2019-11-18T07:34:01-06:00 2018-12-31 WITHUMSMITHBROWN PC 1411 BROADWAY 9TH FLOOR NEW YORK NY 10018 990PF 2018-01-01 133383348 THE HAROLD & MIMI STEINBERG CHARITABLE TRUST C/O SCHULTE ROTH & ZABEL LLP % SCHULTE ROTH & ZABEL LLP HARO 2127580404 919 THIRD AVENUE NEW YORK NY 10022 WILLIAM ZABEL TRUSTEE 2127562000 2019-11-15 true ALFRED LAROSA CPA P00103808 2127519100 2019-11-15 67.81.9.146 22006220193195000360 2019-11-15 P 9E7C109C18AEBCDA29ED5EAE19CEB4B017910A2F 37F3BF1382D85E20BB52634A4DD9BBE2034DAC36 2018 2020-03-31 21:24:44Z X 69658479 X 29016 X 48350 48350 785926 785926 838391 68780701 838391 798463 2500146 1672667 0 118830 118830 36167 36167 517039 172346 0 344693 56324 28162 0 28162 494081 494081 100381 40381 39099 9775 29324 1099613 909715 189898 2461534 1654460 0 747074 7979341 7979341 10440875 1654460 0 8726415 -7940729 18207 1309491 2073805 2073805 371013 25583878 25583878 79355249 45152188 42000796 81035753 72809871 69658479 0 0 X 62000 62000 80973753 72747871 81035753 72809871 81035753 72809871 81035753 -7940729 73095024 285153 72809871 STATE STREET #0038 - STCG COVERED - SEE ATTACHED 21010050 21305077 -292071 -295027 STATE STREET #0038 - LTCG COVERED - SEE ATTACHED 12430103 10622169 1807934 1807934 STATE STREET #0038 - BASIS ADJUSTMENT 3679 -3679 -3679 SALE UNITED STATES OIL FUND 451320 458449 -7129 -7129 SALE OF SHARES OF TWO SIGMA COMPASS 1700000 1585580 114420 114420 SALE OF GLEN POINT GLOBAL 984211 1086086 -101875 -101875 SALE OF SPRUCE HEDGE FUND PROGRAM 31016527 32429416 -1412889 -1412889 ST LOSS FROM RENAISSANCE INSTITUTIONAL EQUIT 329590 -329590 -329590 LT GAIN FROM RENAISSANCE INSTITUTIONAL EQUIT 250036 250036 250036 LT GAIN FROM SPRUCE PRIVATE INVEST FUND II 304233 304233 304233 LT GAIN GAIN FROM SPRUCE PRIVATE INVEST FUND LP 634221 634221 634221 LT LOSS FROM STEINBERG PARTNERS FUND 125220 -125220 -125220 838391 false 7716705 84503355 0.091318 8204212 90512457 0.090642 8837847 94630109 0.093394 6746695 104033304 0.064851 6979548 102791997 0.0679 0.408105 0.081621 75638741 6173710 182 6173892 8726415 X 182 182 182 100292 32500 132792 132610 132610 false false false false false false false true true NY true false false false false true SCHULTE ROTH & ZABEL LLP 2127580404 919 THIRD AVENUE NEW YORK NY 10022 false false false false true false false false false false false false false false false false true false false false false false false false JAMES D STEINBERG C/O SCHULTE ROTH ZABEL LLP 919 THIRD AVENUE NEW YORK NY 10022 DIRECTOR 3.0 0 0 0 WILLIAM D ZABEL C/O SCHULTE ROTH ZABEL LLP 919 THIRD AVENUE NEW YORK NY 10022 TRUSTEE/DIRECTOR 3.0 0 0 0 SETH WEINGARTEN C/O SCHULTE ROTH ZABEL LLP 919 THIRD AVENUE NEW YORK NY 10022 TRUSTEE/DIRECTOR 3.0 0 0 0 