2021-11-12T10:54:47-06:00 2020-12-31 942290202 SHEA LABAGH DOBBERSTEIN PC 44 MONTGOMERY STREET SUITE 3200 SAN FRANCISCO CA 94104 990PF 2020-01-01 366049231 A FRANK ROTHSCHILD FUND AFRA 6505299966 37 MOUNTAIN MEADOW DRIVE WOODSIDE CA 94062 A FRANK ROTHSCHILD PRESIDENT 6505299966 2021-11-11 1 A FRANK ROTHSCHILD 999009999 KEVIN DANIEL TUSING P01241383 4153974444 2021-11-11 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 406780 X X 4807 4807 4807 3954 3954 3954 -8409 11381 0 0 352 8761 8761 0 0 0 0 99 0 99 0 4300 0 4300 0 2393 2393 2393 0 149 0 149 0 46 0 46 70 0 70 0 7057 2393 7057 0 0 0 7057 2393 7057 0 -6705 6368 1704 8214 8595 8595 35985 33755 33755 151278 146446 277458 84109 84109 86950 51797 51797 46 0 0 0 22 22 279632 272927 406780 0 0 X 279632 272927 0 0 0 0 279632 272927 279632 272927 279632 -6705 0 272927 0 272927 125 SH LYONDELL BASELL F CLASS 2016-07-18 2020-01-31 9742 9813 -71 -71 30 SH OCCIDENTAL PETROLEUM 2016-07-18 2020-03-11 378 2302 -1924 -1924 100 SH OCCIDENTAL PETROLEUM 2016-07-18 2020-03-11 1261 7675 -6414 -6414 -8409 0 89 0 89 0 89 0 0 0 0 0 0 89 0 0 0 0 0 0 0 0 0 0 1 1 IL CA 1 1 0 0 0 1 N/A A FRANK ROTHSCHILD 6505299966 37 MOUNTAIN MEADOW DRIVE WOODSIDE CA 94062 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 A FRANK ROTHSCHILD 37 MOUNTAIN MEADOW DRIVE WOODSIDE CA 94062 PRES & TREASURE 40.00 0 0 0 PHILIP A HART 201 MISSION STREET SUITE 1825 SAN FRANCISCO CA 94105 SECRETARY & VP 1.00 0 0 0 CHRISTINA ALLEN 538 WESTMINSTER AVENUE VENICE CA 90291 VICE PRESIDENT 1.00 0 0 0 NONE 0 NONE 0 THE A. F. ROTHSCHILD FUND IS A PRIVATE OPERATING FOUNDATION DEDICATED TO ADVANCING THE WELL-BEING OF HORSES AND OTHER EQUINES. THE FUND DIRECTLY ENGAGES IN INITIATION, DEVELOPMENT, AND IMPLEMENTATION OF EQUINE- SPECIFIC SCIENTIFIC RESEARCH, TECHNOLOGICAL INNOVATIONS, HISTORICAL SCHOLARSHIP, AND RELATED EDUCATIONAL PROJECTS THROUGH PROGRAM INITIATIVES OF THE CENTER FOR CONTEMPORARY EQUINE STUDIES (CCES), A SUPPORTING ORGANIZATION HEADQUARTERED IN WOODSIDE, CA.THE FOUNDATION'S TWO CURRENT PRINCIPLE DIRECT ACTIVITIES ARE: 0 1)A MULTI-YEAR SCIENTIFIC PROJECT FORMED IN COLLABORATION WITH THE PETA INTERNATIONAL SCIENCE CONSORTIUM (PISC) TO ADVANCE DEVELOPMENT OF A RECOMBINANT BIOTECHNOLOGY AS A MODERN REPLACEMENT FOR THE CONTINUING ARCHAIC USE OF LIVING HORSES FOR THE BIOLOGICAL MASS PRODUCTION OF ANTIBODY-BASED PHARMACEUTICAL PRODUCTS - A SCIENTIFICALLY, MEDICALLY AND ETHICALLY OBSOLETE 19TH CENTURY INDUSTRIAL MANUFACTURING PROCESS DATING FROM 1894. THE COLLABORATION WAS INITIATED BY CCES AND EXECUTED BY BOTH PARTIES IN 2018 PURSUANT TO A MEMORANDUM OF UNDERSTANDINGS (MOU) FOR A MATCHING COMMITMENT OF $250,000 RESPECTIVELY TO FUND THE PROJECT UNDER A FORMAL AGREEMENT BY THE INSTITUTE FOR BIOCHEMISTRY, BIOTECHNOLOGY, AND BIOINFORMATICS, TECHNISCHE UNIVERSITAT (TU) BRAUNSCHWEIG, GERMANY, IN COOPERATION WITH THE CENTER FOR SCIENTIFIC RESEARCH AND HIGHER EDUCATION OF ENSENADA, A FEDERAL RESEARCH CENTER OF THE MEXICO NATIONAL COUNCIL FOR SCIENCE AND TECHNOLOGY. THE FOUNDATION ACTS DIRECTLY TO ADMINISTER THE 0 PROJECT AS OF MEMBER OF THE PROJECT STEERING COMMITTEE AND DURING 2020, ELECTED PISC'S SENIOR BIOLOGICS EXPERT TO SERVE AS THE BOARD'S SCIENCE ADVISOR AND LIAISON TO PROVIDE MONTHLY PROGRESS REPORTS.THE ONGOING GLOBAL PANDEMIC THROUGHOUT 2020 PRECLUDED THE FOUNDATION'S PLANNED DISTRIBUTION OF FUNDS PURSUANT TO ITS