd
Business Rln With Org Mem	false	BusinessRlnWithOrgMemInd
Business Rln With Fam Mem	false	BusinessRlnWithFamMemInd
Business Rln With Officer Ent	false	BusinessRlnWithOfficerEntInd
Deductible Non Cash Contri	false	DeductibleNonCashContriInd
Deductible Art Contribution	false	DeductibleArtContributionInd
Terminate Operations	false	TerminateOperationsInd
Partial Liquidation	false	PartialLiquidationInd
Disregarded Entity	false	DisregardedEntityInd
Related Entity	Yes (true)	RelatedEntityInd
Related Organization Ctrl Ent	false	RelatedOrganizationCtrlEntInd
Activities Conducted Prtshp	false	ActivitiesConductedPrtshpInd
Schedule O Required	Yes (true)	ScheduleORequiredInd
IRP Document	8	IRPDocumentCnt
IRP Document W2 G	0	IRPDocumentW2GCnt
Employee	26	EmployeeCnt
Employment Tax Returns Filed	Yes (true)	EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over Limit	false	UnrelatedBusIncmOverLimitInd
Foreign Financial Account	false	ForeignFinancialAccountInd
Prohibited Tax Shelter Trans	false	ProhibitedTaxShelterTransInd
Taxable Party Notification	false	TaxablePartyNotificationInd
Nondeductible Contributions	false	NondeductibleContributionsInd
Quid Pro Quo Contributions	false	QuidProQuoContributionsInd
Form8282 Property Disposed Of	false	Form8282PropertyDisposedOfInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	false	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	false	PayPremiumsPrsnlBnftCntrctInd
Indoor Tanning Services	false	IndoorTanningServicesInd
Info In Schedule O Part VI	Yes (X)	InfoInScheduleOPartVIInd
Governing Body Voting Members	12	GoverningBodyVotingMembersCnt
Independent Voting Member	10	IndependentVotingMemberCnt
Family Or Business Rln	false	FamilyOrBusinessRlnInd
Delegation Of Mgmt Duties	false	DelegationOfMgmtDutiesInd
Change To Org Documents	false	ChangeToOrgDocumentsInd
Material Diversion Or Misuse	false	MaterialDiversionOrMisuseInd
Members Or Stockholders	false	MembersOrStockholdersInd
Election Of Board Members	Yes (true)	ElectionOfBoardMembersInd
Decisions Subject To Approva	Yes (true)	DecisionsSubjectToApprovaInd
Minutes Of Governing Body	Yes (true)	MinutesOfGoverningBodyInd
Minutes Of Committees	Yes (true)	MinutesOfCommitteesInd
Officer Mailing Address	false	OfficerMailingAddressInd
Local Chapters	false	LocalChaptersInd
Form990 Provided To Gvrn Body	Yes (true)	Form990ProvidedToGvrnBodyInd
Conflict Of Interest Policy	Yes (true)	ConflictOfInterestPolicyInd
Annual Disclosure Covered Prsn	Yes (true)	AnnualDisclosureCoveredPrsnInd
Regular Monitoring Enfrc	Yes (true)	RegularMonitoringEnfrcInd
Whistleblower Policy	Yes (true)	WhistleblowerPolicyInd
Document Retention Policy	Yes (true)	DocumentRetentionPolicyInd
Compensation Process CEO	Yes (true)	CompensationProcessCEOInd
Compensation Process Other	Yes (true)	CompensationProcessOtherInd
Investment In Joint Venture	false	InvestmentInJointVentureInd
Upon Request	Yes (X)	UponRequestInd

Books In Care Of Detail BooksInCareOfDetail

Field	Value	IRS element (for citing)
Person	MARSHA J HOPKINS	PersonNm
Phone	8024852819	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	57 Old Freight Yard	AddressLine1Txt
City	Northfield	CityNm
State Abbreviation	VT	StateAbbreviationCd
ZIP	05663	ZIPCd

Form990 Part VII Section A Form990PartVIISectionAGrp (18 entries)

