APHORISM FOUNDATION: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- APHORISM FOUNDATION (EIN 46-4347021)
- Tax period
- 2019-01-01 to 2019-12-31
- Filed
- 2020-11-13
- IRS object ID
- 202013189349101831
- Schema version
- 2019v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Distribution From Corpus Election
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Substantial Contributors Sch
- Taxes Schedule
- Transfers To Controlled Entities
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2020-11-13T11:43:26-06:00 | ReturnTs |
| Tax Period End | 2019-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 943145806 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | REALIZE CPA LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 50 CALIFORNIA STREET SUITE 3550 | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94111 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 464347021 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | APHORISM FOUNDATION | BusinessNameLine1Txt |
| Business Name Line2 | C/O REALIZE CPA LLP | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | APHO | BusinessNameControlTxt |
| Phone | 4153625990 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 50 CALIFORNIA STREET NO 3550 | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94111 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | REID HOFFMAN | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 4153625990 | PhoneNum |
| Signature | 2020-11-12 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JILL A LERVOLD | PreparerPersonNm |
| PTIN | P00440724 | PTIN |
| Phone | 4153625990 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 72.164.171.10 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2020-11-12 | IPDt |
| IP Tm | 14:39:51 | IPTm |
| IP Timezone | PS | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 6FA04D229F3EA8FCB6CD240667B2285E8A645050 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 5B96FD6F25BF519C6E89DD8905E4F7BA5475A5F3 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2021-04-22 16:20:28Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $811,070,012 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $15,668,453 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $15,668,453 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $8,768,250 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $8,455,747 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $8,455,747 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $0 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | -$21,052,653 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $24,436,703 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $3,071,547 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $37,312 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $37,312 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $161,500 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $161,500 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $0 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $1,642,155 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $1,642,155 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $560,801 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $30,325 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $30,325 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $2,432,093 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $1,871,292 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $18,090,119 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $18,090,119 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $20,522,212 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $1,871,292 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $18,090,119 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $3,914,491 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,200,255 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $33,350,220 | CashBOYAmt |
| Cash EOY | $37,342,874 | CashEOYAmt |
| Cash EOYFMV | $37,342,874 | CashEOYFMVAmt |
