ETHEL MAE HOCKER FOUNDATION: Form 990PF, tax year 2018
View the entire original 990 at ProPublica ↗
- Organization
- ETHEL MAE HOCKER FOUNDATION (EIN 20-1991591)
- Tax period
- 2018-07-01 to 2019-06-30
- Filed
- 2020-10-27
- IRS object ID
- 202043019349100104
- Schema version
- 2018v3.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2020-10-27T08:25:07-05:00 | ReturnTs |
| Tax Period End | 2019-06-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 131639826 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | EISNERAMPER LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 130 NORTH 18TH STREET SUITE 3000 | AddressLine1Txt |
| City | PHILADELPHIA | CityNm |
| State Abbreviation | PA | StateAbbreviationCd |
| ZIP | 191032757 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2018-07-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 201991591 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE ETHEL MAE HOCKER FOUNDATION INC | BusinessNameLine1Txt |
| Business Name Line2 | C/O RICHARD A HOCKER | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ETHE | BusinessNameControlTxt |
| Phone | 2153021500 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1200 INTREPID AVENUE 4TH FLOOR | AddressLine1Txt |
| City | PHILADELPHIA | CityNm |
| State Abbreviation | PA | StateAbbreviationCd |
| ZIP | 19112 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | RICHARD A HOCKER | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 2153021500 | PhoneNum |
| Signature | 2020-10-26 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | THOMAS EARLEY | PreparerPersonNm |
| PTIN | P00142993 | PTIN |
| Phone | 2158818800 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 64.238.150.4 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2020-10-26 | IPDt |
| IP Tm | 15:19:39 | IPTm |
| IP Timezone | ED | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 6F18EB6713D7449DA1C23B8B0A627648F10DF377 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2018 | TaxYr |
| Build TS | 2021-09-10 13:11:23Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $15,395,168 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $399,650 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $399,650 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$6,557 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $3,062,590 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $5,598 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $5,598 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $398,691 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $405,248 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $18,500 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $0 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $18,500 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $1,046 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $1,046 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $12,648 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $12,648 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $278,642 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $263,606 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $10,567 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $310,836 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $264,652 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $41,715 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $854,333 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $854,333 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,165,169 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $264,652 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $896,048 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$766,478 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $140,596 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $285,560 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $466,612 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $466,612 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $1,722,457 | CorporateStockBOYAmt |