TitleTitleTxt	Average Hours Per WeekAverageHoursPerWeekRt	Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd	OfficerOfficerInd	Reportable Comp From OrgReportableCompFromOrgAmt	Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt	Other CompensationOtherCompensationAmt	Highest Compensated EmployeeHighestCompensatedEmployeeInd
ROBERT B MACK
Chair	1.00	Yes (X)	Yes (X)	$0	$0	$0
RICHARD W SCHNEIDER
Vice Chair	1.00	Yes (X)	Yes (X)	$0	$466,549	$72,157
WILLIAM GOODMAN
Director	0.50	Yes (X)		$0	$0	$0
GEN ALFRED M GRAY
Director	0.50	Yes (X)		$0	$0	$0
FREDERICK M HAYNES
Director	0.50	Yes (X)		$0	$0	$0
JOEL KOBERT
Director	0.50	Yes (X)		$0	$0	$0
THOMAS LEAVITT
Director	0.50	Yes (X)		$0	$0	$0
E TARRY POLIDOR
Director	0.50	Yes (X)		$0	$0	$0
ROBERT LINDEFJELD
Director	0.50	Yes (X)		$0	$0	$0
MARK D YOUNG
Director	0.50	Yes (X)		$0	$0	$0
WILLIAM LASKY
Director	0.50	Yes (X)		$0	$0	$0
PHILIP T SUSMANN
President	40.00	Yes (X)	Yes (X)	$230,401	$0	$37,108
ERIC BRIGHAM
Vice President (end 8/2017)	40.00		Yes (X)	$88,708	$0	$5,206
ANDREW ZYBAS
Vice President (from 10/2017)	40.00		Yes (X)	$99,384	$0	$0
MARSHA HOPKINS
Treasurer	40.00		Yes (X)	$86,302	$0	$29,429
MICHELLE LESLIE
Secretary	6.00		Yes (X)	$4,800	$0	$0
DANIEL LEAVITT
Programmer	40.00			$105,475	$0	$29,741	Yes (X)
MICHAEL SCHULZ
Head Programmer	40.00			$116,185	$0	$10,436	Yes (X)

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	$731,255	TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org	$466,549	TotReportableCompRltdOrgAmt
Total Other Compensation	$184,077	TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K	3	IndivRcvdGreaterThan100KCnt
Former Ofcr Employees Listed	false	FormerOfcrEmployeesListedInd
Total Comp Greater Than150 K	Yes (true)	TotalCompGreaterThan150KInd
Compensation From Other Srcs	false	CompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (2 entries)

Address Line1ContractorAddress/USAddress/AddressLine1Txt	CityContractorAddress/USAddress/CityNm	State AbbreviationContractorAddress/USAddress/StateAbbreviationCd	ZIPContractorAddress/USAddress/ZIPCd	ServicesServicesDesc	CompensationCompensationAmt
Texas A&M Eng Ext Service
200 Technology Way	College Station	TX	77845	Incident Response Training Courses	$359,196
Fwave Inc
224 Turnpike Road	Norwich	VT	05055	Research & Development	$154,944

Field	Value	IRS element (for citing)
Cntrct Rcvd Greater Than100 K	2	CntrctRcvdGreaterThan100KCnt
Government Grants	$964,182	GovernmentGrantsAmt
All Other Contributions	$281,304	AllOtherContributionsAmt
Total Contributions	$1,245,486	TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp (2 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt
Cyber exercise/scenario dev.	541700	$368,137
Other scientific/tech services	541900	$309,275

Field	Value	IRS element (for citing)
Total Program Service Revenue	$677,412	TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$1,697	TotalRevenueColumnAmt
Exclusion	$1,697	ExclusionAmt

Other Revenue Misc OtherRevenueMiscGrp

Field	Value	IRS element (for citing)
Desc	Flexible Spending Account forfeitures	Desc
Business	900099	BusinessCd
Total Revenue Column	$174	TotalRevenueColumnAmt
Exclusion	$174	ExclusionAmt

Field	Value	IRS element (for citing)
Other Revenue Total	$174	OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$1,924,769	TotalRevenueColumnAmt
Related Or Exempt Func Income	$677,412	RelatedOrExemptFuncIncomeAmt
Exclusion	$1,871	ExclusionAmt

Field	Value	IRS element (for citing)
Info In Schedule O Part IX	Yes (X)	InfoInScheduleOPartIXInd

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

Field	Value	IRS element (for citing)
Total	$513,346	TotalAmt
Program Services	$236,154	ProgramServicesAmt
Management And General	$277,192	ManagementAndGeneralAmt
Fundraising	$0	FundraisingAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

