JAMES AND DEBORAH KLEIN FAMILY FOUNDATION: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- JAMES AND DEBORAH KLEIN FAMILY FOUNDATION (EIN 82-2984375)
- Tax period
- 2019-01-01 to 2019-12-31
- Filed
- 2020-10-30
- IRS object ID
- 202043049349100309
- Schema version
- 2019v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2020-10-30T08:28:28-07:00 | ReturnTs |
| Tax Period End | 2019-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 953037112 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BATES COUGHTRY REISS LLP CPAS | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2601 SATURN ST STE 210 | AddressLine1Txt |
| City | BREA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 928216702 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 822984375 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JAMES AND DEBORAH KLEIN FAMILY | BusinessNameLine1Txt |
| Business Name Line2 | FOUNDATION | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | JAME | BusinessNameControlTxt |
| Phone | 7142435411 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1210 N JEFFERSON ST | AddressLine1Txt |
| City | ANAHEIM | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92807 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | SCOT KLEIN | PersonNm |
| Person Title | Director | PersonTitleTxt |
| Phone | 7142435411 | PhoneNum |
| Signature | 2020-11-01 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JEFFREY P REISS CPA | PreparerPersonNm |
| PTIN | P00154806 | PTIN |
| Phone | 7148712422 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2021-04-22 16:20:28Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $3,214,890 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $6,794 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $6,794 | InterestOnSavNetInvstIncmAmt |
| Interest On Savings Adj Net Incm | $6,794 | InterestOnSavingsAdjNetIncmAmt |
| Dividends Rev And Expnss | $78,053 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $78,053 | DividendsNetInvstIncmAmt |
| Dividends Adj Net Incm | $78,053 | DividendsAdjNetIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $23,723 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $1,574,340 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $23,723 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $28,229 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | $2,184 | OtherIncomeRevAndExpnssAmt |
| Total Rev And Expnss | $110,754 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $108,570 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $113,076 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $17,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $17,000 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $17,000 | CompOfcrDirTrstAdjNetIncmAmt |
| Other Prof Fees Rev And Expnss | $36,985 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $36,985 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $36,985 | OtherProfFeesAdjNetIncmAmt |
| Taxes Rev And Expnss | $1,876 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $1,876 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $1,876 | TaxesAdjNetIncmAmt |
| Trav Conf Meeting Rev And Expnss | $1,058 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $1,058 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $1,058 | TravConfMeetingAdjNetIncmAmt |
| Printing And Pub Rev And Expnss | $54 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Net Invst Incm | $54 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $54 | PrintingAndPubAdjNetIncmAmt |
| Other Expenses Rev And Expnss | $2,427 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $2,427 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $2,427 | OtherExpensesAdjNetIncmAmt |
