2019-04-12T06:09:21-07:00 2018-05-31 Tapia & Huckabay PC PO Box 38 Vergennes VT 05491 990 2017-06-01 061669185 Norwich University Applied Research Institutes Ltd NORW 8024852819 PO Box 30 Northfield VT 056630030 PHILIP T SUSMANN PRESIDENT 8024852819 2019-03-11 true WILLIAM S HUCKABAY CPA P00154308 8028707086 50.252.240.121 2019-04-12 06:09:01 PD P F5EAD35F26E8E7C6943A0EFFCB5EA88474B008A5 F5EAD35F26E8E7C6943A0EFFCB5EA88474B008A5 2017 2019-02-21 02:37:17Z NUARI PHILIP SUSMANN PO Box 30 Northfield VT 05663 1924769 false X www.NUARI.org X 2002 VT TO SERVE THE NATIONAL PUBLIC INTEREST THROUGH THE STUDY OF CRITICAL ISSUES, TO PROVIDE RAPID RESEARCH AND DEVELOPMENT OF NEEDED TECHNOLOGY, TO ENHANCE NATIONAL RESPONSE CAPABILITY THROUGH EDUCATIONAL AND TRAINING PROGRAMS SERVING AS A NATIONAL EDUCATION CENTER FOR COUNTER-TERRORISM AND CYBERCRIME. 12 10 26 11 0 2842422 1245486 320343 677412 2223 1697 2 174 3164990 1924769 0 0 2054949 1343473 0 0 1528038 963256 3582987 2306729 -417997 -381960 995455 626886 211317 224708 784138 402178 To serve the national public interest through the study of critical national issues; false false 612912 368137 TRAINING, EXERCISE AND SIMULATION ACTIVITIES PROVIDED MANAGEMENT AND CONSULTING SERVICES INCLUDING: DECIDE - A SIMULATION TOOL FOR EMULATING IMPACTS OF A CYBER ATTACK ON FINANCIAL INSTITUTIONS WITHIN THE PUBLIC AND PRIVATE SECTORS; QD IV, WPI, CYBER EXERCISE SUPP. EXERCISES AND CANADIAN PAYMENTS - SCENARIOS AND EXERCISES USING THE DECIDE FS TOOL TO DEMONSTRATE EFFECTIVENESS AND NEED FOR CYBER INCIDENT RESPONSE PLANS. 638847 COURSEWARE DEVELOPMENT AND DESIGN ACTIVITIES DEVELOP WEB BASED INCIDENT RESPONSE TRAINING FOR STATES AND COMMUNITIES WHICH WILL ENHANCE THEIR RESPONSE CAPABILITIES AND PREPAREDNESS IN THE EVENT OF A CYBER ATTACK, NATIONAL EMERGENCY OR OTHER DISASTER. 353013 309275 OTHER PROGRAM SERVICES PROVIDED SME SUPPORT AND PROGRAM MANAGEMENT FOR VISUAL AUGMENTATION SYSTEMS AND OTHER RELATED DEFENSE TECHNOLOGY PROGRAMS; DEVELOP EDUCATIONAL INNOVATION THROUGH SME SUPPORT AND PROGRAM MANAGEMENT, AND PROVIDE OTHER SPECIALIZED TECHNICAL SERVICES. 1604772 true true false false false false false false false false true false false false true true true true false false true false false false false false false false false true false false false false false false false false false false false false false true false false true 8 0 26 true false false false false false false false false false false X 12 10 false false false false false true true true true false false true true true true true true true true false X MARSHA J HOPKINS 8024852819 57 Old Freight Yard Northfield VT 05663 ROBERT B MACK Chair 1.00 X X 0 0 0 RICHARD W SCHNEIDER Vice Chair 1.00 X X 0 466549 72157 WILLIAM GOODMAN Director 0.50 X 0 0 0 GEN ALFRED M GRAY Director 0.50 X 0 0 0 FREDERICK M HAYNES Director 0.50 X 0 0 0 JOEL KOBERT Director 0.50 X 0 0 0 THOMAS LEAVITT Director 0.50 X 0 0 0 E TARRY POLIDOR Director 0.50 X 0 0 0 ROBERT LINDEFJELD Director 0.50 X 0 0 0 MARK D YOUNG Director 0.50 X 0 0 0 WILLIAM LASKY Director 0.50 X 0 0 0 PHILIP T SUSMANN President 40.00 X X 230401 0 37108 ERIC BRIGHAM Vice President (end 8/2017) 40.00 X 88708 0 5206 ANDREW ZYBAS Vice President (from 10/2017) 40.00 X 99384 0 0 MARSHA HOPKINS Treasurer 40.00 X 86302 0 29429 MICHELLE LESLIE Secretary 6.00 X 4800 0 0 DANIEL LEAVITT Programmer 40.00 X 105475 0 29741 MICHAEL SCHULZ Head Programmer 40.00 X 116185 0 10436 731255 466549 184077 3 false true false Texas A&M Eng Ext Service 200 Technology Way College Station TX 77845 Incident Response Training Courses 359196 Fwave Inc 224 Turnpike Road Norwich VT 05055 Research & Development 154944 2 964182 281304 1245486 Cyber exercise/scenario dev. 541700 368137 Other scientific/tech services 541900 309275 677412 1697 1697 Flexible Spending Account forfeitures 900099 174 174 174 1924769 677412 1871 X 513346 236154 277192 0 659649 518794 140855 0 27620 17776 9844 0 54326 34964 19362 0 88532 56979 31553 0 34140 0 34140 0 531385 523115 8270 0 2654 0 2654 0 57208 20803 36405 0 40830 29532 11298 0 45720 30911 14809 0 122969 61834 61135 0 8878 7729 1149 0 2 0 2 0 39793 0 39793 0 Materials 67200 66181 1019 0 12477 0 12477 0 2306729 1604772 701957 0 -378982 -639228 945259 946955 366427 277419 54920 24251 109582 109582 7831 17489 995455 626886 207382 158130 64175 3935 2403 211317 224708 X 784138 402178 784138 402178 995455 626886 -381960 X false true X true true true X 0 0 0 2883381 3094981 3102325 2842422 1245486 13168595 660727 471249 696289 320343 677412 2826020 3544108 3566230 3798614 3162765 1922898 15994615 551896 362847 582173 183543 560736 2241195 551896 362847 582173 183543 560736 2241195 13753420 1304 2194 2484 2223 1697 9902 1304 2194 2484 2223 1697 9902 2460 2803 2 174 5439 16009956 0.85910 0.86160 0.00060 0.00060 X Pt III Ln 12 Other Income Part III, Line 12 Description: Flexible Spending Account forfeitures 2013: 1819. 