Field	Value	IRS element (for citing)
Total	$659,649	TotalAmt
Program Services	$518,794	ProgramServicesAmt
Management And General	$140,855	ManagementAndGeneralAmt
Fundraising	$0	FundraisingAmt

Pension Plan Contributions PensionPlanContributionsGrp

Field	Value	IRS element (for citing)
Total	$27,620	TotalAmt
Program Services	$17,776	ProgramServicesAmt
Management And General	$9,844	ManagementAndGeneralAmt
Fundraising	$0	FundraisingAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

Field	Value	IRS element (for citing)
Total	$54,326	TotalAmt
Program Services	$34,964	ProgramServicesAmt
Management And General	$19,362	ManagementAndGeneralAmt
Fundraising	$0	FundraisingAmt

Payroll Taxes PayrollTaxesGrp

Field	Value	IRS element (for citing)
Total	$88,532	TotalAmt
Program Services	$56,979	ProgramServicesAmt
Management And General	$31,553	ManagementAndGeneralAmt
Fundraising	$0	FundraisingAmt

Fees For Services Accounting FeesForServicesAccountingGrp

Field	Value	IRS element (for citing)
Total	$34,140	TotalAmt
Program Services	$0	ProgramServicesAmt
Management And General	$34,140	ManagementAndGeneralAmt
Fundraising	$0	FundraisingAmt

Fees For Services Other FeesForServicesOtherGrp

Field	Value	IRS element (for citing)
Total	$531,385	TotalAmt
Program Services	$523,115	ProgramServicesAmt
Management And General	$8,270	ManagementAndGeneralAmt
Fundraising	$0	FundraisingAmt

Advertising AdvertisingGrp

Field	Value	IRS element (for citing)
Total	$2,654	TotalAmt
Program Services	$0	ProgramServicesAmt
Management And General	$2,654	ManagementAndGeneralAmt
Fundraising	$0	FundraisingAmt

Office Expenses OfficeExpensesGrp

Field	Value	IRS element (for citing)
Total	$57,208	TotalAmt
Program Services	$20,803	ProgramServicesAmt
Management And General	$36,405	ManagementAndGeneralAmt
Fundraising	$0	FundraisingAmt

Information Technology InformationTechnologyGrp

Field	Value	IRS element (for citing)
Total	$40,830	TotalAmt
Program Services	$29,532	ProgramServicesAmt
Management And General	$11,298	ManagementAndGeneralAmt
Fundraising	$0	FundraisingAmt

Occupancy OccupancyGrp

Field	Value	IRS element (for citing)
Total	$45,720	TotalAmt
Program Services	$30,911	ProgramServicesAmt
Management And General	$14,809	ManagementAndGeneralAmt
Fundraising	$0	FundraisingAmt

Travel TravelGrp

Field	Value	IRS element (for citing)
Total	$122,969	TotalAmt
Program Services	$61,834	ProgramServicesAmt
Management And General	$61,135	ManagementAndGeneralAmt
Fundraising	$0	FundraisingAmt

Conferences Meetings ConferencesMeetingsGrp

Field	Value	IRS element (for citing)
Total	$8,878	TotalAmt
Program Services	$7,729	ProgramServicesAmt
Management And General	$1,149	ManagementAndGeneralAmt
Fundraising	$0	FundraisingAmt

Interest InterestGrp

Field	Value	IRS element (for citing)
Total	$2	TotalAmt
Program Services	$0	ProgramServicesAmt
Management And General	$2	ManagementAndGeneralAmt
Fundraising	$0	FundraisingAmt

Insurance InsuranceGrp

Field	Value	IRS element (for citing)
Total	$39,793	TotalAmt
Program Services	$0	ProgramServicesAmt
Management And General	$39,793	ManagementAndGeneralAmt
Fundraising	$0	FundraisingAmt

Other Expenses OtherExpensesGrp

Field	Value	IRS element (for citing)
Desc	Materials	Desc
Total	$67,200	TotalAmt
Program Services	$66,181	ProgramServicesAmt
Management And General	$1,019	ManagementAndGeneralAmt
Fundraising	$0	FundraisingAmt

