2019-11-15T09:16:14-06:00 2018-12-31 113518842 MARKS PANETH LLP 4 Manhattanville Road Purchase NY 10577 990PF 2018-01-01 133496263 The Kohlberg Foundation Inc KOHL 9142422388 111 Radio Circle Mt Kisco NY 10549 Nancy McCabe Exec. VP 9142422388 2019-11-14 1 Lawrence Goldberg P01246920 9145249000 65.51.91.156 2019-11-14 15:23:59 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 71DE476EBF29C189CE8D8985D3ECFF7A60041DB4 2018 2020-04-17 16:48:07Z X 211550598 X X 738111 737474 4280390 3974130 12652648 46621655 12639707 53338 260113 17724487 17611424 392815 0 388458 201540 0 199304 136756 0 135239 4882 0 4827 41828 9750 31614 1002572 979329 12124 633742 69306 30444 2724 0 53280 0 52689 3569 0 3529 293731 198398 92075 2767439 1256783 950303 22923970 22923970 25691409 1256783 23874273 -7966922 16354641 7373722 14098347 14098347 836 785 836 836 8811 10193 10193 131940838 124701175 126988263 10836808 6389701 6112687 43432708 40270687 64085094 36107 32582 6248 3525 3525 0 250000 251653 193599920 185724464 211550598 73 197 73 197 X 0 0 0 0 193599847 185724267 193599847 185724267 193599920 185724464 193599847 -7966922 91342 185724267 0 185724267 sale of publicly traded securities P 38125052 33069767 5055285 5055285 Placer creek P 47089 47089 47089 Spindrift P 55750 55750 55750 General Atlantic K-1s P 4762596 4762596 4762596 Westbrook VIII K-1 P 78185 78185 78185 Luminus Credit Opportunities PIE II K-1 P 50750 -50750 -50750 Marathon Special Opportunity P 54222 110462 -56240 -56240 Firstmark II Liquidating Trust K-1 P 182134 182134 182134 Firstmark II Liquidating Trust disposition P 340176 324474 15702 15702 Luminus Credit Opportunities disposition P 34 34 34 Quantum Value K-1 P 436677 436677 436677 Millennium Offshore Series 01A P 787334 413487 373847 373847 Prime Finance partners K-1 P 9226 9226 9226 Kohlberg Partners VII LP K-1 P 445572 445572 445572 Kohlberg Partners VIII LP K-1 P 67 -67 -67 Secondary Opportunities Fund 3 K-1 P 346237 346237 346237 UBTI from K-1s P 12941 -12941 -12941 Capital Gains Dividends P 951371 951371 951371 12639707 0 16739342 284891773 0.058757 14424464 270808910 0.053264 20499148 285041213 0.071916 25182221 302294102 0.083304 24314576 294890656 0.082453 0.349694 0.069939 231228199 16171869 163546 16335415 23874273 X 163546 0 163546 0 163546 465000 0 0 465000 2734 298720 298720 0 0 0 0 0 0 0 0 0 1 1 0 1 1 NY 1 0 0 0 0 1 www.kohlbergfoundation.org The Kohlberg Foundation Inc 9142422388 111 Radio Circle Mount Kisco NY 10549 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 Nancy Kohlberg 111 Radio Circle Mount Kisco NY 10549 President 0.50 0 0 0 Nancy McCabe 111 Radio Circle Mount Kisco NY 10549 Exec. VP/Treasurer 40.00 392815 59977 0 Jennifer Magnone 111 Radio Circle Mount Kisco NY 10549 Director/Secretary 0.50 0 0 0 Les Fagen 111 Radio Circle Mount Kisco NY 10549 VP/Director 0.50 0 0 0 Rita Fragano 111 Radio Circle Mount Kisco NY 10549 Accountant 40.00 115462 43611 0 Amanda Dehann 111 Radio Circle Mount Kisco NY 10549 Office Manager 40.00 73482 29014 0 0 UBS 750 Washington Blvd 11th flr Stamford CT 06901 Financial services 397018 General Atlantic 600 Steamboat Rd Ste 105 Greenwich CT 06830 Financial services 391356 Clarfeld