MEMORANDUM OF UNDERSTANDING WITH PISC GIVEN THE FOCUS OF SCIENTIFIC RESEARCH GLOBALLY ON DEVELOPMENT OF VACCINES AND ANTIBODY-BASED THERAPEUTIC SOLUTIONS FOR PREVENTION AND TREATMENT OF HUMAN INTERACTION WITH SARS-COV-2. SPECIFICALLY THE FOUNDATION WAS PRECLUDED FROM DISTRIBUTING $39,500 DUE TO POSTPONED COMPLETION OF THE DEVELOPMENTAL MILESTONES SET FORTH IN THE CONTRACT AGREEMENTS WITH THE TWO PARTICIPANT SCIENTIFIC RESEARCH INSTITUTIONS.2)DEVELOPMENT OF AN ONLINE EDUCATIONAL PLATFORM PROVIDING ACCESS TO THE FOUNDATION'S EXTENSIVE ARCHIVE OF EQUINE-RELATED DIGITIZED RESEARCH MATERIAL AS A UNIQUE INFORMATION SOURCE FOR BOTH SCHOLARS AND INTERESTED PUBLIC TO BENEFIT FROM 0 THE FOUNDATION'S ACTIVITIES. IN 2020 PER ITS EDUCATIONAL PURPOSE THE FOUNDATION INITIATED A PARTNERSHIP WITH THE EQUINE HISTORY COLLECTIVE (EHC), A QUALIFIED CHARITY FOUNDED IN 2016 TO PROMOTE RESEARCH ON THE HISTORICAL AND CONTINUING SIGNIFICANCE OF THE HUMAN RELATIONSHIP WITH HORSES. THE FOUNDATION ANNOUNCED ITS ACTIVE SUPPORT OF THE EHC'S MISSION VIA A FORMAL REQUEST FOR PROPOSALS ELIGIBLE FOR A $15,000 RESEARCH SPONSORSHIP, POSTED ON THE EHC MEMBER WEBSITE ON DEC 17, 2020, SET FOR DISTRIBUTION IN 2021.BECAUSE THE FOUNDATION'S FAILURE TO DISTRIBUTE THE FULL MINIMUM AMOUNT DURING 2020 WAS NOT WILLFUL AND THE CIRCUMSTANTIAL ECONOMIC IMPACTS OF THE GLOBAL PANDEMIC ARE UNIVERSALLY RECOGNIZED AS REASONABLE CAUSE, THE FOUNDATION PLANS TO CORRECT ANY DEFICIENCY IN MEETING THE CURRENT YEAR'S QUALIFYING DISTRIBUTION TEST WITHIN THE TIME-FRAME PROVIDED FOR RETROACTIVE COMPLIANCE UNDER SECTION 4942 OF THE INTERNAL REVENUE CODE. 0 0 316180 44754 0 360934 0 0 360934 5414 355520 17776 X 0 0 0 0 0 2010-03-18 X 1704 5611 8887 12305 28507 1448 4769 7554 10459 24231 0 22237 21018 30999 74254 0 0 0 0 0 0 22237 21018 30999 74254 0 0 11851 11077 12957 21286 57171 0 0 0 0 X 0 0 14 4807 14 3954 18 -8409 0 352 0 352 3 N/A 4 N/A 8 N/A 0 0 0 0 0 0 0 0 0 0 TAX PREP FEE 4300 0 4300 0 INERTIAL SENSOR SYSTEM 2006-07-06 13464 13464 200DB 7.000000000000 0 0 0 MTI-G SENSOR 2007-11-29 5381 5381 200DB 7.000000000000 0 0 0 SYNCED XB-3 SYSTEM 2007-05-24 30338 30338 200DB 7.000000000000 0 0 0 HORSE MODEL 2008-05-31 830 830 200DB 7.000000000000 0 0 0 HORSE SUIT 2012-08-28 743 743 200DB 7.000000000000 0 0 0 VIDEO CAMERA 2013-06-06 1041 995 200DB 7.000000000000 46 0 46 TIME WARNER ENTMT CO DUE 3/15/2023 29347 29216 FORD MOTOR COMPANY DUE 8/1/2026 29228 29295 APPLE INC AT 3.35% DUE 2/9/2027 25534 28439 90 SHS APPLE INC 9531 47768 330 SHS CISCO SYS INC 9884 14768 100 SHS CME GROUP INC 10167 18205 300 SHS FLIR SYSTEMS INC 9749 13149 160 SHS MERCK & CO INC 9970 13088 75 SHS TRAVELERS COMPANIES INC 8705 10528 130 SHS VISA INC 10198 28435 100 SHS WALT DISNEY CO 10042 18118 400 SHS SCHWAB US MID CAP ETF 17360 27272 200 SH COMCAST CORP 10053 13624 55 SH NVIDIA CORP 8763 28721 80 SH RESMED INC 7956 17004 160 SH VERIZON COMMUNICATIONS 9110 9400 105 SH ZOETIS INC. 14958 17378 INERTIAL SENSOR SYSTEM 13464 13464 0 MTI-G SENSOR 5381 5381 0 SYNCED XB-3 SYSTEM 30338 30338 0 HORSE MODEL 830 830 0 HORSE SUIT 743 743 0 VIDEO CAMERA 1041 1041 0 LEGAL FEES/ DUES 99 0 99 0 DIVIDENDS IN TRANSIT AT YEAR END 22 22 MISCELLANEOUS FEES/ INTERNET AND IT 70 0 70 0 INVESTMENT MANGEMENT FEES 2393 2393 2393 0 ILLINOIS FILING FEES 0 0 0 0 FRANCHISE TAX BOARD 20 0 20 0 FEDERAL TAXES 79 0 79 0 REGISTRY OF CHARITABLE TRUSTS 50 0 50 0