2020-11-13T11:43:26-06:00 2019-12-31 943145806 REALIZE CPA LLP 50 CALIFORNIA STREET SUITE 3550 SAN FRANCISCO CA 94111 990PF 2019-01-01 464347021 APHORISM FOUNDATION C/O REALIZE CPA LLP APHO 4153625990 50 CALIFORNIA STREET NO 3550 SAN FRANCISCO CA 94111 REID HOFFMAN PRESIDENT 4153625990 2020-11-12 1 JILL A LERVOLD P00440724 4153625990 72.164.171.10 2020-11-12 14:39:51 PS P 6FA04D229F3EA8FCB6CD240667B2285E8A645050 5B96FD6F25BF519C6E89DD8905E4F7BA5475A5F3 2019 2021-04-22 16:20:28Z X 811070012 X 0 X 15668453 15668453 8768250 8455747 8455747 0 -21052653 24436703 3071547 0 0 0 37312 37312 0 161500 161500 0 1642155 1642155 0 560801 0 0 30325 30325 0 2432093 1871292 0 18090119 18090119 20522212 1871292 18090119 3914491 1200255 33350220 37342874 37342874 23000000 0 0 23000000 23000000 124364076 157808252 157808252 161201596 120447362 120447362 1148665442 472035949 472035949 757630 435575 435575 1468338964 811070012 811070012 27500 32218 30365389 16638272 661188159 0 691581048 16670490 X 776757916 794399522 776757916 794399522 1468338964 811070012 776757916 3914491 13727115 794399522 0 794399522 VARIOUS BROKERAGE ACCOUNTS P 5525889 5525889 5525889 ALTERNATIVE INVESTMENTS P 2929858 2929858 2929858 VARIOUS INVESTMENTS P 0 0 8455747 0 111012382 849006215 0.130756 69616037 868625782 0.080145 23399015 136820620 0.171020 4864777 107829228 0.045116 4524501 100911510 0.044836 0.471873 0.094375 836800801 78973076 12003 78985079 18090119 24005 0 24005 0 24005 852566 0 0 852566 0 828561 828561 0 0 0 0 0 0 0 0 0 1 1 0 1 1 CA DE 1 0 1 1 0 1 N/A REALIZE CPA LLP 4153625990 50 CALIFORNIA STREET SUITE 3550 SAN FRANCISCO CA 94111 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 REID HOFFMAN 50 CALIFORNIA STREET SUITE 3550 SAN FRANCISCO CA 94111 PPRES/TREAS/DIR 1.00 0 0 0 FRANK F HUANG 50 CALIFORNIA STREET SUITE 3550 SAN FRANCISCO CA 94111 SECRETARY 1.00 0 0 0 NONE 0 NORTHERN TRUST 580 CALIFORNIA STREET SUITE 1800 SAN FRANCISCO CA 94104 INVESTMENT SERVICES 1197796 ICONIQ CAPITAL LLC 394 PACIFIC AVENUE FLOOR 2 SAN FRANCISCO CA 94111 INVESTMENT SERVICES 178490 REALIZE CPA LLP 50 CALIFORNIA STREET SUITE 3550 SAN FRANCISCO CA 94111 ACCOUNTING SERVICES 110000 GURTIN FIXED INCOME MANAGEMENT LLC 601 CALIFORNIA STREET SUITE 1901 SAN FRANCISCO CA 94108 INVESTMENT SERVICES 102298 BLACKROCK INVESTMENT MANAGEMENT LLC 400 HOWARD STREET SAN FRANCISCO CA 94105 INVESTMENT SERVICES 87781 0 0 494304444 36964659 318274857 849543960 0 0 849543960 12743159 836800801 41840040 41840040 24005 54032 78037 41762003 0 41762003 0 41762003 18090119 0 18090119 0 18090119 41762003 0 0 287817 16679954 26601708 68582743 112152222 18090119 0 0 0 18090119 0 23671884 23671884 88480338 0 0 0 0 0 0 0 88480338 19897595 68582743 REID HOFFMAN