| Other Nts And Loans Rcvbl | $23,000,000 | OtherNtsAndLoansRcvblAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Other Nts And Loans Rcvbl BOY | $0 | OtherNtsAndLoansRcvblBOYAmt |
| Other Nts And Loans Rcvbl EOY | $23,000,000 | OtherNtsAndLoansRcvblEOYAmt |
| Other Nts And Loans Rcvbl EOYFMV | $23,000,000 | OtherNtsAndLoansRcvblEOYFMVAmt |
| US Government Obligations BOY | $124,364,076 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $157,808,252 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $157,808,252 | USGovtObligationsEOYFMVAmt |
| Corporate Bonds BOY | $161,201,596 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $120,447,362 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $120,447,362 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $1,148,665,442 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $472,035,949 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $472,035,949 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $757,630 | OtherAssetsBOYAmt |
| Other Assets EOY | $435,575 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $435,575 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $1,468,338,964 | TotalAssetsBOYAmt |
| Total Assets EOY | $811,070,012 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $811,070,012 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $27,500 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $32,218 | AccountsPayableEOYAmt |
| Grants Payable BOY | $30,365,389 | GrantsPayableBOYAmt |
| Grants Payable EOY | $16,638,272 | GrantsPayableEOYAmt |
| Other Liabilities BOY | $661,188,159 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $0 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $691,581,048 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $16,670,490 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $776,757,916 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $794,399,522 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $776,757,916 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $794,399,522 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $1,468,338,964 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $811,070,012 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $776,757,916 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $3,914,491 | ExcessRevenueOverExpensesAmt |
| Other Increases | $13,727,115 | OtherIncreasesAmt |
| Subtotal | $794,399,522 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $794,399,522 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (3 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|
| VARIOUS BROKERAGE ACCOUNTS | P | $5,525,889 | $5,525,889 | $5,525,889 |
| ALTERNATIVE INVESTMENTS | P | $2,929,858 | $2,929,858 | $2,929,858 |
| VARIOUS INVESTMENTS | P | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $8,455,747 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $111,012,382 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $849,006,215 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.130756 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $69,616,037 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $868,625,782 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.080145 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $23,399,015 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $136,820,620 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.171020 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $4,864,777 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $107,829,228 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.045116 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $4,524,501 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $100,911,510 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.044836 | DistributionYr5Rt |
| Total Distribution | 0.471873 | TotalDistributionRt |
