HAROLD & MIMI STEINBERG CHARITABLE TRUST: Form 990PF, tax year 2018
View the entire original 990 at ProPublica ↗
- Organization
- HAROLD & MIMI STEINBERG CHARITABLE TRUST (EIN 13-3383348)
- Tax period
- 2018-01-01 to 2018-12-31
- Filed
- 2019-11-18
- IRS object ID
- 201903229349100500
- Schema version
- 2018v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Depreciation Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2019-11-18T07:34:01-06:00 | ReturnTs |
| Tax Period End | 2018-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WITHUMSMITHBROWN PC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1411 BROADWAY 9TH FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10018 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2018-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 133383348 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE HAROLD & MIMI STEINBERG CHARITABLE | BusinessNameLine1Txt |
| Business Name Line2 | TRUST C/O SCHULTE ROTH & ZABEL LLP | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % SCHULTE ROTH & ZABEL LLP | InCareOfNm |
| Business Name Control | HARO | BusinessNameControlTxt |
| Phone | 2127580404 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 919 THIRD AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | WILLIAM ZABEL | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 2127562000 | PhoneNum |
| Signature | 2019-11-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ALFRED LAROSA CPA | PreparerPersonNm |
| PTIN | P00103808 | PTIN |
| Phone | 2127519100 | PhoneNum |
| Preparation | 2019-11-15 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 67.81.9.146 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Federal Original Submission Id | 22006220193195000360 | FederalOriginalSubmissionId |
| Federal Original Submission Id | 2019-11-15 | FederalOriginalSubmissionIdDt |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 9E7C109C18AEBCDA29ED5EAE19CEB4B017910A2F | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 37F3BF1382D85E20BB52634A4DD9BBE2034DAC36 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2018 | TaxYr |
| Build TS | 2020-03-31 21:24:44Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $69,658,479 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $29,016 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $48,350 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $48,350 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $785,926 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $785,926 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $838,391 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $68,780,701 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $838,391 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $798,463 | OtherIncomeRevAndExpnssAmt |
| Total Rev And Expnss | $2,500,146 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,672,667 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $118,830 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $118,830 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $36,167 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $36,167 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $517,039 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $172,346 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $344,693 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $56,324 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $28,162 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $28,162 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $494,081 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $494,081 | OtherProfFeesNetInvstIncmAmt |
| Taxes Rev And Expnss | $100,381 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $40,381 | TaxesNetInvstIncmAmt |
| Trav Conf Meeting Rev And Expnss | $39,099 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $9,775 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $29,324 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $1,099,613 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $909,715 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $189,898 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $2,461,534 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $1,654,460 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $747,074 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $7,979,341 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $7,979,341 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $10,440,875 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $1,654,460 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $8,726,415 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$7,940,729 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $18,207 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $1,309,491 | CashBOYAmt |
| Cash EOY | $2,073,805 | CashEOYAmt |
| Cash EOYFMV | $2,073,805 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $371,013 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $25,583,878 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $25,583,878 | SavAndTempCashInvstEOYFMVAmt |
| Other Investments BOY | $79,355,249 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $45,152,188 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $42,000,796 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $81,035,753 | TotalAssetsBOYAmt |
| Total Assets EOY | $72,809,871 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $69,658,479 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $62,000 | CapitalStockBOYAmt |
| Capital Stock EOY | $62,000 | CapitalStockEOYAmt |
| Retained Earning BOY | $80,973,753 | RetainedEarningBOYAmt |