| Tot Opr Expenses Rev And Expnss | $59,400 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $59,400 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $59,400 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $145,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $145,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $204,400 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $59,400 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $59,400 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $145,000 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$93,646 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $49,170 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $53,676 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $833,889 | CashBOYAmt |
| Cash EOY | $112,689 | CashEOYAmt |
| Cash EOYFMV | $112,689 | CashEOYFMVAmt |
| Corporate Stock BOY | $941,918 | CorporateStockBOYAmt |
| Corporate Stock EOY | $1,049,136 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $1,260,717 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $192,204 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $94,810 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $100,548 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $1,020,720 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $1,638,450 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $1,740,936 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $2,988,731 | TotalAssetsBOYAmt |
| Total Assets EOY | $2,895,085 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $3,214,890 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $1,525 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $1,525 | AccountsPayableEOYAmt |
| Total Liabilities BOY | $1,525 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $1,525 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $2,987,206 | NoDonorRstrNetAssestsBOYAmt |
| Tot Net Ast Or Fund Balances BOY | $2,987,206 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $2,893,560 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $2,988,731 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $2,895,085 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $2,987,206 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$93,646 | ExcessRevenueOverExpensesAmt |
| Subtotal | $2,893,560 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $2,893,560 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (2 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| SAGEPOINT FInancial s/t covered | P | 2019-02-28 | 2019-12-28 | $982,161 | $953,932 | $28,229 | $28,229 |
| SAGEPOINT FINANCIAL L/T COVERED | P | 2018-01-24 | 2019-07-18 | $592,179 | $596,685 | -$4,506 | -$4,506 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $23,723 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | $28,229 | NetShortTermCapitalGainLossAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $983 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $983 | SubtotalAmt |
| Tax Based On Investment Income | $983 | TaxBasedOnInvestmentIncomeAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $14 | EsPenaltyAmt |
| Tax Due | $997 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SCOT KLEIN | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 7142435411 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1210 N JEFFERSON ST STE L | AddressLine1Txt |
| City | ANAHEIM | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92807 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| SCOT KLEIN | ||||||
| 1210 N JEFFERSON ST STE L | ANAHEIM | CA | 92807 | Director | 10.00 | $17,000 |
| NICOLE FRASZ | ||||||
| 1210 N JEFFERSON ST STE L | ANAHEIM | CA | 92807 | Director | 0.00 | $0 |
| DEBORAH E KLEIN | ||||||
| 1210 N JEFFERSON ST STE L | ANAHEIM | CA | 92807 | Director | 0.00 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $2,614,798 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $170,852 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $2,785,650 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Adjusted Total FMV Of Unused Ast | $2,785,650 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $41,785 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $2,743,865 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $137,193 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $137,193 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $983 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $983 | TotalTaxAmt |