| Average Distribution | 0.094375 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $836,800,801 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $78,973,076 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $12,003 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $78,985,079 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $18,090,119 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $24,005 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $24,005 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $24,005 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $852,566 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $852,566 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $828,561 | OverpaymentAmt |
| Applied To ES Tax | $828,561 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | Yes (1) | NewSubstantialContributorsInd |
| Own Controlled Entity | Yes (1) | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | REALIZE CPA LLP | IndividualWithBooksNm |
| Phone | 4153625990 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 50 CALIFORNIA STREET SUITE 3550 | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94111 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | Yes (1) | BusinessHoldingsInd |
| Excess Business Holdings | 0 | ExcessBusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| REID HOFFMAN | ||||||||
| 50 CALIFORNIA STREET SUITE 3550 | SAN FRANCISCO | CA | 94111 | PPRES/TREAS/DIR | 1.00 | $0 | $0 | $0 |
| FRANK F HUANG | ||||||||
| 50 CALIFORNIA STREET SUITE 3550 | SAN FRANCISCO | CA | 94111 | SECRETARY | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| NORTHERN TRUST | |||||
| 580 CALIFORNIA STREET SUITE 1800 | SAN FRANCISCO | CA | 94104 | INVESTMENT SERVICES | $1,197,796 |
| ICONIQ CAPITAL LLC | |||||
| 394 PACIFIC AVENUE FLOOR 2 | SAN FRANCISCO | CA | 94111 | INVESTMENT SERVICES | $178,490 |
| REALIZE CPA LLP | |||||
| 50 CALIFORNIA STREET SUITE 3550 | SAN FRANCISCO | CA | 94111 | ACCOUNTING SERVICES | $110,000 |
| GURTIN FIXED INCOME MANAGEMENT LLC | |||||
| 601 CALIFORNIA STREET SUITE 1901 | SAN FRANCISCO | CA | 94108 | INVESTMENT SERVICES | $102,298 |
| BLACKROCK INVESTMENT MANAGEMENT LLC | |||||
| 400 HOWARD STREET | SAN FRANCISCO | CA | 94105 | INVESTMENT SERVICES | $87,781 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $494,304,444 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $36,964,659 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $318,274,857 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $849,543,960 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $849,543,960 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $12,743,159 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $836,800,801 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $41,840,040 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $41,840,040 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $24,005 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $54,032 | IncomeTaxAmt |
| Total Tax | $78,037 | TotalTaxAmt |
| Distributable Before Adj | $41,762,003 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $41,762,003 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $41,762,003 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $18,090,119 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $18,090,119 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $18,090,119 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $41,762,003 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $287,817 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr3 | $16,679,954 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $26,601,708 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $68,582,743 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $112,152,222 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $18,090,119 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $18,090,119 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $23,671,884 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $23,671,884 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $88,480,338 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $88,480,338 | ExcessDistriCyovToNextYrAmt |
| Excess From Year2 | $19,897,595 | ExcessFromYear2Amt |