| Retained Earning EOY | $72,747,871 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $81,035,753 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $72,809,871 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $81,035,753 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $72,809,871 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $81,035,753 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$7,940,729 | ExcessRevenueOverExpensesAmt |
| Subtotal | $73,095,024 | SubtotalAmt |
| Other Decreases | $285,153 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $72,809,871 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (12 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|
| STATE STREET #0038 - STCG COVERED - SEE ATTACHED | $21,010,050 | $21,305,077 | -$292,071 | -$295,027 |
| STATE STREET #0038 - LTCG COVERED - SEE ATTACHED | $12,430,103 | $10,622,169 | $1,807,934 | $1,807,934 |
| STATE STREET #0038 - BASIS ADJUSTMENT | $3,679 | -$3,679 | -$3,679 | |
| SALE UNITED STATES OIL FUND | $451,320 | $458,449 | -$7,129 | -$7,129 |
| SALE OF SHARES OF TWO SIGMA COMPASS | $1,700,000 | $1,585,580 | $114,420 | $114,420 |
| SALE OF GLEN POINT GLOBAL | $984,211 | $1,086,086 | -$101,875 | -$101,875 |
| SALE OF SPRUCE HEDGE FUND PROGRAM | $31,016,527 | $32,429,416 | -$1,412,889 | -$1,412,889 |
| ST LOSS FROM RENAISSANCE INSTITUTIONAL EQUIT | $329,590 | -$329,590 | -$329,590 | |
| LT GAIN FROM RENAISSANCE INSTITUTIONAL EQUIT | $250,036 | $250,036 | $250,036 | |
| LT GAIN FROM SPRUCE PRIVATE INVEST FUND II | $304,233 | $304,233 | $304,233 | |
| LT GAIN GAIN FROM SPRUCE PRIVATE INVEST FUND LP | $634,221 | $634,221 | $634,221 | |
| LT LOSS FROM STEINBERG PARTNERS FUND | $125,220 | -$125,220 | -$125,220 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $838,391 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $7,716,705 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $84,503,355 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.091318 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $8,204,212 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $90,512,457 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.090642 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $8,837,847 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $94,630,109 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.093394 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $6,746,695 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $104,033,304 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.064851 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $6,979,548 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $102,791,997 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.0679 | DistributionYr5Rt |
| Total Distribution | 0.408105 | TotalDistributionRt |
| Average Distribution | 0.081621 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $75,638,741 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $6,173,710 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $182 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $6,173,892 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $8,726,415 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $182 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $182 | SubtotalAmt |
| Tax Based On Investment Income | $182 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $100,292 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $32,500 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $132,792 | TotalPaymentsAndCreditsAmt |
| Overpayment | $132,610 | OverpaymentAmt |
| Applied To ES Tax | $132,610 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SCHULTE ROTH & ZABEL LLP | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2127580404 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 919 THIRD AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | false | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | Yes (true) | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | false | TransactionsFailToQlfyAsExcInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | Address Line2USAddress/AddressLine2Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|---|
| JAMES D STEINBERG | |||||||||
| C/O SCHULTE ROTH ZABEL LLP | 919 THIRD AVENUE | NEW YORK | NY | 10022 | DIRECTOR | 3.0 | $0 | $0 | $0 |
| WILLIAM D ZABEL | |||||||||
| C/O SCHULTE ROTH ZABEL LLP | 919 THIRD AVENUE | NEW YORK | NY | 10022 | TRUSTEE/DIRECTOR | 3.0 | $0 | $0 | $0 |
| SETH WEINGARTEN | |||||||||
| C/O SCHULTE ROTH ZABEL LLP | 919 THIRD AVENUE | NEW YORK | NY | 10022 | TRUSTEE/DIRECTOR | 3.0 | $0 | $0 | $0 |
| MICHAEL A STEINBERG | |||||||||
| C/O SCHULTE ROTH ZABEL LLP | 919 THIRD AVENUE | NEW YORK | NY | 10022 | DIRECTOR | 3.0 | $0 | $0 | $0 |
| CAROLE A KRUMLAND | |||||||||
| C/O SCHULTE ROTH ZABEL LLP | 919 THIRD AVENUE | NEW YORK | NY | 10022 | DIRECTOR | 3.0 | $0 | $0 | $0 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | DEBORAH MARTIN | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 163 RUMFORD AVENUE UNIT 201 | AddressLine1Txt |
| City | MANSFIELD | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 02048 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | ADMIN ASSISTANT | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 40.0 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $118,830 | CompensationAmt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| STATE STREET BANK & TRUST COMPANY | |||||
| PO BOX 5300 | BOSTON | MA | 02206 | INVESTMENT ADVISORY | $425,597 |
| SCHULTE ROTH & ZABEL LLP | |||||
| 919 THIRD AVE | NEW YORK | NY | 10022 | LEGAL | $517,039 |
| SLATE PR | |||||
| C/O FORTE 170 VARICK STREET FL 2 | NEW YORK | NY | 10022 | CONSULTING | $38,299 |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | STEINBERG DISTINGUISHED PLAYWRIGHT AWARD (THE MIMI) FOR ARTISTIC ACHIEVEMENT IN THE THEATER. (INCLUDES AWARD RELATED EXPENSES OF 182,369) | Description1Txt |