X BRIGHAM AND WOMEN'S HOSPITAL 116 HUNTINGTON AVENUE 3RD FLOOR BOSTON MA 02116 PC GENERAL SUPPORT 1000000 CENTER ON RURAL INNOVATION PO BOX 392 HARTLAND VT 05048 PC GENERAL SUPPORT 530000 CHAN ZUCKERBERG BIOHUB INC 499 ILLINOIS STREET SAN FRANCISCO CA 94158 PC GENERAL SUPPORT 2000000 COLUMBIA UNIVERSITY 622 WEST 113TH STREET MAIL CODE 4524 NEW YORK NY 10025 PC GENERAL SUPPORT 500000 FRIENDS OF THE UNIVERSITY OF SUSSEX 708 THIRD AVENUE 6TH FLOOR SUITE 34 NEW YORK NY 10017 PC GENERAL SUPPORT 254066 GOVERNING COUNCIL OF THE UNIVERSITY OF TORONTO 27 KINGS COLLEGE CIRCLE TORONTO ONTARIO CA PC GENERAL SUPPORT 301350 KIVA MICROFUNDS 875 HOWARD STREET 340 SAN FRANCISCO CA 94103 PC GENERAL SUPPORT 302000 NEW AMERICA FOUNDATION 1899 L STREET NW SUITE 400 WASHINGTON DC 20036 PC GENERAL SUPPORT 2750000 PAHARA INSTITUTE 340 SOUTH LEMON AVENUE 2927 WALNUT CA 91789 PC GENERAL SUPPORT 750000 THE ALAN TURING INSTITUTE 96 EUSTON ROAD LONDON UK NW1 2DB PC GENERAL SUPPORT 1334200 THE BARACK OBAMA FOUNDATION 5235 S HARPER COURT SUITE 1140 CHICAGO IL 606154281 PC GENERAL SUPPORT 8334000 UC SANTA CRUZ FOUNDATION 1156 HIGH STREET SANTA CRUZ CA 95064 PC GENERAL SUPPORT 34503 18090119 0 14 15668453 18 8768250 0 24436703 0 24436703 0 0 0 0 0 0 0 0 0 0 ACCOUNTING AND TAX PREPARATION FEES 161500 161500 0 PURSUANT TO IRC SEC. 4942(H)(2) AND REG. 53.4942(A)-3(D)(2), APHORISM FOUNDATION HEREBY ELECTS TO TREAT CURRENT YEAR QUALIFYING DISTRIBUTIONS IN EXCESS OF THE IMMEDIATELY PRECEDING TAX YEAR'S UNDISTRIBUTED INCOME AS BEING MADE OUT OF CORPUS.SIGNED: _____________________________NAME & TITLE: REID HOFFMAN,PRESIDENT FORM 926 APHORISM FOUNDATION HAS MADE VARIOUS INDIRECT TRANSFERS TO A FOREIGN ENTITY THROUGH PASSTHROUGH INVESTMENTS, WHICH THE TAX EXEMPT ENTITY HAS INTEREST IN. THESE TRANSFERS WERE SUMMARIZED IN THE CORRESPONDING FORM 926 FILINGS. THE DETAILS FOR THE TRANSFERS ARE AS FOLLOWS:PASSTHROUGH ENTITY: ENDEAVOR CATALYST II, LPEIN: 81-4429273TRANSFEREE CORPORATION: SALAUNO SALUD, S.A.P.I DE C.V.TRANSFEREE EIN: N/ADATE OF TRANSFER: 3/5/2019PROPERTY TYPE: CASHTRANSFER AMOUNT: $122,653TRANSFEREE CORPORATION: AWOK LIMITEDTRANSFEREE EIN: N/ADATE OF TRANSFER: 3/27/2019PROPERTY TYPE: CASHTRANSFER AMOUNT: $133,001TRANSFEREE CORPORATION: MAWDOO3 LTD.TRANSFEREE EIN: N/ADATE OF TRANSFER: 4/30/2019PROPERTY TYPE: CASHTRANSFER AMOUNT: $119,701TRANSFEREE CORPORATION: CHECKOUT.COMTRANSFEREE EIN: N/ADATE OF TRANSFER: 12/31/2019PROPERTY TYPE: CASHTRANSFER AMOUNT: $239,398TRANSFEREE CORPORATION: MIH IN LOCO HOLDINGS B.V.TRANSFEREE EIN: N/ADATE OF TRANSFER: 6/4/2019PROPERTY TYPE: CASHTRANSFER AMOUNT: $234,746TRANSFEREE CORPORATION: SWVL INC.TRANSFEREE EIN: N/ADATE OF TRANSFER: 6/18/2019PROPERTY TYPE: CASHTRANSFER AMOUNT: $239,339TRANSFEREE CORPORATION: AG DIGITAL MEDIA SPATRANSFEREE EIN: N/ADATE OF TRANSFER: 8/1/2019PROPERTY TYPE: CASHTRANSFER AMOUNT: $160,988TRANSFEREE CORPORATION: TOPICA HOLDING PTE LTD.TRANSFEREE EIN: N/ADATE OF TRANSFER: 9/11/2019PROPERTY TYPE: CASHTRANSFER AMOUNT: $167,581TRANSFEREE CORPORATION: BAYZAT HOLDING LIMITEDTRANSFEREE EIN: N/ADATE OF TRANSFER: 9/25/2019PROPERTY TYPE: CASHTRANSFER AMOUNT: $179,532----------------------------------------------PASSTHROUGH ENTITY: NEOTENY 4, LPEIN: 38-4063685TRANSFEREE CORPORATION: KLANG GAMES GMBHTRANSFEREE EIN: N/ADATE OF TRANSFER: 9/19/2019PROPERTY TYPE: CASHTRANSFER AMOUNT: $259,080TRANSFEREE CORPORATION: P13 FJARFESTINGAR EHFTRANSFEREE EIN: N/ADATE OF TRANSFER: 9/25/2019PROPERTY TYPE: CASHTRANSFER AMOUNT: $130,483TRANSFEREE CORPORATION: PCH INTERNATIONAL HOLDINGSTRANSFEREE EIN: N/ADATE OF TRANSFER: 8/30/2019PROPERTY TYPE: CASHTRANSFER AMOUNT: $623,310----------------------------------------------PASSTHROUGH ENTITY: TOWNSEND REAL ESTATE ALPHA FUND III, LPEIN: 81-3134103TRANSFEREE CORPORATION: X CO-INVESTMENT I, LPTRANSFEREE EIN: 98-1509083DATE OF TRANSFER: VARIOUSPROPERTY TYPE: CASHTRANSFER AMOUNT: $515,814TRANSFEREE CORPORATION: GRAMERCY PROPERTY EUROPE IV TOWNSEND FEEDER LIMITEDTRANSFEREE EIN: 98-1474663DATE OF TRANSFER: VARIOUSPROPERTY TYPE: CASHTRANSFER AMOUNT: $605,870TRANSFEREE CORPORATION: ESR INVESTMENT NOMINEES 3 (AUSTRALIA) PTY LTD.TRANSFEREE EIN: N/ADATE OF TRANSFER: VARIOUSPROPERTY TYPE: CASHTRANSFER AMOUNT: $1,266,543----------------------------------------------PASSTHROUGH ENTITY: ENDEAVOR CATALYST III, LPEIN: 37-1937670TRANSFEREE CORPORATION: BANCAR TECHNOLOGIES LIMITEDTRANSFEREE EIN: N/ADATE OF TRANSFER: 10/18/2019PROPERTY TYPE: CASHTRANSFER AMOUNT: $148,658TRANSFEREE CORPORATION: TRUKKER HOLDING LTD.TRANSFEREE EIN: N/ADATE OF TRANSFER: 11/8/2019PROPERTY TYPE: CASHTRANSFER AMOUNT: $222,999TRANSFEREE CORPORATION: CARSOME SDN BHD.TRANSFEREE EIN: N/ADATE OF TRANSFER: 12/20/2019PROPERTY TYPE: CASHTRANSFER AMOUNT: $252,732TRANSFEREE CORPORATION: ONTRUCK HOLDING SAS.TRANSFEREE EIN: N/ADATE OF TRANSFER: 12/24/2019PROPERTY TYPE: CASHTRANSFER AMOUNT: $198,885 LIST OF CONTROLLED ENTITY FORM 990-PF, PART VII-A, LINE 11 NAME: NEOTENY 3 CO-INVESTMENT I, LPEIN: 83-1960637ADDRESS: C/O PRAGUE & CO. 15 WALNUT STREET, SUITE 150 WELLESLEY, MA 02481AMOUNT OF TRANSFERS TO CONTROLLED ENTITY: $19,500EXCESS BUSINESS HOLDING: NONAME: OPENAI, LPEIN: 82-3702278ADDRESS: 3180 18TH STREET, SUITE 100 SAN FRANCISCO, CA 94110EXCESS BUSINESS HOLDING: NONAME: RBP CATALYST FUND, LPEIN: 46-4347021ADDRESS: 1807 W. 11TH STREET AUTIN, TX 78703EXCESS BUSINESS HOLDING: NO CORPORATE BONDS 120447362 120447362 157808252 157808252 0 0 06 - LUXOR CAPITAL PARTNERS