| Distributable Before Adj | $136,210 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $136,210 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $136,210 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $145,000 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $145,000 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $145,000 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $136,210 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $9,520 | UndistributedIncomePYAmt |
| Qualifying Distributions | $145,000 | QualifyingDistributionsAmt |
| Applied To Year1 | $9,520 | AppliedToYear1Amt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $135,480 | AppliedToCurrentYearAmt |
| Undistributed Income CY | $730 | UndistributedIncomeCYAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (20 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| WYLIE CENTER | ||||||
| 4164 BROCKTON AVE | RIVERSIDE | CA | 92501 | NONE | COLOR RUN | $5,000 |
| ST PAULS LUTHERAN CHURCH | ||||||
| 1250 E HEIM AVE | ORANGE | CA | 92865 | NONE | SCHOOL ENDOWMENT FUND | $10,000 |
| YMCA OF ANAHEIM | ||||||
| 240 S EUCLID | ANAHEIM | CA | 92802 | NONE | SCHOLARSHIPS / CAMPERSHIPS | $10,000 |
| MUSICAL THEATRE OF ORANGE COUNTY | ||||||
| 2034 E LINCOLN AVE 303 | ANAHEIM | CA | 92806 | NONE | GENERAL FUND | $30,000 |
| CONCORDIA UNIVERSITY IRVINE | ||||||
| 1530 CONCORDIA WEST | IRVINE | CA | 92612 | NONE | MUSIC / WORSHIP / THEOLOGY BUILDING | $30,000 |
| OLIVE CREST | ||||||
| 2130 E FOURTH ST 200 | SANTA ANA | CA | 92705 | NONE | SAFE FAMILIES FOR CHILDREN | $10,000 |
| COMMUNITY BIBLE STUDY | ||||||
| 790 STOUT RD | COLORADO SPRINGS | CO | 80921 | NONE | CHILDRENS MINISTRY & OPERATIONS | $1,000 |
| YORBA LINDA FRIENDS CHURCH | ||||||
| 18637 YORBA LINDA BLVD | YORBA LINDA | CA | 92886 | NONE | TECHNOLOGY | $5,000 |
| BOYS GIRLS CLUB OF SAN MARCOS | ||||||
| 1 POSITIVE PL | SAN MARCOS | CA | 92069 | NONE | HELPING WITH YOUTH | $5,000 |
| WALK CIRCULATE SAN DIEGO | ||||||
| 1111 6TH AVE SUITE 402 | SAN DIEGO | CA | 92101 | NONE | SAFE PASSAGE FOR KIDS | $1,000 |
| FORE BATTEN FOUNDATION | ||||||
| 7433 E JOURNEY LANE | SCOTTSDALE | AZ | 85255 | NONE | RESEARCH FOR A CURE | $5,000 |
| ONELEGACY FOUNDATION | ||||||
| 4164 BROCKTON AVE | RIVERSIDE | CA | 92870 | NONE | DONATE LIFE WALK | $1,000 |
| LEUKEMIA LYMPHOMA SOCIETY | ||||||
| 3 INTERNATIONAL DR 200 | RYE BROOK | NY | 10573 | IN MEMORY / RESEARCH | $2,000 | |
| SOARING SPIRITS INTERNATIONAL | ||||||
| 2828 COCHRAN ST 194 | SIMI VALLEY | CA | 93065 | NONE | WIDOWS SUPPORT | $10,000 |
| ROLLIN' FROM THE HEART | ||||||
| 2063 SHADOW GROVE WAY | ENCINITAS | CA | 92024 | NONE | GENERAL FUND | $1,000 |
| WOMAN'S CLUB OF CARLSBAD | ||||||
| 3320 MONROE | CARLSBAD | CA | 92008 | NONE | STANDUP FOR KIDS | $3,000 |
| DISCOVER FAITH CHURCH | ||||||
| 4763 E ARKANSAS AVE | DENVER | CO | 80222 | NONE | IN MEMORY | $3,000 |
| CHOC CHILDREN'S FOUNDATION | ||||||
| 1201 W LA VETA AVE | ORANGE | CA | 92867 | NONE | PICU ENDOWMENT | $5,000 |
| LUTHERAN HIGH SCHOOL | ||||||
| 2222 N SANTIAGO BLVD | ORANGE | CA | 92867 | NONE | MISSIONS | $5,000 |
| CMFA WIDOWS ORPHANS FUND | ||||||
| P O BOX 2141 | COSTA MESA | CA | 92628 | NONE | IN MEMORY | $3,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $145,000 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Incm | $6,794 | RelatedOrExemptFunctionIncmAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Incm | $78,053 | RelatedOrExemptFunctionIncmAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Incm | $2,184 | RelatedOrExemptFunctionIncmAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Incm | $23,723 | RelatedOrExemptFunctionIncmAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Incm | $110,754 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $110,754 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (2 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| DEUTSCHE BANK CONTINGENT CAP TR V | ||