| Expenses1 | $382,369 | Expenses1Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $71,613,208 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $5,177,392 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $76,790,600 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $76,790,600 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,151,859 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $75,638,741 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $3,781,937 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $3,781,937 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $182 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $182 | TotalTaxAmt |
| Distributable Before Adj | $3,781,755 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $3,781,755 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $3,781,755 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $8,726,415 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $8,726,415 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $182 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $8,726,233 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $3,781,755 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2016 | PriorYear1Yr |
| Prior Year2 | 2015 | PriorYear2Yr |
| Prior Year3 | 2014 | PriorYear3Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $1,848,086 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $1,666,870 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $4,106,342 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $3,837,299 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $3,754,399 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $15,212,996 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $8,726,415 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Current Year | $3,781,755 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $4,944,660 | RemainingDistriFromCorpusAmt |
| Total Corpus | $20,157,656 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $1,848,086 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $18,309,570 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $1,666,870 | ExcessFromYear4Amt |
| Excess From Year3 | $4,106,342 | ExcessFromYear3Amt |
| Excess From Year2 | $3,837,299 | ExcessFromYear2Amt |
| Excess From Year1 | $3,754,399 | ExcessFromYear1Amt |
| Excess From Current Year | $4,944,660 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (2 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| SEE ATTACHED SCHEDULE | |||||||
| 919 THIRD AVENUE | NEW YORK | NY | 10018 | N/A | PC | UNRESTRICTED GRANTS | $7,779,341 |
| SUZAN-LORI PARKS | |||||||
| 919 THIRD AVENUE | NEW YORK | NY | 10018 | N/A | I | STEINBERG DISTINGUISHED PLAYWRIGHT AWARD (THE MIMI) FOR ARTISTIC ACHIEVEMENT IN THE THEATER. | $200,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $7,979,341 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $48,350 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $785,926 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $838,391 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | SPRUCE PRIVATE INVESTMENT FUND | Desc |
| Business | 900099 | BusinessCd |
| Unrelated Business Taxbl Incm | $798,463 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $798,463 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,672,667 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $2,471,130 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $56,324 | Amt |
| Net Investment Income | $28,162 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $28,162 | DisbursementsCharitablePrpsAmt |
Depreciation Schedule DepreciationSchedule
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (15 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| MUTUAL FUNDS (STATE ST BANK) | AT COST | $434,025 | $349,873 |
| SPRUCE PRIVATE INVESTMENTS FD | AT COST | $6,405,583 | $5,043,319 |
| SPRUCE PRIVATE INVEST. FUND II | AT COST | $5,673,082 | $6,320,797 |
| STEINBERG PARTNERS FUND LP | AT COST | $15,751,822 | $13,054,382 |
| SPRUCE HEDGE FD - PORTFOLIO II | AT COST | $0 | $0 |
| LONG POND CAPITAL | AT COST | $1,800,000 | $1,662,580 |
| SQN INVESTORS OFFSHORE LTD | AT COST | $1,800,000 | $1,728,183 |
| ECHO STREET CAPITAL | AT COST | $1,600,000 | $1,586,816 |
| TWO SIGMA COMPASS CAYMAN FUND | AT COST | $1,996,311 | $2,319,544 |
| RENAISSANCE INSITUTIONAL EQUIT | AT COST | $1,277,828 | $1,948,956 |
| THE CHILDRENS INVESTMENT FUND | AT COST | $1,517,958 | $1,511,635 |
| MOORE GLOBAL INVESTMENTS LTD | AT COST | $3,092,713 | $2,838,575 |
| KYLIN OFFSHORE FUND LTD | AT COST | $545,560 | $496,259 |
| DE SHAW COMPOSITE INTL FUND | AT COST | $1,333,134 | $1,408,430 |
| CEVIAN CAPITAL II LTD | AT COST | $1,924,172 | $1,731,447 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $517,039 | LegalFeesAmt |
| Net Investment Income | $172,346 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $344,693 | DisbursementsCharitablePrpsAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ADJUSTMENTS TO BOOK VALUE | Desc |
| Amt | $285,153 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (8 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| AWARD RELATED EXPENSES | $182,369 | $182,369 | |
| INVEST EXP - SPRUCE PRIV II | $267,210 | $267,210 | |
| INVEST EXP - RENAISSANCE INST | $113,947 | $113,947 | |
| INVEST EXP - US OIL FUND | $89,230 | $89,230 | |
| INVEST EXP - STEINBERG PART | $150,678 | $150,678 | |
| INVEST EXP - SPRUCE PRIV FUND | $288,650 | $288,650 | |
| FILING FEE | $3,000 | $3,000 | |
| OFFICE EXPENSE | $4,529 | $4,529 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | SPRUCE PRIVATE INVESTMENT FUND, LP UBTI | Desc |
| Revenue And Expenses Per Books | $798,463 | RevenueAndExpensesPerBooksAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| BANK CUST.&INVEST. ADVIS. FEE | $455,782 | $455,782 |
| CONSULTANTS | $38,299 | $38,299 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| FEDERAL TAXES PAID | $60,000 | |
| FOREIGN TAXES PAID | $40,381 | $40,381 |
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