KOHLBERG FOUNDATION INC: Form 990PF, tax year 2018
View the entire original 990 at ProPublica ↗
- Organization
- KOHLBERG FOUNDATION INC (EIN 13-3496263)
- Tax period
- 2018-01-01 to 2018-12-31
- Filed
- 2019-11-15
- IRS object ID
- 201913199349101506
- Schema version
- 2018v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Depreciation Schedule
- Expenditure Responsibility Stmt
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Land Etc Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2019-11-15T09:16:14-06:00 | ReturnTs |
| Tax Period End | 2018-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 113518842 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MARKS PANETH LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4 Manhattanville Road | AddressLine1Txt |
| City | Purchase | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10577 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2018-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 133496263 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Kohlberg Foundation Inc | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | KOHL | BusinessNameControlTxt |
| Phone | 9142422388 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 111 Radio Circle | AddressLine1Txt |
| City | Mt Kisco | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10549 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Nancy McCabe | PersonNm |
| Person Title | Exec. VP | PersonTitleTxt |
| Phone | 9142422388 | PhoneNum |
| Signature | 2019-11-14 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Lawrence Goldberg | PreparerPersonNm |
| PTIN | P01246920 | PTIN |
| Phone | 9145249000 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 65.51.91.156 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2019-11-14 | IPDt |
| IP Tm | 15:23:59 | IPTm |
| IP Timezone | ES | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 71DE476EBF29C189CE8D8985D3ECFF7A60041DB4 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2018 | TaxYr |
| Build TS | 2020-04-17 16:48:07Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $211,550,598 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $738,111 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $737,474 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $4,280,390 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $3,974,130 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $12,652,648 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $46,621,655 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $12,639,707 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $53,338 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $260,113 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $17,724,487 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $17,611,424 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $392,815 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $388,458 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $201,540 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $199,304 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $136,756 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $135,239 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $4,882 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $4,827 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $41,828 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $9,750 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $31,614 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $1,002,572 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $979,329 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $12,124 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $633,742 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $69,306 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $30,444 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $2,724 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Occupancy Rev And Expnss | $53,280 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $0 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $52,689 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $3,569 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $3,529 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $293,731 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $198,398 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $92,075 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $2,767,439 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $1,256,783 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $950,303 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $22,923,970 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $22,923,970 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $25,691,409 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $1,256,783 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $23,874,273 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$7,966,922 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $16,354,641 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $7,373,722 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $14,098,347 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $14,098,347 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $836 | AcctRcvblAmt |
| Acct Rcvbl BOY | $785 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $836 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $836 | AcctRcvblEOYFMVAmt |
| Prepaid Expenses BOY | $8,811 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $10,193 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $10,193 | PrepaidExpensesEOYFMVAmt |
| Corporate Stock BOY | $131,940,838 | CorporateStockBOYAmt |
| Corporate Stock EOY | $124,701,175 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $126,988,263 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $10,836,808 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $6,389,701 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $6,112,687 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $43,432,708 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $40,270,687 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $64,085,094 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $36,107 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $32,582 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $6,248 | LandBOYAmt |
| Land EOY | $3,525 | LandEOYAmt |
| Land EOYFMV | $3,525 | LandEOYFMVAmt |
| Other Assets BOY | $0 | OtherAssetsBOYAmt |
| Other Assets EOY | $250,000 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $251,653 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $193,599,920 | TotalAssetsBOYAmt |
| Total Assets EOY | $185,724,464 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $211,550,598 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $73 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $197 | AccountsPayableEOYAmt |
