BATTLE FAMILY FOUNDATION: Form 990PF, tax year 2018
View the entire original 990 at ProPublica ↗
- Organization
- BATTLE FAMILY FOUNDATION (EIN 94-3350554)
- Tax period
- 2018-01-01 to 2018-12-31
- Filed
- 2019-11-06
- IRS object ID
- 201943109349100319
- Schema version
- 2018v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- All Oth Prog Rltd Investments Sch
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2019-11-06T10:06:18-06:00 | ReturnTs |
| Tax Period End | 2018-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 420714325 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RSM US LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1 S WACKER DRIVE STE 800 | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60606 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2018-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 943350554 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BATTLE FAMILY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | BATT | BusinessNameControlTxt |
| Phone | 5108483563 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 35 VICENTE RD | AddressLine1Txt |
| City | BERKELEY | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 947051603 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | A GEORGE BATTLE | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 5108483563 | PhoneNum |
| Signature | 2019-11-05 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | CHAD THOMPSON | PreparerPersonNm |
| PTIN | P01020547 | PTIN |
| Phone | 3126343400 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 66.98.98.134 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2019-11-05 | IPDt |
| IP Tm | 14:43:28 | IPTm |
| IP Timezone | CS | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 96292AA1EF27C5E144BDFFB8D10713EF634C456C | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2018 | TaxYr |
| Build TS | 2020-03-31 21:24:44Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $16,444,616 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $47,587 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $47,857 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $57,624 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $56,520 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,164,559 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $2,695,684 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,164,702 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $330 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $1,400 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $1,270,100 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,270,479 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $22,500 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $11,250 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $11,250 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $33,603 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $16,802 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $16,801 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $2,570 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $1,285 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $1,285 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $1,901 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $1,901 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $57 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $57 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $1,230 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $61,861 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $31,238 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $29,393 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $628,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $628,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $689,861 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $31,238 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $657,393 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $580,239 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,239,241 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $307,636 | CashBOYAmt |
| Cash EOY | $357,290 | CashEOYAmt |
| Cash EOYFMV | $357,290 | CashEOYFMVAmt |
| Corporate Stock BOY | $2,228,068 | CorporateStockBOYAmt |
| Corporate Stock EOY | $2,598,687 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $13,543,257 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $1,353,098 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $1,435,444 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $1,430,472 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $1,113,597 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $1,113,597 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $1,113,597 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $5,002,399 | TotalAssetsBOYAmt |
| Total Assets EOY | $5,505,018 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $16,444,616 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $75,000 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $0 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $75,000 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $4,927,399 | RetainedEarningBOYAmt |
