2020-10-30T08:28:28-07:00 2019-12-31 953037112 BATES COUGHTRY REISS LLP CPAS 2601 SATURN ST STE 210 BREA CA 928216702 990PF 2019-01-01 822984375 JAMES AND DEBORAH KLEIN FAMILY FOUNDATION JAME 7142435411 1210 N JEFFERSON ST ANAHEIM CA 92807 SCOT KLEIN Director 7142435411 2020-11-01 true JEFFREY P REISS CPA P00154806 7148712422 2019 2021-04-22 16:20:28Z X 3214890 X X 6794 6794 6794 78053 78053 78053 23723 1574340 23723 28229 2184 110754 108570 113076 17000 17000 17000 36985 36985 36985 1876 1876 1876 1058 1058 1058 54 54 54 2427 2427 2427 59400 59400 59400 0 145000 145000 204400 59400 59400 145000 -93646 49170 53676 833889 112689 112689 941918 1049136 1260717 192204 94810 100548 1020720 1638450 1740936 2988731 2895085 3214890 1525 1525 1525 1525 X 2987206 2987206 2893560 2988731 2895085 2987206 -93646 2893560 2893560 SAGEPOINT FInancial s/t covered P 2019-02-28 2019-12-28 982161 953932 28229 28229 SAGEPOINT FINANCIAL L/T COVERED P 2018-01-24 2019-07-18 592179 596685 -4506 -4506 23723 28229 983 983 983 X 14 997 false false false false false false false true true true false false false false true N/A SCOT KLEIN 7142435411 1210 N JEFFERSON ST STE L ANAHEIM CA 92807 false false false false false false false false false false false false false false false false false false false false false false SCOT KLEIN 1210 N JEFFERSON ST STE L ANAHEIM CA 92807 Director 10.00 17000 NICOLE FRASZ 1210 N JEFFERSON ST STE L ANAHEIM CA 92807 Director 0.00 0 DEBORAH E KLEIN 1210 N JEFFERSON ST STE L ANAHEIM CA 92807 Director 0.00 0 NONE NONE 2614798 170852 0 2785650 0 2785650 41785 2743865 137193 137193 983 983 136210 136210 136210 145000 145000 145000 136210 9520 145000 9520 0 135480 730 X WYLIE CENTER 4164 BROCKTON AVE RIVERSIDE CA 92501 NONE COLOR RUN 5000 ST PAULS LUTHERAN CHURCH 1250 E HEIM AVE ORANGE CA 92865 NONE SCHOOL ENDOWMENT FUND 10000 YMCA OF ANAHEIM 240 S EUCLID ANAHEIM CA 92802 NONE SCHOLARSHIPS / CAMPERSHIPS 10000 MUSICAL THEATRE OF ORANGE COUNTY 2034 E LINCOLN AVE 303 ANAHEIM CA 92806 NONE GENERAL FUND 30000 CONCORDIA UNIVERSITY IRVINE 1530 CONCORDIA WEST IRVINE CA 92612 NONE MUSIC / WORSHIP / THEOLOGY BUILDING 30000 OLIVE CREST 2130 E FOURTH ST 200 SANTA ANA CA 92705 NONE SAFE FAMILIES FOR CHILDREN 10000 COMMUNITY BIBLE STUDY 790 STOUT RD COLORADO SPRINGS CO 80921 NONE CHILDRENS MINISTRY & OPERATIONS 1000 YORBA LINDA FRIENDS CHURCH 18637 YORBA LINDA BLVD YORBA LINDA CA 92886 NONE TECHNOLOGY 5000 BOYS GIRLS CLUB OF SAN MARCOS 1 POSITIVE PL SAN MARCOS CA 92069 NONE HELPING WITH YOUTH 5000 WALK CIRCULATE SAN DIEGO 1111 6TH AVE SUITE 402 SAN DIEGO CA 92101 NONE SAFE PASSAGE FOR KIDS 1000 FORE BATTEN FOUNDATION 7433 E JOURNEY LANE SCOTTSDALE AZ 85255 NONE RESEARCH FOR A CURE 5000 ONELEGACY FOUNDATION 4164 BROCKTON AVE RIVERSIDE CA 92870 NONE DONATE LIFE WALK 1000 LEUKEMIA LYMPHOMA SOCIETY 3 INTERNATIONAL DR 200 RYE BROOK NY 10573 IN MEMORY / RESEARCH 2000 SOARING SPIRITS INTERNATIONAL 2828 COCHRAN ST 194 