OFFSHORE LTD, SERIES 2322-1 FMV 30082 30082 11 - ICONIQ ACCESS 37 LP FMV 3881457 3881457 12 - ICONIQ STRATEGIC PARTNERS II-B FMV 7651248 7651248 13 - PRIME FINANCE PARTNERS IV LP FMV 257295 257295 14 - DRAWBRIDGE SPECIAL OPPORTUNITIES OFFSHORE FUND LTD FMV 1159791 1159791 16 - CERBERUS ICQ OFFSHORE LEVERED FMV 31049083 31049083 17 - CAPRICORN HEALTHCARE & SPECIAL OPPORTUNITIES II LP FMV 5498024 5498024 27 - ENDEAVOR CATALYST II LP FMV 9009540 9009540 28 - THE RISE FUND (B) LP FMV 38186608 38186608 29 - BREVAN HOWARD FMV 48997441 48997441 30 - BREAKTHROUGH ENERGY VENTURES FMV 2328122 2328122 31 - ICONIQ STRATEGIC PARTNERS III-B FMV 19969179 19969179 33 - NEO FUND 1.0 FMV 2337889 2337889 36 - IPI DATA CENTER PARTNERS FUND FMV 24622696 24622696 38 - NEOTENY 3 CO-INVESTMENT I FMV 7819500 7819500 39 - RISE OF THE REST SEED FUND FMV 331524 331524 40 - SOUTH PARK COMMONS FUND FMV 1937587 1937587 41 - PEMBROKE TCM DULANEY FMV 5483007 5483007 42 - FRANKLIN TEMPLETON REAL ESTATE PARTNERS III FMV 3405644 3405644 43 - TPG GROWTH IV FOF FMV 602483 602483 44 - COMMON SENSE GROWTH FUND FMV 667932 667932 45 - ALTOS ROBLOX SPV 1 FMV 5065321 5065321 46 - NEOTENY 4 FMV 15000000 15000000 47 - SABA CAPITAL TAIL HEDGE OFFSHORE FUND FMV 4272065 4272065 48 - LEADOUT CAPITAL FMV 279899 279899 49 - TOWNSEND REAL ESTATE ALPHA III FMV 3110459 3110459 50 - RBP CATALYST FUND FMV 4757708 4757708 51 - SUMMERSAFE (FKA OPENAI) FMV 14635685 14635685 52 - ICONIQ STRATEGIC PARTNERS IV FMV 35058115 35058115 53 - REINVENT CAPITAL FUND FMV 6158866 6158866 54 - CODA PROJECT FMV 2000000 2000000 55 - SPATIAL SYSTEMS FMV 162245 162245 56 - KASZEK VENTURES IV FMV 147799 147799 57 - KASZEK VENTURES OPPORTUNITY I FMV 254753 254753 58 - ENDEAVOR CATALYST III FMV 2369181 2369181 59 - RISE OF THE REST SEED FUND II FMV 17029 17029 60 - MIRACLE PLUS FUND I FMV 131604 131604 62 - DURABLE CAPITAL OFFSHORE FUND FMV 12172791 12172791 63 - MIR PARTNERS, INC. FMV 999999 999999 64 - MOSAIC VENTURES INVESTORS FUND FMV 145024 145024 NORTHERN TRUST HIGH YIELD CORPS FMV 74111755 74111755 NORTHERN TRUST MULTI SECTOR CRED FMV 75959519 75959519 LEGAL FEES 37312 37312 0 DEFERRED TAX ASSET 363981 348981 348981 UNSETTLED INVESTMENT RECEIVABLE 393649 86594 86594 INSURANCE EXPENSE 27214 27214 0 LICENSE & FEES 3111 3111 0 ALTERNATIVE INVESTMENTS 0 -21052653 0 GRANTS PAYABLE 13727115 DERIVATIVE CONTRACTS AT FMV 661188159 0 FINANCIAL ADVISORY FEES 1642155 1642155 0 REID HOFFMAN 50 CALIFORNIA STREET SUITE 3550 SAN FRANCISCO CA 94111 MICHELLE YEE 50 CALIFORNIA STREET SUITE 3550 SAN FRANCISCO CA 94111 FEDERAL TAX LIABILITY 560801 0 0 NEOTENY 3 CO-INVESTMENT I LP C/O PRAGUE CO 15 WALNUT ST STE 150 WELLESLEY MA 02481 831960637 CONTRIBUTION TO CAPITAL 19500 19500