| Corporate Stock EOY | $998,052 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $713,122 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $14,289,742 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $14,066,617 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $14,215,434 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $16,297,759 | TotalAssetsBOYAmt |
| Total Assets EOY | $15,531,281 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $15,395,168 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $16,297,759 | UnrestrictedBOYAmt |
| Unrestricted EOY | $15,531,281 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $16,297,759 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $15,531,281 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $16,297,759 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $15,531,281 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $16,297,759 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$766,478 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $15,531,281 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $15,531,281 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (24 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt |
|---|---|---|---|---|---|
| ST GAIN/LOSS - DIVERSIFIED MICRO | P | -$45,513 | -$45,513 | ||
| LT GAIN/LOSS - DIVERSIFIED MICRO | P | -$52,667 | -$52,667 | ||
| ST GAIN/(LOSS) - SMALL CAP FUND | P | $11,287 | $11,287 | ||
| LT GAIN/(LOSS) - SMALL CAP FUND | P | $38,181 | $38,181 | ||
| ST GAIN/(LOSS) - SMALL MID CAP FUND | P | $11,785 | $11,785 | ||
| LT GAIN/(LOSS) - SMALL MID CAP FUND | P | $27,152 | $27,152 | ||
| ST GAIN/(LOSS) - MID CAP FUND | P | -$32,042 | -$32,042 | ||
| LT GAIN/(LOSS) - MID CAP FUND | P | $52,363 | $52,363 | ||
| ST GAIN/(LOSS) - CONVERTIBLE FUND | P | $11,594 | $11,594 | ||
| LT GAIN/(LOSS) - CONVERTIBLE FUND | P | $40,345 | $40,345 | ||
| ST GAIN/(LOSS) - CORE HIGH YIELD | P | -$165 | -$165 | ||
| LT GAIN/(LOSS) - CORE HIGH YIELD | P | -$1,454 | -$1,454 | ||
| ST GAIN/(LOSS) - MULTI CREDIT HL INC FD - ACCT#X0022 | P | $2,897 | $2,897 | ||
| LT GAIN/(LOSS) - MULTI CREDIT HL INC FD - ACCT#X0022 | P | $1,812 | $1,812 | ||
| ST GAIN/(LOSS) -LIBERTY FUND | P | -$10,758 | -$10,758 | ||
| LT GAIN/(LOSS) -LIBERTY FUND | P | -$16,392 | -$16,392 | ||
| DIVERSIFIED MICRO CAP EQUITY - GAIN/LOSS ON DISPOSITION | P | $14,669 | $14,669 | $593,890 | $579,221 |
| PENN MID CAP FUND LP - GAIN/LOSS ON DISPOSITION | P | -$2,820 | -$2,820 | $290,884 | $293,704 |
| PENN CONVERTIBLE FUND LP - GAIN/LOSS ON DISPOSITION | P | $2,569 | $2,569 | $509,445 | $506,876 |
| ST GAIN/LOSS - FIDELITY | P | $718 | $718 | $993,602 | $992,884 |
| LT GAIN/LOSS - FIDELITY | P | -$1,978 | -$1,978 | $10,722 | $12,700 |
| ST GAIN/LOSS - SILVERLEAF EMHFFS | P | -$78,073 | -$78,073 | ||
| ST GAIN/LOSS - SILVERLEAF EMHFFS | P | $115,682 | $115,682 | ||
| ST GAIN/LOSS - METRO BANK | P | -$95,749 | -$95,749 | $664,047 | $759,796 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$6,557 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $850,453 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $17,888,526 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.047542 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $761,874 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $17,199,027 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.044298 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $727,807 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $15,308,599 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.047542 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $825,071 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $18,550,736 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.044476 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $795,230 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $18,184,027 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.043732 | DistributionYr5Rt |
| Total Distribution | 0.227590 | TotalDistributionRt |
| Average Distribution | 0.045518 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $15,581,074 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $709,219 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $1,406 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $710,625 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $896,048 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $1,406 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $1,406 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $1,406 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $5,113 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $1,250 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $6,363 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $4,957 | OverpaymentAmt |