| Total Liabilities BOY | $73 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $197 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $193,599,847 | RetainedEarningBOYAmt |
| Retained Earning EOY | $185,724,267 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $193,599,847 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $185,724,267 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $193,599,920 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $185,724,464 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $193,599,847 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$7,966,922 | ExcessRevenueOverExpensesAmt |
| Other Increases | $91,342 | OtherIncreasesAmt |
| Subtotal | $185,724,267 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $185,724,267 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (18 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| sale of publicly traded securities | P | $38,125,052 | $33,069,767 | $5,055,285 | $5,055,285 |
| Placer creek | P | $47,089 | $47,089 | $47,089 | |
| Spindrift | P | $55,750 | $55,750 | $55,750 | |
| General Atlantic K-1s | P | $4,762,596 | $4,762,596 | $4,762,596 | |
| Westbrook VIII K-1 | P | $78,185 | $78,185 | $78,185 | |
| Luminus Credit Opportunities PIE II K-1 | P | $50,750 | -$50,750 | -$50,750 | |
| Marathon Special Opportunity | P | $54,222 | $110,462 | -$56,240 | -$56,240 |
| Firstmark II Liquidating Trust K-1 | P | $182,134 | $182,134 | $182,134 | |
| Firstmark II Liquidating Trust disposition | P | $340,176 | $324,474 | $15,702 | $15,702 |
| Luminus Credit Opportunities disposition | P | $34 | $34 | $34 | |
| Quantum Value K-1 | P | $436,677 | $436,677 | $436,677 | |
| Millennium Offshore Series 01A | P | $787,334 | $413,487 | $373,847 | $373,847 |
| Prime Finance partners K-1 | P | $9,226 | $9,226 | $9,226 | |
| Kohlberg Partners VII LP K-1 | P | $445,572 | $445,572 | $445,572 | |
| Kohlberg Partners VIII LP K-1 | P | $67 | -$67 | -$67 | |
| Secondary Opportunities Fund 3 K-1 | P | $346,237 | $346,237 | $346,237 | |
| UBTI from K-1s | P | $12,941 | -$12,941 | -$12,941 | |
| Capital Gains Dividends | P | $951,371 | $951,371 | $951,371 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $12,639,707 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $16,739,342 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $284,891,773 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.058757 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $14,424,464 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $270,808,910 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.053264 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $20,499,148 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $285,041,213 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.071916 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $25,182,221 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $302,294,102 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.083304 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $24,314,576 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $294,890,656 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.082453 | DistributionYr5Rt |
| Total Distribution | 0.349694 | TotalDistributionRt |
| Average Distribution | 0.069939 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $231,228,199 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $16,171,869 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $163,546 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $16,335,415 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $23,874,273 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $163,546 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $163,546 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $163,546 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $465,000 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $465,000 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $2,734 | EsPenaltyAmt |
| Overpayment | $298,720 | OverpaymentAmt |
| Applied To ES Tax | $298,720 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | www.kohlbergfoundation.org | WebsiteAddressTxt |
| Individual With Books | The Kohlberg Foundation Inc | IndividualWithBooksNm |
| Phone | 9142422388 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 111 Radio Circle | AddressLine1Txt |
| City | Mount Kisco | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10549 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | 0 | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (1) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| Nancy Kohlberg | ||||||||
| 111 Radio Circle | Mount Kisco | NY | 10549 | President | 0.50 | $0 | $0 | $0 |
| Nancy McCabe | ||||||||
| 111 Radio Circle | Mount Kisco | NY | 10549 | Exec. VP/Treasurer | 40.00 | $392,815 | $59,977 | $0 |
| Jennifer Magnone | ||||||||
| 111 Radio Circle | Mount Kisco | NY | 10549 | Director/Secretary | 0.50 | $0 | $0 | $0 |
| Les Fagen | ||||||||
| 111 Radio Circle | Mount Kisco | NY | 10549 | VP/Director | 0.50 | $0 | $0 | $0 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee BenefitsEmployeeBenefitsAmt | Expense AccountExpenseAccountAmt |
|---|---|---|---|---|---|---|---|---|
| Rita Fragano | ||||||||
| 111 Radio Circle | Mount Kisco | NY | 10549 | Accountant | 40.00 | $115,462 | $43,611 | $0 |
| Amanda Dehann | ||||||||
| 111 Radio Circle | Mount Kisco | NY | 10549 | Office Manager | 40.00 | $73,482 | $29,014 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| UBS | |||||
| 750 Washington Blvd 11th flr | Stamford | CT | 06901 | Financial services | $397,018 |
| General Atlantic | |||||
| 600 Steamboat Rd Ste 105 | Greenwich | CT | 06830 | Financial services | $391,356 |
| Clarfeld Financial Advisors LLC | |||||
| 520 White Plains Rd | Tarrytown | NY | 10591 | Financial services | $183,903 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1Txt |
| Expenses1 | $0 | Expenses1Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $217,919,989 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $16,829,452 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $234,749,441 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $234,749,441 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $3,521,242 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $231,228,199 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $11,561,410 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $11,561,410 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $163,546 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $163,546 | TotalTaxAmt |
