A FRANK ROTHSCHILD FUND: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- A FRANK ROTHSCHILD FUND (EIN 36-6049231)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-11-12
- IRS object ID
- 202143169349102284
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Land Etc Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-11-12T10:54:47-06:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 942290202 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SHEA LABAGH DOBBERSTEIN PC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 44 MONTGOMERY STREET SUITE 3200 | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94104 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 366049231 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | A FRANK ROTHSCHILD FUND | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | AFRA | BusinessNameControlTxt |
| Phone | 6505299966 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 37 MOUNTAIN MEADOW DRIVE | AddressLine1Txt |
| City | WOODSIDE | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94062 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | A FRANK ROTHSCHILD | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 6505299966 | PhoneNum |
| Signature | 2021-11-11 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | A | PersonFirstNm |
| Person Last | FRANK ROTHSCHILD | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | KEVIN DANIEL TUSING | PreparerPersonNm |
| PTIN | P01241383 | PTIN |
| Phone | 4153974444 | PhoneNum |
| Preparation | 2021-11-11 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $406,780 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $4,807 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $4,807 | InterestOnSavNetInvstIncmAmt |
| Interest On Savings Adj Net Incm | $4,807 | InterestOnSavingsAdjNetIncmAmt |
| Dividends Rev And Expnss | $3,954 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $3,954 | DividendsNetInvstIncmAmt |
| Dividends Adj Net Incm | $3,954 | DividendsAdjNetIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$8,409 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $11,381 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Total Rev And Expnss | $352 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $8,761 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $8,761 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $99 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $99 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $4,300 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $4,300 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $0 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $2,393 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $2,393 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $2,393 | OtherProfFeesAdjNetIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $149 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $149 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $46 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Deprec And Dpltn Adj Net Incm | $46 | DeprecAndDpltnAdjNetIncmAmt |
| Other Expenses Rev And Expnss | $70 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $70 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $7,057 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $2,393 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $7,057 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $0 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $0 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $7,057 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $2,393 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $7,057 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $0 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$6,705 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $6,368 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $1,704 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $8,214 | CashBOYAmt |
| Cash EOY | $8,595 | CashEOYAmt |
| Cash EOYFMV | $8,595 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $35,985 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $33,755 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $33,755 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $151,278 | CorporateStockBOYAmt |
| Corporate Stock EOY | $146,446 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $277,458 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $84,109 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $84,109 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $86,950 | CorporateBondsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $51,797 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $51,797 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $46 | LandBOYAmt |
