2020-10-27T08:25:07-05:00 2019-06-30 131639826 EISNERAMPER LLP 130 NORTH 18TH STREET SUITE 3000 PHILADELPHIA PA 191032757 990PF 2018-07-01 201991591 THE ETHEL MAE HOCKER FOUNDATION INC C/O RICHARD A HOCKER ETHE 2153021500 1200 INTREPID AVENUE 4TH FLOOR PHILADELPHIA PA 19112 RICHARD A HOCKER TRUSTEE 2153021500 2020-10-26 1 THOMAS EARLEY P00142993 2158818800 64.238.150.4 2020-10-26 15:19:39 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 6F18EB6713D7449DA1C23B8B0A627648F10DF377 2018 2021-09-10 13:11:23Z X 15395168 X X 399650 399650 -6557 3062590 0 5598 5598 398691 405248 0 0 0 18500 0 18500 1046 1046 0 12648 0 12648 278642 263606 10567 310836 264652 41715 854333 854333 1165169 264652 896048 -766478 140596 285560 466612 466612 1722457 998052 713122 14289742 14066617 14215434 16297759 15531281 15395168 0 0 X 16297759 15531281 16297759 15531281 16297759 15531281 16297759 -766478 0 15531281 0 15531281 ST GAIN/LOSS - DIVERSIFIED MICRO P -45513 -45513 LT GAIN/LOSS - DIVERSIFIED MICRO P -52667 -52667 ST GAIN/(LOSS) - SMALL CAP FUND P 11287 11287 LT GAIN/(LOSS) - SMALL CAP FUND P 38181 38181 ST GAIN/(LOSS) - SMALL MID CAP FUND P 11785 11785 LT GAIN/(LOSS) - SMALL MID CAP FUND P 27152 27152 ST GAIN/(LOSS) - MID CAP FUND P -32042 -32042 LT GAIN/(LOSS) - MID CAP FUND P 52363 52363 ST GAIN/(LOSS) - CONVERTIBLE FUND P 11594 11594 LT GAIN/(LOSS) - CONVERTIBLE FUND P 40345 40345 ST GAIN/(LOSS) - CORE HIGH YIELD P -165 -165 LT GAIN/(LOSS) - CORE HIGH YIELD P -1454 -1454 ST GAIN/(LOSS) - MULTI CREDIT HL INC FD - ACCT#X0022 P 2897 2897 LT GAIN/(LOSS) - MULTI CREDIT HL INC FD - ACCT#X0022 P 1812 1812 ST GAIN/(LOSS) -LIBERTY FUND P -10758 -10758 LT GAIN/(LOSS) -LIBERTY FUND P -16392 -16392 DIVERSIFIED MICRO CAP EQUITY - GAIN/LOSS ON DISPOSITION P 593890 579221 14669 14669 PENN MID CAP FUND LP - GAIN/LOSS ON DISPOSITION P 290884 293704 -2820 -2820 PENN CONVERTIBLE FUND LP - GAIN/LOSS ON DISPOSITION P 509445 506876 2569 2569 ST GAIN/LOSS - FIDELITY P 993602 992884 718 718 LT GAIN/LOSS - FIDELITY P 10722 12700 -1978 -1978 ST GAIN/LOSS - SILVERLEAF EMHFFS P -78073 -78073 ST GAIN/LOSS - SILVERLEAF EMHFFS P 115682 115682 ST GAIN/LOSS - METRO BANK P 664047 759796 -95749 -95749 -6557 0 850453 17888526 0.047542 761874 17199027 0.044298 727807 15308599 0.047542 825071 18550736 0.044476 795230 18184027 0.043732 0.227590 0.045518 15581074 709219 1406 710625 896048 X 1406 0 1406 0 1406 5113 1250 0 6363 0 4957 4957 0 0 0 0 0 0 0 0 0 0 0 1 1 NJ 1 0 0 0 0 N/A GERALD MCBRIDE 2153021500 1200 INTREPID AVENUE 4TH FLOOR PHILADELPHIA PA 19112 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 RICHARD A HOCKER 1200 INTREPID AVENUE 4TH FLOOR PHILADELPHIA PA 19112 TRUSTEE 4.00 0 0 0 MARCIA A HOCKER 1200 INTREPID AVENUE 4TH FLOOR PHILADELPHIA PA 19112 TRUSTEE 4.00 0 0 0 KIMBERLY A HOCKER 1200 INTREPID AVENUE 4TH FLOOR PHILADELPHIA PA 19112 TRUSTEE 4.00 0 0 0 KIRSTEN HOCKER 1200 INTREPID AVENUE 4TH FLOOR PHILADELPHIA PA 19112 TRUSTEE AND PRESIDENT 4.00 0 0 0 JOHN J GALLAGHER JR 1200 INTREPID AVENUE 4TH FLOOR PHILADELPHIA PA 19112 TRUSTEE 4.00 0 0 0 GERALD MCBRIDE 1200 INTREPID AVENUE 4TH FLOOR PHILADELPHIA PA 19112 EXECUTIVE DIRECTOR 4.00 0 0 0 NONE 0 NONE 0 NONE 0 N/A 0 0 15119303 699046 0 15818349 0 0 15818349 237275 15581074 779054 