| Retained Earning EOY | $5,505,018 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $4,927,399 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $5,505,018 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $5,002,399 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $5,505,018 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $4,927,399 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $580,239 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $5,507,638 | SubtotalAmt |
| Other Decreases | $2,620 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $5,505,018 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (8 entries)
| PropertyPropertyDesc | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|
| MORGAN STANLEY #0050 - DETAIL AVAILABLE UPON REQUEST | 2018-12-31 | $154,049 | $153,651 | $398 | $398 | |
| MORGAN STANLEY #0050 - DETAIL AVAILABLE UPON REQUEST | 2018-12-31 | $367,834 | $373,433 | -$5,599 | -$5,599 | |
| MORGAN STANLEY #0033 - DETAIL AVAILABLE UPON REQUEST | 2018-12-31 | $52,828 | $64,737 | -$11,909 | -$11,909 | |
| MORGAN STANLEY #0033 - DETAIL AVAILABLE UPON REQUEST | 2018-12-31 | $213,955 | $177,001 | $36,954 | $36,954 | |
| MORGAN STANLEY #3613 - DETAIL AVAILABLE UPON REQUEST | 2018-12-31 | $114,282 | $124,384 | -$10,102 | -$10,102 | |
| MORGAN STANLEY #3613 - DETAIL AVAILABLE UPON REQUEST | 2018-12-31 | $412,249 | $357,776 | $54,473 | $54,473 | |
| MORGAN STANLEY #0043 - DETAIL AVAILABLE UPON REQUEST | 2018-12-31 | $1,380,141 | $280,000 | $1,100,141 | $1,100,141 | |
| CAPITAL GAINS DIVIDENDS | $346 | $346 | $346 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,164,702 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $2,367,101 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $10,388,023 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.227868 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $547,528 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $9,088,729 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.060243 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $705,735 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $9,967,110 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.070806 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $442,650 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $9,403,391 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.047073 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $292,841 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $7,077,909 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.041374 | DistributionYr5Rt |
| Total Distribution | 0.447364 | TotalDistributionRt |
| Average Distribution | 0.089473 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $15,067,362 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,348,122 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $12,392 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,360,514 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $657,393 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $24,785 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $24,785 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $24,785 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $22,039 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $22,039 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Tax Due | $2,746 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | 0 | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | A GEORGE BATTLE | IndividualWithBooksNm |
| Phone | 5108483563 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 35 VICENTE ROAD | AddressLine1Txt |
| City | BERKELEY | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94705 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| A GEORGE BATTLE | ||||||||
| 35 VICENTE ROAD | BERKELEY | CA | 94705 | PRESIDENT | 0.00 | $0 | $0 | $0 |
| EMILY T BATTLE | ||||||||
| 7301 CHABOT ROAD | OAKLAND | CA | 94618 | VP & TREASURER | 0.00 | $0 | $0 | $0 |
| DANIEL K BATTLE | ||||||||
| 1533 5TH STREET | OAKLAND | CA | 94607 | SECRETARY | 0.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1Txt |
| Expenses1 | $0 | Expenses1Amt |
| All Other Program Rltd Invst Tot | $0 | AllOtherProgramRltdInvstTotAmt |
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $13,157,992 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,025,225 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $1,113,597 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $15,296,814 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $15,296,814 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $229,452 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $15,067,362 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $753,368 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $753,368 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $24,785 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $24,785 | TotalTaxAmt |