| Excess From Year1 | $68,582,743 | ExcessFromYear1Amt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | REID HOFFMAN | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (12 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt | Address Line1RecipientForeignAddress/AddressLine1Txt | CityRecipientForeignAddress/CityNm | Province Or StateRecipientForeignAddress/ProvinceOrStateNm | CountryRecipientForeignAddress/CountryCd | Foreign PostalRecipientForeignAddress/ForeignPostalCd |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| BRIGHAM AND WOMEN'S HOSPITAL | ||||||||||||
| 116 HUNTINGTON AVENUE 3RD FLOOR | BOSTON | MA | 02116 | PC | GENERAL SUPPORT | $1,000,000 | ||||||
| CENTER ON RURAL INNOVATION | ||||||||||||
| PO BOX 392 | HARTLAND | VT | 05048 | PC | GENERAL SUPPORT | $530,000 | ||||||
| CHAN ZUCKERBERG BIOHUB INC | ||||||||||||
| 499 ILLINOIS STREET | SAN FRANCISCO | CA | 94158 | PC | GENERAL SUPPORT | $2,000,000 | ||||||
| COLUMBIA UNIVERSITY | ||||||||||||
| 622 WEST 113TH STREET MAIL CODE | NEW YORK | NY | 10025 | PC | GENERAL SUPPORT | $500,000 | 4524 | |||||
| FRIENDS OF THE UNIVERSITY OF SUSSEX | ||||||||||||
| 708 THIRD AVENUE 6TH FLOOR SUITE 34 | NEW YORK | NY | 10017 | PC | GENERAL SUPPORT | $254,066 | ||||||
| GOVERNING COUNCIL OF THE UNIVERSITY OF TORONTO | ||||||||||||
| PC | GENERAL SUPPORT | $301,350 | 27 KINGS COLLEGE CIRCLE | TORONTO | ONTARIO | CA | ||||||
| KIVA MICROFUNDS | ||||||||||||
| 875 HOWARD STREET 340 | SAN FRANCISCO | CA | 94103 | PC | GENERAL SUPPORT | $302,000 | ||||||
| NEW AMERICA FOUNDATION | ||||||||||||
| 1899 L STREET NW SUITE 400 | WASHINGTON | DC | 20036 | PC | GENERAL SUPPORT | $2,750,000 | ||||||
| PAHARA INSTITUTE | ||||||||||||
| 340 SOUTH LEMON AVENUE 2927 | WALNUT | CA | 91789 | PC | GENERAL SUPPORT | $750,000 | ||||||
| THE ALAN TURING INSTITUTE | ||||||||||||
| PC | GENERAL SUPPORT | $1,334,200 | 96 EUSTON ROAD | LONDON | UK | NW1 2DB | ||||||
| THE BARACK OBAMA FOUNDATION | ||||||||||||
| 5235 S HARPER COURT SUITE 1140 | CHICAGO | IL | 606154281 | PC | GENERAL SUPPORT | $8,334,000 | ||||||
| UC SANTA CRUZ FOUNDATION | ||||||||||||
| 1156 HIGH STREET | SANTA CRUZ | CA | 95064 | PC | GENERAL SUPPORT | $34,503 | ||||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $18,090,119 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $15,668,453 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $8,768,250 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $24,436,703 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $24,436,703 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING AND TAX PREPARATION FEES | CategoryTxt |
| Amt | $161,500 | Amt |
| Net Investment Income | $161,500 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Distribution From Corpus Election DistributionFromCorpusElection
| Field | Value | IRS element (for citing) |
|---|---|---|
| Election | PURSUANT TO IRC SEC. 4942(H)(2) AND REG. 53.4942(A)-3(D)(2), APHORISM FOUNDATION HEREBY ELECTS TO TREAT CURRENT YEAR QUALIFYING DISTRIBUTIONS IN EXCESS OF THE IMMEDIATELY PRECEDING TAX YEAR'S UNDISTRIBUTED INCOME AS BEING MADE OUT OF CORPUS.SIGNED: _____________________________NAME & TITLE: REID HOFFMAN,PRESIDENT | ElectionDesc |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp (2 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | Medium ExplanationMediumExplanationTxt | IdentifierIdentifierTxt |
|---|---|---|
| FORM 926 | APHORISM FOUNDATION HAS MADE VARIOUS INDIRECT TRANSFERS TO A FOREIGN ENTITY THROUGH PASSTHROUGH INVESTMENTS, WHICH THE TAX EXEMPT ENTITY HAS INTEREST IN. THESE TRANSFERS WERE SUMMARIZED IN THE CORRESPONDING FORM 926 FILINGS. THE DETAILS FOR THE TRANSFERS ARE AS FOLLOWS:PASSTHROUGH ENTITY: ENDEAVOR CATALYST II, LPEIN: 81-4429273TRANSFEREE CORPORATION: SALAUNO SALUD, S.A.P.I DE C.V.TRANSFEREE EIN: N/ADATE OF TRANSFER: 3/5/2019PROPERTY TYPE: CASHTRANSFER AMOUNT: $122,653TRANSFEREE CORPORATION: AWOK LIMITEDTRANSFEREE EIN: N/ADATE OF TRANSFER: 3/27/2019PROPERTY TYPE: CASHTRANSFER AMOUNT: $133,001TRANSFEREE CORPORATION: MAWDOO3 LTD.TRANSFEREE EIN: N/ADATE OF TRANSFER: 4/30/2019PROPERTY TYPE: CASHTRANSFER AMOUNT: $119,701TRANSFEREE CORPORATION: CHECKOUT.COMTRANSFEREE EIN: N/ADATE OF TRANSFER: 12/31/2019PROPERTY TYPE: CASHTRANSFER AMOUNT: $239,398TRANSFEREE CORPORATION: MIH IN LOCO