| Land EOY | $0 | LandEOYAmt |
| Land EOYFMV | $0 | LandEOYFMVAmt |
| Other Assets BOY | $0 | OtherAssetsBOYAmt |
| Other Assets EOY | $22 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $22 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $279,632 | TotalAssetsBOYAmt |
| Total Assets EOY | $272,927 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $406,780 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $279,632 | CapitalStockBOYAmt |
| Capital Stock EOY | $272,927 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $0 | RetainedEarningBOYAmt |
| Retained Earning EOY | $0 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $279,632 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $272,927 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $279,632 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $272,927 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $279,632 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$6,705 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $272,927 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $272,927 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (3 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|
| 125 SH LYONDELL BASELL F CLASS | 2016-07-18 | 2020-01-31 | $9,742 | $9,813 | -$71 | -$71 |
| 30 SH OCCIDENTAL PETROLEUM | 2016-07-18 | 2020-03-11 | $378 | $2,302 | -$1,924 | -$1,924 |
| 100 SH OCCIDENTAL PETROLEUM | 2016-07-18 | 2020-03-11 | $1,261 | $7,675 | -$6,414 | -$6,414 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$8,409 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | $0 | NetShortTermCapitalGainLossAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $89 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $89 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $89 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $0 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $0 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Tax Due | $89 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | IL | OrgReportOrRegisterStateCd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | Yes (1) | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | A FRANK ROTHSCHILD | IndividualWithBooksNm |
| Phone | 6505299966 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 37 MOUNTAIN MEADOW DRIVE | AddressLine1Txt |
| City | WOODSIDE | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94062 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | 0 | TransactionsFailToQlfyAsExcInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| A FRANK ROTHSCHILD | ||||||||
| 37 MOUNTAIN MEADOW DRIVE | WOODSIDE | CA | 94062 | PRES & TREASURE | 40.00 | $0 | $0 | $0 |
| PHILIP A HART | ||||||||
| 201 MISSION STREET SUITE 1825 | SAN FRANCISCO | CA | 94105 | SECRETARY & VP | 1.00 | $0 | $0 | $0 |
| CHRISTINA ALLEN | ||||||||
| 538 WESTMINSTER AVENUE | VENICE | CA | 90291 | VICE PRESIDENT | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | THE A. F. ROTHSCHILD FUND IS A PRIVATE OPERATING FOUNDATION DEDICATED TO ADVANCING THE WELL-BEING OF HORSES AND OTHER EQUINES. THE FUND DIRECTLY ENGAGES IN INITIATION, DEVELOPMENT, AND IMPLEMENTATION OF EQUINE- SPECIFIC SCIENTIFIC RESEARCH, TECHNOLOGICAL INNOVATIONS, HISTORICAL SCHOLARSHIP, AND RELATED EDUCATIONAL PROJECTS THROUGH PROGRAM INITIATIVES OF THE CENTER FOR CONTEMPORARY EQUINE STUDIES (CCES), A SUPPORTING ORGANIZATION HEADQUARTERED IN WOODSIDE, CA.THE FOUNDATION'S TWO CURRENT PRINCIPLE DIRECT ACTIVITIES ARE: | Description1Txt |
| Expenses1 | $0 | Expenses1Amt |
| Description2 | 1)A MULTI-YEAR SCIENTIFIC PROJECT FORMED IN COLLABORATION WITH THE PETA INTERNATIONAL SCIENCE CONSORTIUM (PISC) TO ADVANCE DEVELOPMENT OF A RECOMBINANT BIOTECHNOLOGY AS A MODERN REPLACEMENT FOR THE CONTINUING ARCHAIC USE OF LIVING HORSES FOR THE BIOLOGICAL MASS PRODUCTION OF ANTIBODY-BASED PHARMACEUTICAL PRODUCTS - A SCIENTIFICALLY, MEDICALLY AND ETHICALLY OBSOLETE 19TH CENTURY INDUSTRIAL MANUFACTURING PROCESS DATING FROM 1894. THE COLLABORATION WAS INITIATED BY CCES AND EXECUTED BY BOTH PARTIES IN 2018 PURSUANT TO A MEMORANDUM OF UNDERSTANDINGS (MOU) FOR A MATCHING COMMITMENT OF $250,000 RESPECTIVELY TO FUND THE PROJECT UNDER A FORMAL AGREEMENT BY THE INSTITUTE FOR BIOCHEMISTRY, BIOTECHNOLOGY, AND BIOINFORMATICS, TECHNISCHE UNIVERSITAT (TU) BRAUNSCHWEIG, GERMANY, IN COOPERATION WITH THE CENTER FOR SCIENTIFIC RESEARCH AND HIGHER EDUCATION OF ENSENADA, A FEDERAL RESEARCH CENTER OF THE MEXICO NATIONAL COUNCIL FOR SCIENCE AND TECHNOLOGY. THE FOUNDATION ACTS DIRECTLY TO ADMINISTER THE | Description2Txt |