2015: 1723. 2016: 2. 2017: 174. Description: Sale of computer and peripheral devices 2013: 641. Description: Miscellaneous income 2015: 1080. 109582 109582 Due to Affiliate 2403 2403 X 1924769 1924769 1924769 2306729 2306729 2306729 Pt X, Line 2 "NUARI is a not-for-profit corporation as described in Section 501(c)(3) of the U.S. Internal Revenue Code and is generally exempt from federal and state income tax under Section 509(a)(2) of the Code. NUARI believes it has taken no significant uncertain tax positions." North America 0 2 Program services cyber security exercise 30438 0 2 0 2 30438 30438 false false false false false false Pt I Line 2 Not applicable - No grantmaking was undertaken. X X true true X X X X false true false false false false false false false RICHARD W SCHNEIDER 403786 500 62263 44250 27907 538706 PHILIP T SUSMANN 233000 -2599 13980 23128 267509 Pt I Line 1b The Board of Directors previously approved a change to its original Expense Reimbursement Policy which allows Directors to travel at the next higher available airfare class when a scheduled flight segment is in excess of two hours. The Director must submit a printout for both the coach fare as well as a receipt for the higher fare for the same itinerary and date of travel. Pt I Line 1b The Vice Chair is required by Norwich Univeristy, (a related organization), to live in a house provided by the University as a condition of his employment and for the convenience of the employer. The value of the Vice Chair's housing in the amount of $ 27,420 is included in Form 990, Schedule J, Part (D) for NUARI as part of his nontaxable benefits. Pt I Line 4b Vice Chair Richard Schneider accrued a supplemental nonqualified retirement plan benefit (Section 457(f)) of $ 67,936 during the year. The deferred compensation is accrued annually and provides that for each year's worth of service, the covered individual will receive a month's worth of salary to be distributed on a monthly basis upon separation from service. Pt VI, Line 7a Members of the Organization's Board of Directors are appointed by the Norwich University Board of Trustees. Pt VI, Line 7b Approval by the majority of the Norwich University Board of Trustees is only required for the appointment (including the filling of a vacant Board position), and/or removal of Directors of the Organization. Pt VI, Line 11b The Audit Committee is charged with the responsibility for reviewing and approving the annual Tax Return prior to its submission. Pt VI, Line 12c All Board Directors, Officers, and Key Employees are required to read the Organization's Conflict of Interest Policy and to sign an annual statement disclosing any real or potential conflicts of interest. Signed statements are submitted to the Board Secretary and summarized for the entire Board. In the event the Secretary perceives a potential conflict of interest, the matter is referred to the Board for further review and a determination as to how to proceed. Any further procedures are then documented in the Board minutes. Pt VI, Line 15a The Organization obtains salary comparability data for its Directors, Officers, and Key Employees; this information is then reviewed by the Organization's Compensation Committee in determining appropriate compensation for those individuals. Pt VI, Line 15b Same as above. Pt VI, Line 19 The Organization makes all organizational documents, including its Form 1023, annual tax returns, governing documents and policies, and financial statements available for public inspection upon request. Norwich University 158 Harmon Drive Northfield VT 05663 030179424 HIGHER EDUCATION VT 170(b)(1)(A)(ii) 2 NA false false false false false false false false false false false false true false true false true false false false Norwich University (NU) NUARI provided program services to NU l 192870 standard rates Norwich University (NU) NUARI shared various facilities with NU during the n 15 cost Norwich University (NU) NUARI purchases e-mail telephone and internet servi p 30535 cost