Financial Advisors LLC 520 White Plains Rd Tarrytown NY 10591 Financial services 183903 0 NONE 0 0 217919989 16829452 0 234749441 0 0 234749441 3521242 231228199 11561410 11561410 163546 163546 11397864 0 11397864 0 11397864 23874273 0 23874273 163546 23710727 11397864 0 0 7727441 10389133 6452759 950677 2959295 28479305 23874273 0 0 0 11397864 12476409 0 0 40955714 0 0 0 0 0 0 7727441 33228273 10389133 6452759 950677 2959295 12476409 Nancy Kohlberg X A Home 141 Tompkins Avenue 3rd Floor Pleasantville NY 10570 PC Grant to further donee's exempt purpose 5000 Ability Beyond Disability 4 Berkshire Blvd Bethel CT 06801 PC Grant to further donee's exempt purpose 2000 Alliance for Justice 11 Dupont Circle NW 2nd Floor Washington DC 20036 PC Renew Annual Support for Judical Selection Watchdog Program. 50000 Animal Shelter of Martha's Vineyard Inc PO Box 1829 1 Pennywise Path Edgartown MA 02539 PC Support for the animal shelter of Martha's Vineyard. 2000 Bard College 23 Walters Road Annandale on Hudson NY 12504 PC Renew support for the Bard Prison Initiative: Gardens Program at Fishkill and Woodbourne Facilities and Food Systems 70000 Bedford 2020 Coalition PO Box 812 Bedford Hills NY 10507 PC Support for local environmental projects and education. 2000 Biodiversity Works PO Box 557 Edgartown MA 02539 PC Grant to further donee's exempt purpose 15000 Boston Med FlightNew England Life Flight Inc Robins Street Hangar 1727 Hanscom Air Force Base Bedford MA 01730 PC support for services to Martha's Vineyard residents. 25000 Boys & Girls Club of Northern Westchester 351 East Main Street Mount Kisco NY 10549 PC Grant to further donee's exempt purpose 5000 Brennan Center for Justice 161 Avenue of Americas 12th Floor New York NY 10013 PC For Programs in Democracy, Investigative Reporting and Criminal Justice Reform. 3000000 Brooklyn Law School 250 Joralemon St Brooklyn NY 11201 PC In honor of Herman Fagan Scholarship fund for disadvantaged students. 5000 CHAD Relief Foundation 125 East De La Guerra Suite 102 Santa Barbara CA 93101 PC support to provide assistance to refugees and local population in southern Chad. 2000 Civic Nation 757 15th St Ste 300 Washington DC 20005 PC For the voter registration and engagement on Community College Campuses 50000 College & Community Fellowship 475 Riverside Drive Suite 1626 New York NY 10115 PC Support for Career Advancement Program, Re-entry Technical Assistance, General Support, Core Program 75000 Columbia Law School 435 West 116th St New York NY 100277927 PC Grant to further donee's exempt purpose 5000 Council on Foundations 2121 Crystal Drive Suite 700 Arlington VA 22202 PC Grant to further donee's exempt purpose 21600 CUNY Graduate School of Journalism Foundation Inc 219 West 40th Street New York NY 10018 PC Dean's Opportunity Fund. Renewed Support. 1000000 Dana Farber Cancer InstituteJimmy Fund Walk 450 Brookline Ave Boston MA 02215 PC Support for the Jimmy Fund/Kohlberg Family walk in honor of Amy & Timmy 130000 Drive Change 630 Flushing Avenue 5 Brooklyn NY 11206 PC Working Capital matching grant 100000 Environmental Defense Fund 18 Tremont Street Boston MA 02108 PC Support Climate Corps Program. 