| Applied To ES Tax | $4,957 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NJ | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | GERALD MCBRIDE | IndividualWithBooksNm |
| Phone | 2153021500 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1200 INTREPID AVENUE 4TH FLOOR | AddressLine1Txt |
| City | PHILADELPHIA | CityNm |
| State Abbreviation | PA | StateAbbreviationCd |
| ZIP | 19112 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| RICHARD A HOCKER | ||||||||
| 1200 INTREPID AVENUE 4TH FLOOR | PHILADELPHIA | PA | 19112 | TRUSTEE | 4.00 | $0 | $0 | $0 |
| MARCIA A HOCKER | ||||||||
| 1200 INTREPID AVENUE 4TH FLOOR | PHILADELPHIA | PA | 19112 | TRUSTEE | 4.00 | $0 | $0 | $0 |
| KIMBERLY A HOCKER | ||||||||
| 1200 INTREPID AVENUE 4TH FLOOR | PHILADELPHIA | PA | 19112 | TRUSTEE | 4.00 | $0 | $0 | $0 |
| KIRSTEN HOCKER | ||||||||
| 1200 INTREPID AVENUE 4TH FLOOR | PHILADELPHIA | PA | 19112 | TRUSTEE AND PRESIDENT | 4.00 | $0 | $0 | $0 |
| JOHN J GALLAGHER JR | ||||||||
| 1200 INTREPID AVENUE 4TH FLOOR | PHILADELPHIA | PA | 19112 | TRUSTEE | 4.00 | $0 | $0 | $0 |
| GERALD MCBRIDE | ||||||||
| 1200 INTREPID AVENUE 4TH FLOOR | PHILADELPHIA | PA | 19112 | EXECUTIVE DIRECTOR | 4.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1Txt |
| Expenses1 | $0 | Expenses1Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
| Expenses1 | $0 | Expenses1Amt |
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $15,119,303 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $699,046 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $15,818,349 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $15,818,349 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $237,275 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $15,581,074 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $779,054 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $779,054 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $1,406 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $1,406 | TotalTaxAmt |
| Distributable Before Adj | $777,648 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $777,648 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $777,648 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $896,048 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $896,048 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $1,406 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $894,642 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $777,648 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $846,982 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $896,048 | QualifyingDistributionsAmt |
| Applied To Year1 | $846,982 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $49,066 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $728,582 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | RICHARD A HOCKER | ContributingManagerNm |
| Contributing Manager | MARCIA A HOCKER | ContributingManagerNm |
| Shareholder Manager | RICHARD A HOCKER | ShareholderManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (15 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ASHLEY HALL FOUNDATION | |||||||
| 172 RUTLEDGE AVE | CHARLESTON | SC | 29403 | N/A | 501(C)3 | SCHOLARSHIPS | $51,845 |
| CAMDEN CATHOLIC HIGH SCHOOL | |||||||
| RT 38 AND CUTHBERT RD | CHERRY HILL | NJ | 08002 | N/A | 501(C)3 | SCHOLARSHIPS | $107,800 |
| CAPE TRINITY CATHOLIC SCHOOL | |||||||
| 1500 CENTRAL AVE | WILDWOOD | NJ | 08260 | N/A | 501(C)3 | SCHOLARSHIPS | $13,725 |
| CATHOLIC PARTNERSHIP SCHOOLS | |||||||
| 808 MARKET ST | CAMDEN | NJ | 08102 | N/A | 501(C)3 | SCHOLARSHIPS | $103,000 |
| CHRIST THE KING REGIONAL SCHOO | |||||||
| 164 HOPKINS AVENUE | HADDONFIELD | NJ | 08033 | N/A | 501(C)3 | SCHOLARSHIPS | $44,488 |
| GESU SCHOOL | |||||||
| 1700 WEST THOMPSON ST | PHILADELPHIA | PA | 19121 | N/A | 501(C)3 | SCHOLARSHIPS | $77,500 |