| Distributable Before Adj | $11,397,864 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $11,397,864 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $11,397,864 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $23,874,273 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $23,874,273 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $163,546 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $23,710,727 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $11,397,864 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $7,727,441 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $10,389,133 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $6,452,759 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $950,677 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $2,959,295 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $28,479,305 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $23,874,273 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $11,397,864 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $12,476,409 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $40,955,714 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $7,727,441 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $33,228,273 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $10,389,133 | ExcessFromYear4Amt |
| Excess From Year3 | $6,452,759 | ExcessFromYear3Amt |
| Excess From Year2 | $950,677 | ExcessFromYear2Amt |
| Excess From Year1 | $2,959,295 | ExcessFromYear1Amt |
| Excess From Current Year | $12,476,409 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Nancy Kohlberg | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (83 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|
| A Home | |||||||
| 141 Tompkins Avenue 3rd Floor | Pleasantville | NY | 10570 | PC | Grant to further donee's exempt purpose | $5,000 | |
| Ability Beyond Disability | |||||||
| 4 Berkshire Blvd | Bethel | CT | 06801 | PC | Grant to further donee's exempt purpose | $2,000 | |
| Alliance for Justice | |||||||
| 11 Dupont Circle NW 2nd Floor | Washington | DC | 20036 | PC | Renew Annual Support for Judical Selection Watchdog Program. | $50,000 | |
| Animal Shelter of Martha's Vineyard Inc | |||||||
| PO Box 1829 1 Pennywise Path | Edgartown | MA | 02539 | PC | Support for the animal shelter of Martha's Vineyard. | $2,000 | |
| Bard College | |||||||
| 23 Walters Road | Annandale on Hudson | NY | 12504 | PC | Renew support for the Bard Prison Initiative: Gardens Program at Fishkill and Woodbourne Facilities and Food Systems | $70,000 | |
| Bedford 2020 Coalition | |||||||
| PO Box 812 | Bedford Hills | NY | 10507 | PC | Support for local environmental projects and education. | $2,000 | |
| Biodiversity Works | |||||||
| PO Box 557 | Edgartown | MA | 02539 | PC | Grant to further donee's exempt purpose | $15,000 | |
| Boston Med FlightNew England Life Flight Inc | |||||||
| Robins Street Hangar 1727 Hanscom | Bedford | MA | 01730 | PC | support for services to Martha's Vineyard residents. | $25,000 | Air Force Base |
| Boys & Girls Club of Northern Westchester | |||||||
| 351 East Main Street | Mount Kisco | NY | 10549 | PC | Grant to further donee's exempt purpose | $5,000 | |
| Brennan Center for Justice | |||||||
| 161 Avenue of Americas 12th Floor | New York | NY | 10013 | PC | For Programs in Democracy, Investigative Reporting and Criminal Justice Reform. | $3,000,000 | |
| Brooklyn Law School | |||||||
| 250 Joralemon St | Brooklyn | NY | 11201 | PC | In honor of Herman Fagan Scholarship fund for disadvantaged students. | $5,000 | |
| CHAD Relief Foundation | |||||||
| 125 East De La Guerra Suite 102 | Santa Barbara | CA | 93101 | PC | support to provide assistance to refugees and local population in southern Chad. | $2,000 | |
| Civic Nation | |||||||
| 757 15th St Ste 300 | Washington | DC | 20005 | PC | For the voter registration and engagement on Community College Campuses | $50,000 | |
| College & Community Fellowship | |||||||
| 475 Riverside Drive Suite 1626 | New York | NY | 10115 | PC | Support for Career Advancement Program, Re-entry Technical Assistance, General Support, Core Program | $75,000 | |
| Columbia Law School | |||||||
| 435 West 116th St | New York | NY | 100277927 | PC | Grant to further donee's exempt purpose | $5,000 | |
| Council on Foundations | |||||||
| 2121 Crystal Drive Suite 700 | Arlington | VA | 22202 | PC | Grant to further donee's exempt purpose | $21,600 | |
| CUNY Graduate School of Journalism Foundation Inc | |||||||
| 219 West 40th Street | New York | NY | 10018 | PC | Dean's Opportunity Fund. Renewed Support. | $1,000,000 | |
| Dana Farber Cancer InstituteJimmy Fund Walk | |||||||
| 450 Brookline Ave | Boston | MA | 02215 | PC | Support for the Jimmy Fund/Kohlberg Family walk in honor of Amy & Timmy | $130,000 | |
| Drive Change | |||||||
| 630 Flushing Avenue 5 | Brooklyn | NY | 11206 | PC | Working Capital matching grant | $100,000 | |
| Environmental Defense Fund | |||||||
| 18 Tremont Street | Boston | MA | 02108 | PC | Support Climate Corps Program. | $10,000 | |
| Environmental Grantmakers Association | |||||||
| 5 Exchange Pl Ste 405 | New York | NY | 100051965 | PC | Grant to further donee's exempt purpose | $2,027 | |
| Family Services of Westchester | |||||||
| 1 Gateway Plaza | Port Chester | NY | 10573 | PC | My 2nd Home-Elder Scholarships. | $20,000 | |
| Getting Out and Staying Out | |||||||
| 75 East 116th Street | New York | NY | 10029 | PC | Grant to further donee's exempt purpose | $10,000 | |
| Great Pond Foundation | |||||||
| PO Box 2005 | Edgartown | MA | 02539 | PC | Support for ecological work, education, and conservation activity related to the Martha's Vineyard "Great Ponds". | $25,000 | |
| Hampshire Country School | |||||||
| 28 Patey Circle | Rindge | NH | 03461 | PC | Grant to further donee's exempt purpose | $20,000 | |
| Hospice Care Westchester & Putnam Inc | |||||||
| 540 White Plains Road Suite 300 | Tarrytown | NY | 10591 | PC | Grant to further donee's exempt purpose | $5,000 | |
| Hospice of Martha's Vineyard | |||||||
| PO Box 1748 | Vineyard Haven | MA | 02568 | PC | Grant to further donee's exempt purpose | $5,000 | |
| Hospital for Special Surgery | |||||||
| 535 E 70th St | New York | NY | 10021 | PC | Support for the Academy of Medical Educators under the leadership of Dr. Paget | $50,000 | |
| Hour Children | |||||||
| 36-11 12th St | Long Island City | NY | 11106 | PC | Support partnership with Hudson Link | $25,000 | |
| Hudson Link for Higher Education | |||||||
| 23 State Street | Ossining | NY | 10562 | PC | For New Beginnings Housing Proposal for those returning from jail and prison. | $400,000 | |
| Hudson Link for Higher Education | |||||||
| 23 State Street | Ossining | NY | 10562 | PC | For programs, college and pre-college at Shawangunk Correctional Facility. | $70,000 | |
| Hudson Valley Autism Society | |||||||
| 42 Crown St | Kingston | NY | 12401 | PC | Grant to further donee's exempt purpose | $250 | |
