2019-11-06T10:06:18-06:00 2018-12-31 420714325 RSM US LLP 1 S WACKER DRIVE STE 800 CHICAGO IL 60606 990PF 2018-01-01 943350554 BATTLE FAMILY FOUNDATION BATT 5108483563 35 VICENTE RD BERKELEY CA 947051603 A GEORGE BATTLE PRESIDENT 5108483563 2019-11-05 1 CHAD THOMPSON P01020547 3126343400 66.98.98.134 2019-11-05 14:43:28 CS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 96292AA1EF27C5E144BDFFB8D10713EF634C456C 2018 2020-03-31 21:24:44Z X 16444616 X 0 X 47587 47857 57624 56520 1164559 2695684 1164702 330 1400 1270100 1270479 0 0 0 22500 11250 11250 33603 16802 16801 2570 1285 1285 1901 1901 0 57 0 57 1230 0 0 61861 31238 29393 628000 628000 689861 31238 657393 580239 1239241 307636 357290 357290 2228068 2598687 13543257 1353098 1435444 1430472 1113597 1113597 1113597 5002399 5505018 16444616 75000 0 75000 0 X 0 0 0 0 4927399 5505018 4927399 5505018 5002399 5505018 4927399 580239 0 5507638 2620 5505018 MORGAN STANLEY #0050 - DETAIL AVAILABLE UPON REQUEST 2018-12-31 154049 153651 398 398 MORGAN STANLEY #0050 - DETAIL AVAILABLE UPON REQUEST 2018-12-31 367834 373433 -5599 -5599 MORGAN STANLEY #0033 - DETAIL AVAILABLE UPON REQUEST 2018-12-31 52828 64737 -11909 -11909 MORGAN STANLEY #0033 - DETAIL AVAILABLE UPON REQUEST 2018-12-31 213955 177001 36954 36954 MORGAN STANLEY #3613 - DETAIL AVAILABLE UPON REQUEST 2018-12-31 114282 124384 -10102 -10102 MORGAN STANLEY #3613 - DETAIL AVAILABLE UPON REQUEST 2018-12-31 412249 357776 54473 54473 MORGAN STANLEY #0043 - DETAIL AVAILABLE UPON REQUEST 2018-12-31 1380141 280000 1100141 1100141 CAPITAL GAINS DIVIDENDS P 346 346 346 1164702 0 2367101 10388023 0.227868 547528 9088729 0.060243 705735 9967110 0.070806 442650 9403391 0.047073 292841 7077909 0.041374 0.447364 0.089473 15067362 1348122 12392 1360514 657393 24785 0 24785 0 24785 22039 0 0 22039 0 2746 0 0 0 0 0 0 0 0 0 0 0 1 CA 1 0 0 0 0 1 N/A A GEORGE BATTLE 5108483563 35 VICENTE ROAD BERKELEY CA 94705 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 A GEORGE BATTLE 35 VICENTE ROAD BERKELEY CA 94705 PRESIDENT 0.00 0 0 0 EMILY T BATTLE 7301 CHABOT ROAD OAKLAND CA 94618 VP & TREASURER 0.00 0 0 0 DANIEL K BATTLE 1533 5TH STREET OAKLAND CA 94607 SECRETARY 0.00 0 0 0 NONE 0 NONE 0 NONE 0 0 0 13157992 1025225 1113597 15296814 0 0 15296814 229452 15067362 753368 753368 24785 24785 728583 0 728583 0 728583 657393 0 657393 0 657393 728583 0 0 223159 94240 1848770 2166169 657393 0 0 0 657393 0 71190 71190 2094979 0 0 0 0 0 0 0 2094979 151969 94240 1848770 A GEORGE BATTLE X WOFFORD COLLEGE 429 NORTH CHURCH STREET SPARTANBURG SC 293033663 NONE PC GENERAL SUPPORT 14000 BERKELEY COMMUNITY FUND 2111 MARTIN LUTHER KING JR WAY BERKELEY CA 94704 NONE PC GENERAL SUPPORT 60000 BERKELEY REPERTORY THEATRE 999 HARRISON STREET BERKELEY CA 94710 NONE PC GENERAL SUPPORT 30000 DARTMOUTH COLLEGE 6066 DEVELOPMENT OFFICE HANOVER NH 037554400 NONE PC GENERAL SUPPORT 142000 GEYSERVILLE VOLUNTEER FIRE DEPARTMENT 20975 GEYSERVILLE AVE GEYSERVILLE CA 95441 NONE PC GENERAL SUPPORT 5000 MIAMI FOUNDATION 40 NW 3RD STREET 305 MIAMI FL 33128 NONE PC GENERAL SUPPORT 25000 ASPEN INSTITUTE 2300 N ST NW SUITE 700 WASHINGTON DC 20037 NONE PC GENERAL SUPPORT 25000 PONAGANSET EDUCATION FOUNDATION 91 ANAN WADE RD NORTH SCITUATE RI 02857 NONE PC GENERAL SUPPORT 50000 SAFE & SOUND 1757 WALLER STREET SAN FRANCISCO CA 94117 NONE PC GENERAL SUPPORT 15000 SONOMA COUNTY GRAPE GROWERS FOUNDATION 3245 GUERNEVILLE ROAD SANTA ROSA CA 95401 NONE PC GENERAL SUPPORT 50000 NETWORK FOR GOOD 1140 CONNECTICUT AVENUE NW 700 WASHINGTON DC 20036 NONE PC GENERAL SUPPORT 10000 UNIVERSITY OF CALIFORNA SAN FRANCISCO 220 MONTGOMERY STREET 5TH FLOOR SAN FRANCISCO CA 941430248 NONE PC GENERAL SUPPORT 50000 YMCA OF THE EAST BAY 2111 MARTIN LUTHER KING JR WAY BERKELEY CA 94704 NONE PC GENERAL SUPPORT 50000 STANFORD UNIVERSITY STANFORD UNIVERSITY STANFORD CA 94305 NONE PC GENERAL SUPPORT 2000 SENECA FAMILY OF AGENCIES 6925 CHABOT ROAD OAKLAND CA 94618 NONE PC GENERAL SUPPORT 100000 628000 0 14 47587 14 57624 14 330 18 1164559 0 1270100 0 1270100 0 0 0 0 0 0 0 0 0 0 PROFESSIONAL FEES 22500 11250 11250 NONE 0 INVESTMENT IN CORPORATE BONDS 1435444 1430472 INVESTMENT IN CORPORATE STOCK 2598687 13543257 INVESTMENT IN NORTHSOUND, L.P. AT COST 113597 113597 INVESTMENT IN RADIA, INC. AT COST 500000 500000 INVESTMENT IN ZERO MASS WATER AT COST 500000 500000 BOOK COST REVALUATION 2620 ATTORNEY GENERAL REGISTRY 150 0 0 CA FRANCHISE TAX BOARD 10 0 0 OTHER EXPENSES 1070 0 0 MORGAN STANLEY #0033 330 0 330 MORGAN STANLEY #3613 0 1400 0 DUE TO A. GEORGE BATTLE 75000 0 ACCOUNT MANAGEMENT FEES 33603 16802 16801 MORGAN STANLEY #0033 - FOREIGN TAXES 32 32 0 MORGAN STANLEY #3613 - FOREIGN TAXES 1869 1869 0