| BUCKEYE PARTNERS 4.150 07/01/23 | $94,810 | $100,548 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (29 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ALPHABET | $75,072 | $86,906 |
| AMAZON.COM INC | $47,784 | $49,892 |
| COSTCO WHOLESALE CORP | $75,164 | $97,581 |
| MICROSOFT CORP | $55,579 | $93,043 |
| NETFLIX INC | $23,698 | $36,563 |
| NVIDIA | $32,935 | $50,119 |
| SALESFORCE.COM INC | $28,419 | $33,504 |
| SQUARE INC | $12,403 | $9,071 |
| UNITED HEALTH GROUP INC | ||
| VISA INC CL A | $22,896 | $31,003 |
| APPLE INC | $47,748 | $91,032 |
| WALT DISNEY CO | $49,864 | $63,926 |
| AT&t INC | ||
| CISCO SYSTEMS INC | $23,678 | $26,186 |
| DUKE ENERGY CORP | $25,489 | $28,914 |
| FORD MOTOR CO | ||
| MERCK & CO INC | $18,575 | $22,283 |
| VERIZON COMMUNICATIONS INC | $25,068 | $27,262 |
| DEXCOM INC | ||
| QUALYS INC | $19,322 | $21,093 |
| DILLARDS CAPITAL TRUST | $75,110 | $77,167 |
| AMERICAN FIN TR INC COM CL B2 | ||
| AMERICAN FIN TR INC COM CL A | ||
| MASTERCARD INC A | $49,915 | $49,864 |
| PPL CORP | $25,001 | $29,099 |
| BOOZ ALLEN HAMILTON HOLDING CORP | $90,081 | $95,883 |
| DOCUSIGN INC | $50,103 | $49,728 |
| ARBOR REALTY TRUST INC | $74,730 | $88,783 |
| ALLIED CAPITAL CORP | $100,502 | $101,815 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (23 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| HINES REALTY INCOME FUND LLC | AT COST | $89,725 | $95,474 |
| HINES GLOBAL INCOME TRUST T | AT COST | $97,323 | $97,323 |
| AMERICAN FUNDS GROWTH FD OF AMER F2 | AT COST | $93,270 | $96,754 |
| FIRST TRUST CLOUD COMPUTING ETF | AT COST | $24,410 | $28,857 |
| INVESCO QQQ TRUST | AT COST | $40,778 | $49,326 |
| VANECK VECTORS SEMICONDUCTOR ETF | AT COST | $73,277 | $83,149 |
| AMERICAN FUNDS AMERICAN BALANCED R2 | AT COST | $108,279 | $110,266 |
| INDUSTRIAL SELECT SECTOR SPDR ETF | AT COST | ||
| ISHARES US AEROSPACE & DEFENSE ETF | AT COST | $96,302 | $114,371 |
| SPDR S&P 500 ETF | AT COST | $107,600 | $120,054 |
| VANGUARD MEGACAP ETF | AT COST | $46,788 | $55,860 |
| VANGUARD CONSUMER STAPLES ETF | AT COST | $39,844 | $45,136 |
| ETFMG PRIME CYBER SECURITY ETF | AT COST | $25,006 | $29,272 |
| AMERICAN FUNDS AMERICAN BALANCED F2 | AT COST | $113,822 | $118,738 |
| CARTER VALIDUS MC REIT II CL A | AT COST | $87,340 | $86,500 |
| TRILINC GLOBAL IMPACT FUND CLASS C | AT COST | $59,437 | $56,426 |
| PROSPECT CAPITAL CORP | AT COST | $50,053 | $49,008 |
| AMERICAN FUNDS MOD GR & INC F2 | AT COST | $155,720 | $161,984 |
| FRANKLIN RISING DIVS ADV | AT COST | $51,639 | $56,774 |
| FRANKLIN UTILTIES R | AT COST | $51,709 | $55,317 |
| INVESCO S&P 500 HIGH DIV LOW VOL | AT COST | $25,046 | $26,814 |
| LORD ABBETT ULTRA SHORT BOND FD | AT COST | $110,090 | $110,200 |
| HEALTHCARE TRUST, INC | AT COST | $90,992 | $93,333 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| POSTAGE | $143 | $143 | $143 |
| SUBSCRIPTIONS | $24 | $24 | $24 |
| SUPPLIES | $2,260 | $2,260 | $2,260 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Other Investment Income | Desc |
| Revenue And Expenses Per Books | $2,184 | RevenueAndExpensesPerBooksAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| ACCOUNTING / TAX PREPARATION | $4,625 | $4,625 | $4,625 | $0 |
| INVESTMENT MANAGEMENT | $31,707 | $31,707 | $31,707 | $0 |
| PAYROLL PROCESSING FEES | $653 | $653 | $653 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (5 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| 2018 - IRS | $378 | $378 | $378 |
| AZ | $10 | $10 | $10 |
| FEES | $178 | $178 | $178 |
| FRANCHISE TAX BOARD | $10 | $10 | $10 |
| PAYROLL TAXES | $1,300 | $1,300 | $1,300 |
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