| Indivisible Civic Engagement | |||||||
| PO Box 43884 | Washington | DC | 20010 | PC | Grant to further donee's exempt purpose | $300,000 | |
| Indivisible Civic Engagement | |||||||
| PO Box 43884 | Washington | DC | 20010 | PC | Create matching funds for small donors, reserve for urgent projects | $200,000 | |
| Investigative Reporters and Editors Inc | |||||||
| 141 Neff Annex-Umc | Columbia | MO | 65211 | PC | Renewed support for their Total Newsroom Training Program. | $150,000 | |
| Island Elderly Housing Inc | |||||||
| 60B Village Road | Tisbury | MA | 02568 | PC | Grant to further donee's exempt purpose | $5,000 | |
| Island Grown Initiative | |||||||
| 80 Stoney Hill Road | Vineyard Haven | MA | 02568 | PC | In support of administrative platforms and strategic planning serving all farm programs. | $50,000 | |
| Island Housing Trust Corporation | |||||||
| 346 State Road | Vineyard Haven | MA | 02568 | PC | Grant to further donee's exempt purpose | $15,000 | |
| Kunhardt Film Foundation | |||||||
| 48 Wheeler Avenue 3rd Floor | Pleasantville | NY | 10570 | PC | Permanent reserve fund to support film projects | $8,000,000 | |
| Lawyer's Committee for Civil Rights Under Law | |||||||
| 1401 New York Avenue NW Suite 400 | Washington | DC | 20005 | PC | Grant to further donee's exempt purpose | $5,000 | |
| Martha's Vineyard Community Hospital | |||||||
| 1 Hospital Rd | Oak Bluff | MA | 02557 | PC | Grant to further donee's exempt purpose | $75,000 | |
| Martha's Vineyard Community Services | |||||||
| 111 Edgartown Road | Vineyard Haven | MA | 02568 | PC | Grant to further donee's exempt purpose | $75,000 | |
| Martha's Vineyard Preservation Trust | |||||||
| PO Box 5277 | Edgartown | MA | 02539 | PC | Grant to further donee's exempt purpose | $5,000 | |
| Martha's Vineyard Shellfish Group | |||||||
| PO Box 1552 | Oak Bluffs | MA | 02557 | PC | Support for Oyster Restoration program | $35,000 | |
| Massachusetts Audubon Society | |||||||
| 208 South Great Road | Lincoln | MA | 01773 | PC | Support Felix Neck Wildlife Sanctuary. | $1,000 | |
| Media Art Xploration Inc | |||||||
| 132 Perry St Ste 5 | New York | NY | 10014 | PC | For educational program with California Academy of the Sciences | $10,000 | |
| Mount Kisco Child Care Center | |||||||
| 95 Radio Circle | Mount Kisco | NY | 10549 | PC | Family Scholarships. | $50,000 | |
| Mount Kisco Volunteer Ambulance Corp | |||||||
| 310 Lexington Avenue | Mount Kisco | NY | 10549 | PC | Grant to further donee's exempt purpose | $500 | |
| Mount Kisco Volunteer Fire Department | |||||||
| 55 West Way | Mount Kisco | NY | 10549 | PC | Grant to further donee's exempt purpose | $500 | |
| National Center for Family Philanthropy | |||||||
| 1101 Connecticut Avenue NW Suite | Washington | DC | 20036 | PC | Renew support Friends of the Family Program | $5,000 | 220 |
| Neighbors Link | |||||||
| 27 Columbus Avenue | Mount Kisco | NY | 10549 | PC | Grant to further donee's exempt purpose | $25,000 | |
| Northern Westchester Hospital Foundation | |||||||
| 400 East Main Street | Mount Kisco | NY | 10549 | PC | Integrative Medicine program renewal. | $100,000 | |
| Northern Westchester Hospital Foundation | |||||||
| 400 East Main Street | Mount Kisco | NY | 10549 | PC | Nursing Education and Magnet program renewal. | $100,000 | |
| Open Door | |||||||
| 165 Main Street | Ossining | NY | 10562 | PC | Grant to further donee's exempt purpose | $30,000 | |
| Per Scholas Inc | |||||||
| 804 East 138th Street 2nd Floor | Bronx | NY | 10454 | PC | Donation - Spring Clean-Up (computer recycling project). | $593 | |
| ProPublica Inc | |||||||
| One Exchange Plaza 23rd Floor | New York | NY | 10006 | PC | Grant to further donee's exempt purpose | $100,000 | |
| Puppies Behind Bars | |||||||
| 263 West 38th Street 4th Floor | New York | NY | 10018 | PC | For programs at Bedford Hills Facility | $10,000 | |
| Sheriff's Meadow Foundation | |||||||
| 57 David Avenue | Vineyard Haven | MA | 02568 | PC | Grant to further donee's exempt purpose | $5,000 | |
| Sponsors Inc | |||||||
| 338 Highway 99 North | Euguene | OR | 97402 | PC | Captial projects (Tiny Houses). | $250,000 | |
| Sponsors Inc | |||||||
| 338 Highway 99 North | Euguene | OR | 97402 | PC | Grant to further donee's exempt purpose | $100,000 | |
| Swarthmore College | |||||||
| 500 College Avenue | Swarthmore | PA | 190811397 | PC | Educating Socially Responsible Business Leaders Career Services. | $75,000 | |
| Teatown Lake Reservation Inc | |||||||
| 1600 Spring Valley Road | Ossining | NY | 10562 | PC | Grant to further donee's exempt purpose | $20,000 | |
| Tenacity Inc | |||||||
| 38 Everett Street | Boston | MA | 02134 | PC | Grant to further donee's exempt purpose | $25,000 | |
| The Foundation Center | |||||||
| 32 Old Slip 24th Floor | New York | NY | 10005 | PC | Grant to further donee's exempt purpose | $1,000 | |
| The Institute for Integrative Health | |||||||
| 1407 Fleet St | Baltimore | MD | 21231 | PC | Permanent reserve fund | $5,000,000 | |
| The Marshall Project | |||||||
| 156 West 56th Street Suite 701 | New York | NY | 10019 | PC | Grant to further donee's exempt purpose | $100,000 | |
| The Merserve-Kunhardt Foundation | |||||||
| 48 Wheeler Avenue 3rd Floor | Pleasantville | NY | 10570 | PC | Grant to further donee's exempt purpose | $1,200,000 | |
| The Merserve-Kunhardt Foundation | |||||||
| 48 Wheeler Avenue 3rd Floor | Pleasantville | NY | 10570 | PC | For endowment match | $250,000 | |
| The Merserve-Kunhardt Foundation | |||||||
| 48 Wheeler Avenue 3rd Floor | Pleasantville | NY | 10570 | PC | For current programming and exhibitions | $150,000 | |
| The Polly Hill Arboretum | |||||||
| PO Box 561 809 State Road | West Tisbury | MA | 02575 | PC | Grant to further donee's exempt purpose | $5,000 | |
| The Vineyard House Inc | |||||||
| PO Box 4599 56 Short Hill Road | Vineyard Haven | MA | 02568 | PC | Grant to further donee's exempt purpose | $15,000 | |
| The Vineyard House Inc | |||||||
| PO Box 4599 56 Short Hill Road | Vineyard Haven | MA | 02568 | PC | For the women's residence renovation project. | $5,000 | |
| United States Veterans Initiative | |||||||
| 800 West 6th Street Suite 1505 | Los Angeles | CA | 90017 | PC | Support for Outside the Wire Community College Program. | $100,000 | |
| University of San Diego | |||||||
| 5998 Alcala Park | San Diego | CA | 92110 | PC | Protect Student Veterans initiative | $500,000 | |
| Vet Voice Foundation | |||||||
| PO Box 10031 | Portland | OR | 97296 | PC | Pilot programs to educate military families and veterans on voting rights and current issues. | $75,000 | |
| Vineyard Committee on Hunger | |||||||
| PO Box 1874 | Vineyard Haven | MA | 02568 | PC | support for Island Food Pantry. | $1,000 | |
| Vineyard Conservation Society | |||||||