10000 Environmental Grantmakers Association 5 Exchange Pl Ste 405 New York NY 100051965 PC Grant to further donee's exempt purpose 2027 Family Services of Westchester 1 Gateway Plaza Port Chester NY 10573 PC My 2nd Home-Elder Scholarships. 20000 Getting Out and Staying Out 75 East 116th Street New York NY 10029 PC Grant to further donee's exempt purpose 10000 Great Pond Foundation PO Box 2005 Edgartown MA 02539 PC Support for ecological work, education, and conservation activity related to the Martha's Vineyard "Great Ponds". 25000 Hampshire Country School 28 Patey Circle Rindge NH 03461 PC Grant to further donee's exempt purpose 20000 Hospice Care Westchester & Putnam Inc 540 White Plains Road Suite 300 Tarrytown NY 10591 PC Grant to further donee's exempt purpose 5000 Hospice of Martha's Vineyard PO Box 1748 Vineyard Haven MA 02568 PC Grant to further donee's exempt purpose 5000 Hospital for Special Surgery 535 E 70th St New York NY 10021 PC Support for the Academy of Medical Educators under the leadership of Dr. Paget 50000 Hour Children 36-11 12th St Long Island City NY 11106 PC Support partnership with Hudson Link 25000 Hudson Link for Higher Education 23 State Street Ossining NY 10562 PC For New Beginnings Housing Proposal for those returning from jail and prison. 400000 Hudson Link for Higher Education 23 State Street Ossining NY 10562 PC For programs, college and pre-college at Shawangunk Correctional Facility. 70000 Hudson Valley Autism Society 42 Crown St Kingston NY 12401 PC Grant to further donee's exempt purpose 250 Indivisible Civic Engagement PO Box 43884 Washington DC 20010 PC Grant to further donee's exempt purpose 300000 Indivisible Civic Engagement PO Box 43884 Washington DC 20010 PC Create matching funds for small donors, reserve for urgent projects 200000 Investigative Reporters and Editors Inc 141 Neff Annex-Umc Columbia MO 65211 PC Renewed support for their Total Newsroom Training Program. 150000 Island Elderly Housing Inc 60B Village Road Tisbury MA 02568 PC Grant to further donee's exempt purpose 5000 Island Grown Initiative 80 Stoney Hill Road Vineyard Haven MA 02568 PC In support of administrative platforms and strategic planning serving all farm programs. 50000 Island Housing Trust Corporation 346 State Road Vineyard Haven MA 02568 PC Grant to further donee's exempt purpose 15000 Kunhardt Film Foundation 48 Wheeler Avenue 3rd Floor Pleasantville NY 10570 PC Permanent reserve fund to support film projects 8000000 Lawyer's Committee for Civil Rights Under Law 1401 New York Avenue NW Suite 400 Washington DC 20005 PC Grant to further donee's exempt purpose 5000 Martha's Vineyard Community Hospital 1 Hospital Rd Oak Bluff MA 02557 PC Grant to further donee's exempt purpose 75000 Martha's Vineyard Community Services 111 Edgartown Road Vineyard Haven MA 02568 PC Grant to further donee's exempt purpose 75000 Martha's Vineyard Preservation Trust PO Box 5277 Edgartown MA 02539 PC Grant to further donee's exempt purpose 5000 Martha's Vineyard Shellfish Group PO Box 1552 Oak Bluffs MA 02557 PC Support for Oyster Restoration program 35000 Massachusetts Audubon Society 208 South Great Road Lincoln MA 01773 PC Support Felix Neck Wildlife Sanctuary. 