779054 1406 1406 777648 0 777648 0 777648 896048 0 896048 1406 894642 777648 846982 0 0 896048 846982 0 0 49066 0 0 0 0 0 0 0 0 728582 0 0 0 RICHARD A HOCKER MARCIA A HOCKER RICHARD A HOCKER X ASHLEY HALL FOUNDATION 172 RUTLEDGE AVE CHARLESTON SC 29403 N/A 501(C)3 SCHOLARSHIPS 51845 CAMDEN CATHOLIC HIGH SCHOOL RT 38 AND CUTHBERT RD CHERRY HILL NJ 08002 N/A 501(C)3 SCHOLARSHIPS 107800 CAPE TRINITY CATHOLIC SCHOOL 1500 CENTRAL AVE WILDWOOD NJ 08260 N/A 501(C)3 SCHOLARSHIPS 13725 CATHOLIC PARTNERSHIP SCHOOLS 808 MARKET ST CAMDEN NJ 08102 N/A 501(C)3 SCHOLARSHIPS 103000 CHRIST THE KING REGIONAL SCHOO 164 HOPKINS AVENUE HADDONFIELD NJ 08033 N/A 501(C)3 SCHOLARSHIPS 44488 GESU SCHOOL 1700 WEST THOMPSON ST PHILADELPHIA PA 19121 N/A 501(C)3 SCHOLARSHIPS 77500 INDEPENDENCE MISSION SCHOOLS 724 W LANCASTER AVE WAYNE PA 19087 N/A 501(C)3 SCHOLARSHIPS 30000 ROMAN CATHOLIC HIGH SCHOOL 301 N BROAD ST PHILADELPHIA PA 19107 N/A 501(C)3 SCHOLARSHIPS 72950 ST HELENA MONTESSORI SCHOOL 1343 SPRING STREET SAINT HELENA CA 94574 N/A 501(C)3 SCHOLARSHIPS 49350 URBANPROMISE MINISTRIES 27 N 36TH STREET CAMDEN NJ 08105 N/A 501(C)3 SCHOLARSHIPS 36875 VFMA FOUNDATION 1001 EAGLE ROAD WAYNE PA 19087 N/A 501(C)3 SCHOLARSHIPS 111000 WILDWOOD CATHOLIC HIGH SCHOOL 1500 CENTRAL AVE NORTH WILDWOOD NJ 08260 N/A 501(C)3 SCHOLARSHIPS 48000 THE DEPAUL CATHOLIC SCHOOL 44 W LOGAN ST PHILADELPHIA PA 19144 N/A 501(C)3 SCHOLARSHIPS 50000 THE LITTLE FLOWER CATHOLIC HIGH SCHOOL 1000 W LYCOMING ST PHILADELPHIA PA 19140 N/A 501(C)3 SCHOLARSHIPS 7800 ALLEGRO MUSIC ACADEMY 500 MANNING WALK PHILADELPHIA PA 19106 N/A 501(C)3 SCHOLARSHIPS 50000 854333 0 14 399650 01 5598 900000 18 -6557 0 398691 0 398691 0 0 0 0 0 0 0 0 0 0 METRO BANK PLC 998052 713122 PENN SMALL MID CAP FUND AT COST 342420 443685 PENN CORE HIGH YIELD BOND FUND AT COST 551651 558405 PENN CORE OPPORTUNISTIC HY BD AT COST 2285129 2100596 PENN SMALL CAP FUND, MF AT COST 511931 696786 SILVERLEAF EMHFFS AT COST 2065862 2063022 SWITCHBOARD LP AT COST 501919 501919 PENN CAPITAL LIBERTY FUND AT COST 409302 413385 FULL CIRCLE LP AT COST 1000000 1000000 PENN SENIOR FLOATING RATE INCOME FUND AT COST 2859070 2846285 PENN SHORT DURATION MF AT COST 2745380 2745109 FIDELITY AT COST 293953 347664 PCM SMA CONVERTIBLE AT COST 250000 255851 PCM SMA SMALL MICRO AT COST 250000 242727 BANK FEES 45 45 0 PORTFOLIO DEDUCTIONS - DIV. MICRO CAP 10808 10808 0 PORTFOLIO DEDUCTIONS - MID CAP 3258 3258 0 PORTFOLIO DEDUCTIONS - CONVERTIBLE FUND 20122 20122 0 PORTFOLIO DEDUCTIONS - CORE HY BOND 6511 6511 0 PORTFOLIO DEDUCTIONS - LIBERTY FUND 8781 8781 0 PORTFOLIO DEDUCTIONS - EMHFFS 2173 2173 0 MANAGEMENT FEES 5064 5064 0 INTEREST EXPENSE - CONVERTIBLE FUND 2410 2410 0 MEAL FOR SCHOLARS 5568 0 5567 OTHER OPERATING EXPENSES 5000 0 5000 OTHER EXPENSES ON FOREIGN EXCHANGE TRANSACTIONS 204434 204434 0 UBIT - OTHER INCOME - PENN CAPITAL LIBERTY FUND 4468 0 0 OTHER INCOME - DIV. MICRO CAP 1230 1230 1230 OTHER INCOME - CONVERTIBLE FUND 9820 9820 9820 OTHER INCOME - LIBERTY FUND -6623 -6623 -6623 OTHER INCOME - MID CAP EQUITY 981 981 981 OTHER INCOME - CORE HIGH YIELD 190 190 190 PROFESSIONAL FEE 18500 0 18500 FOREIGN TAX WITHHELD - DIVERSIFIED MICRO CAP 6 6 0 FOREIGN TAX WITHHELD - LIBERTY FUND 2 2 0 FEDERAL TAXES 1038 1038 0