| Expenses2 | $0 | Expenses2Amt |
| Description3 | PROJECT AS OF MEMBER OF THE PROJECT STEERING COMMITTEE AND DURING 2020, ELECTED PISC'S SENIOR BIOLOGICS EXPERT TO SERVE AS THE BOARD'S SCIENCE ADVISOR AND LIAISON TO PROVIDE MONTHLY PROGRESS REPORTS.THE ONGOING GLOBAL PANDEMIC THROUGHOUT 2020 PRECLUDED THE FOUNDATION'S PLANNED DISTRIBUTION OF FUNDS PURSUANT TO ITS MEMORANDUM OF UNDERSTANDING WITH PISC GIVEN THE FOCUS OF SCIENTIFIC RESEARCH GLOBALLY ON DEVELOPMENT OF VACCINES AND ANTIBODY-BASED THERAPEUTIC SOLUTIONS FOR PREVENTION AND TREATMENT OF HUMAN INTERACTION WITH SARS-COV-2. SPECIFICALLY THE FOUNDATION WAS PRECLUDED FROM DISTRIBUTING $39,500 DUE TO POSTPONED COMPLETION OF THE DEVELOPMENTAL MILESTONES SET FORTH IN THE CONTRACT AGREEMENTS WITH THE TWO PARTICIPANT SCIENTIFIC RESEARCH INSTITUTIONS.2)DEVELOPMENT OF AN ONLINE EDUCATIONAL PLATFORM PROVIDING ACCESS TO THE FOUNDATION'S EXTENSIVE ARCHIVE OF EQUINE-RELATED DIGITIZED RESEARCH MATERIAL AS A UNIQUE INFORMATION SOURCE FOR BOTH SCHOLARS AND INTERESTED PUBLIC TO BENEFIT FROM | Description3Txt |
| Expenses3 | $0 | Expenses3Amt |
| Description4 | THE FOUNDATION'S ACTIVITIES. IN 2020 PER ITS EDUCATIONAL PURPOSE THE FOUNDATION INITIATED A PARTNERSHIP WITH THE EQUINE HISTORY COLLECTIVE (EHC), A QUALIFIED CHARITY FOUNDED IN 2016 TO PROMOTE RESEARCH ON THE HISTORICAL AND CONTINUING SIGNIFICANCE OF THE HUMAN RELATIONSHIP WITH HORSES. THE FOUNDATION ANNOUNCED ITS ACTIVE SUPPORT OF THE EHC'S MISSION VIA A FORMAL REQUEST FOR PROPOSALS ELIGIBLE FOR A $15,000 RESEARCH SPONSORSHIP, POSTED ON THE EHC MEMBER WEBSITE ON DEC 17, 2020, SET FOR DISTRIBUTION IN 2021.BECAUSE THE FOUNDATION'S FAILURE TO DISTRIBUTE THE FULL MINIMUM AMOUNT DURING 2020 WAS NOT WILLFUL AND THE CIRCUMSTANTIAL ECONOMIC IMPACTS OF THE GLOBAL PANDEMIC ARE UNIVERSALLY RECOGNIZED AS REASONABLE CAUSE, THE FOUNDATION PLANS TO CORRECT ANY DEFICIENCY IN MEETING THE CURRENT YEAR'S QUALIFYING DISTRIBUTION TEST WITHIN THE TIME-FRAME PROVIDED FOR RETROACTIVE COMPLIANCE UNDER SECTION 4942 OF THE INTERNAL REVENUE CODE. | Description4Txt |
| Expenses4 | $0 | Expenses4Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $316,180 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $44,754 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $360,934 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $360,934 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $5,414 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $355,520 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $17,776 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sect4942j3j5 Fndtn And Frgn Org | Yes (X) | Sect4942j3j5FndtnAndFrgnOrgInd |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $0 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $0 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $0 | AdjustedQualifyingDistriAmt |
Private Operating Foundations PrivateOperatingFoundationsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Fndtn Ruling | 2010-03-18 | PrivateOperatingFndtnRulingDt |
| Section4942j3 | Yes (X) | Section4942j3Ind |
Lessor Adj Net Incm Min Invst Ret LessorAdjNetIncmMinInvstRetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $1,704 | CurrentYearAmt |
| Year1 | $5,611 | Year1Amt |
| Year2 | $8,887 | Year2Amt |
| Year3 | $12,305 | Year3Amt |
| Total | $28,507 | TotalAmt |
Pct85 Lessor Adj Incm Or Min Ret Pct85LessorAdjIncmOrMinRetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $1,448 | CurrentYearAmt |
| Year1 | $4,769 | Year1Amt |
| Year2 | $7,554 | Year2Amt |
| Year3 | $10,459 | Year3Amt |
| Total | $24,231 | TotalAmt |
Qualifying Distributions QualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $0 | CurrentYearAmt |
| Year1 | $22,237 | Year1Amt |
| Year2 | $21,018 | Year2Amt |
| Year3 | $30,999 | Year3Amt |
| Total | $74,254 | TotalAmt |
Qualifying Distri Not Used Drt QualifyingDistriNotUsedDrtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $0 | CurrentYearAmt |
| Year1 | $0 | Year1Amt |
| Year2 | $0 | Year2Amt |
| Year3 | $0 | Year3Amt |
| Total | $0 | TotalAmt |
Qualifying Distri Made Drt QualifyingDistriMadeDrtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $0 | CurrentYearAmt |
| Year1 | $22,237 | Year1Amt |
| Year2 | $21,018 | Year2Amt |
| Year3 | $30,999 | Year3Amt |
| Total | $74,254 | TotalAmt |
Total Assets TotalAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Total Assets Sect4942j3 Bi TotalAssetsSect4942j3BiGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Two Thirds Minimum Invst Ret TwoThirdsMinimumInvstRetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $11,851 | CurrentYearAmt |