1000 Media Art Xploration Inc 132 Perry St Ste 5 New York NY 10014 PC For educational program with California Academy of the Sciences 10000 Mount Kisco Child Care Center 95 Radio Circle Mount Kisco NY 10549 PC Family Scholarships. 50000 Mount Kisco Volunteer Ambulance Corp 310 Lexington Avenue Mount Kisco NY 10549 PC Grant to further donee's exempt purpose 500 Mount Kisco Volunteer Fire Department 55 West Way Mount Kisco NY 10549 PC Grant to further donee's exempt purpose 500 National Center for Family Philanthropy 1101 Connecticut Avenue NW Suite 220 Washington DC 20036 PC Renew support Friends of the Family Program 5000 Neighbors Link 27 Columbus Avenue Mount Kisco NY 10549 PC Grant to further donee's exempt purpose 25000 Northern Westchester Hospital Foundation 400 East Main Street Mount Kisco NY 10549 PC Integrative Medicine program renewal. 100000 Northern Westchester Hospital Foundation 400 East Main Street Mount Kisco NY 10549 PC Nursing Education and Magnet program renewal. 100000 Open Door 165 Main Street Ossining NY 10562 PC Grant to further donee's exempt purpose 30000 Per Scholas Inc 804 East 138th Street 2nd Floor Bronx NY 10454 PC Donation - Spring Clean-Up (computer recycling project). 593 ProPublica Inc One Exchange Plaza 23rd Floor New York NY 10006 PC Grant to further donee's exempt purpose 100000 Puppies Behind Bars 263 West 38th Street 4th Floor New York NY 10018 PC For programs at Bedford Hills Facility 10000 Sheriff's Meadow Foundation 57 David Avenue Vineyard Haven MA 02568 PC Grant to further donee's exempt purpose 5000 Sponsors Inc 338 Highway 99 North Euguene OR 97402 PC Captial projects (Tiny Houses). 250000 Sponsors Inc 338 Highway 99 North Euguene OR 97402 PC Grant to further donee's exempt purpose 100000 Swarthmore College 500 College Avenue Swarthmore PA 190811397 PC Educating Socially Responsible Business Leaders Career Services. 75000 Teatown Lake Reservation Inc 1600 Spring Valley Road Ossining NY 10562 PC Grant to further donee's exempt purpose 20000 Tenacity Inc 38 Everett Street Boston MA 02134 PC Grant to further donee's exempt purpose 25000 The Foundation Center 32 Old Slip 24th Floor New York NY 10005 PC Grant to further donee's exempt purpose 1000 The Institute for Integrative Health 1407 Fleet St Baltimore MD 21231 PC Permanent reserve fund 5000000 The Marshall Project 156 West 56th Street Suite 701 New York NY 10019 PC Grant to further donee's exempt purpose 100000 The Merserve-Kunhardt Foundation 48 Wheeler Avenue 3rd Floor Pleasantville NY 10570 PC Grant to further donee's exempt purpose 1200000 The Merserve-Kunhardt Foundation 48 Wheeler Avenue 3rd Floor Pleasantville NY 10570 PC For endowment match 250000 The Merserve-Kunhardt Foundation 48 Wheeler Avenue 3rd Floor Pleasantville NY 10570 PC For current programming and exhibitions 150000 The Polly Hill Arboretum PO Box 561 809 State Road West Tisbury MA 02575 PC Grant to further donee's exempt purpose 5000 The Vineyard House Inc PO Box 4599 56 Short Hill Road Vineyard Haven MA 02568 PC Grant to further donee's exempt purpose 15000 The Vineyard House Inc PO Box 4599 56 Short Hill Road Vineyard Haven MA 02568 PC For the women's residence renovation project. 