| PO Box 2189 57 David Avenue | Vineyard Haven | MA | 02568 | PC | support for legal defense fund for land preservation. | $5,000 | |
| Westchester Arc Foundation | |||||||
| 265 Saw Mill River Road | Hawthorne | NY | 10532 | PC | Grant to further donee's exempt purpose | $1,000 | |
| Westchester Community College Foundation | |||||||
| Hartford Hall 75 Grasslands Rd | Valhalla | NY | 10595 | PC | For education instead of incarceration | $135,000 | |
| Westchester Land Trust | |||||||
| 403 Harris Road | Bedford Hills | NY | 10507 | PC | Grant to further donee's exempt purpose | $1,000 | |
| YMCA of Martha's Vineyard | |||||||
| 111R Edgartown Vineyard Haven Rd | Vineyard Haven | MA | 02568 | PC | Grant to further donee's exempt purpose | $100,000 | |
| Yorktown Heights Engine Company #1 | |||||||
| PO Box 10 1916 Commerce Street | Yorktown | NY | 10598 | PC | Grant to further donee's exempt purpose | $500 | |
| Young Invincibles | |||||||
| 1411 K Street NW 400 | Washington | DC | 20005 | PC | Support for Young Voter Engagement on college campuses | $250,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $22,923,970 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (8 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| Dana Farber Cancer InstituteJimmy Fund Walk | ||||||
| 450 Brookline Ave | Boston | MA | 02215 | PC | Family walk in honor of Amy Kohlberg Quinlan | $145,000 |
| Individible Civic Engagement Inc | ||||||
| c/o Tides Fdn PO Box 43884 | Washington | DC | 20010 | PC | Support Democracy programs | $500,000 |
| Investigative Reporters and Editors Inc | ||||||
| 141 Neff Annex-Umc | Columbia | MO | 65211 | PC | Renewed support for their Total Newsroom Training Program. | $150,000 |
| Northern Westchester Hospital Foundation | ||||||
| 400 East Main Street | Mount Kisco | NY | 10549 | PC | Integrative Medicine program renewal. | $100,000 |
| Northern Westchester Hospital Foundation | ||||||
| 400 East Main Street | Mount Kisco | NY | 10549 | PC | Nursing Education and Magnet program renewal. | $100,000 |
| Sponsors Inc | ||||||
| 338 Highway 99 North | Euguene | OR | 97402 | PC | Captial projects (Tiny Houses and Technical Assistance Consulting). | $350,000 |
| University of San Diego | ||||||
| 5998 Alcala Park | San Diego | CA | 92110 | PC | Protect Student Veterans initiative | $500,000 |
| Meserve-Kunhardt Foundation | ||||||
| 48 Wheeler Avenue 3rd Floor | Pleasantville | NY | 10570 | PC | Porgramming fund | $150,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $1,995,000 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $738,111 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 523000 | BusinessCd |
| Unrelated Business Taxbl Incm | $637 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $4,279,753 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 523000 | BusinessCd |
| Unrelated Business Taxbl Incm | $12,941 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $12,639,707 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (4 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt |
|---|---|---|---|---|
| Rental RE income from passthroughs | 14 | $13,106 | ||
| Other Portfolio income from passthroughs | 14 | $250,825 | ||
| Misc other income from passthroughs | 14 | -$2,369 | 523000 | -$1,798 |
| Ordinary income from passthroughs | 14 | -$1,449 | 523000 | -$204,977 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | -$193,197 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $17,917,684 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $17,724,487 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| Marks Paneth | $39,000 | $9,750 | $28,817 |
| Prestige HR service fee | $2,828 | $0 | $2,797 |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp (21 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | Cost Or Other BasisCostOrOtherBasisAmt | Prior Year DepreciationPriorYearDepreciationAmt | Computation MethodComputationMethodTxt | LifeLifeRt | Current Year ExpenseCurrentYearExpenseAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|---|---|---|---|
| Software | 2002-02-14 | $3,410 | $3,410 | SL | 3.000000000000 | $0 | $0 |
| Software | 2007-12-13 | $2,540 | $2,540 | SL | 3.000000000000 | $0 | $0 |
| Software | 2009-03-17 | $2,738 | $2,738 | SL | 3.000000000000 | $0 | $0 |
| Lenovo 3 yr onsite warranty | 2013-11-26 | $115 | $115 | SL | 3.000000000000 | $0 | $0 |
| Projector | 2006-01-12 | $1,078 | $1,078 | SL | 5.000000000000 | $0 | $0 |
| Telephones | 2010-01-15 | $5,625 | $5,625 | SL | 5.000000000000 | $0 | $0 |
| Telephones | 2010-09-09 | $3,123 | $3,123 | SL | 5.000000000000 | $0 | $0 |
| Computer Hardware | 2011-12-21 | $886 | $886 | SL | 5.000000000000 | $0 | $0 |
| Computer Hardware | 2011-12-21 | $754 | $754 | SL | 5.000000000000 | $0 | $0 |
| DELL COMPUTER | 2012-09-21 | $674 | $674 | SL | 5.000000000000 | $0 | $0 |
| Lenovo Thinkpad | 2013-11-26 | $1,319 | $1,077 | SL | 5.000000000000 | $242 | $0 |
| Furniture | 1998-09-09 | $10,239 | $10,239 | SL | 7.000000000000 | $0 | $0 |
| SOFTWARE | 2015-01-05 | $380 | $380 | SL | 3.000000000000 | $0 | $0 |
| SOFTWARE | 2015-01-05 | $311 | $311 | SL | 3.000000000000 | $0 | $0 |
| COMPUTER Hardware | 2015-01-05 | $2,091 | $1,256 | SL | 5.000000000000 | $418 | $0 |
| HP Server Installation (Roundtable) | 2015-02-06 | $5,430 | $3,173 | SL | 5.000000000000 | $1,086 | $0 |
| Firewall and router (plus labor Roundtable) | 2015-07-30 | $1,993 | $963 | SL | 5.000000000000 | $399 | $0 |
| HP Desktop Pro (Amanda's computer) | 2016-03-29 | $842 | $294 | SL | 5.000000000000 | $168 | $0 |
| HP ProBook 650 (Janet's laptop) | 2016-03-18 | $1,050 | $376 | SL | 5.000000000000 | $210 | $0 |
| HP Business P232 23" LED LCD Monitor (Janet) | 2016-03-18 | $150 | $55 | SL | 5.000000000000 | $30 | $0 |
| HP Business Desktop Prodesk 40 (Rita's computer) | 2016-04-20 | $853 | $285 | SL | 5.000000000000 | $171 | $0 |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp (7 entries)
| Address Line1USAddress/AddressLine1Txt | Address Line2USAddress/AddressLine2Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | GrantGrantDt | GrantGrantAmt | Purpose Of GrantPurposeOfGrantTxt | Expended By GranteeExpendedByGranteeAmt | Dates Of Reports By GranteeDatesOfReportsByGranteeTxt | Results Of VerificationResultsOfVerificationTxt |
|---|---|---|---|---|---|---|---|---|---|---|
| Camalotte Foundation | ||||||||||
| c/o James Kohlberg 3000 Alpine Rd | Ste 100 | Menlo Park | CA | 92008 | 2017-12-05 | $13,800,000 | Capital endowment grant to support grantee's 501(c)(3) exempt purposes | $48,889 | 11/6/19 | The Foundation reviewed the grant report on 11-14-19 but did not undertake any verification of the grantee's reports as there has not been any reason to doubt their accuracy or reliability (Reg. 53.4945-5(c)). |
| Camalotte Foundation | ||||||||||