All Other Expenses AllOtherExpensesGrp

Field	Value	IRS element (for citing)
Total	$12,477	TotalAmt
Program Services	$0	ProgramServicesAmt
Management And General	$12,477	ManagementAndGeneralAmt
Fundraising	$0	FundraisingAmt

Total Functional Expenses TotalFunctionalExpensesGrp

Field	Value	IRS element (for citing)
Total	$2,306,729	TotalAmt
Program Services	$1,604,772	ProgramServicesAmt
Management And General	$701,957	ManagementAndGeneralAmt
Fundraising	$0	FundraisingAmt

Cash Non Interest Bearing CashNonInterestBearingGrp

Field	Value	IRS element (for citing)
BOY	-$378,982	BOYAmt
EOY	-$639,228	EOYAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

Field	Value	IRS element (for citing)
BOY	$945,259	BOYAmt
EOY	$946,955	EOYAmt

Accounts Receivable AccountsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$366,427	BOYAmt
EOY	$277,419	EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

Field	Value	IRS element (for citing)
BOY	$54,920	BOYAmt
EOY	$24,251	EOYAmt

Field	Value	IRS element (for citing)
Land Bldg Equip Cost Or Other Bss	$109,582	LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec	$109,582	LandBldgEquipAccumDeprecAmt

Other Assets Total OtherAssetsTotalGrp

Field	Value	IRS element (for citing)
BOY	$7,831	BOYAmt
EOY	$17,489	EOYAmt

Total Assets TotalAssetsGrp

Field	Value	IRS element (for citing)
BOY	$995,455	BOYAmt
EOY	$626,886	EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

Field	Value	IRS element (for citing)
BOY	$207,382	BOYAmt
EOY	$158,130	EOYAmt

Deferred Revenue DeferredRevenueGrp

Field	Value	IRS element (for citing)
EOY	$64,175	EOYAmt

Other Liabilities OtherLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$3,935	BOYAmt
EOY	$2,403	EOYAmt

Total Liabilities TotalLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$211,317	BOYAmt
EOY	$224,708	EOYAmt

Field	Value	IRS element (for citing)
Organization Follows SFAS117	Yes (X)	OrganizationFollowsSFAS117Ind

Unrestricted Net Assets UnrestrictedNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$784,138	BOYAmt
EOY	$402,178	EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$784,138	BOYAmt
EOY	$402,178	EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$995,455	BOYAmt
EOY	$626,886	EOYAmt

Field	Value	IRS element (for citing)
Reconcilation Revenue Expnss	-$381,960	ReconcilationRevenueExpnssAmt
Method Of Accounting Accrual	Yes (X)	MethodOfAccountingAccrualInd
Accountant Compile Or Review	false	AccountantCompileOrReviewInd
FS Audited	Yes (true)	FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

Field	Value	IRS element (for citing)
Consol And Sep Basis Fincl Stmt	Yes (X)	ConsolAndSepBasisFinclStmtInd

Field	Value	IRS element (for citing)
Audit Committee	Yes (true)	AuditCommitteeInd
Federal Grant Audit Required	Yes (true)	FederalGrantAuditRequiredInd
Federal Grant Audit Performed	Yes (true)	FederalGrantAuditPerformedInd

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
Publicly Supported Org509a2	Yes (X)	PubliclySupportedOrg509a2Ind
Public Support Total170	$0	PublicSupportTotal170Amt

Gross Investment Income170 GrossInvestmentIncome170Grp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Field	Value	IRS element (for citing)
Public Support CY170	0	PublicSupportCY170Pct

Gifts Grants Contris Rcvd509 GiftsGrantsContrisRcvd509Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$2,883,381	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$3,094,981	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$3,102,325	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$2,842,422	CurrentTaxYearMinus1YearAmt
Current Tax Year	$1,245,486	CurrentTaxYearAmt
Total	$13,168,595	TotalAmt

Gross Receipts Admissions GrossReceiptsAdmissionsGrp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$660,727	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$471,249	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$696,289	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$320,343	CurrentTaxYearMinus1YearAmt
Current Tax Year	$677,412	CurrentTaxYearAmt
Total	$2,826,020	TotalAmt