5000 United States Veterans Initiative 800 West 6th Street Suite 1505 Los Angeles CA 90017 PC Support for Outside the Wire Community College Program. 100000 University of San Diego 5998 Alcala Park San Diego CA 92110 PC Protect Student Veterans initiative 500000 Vet Voice Foundation PO Box 10031 Portland OR 97296 PC Pilot programs to educate military families and veterans on voting rights and current issues. 75000 Vineyard Committee on Hunger PO Box 1874 Vineyard Haven MA 02568 PC support for Island Food Pantry. 1000 Vineyard Conservation Society PO Box 2189 57 David Avenue Vineyard Haven MA 02568 PC support for legal defense fund for land preservation. 5000 Westchester Arc Foundation 265 Saw Mill River Road Hawthorne NY 10532 PC Grant to further donee's exempt purpose 1000 Westchester Community College Foundation Hartford Hall 75 Grasslands Rd Valhalla NY 10595 PC For education instead of incarceration 135000 Westchester Land Trust 403 Harris Road Bedford Hills NY 10507 PC Grant to further donee's exempt purpose 1000 YMCA of Martha's Vineyard 111R Edgartown Vineyard Haven Rd Vineyard Haven MA 02568 PC Grant to further donee's exempt purpose 100000 Yorktown Heights Engine Company #1 PO Box 10 1916 Commerce Street Yorktown NY 10598 PC Grant to further donee's exempt purpose 500 Young Invincibles 1411 K Street NW 400 Washington DC 20005 PC Support for Young Voter Engagement on college campuses 250000 22923970 Dana Farber Cancer InstituteJimmy Fund Walk 450 Brookline Ave Boston MA 02215 PC Family walk in honor of Amy Kohlberg Quinlan 145000 Individible Civic Engagement Inc c/o Tides Fdn PO Box 43884 Washington DC 20010 PC Support Democracy programs 500000 Investigative Reporters and Editors Inc 141 Neff Annex-Umc Columbia MO 65211 PC Renewed support for their Total Newsroom Training Program. 150000 Northern Westchester Hospital Foundation 400 East Main Street Mount Kisco NY 10549 PC Integrative Medicine program renewal. 100000 Northern Westchester Hospital Foundation 400 East Main Street Mount Kisco NY 10549 PC Nursing Education and Magnet program renewal. 100000 Sponsors Inc 338 Highway 99 North Euguene OR 97402 PC Captial projects (Tiny Houses and Technical Assistance Consulting). 350000 University of San Diego 5998 Alcala Park San Diego CA 92110 PC Protect Student Veterans initiative 500000 Meserve-Kunhardt Foundation 48 Wheeler Avenue 3rd Floor Pleasantville NY 10570 PC Porgramming fund 150000 1995000 14 738111 523000 637 14 4279753 523000 12941 18 12639707 Rental RE income from passthroughs 14 13106 Other Portfolio income from passthroughs 14 250825 Misc other income from passthroughs 523000 -1798 14 -2369 Ordinary income from passthroughs 523000 -204977 14 -1449 -193197 17917684 0 17724487 0 0 0 0 0 0 0 0 0 0 Marks Paneth 39000 9750 28817 Prestige HR service fee 2828 0 2797 Software 2002-02-14 3410 3410 SL 3.000000000000 0 0 Software 2007-12-13 2540 2540 SL 3.000000000000 0 0 Software 2009-03-17 2738 2738 SL 3.000000000000 0 0 Lenovo 3 yr onsite warranty 2013-11-26 115 115 SL 3.000000000000 0 0 Projector 2006-01-12 1078 1078 SL 5.000000000000 0 0 Telephones 2010-01-15 5625 5625 SL 5.000000000000 0 0 Telephones 2010-09-09 3123 3123 SL 