| c/o James Kohlberg 3000 Alpine Rd | Ste 100 | Menlo Park | CA | 92008 | 2017-12-05 | $2,200,000 | To support grantee's 501(c)(3) exempt purpose | $919,741 | 11/6/19 | The Foundation reviewed the grant report on 11-14-19 but did not undertake any verification of the grantee's reports as there has not been any reason to doubt their accuracy or reliability (Reg. 53.4945-5(c)). |
| Cardinal Brook Trust | ||||||||||
| c/o Kahn Litwin Renza 99 Summer St | Ste 520 | Boston | MA | 02110 | 2017-12-17 | $16,000,000 | Capital endowment grant to support grantee's 501(c)(3) exempt purposes | $0 | 10/24/19 | The Foundation reviewed the grant report on 11-4-19 but did not undertake any verification of the grantee's reports as there has not been any reason to doubt their accuracy or reliability (Reg. 53.4945-5(c)). |
| Kisco Cares Foundation | ||||||||||
| c/o Kisco Senior Living 5790 Fleet | St Ste 300 | Carlsbad | CA | 92008 | 2017-12-05 | $14,000,000 | Capital endowment grant to support grantee's 501(c)(3) exempt purposes | $100,000 | 9/20/19 | The Foundation reviewed the grant report on 11-11-19 but did not undertake any verification of the grantee's reports as there has not been any reason to doubt their accuracy or reliability (Reg. 53.4945-5(c)). |
| Kisco Cares Foundation | ||||||||||
| c/o Kisco Senior Living 5790 Fleet | St Ste 300 | Carlsbad | CA | 92008 | 2017-12-05 | $2,000,000 | To support grantee's 501(c)(3) exempt purpose | $1,119,335 | 9/20/19 | The Foundation reviewed the grant report on 11-11-19 but did not undertake any verification of the grantee's reports as there has not been any reason to doubt their accuracy or reliability (Reg. 53.4945-5(c)). |
| Kovin Foundation | ||||||||||
| c/o Eccles Co 6 Beacon St | Boston | MA | 20109 | 2017-11-09 | $2,000,000 | To support grantee's 501(c)(3) exempt purpose | $1,160,000 | 06/10/19 | The Foundation reviewed the grant report on 11-4-19 but did not undertake any verification of the grantee's reports as there has not been any reason to doubt their accuracy or reliability (Reg. 53.4945-5(c)). | |
| Kovin Foundation | ||||||||||
| c/o Eccles Co 6 Beacon St | Boston | MA | 20109 | 2017-11-09 | $14,000,000 | Capital endowment grant to support grantee's 501(c)(3) exempt purposes | $0 | 06/10/19 | The Foundation reviewed the grant report on 11-4-19 but did not undertake any verification of the grantee's reports as there has not been any reason to doubt their accuracy or reliability (Reg. 53.4945-5(c)). | |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | Form 4720 Exception explanation | IdentifierTxt |
| Form And Line Reference | Form 990PF, Part VII-B, Line 1a(4) | FormAndLineReferenceDesc |
| Medium Explanation | The organization pays reasonable compensation to an officer of the corporation. This meets the exception; therefore, Form 4720 has not been prepared. | MediumExplanationTxt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (38 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| NEXTERA ENERGY PARTNERS LP NTS 144A RATE 01.500% MATURES 09/15/20 | $246,250 | $239,710 |
| SM ENERGY CO NTS CONV B/E RATE 01.500% MATURES 07/01/21 | $133,248 | $126,413 |
| DYCOM INDUSTRIES INC NTS CONV B/E RATE 00.750% MATURES 09/15/21 | $200,193 | $193,124 |
| BARCLAYS BK PLC CONV ZERO CPN RATE 00.000% MATURES 09/26/23 | $200,000 | $185,140 |
| BARCLAYS BK PLC CONV ZERO CPN RATE 00.000% MATURES 10/30/23 | $183,038 | $188,362 |
| SOCIETE GENERALE SA MTN CONV B/E RATE 00.000% MATURES 11/16/21 | $186,098 | $164,472 |
| HERCULES CPTL INC NTS CONV B/E 144A RATE 04.375% MATURES 02/01/22 | $108,330 | $100,318 |
| PACIRA PHARMACEUTICALS INC NTS RATE 02.375% MATURES 04/01/22 | $111,447 | $107,123 |
| BLACKSTONE MTG TR INC NTS CONV RATE 04.375% MATURES 05/05/22 | $138,370 | $134,289 |
| ATLAS AIR WORLDWIDE HOLDINGS RATE 02.250% MATURES 06/01/22 | $149,809 | $168,667 |
| SYNAPTICS INC NTS CONV B/E RATE 00.500% MATURES 06/15/22 | $124,893 | $118,301 |
| RESOURCE CAPITAL CORP NTS CONV RATE 04.500% MATURES 08/15/22 | $139,095 | $132,215 |
| APOLLO COMMERCIAL NTS CONV B/E RATE 04.750% MATURES 08/23/22 | $216,678 | $203,175 |
| HANNON ARMSTRONG SUSTAIN CALL@MW+50BP RATE 04.125% MATURES 09/01/22 | $135,571 | $121,735 |
| II-VI INC NTS CONV B/E RATE 00.250% MATURES 09/01/22 | $190,057 | $194,318 |
| GRANITE POINT MORTGAGE CONV B/E RATE 05.625% MATURES 12/01/22 | $204,340 | $199,036 |
| SUPERNUS PHARMACEUTICALS 144A NTS CONV RATE 00.625% MATURES 04/01/23 | $170,097 | $154,160 |
| JPMORGAN CHASE FINL NTS CONV RATE 00.00% MATURES 04/21/23 | $204,913 | $195,040 |
| JPMORGAN CHASE FINL NTS CONV RATE 00.00% MATURES 10/16/23 | $220,000 | $202,774 |
| BOFA FIN LLC NTS CONV B/E RATE 00.25% MATURES 05/01/23 | $186,001 | $176,500 |
| BOFA FIN LLC NTS CONV ZERO CPN RATE 000.00% MATURES 09/28/23 | $200,000 | $187,540 |
| REDWOOD TRUST INC NTS CONV B/E RATE 04.750% MATURES 08/15/23 | $106,733 | $98,034 |
| VIAVI SOLUTIONS INC NTS CONV B/E 144A RATE 01.750% MATURES 06/01/23 | $137,811 | $136,507 |
| FTI CONSULTING INC NTS CONV 144A RATE 02.00% MATURES 08/15/23 | $158,067 | $162,032 |
| HELIX ENERGY SOLUTIONS NTS CONV RATE 04.125% MATURES 09/15/23 | $68,360 | $61,719 |
| LUMENTUM HLDINGS INCORP NTS CONV RATE 00.250% MATURES 03/15/24 | $158,732 | $158,515 |
| KAMAN CORP NTS CONV B/E RATE 03.250% MATURES 05/01/24 | $147,072 | $144,843 |
| TWITTER INC NTS CONV B/E 144A RATE 00.250% MATURES 06/15/24 | $150,563 | $130,728 |
| AIR TRANS SVCS GROUP INC NTS CONV RATE 01.125% MATURES 10/15/24 | $246,094 | $238,098 |
| AKAMAI TECHNOLOGIES INC | $166,153 | $158,650 |
| FINISAR CORP NTS CONV B/E RATE 00.500% MATURES 12/15/36 | $122,589 | $115,805 |
| HCI GROUP INC NTS CONV B/E 144A RATE 04.250% MATURES 03/01/37 | $165,328 | $181,562 |
| AMTR FINL SVCS INC CONV B/E RATE 02.750% MATURES 12/15/44 | $215,076 | $235,063 |
| EZCORP INC NTS CONV B/E 144A RATE 02/375% MATURES 05/01/25 | $145,489 | $113,738 |
| VISHAY INTERTECHNOLOGY 144A NTS CONV RATE 02.250% MATURES 06/15/25 | $143,413 | $136,228 |
| CALAMP CORP NTS CONV B/E RATE 02.000% MATURES 08/01/25 | $148,058 | $135,300 |
| TUTOR PERINI CORP NTS B/E RATE 02.875% MATURES 06/15/21 | $259,756 | $230,113 |
| GS FIN CORP MED TERM NTS B/E RATE 00.000% MATURES 09/28/23 | $201,979 | $183,340 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (224 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ISHARES MSCI EAFE ETF | $13,953,369 | $13,692,919 |
| SPDR S&P 500 EFT TR | $4,801,800 | $5,562,747 |
| CALVERT US LARGE CAP CORE RSPNB CLASS I | $4,743,731 | $4,562,374 |
| DFA EMERGING MARKETS CORE EQUITY FUND CLASS I | $2,089,224 | $1,978,940 |
| DFA US SMALL CAP FUND CLASS I | $2,196,627 | $1,935,197 |
| MAINGATE MLP FUND CL I | $3,455,288 | $2,294,350 |
| PAX GLOBAL ENVIRONMENTAL MARKETS FUND CLASS INSTITUTIONAL | $4,745,209 | $4,111,079 |
| WASATCH INTERNATIONAL GROWTH FUND | $4,636,865 | $4,239,364 |