Total509 Total509Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$3,544,108	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$3,566,230	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$3,798,614	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$3,162,765	CurrentTaxYearMinus1YearAmt
Current Tax Year	$1,922,898	CurrentTaxYearAmt
Total	$15,994,615	TotalAmt

Substantial Contributors Amt SubstantialContributorsAmtGrp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$551,896	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$362,847	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$582,173	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$183,543	CurrentTaxYearMinus1YearAmt
Current Tax Year	$560,736	CurrentTaxYearAmt
Total	$2,241,195	TotalAmt

Subst And Dsqlfy Prsns Tot SubstAndDsqlfyPrsnsTotGrp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$551,896	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$362,847	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$582,173	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$183,543	CurrentTaxYearMinus1YearAmt
Current Tax Year	$560,736	CurrentTaxYearAmt
Total	$2,241,195	TotalAmt

Field	Value	IRS element (for citing)
Public Support Total509	$13,753,420	PublicSupportTotal509Amt

Gross Investment Income509 GrossInvestmentIncome509Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$1,304	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$2,194	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$2,484	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$2,223	CurrentTaxYearMinus1YearAmt
Current Tax Year	$1,697	CurrentTaxYearAmt
Total	$9,902	TotalAmt

Investment Income And UBTI InvestmentIncomeAndUBTIGrp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$1,304	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$2,194	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$2,484	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$2,223	CurrentTaxYearMinus1YearAmt
Current Tax Year	$1,697	CurrentTaxYearAmt
Total	$9,902	TotalAmt

Other Income509 OtherIncome509Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$2,460	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus2 Years	$2,803	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$2	CurrentTaxYearMinus1YearAmt
Current Tax Year	$174	CurrentTaxYearAmt
Total	$5,439	TotalAmt

Total Support Calendar Year TotalSupportCalendarYearGrp

Field	Value	IRS element (for citing)
Total	$16,009,956	TotalAmt

Field	Value	IRS element (for citing)
Public Support CY509	0.85910	PublicSupportCY509Pct
Public Support PY509	0.86160	PublicSupportPY509Pct
Investment Income CY	0.00060	InvestmentIncomeCYPct
Investment Income PY	0.00060	InvestmentIncomePYPct
Thirty Thr Pct Suprt Tests CY509	Yes (X)	ThirtyThrPctSuprtTestsCY509Ind

Form990 Schedule A Part VI Form990ScheduleAPartVIGrp

Field	Value	IRS element (for citing)
Form And Line Reference	Pt III Ln 12	FormAndLineReferenceDesc
Explanation	Other Income Part III, Line 12 Description: Flexible Spending Account forfeitures 2013: 1819. 2015: 1723. 2016: 2. 2017: 174. Description: Sale of computer and peripheral devices 2013: 641. Description: Miscellaneous income 2015: 1080.	ExplanationTxt

Schedule B IRS990ScheduleB

Schedule D IRS990ScheduleD

Leasehold Improvements LeaseholdImprovementsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$109,582	OtherCostOrOtherBasisAmt
Depreciation	$109,582	DepreciationAmt

Other Liabilities Org OtherLiabilitiesOrgGrp

Field	Value	IRS element (for citing)
Desc	Due to Affiliate	Desc
Amt	$2,403	Amt

Field	Value	IRS element (for citing)
Total Liability	$2,403	TotalLiabilityAmt
Footnote Text	Yes (X)	FootnoteTextInd
Total Rev Etc Audited Fincl Stmt	$1,924,769	TotalRevEtcAuditedFinclStmtAmt
Revenue Subtotal	$1,924,769	RevenueSubtotalAmt
Total Revenue Per Form990	$1,924,769	TotalRevenuePerForm990Amt
Tot Expns Etc Audited Fincl Stmt	$2,306,729	TotExpnsEtcAuditedFinclStmtAmt
Expenses Subtotal	$2,306,729	ExpensesSubtotalAmt
Total Expenses Per Form990	$2,306,729	TotalExpensesPerForm990Amt

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	Pt X, Line 2	FormAndLineReferenceDesc
Explanation	"NUARI is a not-for-profit corporation as described in Section 501(c)(3) of the U.S. Internal Revenue Code and is generally exempt from federal and state income tax under Section 509(a)(2) of the Code. NUARI believes it has taken no significant uncertain tax positions."	ExplanationTxt