5.000000000000 0 0 Computer Hardware 2011-12-21 886 886 SL 5.000000000000 0 0 Computer Hardware 2011-12-21 754 754 SL 5.000000000000 0 0 DELL COMPUTER 2012-09-21 674 674 SL 5.000000000000 0 0 Lenovo Thinkpad 2013-11-26 1319 1077 SL 5.000000000000 242 0 Furniture 1998-09-09 10239 10239 SL 7.000000000000 0 0 SOFTWARE 2015-01-05 380 380 SL 3.000000000000 0 0 SOFTWARE 2015-01-05 311 311 SL 3.000000000000 0 0 COMPUTER Hardware 2015-01-05 2091 1256 SL 5.000000000000 418 0 HP Server Installation (Roundtable) 2015-02-06 5430 3173 SL 5.000000000000 1086 0 Firewall and router (plus labor Roundtable) 2015-07-30 1993 963 SL 5.000000000000 399 0 HP Desktop Pro (Amanda's computer) 2016-03-29 842 294 SL 5.000000000000 168 0 HP ProBook 650 (Janet's laptop) 2016-03-18 1050 376 SL 5.000000000000 210 0 HP Business P232 23" LED LCD Monitor (Janet) 2016-03-18 150 55 SL 5.000000000000 30 0 HP Business Desktop Prodesk 40 (Rita's computer) 2016-04-20 853 285 SL 5.000000000000 171 0 Camalotte Foundation c/o James Kohlberg 3000 Alpine Rd Ste 100 Menlo Park CA 92008 2017-12-05 13800000 Capital endowment grant to support grantee's 501(c)(3) exempt purposes 48889 11/6/19 The Foundation reviewed the grant report on 11-14-19 but did not undertake any verification of the grantee's reports as there has not been any reason to doubt their accuracy or reliability (Reg. 53.4945-5(c)). Camalotte Foundation c/o James Kohlberg 3000 Alpine Rd Ste 100 Menlo Park CA 92008 2017-12-05 2200000 To support grantee's 501(c)(3) exempt purpose 919741 11/6/19 The Foundation reviewed the grant report on 11-14-19 but did not undertake any verification of the grantee's reports as there has not been any reason to doubt their accuracy or reliability (Reg. 53.4945-5(c)). Cardinal Brook Trust c/o Kahn Litwin Renza 99 Summer St Ste 520 Boston MA 02110 2017-12-17 16000000 Capital endowment grant to support grantee's 501(c)(3) exempt purposes 0 10/24/19 The Foundation reviewed the grant report on 11-4-19 but did not undertake any verification of the grantee's reports as there has not been any reason to doubt their accuracy or reliability (Reg. 53.4945-5(c)). Kisco Cares Foundation c/o Kisco Senior Living 5790 Fleet St Ste 300 Carlsbad CA 92008 2017-12-05 14000000 Capital endowment grant to support grantee's 501(c)(3) exempt purposes 100000 9/20/19 The Foundation reviewed the grant report on 11-11-19 but did not undertake any verification of the grantee's reports as there has not been any reason to doubt their accuracy or reliability (Reg. 53.4945-5(c)). Kisco Cares Foundation c/o Kisco Senior Living 5790 Fleet St Ste 300 Carlsbad CA 92008 2017-12-05 2000000 To support grantee's 501(c)(3) exempt purpose 1119335 9/20/19 The Foundation reviewed the grant report on 11-11-19 but did not undertake any verification of the grantee's reports as there has not been any reason to doubt their accuracy or reliability (Reg. 53.4945-5(c)). Kovin Foundation c/o Eccles Co 6 Beacon St Boston MA 20109 2017-11-09 2000000 To support grantee's 501(c)(3) exempt purpose 1160000 06/10/19 The Foundation reviewed the grant report on 11-4-19 but did not undertake any verification of the grantee's reports as there has not been any reason