MICHAEL A STEINBERG C/O SCHULTE ROTH ZABEL LLP 919 THIRD AVENUE NEW YORK NY 10022 DIRECTOR 3.0 0 0 0 CAROLE A KRUMLAND C/O SCHULTE ROTH ZABEL LLP 919 THIRD AVENUE NEW YORK NY 10022 DIRECTOR 3.0 0 0 0 DEBORAH MARTIN 163 RUMFORD AVENUE UNIT 201 MANSFIELD NY 02048 ADMIN ASSISTANT 40.0 118830 STATE STREET BANK & TRUST COMPANY PO BOX 5300 BOSTON MA 02206 INVESTMENT ADVISORY 425597 SCHULTE ROTH & ZABEL LLP 919 THIRD AVE NEW YORK NY 10022 LEGAL 517039 SLATE PR C/O FORTE 170 VARICK STREET FL 2 NEW YORK NY 10022 CONSULTING 38299 STEINBERG DISTINGUISHED PLAYWRIGHT AWARD (THE MIMI) FOR ARTISTIC ACHIEVEMENT IN THE THEATER. (INCLUDES AWARD RELATED EXPENSES OF 182,369) 382369 71613208 5177392 0 76790600 0 76790600 1151859 75638741 3781937 3781937 182 182 3781755 3781755 3781755 8726415 0 0 0 0 8726415 182 8726233 3781755 0 2016 2015 2014 0 1848086 1666870 4106342 3837299 3754399 15212996 8726415 0 3781755 4944660 20157656 0 0 0 0 1848086 18309570 1666870 4106342 3837299 3754399 4944660 X SEE ATTACHED SCHEDULE 919 THIRD AVENUE NEW YORK NY 10018 N/A PC UNRESTRICTED GRANTS 7779341 SUZAN-LORI PARKS 919 THIRD AVENUE NEW YORK NY 10018 N/A I STEINBERG DISTINGUISHED PLAYWRIGHT AWARD (THE MIMI) FOR ARTISTIC ACHIEVEMENT IN THE THEATER. 200000 7979341 14 48350 14 785926 18 838391 SPRUCE PRIVATE INVESTMENT FUND 900099 798463 14 798463 1672667 2471130 false false false false false false false false false false ACCOUNTING FEES 56324 28162 28162 MUTUAL FUNDS (STATE ST BANK) AT COST 434025 349873 SPRUCE PRIVATE INVESTMENTS FD AT COST 6405583 5043319 SPRUCE PRIVATE INVEST. FUND II AT COST 5673082 6320797 STEINBERG PARTNERS FUND LP AT COST 15751822 13054382 SPRUCE HEDGE FD - PORTFOLIO II AT COST 0 0 LONG POND CAPITAL AT COST 1800000 1662580 SQN INVESTORS OFFSHORE LTD AT COST 1800000 1728183 ECHO STREET CAPITAL AT COST 1600000 1586816 TWO SIGMA COMPASS CAYMAN FUND AT COST 1996311 2319544 RENAISSANCE INSITUTIONAL EQUIT AT COST 1277828 1948956 THE CHILDRENS INVESTMENT FUND AT COST 1517958 1511635 MOORE GLOBAL INVESTMENTS LTD AT COST 3092713 2838575 KYLIN OFFSHORE FUND LTD AT COST 545560 496259 DE SHAW COMPOSITE INTL FUND AT COST 1333134 1408430 CEVIAN CAPITAL II LTD AT COST 1924172 1731447 LEGAL FEES 517039 172346 344693 ADJUSTMENTS TO BOOK VALUE 285153 AWARD RELATED EXPENSES 182369 182369 INVEST EXP - SPRUCE PRIV II 267210 267210 INVEST EXP - RENAISSANCE INST 113947 113947 INVEST EXP - US OIL FUND 89230 89230 INVEST EXP - STEINBERG PART 150678 150678 INVEST EXP - SPRUCE PRIV FUND 288650 288650 FILING FEE 3000 3000 OFFICE EXPENSE 4529 4529 SPRUCE PRIVATE INVESTMENT FUND, LP UBTI 798463 BANK CUST.&INVEST. ADVIS. FEE 455782 455782 CONSULTANTS 38299 38299 FEDERAL TAXES PAID 60000 FOREIGN TAXES PAID 40381 40381