| Year1 | $11,077 | Year1Amt |
| Year2 | $12,957 | Year2Amt |
| Year3 | $21,286 | Year3Amt |
| Total | $57,171 | TotalAmt |
Total Support TotalSupportGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Public Support Type PublicSupportType
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Largest Support From EO LargestSupportFromEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Gross Investment Income GrossInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
| Total Grant Or Contri Pd Dur Yr | $0 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $4,807 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $3,954 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$8,409 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $352 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $352 | TotalIncomeProducingActyAmt |
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp (3 entries)
| Line NumberLineNumberTxt | Relationship StatementRelationshipStatementTxt |
|---|---|
| 3 | N/A |
| 4 | N/A |
| 8 | N/A |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX PREP FEE | CategoryTxt |
| Amt | $4,300 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $4,300 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp (6 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | Cost Or Other BasisCostOrOtherBasisAmt | Prior Year DepreciationPriorYearDepreciationAmt | Computation MethodComputationMethodTxt | LifeLifeRt | Current Year ExpenseCurrentYearExpenseAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|---|---|---|---|---|
| INERTIAL SENSOR SYSTEM | 2006-07-06 | $13,464 | $13,464 | 200DB | 7.000000000000 | $0 | $0 | $0 |
| MTI-G SENSOR | 2007-11-29 | $5,381 | $5,381 | 200DB | 7.000000000000 | $0 | $0 | $0 |
| SYNCED XB-3 SYSTEM | 2007-05-24 | $30,338 | $30,338 | 200DB | 7.000000000000 | $0 | $0 | $0 |
| HORSE MODEL | 2008-05-31 | $830 | $830 | 200DB | 7.000000000000 | $0 | $0 | $0 |
| HORSE SUIT | 2012-08-28 | $743 | $743 | 200DB | 7.000000000000 | $0 | $0 | $0 |
| VIDEO CAMERA | 2013-06-06 | $1,041 | $995 | 200DB | 7.000000000000 | $46 | $0 | $46 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (3 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| TIME WARNER ENTMT CO DUE 3/15/2023 | $29,347 | $29,216 |
| FORD MOTOR COMPANY DUE 8/1/2026 | $29,228 | $29,295 |
| APPLE INC AT 3.35% DUE 2/9/2027 | $25,534 | $28,439 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (14 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 90 SHS APPLE INC | $9,531 | $47,768 |
| 330 SHS CISCO SYS INC | $9,884 | $14,768 |
| 100 SHS CME GROUP INC | $10,167 | $18,205 |
| 300 SHS FLIR SYSTEMS INC | $9,749 | $13,149 |
| 160 SHS MERCK & CO INC | $9,970 | $13,088 |
| 75 SHS TRAVELERS COMPANIES INC | $8,705 | $10,528 |
| 130 SHS VISA INC | $10,198 | $28,435 |
| 100 SHS WALT DISNEY CO | $10,042 | $18,118 |
| 400 SHS SCHWAB US MID CAP ETF | $17,360 | $27,272 |
| 200 SH COMCAST CORP | $10,053 | $13,624 |
| 55 SH NVIDIA CORP | $8,763 | $28,721 |
| 80 SH RESMED INC | $7,956 | $17,004 |
| 160 SH VERIZON COMMUNICATIONS | $9,110 | $9,400 |
| 105 SH ZOETIS INC. | $14,958 | $17,378 |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp (6 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt |
|---|---|---|---|
| INERTIAL SENSOR SYSTEM | $13,464 | $13,464 | $0 |
| MTI-G SENSOR | $5,381 | $5,381 | $0 |
| SYNCED XB-3 SYSTEM | $30,338 | $30,338 | $0 |
| HORSE MODEL | $830 | $830 | $0 |
| HORSE SUIT | $743 | $743 | $0 |
| VIDEO CAMERA | $1,041 | $1,041 | $0 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES/ DUES | CategoryTxt |
| Legal Fees | $99 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $99 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DIVIDENDS IN TRANSIT AT YEAR END | Desc |
| EOY Book Value | $22 | EOYBookValueAmt |
| EOYFMV | $22 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | MISCELLANEOUS FEES/ INTERNET AND IT | Desc |
| Revenue And Expenses Per Books | $70 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $70 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT MANGEMENT FEES | CategoryTxt |
| Amt | $2,393 | Amt |
| Net Investment Income | $2,393 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $2,393 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| ILLINOIS FILING FEES | $0 | $0 | $0 | $0 |
| FRANCHISE TAX BOARD | $20 | $0 | $20 | $0 |
| FEDERAL TAXES | $79 | $0 | $79 | $0 |
| REGISTRY OF CHARITABLE TRUSTS | $50 | $0 | $50 | $0 |
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