| INDEPENDENCE MISSION SCHOOLS | |||||||
| 724 W LANCASTER AVE | WAYNE | PA | 19087 | N/A | 501(C)3 | SCHOLARSHIPS | $30,000 |
| ROMAN CATHOLIC HIGH SCHOOL | |||||||
| 301 N BROAD ST | PHILADELPHIA | PA | 19107 | N/A | 501(C)3 | SCHOLARSHIPS | $72,950 |
| ST HELENA MONTESSORI SCHOOL | |||||||
| 1343 SPRING STREET | SAINT HELENA | CA | 94574 | N/A | 501(C)3 | SCHOLARSHIPS | $49,350 |
| URBANPROMISE MINISTRIES | |||||||
| 27 N 36TH STREET | CAMDEN | NJ | 08105 | N/A | 501(C)3 | SCHOLARSHIPS | $36,875 |
| VFMA FOUNDATION | |||||||
| 1001 EAGLE ROAD | WAYNE | PA | 19087 | N/A | 501(C)3 | SCHOLARSHIPS | $111,000 |
| WILDWOOD CATHOLIC HIGH SCHOOL | |||||||
| 1500 CENTRAL AVE | NORTH WILDWOOD | NJ | 08260 | N/A | 501(C)3 | SCHOLARSHIPS | $48,000 |
| THE DEPAUL CATHOLIC SCHOOL | |||||||
| 44 W LOGAN ST | PHILADELPHIA | PA | 19144 | N/A | 501(C)3 | SCHOLARSHIPS | $50,000 |
| THE LITTLE FLOWER CATHOLIC HIGH SCHOOL | |||||||
| 1000 W LYCOMING ST | PHILADELPHIA | PA | 19140 | N/A | 501(C)3 | SCHOLARSHIPS | $7,800 |
| ALLEGRO MUSIC ACADEMY | |||||||
| 500 MANNING WALK | PHILADELPHIA | PA | 19106 | N/A | 501(C)3 | SCHOLARSHIPS | $50,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $854,333 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $399,650 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 01 | ExclusionCd |
| Exclusion | $5,598 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 900000 | BusinessCd |
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$6,557 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $398,691 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $398,691 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | METRO BANK PLC | StockNm |
| EOY Book Value | $998,052 | EOYBookValueAmt |
| EOYFMV | $713,122 | EOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (13 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| PENN SMALL MID CAP FUND | AT COST | $342,420 | $443,685 |
| PENN CORE HIGH YIELD BOND FUND | AT COST | $551,651 | $558,405 |
| PENN CORE OPPORTUNISTIC HY BD | AT COST | $2,285,129 | $2,100,596 |
| PENN SMALL CAP FUND, MF | AT COST | $511,931 | $696,786 |
| SILVERLEAF EMHFFS | AT COST | $2,065,862 | $2,063,022 |
| SWITCHBOARD LP | AT COST | $501,919 | $501,919 |
| PENN CAPITAL LIBERTY FUND | AT COST | $409,302 | $413,385 |
| FULL CIRCLE LP | AT COST | $1,000,000 | $1,000,000 |
| PENN SENIOR FLOATING RATE INCOME FUND | AT COST | $2,859,070 | $2,846,285 |
| PENN SHORT DURATION MF | AT COST | $2,745,380 | $2,745,109 |
| FIDELITY | AT COST | $293,953 | $347,664 |
| PCM SMA CONVERTIBLE | AT COST | $250,000 | $255,851 |
| PCM SMA SMALL MICRO | AT COST | $250,000 | $242,727 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (13 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BANK FEES | $45 | $45 | $0 |
| PORTFOLIO DEDUCTIONS - DIV. MICRO CAP | $10,808 | $10,808 | $0 |
| PORTFOLIO DEDUCTIONS - MID CAP | $3,258 | $3,258 | $0 |
| PORTFOLIO DEDUCTIONS - CONVERTIBLE FUND | $20,122 | $20,122 | $0 |
| PORTFOLIO DEDUCTIONS - CORE HY BOND | $6,511 | $6,511 | $0 |
| PORTFOLIO DEDUCTIONS - LIBERTY FUND | $8,781 | $8,781 | $0 |
| PORTFOLIO DEDUCTIONS - EMHFFS | $2,173 | $2,173 | $0 |
| MANAGEMENT FEES | $5,064 | $5,064 | $0 |
| INTEREST EXPENSE - CONVERTIBLE FUND | $2,410 | $2,410 | $0 |
| MEAL FOR SCHOLARS | $5,568 | $0 | $5,567 |
| OTHER OPERATING EXPENSES | $5,000 | $0 | $5,000 |
| OTHER EXPENSES ON FOREIGN EXCHANGE TRANSACTIONS | $204,434 | $204,434 | $0 |
| UBIT - OTHER INCOME - PENN CAPITAL LIBERTY FUND | $4,468 | $0 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| OTHER INCOME - DIV. MICRO CAP | $1,230 | $1,230 | $1,230 |
| OTHER INCOME - CONVERTIBLE FUND | $9,820 | $9,820 | $9,820 |
| OTHER INCOME - LIBERTY FUND | -$6,623 | -$6,623 | -$6,623 |
| OTHER INCOME - MID CAP EQUITY | $981 | $981 | $981 |
| OTHER INCOME - CORE HIGH YIELD | $190 | $190 | $190 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | PROFESSIONAL FEE | CategoryTxt |
| Amt | $18,500 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $18,500 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAX WITHHELD - DIVERSIFIED MICRO CAP | $6 | $6 | $0 |
| FOREIGN TAX WITHHELD - LIBERTY FUND | $2 | $2 | $0 |
| FEDERAL TAXES | $1,038 | $1,038 | $0 |