HOLDINGS B.V.TRANSFEREE EIN: N/ADATE OF TRANSFER: 6/4/2019PROPERTY TYPE: CASHTRANSFER AMOUNT: $234,746TRANSFEREE CORPORATION: SWVL INC.TRANSFEREE EIN: N/ADATE OF TRANSFER: 6/18/2019PROPERTY TYPE: CASHTRANSFER AMOUNT: $239,339TRANSFEREE CORPORATION: AG DIGITAL MEDIA SPATRANSFEREE EIN: N/ADATE OF TRANSFER: 8/1/2019PROPERTY TYPE: CASHTRANSFER AMOUNT: $160,988TRANSFEREE CORPORATION: TOPICA HOLDING PTE LTD.TRANSFEREE EIN: N/ADATE OF TRANSFER: 9/11/2019PROPERTY TYPE: CASHTRANSFER AMOUNT: $167,581TRANSFEREE CORPORATION: BAYZAT HOLDING LIMITEDTRANSFEREE EIN: N/ADATE OF TRANSFER: 9/25/2019PROPERTY TYPE: CASHTRANSFER AMOUNT: $179,532----------------------------------------------PASSTHROUGH ENTITY: NEOTENY 4, LPEIN: 38-4063685TRANSFEREE CORPORATION: KLANG GAMES GMBHTRANSFEREE EIN: N/ADATE OF TRANSFER: 9/19/2019PROPERTY TYPE: CASHTRANSFER AMOUNT: $259,080TRANSFEREE CORPORATION: P13 FJARFESTINGAR EHFTRANSFEREE EIN: N/ADATE OF TRANSFER: 9/25/2019PROPERTY TYPE: CASHTRANSFER AMOUNT: $130,483TRANSFEREE CORPORATION: PCH INTERNATIONAL HOLDINGSTRANSFEREE EIN: N/ADATE OF TRANSFER: 8/30/2019PROPERTY TYPE: CASHTRANSFER AMOUNT: $623,310----------------------------------------------PASSTHROUGH ENTITY: TOWNSEND REAL ESTATE ALPHA FUND III, LPEIN: 81-3134103TRANSFEREE CORPORATION: X CO-INVESTMENT I, LPTRANSFEREE EIN: 98-1509083DATE OF TRANSFER: VARIOUSPROPERTY TYPE: CASHTRANSFER AMOUNT: $515,814TRANSFEREE CORPORATION: GRAMERCY PROPERTY EUROPE IV TOWNSEND FEEDER LIMITEDTRANSFEREE EIN: 98-1474663DATE OF TRANSFER: VARIOUSPROPERTY TYPE: CASHTRANSFER AMOUNT: $605,870TRANSFEREE CORPORATION: ESR INVESTMENT NOMINEES 3 (AUSTRALIA) PTY LTD.TRANSFEREE EIN: N/ADATE OF TRANSFER: VARIOUSPROPERTY TYPE: CASHTRANSFER AMOUNT: $1,266,543----------------------------------------------PASSTHROUGH ENTITY: ENDEAVOR CATALYST III, LPEIN: 37-1937670TRANSFEREE CORPORATION: BANCAR TECHNOLOGIES LIMITEDTRANSFEREE EIN: N/ADATE OF TRANSFER: 10/18/2019PROPERTY TYPE: CASHTRANSFER AMOUNT: $148,658TRANSFEREE CORPORATION: TRUKKER HOLDING LTD.TRANSFEREE EIN: N/ADATE OF TRANSFER: 11/8/2019PROPERTY TYPE: CASHTRANSFER AMOUNT: $222,999TRANSFEREE CORPORATION: CARSOME SDN BHD.TRANSFEREE EIN: N/ADATE OF TRANSFER: 12/20/2019PROPERTY TYPE: CASHTRANSFER AMOUNT: $252,732TRANSFEREE CORPORATION: ONTRUCK HOLDING SAS.TRANSFEREE EIN: N/ADATE OF TRANSFER: 12/24/2019PROPERTY TYPE: CASHTRANSFER AMOUNT: $198,885 | |
| FORM 990-PF, PART VII-A, LINE 11 | NAME: NEOTENY 3 CO-INVESTMENT I, LPEIN: 83-1960637ADDRESS: C/O PRAGUE & CO. 15 WALNUT STREET, SUITE 150 WELLESLEY, MA 02481AMOUNT OF TRANSFERS TO CONTROLLED ENTITY: $19,500EXCESS BUSINESS HOLDING: NONAME: OPENAI, LPEIN: 82-3702278ADDRESS: 3180 18TH STREET, SUITE 100 SAN FRANCISCO, CA 94110EXCESS BUSINESS HOLDING: NONAME: RBP CATALYST FUND, LPEIN: 46-4347021ADDRESS: 1807 W. 11TH STREET AUTIN, TX 78703EXCESS BUSINESS HOLDING: NO | LIST OF CONTROLLED ENTITY |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | CORPORATE BONDS | BondNm |
| EOY Book Value | $120,447,362 | EOYBookValueAmt |
| EOYFMV | $120,447,362 | EOYFMVAmt |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $157,808,252 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $157,808,252 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (42 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 06 - LUXOR CAPITAL PARTNERS OFFSHORE LTD, SERIES 2322-1 | FMV | $30,082 | $30,082 |
| 11 - ICONIQ ACCESS 37 LP | FMV | $3,881,457 | $3,881,457 |
| 12 - ICONIQ STRATEGIC PARTNERS II-B | FMV | $7,651,248 | $7,651,248 |
| 13 - PRIME FINANCE PARTNERS IV LP | FMV | $257,295 | $257,295 |
| 14 - DRAWBRIDGE SPECIAL OPPORTUNITIES OFFSHORE FUND LTD | FMV | $1,159,791 | $1,159,791 |
| 16 - CERBERUS ICQ OFFSHORE LEVERED | FMV | $31,049,083 | $31,049,083 |
| 17 - CAPRICORN HEALTHCARE & SPECIAL OPPORTUNITIES II LP | FMV | $5,498,024 | $5,498,024 |
| 27 - ENDEAVOR CATALYST II LP | FMV | $9,009,540 | $9,009,540 |
| 28 - THE RISE FUND (B) LP | FMV | $38,186,608 | $38,186,608 |
| 29 - BREVAN HOWARD | FMV | $48,997,441 | $48,997,441 |
| 30 - BREAKTHROUGH ENERGY VENTURES | FMV | $2,328,122 | $2,328,122 |
| 31 - ICONIQ STRATEGIC PARTNERS III-B | FMV | $19,969,179 | $19,969,179 |