| Distributable Before Adj | $728,583 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $728,583 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $728,583 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $657,393 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $657,393 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $657,393 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $728,583 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr3 | $223,159 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $94,240 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $1,848,770 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $2,166,169 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $657,393 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $657,393 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $71,190 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $71,190 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $2,094,979 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $2,094,979 | ExcessDistriCyovToNextYrAmt |
| Excess From Year3 | $151,969 | ExcessFromYear3Amt |
| Excess From Year2 | $94,240 | ExcessFromYear2Amt |
| Excess From Year1 | $1,848,770 | ExcessFromYear1Amt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | A GEORGE BATTLE | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (15 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| WOFFORD COLLEGE | |||||||
| 429 NORTH CHURCH STREET | SPARTANBURG | SC | 293033663 | NONE | PC | GENERAL SUPPORT | $14,000 |
| BERKELEY COMMUNITY FUND | |||||||
| 2111 MARTIN LUTHER KING JR WAY | BERKELEY | CA | 94704 | NONE | PC | GENERAL SUPPORT | $60,000 |
| BERKELEY REPERTORY THEATRE | |||||||
| 999 HARRISON STREET | BERKELEY | CA | 94710 | NONE | PC | GENERAL SUPPORT | $30,000 |
| DARTMOUTH COLLEGE | |||||||
| 6066 DEVELOPMENT OFFICE | HANOVER | NH | 037554400 | NONE | PC | GENERAL SUPPORT | $142,000 |
| GEYSERVILLE VOLUNTEER FIRE DEPARTMENT | |||||||
| 20975 GEYSERVILLE AVE | GEYSERVILLE | CA | 95441 | NONE | PC | GENERAL SUPPORT | $5,000 |
| MIAMI FOUNDATION | |||||||
| 40 NW 3RD STREET 305 | MIAMI | FL | 33128 | NONE | PC | GENERAL SUPPORT | $25,000 |
| ASPEN INSTITUTE | |||||||
| 2300 N ST NW SUITE 700 | WASHINGTON | DC | 20037 | NONE | PC | GENERAL SUPPORT | $25,000 |
| PONAGANSET EDUCATION FOUNDATION | |||||||
| 91 ANAN WADE RD | NORTH SCITUATE | RI | 02857 | NONE | PC | GENERAL SUPPORT | $50,000 |
| SAFE & SOUND | |||||||
| 1757 WALLER STREET | SAN FRANCISCO | CA | 94117 | NONE | PC | GENERAL SUPPORT | $15,000 |
| SONOMA COUNTY GRAPE GROWERS FOUNDATION | |||||||
| 3245 GUERNEVILLE ROAD | SANTA ROSA | CA | 95401 | NONE | PC | GENERAL SUPPORT | $50,000 |
| NETWORK FOR GOOD | |||||||
| 1140 CONNECTICUT AVENUE NW 700 | WASHINGTON | DC | 20036 | NONE | PC | GENERAL SUPPORT | $10,000 |
| UNIVERSITY OF CALIFORNA SAN FRANCISCO | |||||||
| 220 MONTGOMERY STREET 5TH FLOOR | SAN FRANCISCO | CA | 941430248 | NONE | PC | GENERAL SUPPORT | $50,000 |
| YMCA OF THE EAST BAY | |||||||
| 2111 MARTIN LUTHER KING JR WAY | BERKELEY | CA | 94704 | NONE | PC | GENERAL SUPPORT | $50,000 |
| STANFORD UNIVERSITY | |||||||
| STANFORD UNIVERSITY | STANFORD | CA | 94305 | NONE | PC | GENERAL SUPPORT | $2,000 |
| SENECA FAMILY OF AGENCIES | |||||||
| 6925 CHABOT ROAD | OAKLAND | CA | 94618 | NONE | PC | GENERAL SUPPORT | $100,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $628,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $47,587 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $57,624 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $330 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,164,559 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,270,100 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,270,100 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | PROFESSIONAL FEES | CategoryTxt |
| Amt | $22,500 | Amt |
| Net Investment Income | $11,250 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $11,250 | DisbursementsCharitablePrpsAmt |
All Oth Prog Rltd Investments Sch AllOthProgRltdInvestmentsSch
All Other Program Related Invst AllOtherProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | NONE | Desc |
| Amt | $0 | Amt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | INVESTMENT IN CORPORATE BONDS | BondNm |
| EOY Book Value | $1,435,444 | EOYBookValueAmt |
| EOYFMV | $1,430,472 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | INVESTMENT IN CORPORATE STOCK | StockNm |
| EOY Book Value | $2,598,687 | EOYBookValueAmt |
| EOYFMV | $13,543,257 | EOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (3 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| INVESTMENT IN NORTHSOUND, L.P. | AT COST | $113,597 | $113,597 |
| INVESTMENT IN RADIA, INC. | AT COST | $500,000 | $500,000 |
| INVESTMENT IN ZERO MASS WATER | AT COST | $500,000 | $500,000 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | BOOK COST REVALUATION | Desc |
| Amt | $2,620 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| ATTORNEY GENERAL REGISTRY | $150 | $0 | $0 |
| CA FRANCHISE TAX BOARD | $10 | $0 | $0 |
| OTHER EXPENSES | $1,070 | $0 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| MORGAN STANLEY #0033 | $330 | $0 | $330 |
| MORGAN STANLEY #3613 | $0 | $1,400 | $0 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DUE TO A. GEORGE BATTLE | Desc |
| BOY Book Value | $75,000 | BOYBookValueAmt |
| EOY Book Value | $0 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNT MANAGEMENT FEES | CategoryTxt |
| Amt | $33,603 | Amt |
| Net Investment Income | $16,802 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $16,801 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| MORGAN STANLEY #0033 - FOREIGN TAXES | $32 | $32 | $0 |
| MORGAN STANLEY #3613 - FOREIGN TAXES | $1,869 | $1,869 | $0 |
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