SIMI VALLEY CA 93065 NONE WIDOWS SUPPORT 10000 ROLLIN' FROM THE HEART 2063 SHADOW GROVE WAY ENCINITAS CA 92024 NONE GENERAL FUND 1000 WOMAN'S CLUB OF CARLSBAD 3320 MONROE CARLSBAD CA 92008 NONE STANDUP FOR KIDS 3000 DISCOVER FAITH CHURCH 4763 E ARKANSAS AVE DENVER CO 80222 NONE IN MEMORY 3000 CHOC CHILDREN'S FOUNDATION 1201 W LA VETA AVE ORANGE CA 92867 NONE PICU ENDOWMENT 5000 LUTHERAN HIGH SCHOOL 2222 N SANTIAGO BLVD ORANGE CA 92867 NONE MISSIONS 5000 CMFA WIDOWS ORPHANS FUND P O BOX 2141 COSTA MESA CA 92628 NONE IN MEMORY 3000 145000 6794 78053 2184 23723 110754 110754 false false false false false false false false false false DEUTSCHE BANK CONTINGENT CAP TR V BUCKEYE PARTNERS 4.150 07/01/23 94810 100548 ALPHABET 75072 86906 AMAZON.COM INC 47784 49892 COSTCO WHOLESALE CORP 75164 97581 MICROSOFT CORP 55579 93043 NETFLIX INC 23698 36563 NVIDIA 32935 50119 SALESFORCE.COM INC 28419 33504 SQUARE INC 12403 9071 UNITED HEALTH GROUP INC VISA INC CL A 22896 31003 APPLE INC 47748 91032 WALT DISNEY CO 49864 63926 AT&t INC CISCO SYSTEMS INC 23678 26186 DUKE ENERGY CORP 25489 28914 FORD MOTOR CO MERCK & CO INC 18575 22283 VERIZON COMMUNICATIONS INC 25068 27262 DEXCOM INC QUALYS INC 19322 21093 DILLARDS CAPITAL TRUST 75110 77167 AMERICAN FIN TR INC COM CL B2 AMERICAN FIN TR INC COM CL A MASTERCARD INC A 49915 49864 PPL CORP 25001 29099 BOOZ ALLEN HAMILTON HOLDING CORP 90081 95883 DOCUSIGN INC 50103 49728 ARBOR REALTY TRUST INC 74730 88783 ALLIED CAPITAL CORP 100502 101815 HINES REALTY INCOME FUND LLC AT COST 89725 95474 HINES GLOBAL INCOME TRUST T AT COST 97323 97323 AMERICAN FUNDS GROWTH FD OF AMER F2 AT COST 93270 96754 FIRST TRUST CLOUD COMPUTING ETF AT COST 24410 28857 INVESCO QQQ TRUST AT COST 40778 49326 VANECK VECTORS SEMICONDUCTOR ETF AT COST 73277 83149 AMERICAN FUNDS AMERICAN BALANCED R2 AT COST 108279 110266 INDUSTRIAL SELECT SECTOR SPDR ETF AT COST ISHARES US AEROSPACE & DEFENSE ETF AT COST 96302 114371 SPDR S&P 500 ETF AT COST 107600 120054 VANGUARD MEGACAP ETF AT COST 46788 55860 VANGUARD CONSUMER STAPLES ETF AT COST 39844 45136 ETFMG PRIME CYBER SECURITY ETF AT COST 25006 29272 AMERICAN FUNDS AMERICAN BALANCED F2 AT COST 113822 118738 CARTER VALIDUS MC REIT II CL A AT COST 87340 86500 TRILINC GLOBAL IMPACT FUND CLASS C AT COST 59437 56426 PROSPECT CAPITAL CORP AT COST 50053 49008 AMERICAN FUNDS MOD GR & INC F2 AT COST 155720 161984 FRANKLIN RISING DIVS ADV AT COST 51639 56774 FRANKLIN UTILTIES R AT COST 51709 55317 INVESCO S&P 500 HIGH DIV LOW VOL AT COST 25046 26814 LORD ABBETT ULTRA SHORT BOND FD AT COST 110090 110200 HEALTHCARE TRUST, INC AT COST 90992 93333 POSTAGE 143 143 143 SUBSCRIPTIONS 24 24 24 SUPPLIES 2260 2260 2260 Other Investment Income 2184 ACCOUNTING / TAX PREPARATION 4625 4625 4625 0 INVESTMENT MANAGEMENT 31707 31707 31707 0 PAYROLL PROCESSING FEES 653 653 653 0 2018 - IRS 378 378 378 AZ 10 10 10 FEES 178 178 178 FRANCHISE TAX BOARD 10 10 10 PAYROLL TAXES 1300 1300 1300