| 33 - NEO FUND 1.0 | FMV | $2,337,889 | $2,337,889 |
| 36 - IPI DATA CENTER PARTNERS FUND | FMV | $24,622,696 | $24,622,696 |
| 38 - NEOTENY 3 CO-INVESTMENT I | FMV | $7,819,500 | $7,819,500 |
| 39 - RISE OF THE REST SEED FUND | FMV | $331,524 | $331,524 |
| 40 - SOUTH PARK COMMONS FUND | FMV | $1,937,587 | $1,937,587 |
| 41 - PEMBROKE TCM DULANEY | FMV | $5,483,007 | $5,483,007 |
| 42 - FRANKLIN TEMPLETON REAL ESTATE PARTNERS III | FMV | $3,405,644 | $3,405,644 |
| 43 - TPG GROWTH IV FOF | FMV | $602,483 | $602,483 |
| 44 - COMMON SENSE GROWTH FUND | FMV | $667,932 | $667,932 |
| 45 - ALTOS ROBLOX SPV 1 | FMV | $5,065,321 | $5,065,321 |
| 46 - NEOTENY 4 | FMV | $15,000,000 | $15,000,000 |
| 47 - SABA CAPITAL TAIL HEDGE OFFSHORE FUND | FMV | $4,272,065 | $4,272,065 |
| 48 - LEADOUT CAPITAL | FMV | $279,899 | $279,899 |
| 49 - TOWNSEND REAL ESTATE ALPHA III | FMV | $3,110,459 | $3,110,459 |
| 50 - RBP CATALYST FUND | FMV | $4,757,708 | $4,757,708 |
| 51 - SUMMERSAFE (FKA OPENAI) | FMV | $14,635,685 | $14,635,685 |
| 52 - ICONIQ STRATEGIC PARTNERS IV | FMV | $35,058,115 | $35,058,115 |
| 53 - REINVENT CAPITAL FUND | FMV | $6,158,866 | $6,158,866 |
| 54 - CODA PROJECT | FMV | $2,000,000 | $2,000,000 |
| 55 - SPATIAL SYSTEMS | FMV | $162,245 | $162,245 |
| 56 - KASZEK VENTURES IV | FMV | $147,799 | $147,799 |
| 57 - KASZEK VENTURES OPPORTUNITY I | FMV | $254,753 | $254,753 |
| 58 - ENDEAVOR CATALYST III | FMV | $2,369,181 | $2,369,181 |
| 59 - RISE OF THE REST SEED FUND II | FMV | $17,029 | $17,029 |
| 60 - MIRACLE PLUS FUND I | FMV | $131,604 | $131,604 |
| 62 - DURABLE CAPITAL OFFSHORE FUND | FMV | $12,172,791 | $12,172,791 |
| 63 - MIR PARTNERS, INC. | FMV | $999,999 | $999,999 |
| 64 - MOSAIC VENTURES INVESTORS FUND | FMV | $145,024 | $145,024 |
| NORTHERN TRUST HIGH YIELD CORPS | FMV | $74,111,755 | $74,111,755 |
| NORTHERN TRUST MULTI SECTOR CRED | FMV | $75,959,519 | $75,959,519 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $37,312 | LegalFeesAmt |
| Net Investment Income | $37,312 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| DEFERRED TAX ASSET | $363,981 | $348,981 | $348,981 |
| UNSETTLED INVESTMENT RECEIVABLE | $393,649 | $86,594 | $86,594 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INSURANCE EXPENSE | $27,214 | $27,214 | $0 |
| LICENSE & FEES | $3,111 | $3,111 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ALTERNATIVE INVESTMENTS | Desc |
| Revenue And Expenses Per Books | $0 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | -$21,052,653 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | GRANTS PAYABLE | Desc |
| Amt | $13,727,115 | Amt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DERIVATIVE CONTRACTS AT FMV | Desc |
| BOY Book Value | $661,188,159 | BOYBookValueAmt |
| EOY Book Value | $0 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FINANCIAL ADVISORY FEES | CategoryTxt |
| Amt | $1,642,155 | Amt |
| Net Investment Income | $1,642,155 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Substantial Contributors Sch SubstantialContributorsSch
Substantial Contributor Detail SubstantialContributorDetail (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd |
|---|---|---|---|
| REID HOFFMAN | |||
| 50 CALIFORNIA STREET SUITE 3550 | SAN FRANCISCO | CA | 94111 |
| MICHELLE YEE | |||
| 50 CALIFORNIA STREET SUITE 3550 | SAN FRANCISCO | CA | 94111 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FEDERAL TAX LIABILITY | CategoryTxt |
| Amt | $560,801 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Transfers To Controlled Entities TransfersToControlledEntities
Transfers To Controlled Ent TransfersToControlledEntGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NEOTENY 3 CO-INVESTMENT I LP | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O PRAGUE CO 15 WALNUT ST STE 150 | AddressLine1Txt |
| City | WELLESLEY | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02481 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 831960637 | EIN |
| Desc | CONTRIBUTION TO CAPITAL | Desc |
| Amt | $19,500 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $19,500 | TotalAmt |
Comments