| BLACKROCK STRATEGIC INCOME I | $13,442,177 | $12,843,983 |
| DOUBLE LINE TOTAL RETURN FUND INSTL | $12,572,322 | $12,044,736 |
| METROPOLITAN WEST TOTAL RETURN BOND FUND CLASS I | $5,161,356 | $4,928,657 |
| PIMCO INCOME FUND CLASS I | $5,285,089 | $5,042,258 |
| RIVERNORTH/DOUBLELINE STRATEGIC INCOME FUND I | $3,266,336 | $3,004,364 |
| ALTRIA GROUP INC | $197,025 | $271,398 |
| AT&T INC | $515,913 | $433,951 |
| BCE INC NEW CAD | $510,015 | $463,489 |
| BOEING COMPANY | $74,095 | $178,988 |
| CHEVRON CORP | $417,223 | $429,721 |
| CHUBB LTD CHF | $365,685 | $430,815 |
| CISCO SYSTEMS INC | $238,195 | $437,200 |
| CONOCOPHILLIPS | $343,535 | $409,951 |
| CORNING INC | $202,693 | $283,672 |
| DIAGEO PLC NEW GB SPON ADR | $316,050 | $365,135 |
| DOWDUPONT INC | $494,062 | $502,177 |
| EXXON MOBILE CORP | $429,372 | $375,386 |
| GENUINE PARTS CO | $348,583 | $397,523 |
| HCP INC | $350,741 | $306,811 |
| HSBC HOLDINGS PLC NEW GB SPON ADR | $321,950 | $256,526 |
| INTEL CORP | $176,478 | $299,648 |
| JOHNSON CTLS INTL PLC | $460,069 | $320,665 |
| JOHNSON & JOHNSON COM | $376,295 | $500,069 |
| JPMORGAN CHASE & CO | $228,264 | $400,242 |
| KIMBERLY CLARK CORP | $298,960 | $336,693 |
| LILLY ELI & CO | $153,636 | $348,317 |
| MERCK & CO INC NEW COM | $327,939 | $476,034 |
| MICROSOFT CORP | $150,708 | $364,636 |
| NEXTERA ENERGY INC COM | $271,274 | $534,497 |
| NOVARTIS AG SPON ADR | $466,435 | $520,867 |
| PFIZER INC | $339,131 | $448,940 |
| PHILIP MORRIS INTL INC | $501,240 | $415,915 |
| RAYTHEON CO NEW | $240,461 | $340,437 |
| ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL B ORD SHS SPON ADR | $465,560 | $440,559 |
| SIEMENS AG SPON ADO | $445,208 | $372,652 |
| SUNTRUST BANKS INC | $472,526 | $377,796 |
| TRAVELERS COS INC/THE | $249,375 | $343,683 |
| UNILEVER NV NY SHS NEW NETHERLANDS SPON SPON ADR | $246,729 | $335,712 |
| WALGREENS BOOTS ALLIANCE INC. | $385,320 | $397,681 |
| WELLS FARGO & CO NEW | $460,496 | $373,939 |
| WELLTOWER INC REIT | $436,565 | $495,587 |
| 3M CO | $243,209 | $287,715 |
| ACTIVISION BLIZZARD INC | $295,874 | $204,908 |
| ADOBE SYSTEMS INC(DELAWARE) | $209,198 | $644,784 |
| ALEXION PHARMACEUTICALS INC | $242,160 | $199,588 |
| ALIBABA GROUP HOLDINGS LTD SPON ADR | $598,941 | $832,015 |
| ALIGN TECHNOLOGY INC | $348,355 | $272,259 |
| ALPHABETA INC CL A | $364,047 | $653,100 |
| ALPHABETA INC CL C | $51,736 | $98,383 |
| AMAZON.COM INC | $516,828 | $1,028,849 |
| BIOMARIN PHARMACEUTICAL INC | $189,320 | $221,390 |
| BOOKING HLDGS INC | $298,642 | $370,045 |
| COSTAR GROUP INC | $354,485 | $387,941 |
| EDWARDS LIFESCIENCES CORP | $294,591 | $467,169 |
| FACEBOOK INC CL A | $132,219 | $331,002 |
| FLOOR & DCOR HLDGS INC CL A | $286,438 | $173,116 |
| ILLUMINA INC | $213,981 | $470,890 |
| LOXO ONCOLOGY INC | $99,675 | $178,589 |
| MATCH GROUP INC | $170,498 | $181,773 |
| MONSTER BEVERAGE CORP NEW COM | $399,766 | $397,452 |
| NETFLIX INC | $325,435 | $722,682 |
| PALO ATLO NETWORKS INC | $274,398 | $343,739 |
| REGENERON PHARMACEUTICLS INC | $276,134 | $289,463 |
| SALESFORCE.COM INC | $333,229 | $804,699 |
| SAREPTA THERAPEUTICS INC COM | $179,193 | $140,778 |
| SERVICENOW INC | $551,933 | $859,091 |
| SPLUNK INC | $222,544 | $386,122 |
| VISA INC CL A | $376,271 | $1,012,640 |
| WORKDAY INC CL A | $199,511 | $243,512 |
| ACUSHNET HLDGS CORP | $181,700 | $190,051 |
| AGREE REALTY CORP | $64,118 | $107,773 |
| ALASKA AIR GROUP INC | $272,593 | $248,877 |
| ALBANY INTL CORP NEW CL A | $77,753 | $91,023 |
| ALBEMARLE CORP | $115,972 | $96,569 |
| ALLETE INC NEW | $161,064 | $217,379 |
| ALLIANT ENERGY CORP | $195,445 | $246,951 |
| ASSURED GUARANTY LTD | $255,273 | $276,114 |
| AUTOLIV INC $0.20 | $381,813 | $300,795 |
| AVERY DENNISON CORP | $164,800 | $175,169 |
| B&G FOODS INC CL A | $499,281 | $433,621 |
| BANCO LATINOAMERICANO DE COMERCIO EXTERIOR, S.A. ORD | $216,153 | $137,276 |
| BANK OF THE OZARKS INC | $407,880 | $246,655 |
| BGC PARTNERS INC CL A | $311,173 | $245,208 |
| BOK FINANCIAL CORP NEW | $79,365 | $117,621 |
| BROADRIDGE FINANCIAL SOLUTIONS INC | $28,727 | $39,655 |
| CONSOLIDATED COMMUNICATIONS HOLDINGS INC | $120,288 | $83,812 |
| CRANE CO | $137,937 | $164,426 |
| CULLEN FROST BANKERS INC | $108,215 | $182,124 |
| CYRUSONE INC REIT | $427,469 | $386,077 |
| DELEK US HLDGS INC NEW COM | $132,323 | $117,556 |
| DONALDSON CO INC | $65,330 | $78,709 |
| EAST WEST BANCORP INC | $127,412 | $140,471 |
| EASTGROUP PROPERTIES INC (MARYLAND CORP) | $48,112 | $77,103 |
| ENERGIZER HLDGS INC | $58,420 | $46,685 |
| ENLINK MIDSTREAM LLC | $258,930 | $219,646 |
| ENTERCOM COMMUNICATIONS CORP | $182,691 | $92,833 |
| EPR PROPERTIES REIT | $253,094 | $281,577 |
| EVERGY INC | $202,939 | $244,906 |
| FIDELITY NATIONAL FINANCIAL IN COM | $157,644 | $192,381 |
| FORTIS INC CANANDA ORD CAD | $65,457 | $69,289 |
| FOUR CORNERS PPTY TRUST REIT | $77,056 | $81,744 |
| GALLAGHER ARTHUR J & CO | $98,590 | $138,188 |
| GARMIN LTD SHS CHF | $60,178 | $76,870 |
| HB FULLER CO | $193,580 | $152,119 |
| HASBRO INC | $251,845 | $223,031 |
| HAWAIIAN HOLDINGS INC | $181,511 | $129,092 |
| HNI CORP | $139,065 | $96,405 |
| HOPE BANCORP INC COM | $180,358 | $118,837 |
| HUBBELL INC | $97,715 | $96,757 |
| HUNTSMAN CORP | $76,390 | $135,339 |
| IDEX CORP | $63,159 | $104,038 |
| INGREDION INC COM | $189,814 | $147,702 |
| JAMES RIV GROUP HLDGS LTD | $267,465 | $254,282 |
| J2 GOLBAL IN COM | $126,898 | $115,587 |
| KAR AUCTION SVCS INC | $194,675 | $203,812 |
| KULICKE & SOFFA IND | $261,537 | $221,369 |
| LCI INDUSTRIES | $195,377 | $158,516 |
| LEIDOS HLDGS INC | $162,263 | $181,779 |
| LINCOLN ELEC HOLDINGS NEW | $124,800 | $131,443 |
| LITTLEFUSE INC | $264,593 | $298,375 |
| MEDICAL PROPERTIES TRUST INC REIT | $204,912 | $265,972 |
| MKS INSTRUMENTS INC | $430,327 | $291,843 |
| MSA SAFETY INC COM | $86,860 | $177,416 |
| NATIONAL RETAIL PROPERTIES INC REIT | $102,826 | $118,510 |
| NATL HEALTH INVESTORS INC | $121,835 | $133,792 |
| NEWMARK GROUP INC CL A | $178,669 | $156,871 |
| NORDSON CORP | $143,140 | $216,024 |
| OMEGA HEALTHCARE INVS INC | $194,214 | $237,263 |
| PACKAGING CORP OF AMERICA | $130,166 | $138,961 |
| PACWEST BANCORP | $390,739 | $312,965 |
| PNM RESOURCES INC (HOLDING CO) | $38,632 | $60,156 |
| RPM INTL INC (DELA) | $102,951 | $118,500 |
| RPT RLTY REIT | $125,607 | $117,404 |
| SNAP ON INC | $251,526 | $242,344 |
| STERIS PLC GBP | $206,831 | $327,388 |
| TANGER FACTORY OUTLET CENTERS INC | $137,082 | $109,370 |
| TARGA RESOURCES INVESTMENTS | $226,938 | $246,557 |
| TELEFLEX INC | $123,719 | $197,996 |
| TRAVELPORT WORLDWIDE LTD | $282,013 | $331,410 |
| VERMILION ENERGY INC CAD | $381,443 | $229,010 |
| WASH TRUST BANCORP INC | $97,675 | $126,145 |
| ALLERGAN PLC | $598,904 | $328,002 |
| AMC NETWORKS INC CL A | $95,658 | $76,173 |
| ANADARKO PETROLEUM CORP | $220,564 | $261,374 |
| AUTODESK INC | $101,544 | $243,716 |