Schedule F IRS990ScheduleF

Account Activities Outside US AccountActivitiesOutsideUSGrp

Field	Value	IRS element (for citing)
Region	North America	RegionTxt
Offices	0	OfficesCnt
Employee	2	EmployeeCnt
Type Of Activities Conducted	Program services	TypeOfActivitiesConductedTxt
Specific Services Provided	cyber security exercise	SpecificServicesProvidedTxt
Region Total Expenditures	$30,438	RegionTotalExpendituresAmt

Field	Value	IRS element (for citing)
Subtotal Offices	0	SubtotalOfficesCnt
Subtotal Employees	2	SubtotalEmployeesCnt
Total Office	0	TotalOfficeCnt
Total Employee	2	TotalEmployeeCnt
Subtotal Spent	$30,438	SubtotalSpentAmt
Total Spent	$30,438	TotalSpentAmt
Transfer To Foreign Corp	false	TransferToForeignCorpInd
Interest In Foreign Trust	false	InterestInForeignTrustInd
Foreign Corp Ownership	false	ForeignCorpOwnershipInd
Passive Foreign Investmest Co	false	PassiveForeignInvestmestCoInd
Foreign Partnership	false	ForeignPartnershipInd
Boycott Countries	false	BoycottCountriesInd

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	Pt I Line 2	FormAndLineReferenceDesc
Explanation	Not applicable - No grantmaking was undertaken.	ExplanationTxt

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
First Class Or Charter Travel	Yes (X)	FirstClassOrCharterTravelInd
Housing Allowance Or Residence	Yes (X)	HousingAllowanceOrResidenceInd
Written Policy Ref T And E Expnss	Yes (true)	WrittenPolicyRefTAndEExpnssInd
Substantiation Required	Yes (true)	SubstantiationRequiredInd
Compensation Committee	Yes (X)	CompensationCommitteeInd
Written Employment Contract	Yes (X)	WrittenEmploymentContractInd
Compensation Survey	Yes (X)	CompensationSurveyInd
Board Or Committee Approval	Yes (X)	BoardOrCommitteeApprovalInd
Severance Payment	false	SeverancePaymentInd
Supplemental Nonqual Rtr Plan	Yes (true)	SupplementalNonqualRtrPlanInd
Equity Based Comp Arrngm	false	EquityBasedCompArrngmInd
Comp Based On Revenue Of Flng Org	false	CompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related Orgs	false	CompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng Org	false	CompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd Orgs	false	CompBsdNetEarnsRltdOrgsInd
Any Non Fixed Payments	false	AnyNonFixedPaymentsInd
Initial Contract Exception	false	InitialContractExceptionInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (2 entries)

Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt	Bonus Related OrganizationsBonusRelatedOrganizationsAmt	Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt	Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt	Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt	Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt	Base Compensation Filing OrgBaseCompensationFilingOrgAmt	Other Compensation Filing OrgOtherCompensationFilingOrgAmt	Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt	Total Compensation Filing OrgTotalCompensationFilingOrgAmt
RICHARD W SCHNEIDER
$403,786	$500	$62,263	$44,250	$27,907	$538,706
PHILIP T SUSMANN
						$233,000	-$2,599	$13,980	$23,128	$267,509

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
Pt I Line 1b	The Board of Directors previously approved a change to its original Expense Reimbursement Policy which allows Directors to travel at the next higher available airfare class when a scheduled flight segment is in excess of two hours. The Director must submit a printout for both the coach fare as well as a receipt for the higher fare for the same itinerary and date of travel.
Pt I Line 1b	The Vice Chair is required by Norwich Univeristy, (a related organization), to live in a house provided by the University as a condition of his employment and for the convenience of the employer. The value of the Vice Chair's housing in the amount of $ 27,420 is included in Form 990, Schedule J, Part (D) for NUARI as part of his nontaxable benefits.
Pt I Line 4b	Vice Chair Richard Schneider accrued a supplemental nonqualified retirement plan benefit (Section 457(f)) of $ 67,936 during the year. The deferred compensation is accrued annually and provides that for each year's worth of service, the covered individual will receive a month's worth of salary to be distributed on a monthly basis upon separation from service.