to doubt their accuracy or reliability (Reg. 53.4945-5(c)). Kovin Foundation c/o Eccles Co 6 Beacon St Boston MA 20109 2017-11-09 14000000 Capital endowment grant to support grantee's 501(c)(3) exempt purposes 0 06/10/19 The Foundation reviewed the grant report on 11-4-19 but did not undertake any verification of the grantee's reports as there has not been any reason to doubt their accuracy or reliability (Reg. 53.4945-5(c)). Form 4720 Exception explanation Form 990PF, Part VII-B, Line 1a(4) The organization pays reasonable compensation to an officer of the corporation. This meets the exception; therefore, Form 4720 has not been prepared. 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164800 175169 B&G FOODS INC CL A 499281 433621 BANCO LATINOAMERICANO DE COMERCIO EXTERIOR, S.A. 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INC 97715 96757 HUNTSMAN CORP 76390 135339 IDEX CORP 63159 104038 INGREDION INC COM 189814 147702 JAMES RIV GROUP HLDGS LTD 267465 254282 J2 GOLBAL IN COM 126898 115587 KAR AUCTION SVCS INC 194675 203812 KULICKE & SOFFA IND 261537 221369 LCI INDUSTRIES 195377 158516 LEIDOS HLDGS INC 162263 181779 LINCOLN ELEC HOLDINGS NEW 124800 131443 LITTLEFUSE INC 264593 298375 MEDICAL PROPERTIES TRUST INC REIT 204912 265972 MKS INSTRUMENTS INC 430327 291843 MSA SAFETY INC COM 86860 177416 NATIONAL RETAIL PROPERTIES INC REIT 102826 118510 NATL HEALTH INVESTORS INC 121835 133792 NEWMARK GROUP INC CL A 178669 156871 NORDSON CORP 143140 216024 OMEGA HEALTHCARE INVS INC 194214 237263 PACKAGING CORP OF AMERICA 130166 138961 PACWEST BANCORP 390739 312965 PNM RESOURCES INC (HOLDING CO) 38632 60156 RPM INTL INC (DELA) 102951 118500 RPT RLTY REIT 125607 117404 SNAP ON INC 251526 242344 STERIS PLC GBP 206831 327388 TANGER FACTORY OUTLET CENTERS INC 137082 109370 TARGA RESOURCES INVESTMENTS 226938 246557 TELEFLEX INC 123719 197996 TRAVELPORT WORLDWIDE LTD 282013 331410 VERMILION ENERGY INC CAD 381443 229010 WASH TRUST BANCORP INC 97675 126145 ALLERGAN PLC 598904 328002 AMC NETWORKS INC CL A 95658 76173 ANADARKO PETROLEUM CORP 220564 261374 AUTODESK INC 101544 243716 BIOGEN INC 396834 440246 BROADCOM LTD 58092 216392 CITRIX SYSTEMS INC 87088 159735 COMCAST CORP NEW CL A 364810 435431 CREE INC 60180 83540 DISCOVERY COMMUNICATIONS INC CL A 120448 111602 DOLBY LABORATORIES INC CL A 92360 144396 FLUOR CORP NEW 208633 120428 FREEPORT-MCMORAN INC 96992 95161 GCI LIBERTY INC CL A 12493 18645 IMMUNOGEN INC 26876 9259 IONIS PHARMACEUTICALS INC 76453 154341 JOHNSON CTLS INTL PLC 270001 193466 LIBERTY MEDIA CORP-LIBERTY FORMULA ONE SER A 4241 6509 LIBERTY MEDIA CORP-LIBERTY FORMULA ONE SER C 6920 9640 LIBERTY SIRIUSXM GROUP SER A 22171 31427 LIBERTY SIRIUSXM GROUP SER C 51200 63827 LIBERTY BROADBAND CORP SER A 5054 8474 LIBERTY BROADBAND CORP SER C 10025 16999 LIONS GATE ENTERTAINMENT CORP CL B 35209 20073 LOGMEIN INC 25745 25124 L3 TECHNOLOGIES INC 157364 236004 MEDTRONIC PLC 102880 123251 NATL-OILWELLVARCO INC 201756 103520 NOW INC COM 161327 83191 NUANCE COMMUNICATIONS INC 83637 70860 NUCOR CORP 130121 140509 PENTAIR PLC 61030 57539 QURATE RETAIL INC SER A 141334 98576 SEAGATE TECHNOLOGY PLC SHS 239478 219577 TE CONNECTIVITY LTD CHF 176518 215016 