| BIOGEN INC | $396,834 | $440,246 |
| BROADCOM LTD | $58,092 | $216,392 |
| CITRIX SYSTEMS INC | $87,088 | $159,735 |
| COMCAST CORP NEW CL A | $364,810 | $435,431 |
| CREE INC | $60,180 | $83,540 |
| DISCOVERY COMMUNICATIONS INC CL A | $120,448 | $111,602 |
| DOLBY LABORATORIES INC CL A | $92,360 | $144,396 |
| FLUOR CORP NEW | $208,633 | $120,428 |
| FREEPORT-MCMORAN INC | $96,992 | $95,161 |
| GCI LIBERTY INC CL A | $12,493 | $18,645 |
| IMMUNOGEN INC | $26,876 | $9,259 |
| IONIS PHARMACEUTICALS INC | $76,453 | $154,341 |
| JOHNSON CTLS INTL PLC | $270,001 | $193,466 |
| LIBERTY MEDIA CORP-LIBERTY FORMULA ONE SER A | $4,241 | $6,509 |
| LIBERTY MEDIA CORP-LIBERTY FORMULA ONE SER C | $6,920 | $9,640 |
| LIBERTY SIRIUSXM GROUP SER A | $22,171 | $31,427 |
| LIBERTY SIRIUSXM GROUP SER C | $51,200 | $63,827 |
| LIBERTY BROADBAND CORP SER A | $5,054 | $8,474 |
| LIBERTY BROADBAND CORP SER C | $10,025 | $16,999 |
| LIONS GATE ENTERTAINMENT CORP CL B | $35,209 | $20,073 |
| LOGMEIN INC | $25,745 | $25,124 |
| L3 TECHNOLOGIES INC | $157,364 | $236,004 |
| MEDTRONIC PLC | $102,880 | $123,251 |
| NATL-OILWELLVARCO INC | $201,756 | $103,520 |
| NOW INC COM | $161,327 | $83,191 |
| NUANCE COMMUNICATIONS INC | $83,637 | $70,860 |
| NUCOR CORP | $130,121 | $140,509 |
| PENTAIR PLC | $61,030 | $57,539 |
| QURATE RETAIL INC SER A | $141,334 | $98,576 |
| SEAGATE TECHNOLOGY PLC SHS | $239,478 | $219,577 |
| TE CONNECTIVITY LTD CHF | $176,518 | $215,016 |
| TWITTER INC | $101,382 | $194,484 |
| UNITEDHEALTHCARE GROUP INC | $209,037 | $550,057 |
| VERTEX PHARMACEUTICAL INC | $85,028 | $181,950 |
| WEATHERFORD INTL PLC | $516,989 | $26,798 |
| WSTN DIGITAL CORP | $135,957 | $103,738 |
| ALTRIA GROUP INC | $202,442 | $141,749 |
| APPLE INC | $306,246 | $294,974 |
| BERKSHIRE HATHAWAY INC NEW CL B | $107,011 | $160,077 |
| BLACKROCK INC | $176,391 | $212,908 |
| CARNIVAL CORP NEW (PAIRED STOCK) | $287,575 | $283,820 |
| CHEVRON CORP | $138,591 | $147,410 |
| CINN FINANCIAL CORP | $181,997 | $219,641 |
| CISCO SYSTEMS INC | $152,549 | $245,898 |
| COCA COLA CO COM | $122,284 | $123,347 |
| CROWN CASTLE INTL CORP REIT | $191,879 | $194,991 |
| DIAGEO PLC NEW GB SPON ADR | $172,034 | $222,059 |
| DOMINION ENERGY INC | $74,424 | $77,034 |
| DUKE ENERGY CORP NEW | $105,657 | $123,323 |
| FASTENAL CO | $214,553 | $196,088 |
| FRANKLIN RESOURCES INC | $133,741 | $120,746 |
| GENL DYNANICS CORP | $128,264 | $144,790 |
| HASBRO INC | $48,025 | $49,563 |
| INTEL CORP | $146,764 | $223,293 |
| JOHNSON & JOHNSON COM | $230,778 | $227,644 |
| KINDER MORGAN INC | $108,736 | $89,296 |
| LOWES COMPANIES INC | $110,525 | $146,668 |
| MERCK & CO INC NEW COM | $172,663 | $255,974 |
| MICROSOFT CORP | $87,767 | $170,130 |
| NESTLE SA SPONSORED ADR | $132,379 | $126,055 |
| NEWMARKET CORP | $123,823 | $136,402 |
| NORFOLK STHN CORP | $114,995 | $217,282 |
| PACCAR INC | $268,684 | $221,475 |
| PAYCHEX INC | $130,863 | $162,419 |
| PFIZER INC | $156,559 | $228,988 |
| PHILIP MORRIS INTL INC | $106,537 | $64,690 |
| TARGET CORP | $93,132 | $112,155 |
| TEXAS INSTRUMENTS | $130,663 | $130,316 |
| UNITED PARCEL SERVICE INC CL B | $246,236 | $191,646 |
| VERIZON COMMUNICATIONS INC | $181,334 | $188,393 |
| WELLS FARGO & CO NEW | $262,586 | $256,481 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | LLP/LLC & other investment vehicles | CategoryOrItemTxt |
| Listed At Cost Or FMV | AT COST | ListedAtCostOrFMVCd |
| Book Value | $40,270,687 | BookValueAmt |
| EOYFMV | $64,085,094 | EOYFMVAmt |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp (15 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt |
|---|---|---|---|
| Projector | $1,078 | $1,078 | $0 |
| Telephones | $5,625 | $5,625 | $0 |
| Telephones | $3,123 | $3,123 | $0 |
| Computer Hardware | $886 | $886 | $0 |
| Computer Hardware | $754 | $754 | $0 |
| DELL COMPUTER | $674 | $674 | $0 |
| Lenovo Thinkpad | $1,319 | $1,319 | $0 |
| Furniture | $10,239 | $10,239 | $0 |
| COMPUTER Hardware | $2,091 | $1,674 | $417 |
| HP Server Installation (Roundtable) | $5,430 | $4,259 | $1,171 |
| Firewall and router (plus labor Roundtable) | $1,993 | $1,362 | $631 |
| HP Desktop Pro (Amanda's computer) | $842 | $462 | $380 |
| HP ProBook 650 (Janet's laptop) | $1,050 | $586 | $464 |
| HP Business P232 23" LED LCD Monitor (Janet) | $150 | $85 | $65 |
| HP Business Desktop Prodesk 40 (Rita's computer) | $853 | $456 | $397 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Cummings and Lockwood legal | CategoryTxt |
| Legal Fees | $4,882 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $4,827 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (2 entries)
| DescDesc | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| Program related investment | $250,000 | $250,000 |
| Spindrift holdback | $1,653 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (15 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| Telephone | $1,005 | $0 | $994 |
| Office Supplies | $1,506 | $0 | $1,489 |
| Office Expense | $6,581 | $0 | $6,508 |
| Postage | $3,058 | $0 | $3,024 |
| Program expense | $1,620 | $0 | $1,602 |
| Insurance | $42,849 | $0 | $42,374 |
| Dues & Subscriptions | $5,678 | $0 | $5,615 |
| Miscellaneous | $2,150 | $0 | $2,126 |
| Meals & Entertainment | $9,677 | $0 | $9,570 |
| Licensing Fees | $1,609 | $0 | $1,591 |
| Computer/Audio | $16,615 | $0 | $16,431 |
| Other deductions - thru investments | $135,963 | $134,455 | $0 |
| Portfolio Deductions | $64,660 | $63,943 | $0 |
| Advertising | $160 | $0 | $158 |
| Moving and storage expense | $600 | $0 | $593 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| Rental RE income from passthroughs | $13,106 | $13,106 | $13,106 |
| Other Portfolio income from passthroughs | $250,825 | $250,825 | $250,825 |
| Misc other income from passthroughs | -$4,167 | -$2,369 | -$4,167 |
| Ordinary income from passthroughs | -$206,426 | -$1,449 | -$206,426 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Investments - Book vs Tax | Desc |
| Amt | $91,342 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (8 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| Investment Advisory Fees UBS | $397,018 | $392,600 | $0 |
| Consulting Fees Roundtable Technology | $12,000 | $0 | $11,865 |
| Fees - other General Atlantic | $8,958 | $8,859 | $0 |
| Management fees Westbrook VIII | $13,799 | $13,647 | $0 |
| consulting fees Calabrese | $260 | $0 | $259 |
| Management Fees General Atlantic | $382,398 | $378,156 | $0 |
| Management Fees Westbrook VII | $4,236 | $4,189 | $0 |
| Investment Advisory Fees Clarfeld | $183,903 | $181,878 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| Foreign Taxes | $70,083 | $69,306 | $0 |
| Payroll Tax | $30,785 | $0 | $30,444 |
| Federal excise tax | $532,814 | $0 | $0 |
| State taxes | $60 | $0 | $0 |
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