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (7 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
Pt VI, Line 7a	Members of the Organization's Board of Directors are appointed by the Norwich University Board of Trustees.
Pt VI, Line 7b	Approval by the majority of the Norwich University Board of Trustees is only required for the appointment (including the filling of a vacant Board position), and/or removal of Directors of the Organization.
Pt VI, Line 11b	The Audit Committee is charged with the responsibility for reviewing and approving the annual Tax Return prior to its submission.
Pt VI, Line 12c	All Board Directors, Officers, and Key Employees are required to read the Organization's Conflict of Interest Policy and to sign an annual statement disclosing any real or potential conflicts of interest. Signed statements are submitted to the Board Secretary and summarized for the entire Board. In the event the Secretary perceives a potential conflict of interest, the matter is referred to the Board for further review and a determination as to how to proceed. Any further procedures are then documented in the Board minutes.
Pt VI, Line 15a	The Organization obtains salary comparability data for its Directors, Officers, and Key Employees; this information is then reviewed by the Organization's Compensation Committee in determining appropriate compensation for those individuals.
Pt VI, Line 15b	Same as above.
Pt VI, Line 19	The Organization makes all organizational documents, including its Form 1023, annual tax returns, governing documents and policies, and financial statements available for public inspection upon request.

Schedule R IRS990ScheduleR

Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp

Disregarded Entity Name DisregardedEntityName

Field	Value	IRS element (for citing)
Business Name Line1	Norwich University	BusinessNameLine1Txt

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	158 Harmon Drive	AddressLine1Txt
City	Northfield	CityNm
State Abbreviation	VT	StateAbbreviationCd
ZIP	05663	ZIPCd

Field	Value	IRS element (for citing)
EIN	030179424	EIN
Primary Activities	HIGHER EDUCATION	PrimaryActivitiesTxt
Legal Domicile State	VT	LegalDomicileStateCd
Exempt Code Section	170(b)(1)(A)(ii)	ExemptCodeSectionTxt
Public Charity Status	2	PublicCharityStatusTxt

Direct Controlling Entity Name DirectControllingEntityName

Field	Value	IRS element (for citing)
Business Name Line1	NA	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Controlled Organization	false	ControlledOrganizationInd

Field	Value	IRS element (for citing)
Receipt Of Int Annts Rnts Rylts	false	ReceiptOfIntAnntsRntsRyltsInd
Gift Grnt Or Cap Contri To Oth Org	false	GiftGrntOrCapContriToOthOrgInd
Gift Grnt Cap Contri From Oth Org	false	GiftGrntCapContriFromOthOrgInd
Loans Or Guarantees To Other Org	false	LoansOrGuaranteesToOtherOrgInd
Loans Or Guarantees From Oth Org	false	LoansOrGuaranteesFromOthOrgInd
Div Related Organization	false	DivRelatedOrganizationInd
Asset Sale To Other Org	false	AssetSaleToOtherOrgInd
Asset Purchase From Other Org	false	AssetPurchaseFromOtherOrgInd
Asset Exchange	false	AssetExchangeInd
Rental Of Facilities To Oth Org	false	RentalOfFacilitiesToOthOrgInd
Rental Of Fclts From Oth Org	false	RentalOfFcltsFromOthOrgInd
Perform Of Services For Oth Org	Yes (true)	PerformOfServicesForOthOrgInd
Perform Of Services By Other Org	false	PerformOfServicesByOtherOrgInd
Sharing Of Facilities	Yes (true)	SharingOfFacilitiesInd
Paid Employees Sharing	false	PaidEmployeesSharingInd
Reimbursement Paid To Other Org	Yes (true)	ReimbursementPaidToOtherOrgInd
Reimbursement Paid By Other Org	false	ReimbursementPaidByOtherOrgInd
Transfer To Other Org	false	TransferToOtherOrgInd
Transfer From Other Org	false	TransferFromOtherOrgInd

Transactions Related Org TransactionsRelatedOrgGrp (3 entries)

Transaction TypeTransactionTypeTxt	InvolvedInvolvedAmt	Method Of Amount DeterminationMethodOfAmountDeterminationTxt
Norwich University (NU) NUARI provided program services to NU
l	$192,870	standard rates
Norwich University (NU) NUARI shared various facilities with NU during the
n	$15	cost
Norwich University (NU) NUARI purchases e-mail telephone and internet servi
p	$30,535	cost