TWITTER INC 101382 194484 UNITEDHEALTHCARE GROUP INC 209037 550057 VERTEX PHARMACEUTICAL INC 85028 181950 WEATHERFORD INTL PLC 516989 26798 WSTN DIGITAL CORP 135957 103738 ALTRIA GROUP INC 202442 141749 APPLE INC 306246 294974 BERKSHIRE HATHAWAY INC NEW CL B 107011 160077 BLACKROCK INC 176391 212908 CARNIVAL CORP NEW (PAIRED STOCK) 287575 283820 CHEVRON CORP 138591 147410 CINN FINANCIAL CORP 181997 219641 CISCO SYSTEMS INC 152549 245898 COCA COLA CO COM 122284 123347 CROWN CASTLE INTL CORP REIT 191879 194991 DIAGEO PLC NEW GB SPON ADR 172034 222059 DOMINION ENERGY INC 74424 77034 DUKE ENERGY CORP NEW 105657 123323 FASTENAL CO 214553 196088 FRANKLIN RESOURCES INC 133741 120746 GENL DYNANICS CORP 128264 144790 HASBRO INC 48025 49563 INTEL CORP 146764 223293 JOHNSON & JOHNSON COM 230778 227644 KINDER MORGAN INC 108736 89296 LOWES COMPANIES INC 110525 146668 MERCK & CO INC NEW COM 172663 255974 MICROSOFT CORP 87767 170130 NESTLE SA SPONSORED ADR 132379 126055 NEWMARKET CORP 123823 136402 NORFOLK STHN CORP 114995 217282 PACCAR INC 268684 221475 PAYCHEX INC 130863 162419 PFIZER INC 156559 228988 PHILIP MORRIS INTL INC 106537 64690 TARGET CORP 93132 112155 TEXAS INSTRUMENTS 130663 130316 UNITED PARCEL SERVICE INC CL B 246236 191646 VERIZON COMMUNICATIONS INC 181334 188393 WELLS FARGO & CO NEW 262586 256481 LLP/LLC & other investment vehicles AT COST 40270687 64085094 Projector 1078 1078 0 Telephones 5625 5625 0 Telephones 3123 3123 0 Computer Hardware 886 886 0 Computer Hardware 754 754 0 DELL COMPUTER 674 674 0 Lenovo Thinkpad 1319 1319 0 Furniture 10239 10239 0 COMPUTER Hardware 2091 1674 417 HP Server Installation (Roundtable) 5430 4259 1171 Firewall and router (plus labor Roundtable) 1993 1362 631 HP Desktop Pro (Amanda's computer) 842 462 380 HP ProBook 650 (Janet's laptop) 1050 586 464 HP Business P232 23" LED LCD Monitor (Janet) 150 85 65 HP Business Desktop Prodesk 40 (Rita's computer) 853 456 397 Cummings and Lockwood legal 4882 0 4827 Program related investment 250000 250000 Spindrift holdback 1653 Telephone 1005 0 994 Office Supplies 1506 0 1489 Office Expense 6581 0 6508 Postage 3058 0 3024 Program expense 1620 0 1602 Insurance 42849 0 42374 Dues & Subscriptions 5678 0 5615 Miscellaneous 2150 0 2126 Meals & Entertainment 9677 0 9570 Licensing Fees 1609 0 1591 Computer/Audio 16615 0 16431 Other deductions - thru investments 135963 134455 0 Portfolio Deductions 64660 63943 0 Advertising 160 0 158 Moving and storage expense 600 0 593 Rental RE income from passthroughs 13106 13106 13106 Other Portfolio income from passthroughs 250825 250825 250825 Misc other income from passthroughs -4167 -2369 -4167 Ordinary income from passthroughs -206426 -1449 -206426 Investments - Book vs Tax 91342 Investment Advisory Fees UBS 397018 392600 0 Consulting Fees Roundtable Technology 12000 0 11865 Fees - other General Atlantic 8958 8859 0 Management fees Westbrook VIII 13799 13647 0 consulting fees Calabrese 260 0 259 Management Fees General Atlantic 382398 378156 0 Management Fees Westbrook VII 4236 4189 0 Investment Advisory Fees Clarfeld 183903 181878 0 Foreign Taxes 70083 69306 0 Payroll Tax 30785 0 30444 Federal excise tax 532814 0 0 State taxes 60 0 0